0001209191-15-072592.txt : 20150930 0001209191-15-072592.hdr.sgml : 20150930 20150930175822 ACCESSION NUMBER: 0001209191-15-072592 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20150930 DATE AS OF CHANGE: 20150930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STERIS CORP CENTRAL INDEX KEY: 0000815065 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 341482024 STATE OF INCORPORATION: OH FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5960 HEISLEY RD CITY: MENTOR STATE: OH ZIP: 44060 BUSINESS PHONE: 4403542600 MAIL ADDRESS: STREET 1: 5960 HEISLEY ROAD CITY: MENTOR STATE: OH ZIP: 44060 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosebrough Walter M Jr CENTRAL INDEX KEY: 0001413087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14643 FILM NUMBER: 151134797 MAIL ADDRESS: STREET 1: 5960 HEISLEY ROAD CITY: MENTOR STATE: OH ZIP: 44060 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-30 0 0000815065 STERIS CORP STE 0001413087 Rosebrough Walter M Jr C/O 5960 HEISLEY ROAD MENTOR OH 44060 1 1 0 0 President & CEO Common Shares, No Par Value 2015-09-30 4 S 0 5000 64.9153 D 116376 D Common Shares, No Par Value 2015-09-30 4 S 0 5000 64.931 D 20000 I See Footnote Below. Common Shares, No Par Value 98040 I See Footnote Below. Common Shares, No Par Value 6960 I See Footnote Below. This transaction involved the open market sale on September 30, 2015 of a total of 5,000 shares, held by the Reporting Person as Trustee, from his revocable trust established for his benefit, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, as Trustee, on December 5, 2014. This represents the average sales price of the 5,000 shares sold in the open market. The actual 37 sales prices ranged from $64.3300 per share to $65.3200 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 37 sales prices. These 116,376 Common Shares are held by the Reporting Person as Trustee of a revocable trust established for his benefit. 44,750 of these Common Shares are restricted. The restrictions on the restricted Common Shares lapse as follows: 5,000 on May 31, 2016; 6,250 on May 31, 2016; 6,250 on May 31, 2017; 4,250 on May 30, 2016; 4,250 on May 30, 2017, 4,250 on May 30, 2018, 3,625 on May 30, 2016, 3,625 on May 29, 2017, 3,625 on May 28, 2018, and 3,625 on May 28, 2019. This transaction involved the open market sale on September 30, 2015 of a total of 5,000 shares, held by the Reporting Person as Trustee, from an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse, pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person, as Trustee, on December 4, 2014. This represents the average sales price of the 5,000 shares sold in the open market. The actual 34 sales prices ranged from $64.2600 per share to $65.3200 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 34 sales prices. These shares are held by the Reporting Person as Trustee of an irrevocable trust established for the benefit of the children of the Reporting Person and the Reporting Person's Spouse. These shares are held by the Reporting Person's Spouse as Trustee of a revocable trust established for her benefit. These shares are held by the Reporting Person as Trustee of an irrevocable trust established for the benefit of the grandchildren of the Reporting Person and the Reporting Person's Spouse. /s/ Dennis P. Patton, Authorized Representative under Power of Attorney 2015-09-30