0000814453-19-000121.txt : 20191112 0000814453-19-000121.hdr.sgml : 20191112 20191112084848 ACCESSION NUMBER: 0000814453-19-000121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191107 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Craigie James CENTRAL INDEX KEY: 0001295990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09608 FILM NUMBER: 191206418 MAIL ADDRESS: STREET 1: 500 CHARLES EWING BLVD CITY: EWING STATE: NJ ZIP: 08628 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWELL BRANDS INC. CENTRAL INDEX KEY: 0000814453 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 363514169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: 2Q ZIP: 30328 BUSINESS PHONE: 800-424-1941 MAIL ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: 2Q ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS, INC. DATE OF NAME CHANGE: 20191017 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS INC DATE OF NAME CHANGE: 20160415 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL RUBBERMAID INC DATE OF NAME CHANGE: 19990329 4 1 wf-form4_157356651384832.xml FORM 4 X0306 4 2019-11-07 0 0000814453 NEWELL BRANDS INC. NWL 0001295990 Craigie James C/O NEWELL BRANDS INC. 6655 PEACHTREE DUNWOODY ROAD ATLANTA GA 30328 1 0 0 0 Common Stock 2019-11-07 4 P 0 12500 20 A 12500 I Manager of B and CC Family Holdings LLC Common Stock 28749 D Common Stock 797 I Brian J. Craigie 2012 Trust Common Stock 797 I Chelsea B. Craigie 2012 Trust B&CC Family Holdings LLC ("LLC"), an entity for which Reporting Person is the sole Manager, is owned 1% by Reporting Person and 49.5% each by the Brian J. Craigie Trust 2019 ("BJCT") and the Chelsea B. Craigie Trust 2019 ("CBCT"). BJCT and CBCT's ownership of the LLC is limited exclusively to economic interest. The trustees and beneficiaries of BJCT and CBCT are the children of the Reporting Person, and therefore the Reporting Person disclaims beneficial ownership of the trusts and their ownership, except to the extent of his pecuniary interest therein. Trust owned by child of Reporting Person and includes shares acquired prior to the date that the Reporting Person became affiliated with the Issuer. Reporting Person has no pecuniary interest in these shares, and disclaims any beneficial interest therein. /s/ Raj Dave, attorney-in-fact for James R. Craigie 2019-11-12