-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KZ+eAt25Y4FbC3zEiqhnyMlndwiHx8hycKZN06aTAqpbXbg4nJjuLo6CQwMRD7tC cZTI9uzNMLDz9RknIpMMdA== 0000950135-99-000735.txt : 19990215 0000950135-99-000735.hdr.sgml : 19990215 ACCESSION NUMBER: 0000950135-99-000735 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TIMBERLAND CO CENTRAL INDEX KEY: 0000814361 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 020312554 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-39207 FILM NUMBER: 99536705 BUSINESS ADDRESS: STREET 1: 200 DOMAIN DR CITY: STRATHAM STATE: NH ZIP: 03885 BUSINESS PHONE: 6037729500 MAIL ADDRESS: STREET 1: 200 DOMAIN DR CITY: STRATHAM STATE: NH ZIP: 03885 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SWARTZ SIDNEY W CENTRAL INDEX KEY: 0000901142 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 200 DOMAIN DRIVE STREET 2: 11 MERRILL INDUSTRIAL DRIVE CITY: STRATHAM STATE: NH ZIP: 03885 BUSINESS PHONE: 603-773-1630 MAIL ADDRESS: STREET 1: C/C/O TIMBERLAND CO STREET 2: 11 MERRILL INDUSTIAL DRIVE CITY: HAMPTON STATE: NH ZIP: 03843 SC 13G/A 1 SIDNEY SCHWARTZ 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11 )* --------------------- The Timberland Company ------------------------------ (Name of Issuer) Class A, Common Stock ------------------------------ (Title of Class of Securities) 887100 10 5 ------------------------------ (CUSIP Number) - -Check the following box if a fee is being paid with this statement __. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 2 CUSIP NO. 887100 10 5 13G Page 2 Of 5 Pages - ------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Sidney W. Swartz ###-##-#### - ------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) Mr. Swartz and his wife are the sole trustees of The Swartz Family Charitable Trust which owns 9,500 shares (a) [X] (b) Mr. Swartz' wife is one of the two trustees of The Sidney W. Swartz 1982 Family Trust which owns 3,142,017 shares and is filing a separate Schedule 13G. (b) {X] - ------------------------------------------------------------------------------- (3) SEC USE ONLY - ------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- (5) SOLE VOTING POWER 2,368,367 NUMBER OF SHARES --------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY (a) Mr. Swartz and his wife are the sole EACH trustees of The Swartz Family Charitable REPORTING Trust which owns 9,500 shares; (b) Mr. Swartz' wife PERSON WITH is one of the two trustees of The Sidney W. Swartz 1982 Family Trust which owns 3,142,017 shares and is filing a separate Schedule 13G. --------------------------------------------------------- (7) SOLE DISPOSITIVE POWER 2,368,367 --------------------------------------------------------- (8) SHARED DISPOSITIVE POWER (a) Mr. Swartz and his wife are the sole trustees of The Swartz Family Charitable Trust which owns 9,500 shares; (b) Mr. Swartz' wife is one of the two trustees of The Sidney W. Swartz 1982 Family Trust which owns 3,142,017 shares and is filing a separate Schedule 13G. - ------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,377,867 (but see response #6 and #8 above) - ------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [X] The aggregate amount excludes the shares of The Sidney W. Swartz 1982 Family Trust - ------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 20.7% - ------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 CUSIP NO. 887100 10 5 13G Page 3 of 5 Pages - ------------------------------------------------------------------------------ Item 1(a). Name of Issuer: --------------- The Timberland Company Item 1(b). Address of Issuer's Principal Executive Offices: ------------------------------------------------ 200 Domain Drive, Stratham, NH 03885 Item 2(a). Name of Person Filing: ---------------------- Sidney W. Swartz Item 2(b). Address of Principal Business Office or, if none, residence: ------------------------------------------------------------ 200 Domain Drive, Stratham, NH 03885 Item 2(c). Citizenship: ------------ United States Item 2(d). Title of Class of Securities: ----------------------------- Class A Common Stock Item 2(e). CUSIP Number: ------------- 887100 10 5 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or --------------------------------------------------------- 13d-2(b), check whether the person filing is: --------------------------------------------- Not applicable. Item 4. Ownership: ---------- (a) Amount Beneficially Owned: 2,377,867 (b) Percent of Class: 20.7% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 2,368,367 (ii) shared power to vote or to direct the vote (a) Mr. Swartz and his wife are the sole trustees of The Swartz Family Charitable Trust which owns 9,500 shares; (b) Mr. Swartz' wife is one of the two trustees of The Sidney W. Swartz 1982 Family Trust which owns 3,142,017 shares and is filing a separate Schedule 13G. (iii) sole power to dispose or to direct the disposition of 2,368,367 (iv) shared power to dispose or to direct the disposition of (a) Mr. Swartz and his wife are the sole trustees of The Swartz Family Charitable Trust which owns 9,500 shares; (b) Mr. Swartz' wife is one of the two trustees of The Sidney W. Swartz 1982 Family Trust which owns 3,142,017 shares and is filing a separate Schedule 13G. Item 5. Ownership of Five Percent or Less of a Class: --------------------------------------------- Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: ---------------------------------------------------------------- Not applicable. 4 CUSIP NO. 887100 10 5 13G Page 4 of 5 Pages - ------------------------------------------------------------------------------ Item 7. Identification and Classification of the Subsidiary Which Acquired ------------------------------------------------------------------ the Security Being Reported on by the Parent Holding Company: ------------------------------------------------------------- Not applicable. Item 8. Identification and Classification of Members of the Group: ---------------------------------------------------------- See Row (2) on page 2 of 5. Item 9. Notice of Dissolution of Group: ------------------------------- Not applicable. Item 10. Certification: -------------- Not applicable. 5 CUSIP NO. 887100 10 5 13G Page 5 of 5 Pages - ------------------------------------------------------------------------------ SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 11, 1999 - -------------------------------- /s/ Sidney W. Swartz - -------------------------------- (Signature) Sidney W. Swartz - -------------------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----