-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OSGT/2kMnfQb8wXAi8JpK7bkjJtp9lw32D1xI6OaX5ROgm9SQ2Zl4L3hYHSdQVUv yvSVudLDOPx33egPRCq3bw== 0000950135-97-000423.txt : 19970221 0000950135-97-000423.hdr.sgml : 19970221 ACCESSION NUMBER: 0000950135-97-000423 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970211 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TIMBERLAND CO CENTRAL INDEX KEY: 0000814361 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 020312554 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39207 FILM NUMBER: 97523452 BUSINESS ADDRESS: STREET 1: 200 DOMAIN DR CITY: STRATHAM STATE: NH ZIP: 03885 BUSINESS PHONE: 6037729500 MAIL ADDRESS: STREET 1: 200 DOMAIN DR CITY: STRATHAM STATE: NH ZIP: 03885 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIDNEY W SWARTZ 1982 FAMILY TRUST & SWARTZ JUDITH H/BEARD JO CENTRAL INDEX KEY: 0000901787 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 200 DOMAIN DRIVE STREET 2: 11 MERRILL INDUSTRIAL DRIVE CITY: STRATHAM STATE: NH ZIP: 03885 BUSINESS PHONE: 603-772-9500 MAIL ADDRESS: STREET 1: C/O TIMBERLAND CO STREET 2: 11 MERRILL INDUSTRIAL DRIVE CITY: HAMPTON STATE: NH ZIP: 03843 SC 13G/A 1 THE SIDNEY W. SWARTZ 1982 FAMILY TRUST 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9 )* --------------------- The Timberland Company ---------------------- (Name of Issuer) Class A, Common Stock --------------------- (Title of Class of Securities) 887100 10 5 ----------- (CUSIP Number) - -Check the following box if a fee is being paid with this statement __. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 2 CUSIP NO. 887100 10 5 13G - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Sidney W. Swartz 1982 Family Trust (the "Trust") 04-649-2001 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (i) Judith H. Swartz, one of the two trustees of the Trust, and her husband are the sole trustees of The Swartz Family Charitable Trust, which owns 9,500 shares; (ii) Judith H. Swartz is the wife of (a)___ Sidney W. Swartz who owns 2,715,853 shares and is filing a separate Schedule 13G. (b)_X_ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts 5 SOLE VOTING POWER 3,442,654 NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY (i) Judith H. Swartz, one of the two Trustees OWNED BY of the Trust, and her husband are the sole EACH Trustees of The Swartz Family Charitable Trust which REPORTING owns 9,500 shares; (ii) Judith H. Swartz is the wife of PERSON Sidney W. Swartz who owns 2,715,853 shares and is WITH filing a separate Schedule 13G. 7 SOLE DISPOSITIVE POWER 3,442,654 8 SHARED DISPOSITIVE POWER (i) Judith H. Swartz, one of the two Trustees of the Trust, and her husband are the sole Trustees of The Swartz Family Charitable Trust which owns 9,500 shares; (ii) Judith H. Swartz is the wife of Sidney W. Swartz who owns 2,715,853 shares and is filing a separate Schedule 13G. 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,442,654 (but see response #6 and #8 above) 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* _X_ The aggregate amount excludes the shares of The Swartz Family Charitable Trust and of Sidney W. Swartz 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 40.9% 12 TYPE OF REPORTING PERSON* 00 *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 3 CUSIP NO. 887100 10 5 13G - ------------------------------------------------------------------------------ Item 1(a). Name of Issuer: --------------- The Timberland Company Item 1(b). Address of Issuer's Principal Executive Offices: ------------------------------------------------ 200 Domain Drive, Stratham, NH 03885 Item 2(a). Name of Person Filing: ---------------------- The Sidney W. Swartz 1982 Family Trust Item 2(b). Address of Principal Business Office or, if none, residence: ------------------------------------------------------------ 33 Bradlee Road, Marblehead, MA 01945 Item 2(c). Citizenship: ------------ Massachusetts Item 2(d). Title of Class of Securities: ----------------------------- Class A Common Stock Item 2(e). CUSIP Number: ------------- 887100 10 5 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or --------------------------------------------------------- 13d-2(b), check whether the person filing is: --------------------------------------------- Not applicable. Item 4. Ownership: ---------- (a) Amount Beneficially Owned: 3,442,654 (b) Percent of Class: 40.9% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 3,442,654 (ii) shared power to vote or to direct the vote Judith H. Swartz, one of the two Trustees of the Trust, and her husband are the sole trustees of The Swartz Family Charitable Trust which owns 9,500 shares; (ii) Judith H. Swartz is the wife of Sidney W. Swartz who owns 2,715,853 shares and is filing a separate Schedule 13G. (iii) sole power to dispose or to direct the disposition of 3,442,654 (iv) shared power to dispose or to direct the disposition of Judith H. Swartz, one of the two Trustees of the Trust, and her husband are the sole trustees of The Swartz Family Charitable Trust which owns 9,500 shares; (ii) Judith H. Swartz is the wife of Sidney W. Swartz who owns 2,715,853 shares and is filing a separate Schedule 13G. Item 5. Ownership of Five Percent or Less of a Class: --------------------------------------------- Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: ---------------------------------------------------------------- Not applicable. Page 3 of 5 4 CUSIP NO. 887100 10 5 13G - ------------------------------------------------------------------------------ Item 7. Identification and Classification of the Subsidiary Which Acquired ------------------------------------------------------------------ the Security Being Reported on by the Parent Holding Company: ------------------------------------------------------------- Not applicable. Item 8. Identification and Classification of Members of the Group: ---------------------------------------------------------- See response on Row (2) on page 2 of 5. Item 9. Notice of Dissolution of Group: ------------------------------- Not applicable. Item 10. Certification: -------------- Not applicable. Page 4 of 5 5 CUSIP NO. 887100 10 5 13G - ------------------------------------------------------------------------------ SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 11, 1997 February 11, 1997 - -------------------------------- -------------------------------- /s/ Judith H. Swartz /s/ John E. Beard - -------------------------------- -------------------------------- (Signature) Judith H. Swartz (Signature) John E. Beard Judith H. Swartz and John Beard, Trustees of The Sidney W. Swartz 1982 Family Trust - -------------------------------------------- (Name/Title) Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----