-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VzD/kdSGxTQgQ4vL/LWuq/MjD+r4OJnBrvyOkZC9NKR99/uOsrIq42T6Q4nNTFAR UP83hgR0ksVs/SXFyVPDRA== 0001019687-09-000441.txt : 20090211 0001019687-09-000441.hdr.sgml : 20090211 20090211160319 ACCESSION NUMBER: 0001019687-09-000441 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090211 DATE AS OF CHANGE: 20090211 GROUP MEMBERS: AMY FM KO IRREVOCABLE TRUST DATED JUNE 25, 2008 GROUP MEMBERS: KO FAMILY IRREVOCABLE TRUST DATED JUNE 25, 2008 GROUP MEMBERS: KO FAMILY TRUST DATED AUGUST 7, 1998, AS AMENDED GROUP MEMBERS: SHANNON JS KO IRREVOCABLE TRUST DATED JUNE 25, 2008 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LADISH CO INC CENTRAL INDEX KEY: 0000814250 STANDARD INDUSTRIAL CLASSIFICATION: METAL FORGING & STAMPINGS [3460] IRS NUMBER: 311145953 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-53969 FILM NUMBER: 09589859 BUSINESS ADDRESS: STREET 1: 5481 S PACKARD AVE CITY: CUDAHY STATE: WI ZIP: 53110 BUSINESS PHONE: 4147472611 MAIL ADDRESS: STREET 1: 5481 SOUTH PACKARD AVE CITY: CUDAHY STATE: WI ZIP: 53110 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Shannon JS Ko & Amy FM Ko as Trustees of the Ko Family Trust dated August 7, 1998, as amended CENTRAL INDEX KEY: 0001456089 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 9 WRIGLEY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-855-6716 MAIL ADDRESS: STREET 1: 9 WRIGLEY CITY: IRVINE STATE: CA ZIP: 92618 SC 13G 1 kotrust_13g-090408.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No._________) LADISH CO., INC. --------------------------- (Name of Issuer) COMMON STOCK ---------------------------------------------------------------------- (Title of Class of Securities) 505754200 ------------------------- (CUSIP Number) September 4, 2008 ----------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(v) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 505754200 - -------------------------------------------------------------------------------- 1. Name of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) Shannon J.S. Ko and Amy F.M. Ko, as Trustees of the Ko Family Trust dated August 7, 1998, as amended - -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- 5. Sole Voting Power NUMBER OF 841,661 SHARES ----------------------------------------------------------------- BENEFICIALLY 6. Shared Voting Power OWNED BY Not applicable EACH ----------------------------------------------------------------- REPORTING 7. Sole Dispositive Power PERSON 841,661 WITH: ----------------------------------------------------------------- 8. Shared Dispositive Power Not applicable - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 841,661 - -------------------------------------------------------------------------------- 10. Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [_] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 5.78% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- CUSIP No. 505754200 - -------------------------------------------------------------------------------- 1. Name of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) Gregory T. Ko as Trustees of the Amy F.M. Ko Irrevocable Trust dated June 25, 2008 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- 5. Sole Voting Power NUMBER OF 200,994 SHARES ----------------------------------------------------------------- BENEFICIALLY 6. Shared Voting Power OWNED BY Not applicable EACH ----------------------------------------------------------------- REPORTING 7. Sole Dispositive Power PERSON 200,994 WITH: ----------------------------------------------------------------- 8. Shared Dispositive Power Not applicable - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 200,994 - -------------------------------------------------------------------------------- 10. Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [_] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 1.38% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- CUSIP No. 505754200 - -------------------------------------------------------------------------------- 1. Name of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) Gregory T. Ko as Trustees of the Shannon J.S. Ko Irrevocable Trust dated June 25, 2008 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- 5. Sole Voting Power NUMBER OF 200,994 SHARES ----------------------------------------------------------------- BENEFICIALLY 6. Shared Voting Power OWNED BY Not applicable EACH ----------------------------------------------------------------- REPORTING 7. Sole Dispositive Power PERSON 200,994 WITH: ----------------------------------------------------------------- 8. Shared Dispositive Power Not applicable - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 200,994 - -------------------------------------------------------------------------------- 10. Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [_] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 1.38% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- CUSIP No. 505754200 - -------------------------------------------------------------------------------- 1. Name of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) Tom T. Ko and Gregory T. Ko as Trustees of the Ko Family Irrevocable Trust dated June 25, 2008 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- 5. Sole Voting Power NUMBER OF 12,562 SHARES ----------------------------------------------------------------- BENEFICIALLY 6. Shared Voting Power OWNED BY Not applicable EACH ----------------------------------------------------------------- REPORTING 7. Sole Dispositive Power PERSON 12,562 WITH: ----------------------------------------------------------------- 8. Shared Dispositive Power Not applicable - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 12,562 - -------------------------------------------------------------------------------- 10. Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [_] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 0.086% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- ITEM 1. (a) Name of Issuer Ladish Co, Inc. (b) Address of Issuer's Principal Executive Offices 5481 South Packard Ave. Cudahy, WI 53110 ITEM 2. (a) Name of Person Filing Shannon J.S. Ko and Amy F.M. Ko, as Trustees of the Ko Family Trust dated August 7, 1998, as amended (b) Address of Principal Business Office or, if none, Residence 9 Wrigley Irvine, CA 92618 (c) Citizenship United States of America (d) Title of Class of Securities Common Stock (e) CUSIP Number 505754200 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.SS.240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) |_| Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) |_| Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) |_| Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) |_| An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with ss. 240.13d-1(b)(1)(ii)(G); (h) |_| A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) |_| Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). Not applicable. ITEM 1. (a) Name of Issuer Ladish Co, Inc. (b) Address of Issuer's Principal Executive Offices 5481 South Packard Ave. Cudahy, WI 53110 ITEM 2. (a) Name of Person Filing Gregory T. Ko as Trustees of the Amy F.M. Ko Irrevocable Trust dated June 25, 2008 (b) Address of Principal Business Office or, if none, Residence 9 Wrigley Irvine, CA 92618 (c) Citizenship United States of America (d) Title of Class of Securities Common Stock (e) CUSIP Number 505754200 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.SS.240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) |_| Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) |_| Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) |_| Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) |_| An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with ss. 240.13d-1(b)(1)(ii)(G); (h) |_| A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) |_| Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). Not applicable. ITEM 1. (a) Name of Issuer Ladish Co, Inc. (b) Address of Issuer's Principal Executive Offices 5481 South Packard Ave. Cudahy, WI 53110 ITEM 2. (a) Name of Person Filing Gregory T. Ko as Trustees of the Shannon J.S. Ko Irrevocable Trust dated June 25, 2008 (b) Address of Principal Business Office or, if none, Residence 9 Wrigley Irvine, CA 92618 (c) Citizenship United States of America (d) Title of Class of Securities Common Stock (e) CUSIP Number 505754200 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.SS.240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) |_| Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) |_| Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) |_| Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) |_| An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with ss. 240.13d-1(b)(1)(ii)(G); (h) |_| A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) |_| Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). Not applicable. ITEM 1. (a) Name of Issuer Ladish Co, Inc. (b) Address of Issuer's Principal Executive Offices 5481 South Packard Ave. Cudahy, WI 53110 ITEM 2. (a) Name of Person Filing Tom T. Ko and Gregory T. Ko as Trustees of the Ko Family Irrevocable Trust dated June 25, 2008 (b) Address of Principal Business Office or, if none, Residence 9 Wrigley Irvine, CA 92618 (c) Citizenship United States of America (d) Title of Class of Securities Common Stock (e) CUSIP Number 505754200 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.SS.240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) |_| Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) |_| Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) |_| Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) |_| An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with ss. 240.13d-1(b)(1)(ii)(G); (h) |_| A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) |_| Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). Not applicable. ITEM 4. OWNERSHIP. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: . 1,256,211 shares (b) Percent of class: 8.6 % (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 1,256,211 shares. (ii) Shared power to vote or to direct the vote Not applicable (iii) Sole power to dispose or to direct the disposition of 1,256,211 shares. (iv) Shared power to dispose or to direct the disposition of Not applicable ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [_]. Not applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP See attached exhibit ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 9, 2009 Ko Family Trust /s/ Shannon J.S. Ko /s/ Amy F.M. Ko - -------------------------------- ---------------------------------- Signature Signature Shannon J.S. Ko, trustee Amy F.M. Ko, trustee Date: February 9, 2009 Amy F. M. Ko Irrevocable Trust /s/ Gregory T. Ko ---------------------------------- Signature Gregory T. Ko, trustee Date: February 9, 2009 Shannon J,.S. Ko Irrevocable Trust /s/ Gregory T. Ko ---------------------------------- Signature Gregory T. Ko, trustee Date: February 9, 2009 Ko Family Trust /s/ Tom T. Ko /s/ Gregory T. Ko - -------------------------------- ---------------------------------- Signature Signature Tom T. Ko, trustee Gregory T. Ko, trustee Exhibit ------- ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP a) Shannon J.S. Ko and Amy F.M. Ko, as Trustees of the Ko Family Trust dated August 7, 1998, as amended; b) Gregory T. Ko as Trustee of the Amy F.M. Ko Irrevocable Trust dated June 25, 2008; c) Gregory T. Ko as Trustee of the Shannon J.S. Ko Irrevocable Trust dated June 25, 2008; and d) Tom T. Ko and Gregory T. Ko as Trustees of the Ko Family Irrevocable Trust dated June 25, 2008. The reporting persons are trustees of trusts for the benefit of others. The shares held by each reporting person were acquired from the Issuer in a transaction for the purchase and sale of a business owned by the reporting persons. The reporting persons have agreed that the statement filed herein on Schedule 13G is being filed on behalf of each of them in accordance with Rule 13d-1(k)(1). -----END PRIVACY-ENHANCED MESSAGE-----