N-PX 1 fp0015179_npx.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number 811-05150

Cornerstone Strategic Value Fund, Inc.
(Exact name of registrant as specified in charter)
  
48 Wall Street     New York, NY
10005
(Address of principal executive offices)
(Zip code)
  
Frank J. Maresca

AST Fund Solutions, LLC, 48 Wall Street, 22nd Floor, New York, NY 10005

(Name and address of agent for service)
  
Registrant's telephone number, including area code:
(866)  668-6558
 
     
Date of fiscal year end:
December 31
 
     
Date of reporting period:
July 1, 2014 - June 30, 2015
 
 

ITEM 1. PROXY VOTING RECORD.
 
Company Name
Ticker
CUSIP
Meeting Date
Proposal Number
Proposal Description
Proponent
Mgmt Recommendation
Vote Cast
For / Against Mgmt
Abbott Laboratories
ABT
002824100
4/24/2015
1.1
Elect Robert J. Alpern
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.2
Elect Roxanne S. Austin
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.3
Elect Sally E. Blount
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.4
Elect W. James Farrell
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.5
Elect Edward M. Liddy
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.6
Elect Nancy McKinstry
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.7
Elect Phebe N. Novakovic
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.8
Elect William A. Osborn
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.9
Elect Samuel C. Scott III
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.10
Elect Glenn F. Tilton
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
1.11
Elect Miles D. White
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
2
Ratification of Auditor
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/24/2015
4
Shareholder Proposal Regarding Genetically Modified Ingredients
ShrHoldr
Against
Against
For
Abbott Laboratories
ABT
002824100
4/24/2015
5
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
AbbVie Inc.
ABBV
00287Y109
5/8/2015
1.1
Elect Roxanne S. Austin
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/8/2015
1.2
Elect Richard A. Gonzalez
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/8/2015
1.3
Elect Glenn F. Tilton
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/8/2015
2
Ratification of Auditor
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/8/2015
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Aberdeen Australia Equity Fund Inc.
IAF
003011103
3/26/2015
1.1
Elect William J. Potter
Mgmt
For
For 72%  Withhold 28%
For
Aberdeen Australia Equity Fund Inc.
IAF
003011103
3/26/2015
1.2
Elect John T. Sheehy
Mgmt
For
For 72%  Withhold 28%
For
Aberdeen Israel Fund Inc
ISL
00301L109
3/26/2015
1.1
Elect Enrique R. Arzac
Mgmt
For
For 92%  Withhold 8%
For
Aberdeen Japan Equity Fund Inc
JEQ
00306J109
6/18/2015
1.1
Elect Radhika Ajmera
Mgmt
For
For 89% Abstain 11%
For
Aberdeen Japan Equity Fund Inc
JEQ
00306J109
6/18/2015
1.2
Elect Martin J. Gruber
Mgmt
For
For 89% Abstain 11%
For
ABERDEEN SINGAPORE FUND, INC.
SGF
003244100
6/18/2015
1.1
Elect Moritz Sell
Mgmt
For
For 84% Abstain 16%
For
ACE Limited
ACE
H0023R105
5/21/2015
1
Accounts and Reports
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
2
Allocation of Profits
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
3
Dividends from Reserves
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
4
Ratification of Board Acts
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
5
Appointment of Statutory Auditor
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
6
Appointment of Auditor
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
7
Appointment of Special Auditor
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
8
Elect Evan G. Greenberg
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
9
Elect Robert M. Hernandez
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
10
Elect Michael G. Atieh
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
11
Elect Mary A. Cirillo
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
12
Elect Michael P. Connors
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
13
Elect John A. Edwardson
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
14
Elect Peter Menikoff
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
15
Elect Leo F. Mullin
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
16
Elect Kimberly Ross
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
17
Elect Robert W. Scully
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
18
Elect Eugene B. Shanks, Jr.
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
19
Elect Theodore Shasta
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
20
Elect David H. Sidwell
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
21
Elect Olivier Steimer
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
22
Elect Evan G. Greenberg as chairman of the board
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
23
Elect Michael P. Connors
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
24
Elect Mary A. Cirillo
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
25
Elect John A. Edwardson
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
26
Elect Robert M. Hernandez
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
27
ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
28
Amendments to Articles Relating to VeguV (General Amendments)
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
29
Amendments to Articles Relating to VeguV (Compensation Provisions)
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
30
Compensation of the Board until the Next AGM
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
31
Executive Compensation
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
5/21/2015
32
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
ACE Limited
ACE
H0023R105
5/21/2015
33
Additional or Miscellanious Proposals
ShrHoldr
For
Abstain
Against
Actavis plc
ACT
G0083B108
3/10/2015
1
Merger/Acquisition
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
3/10/2015
2
Right to Adjourn Meeting
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
1
Elect Paul M. Bisaro
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
2
Elect Nesli Basgoz
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
3
Elect James H. Bloem
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
4
Elect Christopher W. Bodine
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
5
Elect Christopher J. Coughlin
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
6
Elect Michael R. Gallagher
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
7
Elect Catherine M. Klema
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
8
Elect Peter J. McDonnell
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
9
Elect Patrick J. O'Sullivan
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
10
Elect Brenton L. Saunders
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
11
Elect Ronald R. Taylor
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
12
Elect Fred G. Weiss
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Actavis plc
ACT
G0083B108
6/5/2015
14
Ratification of Auditor
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
15
Name Change to Allergan plc
Mgmt
For
For
For
Actavis plc
ACT
G0083B108
6/5/2015
16
Approval of the Amended 2013 Incentive Award Plan
Mgmt
For
Against
Against
Actavis plc
ACT
G0083B108
6/5/2015
17
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
For
Against
Actavis plc
ACT
G0083B108
6/5/2015
18
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.1
Elect Enrique R. Arzac
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.2
Elect Phyllis O. Bonanno
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.3
Elect Kenneth J. Dale
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.4
Elect Frederic A. Escherich
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.5
Elect Roger W. Gale
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.6
Elect Kathleen T. McGahran
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.7
Elect Craig R. Smith
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
1.8
Elect Mark E. Stoeckle
Mgmt
For
For 97%  Withhold 3%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
2
Ratification of Auditor
Mgmt
For
For 96%  Against 2%  Abstain 2%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
3
Amend Fundamental Investment Policy to Increase Limit on Commodities Investments
Mgmt
For
For 96%  Against 2%  Abstain 2%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
4
Rendering of Investment Advisory Services to Others
Mgmt
For
For 96%  Against 2%  Abstain 2%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/30/2015
5
Shareholder Proposal to Authorize a Self-Tender Offer for All Outstanding Shares
ShrHoldr
Against
For 28%  Against 67%  Abstain 5%
For
Advent-Claymore Enhanced Growth & Income Fund
LCM
00765E104
9/30/2014
1
Elect Michael A. Smart
Mgmt
For
For 94.94%; Against 2.12%; Abstain 2.95%
For
Advent-Claymore Enhanced Growth & Income Fund
LCM
00765E104
9/30/2014
2
Elect Daniel L. Black
Mgmt
For
For 94.94%; Against 2.07%; Abstain 3.00%
For
AES Corporation
AES
00130H105
4/23/2015
1
Elect Andres R. Gluski
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
2
Elect Charles L. Harrington
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
3
Elect Kristina M. Johnson
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
4
Elect Tarun Khanna
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
5
Elect Holly K. Koeppel
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
6
Elect Philip Lader
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
7
Elect James H. Miller
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
8
Elect John B. Morse, Jr.
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
9
Elect Moises Naim
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
10
Elect Charles O. Rossotti
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
11
Amendment to the 2003 Long-Term Compensation Plan
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
12
Amendment to the Performance Incentive Plan
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
13
Ratification of Auditor
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
15
Management Proposal Regarding the Right of Shareholders to Call a Special Meeting
Mgmt
For
For
For
AES Corporation
AES
00130H105
4/23/2015
16
Management Proposal Regarding Proxy Access
Mgmt
For
Against
Against
AES Corporation
AES
00130H105
4/23/2015
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
AES Corporation
AES
00130H105
4/23/2015
18
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Aetna Inc.
AET
00817Y108
5/15/2015
1
Elect Fernando Aguirre
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
2
Elect Mark T. Bertolini
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
3
Elect Frank M. Clark, Jr.
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
4
Elect Betsy Z. Cohen
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
5
Elect Molly J. Coye
Mgmt
For
Against
Against
Aetna Inc.
AET
00817Y108
5/15/2015
6
Elect Roger N. Farah
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
7
Elect Barbara H. Franklin
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
8
Elect Jeffrey E. Garten
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
9
Elect Ellen M. Hancock
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
10
Elect Richard J. Harrington
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
11
Elect Edward J. Ludwig
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
12
Elect Joseph P. Newhouse
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
13
Elect Olympia J. Snowe
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
14
Ratification of Auditor
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/15/2015
16
Shareholder Proposal Regarding Report on Indirect Political Spending
ShrHoldr
Against
Against
For
Aetna Inc.
AET
00817Y108
5/15/2015
17
Shareholder Proposal Regarding Retention of Shares Until Retirement
ShrHoldr
Against
Against
For
Aflac Incorporated
AFL
001055102
5/4/2015
1
Elect Daniel P. Amos
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
2
Elect Paul S. Amos II
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
3
Elect W. Paul Bowers
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
4
Elect Kriss Cloninger III
Mgmt
For
Against
Against
Aflac Incorporated
AFL
001055102
5/4/2015
5
Elect Elizabeth J. Hudson
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
6
Elect Douglas W. Johnson
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
7
Elect Robert B. Johnson
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
8
Elect Thomas J. Kenny
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
9
Elect Charles B. Knapp
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
10
Elect Joseph L. Moskowitz
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
11
Elect Barbara K. Rimer
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
12
Elect Melvin T. Stith
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
13
Elect Takuro Yoshida
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Aflac Incorporated
AFL
001055102
5/4/2015
15
Ratification of Auditor
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/22/2015
1
Elect Susan K. Carter
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/22/2015
2
Elect Seifi Ghasemi
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/22/2015
3
Elect David H. Y. Ho
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/22/2015
4
Ratification of Auditor
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/22/2015
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Allergan, Inc.
AGN
018490102
3/10/2015
1
Merger/Acquisition
Mgmt
For
For
For
Allergan, Inc.
AGN
018490102
3/10/2015
2
Right to Adjourn Meeting
Mgmt
For
For
For
Allergan, Inc.
AGN
018490102
3/10/2015
3
Advisory Vote on Golden Parachutes
Mgmt
For
For
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
6/2/2015
1.1
Elect James A. Jacobson
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
6/2/2015
1.2
Elect F. Ford Drummond
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
6/2/2015
1.3
Elect Davey S. Scoon
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
6/2/2015
1.4
Elect James S. MacLeod
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
6/2/2015
1.5
Elect Julian Sluyters
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
6/2/2015
1.6
Elect Susan M. King
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/2/2015
1.1
Elect Hans W. Kertess
Mgmt
For
For:97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/2/2015
1.2
Elect William B. Ogden IV
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/2/2015
1.3
Elect F. Ford Drummond
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/2/2015
1.4
Elect Davey S. Scoon
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/2/2015
1.5
Elect James S. MacLeod
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/2/2015
1.6
Elect Julian Sluyters
Mgmt
For
For: 97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/2/2015
1.7
Elect Susan M. King
Mgmt
For
For:97% Withhold: 3%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
7/31/2014
1.1
Elect Alan Rappaport
Mgmt
For
For 91%  Withhold 9%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
7/31/2014
1.2
Elect Hans W. Kertess
Mgmt
For
For 91%  Withhold 9%
For
AllianzGI Convertible & Income Fund II
NCZ
018829101
7/31/2014
1.3
Elect William B. Ogden IV
Mgmt
For
For 91%  Withhold 9%
For
Alpine Global Premier Properties Fund
AWP
02083A103
5/20/2015
1.1
Elect Samuel A. Lieber
Mgmt
For
For 83% Abstain 17%
For
Alpine Global Premier Properties Fund
AWP
02083A103
5/20/2015
2
Transaction of Other Business
Mgmt
For
For 61% Against 38% Abstain 1%
Against
American International Group, Inc.
AIG
026874784
5/13/2015
1
Elect W. Don Cornwell
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
2
Elect Peter R. Fisher
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
3
Elect John Fitzpatrick
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
4
Elect Peter D. Hancock
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
5
Elect William G. Jurgensen
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
6
Elect Christopher S. Lynch
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
7
Elect George L. Miles, Jr.
Mgmt
For
Against
Against
American International Group, Inc.
AIG
026874784
5/13/2015
8
Elect Henry S. Miller
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
9
Elect Robert S. Miller
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
10
Elect Suzanne Nora Johnson
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
11
Elect Ronald A. Rittenmeyer
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
12
Elect Douglas M. Steenland
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
13
Elect Theresa M. Stone
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/13/2015
15
Ratification of Auditor
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
1
Elect David Baltimore
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
2
Elect Frank J. Biondi, Jr.
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
3
Elect Robert A. Bradway
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
4
Elect Francois de Carbonnel
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
5
Elect Vance D. Coffman
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
6
Elect Robert A. Eckert
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
7
Elect Greg C. Garland
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
8
Elect Rebecca M. Henderson
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
9
Elect Frank C. Herringer
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
10
Elect Tyler Jacks
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
11
Elect Judith C. Pelham
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
12
Elect Ronald D. Sugar
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
13
Elect R. Sanders Williams
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
14
Ratification of Auditor
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/14/2015
16
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Against
Against
For
Anthem Inc
WLP
94973V107
11/5/2014
1
Company Name Change
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
1
Elect Julie A. Hill
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
2
Elect Ramiro G. Peru
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
3
Elect John H. Short
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
4
Ratification of Auditor
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/13/2015
6
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
N/A
Against
N/A
Anthem, Inc.
ANTM
036752103
5/13/2015
7
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Aon plc
AON
G0408V102
6/17/2015
1
Elect Lester B. Knight
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
2
Elect Gregory C. Case
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
3
Elect Fulvio Conti
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
4
Elect Cheryl A. Francis
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
5
Elect James W. Leng
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
6
Elect J. Michael Losh
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
7
Elect Robert S. Morrison
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
8
Elect Richard B. Myers
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
9
Elect Richard C. Notebaert
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
10
Elect Gloria Santona
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
11
Elect Carolyn Y. Woo
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
12
Accounts and Reports
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
13
Ratification of Auditor
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
14
Ratification of  Statutory Auditor
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
15
Authority to Set Auditor's Fees
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
17
Remuneration Report (Advisory)
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
18
Approval of Share Repurchase Contracts and
Repurchase Counterparties
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
19
Authority to Issue Shares w/ Preemptive Rights
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/17/2015
21
Authorization of Political Donations and Expenditures
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
1
Elect Timothy D. Cook
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
2
Elect Albert A. Gore, Jr.
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
3
Elect Robert A. Iger
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
4
Elect Andrea Jung
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
5
Elect Arthur D. Levinson
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
6
Elect Ronald D. Sugar
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
7
Elect Sue Wagner
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
8
Ratification of Auditor
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
9
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
10
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
3/10/2015
11
Shareholder Proposal Regarding Renewable Energy and Climate Change Policy Risk
ShrHoldr
Against
Against
For
Apple Inc.
AAPL
037833100
3/10/2015
12
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
Against
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
1
Elect Alan L. Boeckmann
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
2
Elect Mollie Hale Carter
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
3
Elect Terrell K. Crews
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
4
Elect Pierre Dufour
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
5
Elect Donald E. Felsinger
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
6
Elect Juan Richardo Luciano
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
7
Elect Antonio dos Santos Maciel Neto
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
8
Elect Patrick J. Moore
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
9
Elect Thomas F. O'Neill
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
10
Elect Francisco Sanchez
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
11
Elect Daniel Shih
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
12
Elect Kelvin R. Westbrook
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
13
Elect Patricia A. Woertz
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
14
Ratification of Auditor
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
16
Reapproval of the 2009 Incentive Compensation Plan
Mgmt
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/7/2015
17
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
AT&T Inc.
T
00206R102
4/24/2015
1
Elect Randall L. Stephenson
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
2
Elect Scott T. Ford
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
3
Elect Glenn H. Hutchins
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
4
Elect William E. Kennard
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
5
Elect Jon C. Madonna
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
6
Elect Michael B. McCallister
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
7
Elect John B. McCoy
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
8
Elect Beth E. Mooney
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
9
Elect Joyce M. Roche
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
10
Elect Matthew K. Rose
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
11
Elect Cynthia B. Taylor
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
12
Elect Laura D'Andrea Tyson
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
13
Ratification of Auditor
Mgmt
For
For
For
AT&T Inc.
T
00206R102
4/24/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
AT&T Inc.
T
00206R102
4/24/2015
15
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
AT&T Inc.
T
00206R102
4/24/2015
16
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
AT&T Inc.
T
00206R102
4/24/2015
17
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
Baxter International Inc.
BAX
071813109
5/5/2015
1
Elect Uma Chowdhry
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
2
Elect James R. Gavin III
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
3
Elect Peter S. Hellman
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
4
Elect Kees J. Storm
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
5
Ratification of Auditor
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
6
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Baxter International Inc.
BAX
071813109
5/5/2015
7
2015 Incentive Plan
Mgmt
For
For
For
Baxter International Inc.
BAX
071813109
5/5/2015
8
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
Baxter International Inc.
BAX
071813109
5/5/2015
9
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.1
Elect Warren E. Buffett
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.2
Elect Charles T. Munger
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.3
Elect Howard G. Buffett
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.4
Elect Stephen B. Burke
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.5
Elect Susan L. Decker
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.6
Elect William H. Gates III
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.7
Elect David S. Gottesman
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.8
Elect Charlotte Guyman
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.9
Elect Thomas S. Murphy
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.10
Elect Ronald L. Olson
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.11
Elect Walter Scott, Jr.
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/2/2015
1.12
Elect Meryl B. Witmer
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
1
Elect Alexander J. Denner
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
2
Elect Caroline Dorsa
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
3
Elect Nancy L. Leaming
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
4
Elect Richard C. Mulligan
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
5
Elect Robert W. Pangia
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
6
Elect Stelios Papadopoulos
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
7
Elect Brian S. Posner
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
8
Elect Eric K. Rowinsky
Mgmt
For
Against
Against
Biogen Inc.
BIIB
09062X103
6/10/2015
9
Elect George A. Scangos
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
10
Elect Lynn Schenk
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
11
Elect Stephen A. Sherwin
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
12
Ratification of Auditor
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
14
Approval of the 2015 Employee Stock Purchase Plan
Mgmt
For
For
For
Biogen Inc.
BIIB
09062X103
6/10/2015
15
Approval of an Amendment to the 2006 Non-Employee Directors Equity Plan
Mgmt
For
For
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.3
Elect Richard E. Cavanagh
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.4
Elect Frank J. Fabozzi
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.5
Elect Kathleen F. Feldstein
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.6
Elect James T. Flynn
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.7
Elect Henry Gabbay
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.8
Elect Jerrold B. Harris
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.9
Elect R. Glenn Hubbard
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.10
Elect W. Carl Kester
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/30/2014
1.11
Elect Karen P. Robards
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.3
Elect Richard E. Cavanagh
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.4
Elect Frank J. Fabozzi
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.5
Elect Kathleen F. Feldstein
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.6
Elect James T. Flynn
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.7
Elect Henry Gabbay
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.8
Elect Jerrold B. Harris
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.9
Elect R. Glenn Hubbard
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.10
Elect W. Carl Kester
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/30/2014
1.11
Elect Karen P. Robards
Mgmt
For
For 98%  Withhold 2%
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 97.5%  Withhold 2.5%
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 97.5%  Withhold 2.5%
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 97.5%  Withhold 2.5%
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 97.5%  Withhold 2.5%
For
Blackrock Ecosolutions Investment Trust
BQR
092546100
11/10/2014
1
Reorganization into the BlackRock Resources & Commodities Trust
Mgmt
For
For 75%  Against 22%  Abstain 3%
For
Blackrock Energy & Resources Trust
BGR
09250U101
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 96.5%  Withhold 3.5%
For
Blackrock Energy & Resources Trust
BGR
09250U101
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 96.5%  Withhold 3.5%
For
Blackrock Energy & Resources Trust
BGR
09250U101
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 96.5%  Withhold 3.5%
For
Blackrock Energy & Resources Trust
BGR
09250U101
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 96.5%  Withhold 3.5%
For
BlackRock Enhanced Equity Dividend Trust
BDJ
09251A104
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 94%  Withhold 6%
For
BlackRock Enhanced Equity Dividend Trust
BDJ
09251A104
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 94%  Withhold 6%
For
BlackRock Enhanced Equity Dividend Trust
BDJ
09251A104
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 94%  Withhold 6%
For
BlackRock Enhanced Equity Dividend Trust
BDJ
09251A104
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 94%  Withhold 6%
For
BlackRock Floating Rate Income Trust
BGT
091941104
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Floating Rate Income Trust
BGT
091941104
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Floating Rate Income Trust
BGT
091941104
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Floating Rate Income Trust
BGT
091941104
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 96.5%  Withhold 3.5%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 96.5%  Withhold 3.5%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 96.5%  Withhold 3.5%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 96.5%  Withhold 3.5%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
11/10/2014
1
Reorganization of the BlackRock Real Asset Equity Trust
Mgmt
For
For 94%  Against 4.5%  Abstain 1.5%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
11/10/2014
2
Reorganization of the BlackRock Real Ecosolutions Investment Trust
Mgmt
For
For 81%  Against 18%  Abstain 1%
For
BlackRock MuniHoldings Quality Fund Inc
MUS
09254A101
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 95%  Withhold 5%
For
BlackRock MuniHoldings Quality Fund Inc
MUS
09254A101
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 95%  Withhold 5%
For
BlackRock MuniHoldings Quality Fund Inc
MUS
09254A101
7/30/2014
1.3
Elect Richard E. Cavanagh
Mgmt
For
For 95%  Withhold 5%
For
BlackRock MuniHoldings Quality Fund Inc
MUS
09254A101
7/30/2014
1.4
Elect Kathleen F. Feldstein
Mgmt
For
For 95%  Withhold 5%
For
BlackRock MuniHoldings Quality Fund Inc
MUS
09254A101
7/30/2014
1.5
Elect James T. Flynn
Mgmt
For
For 95%  Withhold 5%
For
BlackRock MuniHoldings Quality Fund Inc
MUS
09254A101
7/30/2014
1.6
Elect Henry Gabbay
Mgmt
For
For 95%  Withhold 5%
For
BlackRock MuniHoldings Quality Fund Inc
MUS
09254A101
7/30/2014
1.7
Elect Jerrold B. Harris
Mgmt
For
For 95%  Withhold 5%
For
BlackRock MuniHoldings Quality Fund Inc
MUS
09254A101
7/30/2014
1.8
Elect R. Glenn Hubbard
Mgmt
For
For 95%  Withhold 5%
For
BlackRock MuniHoldings Quality Fund Inc
MUS
09254A101
7/30/2014
1.9
Elect Karen P. Robards
Mgmt
For
For 95%  Withhold 5%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Real Asset Equity Trust
BCF
09254B109
11/10/2014
1
Reorganization into the BlackRock Resources & Commodities Trust
Mgmt
For
For 93%  Against 4.5%  Abstain 2.5%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/30/2014
1.1
Elect Paul L. Audet
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/30/2014
1.2
Elect Michael J. Castellano
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/30/2014
1.3
Elect R. Glenn Hubbard
Mgmt
For
For 98%  Withhold 2%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/30/2014
1.4
Elect W. Carl Kester
Mgmt
For
For 98%  Withhold 2%
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
1
Elect Abdlatif Yousef Al-Hamad
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
2
Elect Mathis Cabiallavetta
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
3
Elect Pamela Daley
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
4
Elect William S. Demchak
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
5
Elect Jessica P. Einhorn
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
6
Elect Laurence D. Fink
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
7
Elect Fabrizio Freda
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
8
Elect Murry S. Gerber
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
9
Elect James Grosfeld
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
10
Elect Robert S. Kapito
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
11
Elect David H. Komansky
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
12
Elect Sir Deryck C. Maughan
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
13
Elect Cheryl D. Mills
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
14
Elect Thomas H. O'Brien
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
15
Elect Ivan G. Seidenberg
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
16
Elect Marco Antonio Slim Domit
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
17
Elect John S. Varley
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
18
Elect Susan L. Wagner
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
19
Amendment to the 1999 Stock Award and Incentive Plan
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
20
Advisory Vote on Executive Compensation
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
21
Ratification of Auditor
Mgmt
For
For
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
22
Shareholder Proposal Regarding Genocide-Free Investing
ShrHoldr
Against
Against
For
BlackRock, Inc.
BLK
09247X101
5/28/2015
23
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Blackstone/gso Long-short Credit Income Fund
BSL
09256U105
4/22/2015
1.1
Elect Thomas W. Jasper
Mgmt
For
For 98% Abstain 2%
For
Blackstone/gso Long-short Credit Income Fund
BSL
09256U105
4/22/2015
1.2
Elect Gary S. Schpero
Mgmt
For
For 98% Abstain 2%
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
1
Elect Richard D. Fairbank
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
2
Elect Patrick W. Gross
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
3
Elect Ann Fritz Hackett
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
4
Elect Lewis Hay, III
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
5
Elect Benjamin P. Jenkins, III
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
6
Elect Pierre E. Leroy
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
7
Elect Peter E. Raskind
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
8
Elect Mayo A. Shattuck III
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
9
Elect Bradford H. Warner
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
10
Elect Catherine G. West
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
11
Ratification of Auditor
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
13
Management Proposal Regarding Right to Call a Special Meeting
Mgmt
For
For
For
Capital One Financial Corporation
COF
14040H105
4/30/2015
14
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
Against
For
Caterpillar Inc.
CAT
149123101
6/10/2015
1
Elect David L. Calhoun
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
2
Elect Daniel M. Dickinson
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
3
Elect Juan Gallardo
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
4
Elect Jesse J. Greene, Jr.
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
5
Elect Jon M. Huntsman, Jr.
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
6
Elect Dennis A. Muilenburg
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
7
Elect Douglas R. Oberhelman
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
8
Elect William A. Osborn
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
9
Elect Debra L. Reed
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
10
Elect Edward B. Rust, Jr.
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
11
Elect Susan C. Schwab
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
12
Elect Miles D. White
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
13
Ratification of Auditor
Mgmt
For
For
For
Caterpillar Inc.
CAT
149123101
6/10/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Caterpillar Inc.
CAT
149123101
6/10/2015
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Caterpillar Inc.
CAT
149123101
6/10/2015
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Caterpillar Inc.
CAT
149123101
6/10/2015
17
Shareholder Proposal Regarding Review of Human Rights Policies
ShrHoldr
Against
Against
For
Caterpillar Inc.
CAT
149123101
6/10/2015
18
Shareholder Proposal Regarding Review of Human Rights Policies (2)
ShrHoldr
Against
Against
For
CBRE Clarion Global Real Estate Income Fund
IGR
12504G100
11/10/2014
1.1
Elect T. Ritson Ferguson
Mgmt
For
For 98.5%  Withhold 1.5%
Against
CBRE Clarion Global Real Estate Income Fund
IGR
12504G100
11/10/2014
1.2
Elect Frederick S. Hammer
Mgmt
For
For 98.5%  Withhold 1.5%
For
CIGNA Corporation
CI
125509109
4/22/2015
1
Elect John M. Partridge
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/22/2015
2
Elect James E. Rogers
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/22/2015
3
Elect Eric C. Wiseman
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/22/2015
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/22/2015
5
Ratification of Auditor
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
1
Elect Carol A. Bartz
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
2
Elect M. Michele Burns
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
3
Elect Michael D. Capellas
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
4
Elect John T. Chambers
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
5
Elect Brian L. Halla
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
6
Elect John L. Hennessy
Mgmt
For
Against
Against
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
7
Elect Kristina M. Johnson
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
8
Elect Roderick C. McGeary
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
9
Elect Arun Sarin
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
10
Elect Steven M. West
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
11
Amendment to the Employee Stock Purchase Plan
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
13
Ratification of Auditor
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
14
Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board
ShrHoldr
Against
Against
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
15
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
Against
For
Cisco Systems, Inc.
CSCO
17275R102
11/20/2014
16
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
For
Against
ClearBridge Energy MLP Total Return Fund Inc
CTR
18469Q108
3/20/2015
1.1
Elect Robert D. Agdern
Mgmt
For
For 98% Withhold 2%
For
ClearBridge Energy MLP Total Return Fund Inc
CTR
18469Q108
3/20/2015
1.2
Elect Eileen A. Kamerick
Mgmt
For
For 98% Withhold 2%
For
ClearBridge Energy MLP Total Return Fund Inc
CTR
18469Q108
3/20/2015
1.3
Elect Riordan Roett
Mgmt
For
For 98% Withhold 2%
For
Clough Global Allocation Fund
GLV
18913Y103
7/15/2014
1.1
Elect Adam D. Crescenzi
Mgmt
For
For 96%  Withhold 4%
For
Clough Global Allocation Fund
GLV
18913Y103
7/15/2014
1.2
Elect Jerry G. Rutledge
Mgmt
For
For 96%  Withhold 4%
For
Clough Global Allocation Fund
GLV
18913Y103
7/15/2014
1.3
Elect Vincent W. Versaci
Mgmt
For
For 96%  Withhold 4%
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
1
Elect Michael Patsalos-Fox
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
2
Elect Robert E. Weissman
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
3
Elect Francisco D'Souza
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
4
Elect John N. Fox, Jr.
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
5
Elect Leo S. Mackay, Jr.
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
6
Elect Thomas M. Wendel
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
7
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
8
Ratification of Auditor
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/2/2015
9
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Cohen & Steers Quality Income Realty Fund, Inc.
RQI
19247L106
4/23/2015
1.1
Elect George Grossman
Mgmt
For
For 97%  Withhold 3%
For
Cohen & Steers Quality Income Realty Fund, Inc.
RQI
19247L106
4/23/2015
1.2
Elect Robert H. Steers
Mgmt
For
For 97%  Withhold 3%
For
Cohen & Steers Quality Income Realty Fund, Inc.
RQI
19247L106
4/23/2015
1.3
Elect C. Edward Ward, Jr.
Mgmt
For
For 97%  Withhold 3%
For
Cohen & Steers REIT & Preferred Income Fund, Inc.
RNP
19247X100
4/23/2015
1.1
Elect George Grossman
Mgmt
For
For 95%  Withhold 5%
For
Cohen & Steers REIT & Preferred Income Fund, Inc.
RNP
19247X100
4/23/2015
1.2
Elect Robert H. Steers
Mgmt
For
For 95%  Withhold 5%
For
Cohen & Steers REIT & Preferred Income Fund, Inc.
RNP
19247X100
4/23/2015
1.3
Elect C. Edward Ward, Jr.
Mgmt
For
For 95%  Withhold 5%
For
Cohen & Steers Total Return Realty Fund Inc
RFI
19247R103
4/23/2015
1.1
Elect George Grossman
Mgmt
For
For 83%  Withhold 17%
For
Cohen & Steers Total Return Realty Fund Inc
RFI
19247R103
4/23/2015
1.2
Elect Robert H. Steers
Mgmt
For
For 83%  Withhold 17%
For
Cohen & Steers Total Return Realty Fund Inc
RFI
19247R103
4/23/2015
1.3
Elect C. Edward Ward, Jr.
Mgmt
For
For 83%  Withhold 17%
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.1
Elect Kenneth J. Bacon
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.2
Elect Sheldon M. Bonovitz
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.3
Elect Edward D. Breen
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.4
Elect Joseph J. Collins
Mgmt
For
Withhold
Against
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.5
Elect J. Michael Cook
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.6
Elect Gerald L. Hassell
Mgmt
For
Withhold
Against
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.7
Elect Jeffrey A. Honickman
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.8
Elect Eduardo G. Mestre
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/21/2015
1.9
Elect Brian L. Roberts
Mgmt
For
For
For
Comcast Corporation