0001398344-21-009866.txt : 20210506 0001398344-21-009866.hdr.sgml : 20210506 20210506153610 ACCESSION NUMBER: 0001398344-21-009866 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210505 FILED AS OF DATE: 20210506 DATE AS OF CHANGE: 20210506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SELL MORITZ A CENTRAL INDEX KEY: 0001053116 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05128 FILM NUMBER: 21897446 MAIL ADDRESS: STREET 1: C/O USBANCORP FUND SERVICES STREET 2: 777 E WISCONSIN AVE. CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWISS HELVETIA FUND, INC. CENTRAL INDEX KEY: 0000813623 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O U.S. BANK GLOBAL FUND SERVICES STREET 2: 615 EAST MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 8007302932 MAIL ADDRESS: STREET 1: C/O U.S. BANK GLOBAL FUND SERVICES STREET 2: 615 EAST MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: SWISS HELVETIA FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HELVETIA FUND INC DATE OF NAME CHANGE: 19900820 4 1 fp0065374_4.xml X0306 4 2021-05-05 0 0000813623 SWISS HELVETIA FUND, INC. SWZ 0001053116 SELL MORITZ A C/O USBANCORP FUND SERVICES 777 E WISCONSIN AVE. MILWAUKEE WI 53202 1 0 0 0 Common Stock 2021-05-05 4 S 0 2000 9.12 D 1330 D /s/ Stephanie Darling, as Power of Attorney 2021-05-06