-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LvGIrghOJ6IMxduZOS0/Tnbps4lO8GpIpgayAYOtwiL+6SM/ufceLY2mJZizRWs1 ecD38oG+qonh2vXWTe5BlQ== 0001104659-04-003634.txt : 20040212 0001104659-04-003634.hdr.sgml : 20040212 20040211193211 ACCESSION NUMBER: 0001104659-04-003634 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040212 GROUP MEMBERS: ARAGON INVESTMENTS, LTD. GROUP MEMBERS: CITADEL CREDIT TRADING LTD. GROUP MEMBERS: CITADEL DISTRESSED AND CREDIT OPPORTUNITY FUND LTD. GROUP MEMBERS: CITADEL EQUITY FUND LTD. GROUP MEMBERS: CITADEL INVESTMENT GROUP, L.L.C. GROUP MEMBERS: CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD. GROUP MEMBERS: CITADEL WELLINGTON PARTNERS L.P. GROUP MEMBERS: GLB PARTNERS, L.P. GROUP MEMBERS: KENNETH GRIFFIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KOMAG INC /DE/ CENTRAL INDEX KEY: 0000813347 STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695] IRS NUMBER: 942914864 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39184 FILM NUMBER: 04587982 BUSINESS ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4085762000 MAIL ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CITADEL L P CENTRAL INDEX KEY: 0001027745 IRS NUMBER: 364111741 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 225 WEST WASHINGTON 9TH FLOOR STREET 2: 312-696-2121 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126962100 SC 13G/A 1 a04-2130_7sc13ga.htm SC 13G/A

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 

 

SCHEDULE 13G

(Rule 13d-102)

 

Information Statement Pursuant to Rules 13d-1 and 13d-2
Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

Komag, Incorporated

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

500453 20 4

(CUSIP Number)

 

December 31, 2003

Date of Event Which Requires Filing of the Statement

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

o

Rule 13d-1(b)

ý

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Page 1 of 18



 

CUSIP NO. 500453 20 4

13G

Page 2 of 18 Pages

 


1.


NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON


Citadel Limited Partnership


2.


CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)        ý


(b)       
o


3.


SEC USE ONLY


4.


CITIZENSHIP OR PLACE OF ORGANIZATION

Illinois limited partnership

U.S.A.



NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH


5.


SOLE VOTING POWER

0


6.


SHARED VOTING POWER

30,000 shares of Common Stock


7.


SOLE DISPOSITIVE POWER

0


8.


SHARED DISPOSITIVE POWER

See Row 6 above.


9.


AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

See Row 6 above.


10.


CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES*                                                                                                                                          
o


11.


PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

Approximately 0.1% as of December 31, 2003.  (Based on 23,752,626 shares of Common Stock issued and outstanding as of November 23, 2003.)


12.


TYPE OF REPORTING PERSON*

PN; HC

 

Page 2 of 18



 

CUSIP NO. 500453 20 4

13G

Page 3 of 18 Pages

 


1.


NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

GLB Partners, L.P.


2.


CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)        ý


(b)       
o


3.


SEC USE ONLY


4.


CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware limited partnership
U.S.A.



NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH


5.


SOLE VOTING POWER

0


6.


SHARED VOTING POWER

30,000 shares of Common Stock


7.


SOLE DISPOSITIVE POWER

0


8.


SHARED DISPOSITIVE POWER

See Row 6 above.


9.


AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

See Row 6 above.


10.


CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES


CERTAIN SHARES*                                                                                                                                          
o


11.


PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

Approximately 0.1% as of December 31, 2003.  (Based on 23,752,626 shares of Common Stock issued and outstanding as of November 23, 2003.)


12.


TYPE OF REPORTING PERSON*

PN; HC

 

Page 3 of 18



 

CUSIP NO. 500453 20 4

13G

Page 4 of 18 Pages

 


1.


NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON


Citadel Investment Group, L.L.C.


2.


CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)        ý


(b)       
o


3.


SEC USE ONLY

 


4.


CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware limited liability company

U.S.A.



NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH


5.


SOLE VOTING POWER

0


6.


SHARED VOTING POWER

30,000  shares of Common Stock

 


7.


SOLE DISPOSITIVE POWER

0


8.


SHARED DISPOSITIVE POWER

See Row 6 above.


9.


AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

See Row 6 above.


10.


CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES


CERTAIN SHARES*                                                                                                                                          
o


11.


PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

Approximately 0.1% as of December 31, 2003.  (Based on 23,752,626 shares of Common Stock issued and outstanding as of November 23, 2003.)


12.


TYPE OF REPORTING PERSON*

OO; HC

 

Page 4 of 18



 

CUSIP NO. 500453 20 4

13G

Page 5 of 18 Pages

 


1.


NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON


Kenneth Griffin


2.


CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)        ý


(b)       
o


3.


SEC USE ONLY


4.


CITIZENSHIP OR PLACE OF ORGANIZATION

U.S. Citizen
U.S.A.



NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH


5.


SOLE VOTING POWER

0


6.


SHARED VOTING POWER

30,000 shares of Common Stock


7.


SOLE DISPOSITIVE POWER

0


8.


SHARED DISPOSITIVE POWER

See Row 6 above.


9.


AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

See Row 6 above.


10.


CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES


CERTAIN SHARES*                                                                                                                                          
o


11.


PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

Approximately 0.1% as of December 31, 2003.  (Based on 23,752,626 shares of Common Stock issued and outstanding as of November 23, 2003.)

12.


TYPE OF REPORTING PERSON*

IN; HC

 

Page 5 of 18



 

CUSIP NO. 500453 20 4

13G

Page 6 of 18 Pages

 


1.


NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON


Citadel Wellington Partners Limited Partnership


2.


CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)        ý


(b)       
o


3.


SEC USE ONLY


4.


CITIZENSHIP OR PLACE OF ORGANIZATION

Illinois limited partnership
U.S.A.   



NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH


5.


SOLE VOTING POWER

0


6.


SHARED VOTING POWER

30,000 shares of Common Stock


7.


SOLE DISPOSITIVE POWER

0


8.


SHARED DISPOSITIVE POWER

See Row 6 above.


9.


AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

See Row 6 above.


10.


CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES


CERTAIN SHARES*                                                                                                                                          
o


11.


PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

Approximately 0.1% as of December 31, 2003.  (Based on 23,752,626 shares of Common Stock issued and outstanding as of November 23, 2003.)


12.


TYPE OF REPORTING PERSON*

PN; HC

 

Page 6 of 18



 

CUSIP NO. 500453 20 4

13G

Page 7 of 18 Pages

 


1.


NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON


Citadel Kensington Global Strategies Fund Ltd.


2.


CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)     ý


(b)    
o


3.


SEC USE ONLY

 


4.


CITIZENSHIP OR PLACE OF ORGANIZATION

Bermuda company



NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH


5.


SOLE VOTING POWER

0


6.


SHARED VOTING POWER

30,000 shares of Common Stock


7.


SOLE DISPOSITIVE POWER

0


8.


SHARED DISPOSITIVE POWER

See Row 6 above.


9.


AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

See Row 6 above.


10.


CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES


CERTAIN SHARES*                                                                                                                                          
o


11.


PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

Approximately 0.1% as of December 31, 2003.  (Based on 23,752,626 shares of Common Stock issued and outstanding as of November 23, 2003.)


12.


TYPE OF REPORTING PERSON*

CO; HC

 

Page 7 of 18



 

CUSIP NO. 500453 20 4

13G

Page 8 of 18 Pages

 


1.


NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON


Citadel Equity Fund Ltd.


2.


CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)           ý


(b)          
o


3.


SEC USE ONLY

 


4.


CITIZENSHIP OR PLACE OF ORGANIZATION

Cayman Islands company



NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH


5.


SOLE VOTING POWER

0


6.


SHARED VOTING POWER

30,000 shares of Common Stock


7.


SOLE DISPOSITIVE POWER

0


8.


SHARED DISPOSITIVE POWER

See Row 6 above.


9.


AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

See Row 6 above.


10.


CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES


CERTAIN SHARES*                                                                                                                                          
o


11.


PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

Approximately 0.1% as of December 31, 2003.  (Based on 23,752,626 shares of Common Stock issued and outstanding as of November 23, 2003.)


12.


TYPE OF REPORTING PERSON*

CO; HC

 

Page 8 of 18



 

CUSIP NO. 500453 20 4

13G

Page 9 of 18 Pages

 


1.


NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON


Aragon Investments, Ltd.


2.


CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)           ý


(b)          
o


3.


SEC USE ONLY

 


4.


CITIZENSHIP OR PLACE OF ORGANIZATION

Bermuda company



NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH


5.


SOLE VOTING POWER

0


6.


SHARED VOTING POWER

30,000 shares of Common Stock


7.


SOLE DISPOSITIVE POWER

0


8.


SHARED DISPOSITIVE POWER

See Row 6 above.


9.


AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

See Row 6 above.


10.


CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES


CERTAIN SHARES*                                                                                                                                          
o


11.


PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

Approximately 0.1% as of December 31, 2003.  (Based on 23,752,626 shares of Common Stock issued and outstanding as of November 23, 2003.)


12.


TYPE OF REPORTING PERSON*

CO

 

Page 9 of 18



 

CUSIP NO. 500453 20 4

13G

Page 10 of 18 Pages

 


1.


NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON


Citadel Distressed and Credit Opportunity Fund Ltd.


2.


CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)           ý


(b)          
o


3.


SEC USE ONLY


4.


CITIZENSHIP OR PLACE OF ORGANIZATION

Cayman Islands company  



NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH


5.


SOLE VOTING POWER

0


6.


SHARED VOTING POWER

0


7.


SOLE DISPOSITIVE POWER

0


8.


SHARED DISPOSITIVE POWER

0


9.


AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

See Row 6 above.


10.


CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES


CERTAIN SHARES*                                                                                                                                          
o


11.


PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.0%


12.


TYPE OF REPORTING PERSON*

CO; HC

 

Page 10 of 18



 

CUSIP NO. 500453 20 4

13G

Page 11 of 18 Pages

 


1.


NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON


Citadel Credit Trading Ltd.


2.


CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)           ý


(b)          
o

 

3.


SEC USE ONLY


4.


CITIZENSHIP OR PLACE OF ORGANIZATION

Cayman Islands company



NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH


5.


SOLE VOTING POWER

0


6.


SHARED VOTING POWER

0


7.


SOLE DISPOSITIVE POWER

0


8.


SHARED DISPOSITIVE POWER

0


9.


AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

See Row 6 above.


10.


CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES


CERTAIN SHARES*                                                                                                                                          
o


11.


PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

0.0%


12.


TYPE OF REPORTING PERSON*

CO

 

Page 11 of 18



 

CUSIP NO. 500453 20 4

13G

Page 12 of 18 Pages

 

Item 1(a)

Name of Issuer:   KOMAG, INCORPORATED

 

 

1(b)

Address of Issuer’s Principal Executive Offices:

 

 

 

1710 Automation Parkway

 

San Jose, California 95131

 

 

Item 2(a)

Name of Person Filing

Item 2(b)

Address of Principal Business Office

Item 2(c)

Citizenship

 

Citadel Limited Partnership

131 S. Dearborn Street

32nd Floor

Chicago, Illinois 60603

Illinois limited partnership

 

GLB Partners, L.P.

131 S. Dearborn Street

32nd Floor

Chicago, Illinois 60603

Delaware limited partnership

 

Citadel Investment Group, L.L.C.

131 S. Dearborn Street

32nd Floor

Chicago, Illinois 60603

Delaware limited liability company

 

Kenneth Griffin

131 S. Dearborn Street

32nd Floor

Chicago, Illinois 60603

U.S. Citizen

 

Citadel Wellington Partners Limited Partnership

c/o Citadel Investment Group, L.L.C.

131 S. Dearborn Street

32nd Floor

Chicago, Illinois 60603

Illinois limited partnership

 

Page 12 of 18



 

CUSIP NO. 500453 20 4

13G

Page 13 of 18 Pages

 

Citadel Kensington Global Strategies Fund Ltd.

c/o Citadel Investment Group, L.L.C.

131 S. Dearborn Street

32nd Floor

Chicago, Illinois 60603

Bermuda company

 

Citadel Equity Fund Ltd.

c/o Citadel Investment Group, L.L.C.

131 S. Dearborn Street

32nd Floor

Chicago, Illinois 60603

Cayman Islands company

 

Aragon Investments, Ltd.

c/o Citadel Investment Group, L.L.C.

131 S. Dearborn Street

32nd Floor

Chicago, Illinois 60603

Bermuda company

 

Citadel Distressed and Credit Opportunity Fund Ltd.

c/o Citadel Investment Group, L.L.C.

131 S. Dearborn Street

32nd Floor

Chicago, Illinois 60603

Cayman Islands company

 

Citadel Credit Trading Ltd.

c/o Citadel Investment Group, L.L.C.

131 S. Dearborn Street

32nd Floor

Chicago, Illinois 60603

Cayman Islands company

 

2(d)  Title of Class of Securities:

 

 

 

Common Stock, par value $0.01 per share

 

 

2(e)

CUSIP Number:                500453 20 4

 

Page 13 of 18



 

CUSIP NO. 500453 20 4

13G

Page 14 of 18 Pages

 

Item 3

If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

 

(a)

o

 

Broker or dealer registered under Section 15 of the Exchange Act;

 

 

 

 

 

 

(b)

o

 

Bank as defined in Section 3(a)(6) of the Exchange Act;

 

 

 

 

 

 

(c)

o

 

Insurance company as defined in Section 3(a)(19) of the Exchange Act;

 

 

 

 

 

 

(d)

o

 

Investment company registered under Section 8 of the Investment Company Act;

 

 

 

 

 

 

(e)

o

 

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

 

 

 

 

 

 

(f)

o

 

An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

 

 

 

 

 

 

(g)

o

 

A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G);

 

 

 

 

 

 

(h)

o

 

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

 

 

 

 

 

 

(i)

o

 

A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;

 

 

 

 

 

 

(j)

o

 

Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

 

If this statement is filed pursuant to Rule 13d-1(c), check this box.  ý

 

Item 4

Ownership:

 

CITADEL LIMITED PARTNERSHIP
GLB PARTNERS, L.P.
CITADEL INVESTMENT GROUP, L.L.C.
KENNETH GRIFFIN
CITADEL WELLINGTON PARTNERS LIMITED PARTNERSHIP
CITADEL KENSINGTON GLOBAL STRATEGIES FUND, LTD.

CITADEL EQUITY FUND LTD.
ARAGON INVESTMENTS, LTD.

 

(a)

 

Amount beneficially owned:

 

 

 

30,000 shares of Common Stock

 

 

 

(b)

 

Percent of Class:

 

Page 14 of 18



 

CUSIP NO. 500453 20 4

13G

Page 15 of 18 Pages

 

Approximately 0.1% as of December 31, 2003.  (Based on 23,752,626 shares of Common Stock issued and outstanding as of November 23, 2003.)

 

 

 

(c)

 

Number of shares as to which such person has:

 

 

 

 

 

 

(i)

sole power to vote or to direct the vote:

 

 

 

 

 

 

 

0

 

 

 

 

 

 

(ii)

shared power to vote or to direct the vote:

 

 

 

 

 

 

 

See item (a) above.

 

 

 

 

 

 

(iii)

sole power to dispose or to direct the disposition of:

 

 

 

 

 

 

 

0

 

 

 

 

 

 

(iv)

shared power to dispose or to direct the disposition of:

 

 

 

 

 

 

 

See item (a) above.

 

CITADEL DISTRESSED AND CREDIT OPPORTUNITY FUND LTD.
CITADEL CREDIT TRADING LTD.

 

(a)

 

Amount beneficially owned:

 

 

 

 

 

0

 

 

 

(b)

 

Percent of Class:

 

 

 

 

 

0.0%

 

 

 

(c)

 

Number of shares as to which such person has:

 

 

 

 

 

(i)

sole power to vote or to direct the vote:

 

 

 

 

 

 

 

0

 

 

 

 

 

 

(ii)

shared power to vote or to direct the vote:

 

 

 

 

 

 

 

See item (a) above.

 

 

 

 

 

 

(iii)

sole power to dispose or to direct the disposition of:

 

 

 

 

 

 

 

0

 

 

 

 

 

 

(iv)

shared power to dispose or to direct the disposition of:

 

 

 

 

 

 

 

See item (a) above.

 

Page 15 of 18



 

CUSIP NO. 500453 20 4

13G

Page 16 of 18 Pages

 

Item 5

 

Ownership of Five Percent or Less of a Class:

 

 

Not Applicable.

 

 

 

Item 6

 

Ownership of More than Five Percent on Behalf of Another Person:

 

 

Not Applicable.

 

 

 

Item 7

 

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company:

 

 

See Item 2 above.

 

 

 

Item 8

 

Identification and Classification of Members of the Group:

 

 

Not Applicable.

 

 

 

Item 9

 

Notice of Dissolution of Group:

 

 

Not Applicable.

 

 

 

Item 10

 

Certification:

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 


* Adam C. Cooper is signing on behalf of Kenneth Griffin as attorney-in-fact pursuant to a power of attorney previously filed with the Securities and Exchange Commission on November 19, 2002, and hereby incorporated by reference herein.  The power of attorney was filed as an attachment to a filing by Citadel Limited Partnership on Form 3 for Metals USA, Inc.

 

Page 16 of 18



 

CUSIP NO. 500453 20 4

13G

Page 17 of 18 Pages

 

After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

 

Dated this 11th day of February, 2004

 

KENNETH GRIFFIN 

 

 

 

 

 

 

 

 

By:

/s/ Adam C. Cooper

 

 

 

 

Adam C. Cooper, attorney-in-fact*

 

 

 

 

 

CITADEL LIMITED PARTNERSHIP

 

CITADEL INVESTMENT GROUP, L.L.C.

 

 

 

 

 

By:

GLB Partners, L.P.,

 

By:

/s/ Adam C. Cooper

 

its General Partner

 

 

Adam C. Cooper, Senior Managing
Director and General Counsel

 

 

 

 

 

By:

Citadel Investment Group, L.L.C.,

 

 

 

 

its General Partner

 

CITADEL DISTRESSED AND CREDIT
OPPORTUNITY FUND LTD.

 

 

 

 

 

 By:

/s/ Adam C. Cooper

 

By:

Citadel Limited Partnership,

 

Adam C. Cooper, Senior Managing
Director and General Counsel

 

 

its Portfolio Manager

 

 

 

 

 

GLB PARTNERS, L.P.

 

By:

GLB Partners, L.P.,
its General Partner

By:

Citadel Investment Group, L.L.C.,

 

 

 

 

its General Partner

 

By:

Citadel Investment Group, L.L.C.,

 

 

 

 

its General Partner

 

 

 

 

 

By:

/s/ Adam C. Cooper

 

By:

/s/ Adam C. Cooper

 

Adam C. Cooper, Senior Managing Director and General Counsel

 

 

Adam C. Cooper, Senior Managing Director and General Counsel

 

Page 17 of 18



 

CUSIP NO. 500453 20 4

13G

Page 18 of 18 Pages

 

CITADEL WELLINGTON PARTNERS LIMITED
PARTNERSHIP

 

CITADEL CREDIT TRADING LTD.

 

 

 

 

 

By:

Citadel Limited Partnership,
its General Partner

 

By:

Citadel Limited Partnership,
its Portfolio Manager

 

 

 

 

 

By:

GLB Partners, L.P.,
its General Partner

 

By:

GLB Partners, L.P.,
its General Partner

 

 

 

 

 

By:

Citadel Investment Group, L.L.C.,
its General Partner

 

By:

Citadel Investment Group, L.L.C.,
its General Partner

 

 

 

 

 

By:

/s/ Adam C. Cooper

 

By:

/s/ Adam C. Cooper

 

Adam C. Cooper, Senior Managing
Director and General Counsel

 

 

Adam C. Cooper, Senior Managing
Director and General Counsel

 

 

 

 

 

CITADEL KENSINGTON GLOBAL STRATEGIES
FUND LTD.

 

CITADEL EQUITY FUND LTD.

 

 

 

 

 

By:

Citadel Limited Partnership,
its Portfolio Manager

 

By:

Citadel Limited Partnership,
its Portfolio Manager

 

 

 

 

 

By:

GLB Partners, L.P.,
its General Partner

 

By:

GLB Partners, L.P.,
its General Partner

 

 

 

 

 

By:

Citadel Investment Group, L.L.C.,
its General Partner

 

By:

Citadel Investment Group, L.L.C.,
its General Partner

 

 

 

 

 

By:

/s/ Adam C. Cooper

 

By:

/s/ Adam C. Cooper

 

Adam C. Cooper, Senior Managing
Director and General Counsel

 

 

Adam C. Cooper, Senior Managing
Director and General Counsel

 

 

 

 

 

ARAGON INVESTMENTS, LTD.

 

 

 

 

 

 

 

 

By:

Citadel Limited Partnership,
its Portfolio Manager

 

 

 

 

 

 

 

 

By:

GLB Partners, L.P.,
its General Partner

 

 

 

 

 

 

 

 

By:

Citadel Investment Group, L.L.C.,
its General Partner

 

 

 

 

 

 

 

 

By:

/s/ Adam C. Cooper

 

 

 

 

Adam C. Cooper, Senior Managing
Director and General Counsel

 

 

 

 

Page 18 of 18


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