0001225208-15-007493.txt : 20150310 0001225208-15-007493.hdr.sgml : 20150310 20150310212922 ACCESSION NUMBER: 0001225208-15-007493 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150307 FILED AS OF DATE: 20150310 DATE AS OF CHANGE: 20150310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OWENS ILLINOIS INC /DE/ CENTRAL INDEX KEY: 0000812074 STANDARD INDUSTRIAL CLASSIFICATION: GLASS CONTAINERS [3221] IRS NUMBER: 222781933 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MICHAEL OWENS WAY CITY: PERRYSBURG STATE: OH ZIP: 43551-2999 BUSINESS PHONE: 5673365000 MAIL ADDRESS: STREET 1: ONE MICHAEL OWENS WAY CITY: PERRYSBURG STATE: OH ZIP: 43551-2999 FORMER COMPANY: FORMER CONFORMED NAME: OWENS-ILLINOIS INC /DE/ DATE OF NAME CHANGE: 20100601 FORMER COMPANY: FORMER CONFORMED NAME: OWENS ILLINOIS INC /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: OWENS ILLINOIS HOLDINGS CORP DATE OF NAME CHANGE: 19870512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAEHREN JAMES W CENTRAL INDEX KEY: 0001210733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09576 FILM NUMBER: 15690900 MAIL ADDRESS: STREET 1: PACKAGING SOLUTIONS STREET 2: ONE SEAGATE CITY: TOLEDO STATE: OH ZIP: 43666 4 1 doc4.xml X0306 4 2015-03-07 0000812074 OWENS ILLINOIS INC /DE/ OI 0001210733 BAEHREN JAMES W ONE MICHAEL OWENS WAY PERRYSBURG OH 43551 1 Sr. VP & General Counsel Common Stock (Direct) 2015-03-07 4 A 0 13222.0000 0.0000 A 74313.0000 D Common Stock (Direct) 2015-03-07 4 A 0 6253.0000 0.0000 A 80566.0000 D Common Stock (Direct) 2015-03-07 4 A 0 3900.0000 0.0000 A 84466.0000 D Common Stock (Direct) 2015-03-09 4 S 0 19616.0000 23.7953 D 64850.0000 D Common Stock (Indirect) 19234.2900 I By 401k Stock Option 03/07/2015 $23.99 23.9900 2015-03-07 4 A 0 18892.0000 0.0000 A 2022-03-07 Common Stock (Direct) 18892.0000 18892.0000 D Restricted shares received by the reporting person on March 7, 2015 pursuant to action taken on that date by the Company's Compensation Committee determining the number of shares payable to the reporting person under certain restricted stock units granted for the 2012-2014 grant period. The restricted stock units did not constitute derivative securities on the date of grant thereof. The shares are subject to restictions on sale that expire, either (i) as to 25% of the shares on each of the four anniversaries of the date of grant of such shares, or (ii) in their entirety upon the grantee's death or disability prior to a termination of employment. The shares are subject to restrictions on sale that expire, either (i) as to 50% of the shares on each of the first two year anniversaries of the date of grant of such shares, or (ii) in their entirety upon the grantee's death or disability prior to a termination of employment. Represents shares sold in part to satisfy tax withholding obligations incident to the vesting of restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.72 to $23.97, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The option vests in four equal annual installments beginning on the first anniversary of the date of the grant. James W. Baehren 2015-03-10