0000811393-11-000002.txt : 20110504 0000811393-11-000002.hdr.sgml : 20110504 20110504110725 ACCESSION NUMBER: 0000811393-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110504 DATE AS OF CHANGE: 20110504 EFFECTIVENESS DATE: 20110504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANKERS TRUST CO /IA/ CENTRAL INDEX KEY: 0000811393 IRS NUMBER: 420127385 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01949 FILM NUMBER: 11808761 BUSINESS ADDRESS: STREET 1: 665 LOCUST ST STREET 2: PO BOX 897 CITY: DES MOINES STATE: IA ZIP: 503040897 13F-HR 1 sef13_03312011-0000811393.txt 1ST QTR 2011 BANKERS TRUST DSM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2011 Check here if Amendment [ ] Amendment Number: This Amendment [ ] is a restatement [ ] adds new holding entries Institutional Investment Manager Filing this Report: Name: BANKERS TRUST COMPANY Address: 453 7TH STREET DES MOINES, IA 50309 13F File Number: 28-01949 The institutional investment Manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: JOHN LEPLEY Title: COMPLIANCE OFFICER Phone: 515-245-2459 Signature, Place, and Date of Signing: 1 DES MOINES, IA 04/22/2011 Report Type (Check only one) [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 250 Form 13F Information Table Value Total: $ 115,324 List of Other Included Managers: NONE FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X $1000) PRN AMOUNTPRN CALL DISCRTN MANAGERS SOLE SHARED NONE AFLAC INC COM 001055102 626 11859 SH SOLE 11779 SOLE 80 AFLAC INC COM 001055102 992 18796 SH DEFINED 18796 AT&T INC COM 00206R102 330 10792 SH SOLE 10647 SOLE 145 AT&T INC COM 00206R102 29 950 SH DEFINED 950 AT&T INC COM 00206R102 215 7034 SH OTHER 7034 ABBOTT LABORATORIES COM 002824100 871 17765 SH SOLE 17595 SOLE 170 ABBOTT LABORATORIES COM 002824100 1255 25592 SH DEFINED 25592 ABBOTT LABORATORIES COM 002824100 4 85 SH OTHER 85 ADOBE SYSTEMS COM 00724F101 204 6154 SH SOLE 6129 SOLE 25 ADOBE SYSTEMS COM 00724F101 564 17001 SH DEFINED 17001 ADOBE SYSTEMS COM 00724F101 3 90 SH OTHER 90 ALLIANT CORP COM 018802108 119 3064 SH SOLE 3064 ALLIANT CORP COM 018802108 168 4308 SH OTHER 4308 AMAZON.COM COM 023135106 447 2481 SH SOLE 2481 AMAZON.COM COM 023135106 760 4217 SH DEFINED 4217 AMAZON.COM COM 023135106 8 46 SH OTHER 46 APACHE CORP COM 037411105 698 5334 SH SOLE 5284 SOLE 50 APACHE CORP COM 037411105 1247 9525 SH DEFINED 9525 APACHE CORP COM 037411105 13 100 SH OTHER 100 APPLE COM 037833100 677 1943 SH SOLE 1928 SOLE 15 APPLE COM 037833100 1229 3527 SH DEFINED 3527 APPLE COM 037833100 12 33 SH OTHER 33 BNL FINANCIAL CORP COM 05561V101 0 12000 SH SOLE 12000 BANK OF AMERICA COM 060505104 187 14030 SH SOLE 14030 BANK OF AMERICA COM 060505104 170 12748 SH OTHER 12748 BANK OF NEW YORK MELLON COM 064058100 239 7997 SH SOLE 7997 BANK OF NEW YORK MELLON COM 064058100 627 21000 SH DEFINED 21000 BANK OF NEW YORK MELLON COM 064058100 6 190 SH OTHER 190 BERKSHIRE HATHAWAY INC COM 084670108 376 3 SH OTHER 3 BERKSHIRE HATHAWAY INC COM 084670702 97 1160 SH SOLE 1160 BERKSHIRE HATHAWAY INC COM 084670702 105 1250 SH OTHER 1250 BEST BUY CO COM 086516101 178 6198 SH SOLE 6138 SOLE 60 BEST BUY CO COM 086516101 521 18144 SH DEFINED 18144 BEST BUY CO COM 086516101 46 1605 SH OTHER 1605 BOEING COMPANY COM 097023105 188 2547 SH SOLE 2547 BOEING COMPANY COM 097023105 159 2150 SH OTHER 2150 BRISTOL-MYERS COM 110122108 295 11166 SH SOLE 11166 BRISTOL-MYERS COM 110122108 53 2000 SH DEFINED 2000 CVS CAREMARK COM 126650100 171 4987 SH SOLE 4872 SOLE 115 CVS CAREMARK COM 126650100 30 875 SH DEFINED 875 CVS CAREMARK COM 126650100 75 2179 SH OTHER 2179 CELGENE COM 151020104 243 4212 SH SOLE 4167 SOLE 45 CELGENE COM 151020104 612 10631 SH DEFINED 10631 CELGENE COM 151020104 5 95 SH OTHER 95 CHEMED COM 16359R103 2018 30300 SH SOLE 30300 CHEVRON COM 166764100 822 7651 SH SOLE 7591 SOLE 60 CHEVRON COM 166764100 1374 12778 SH DEFINED 12778 CHEVRON COM 166764100 330 3074 SH OTHER 3074 CISCO SYSTEMS INC COM 17275R102 234 13655 SH SOLE 13495 SOLE 160 CISCO SYSTEMS INC COM 17275R102 329 19188 SH DEFINED 19188 CISCO SYSTEMS INC COM 17275R102 24 1405 SH OTHER 1405 COCA-COLA COMPANY COM 191216100 263 3957 SH SOLE 3957 COCA-COLA COMPANY COM 191216100 512 7720 SH OTHER 7720 COGNIZANT COM 192446102 363 4455 SH SOLE 4390 SOLE 65 COGNIZANT COM 192446102 614 7542 SH DEFINED 7542 COGNIZANT COM 192446102 39 475 SH OTHER 475 COMCAST CORPORATION COM 20030N101 465 18812 SH SOLE 18662 SOLE 150 COMCAST CORPORATION COM 20030N101 604 24445 SH DEFINED 24445 COMCAST CORPORATION COM 20030N101 32 1291 SH OTHER 1291 CONOCOPHILLIPS COM 20825C104 436 5465 SH SOLE 5410 SOLE 55 CONOCOPHILLIPS COM 20825C104 647 8107 SH DEFINED 8107 CONOCOPHILLIPS COM 20825C104 210 2625 SH OTHER 2625 DANAHER CORP COM 235851102 320 6173 SH SOLE 6173 DANAHER CORP COM 235851102 1025 19759 SH DEFINED 19759 DARLING COM 237266101 621 40420 SH SOLE 40420 DEERE & CO COM 244199105 627 6474 SH SOLE 6474 DEERE & CO COM 244199105 310 3200 SH DEFINED 3200 DEERE & CO COM 244199105 277 2864 SH OTHER 2864 DEVON ENERGY CORPORATION COM 25179M103 187 2041 SH SOLE 2041 DEVON ENERGY CORPORATION COM 25179M103 15 158 SH OTHER 158 WALT DISNEY COM 254687106 584 13559 SH SOLE 13494 SOLE 65 WALT DISNEY COM 254687106 645 14977 SH DEFINED 14977 WALT DISNEY COM 254687106 35 820 SH OTHER 820 DU PONT DE NEMOURS & CO COM 263534109 214 3888 SH SOLE 3843 SOLE 45 DU PONT DE NEMOURS & CO COM 263534109 15 275 SH DEFINED 275 DU PONT DE NEMOURS & CO COM 263534109 45 815 SH OTHER 815 EMC CORPORATION COM 268648102 778 29295 SH SOLE 29245 SOLE 50 EMC CORPORATION COM 268648102 949 35734 SH DEFINED 35734 EMC CORPORATION COM 268648102 218 8200 SH OTHER 8200 EMERSON ELECTRIC COM 291011104 606 10369 SH SOLE 10304 SOLE 65 EMERSON ELECTRIC COM 291011104 744 12728 SH DEFINED 12728 EMERSON ELECTRIC COM 291011104 13 225 SH OTHER 225 ENTERGY CORP COM 29364G103 324 4816 SH SOLE 4801 SOLE 15 ENTERGY CORP COM 29364G103 545 8113 SH DEFINED 8113 ENTERGY CORP COM 29364G103 2 30 SH OTHER 30 EXPRESS COM 302182100 278 5008 SH SOLE 4948 SOLE 60 EXPRESS COM 302182100 824 14818 SH DEFINED 14818 EXXON MOBIL COM 30231G102 1085 12899 SH SOLE 12749 SOLE 150 EXXON MOBIL COM 30231G102 1351 16054 SH DEFINED 16054 EXXON MOBIL COM 30231G102 327 3890 SH OTHER 3890 FEDERATED MUT 31428P202 229 19626 SH DEFINED 19626 FISERV INC COM 337738108 338 5386 SH SOLE 5346 SOLE 40 FISERV INC COM 337738108 700 11153 SH DEFINED 11153 FISERV INC COM 337738108 24 375 SH OTHER 375 FRANKLIN RESOURCES INC COM 354613101 465 3720 SH SOLE 3710 SOLE 10 FRANKLIN RESOURCES INC COM 354613101 560 4477 SH DEFINED 4477 FRANKLIN RESOURCES INC COM 354613101 310 2478 SH OTHER 2478 GENERAL ELECTRIC CO. COM 369604103 538 26856 SH SOLE 26371 SOLE 485 GENERAL ELECTRIC CO. COM 369604103 18 900 SH DEFINED 900 GENERAL ELECTRIC CO. COM 369604103 287 14310 SH OTHER 14310 GENERAL MILLS COM 370334104 116 3168 SH SOLE 3168 GENERAL MILLS COM 370334104 191 5238 SH OTHER 5238 GILEAD SCIENCES INC COM 375558103 184 4341 SH SOLE 4266 SOLE 75 GILEAD SCIENCES INC COM 375558103 10 225 SH DEFINED 225 GILEAD SCIENCES INC COM 375558103 25 580 SH OTHER 580 GOLDMAN SACHS COM 38141G104 308 1944 SH SOLE 1898 SOLE 46 GOLDMAN SACHS COM 38141G104 628 3961 SH DEFINED 3961 GOLDMAN SACHS COM 38141G104 24 150 SH OTHER 150 GOOGLE INC COM 38259P508 455 776 SH SOLE 776 GOOGLE INC COM 38259P508 795 1355 SH DEFINED 1355 GOOGLE INC COM 38259P508 13 23 SH OTHER 23 GUARANTY FINANCIAL COM 40108Q109 491 122944 SH SOLE 122944 HARMONIC INC COM 413160102 101 10750 SH SOLE 10750 HARMONIC INC COM 413160102 11 1213 SH DEFINED 1213 HARMONIC INC COM 413160102 10 1040 SH OTHER 1040 HEWLETT PACKARD CO COM 428236103 31 767 SH SOLE 767 HEWLETT PACKARD CO COM 428236103 41 1000 SH DEFINED 1000 HEWLETT PACKARD CO COM 428236103 161 3925 SH OTHER 3925 HONEYWELL INTERNATIONAL INC COM 438516106 182 3050 SH SOLE 3005 SOLE 45 HONEYWELL INTERNATIONAL INC COM 438516106 61 1015 SH OTHER 1015 HUBBELL REALTY COMPANY COM 443910104 497 8275 SH SOLE 8275 HUBBELL REALTY COMPANY COM 443910104 1115 18575 SH OTHER 18575 ING GROEP NV FOR 456837103 2184 171859 SH SOLE 171859 ING GROEP NV FOR 456837103 6184 486512 SH DEFINED 486512 ING GROEP NV FOR 456837103 13429 1056564 SH OTHER 1029908 OTHER 26656 ING GROEP NV PRE 456837806 257 10000 SH OTHER 10000 INTEL CORP COM 458140100 408 20239 SH SOLE 20089 SOLE 150 INTEL CORP COM 458140100 631 31275 SH DEFINED 31275 INTEL CORP COM 458140100 103 5100 SH OTHER 5100 INTERNATIONAL BUSINESS MACHINES COM 459200101 630 3865 SH SOLE 3815 SOLE 50 INTERNATIONAL BUSINESS MACHINES COM 459200101 1303 7989 SH DEFINED 7989 INTERNATIONAL BUSINESS MACHINES COM 459200101 282 1732 SH OTHER 1732 ISHARES MUT 464287507 440 4460 SH SOLE 4460 ISHARES MUT 464287507 77 785 SH DEFINED 785 ISHARES MUT 464287507 147 1485 SH OTHER 1485 JP MORGAN COM 46625H100 847 18375 SH SOLE 18225 SOLE 150 JP MORGAN COM 46625H100 1285 27883 SH DEFINED 27883 JP MORGAN COM 46625H100 39 845 SH OTHER 845 JOHNSON & JOHNSON COM 478160104 483 8159 SH SOLE 8014 SOLE 145 JOHNSON & JOHNSON COM 478160104 71 1200 SH DEFINED 1200 JOHNSON & JOHNSON COM 478160104 29 495 SH OTHER 495 JOHNSON CONTROLS COM 478366107 224 5400 SH SOLE 5400 JOHNSON CONTROLS COM 478366107 10 250 SH OTHER 250 KINDER MORGAN COM 494550106 515 6950 SH OTHER 6950 MACERICH COMPANY COM 554382101 1117 22558 SH SOLE 22558 MACERICH COMPANY COM 554382101 569 11481 SH OTHER 11481 MASTERCARD INC COM 57636Q104 190 756 SH SOLE 756 MASTERCARD INC COM 57636Q104 828 3290 SH DEFINED 3290 MCDONALDS CORP COM 580135101 481 6322 SH SOLE 6247 SOLE 75 MCDONALDS CORP COM 580135101 866 11386 SH DEFINED 11386 MCDONALDS CORP COM 580135101 58 760 SH OTHER 760 MEDTRONIC INC COM 585055106 412 10479 SH SOLE 10354 SOLE 125 MEDTRONIC INC COM 585055106 611 15534 SH DEFINED 15534 MEDTRONIC INC COM 585055106 9 225 SH OTHER 225 MERCK & CO COM 58933Y105 472 14304 SH SOLE 14249 SOLE 55 MERCK & CO COM 58933Y105 578 17496 SH DEFINED 17496 MERCK & CO COM 58933Y105 121 3655 SH OTHER 3655 METLIFE INC COM 59156R108 228 5095 SH SOLE 5060 SOLE 35 METLIFE INC COM 59156R108 599 13390 SH DEFINED 13390 METLIFE INC COM 59156R108 11 235 SH OTHER 235 MICROSOFT CORP COM 594918104 561 22111 SH SOLE 21836 SOLE 275 MICROSOFT CORP COM 594918104 775 30523 SH DEFINED 30523 MICROSOFT CORP COM 594918104 139 5455 SH OTHER 5455 MORGAN STANLEY COM 617446448 183 6681 SH SOLE 6681 MORGAN STANLEY COM 617446448 653 23892 SH DEFINED 23892 NII HOLDINGS INC COM 62913F201 73 1746 SH SOLE 1746 NII HOLDINGS INC COM 62913F201 332 7964 SH DEFINED 7964 NATIONAL OILWELL COM 637071101 182 2291 SH SOLE 2221 SOLE 70 NATIONAL OILWELL COM 637071101 32 400 SH DEFINED 400 NATIONAL OILWELL COM 637071101 32 400 SH OTHER 400 NEWS CORPORATION COM 65248E104 304 17294 SH SOLE 17294 ORACLE CORPORATION COM 68389X105 590 17652 SH SOLE 17327 SOLE 325 ORACLE CORPORATION COM 68389X105 1193 35673 SH DEFINED 35673 ORACLE CORPORATION COM 68389X105 51 1540 SH OTHER 1540 PNC COM 693475105 348 5518 SH SOLE 5478 SOLE 40 PNC COM 693475105 638 10124 SH DEFINED 10124 PNC COM 693475105 7 115 SH OTHER 115 PEPSICO INC COM 713448108 707 10974 SH SOLE 10904 SOLE 70 PEPSICO INC COM 713448108 1141 17711 SH DEFINED 17711 PEPSICO INC COM 713448108 92 1435 SH OTHER 1435 PFIZER INC COM 717081103 209 10288 SH SOLE 10053 SOLE 235 PFIZER INC COM 717081103 32 1576 SH DEFINED 1576 PFIZER INC COM 717081103 63 3108 SH OTHER 3108 PHILIP MORRIS INTERNATIONAL COM 718172109 473 7203 SH SOLE 7083 SOLE 120 PHILIP MORRIS INTERNATIONAL COM 718172109 1196 18218 SH DEFINED 18218 PHILIP MORRIS INTERNATIONAL COM 718172109 8 125 SH OTHER 125 T. ROWE PRICE GROUP INC COM 74144T108 245 3682 SH SOLE 3632 SOLE 50 PROCTER & GAMBLE COM 742718109 445 7229 SH SOLE 7079 SOLE 150 PROCTER & GAMBLE COM 742718109 117 1900 SH DEFINED 1900 PROCTER & GAMBLE COM 742718109 6 90 SH OTHER 90 QUALCOMM INC COM 747525103 255 4655 SH SOLE 4605 SOLE 50 QUALCOMM INC COM 747525103 18 325 SH DEFINED 325 QUALCOMM INC COM 747525103 22 400 SH OTHER 400 ROBINSON REALTY CO COM 7709009A8 648 12 SH SOLE 12 ROSS STORES INC. COM 778296103 209 2938 SH SOLE 2888 SOLE 50 ROSS STORES INC. COM 778296103 616 8655 SH DEFINED 8655 ROSS STORES INC. COM 778296103 12 175 SH OTHER 175 SALLY BEAUTY COMPANY INC COM 79546E104 140 9965 SH SOLE 9965 SALLY BEAUTY COMPANY INC COM 79546E104 15 1087 SH DEFINED 1087 SALLY BEAUTY COMPANY INC COM 79546E104 12 860 SH OTHER 860 SCHLUMBERGER LTD COM 806857108 349 3739 SH SOLE 3694 SOLE 45 SCHLUMBERGER LTD COM 806857108 75 800 SH DEFINED 800 SCHLUMBERGER LTD COM 806857108 25 266 SH OTHER 266 CHARLES SCHWAB CORP COM 808513105 112 6185 SH SOLE 6185 CHARLES SCHWAB CORP COM 808513105 68 3764 SH DEFINED 3764 CHARLES SCHWAB CORP COM 808513105 6 340 SH OTHER 340 SIGMA-ALDRICH COM 826552101 307 4821 SH SOLE 4786 SOLE 35 SIGMA-ALDRICH COM 826552101 404 6356 SH DEFINED 6356 SOMERSET TRUST COM 835126103 1399 75200 SH OTHER 75200 SPRINT COM 852061100 127 27340 SH SOLE 27340 SPRINT COM 852061100 11 2310 SH OTHER 2310 STERICYCLE COM 858912108 333 3760 SH SOLE 3760 STERICYCLE COM 858912108 1164 13132 SH DEFINED 13132 SUNTRUST COM 867914103 221 7660 SH SOLE 7660 SUNTRUST COM 867914103 16 570 SH OTHER 570 TAUBMAN CENTERS COM 876664103 268 5000 SH SOLE 5000 TEXAS INSTRUMENTS INC COM 882508104 189 5466 SH SOLE 5431 SOLE 35 TEXAS INSTRUMENTS INC COM 882508104 385 11129 SH DEFINED 11129 TEXAS INSTRUMENTS INC COM 882508104 19 555 SH OTHER 555 THERMO COM 883556102 342 6155 SH SOLE 6105 SOLE 50 THERMO COM 883556102 970 17468 SH DEFINED 17468 THERMO COM 883556102 40 725 SH OTHER 725 3M COM 88579Y101 119 1276 SH SOLE 1256 SOLE 20 3M COM 88579Y101 173 1850 SH OTHER 1850 U S BANCORP COM 902973304 490 18541 SH SOLE 18396 SOLE 145 U S BANCORP COM 902973304 504 19065 SH DEFINED 19065 U S BANCORP COM 902973304 127 4795 SH OTHER 4795 UNION PACIFIC COM 907818108 386 3929 SH SOLE 3914 SOLE 15 UNION PACIFIC COM 907818108 409 4155 SH DEFINED 4155 UNION PACIFIC COM 907818108 128 1304 SH OTHER 1304 UNITED TECHNOLOGIES COM 913017109 238 2812 SH SOLE 2772 SOLE 40 UNITED TECHNOLOGIES COM 913017109 598 7061 SH DEFINED 7061 WAL-MART COM 931142103 513 9850 SH SOLE 9775 SOLE 75 WAL-MART COM 931142103 1087 20891 SH DEFINED 20891 WAL-MART COM 931142103 101 1940 SH OTHER 1940 WALGREEN CO COM 931422109 359 8953 SH SOLE 8953 WALGREEN CO COM 931422109 809 20164 SH DEFINED 20164 WALGREEN CO COM 931422109 611 15220 SH OTHER 15220 WELLS FARGO COM 949746101 290 9149 SH SOLE 8949 SOLE 200 WELLS FARGO COM 949746101 17 550 SH DEFINED 550 WELLS FARGO COM 949746101 22 690 SH OTHER 690 WILLIAMS COMPANIES INC COM 969457100 474 15213 SH SOLE 15083 SOLE 130 WILLIAMS COMPANIES INC COM 969457100 978 31367 SH DEFINED 31367 WILLIAMS COMPANIES INC COM 969457100 16 500 SH OTHER 500 JSC ARIZONA INC COM CS0000972 585 65918 SH SOLE 65918 CR HOLDINGS INC CERT #23 COM CS0001152 0 1500000 SH SOLE 1500000 GUARANTY FINANCIAL CORPORATION COM CS0002366 125 25421 SH SOLE 25421 DA-LITE SCREEN COMPANY, INC COM SU0018212 3422 237 SH SOLE 237 HAMMS DES MOINES COMPANY INC COM SU0020390 240 93 SH SOLE 93 NEWLINK GENETICS CORPORATION PRE SU0020473 118 23530 SH OTHER 23530