-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P1gSkE85ZqHRvG2WbWSpQyNS7esK903eRz73mWOzV07Wxfz1sHLarFVY0jvouExu Hmah8I2kTJ4KjBYxYv7J0A== 0001019687-07-001810.txt : 20070613 0001019687-07-001810.hdr.sgml : 20070613 20070613141634 ACCESSION NUMBER: 0001019687-07-001810 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070613 DATE AS OF CHANGE: 20070613 GROUP MEMBERS: DAVID GELBAUM GROUP MEMBERS: MONICA GELBAUM GROUP MEMBERS: THE QUERCUS TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WORLDWATER & POWER CORP CENTRAL INDEX KEY: 0000811271 STANDARD INDUSTRIAL CLASSIFICATION: PUMPS & PUMPING EQUIPMENT [3561] IRS NUMBER: 330123045 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40207 FILM NUMBER: 07917156 BUSINESS ADDRESS: STREET 1: PENNINGTON BUSINESS PARK STREET 2: 55 ROUTE 31 SOUTH CITY: PENNINGTON STATE: NJ ZIP: 08534 BUSINESS PHONE: 6098180700 MAIL ADDRESS: STREET 1: PENNINGTON BUSINESS PARK STREET 2: 55 ROUTE 31 SOUTH CITY: PENNINGTON STATE: NJ ZIP: 08534 FORMER COMPANY: FORMER CONFORMED NAME: WORLDWATER CORP DATE OF NAME CHANGE: 19971027 FORMER COMPANY: FORMER CONFORMED NAME: GOLDEN BEVERAGE COMPANY DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Gelbaum David CENTRAL INDEX KEY: 0001391795 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: BUSINESS PHONE: 949-646-3784 MAIL ADDRESS: STREET 1: 2309 SANTIAGO DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 SC 13D/A 1 worldwater_sc13da-060607.htm WorldWater and Power Corp.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13D
 
(Amendment No. 2)
 
Under the Securities Exchange Act of 1934
 
WorldWater and Power Corp.
(Name of Issuer)
 
Common Stock, par value $0.01 per share
(Title of Class of Securities)
 
98155N106
(CUSIP Number)
 
Joseph P. Bartlett, Esq.
Greenberg Glusker Fields Claman & Machtinger LLP
1900 Avenue of the Stars, Suite 2100
Los Angeles, CA 90067
(310) 201-7481
(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications)
 
June 6, 2007
(Date of Event which Requires Filing of this Statement)
 
If the reporting person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box r.
 
NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7(b) for other parties to whom copies are to be sent.
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
CUSIP No. 98155N106
 
(1)
Name of Reporting Person 
  S.S. or I.R.S. Identification No. of Above Person  
   
  David Gelbaum, Trustee, The Quercus Trust  
 
(2)
 Check the Appropriate Box if a Member of a Group (See Instructions) 
            (A)    x 
            (B)    r
 
(3)
SEC Use Only
    
(4)
Source of Funds (See Instructions) 
   
  PF 
 
(5)
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)
                                          r
 
(6)
Citizenship or Place of Organization 
 
 
  U.S.  
 
 
(7)
Sole Voting Power 
    -0- 
Number of Shares     
Beneficially Owned  (8)   Shared Voting Power 
by Each Reporting  16,682,500 
Person With     
  (9)   Sole Dispositive Power 
    -0- 
     
 
(10) 
Shared Dispositive Power 
    16,682,500 
 
(11)
Aggregate Amount Beneficially Owned by Each Reporting Person
 
16,682,500
   
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)                                         r
   
(13)
Percent of Class Represented by Amount in Row (11) 
  10.1%(1) 
   
(14)
Type of Reporting Person (See Instructions) 
  IN 
 
_____________________
(1)    Based on 165,373,540 shares of Common Stock, par value $0.01 per share outstanding, as reported in the Issuer’s Quarterly Report on Form 10-QA dated May 10, 2007 amending the Issuer’s Form 10-Q for the quarter ended March 31, 2007.
 
2

CUSIP No. 98155N106
 
(1)
Name of Reporting Person 
  S.S. or I.R.S. Identification No. of Above Person  
   
  Monica Chavez Gelbaum, Trustee, The Quercus Trust 
 
(2)
 Check the Appropriate Box if a Member of a Group (See Instructions) 
            (A)    x 
            (B)    r
 
(3)
SEC Use Only
    
(4)
Source of Funds (See Instructions) 
   
  PF 
 
(5)
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)
                                          r
 
(6)
Citizenship or Place of Organization 
 
 
  U.S.  
 
 
(7)
Sole Voting Power 
    -0- 
Number of Shares     
Beneficially Owned  (8)   Shared Voting Power 
by Each Reporting  16,682,500 
Person With     
  (9)   Sole Dispositive Power 
    -0- 
     
 
(10) 
Shared Dispositive Power 
    16,682,500 
 
(11)
Aggregate Amount Beneficially Owned by Each Reporting Person
 
16,682,500
   
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)                                         r
   
(13)
Percent of Class Represented by Amount in Row (11) 
  10.1%(1) 
   
(14)
Type of Reporting Person (See Instructions) 
  IN 
 
_____________________
(1)    Based on 165,373,540 shares of Common Stock, par value $0.01 per share outstanding, as reported in the Issuer’s Quarterly Report on Form 10-QA dated May 10, 2007 amending the Issuer’s Form 10-Q for the quarter ended March 31, 2007.
 
3
 
CUSIP No. 98155N106
 
(1)
Name of Reporting Person 
  S.S. or I.R.S. Identification No. of Above Person  
   
  The Quercus Trust
 
(2)
 Check the Appropriate Box if a Member of a Group (See Instructions) 
            (A)    x 
            (B)    r
 
(3)
SEC Use Only
    
(4)
Source of Funds (See Instructions) 
   
  PF 
 
(5)
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)
                                          r
 
(6)
Citizenship or Place of Organization 
 
 
  U.S.  
 
 
(7)
Sole Voting Power 
    -0- 
Number of Shares     
Beneficially Owned  (8)   Shared Voting Power 
by Each Reporting  16,682,500 
Person With     
  (9)   Sole Dispositive Power 
    -0- 
     
 
(10) 
Shared Dispositive Power 
    16,682,500 
 
(11)
Aggregate Amount Beneficially Owned by Each Reporting Person
 
16,682,500
   
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)                                         r
   
(13)
Percent of Class Represented by Amount in Row (11) 
  10.1%(1) 
   
(14)
Type of Reporting Person (See Instructions) 
  OO 
 
_____________________
(1)    Based on 165,373,540 shares of Common Stock, par value $0.01 per share outstanding, as reported in the Issuer’s Quarterly Report on Form 10-QA dated May 10, 2007 amending the Issuer’s Form 10-Q for the quarter ended March 31, 2007.
4
 
CUSIP No. 98155N106
Item 1.
 
This Amendment No. 2 to Schedule 13D (this “Amendment No. 2”) amends and restates, where indicated, the statement on Schedule 13D relating to the Common Stock of the Issuer filed by The Quercus Trust, David Gelbaum and Monica Chavez Gelbaum (the “reporting persons”) with the Securities and Exchange Commission on March 9, 2007 (the “Initial Schedule 13D”), as amended by Amendment No. 1 to Schedule 13D filed March 21, 2007. Capitalized terms used in this Amendment No. 2 but not otherwise defined herein have the meanings given to them in the Initial Schedule 13D or prior amendments thereto.
 
This Amendment No. 2 is being made to disclose the acquisition of additional shares (the “Shares”) of Common Stock of the Issuer. Except as otherwise set forth herein, this Amendment No. 2 does not modify any of the information previously reported by the reporting persons in the Initial Schedule 13D.
 
Item 5. Interest in Securities of the Issuer
 
(a)  As of the date of this Schedule 13D, each reporting person beneficially owns 16,682,500 shares of Common Stock, which are held of record by the Trust.
 
(b)  Each of David Gelbaum and Monica Chavez Gelbaum, acting alone, has the power to exercise voting and investment control over the shares of Common Stock owned by the Trust.
 
(c)  Since April 6, 2007, the Trust has purchased the following shares of Common Stock in brokered transactions as follows:
 
Date
  
Number of Shares
  
Price Per Share
  
05/30/07
    
1,200,000
  
 
$0.83
  
05/31/07
    
1,000,000
    
0.89
  
06//01/07
    
710,000
    
0.88
  
06/04/07
    
2,290,000
    
1.03
  
06/05/07
    
1,200,000
    
1.09
  
06/06/07
    
850,000
    
1.15
  
 
(d)  Not applicable.
 
(e)  Not applicable.
 
Item 7. Material to Be Filed as Exhibits
 
Exhibit A: Agreement Regarding Joint Filing of Amendment No. 2 to Schedule 13D.
 
5
 
CUSIP No. 98155N106
 
SIGNATURE
 
After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct and agrees that this statement may be filed jointly with the other undersigned parties.
 
 
Dated: June 12, 2007  /s/ David Gelbaum                                                                                               
  David Gelbaum, Co-Trustee of The Quercus Trust 
   
  /s/ Monica Chavez Gelbaum                                                                                
  Monica Chavez Gelbaum, Co-Trustee of The Quercus Trust 
   
  /s/ David Gelbaum                                                                                                
  The Quercus Trust, David Gelbaum, Co-Trustee of The Quercus Trust 
 
             
6
 
Exhibit A
 
Agreement Regarding Joint Filing of Amendment No. 2 to Schedule 13D
 
The undersigned agree that the Amendment No. 2 to the Schedule 13D with respect to the Common Stock of WorldWater and Power Corp. is a joint filing being made on their behalf.
 
 
Dated: June 12, 2007  /s/ David Gelbaum                                                                                               
  David Gelbaum, Co-Trustee of The Quercus Trust 
   
  /s/ Monica Chavez Gelbaum                                                                                
  Monica Chavez Gelbaum, Co-Trustee of The Quercus Trust 
   
  /s/ David Gelbaum                                                                                                
  The Quercus Trust, David Gelbaum, Co-Trustee of The Quercus Trust 
 
 
 
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