0000950123-11-081052.txt : 20110829 0000950123-11-081052.hdr.sgml : 20110829 20110829172546 ACCESSION NUMBER: 0000950123-11-081052 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110829 DATE AS OF CHANGE: 20110829 EFFECTIVENESS DATE: 20110829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CAROLINA INVESTORS INC CENTRAL INDEX KEY: 0000811040 IRS NUMBER: 561005066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-08942 FILM NUMBER: 111063728 BUSINESS ADDRESS: STREET 1: 9347A FOUNDERS STREET CITY: FORT MILL STATE: SC ZIP: 29708 BUSINESS PHONE: 8038020890 MAIL ADDRESS: STREET 1: P O BOX 1827 CITY: FORT MILL STATE: SC ZIP: 29716 NSAR-A 1 answer.fil SEMI-ANNUAL REPORT PAGE 1 000 A000000 06/30/2011 000 C000000 0000811040 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 FIRST CAROLINA INVESTORS, INC. 001 B000000 811-8942 001 C000000 8038020890 002 A000000 9347A FOUNDERS STREET 002 B000000 FORT MILL 002 C000000 SC 002 D010000 29708 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 012 A000001 CONTINENTAL STOCK TRANSFER & TRUST COMPANY 012 B000001 84-00034 012 C010001 NEW YORK 012 C020001 NY 012 C030001 10004 013 A000001 KPMG, LLP 013 B010001 CHARLOTTE 013 B020001 NC 013 B030001 28202 013 B040001 4214 015 A000001 U.S. BANK N.A. 015 B000001 C 015 C010001 CHARLOTTE 015 C020001 NC 015 C030001 28202 015 E030001 X 018 000000 Y 019 A000000 N 019 B000000 0 PAGE 2 020 C000001 0 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 0 022 C000001 0 022 D000001 0 022 C000002 0 022 D000002 0 022 C000003 0 022 D000003 0 022 C000004 0 022 D000004 0 022 C000005 0 022 D000005 0 022 C000006 0 022 D000006 0 022 C000007 0 022 D000007 0 022 C000008 0 022 D000008 0 022 C000009 0 022 D000009 0 022 C000010 0 022 D000010 0 023 C000000 0 023 D000000 0 024 000000 N 025 D000001 0 025 D000002 0 025 D000003 0 025 D000004 0 025 D000005 0 025 D000006 0 025 D000007 0 025 D000008 0 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N PAGE 3 027 000000 N 028 A010000 0 028 A020000 0 028 A030000 0 028 A040000 0 028 B010000 0 028 B020000 0 028 B030000 0 028 B040000 0 028 C010000 0 028 C020000 0 028 C030000 0 028 C040000 0 028 D010000 0 028 D020000 0 028 D030000 0 028 D040000 0 028 E010000 0 028 E020000 0 028 E030000 0 028 E040000 0 028 F010000 0 028 F020000 0 028 F030000 0 028 F040000 0 028 G010000 0 028 G020000 0 028 G030000 0 028 G040000 0 028 H000000 0 030 A000000 0 030 B000000 0.00 030 C000000 0.00 031 A000000 0 031 B000000 0 032 000000 0 033 000000 0 035 000000 0 036 B000000 0 038 000000 0 042 A000000 0 042 B000000 0 042 C000000 0 042 D000000 0 042 E000000 0 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 0 044 000000 0 045 000000 N PAGE 4 048 000000 0.000 048 A010000 0 048 A020000 0.000 048 B010000 0 048 B020000 0.000 048 C010000 0 048 C020000 0.000 048 D010000 0 048 D020000 0.000 048 E010000 0 048 E020000 0.000 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 0 048 K020000 0.000 055 A000000 N 055 B000000 N 056 000000 N 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 N 060 B000000 N 061 000000 0 062 A000000 N 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.0 063 A000000 0 PAGE 5 063 B000000 0.0 066 A000000 N 067 000000 N 068 A000000 N 068 B000000 N 069 000000 N 070 A010000 Y 070 A020000 N 070 B010000 Y 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 Y 070 D020000 N 070 E010000 Y 070 E020000 N 070 F010000 Y 070 F020000 N 070 G010000 Y 070 G020000 N 070 H010000 Y 070 H020000 N 070 I010000 N 070 I020000 N 070 J010000 Y 070 J020000 N 070 K010000 Y 070 K020000 N 070 L010000 Y 070 L020000 N 070 M010000 Y 070 M020000 N 070 N010000 Y 070 N020000 N 070 O010000 Y 070 O020000 N 070 P010000 Y 070 P020000 N 070 Q010000 N 070 Q020000 N 070 R010000 N 070 R020000 N 071 A000000 0 071 B000000 0 071 C000000 2831 071 D000000 0 072 A000000 6 072 B000000 39 072 C000000 7 072 D000000 0 072 E000000 0 PAGE 6 072 F000000 0 072 G000000 0 072 H000000 29 072 I000000 8 072 J000000 1 072 K000000 0 072 L000000 3 072 M000000 57 072 N000000 0 072 O000000 13 072 P000000 0 072 Q000000 0 072 R000000 0 072 S000000 32 072 T000000 0 072 U000000 0 072 V000000 3 072 W000000 116 072 X000000 262 072 Y000000 0 072 Z000000 -216 072AA000000 0 072BB000000 0 072CC010000 183 072CC020000 0 072DD010000 177 072DD020000 0 072EE000000 0 073 A010000 0.2000 073 A020000 0.0000 073 B000000 0.0000 073 C000000 0.0000 074 A000000 3154 074 B000000 0 074 C000000 0 074 D000000 1770 074 E000000 369 074 F000000 774 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 0 074 K000000 0 074 L000000 20 074 M000000 12 074 N000000 6099 074 O000000 0 074 P000000 0 074 Q000000 0 074 R010000 0 074 R020000 0 PAGE 7 074 R030000 0 074 R040000 460 074 S000000 0 074 T000000 5639 074 U010000 886 074 U020000 0 074 V010000 6.36 074 V020000 0.00 074 W000000 0.0000 074 X000000 239 074 Y000000 0 075 A000000 0 075 B000000 5816 076 000000 5.50 077 A000000 Y 077 Q010000 Y 080 C000000 0 081 B000000 0 082 B000000 0 083 B000000 0 084 B000000 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 NO PAR COMMON STOCK 087 A020000 319420-105 087 A030000 FCAR.OB 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE CYNTHIA RABY TITLE ASSISTANT SECRETARY EX-99.906CERT 2 ex99906cert.txt EXHIBIT EX-99.906CERT CERTIFICATION PURSUANT TO 18 U.S.C SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the foregoing Report to Shareholders of First Carolina Investors, Inc. (the "Registrant") on Form NSAR-A for the period ended June 30, 2011 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Brent D. Baird, Chief Executive Officer of the Registrant, certify, pursuant to 18 U.S.C. 1350, as adopted pursuant to section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge: 1. The Report fully complies with the requirements of section 12(a) or 15(d) of the Securities Exchange Act of 1934; and 2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Registrant. The Registrant has no designated chief financial officer. /s/ Brent D. Baird ------------------------- Brent D. Baird Chief Executive Officer August 29, 2011