EX-99.(G)(XXIV) 4 custody_agrmt.htm AMENDED EXHIBIT H TO THE AMENDED AND RESTATED CUSTODY AGREEMENT custody_agrmt.htm
 
Exhibit H
 
to the Separate Series of the Amended and Restated
 
Professionally Managed Portfolios Custody Agreement
 

Name of Series
Date Added
Portfolio 21 Fund
2/25/2002
Portfolio 21 Institutional Class
1/12/2007
 

 
PORTFOLIO 21
DOMESTIC CUSTODY SERVICES
CUSTODY ANNUAL FEE SCHEDULE EFFECTIVE: 04/01/2007
Annual fee based upon market value per fund:*
Based upon an annual rate of:                                                      Million
$[  ] on First                                           $[  ]
[   ] ([  ] basis points) on Next                                                      $[  ]
[  ] ([  ] basis point) on                                           Balance
 
Minimum Annual Fee Per Fund                                                      $[    ]
 
Portfolio Transaction Fees
$[  ] per US Bank repurchase agreement transaction
$[  ] per book entry security (depository or Federal Reserve system) and non-US Bank repurchase agreement
$[  ] per portfolio transaction processed through our New York custodian definitive security (physical)
$[  ] per principal paydown
$[  ] per option/future contract written, exercised or expired
$[  ] per Cedel/Euroclear transaction
$[  ] per Mutual fund trade
$[  ] per Fed Wire
$[  ] per margin variation Fed wire
$[  ] per short sale
 
 
  ·  A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange.
 
  ·  No charge for the initial conversion free receipt.
 
  ·  Overdrafts – charged to the account at prime interest rate plus 2.
 
  ·  Plus out-of-pocket expenses, and extraordinary expenses based upon complexity, including items such as shipping fees or transfer fees.
 
Fees are billed monthly.
* Subject to CPI increase, Milwaukee MSA.
 
Advisor’s Signature not need on the domestic fees on this Exhibit H as they are not changing at May 15, 2013.
 
 
Portfolio 21
 
 

 
 
Exhibit H (continued) to the Professionally Managed Portfolios Amended and Restated Custody Agreement

GLOBAL SUB-CUSTODIAL SERVICES
ANNUAL FEE SCHEDULE – 2007 – Portfolio 21
Country
Instrument
Safekeeping (BPS)
Transaction
Fee
Country
Instrument
Safekeeping
(BPS)
Transaction
Fee
Argentina
All
[  ]
$[  ]
Lithuania
All
[  ]
$[  ]
Australia
All
[  ]
$[  ]
Luxembourg
All
[  ]
$[  ]
Austria
All
[  ]
$[  ]
Malaysia
All
[  ]
$[  ]
Bahrain
All
[  ]
$[  ]
Mali
All
[  ]
$[  ]
Bangladesh
All
[  ]
$[  ]
Malta
All
[  ]
$[  ]
Belgium
All
[  ]
$[  ]
Mauritius
All
[  ]
$[  ]
Benin
All
[  ]
$[  ]
Mexico
All
[  ]
$[  ]
Bermuda
All
[  ]
$[  ]
Morocco
All
[  ]
$[  ]
Botswana
All
[  ]
$[  ]
Namibia
All
[  ]
$[  ]
Brazil
All
[  ]
$[  ]
Netherlands
All
[  ]
$[  ]
Bulgaria
All
[  ]
$[  ]
New Zealand
All
[  ]
$[  ]
Burkina Faso
All
[  ]
$[  ]
Niger
All
[  ]
$[  ]
Canada
All
[  ]
$[  ]
Nigeria
All
[  ]
$[  ]
Cayman Islands
All
[  ]
$[  ]
Norway
All
[  ]
$[  ]
Channel Islands
All
[  ]
$[  ]
Oman
All
[  ]
$[  ]
Chile
All
[  ]
$[  ]
Pakistan
All
[  ]
$[  ]
China “A” Shares
All
[  ]
$[  ]
Palestinian
All
[  ]
$[  ]
China “”B” Shares
All
[  ]
$[  ]
Peru
All
[  ]
$[  ]
Columbia
All
[  ]
$[  ]
Philippines
All
[  ]
$[  ]
Costa Rica
All
[  ]
$[  ]
Poland
All
[  ]
$[  ]
Croatia
All
[  ]
$[  ]
Portugal
All
[  ]
$[  ]
Cyprus
All
[  ]
$[  ]
Qatar
All
[  ]
$[  ]
Czech Republic
All
[  ]
$[  ]
Romania
All
[  ]
$[  ]
Denmark
All
[  ]
$[  ]
Russia
Equities/Bonds
[  ]
$[  ]
Ecuador
All
[  ]
$[  ]
Russia
MINFIN
[  ]
$[  ]
Egypt
All
[  ]
$[  ]
Senegal
All
[  ]
$[  ]
Estonia
All
[  ]
$[  ]
Serbia
All
[  ]
$[  ]
Euromarkets(3)
All
[  ]
$[  ]
Singapore
All
[  ]
$[  ]
Finland
All
[  ]
$[  ]
Slovak Republic
All
[  ]
$[  ]
France
All
[  ]
$[  ]
Slovenia
All
[  ]
$[  ]
Germany
All
[  ]
$[  ]
South Africa
All
[  ]
$[  ]
Ghana
All
[  ]
$[  ]
South Korea
All
[  ]
$[  ]
Guinea Bissau
All
[  ]
$[  ]
Spain
All
[  ]
$[  ]
Hong Kong
All
[  ]
$[  ]
Sri Lanka
All
[  ]
$[  ]
Hungary
All
[  ]
$[  ]
Swaziland
All
[  ]
$[  ]
Iceland
All
[  ]
$[  ]
Sweden
All
[  ]
$[  ]
India
All
[  ]
$[  ]
Switzerland
All
[  ]
$[  ]
Indonesia
All
[  ]
$[  ]
Taiwan
All
[  ]
$[  ]
Ireland
Equities
[  ]
$[  ]
Thailand
All
[  ]
$[  ]
Ireland
Gov’t Bonds
[  ]
$[  ]
Togo
All
[  ]
$[  ]
Israel
All
[  ]
$[  ]
Trinidad & Tobago
All
[  ]
$[  ]
Italy
All
[  ]
$[  ]
Tunisia
All
[  ]
$[  ]
Ivory Coast
All
[  ]
$[  ]
Turkey
All
[  ]
$[  ]
Jamaica
All
[  ]
$[  ]
UAE
All
[  ]
$[  ]
Japan
All
[  ]
$[  ]
United Kingdom
All
[  ]
$[  ]
Jordan
All
[  ]
$[  ]
Ukraine
All
[  ]
$[  ]
Kazakhstan
All
[  ]
$[  ]
Uruguay
All
[  ]
$[  ]
Kenya
All
[  ]
$[  ]
Venezuela
All
[  ]
$[  ]
Latvia
Equities
[  ]
$[  ]
Vietnam
All
[  ]
$[  ]
Latvia
Bonds
[  ]
$[  ]
Zambia
All
[  ]
$[  ]
Lebanon
All
[  ]
$[  ]
Zimbabwe
All
[  ]
$[  ]
 
Base Fee – A monthly base charge of $[   ] per account (fund) will apply.
 
Notes:
(1)  
Fee is expressed in basis points per annum where one basis point equals one hundredth of one percent (.01%) and is calculated based upon month-end market value, unless stated otherwise.
(2)  
A transaction is defined as a receipt or delivery versus payment, a free receive or deliver, maturities, or security transaction related to corporate events.
 
 
 

 
 
(3)  
Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge (surcharge schedule available upon request)

Note, for all other markets specified above, surcharges may apply if a security is held outside of the local market.

Straight Through Processing – fees waived
For non-US resident clients investing in the U.S. market:
Fees for US custody are provided on the basis that if assets are held in an omnibus account for multiple underlying clients, the Client will take the necessary action to attain Qualified Intermediary (QI) status for US IRS withholding tax purposes. Should the Client fail to take the necessary action, the fee quoted would be subject to review, and all costs incurred by The Bank of New York in fulfilling its obligations under the US regulations would be passed to the Client. Please refer to the separate Non-Resident Alien (NRA) fee schedule.
Note: for the clients who are the sole beneficiary owner of the assets, the above will not apply.
Cash Transactions
Currency Trade - $[  ] per transaction
3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a third party will be charged $[  ].
Standard Non-U.S. Proxy Services Fees
 
Notification
$[  ]
 
Vote
$[  ]
 
Relationship Set Up Fee
$[  ]
Tax Reclamation Services – may be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than [  ] months with the client will be charged $[  ] per claim.
Communication Fees
INFORM – Access to The Bank of New York proprietary application, INFORM, for standard custody instructions and reporting will be provided at a cost of USD [   ] per month including installation and training.
SWIFT Reporting and Message Fees – the following fees will apply in respect of client requested SWIFT reports and messages:
 
Cash Reporting
 
  ·  MT900 – Cash Debit Advice
$[  ] each
  ·  MT910 – Cash Credit Advice
$[  ] each
  ·  MT940 – Detail Cash Statement
$[  ] per message
  ·  MT950 – Cash Statement
$[  ] per message
Securities Position Reporting
 
  ·  MT535 – Statement of Holdings
$[  ] per message
One MT535 will be issued per account per month free of charge
 
  ·  MT536 – Statement of Transactions
$[  ] per message
  ·  MT537 – Statement of Pendings
$[  ] per message
Confirmations
 
  ·  MT544 – Receive Free Confirm
$[  ] per message
  ·  MT545 – Receive Against Payment Confirm
$[  ] per message
  ·  MT546 – Deliver Free Confirm
$[  ] per message
  ·  MT547 – Deliver Against Payment Confirm
$[  ] per message
Facsimile Reporting Fees
 
  ·  Corporate Actions Notifications
$[  ] per notification
  ·  Cash and Securities Reports
$[  ] per page

Out of Pocket Expenses

·        
Charges incurred by The Bank of New York for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred.
·        
A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate.
 
 
Advisor's Signature not needed on the global fees on this Exhibit H as they are not changing at May 15, 2013.