0000810536-05-000003.txt : 20120725
0000810536-05-000003.hdr.sgml : 20120725
20050208153654
ACCESSION NUMBER: 0000810536-05-000003
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050208
DATE AS OF CHANGE: 20050208
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRSTFED FINANCIAL CORP
CENTRAL INDEX KEY: 0000810536
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 954087449
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-38787
FILM NUMBER: 05583929
BUSINESS ADDRESS:
STREET 1: 401 WILSHIRE BOULEVARD
CITY: SANTA MONICA
STATE: CA
ZIP: 90401-1490
BUSINESS PHONE: 3103196000
MAIL ADDRESS:
STREET 1: 401 WILSHIRE BOULEVARD
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRSTFED FINANCIAL CORP
CENTRAL INDEX KEY: 0000810536
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 954087449
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 401 WILSHIRE BOULEVARD
CITY: SANTA MONICA
STATE: CA
ZIP: 90401-1490
BUSINESS PHONE: 3103196000
MAIL ADDRESS:
STREET 1: 401 WILSHIRE BOULEVARD
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
SC 13G
1
form13g.txt
FORM 13-G 2005
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. ________________) *
FIRSTFED FINANCIAL CORPORATION
(Name of Issuer)
COMMON STOCK, $0.01 par value
(Title of Class of Securities)
337907 10 9
(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ]. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 5 pages
CUSIP NO. 337907 10 9 13G Page 2 of 5 Pages
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
First Federal Bank of California
Employee Stock Ownership Plan and Trust dated January 1, 1985.
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ X ]
(b) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware (parent holding company)
NUMBER OF 5. SOLE VOTING POWER
SHARES 102,109
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 633,961
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 736,070
PERSON 8. SHARED DISPOSITIVE POWER
WITH - 0 -
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
736,070
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.46%
12. TYPE OF REPORTING PERSON*
EP
Page 2 of 5 Pages
SCHEDULE 13G
Item 1 (a) Name of Issuer:
FirstFed Financial Corp.
Item 1 (b) Address of Issuer's Principal Executive Offices:
401 Wilshire Blvd., Santa Monica, CA. 90401
Item 2 (a) Name of Person Filing:
First Federal Bank of California Employees Stock
Ownership Plan and Trust dated 01/01/85
Item 2 (b) Address of Principal Business Office or, if none,
Residence:
401 Wilshire Blvd., Santa Monica, CA. 90401
Item 2 (c) Citizenship:
Delaware (Parent Holding Company)
Item 2 (d) Title of Class of Securities:
Common Stock
Item 2 (e) CUSIP Number:
337907 10 9
Item 3 If this statement is filed pursuant to Rules 13d-1(b),
or 13d-2(b), check whether the person filing is a:
(a) [ ] Broker or Dealer registered under Section 15 of the Act
(b) [ ] Bank as defined in section 3(a)(6) of the Act
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act
(d) [ ] Investment Company registered under section 8 of the
Investment Company Act
(e) [ ] Investment Adviser registered under section 203 of the
Investment Advisers Act of 1940
(f) [X] Employee Benefit Plan, Pension Fund which is subject to the
provisions of the Employee Retirement Income Security Act
of 1974 or Endowment Fund; see Rule 3d-1(b)(1)(ii)(F)
(g) [ ] Parent Holding Company, in accordance with Rule 13d-1 (b)
(ii) (G) (Note: See Item 7)
(h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H)
Item 4. Ownership.
(a) Amount Beneficially Owned:
736,070
(b) Percent of Class:
4.46%
Page 3 of 5
SCHEDULE 13G
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote......... 102,109
(ii) shared power to vote or to direct the vote....... 633,961
(iii) sole power to dispose or to direct the disposition of: 736,070
(iv) shared power to dispose or to direct the disposition of NONE
Item 5.
Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the
following. [X]
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
Not applicable
Item 7.
Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company
Not applicable
Item 8.
Identification and Classification of Members of the Group
Not applicable
Item 9.
Notice of Dissolution of Group
Not applicable
Item 10.
Certification
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were acquired in the ordinary
course of business and were not acquired for the purpose of and do not have
the effect of changing or influencing the control of the issuer of such
securities and were not acquired in connection with or as a participant in
any transaction having such purpose or effect.
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete
and correct.
February 8, 2005
/s/ Ann E. Lederer
-------------------------------------
Ann E. Lederer, Member, ESOP
Administrative Committee
(see attached Certification)
Page 4 of 5
SCHEDULE 13G
Certificate
I, the undersigned Secretary of FirstFed Financial Corp., do hereby certify
that the following is a true and correct excerpt from the Minutes of a duly
called meeting of the Board of Directors of said corporation held on April 21,
2004, at which a quorum was present and acting throughout:
"Upon a motion duly made, seconded and unanimously passed by the Board the
E.S.O.P. Administrative Committee was re-established to be composed of Retired
Bank Senior Vice President, Murray Tanner, and Bank Officers Ann E. Lederer and
Shannon Millard, all to serve until the Company's next annual meeting."
WITNESS my hand and the seal of the corporation this 8th day of February,
2005.
/s/ Ann E. Lederer
-----------------------------
Ann E. Lederer
Secretary
FirstFed Financial Corp.
Page 5 of 5