-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EuqCkhEi1RmmdwTaAhWkAnFJ75avj8BlTn9XePF9IVVbadySrhFOXyR47Mv667re YEiEa5/dm/BgwLDK7qNPFQ== 0000009749-97-000026.txt : 19970222 0000009749-97-000026.hdr.sgml : 19970222 ACCESSION NUMBER: 0000009749-97-000026 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970212 SROS: AMEX SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRSTFED FINANCIAL CORP CENTRAL INDEX KEY: 0000810536 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954087449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38787 FILM NUMBER: 97526776 BUSINESS ADDRESS: STREET 1: 201 W THIRD STREET CITY: DOVER STATE: OH ZIP: 44622 BUSINESS PHONE: 2163647777 MAIL ADDRESS: STREET 1: 201 W THIRD STREET CITY: DOVER STATE: OH ZIP: 44622 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANKERS TRUST NEW YORK CORP CENTRAL INDEX KEY: 0000009749 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 136180473 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 280 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122502500 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: BT NEW YORK CORP DATE OF NAME CHANGE: 19671107 SC 13G/A 1 FIRSTFED FINANCIAL CORP. 13-G FILING BANKERS TRUST NEW YORK CORPORATION One Bankers Trust Plaza New York, New York 10006 Linda L. Assali Mailing Address: Vice President BT Services Tennessee, Inc. Telephone: 615-835-2901 648 Grassmere Park Nashville, TN 37211 February 14, 1997 Securities and Exchange Commission SEC Document Control 450 Fifth Street, N.W. Washington, DC 20549 Attn: Filing Desk Dear Sirs: Re: Filing of Schedule 13G on FirstFed Financial Corporation Pursuant to Rule 13d-1 of the General Rules and Regulations under the Securities Exchange Act of 1934, the following is one copy of the Schedule 13G with respect to the common stock of the above referenced corporation. Please acknowledge your receipt of the Schedule 13G filing submission through the EDGAR-Link System software, by E-Mail confirmation. Sincerely, Linda Assali Enclosures SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* ____ FirstFed Financial Corporation _______________________________________ NAME OF ISSUER: Common Stock _______________________________________ TITLE OF CLASS OF SECURITIES 337907109 _______________________________________ CUSIP NUMBER Check the following box if a fee is being paid with this statement []. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 8 Pages CUSIP No. 337907109 Page 2 of 8 Pages 1.NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bankers Trust New York Corporation, its wholly-owned subsidiary, Bankers Trust Company and its indirect wholly owned subsidiaries, BT Australia Limited 13-6180473 2.CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [ ] (B) [ ] 3.SEC USE ONLY 4.CITIZENSHIP OR PLACE OF ORGANIZATION Bankers Trust New York Corporation and Bankers Trust Company are New York corporations; BT Australia Limited is an Australian corporation. NUMBER OF 5. SOLE VOTING POWER SHARES Bankers Trust Company 39,050 shares BT Australia Limited 604,000 shares 643,050 shares BENEFICIALLY 6. SHARED VOTING POWER OWNED BY Bankers Trust Company 0 shares BT Australia Limited 0 shares 0 shares EACH 7. SOLE DISPOSITIVE POWER REPORTING Bankers Trust Company 42,750 shares BT Australia Limited 604,000 shares 646,750 shares PERSON 8. SHARED DISPOSITIVE POWER WITH Bankers Trust Company 0 shares BT Australia Limited 0 shares 0 shares CUSIP No. 337907109 Page 3 of 8 Pages 9.AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Bankers Trust Company 42,750 shares BT Australia Limited 604,000 shares 646,750 shares 10.CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(9) EXCLUDES CERTAIN SHARES * [ ] 11.PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Bankers Trust Company 0.4% BT Australia Limited 5.7% 6.1% 12.TYPE OF REPORTING PERSON * Bankers Trust New York Corporation - HC; Bankers Trust Company - BK; and BT Australia Limited -CO CUSIP No. 337907109 Page 4 of 8 Pages Item 1(a) NAME OF ISSUER: FirstFed Financial Corporation Item 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 401 Wilshire Blvd Santa Monica, California 90401 Item 2(a) NAME OF PERSON FILING: Bankers Trust New York Corporation, its wholly owned subsidiary, Bankers Trust Company, its indirect wholly-owned subsidiaries, BT Australia Limited Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: Bankers Trust New York Corporation and Bankers Trust Company are located at 280 Park Avenue, New York, New York 10017; BT Australia Limited is located at Level 40, Australia Square, Sydney NWS 2000 Australia. Item 2(c) CITIZENSHIP: Bankers Trust New York Corporation and Bankers Trust Company are incorporated in the State of New York with their principal business offices located in New York; BT Australia Limited is Australian company doing business in Australia. Item 2(d) TITLE OF CLASS OF SECURITIES: Common Stock, (Par Value 0.01) of FirstFed Financial Corp. Item 2(e) CUSIP NUMBER: 337907109 CUSIP No. 337907109 Page 5 of 8 Pages Item 3 THE PERSON FILING IS A: For Bankers Trust New York Corporation, (g) [X] Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) For Bankers Trust Company (b) [X] Bank as defined in Section 3(a)(6) of the Act. BT Australia Limited is a corporation permitted to report on Schedule 13G in accordance with Securities and Exchange Commission no-action letter to Bankers Trust New York Corporation dated May 15, 1990 (avail. May 15, 1990). Item 4 OWNERSHIP: (a) Amount Beneficially Owned: Bankers Trust Company 42,750 shares BT Australia Limited 604,000 shares 646,750 shares (b) Percent of Class: Bankers Trust Company 0.4% BT Australia Limited 5.7% 6.1% (c) Percent of Class: Number of shares as to which the following have: (i) sole power to vote or to direct the vote - Bankers Trust Company 39,050 shares BT Australia Limited 604,000 shares 643,050 shares CUSIP No. 337907109 Page 6 of 8 Pages (ii) shared power to vote or to direct the vote - Bankers Trust Company 0 shares BT Australia Limited 0 shares 0 shares (iii)sole power to dispose or to direct the disposition of Bankers Trust Company 42,750 shares BT Australia Limited 604,000 shares 646,750 shares (iv) shared power to dispose or to direct the disposition of - Bankers Trust Company 0 shares BT Australia Limited 0 shares 0 shares Item 5 OWNERSHIP OF FIVE PERCENT OF LESS OF A CLASS: Not applicable. Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: The various superannuation funds and individual investment portfolios for which BT Australia Limited acts as investment manager and the accounts for which Bankers Trust Company serves as investment advisor, have the right to receive, and/or the power to direct the receipt of, dividends from, or the proceeds from the sale of, the securities referred to above. CUSIP No. 337907109 Page 7 of 8 Pages Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: See Item 3 above and Exhibit to Item 7. Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. Item 9 NOTICE OF DISSOLUTION OF GROUP: Not applicable. Item 10 CERTIFICATION: Not applicable. CUSIP No. 337907109 Page 8 of 8 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: as of December 31, 1996 Signature: BANKERS TRUST NEW YORK CORPORATION /s/James T. Byrne, Jr. By: James T. Byrne, Jr. Title: Secretary Signature: BANKERS TRUST COMPANY /s/James T. Byrne, Jr. By: James T. Byrne, Jr. Title: Secretary Signature: BT AUSTRALIA LIMITED /s/Jarod Glenn Benson By: Jarod Glenn Benson Title: Secretary EXHIBIT TO ITEM 7 The chain of ownership from Bankers Trust New York Corporation to Bankers Trust Company is shown below: Bankers Trust New York Corporation | 100% | Bankers Trust Company EXHIBIT TO ITEM 7 The chain of ownership from Bankers Trust New York Corporation to BT Australia Limited is shown below: Bankers Trust New York Corporation | 100% | Bankers Trust Company | 100% | Bankers International Corporation | 100% | B.T. International (Delaware), Inc. | 100% | BT Foreign Investment Corporation | 100% | BT Investments (Australia) Limited | 100% | Bankers Trust Australia Limited | 100% | BT Australia Limited -----END PRIVACY-ENHANCED MESSAGE-----