N-PX 1 d31018dnpx.htm IVY FUNDS VARIABLE INSURANCE PORTFOLIOS Ivy Funds Variable Insurance Portfolios

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-5017

IVY FUNDS VARIABLE INSURANCE PORTFOLIOS

(Exact Name as Specified in Charter)

 

6300 Lamar Avenue, Overland Park, Kansas 66202-4200
(Address of Principal Executive Office) (Zip Code)
Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (913) 236-2000

Date of fiscal year end: December 31

Date of reporting period: July 1, 2014 to June 30, 2015

IVY FUNDS VIP ASSET STRATEGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

Macau Legend Development Ltd.

 

Meeting Date:    07/03/2014    Country:    Cayman Islands    Primary Security ID:    G57361100
Record Date:    06/27/2014    Meeting Type:    Special    Ticker:    01680

 

Shares Voted:   4,687,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve VIE Agreements and Related Transactions    Mgmt    For    Refer    For

Macau Legend Development Ltd.

 

Meeting Date:    07/03/2014    Country:    Cayman Islands    Primary Security ID:    G57361100
Record Date:    06/27/2014    Meeting Type:    Special    Ticker:    01680

 

Shares Voted:   4,687,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Supplemental Connected Procurement Agreements and New Annual Caps    Mgmt    For    Refer    For
2   Approve Supplemental Chong Son Construction Services Agreement and New Annual Caps    Mgmt    For    Refer    For

SABMiller plc

 

Meeting Date:    07/24/2014    Country:    United Kingdom    Primary Security ID:    G77395104
Record Date:    07/22/2014    Meeting Type:    Annual    Ticker:    SAB

 

Shares Voted:   23,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    Refer    For
4   Re-elect Mark Armour as Director    Mgmt    For    For    For
5   Re-elect Geoffrey Bible as Director    Mgmt    For    For    For
6   Re-elect Alan Clark as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

SABMiller plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

7   Re-elect Dinyar Devitre as Director    Mgmt    For    For    For
8   Re-elect Guy Elliott as Director    Mgmt    For    For    For
9   Re-elect Lesley Knox as Director    Mgmt    For    For    For
10   Re-elect John Manser as Director    Mgmt    For    For    For
11   Re-elect John Manzoni as Director    Mgmt    For    For    For
12   Re-elect Dr Dambisa Moyo as Director    Mgmt    For    For    For
13   Re-elect Carlos Perez Davila as Director    Mgmt    For    For    For
14   Re-elect Alejandro Santo Domingo Davila as Director    Mgmt    For    For    For
15   Re-elect Helen Weir as Director    Mgmt    For    For    For
16   Re-elect Howard Willard as Director    Mgmt    For    For    For
17   Re-elect Jamie Wilson as Director    Mgmt    For    For    For
18   Approve Final Dividend    Mgmt    For    For    For
19   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
20   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
21   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
22   Approve Employee Share Purchase Plan    Mgmt    For    Refer    For
23   Approve Sharesave Plan    Mgmt    For    For    For
24   Establish Supplements or Appendices to the Employee Share Purchase Plan or the Sharesave Plan    Mgmt    For    Refer    For
25   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
26   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
27   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Precision Castparts Corp.

 

Meeting Date:    08/12/2014    Country:    USA    Primary Security ID:    740189105
Record Date:    06/10/2014    Meeting Type:    Annual    Ticker:    PCP

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Precision Castparts Corp.

 

Shares Voted:   31,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Mark Donegan    Mgmt    For    For    For
1b   Elect Director Don R. Graber    Mgmt    For    For    For
1c   Elect Director Lester L. Lyles    Mgmt    For    For    For
1d   Elect Director Daniel J. Murphy    Mgmt    For    For    For
1e   Elect Director Vernon E. Oechsle    Mgmt    For    For    For
1f   Elect Director Ulrich Schmidt    Mgmt    For    For    For
1g   Elect Director Richard L. Wambold    Mgmt    For    For    For
1h   Elect Director Timothy A. Wicks    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against

BHP Billiton plc

 

Meeting Date:    10/23/2014    Country:    United Kingdom    Primary Security ID:    G10877101
Record Date:    10/21/2014    Meeting Type:    Annual    Ticker:    BLT

 

Shares Voted:   396,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
3   Authorise the Risk and Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
4   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
5   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
7   Approve Remuneration Policy    Mgmt    For    For    For
8   Approve Remuneration Report for UK Law Purposes    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

BHP Billiton plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    For    For
10   Approve Leaving Entitlements    Mgmt    For    Refer    For
11   Approve Grant of Awards under the Group’s Short and Long Term Incentive Plans to Andrew Mackenzie    Mgmt    For    Refer    For
12   Elect Malcolm Brinded as Director    Mgmt    For    For    For
13   Re-elect Malcolm Broomhead as Director    Mgmt    For    For    For
14   Re-elect Sir John Buchanan as Director    Mgmt    For    For    For
15   Re-elect Carlos Cordeiro as Director    Mgmt    For    For    For
16   Re-elect Pat Davies as Director    Mgmt    For    For    For
17   Re-elect Carolyn Hewson as Director    Mgmt    For    For    For
18   Re-elect Andrew Mackenzie as Director    Mgmt    For    For    For
19   Re-elect Lindsay Maxsted as Director    Mgmt    For    For    For
20   Re-elect Wayne Murdy as Director    Mgmt    For    For    For
21   Re-elect Keith Rumble as Director    Mgmt    For    For    For
22   Re-elect John Schubert as Director    Mgmt    For    For    For
23   Re-elect Shriti Vadera as Director    Mgmt    For    For    For
24   Re-elect Jac Nasser as Director    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
25   Elect Ian Dunlop, a Shareholder Nominee to the Board    SH    Against    Refer    Against

Microsoft Corporation

 

Meeting Date:    12/03/2014    Country:    USA    Primary Security ID:    594918104
Record Date:    09/30/2014    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   804,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director William H. Gates III    Mgmt    For    For    For
1.2   Elect Director Maria M. Klawe    Mgmt    For    For    For
1.3   Elect Director Teri L. List-Stoll    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Microsoft Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director G. Mason Morfit    Mgmt    For    For    For
1.5   Elect Director Satya Nadella    Mgmt    For    For    For
1.6   Elect Director Charles H. Noski    Mgmt    For    For    For
1.7   Elect Director Helmut Panke    Mgmt    For    For    For
1.8   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.9   Elect Director John W. Stanton    Mgmt    For    For    For
1.10   Elect Director John W. Thompson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against

GlaxoSmithKline plc

 

Meeting Date:    12/18/2014    Country:    United Kingdom    Primary Security ID:    G3910J112
Record Date:    11/18/2014    Meeting Type:    Special    Ticker:    GSK

 

Shares Voted:   176,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Transaction by the Company with Novartis AG    Mgmt    For    Refer    For

Intuit Inc.

 

Meeting Date:    01/22/2015    Country:    USA    Primary Security ID:    461202103
Record Date:    11/24/2014    Meeting Type:    Annual    Ticker:    INTU

 

Shares Voted:   224,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director William V. Campbell    Mgmt    For    For    For
1b   Elect Director Scott D. Cook    Mgmt    For    For    For
1c   Elect Director Richard L. Dalzell    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Intuit Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1d   Elect Director Diane B. Greene    Mgmt    For    For    For
1e   Elect Director Edward A. Kangas    Mgmt    For    For    For
1f   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1g   Elect Director Dennis D. Powell    Mgmt    For    For    For
1h   Elect Director Brad D. Smith    Mgmt    For    For    For
1i   Elect Director Jeff Weiner    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Micron Technology, Inc.

 

Meeting Date:    01/22/2015    Country:    USA    Primary Security ID:    595112103
Record Date:    11/21/2014    Meeting Type:    Annual    Ticker:    MU

 

Shares Voted:   272,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert L. Bailey    Mgmt    For    For    For
1.2   Elect Director Richard M. Beyer    Mgmt    For    For    For
1.3   Elect Director Patrick J. Byrne    Mgmt    For    For    For
1.4   Elect Director D. Mark Durcan    Mgmt    For    For    For
1.5   Elect Director D. Warren A. East    Mgmt    For    For    For
1.6   Elect Director Mercedes Johnson    Mgmt    For    For    For
1.7   Elect Director Lawrence N. Mondry    Mgmt    For    For    For
1.8   Elect Director Robert E. Switz    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Eliminate Cumulative Voting    Mgmt    For    For    For
5   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Visa Inc.

 

Meeting Date:    01/28/2015    Country:    USA    Primary Security ID:    92826C839
Record Date:    12/01/2014    Meeting Type:    Annual    Ticker:    V

 

Shares Voted:   52,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Mary B. Cranston    Mgmt    For    For    For
1b   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1c   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1d   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1e   Elect Director Cathy E. Minehan    Mgmt    For    For    For
1f   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1g   Elect Director David J. Pang    Mgmt    For    For    For
1h   Elect Director Charles W. Scharf    Mgmt    For    For    For
1i   Elect Director William S. Shanahan    Mgmt    For    For    For
1j   Elect Director John A. C. Swainson    Mgmt    For    For    For
1k   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Approve Amendments to the Certificate of Incorporation to Facilitate Stock Splits    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5a   Remove Supermajority Vote Requirement for Exiting Core Payment Business    Mgmt    For    For    For
5b   Remove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company’s Certificate of Incorporation    Mgmt    For    For    For
5c   Remove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications    Mgmt    For    For    For
5d   Remove Supermajority Vote Requirement for Removal of Directors    Mgmt    For    For    For
5e   Remove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws    Mgmt    For    For    For
6   Ratify Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Actavis plc

 

Meeting Date:    03/10/2015    Country:    Ireland    Primary Security ID:    G0083B108
Record Date:    01/22/2015    Meeting Type:    Special    Ticker:    ACT

 

Shares Voted:   84,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Apple Inc.

 

Meeting Date:    03/10/2015    Country:    USA    Primary Security ID:    037833100
Record Date:    01/09/2015    Meeting Type:    Annual    Ticker:    AAPL

 

Shares Voted:   408,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Tim Cook    Mgmt    For    For    For
1.2   Elect Director Al Gore    Mgmt    For    For    For
1.3   Elect Director Bob Iger    Mgmt    For    For    For
1.4   Elect Director Andrea Jung    Mgmt    For    For    For
1.5   Elect Director Art Levinson    Mgmt    For    For    For
1.6   Elect Director Ron Sugar    Mgmt    For    For    For
1.7   Elect Director Sue Wagner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Report on Risks Associated with Repeal of Climate Change Policies    SH    Against    Refer    Against
6   Adopt Proxy Access Right    SH    Against    Against    Against

Applied Materials, Inc.

 

Meeting Date:    04/02/2015    Country:    USA    Primary Security ID:    038222105
Record Date:    02/11/2015    Meeting Type:    Annual    Ticker:    AMAT

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Applied Materials, Inc.

 

Shares Voted:   1,168,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Aart J. de Geus    Mgmt    For    For    For
1b   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1c   Elect Director Stephen R. Forrest    Mgmt    For    For    For
1d   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1e   Elect Director Susan M. James    Mgmt    For    For    For
1f   Elect Director Alexander A. Karsner    Mgmt    For    For    For
1g   Elect Director Dennis D. Powell    Mgmt    For    For    For
1h   Elect Director Willem P. Roelandts    Mgmt    For    For    For
1i   Elect Director Michael R. Splinter    Mgmt    For    For    For
1j   Elect Director Robert H. Swan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Adobe Systems Incorporated

 

Meeting Date:    04/09/2015    Country:    USA    Primary Security ID:    00724F101
Record Date:    02/13/2015    Meeting Type:    Annual    Ticker:    ADBE

 

Shares Voted:   304,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Amy L. Banse    Mgmt    For    For    For
1b   Elect Director Kelly J. Barlow    Mgmt    For    For    For
1c   Elect Director Edward W. Barnholt    Mgmt    For    For    For
1d   Elect Director Robert K. Burgess    Mgmt    For    For    For
1e   Elect Director Frank A. Calderoni    Mgmt    For    For    For
1f   Elect Director Michael R. Cannon    Mgmt    For    For    For
1g   Elect Director James E. Daley    Mgmt    For    For    For
1h   Elect Director Laura B. Desmond    Mgmt    For    For    For
1i   Elect Director Charles M. Geschke    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Adobe Systems Incorporated

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1j   Elect Director Shantanu Narayen    Mgmt    For    For    For
1k   Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1l   Elect Director Robert Sedgewick    Mgmt    For    For    For
1m   Elect Director John E. Warnock    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Humana Inc.

 

Meeting Date:    04/16/2015    Country:    USA    Primary Security ID:    444859102
Record Date:    02/20/2015    Meeting Type:    Annual    Ticker:    HUM

 

Shares Voted:   87,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Kurt J. Hilzinger    Mgmt    For    For    For
1b   Elect Director Bruce D. Broussard    Mgmt    For    For    For
1c   Elect Director Frank A. D’Amelio    Mgmt    For    For    For
1d   Elect Director W. Roy Dunbar    Mgmt    For    For    For
1e   Elect Director David A. Jones, Jr.    Mgmt    For    For    For
1f   Elect Director William J. McDonald    Mgmt    For    For    For
1g   Elect Director William E. Mitchell    Mgmt    For    For    For
1h   Elect Director David B. Nash    Mgmt    For    For    For
1i   Elect Director James J. O’Brien    Mgmt    For    For    For
1j   Elect Director Marissa T. Peterson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Texas Instruments Incorporated

 

Meeting Date:    04/16/2015    Country:    USA    Primary Security ID:    882508104
Record Date:    02/17/2015    Meeting Type:    Annual    Ticker:    TXN

 

Shares Voted:   376,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Ralph W. Babb, Jr.    Mgmt    For    For    For
1b   Elect Director Mark A. Blinn    Mgmt    For    For    For
1c   Elect Director Daniel A. Carp    Mgmt    For    For    For
1d   Elect Director Carrie S. Cox    Mgmt    For    For    For
1e   Elect Director Ronald Kirk    Mgmt    For    For    For
1f   Elect Director Pamela H. Patsley    Mgmt    For    For    For
1g   Elect Director Robert E. Sanchez    Mgmt    For    For    For
1h   Elect Director Wayne R. Sanders    Mgmt    For    For    For
1i   Elect Director Ruth J. Simmons    Mgmt    For    For    For
1j   Elect Director Richard K. Templeton    Mgmt    For    For    For
1k   Elect Director Christine Todd Whitman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

ASML Holding NV

 

Meeting Date:    04/22/2015    Country:    Netherlands    Primary Security ID:    N07059202
Record Date:    02/24/2015    Meeting Type:    Annual    Ticker:    ASML

 

Shares Voted:   61,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Open Meeting    Mgmt         
2   Discuss the Company’s Business, Financial Situation and Sustainability    Mgmt         
3   Discuss Remuneration Policy for Management Board Members    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

ASML Holding NV

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
5   Approve Discharge of Management Board    Mgmt    For    For    For
6   Approve Discharge of Supervisory Board    Mgmt    For    For    For
7   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
8   Approve Dividends of EUR 0.70 Per Ordinary Share    Mgmt    For    For    For
9   Approve Adjustments to the Remuneration Policy    Mgmt    For    For    For
10   Approve Performance Share Arrangement According to Remuneration Policy    Mgmt    For    Refer    For
11   Approve Number of Stock Options, Respectively Shares, for Employees    Mgmt    For    Refer    For
12   Discussion of Updated Supervisory Board Profile    Mgmt         
13a   Elect Annet Aris to Supervisory Board    Mgmt    For    For    For
13b   Elect Gerard Kleisterlee to Supervisory Board    Mgmt    For    For    For
13c   Elect Rolf-Dieter Schwalb to Supervisory Board    Mgmt    For    For    For
14   Discuss Vacancies on the Board Arising in 2016    Mgmt         
15   Ratify KPMG as Auditors Re: Financial Year 2016    Mgmt    For    For    For
16a   Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital    Mgmt    For    For    For
16b   Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16a    Mgmt    For    For    For
16c   Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger    Mgmt    For    Refer    For
16d   Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16c    Mgmt    For    Refer    For
17a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
17b   Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
18   Authorize Cancellation of Repurchased Shares    Mgmt    For    For    For
19   Other Business (Non-Voting)    Mgmt         
20   Close Meeting    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

The Boeing Company

 

Meeting Date:    04/27/2015    Country:    USA    Primary Security ID:    097023105
Record Date:    02/26/2015    Meeting Type:    Annual    Ticker:    BA

 

Shares Voted:   134,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director David L. Calhoun    Mgmt    For    For    For
1b   Elect Director Arthur D. Collins, Jr.    Mgmt    For    For    For
1c   Elect Director Kenneth M. Duberstein    Mgmt    For    For    For
1d   Elect Director Edmund P. Giambastiani, Jr.    Mgmt    For    For    For
1e   Elect Director Lawrence W. Kellner    Mgmt    For    For    For
1f   Elect Director Edward M. Liddy    Mgmt    For    For    For
1g   Elect Director W. James McNerney, Jr.    Mgmt    For    For    For
1h   Elect Director Susan C. Schwab    Mgmt    For    For    For
1i   Elect Director Ronald A. Williams    Mgmt    For    For    For
1j   Elect Director Mike S. Zafirovski    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Claw-back of Payments under Restatements    SH    Against    For    For
5   Require Independent Board Chairman    SH    Against    Refer    Against
6   Provide Right to Act by Written Consent    SH    Against    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Citigroup Inc.

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    172967424
Record Date:    02/27/2015    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   546,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1c   Elect Director Peter B. Henry    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Citigroup Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1d   Elect Director Franz B. Humer    Mgmt    For    Refer    For
1e   Elect Director Michael E. O’Neill    Mgmt    For    For    For
1f   Elect Director Gary M. Reiner    Mgmt    For    For    For
1g   Elect Director Judith Rodin    Mgmt    For    For    For
1h   Elect Director Anthony M. Santomero    Mgmt    For    For    For
1i   Elect Director Joan E. Spero    Mgmt    For    For    For
1j   Elect Director Diana L. Taylor    Mgmt    For    For    For
1k   Elect Director William S. Thompson, Jr.    Mgmt    For    For    For
1l   Elect Director James S. Turley    Mgmt    For    For    For
1m   Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Adopt Proxy Access Right    SH    For    Against    Against
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Claw-back of Payments under Restatements    SH    Against    For    For
8   Limits for Directors Involved with Bankruptcy    SH    Against    Refer    Against
9   Report on Certain Vesting Program    SH    Against    Refer    Against

NOBLE ENERGY, INC.

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    655044105
Record Date:    03/04/2015    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   64,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1.2   Elect Director Michael A. Cawley    Mgmt    For    For    For
1.3   Elect Director Edward F. Cox    Mgmt    For    For    For
1.4   Elect Director Thomas J. Edelman    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

NOBLE ENERGY, INC.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.5   Elect Director Eric P. Grubman    Mgmt    For    For    For
1.6   Elect Director Kirby L. Hedrick    Mgmt    For    For    For
1.7   Elect Director David L. Stover    Mgmt    For    For    For
1.8   Elect Director Scott D. Urban    Mgmt    For    For    For
1.9   Elect Director William T. Van Kleef    Mgmt    For    For    For
1.10   Elect Director Molly K. Williamson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Approve Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
7   Adopt Proxy Access Right    SH    Against    Against    Against
8   Report on Impacts of and Plans to Align with Global Climate Change Policy    SH    Against    Refer    Against

Wells Fargo & Company

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    949746101
Record Date:    03/03/2015    Meeting Type:    Annual    Ticker:    WFC

 

Shares Voted:   336,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director John D. Baker, II    Mgmt    For    For    For
1b   Elect Director Elaine L. Chao    Mgmt    For    For    For
1c   Elect Director John S. Chen    Mgmt    For    For    For
1d   Elect Director Lloyd H. Dean    Mgmt    For    For    For
1e   Elect Director Elizabeth A. Duke    Mgmt    For    For    For
1f   Elect Director Susan E. Engel    Mgmt    For    For    For
1g   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1h   Elect Director Donald M. James    Mgmt    For    For    For
1i   Elect Director Cynthia H. Milligan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Wells Fargo & Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1j   Elect Director Federico F. Pena    Mgmt    For    For    For
1k   Elect Director James H. Quigley    Mgmt    For    For    For
1l   Elect Director Judith M. Runstad    Mgmt    For    For    For
1m   Elect Director Stephen W. Sanger    Mgmt    For    For    For
1n   Elect Director John G. Stumpf    Mgmt    For    For    For
1o   Elect Director Susan G. Swenson    Mgmt    For    For    For
1p   Elect Director Suzanne M. Vautrinot    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against

WMI Holdings Corp.

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    92936P100
Record Date:    03/05/2015    Meeting Type:    Annual    Ticker:    WMIH

 

Shares Voted:   2,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michael Willingham    Mgmt    For    For    For
1.2   Elect Director Eugene I. Davis    Mgmt    For    For    For
1.3   Elect Director Diane Beth Glossman    Mgmt    For    For    For
1.4   Elect Director Timothy R. Graham    Mgmt    For    For    For
1.5   Elect Director Mark E. Holliday    Mgmt    For    For    For
1.6   Elect Director Michael J. Renoff    Mgmt    For    For    For
1.7   Elect Director Steven D. Scheiwe    Mgmt    For    For    For
2   Ratify Burr Pilger Mayer, Inc. as Auditors    Mgmt    For    For    For
3   Change State of Incorporation from Washington to Delaware    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Anheuser-Busch InBev SA

 

Meeting Date:    04/29/2015    Country:    Belgium    Primary Security ID:    B6399C107
Record Date:    04/15/2015    Meeting Type:    Annual/Special    Ticker:    ABI

 

Shares Voted:   191,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual/Special Meeting    Mgmt         
  Special Meeting    Mgmt         
A1   Amend Articles Re: Remove References to Bearer Shares    Mgmt    For    For    For
  Annual Meeting    Mgmt         
B1   Receive Directors’ Reports (Non-Voting)    Mgmt         
B2   Receive Auditors’ Reports (Non-Voting)    Mgmt         
B3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
B4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.00 per Share    Mgmt    For    For    For
B5   Approve Discharge of Directors    Mgmt    For    For    For
B6   Approve Discharge of Auditors    Mgmt    For    For    For
B7a   Elect Michele Burns as Independent Director    Mgmt    For    For    For
B7b   Reelect Olivier Goudet as Independent Director    Mgmt    For    For    For
B7c   Elect Kasper Rorsted as Independent Director    Mgmt    For    For    For
B7d   Reelect Paul Cornet de Ways Ruart as Director    Mgmt    For    Refer    For
B7e   Reelect Stefan Descheemaeker as Director    Mgmt    For    Refer    For
B8a   Approve Remuneration Report    Mgmt    For    Refer    For
B8b   Proposal to Increase Remuneration of Audit Committee Chairman    Mgmt    For    Refer    For
B8c   Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors    Mgmt    For    Refer    For
C1   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Unilever NV

 

Meeting Date:    04/29/2015    Country:    Netherlands    Primary Security ID:    N8981F271
Record Date:    04/01/2015    Meeting Type:    Annual    Ticker:    UNA

 

Shares Voted:   573,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting    Mgmt         
1   Discussion of the Annual Report and Accounts for the 2014 financial year    Mgmt         
2   Approve Financial Statements and Allocation of Income    Mgmt    For    For    For
3   Approve Discharge of Executive Board Members    Mgmt    For    For    For
4   Approve Discharge of Non-Executive Board Members    Mgmt    For    For    For
5   Reelect P G J M Polman as Executive Director    Mgmt    For    For    For
6   Reelect R J-M S Huet as Executive Director    Mgmt    For    For    For
7   Reelect L M Cha as Non-Executive Director    Mgmt    For    For    For
8   Reelect L O Fresco as Non-Executive Director    Mgmt    For    For    For
9   Reelect A M Fudge as Non-Executive Director    Mgmt    For    For    For
10   Elect M Ma as Non-Executive Director    Mgmt    For    For    For
11   Reelect H Nyasulu as Non-Executive Director    Mgmt    For    For    For
12   Reelect J. Rishton as Non-Executive Director    Mgmt    For    For    For
13   Reelect F Sijbesma as Non-Executive Director.    Mgmt    For    For    For
14   Reelect M Treschow as Non-Executive Director    Mgmt    For    For    For
15   Elect N S Andersen as Non-Executive Director    Mgmt    For    For    For
16   Elect V Colao as Non-Executive Director    Mgmt    For    For    For
17   Elect J Hartmann as Non-Executive Director    Mgmt    For    For    For
18   Ratify KPMG as Auditors    Mgmt    For    For    For
19   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights    Mgmt    For    For    For
20   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
21   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
22   Close Meeting    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Continental AG

 

Meeting Date:    04/30/2015    Country:    Germany    Primary Security ID:    D16212140
Record Date:    04/08/2015    Meeting Type:    Annual    Ticker:    CON

 

Shares Voted:   89,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 3.25 per Share    Mgmt    For    For    For
3.1   Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2014    Mgmt    For    For    For
3.2   Approve Discharge of Management Board Member Jose Avila for Fiscal 2014    Mgmt    For    For    For
3.3   Approve Discharge of Management Board Member Ralf Cramer for Fiscal 2014    Mgmt    For    For    For
3.4   Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2014    Mgmt    For    For    For
3.5   Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2014    Mgmt    For    For    For
3.6   Approve Discharge of Management Board Member Ariane Reinhart for Fiscal 2014    Mgmt    For    For    For
3.7   Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal 2014    Mgmt    For    For    For
3.8   Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2014    Mgmt    For    For    For
3.9   Approve Discharge of Management Board member Elke Strathmann for Fiscal 2014    Mgmt    For    For    For
3.10   Approve Discharge of Management Board Member Heinz-Gerhard Wente for Fiscal 2014    Mgmt    For    For    For
4.1   Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2014    Mgmt    For    For    For
4.2   Approve Discharge of Supervisory Board Member Michael Deister for Fiscal 2014    Mgmt    For    For    For
4.3   Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2014    Mgmt    For    For    For
4.4   Approve Discharge of Supervisory Board Member Hans Fischl for Fiscal 2014    Mgmt    For    For    For
4.5   Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2014    Mgmt    For    For    For
4.6   Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2014    Mgmt    For    For    For
4.7   Approve Discharge of Supervisory Board Member Hans-Olaf Henkel for Fiscal 2014    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Continental AG

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4.8   Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2014    Mgmt    For    For    For
4.9   Approve Discharge of Supervisory Board Member Joerg Koehlinger for Fiscal 2014    Mgmt    For    For    For
4.10   Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2014    Mgmt    For    For    For
4.11   Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2014    Mgmt    For    For    For
4.12   Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal 2014    Mgmt    For    For    For
4.13   Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal 2014    Mgmt    For    For    For
4.14   Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal 2014    Mgmt    For    For    For
4.15   Approve Discharge of Supervisory Board Member Artur Otto for Fiscal 2014    Mgmt    For    For    For
4.16   Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2014    Mgmt    For    For    For
4.17   Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2014    Mgmt    For    For    For
4.18   Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2014    Mgmt    For    For    For
4.19   Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2014    Mgmt    For    For    For
4.20   Approve Discharge of Supervisory Board Member Kirsten Voerkel for Fiscal 2014    Mgmt    For    For    For
4.21   Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal 2014    Mgmt    For    For    For
4.22   Approve Discharge of Supervisory Board Member Bernd Voss for Fiscal 2014    Mgmt    For    For    For
4.23   Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2014    Mgmt    For    For    For
4.24   Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2014    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2015 and for Review of Interim Financial Reports    Mgmt    For    For    For

Mead Johnson Nutrition Company

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    582839106
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    MJN

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Shares Voted:   205,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Steven M. Altschuler    Mgmt    For    For    For
1.1b   Elect Director Howard B. Bernick    Mgmt    For    For    For
1.1c   Elect Director Kimberly A. Casiano    Mgmt    For    For    For
1.1d   Elect Director Anna C. Catalano    Mgmt    For    For    For
1.1e   Elect Director Celeste A. Clark    Mgmt    For    For    For
1.1f   Elect Director James M. Cornelius    Mgmt    For    For    For
1.1g   Elect Director Stephen W. Golsby    Mgmt    For    For    For
1.1h   Elect Director Michael Grobstein    Mgmt    For    For    For
1.1i   Elect Director Peter Kasper Jakobsen    Mgmt    For    For    For
1.1j   Elect Director Peter G. Ratcliffe    Mgmt    For    For    For
1.1k   Elect Director Michael A. Sherman    Mgmt    For    For    For
1.1l   Elect Director Elliott Sigal    Mgmt    For    For    For
1.1m   Elect Director Robert S. Singer    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Occidental Petroleum Corporation

 

Meeting Date:    05/01/2015    Country:    USA    Primary Security ID:    674599105
Record Date:   

03/10/2015

    Meeting Type:    Annual    Ticker:    OXY

 

Shares Voted:   257,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Spencer Abraham    Mgmt    For    For    For
1.2   Elect Director Howard I. Atkins    Mgmt    For    For    For
1.3   Elect Director Eugene L. Batchelder    Mgmt    For    For    For
1.4   Elect Director Stephen I. Chazen    Mgmt    For    For    For
1.5   Elect Director John E. Feick    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Occidental Petroleum Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.6   Elect Director Margaret M. Foran    Mgmt    For    For    For
1.7   Elect Director Carlos M. Gutierrez    Mgmt    For    For    For
1.8   Elect Director William R. Klesse    Mgmt    For    For    For
1.9   Elect Director Avedick B. Poladian    Mgmt    For    For    For
1.10   Elect Director Elisse B. Walter    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
5   Claw-back of Payments under Restatements    SH    Against    For    For
6   Adopt Proxy Access Right    SH    Against    Against    Against
7   Report on Methane and Flaring Emissions Management and Reduction Targets    SH    Against    Refer    Against
8   Review and Assess Membership of Lobbying Organizations    SH    Against    Against    Against

Bristol-Myers Squibb Company

 

Meeting Date:    05/05/2015    Country:    USA    Primary Security ID:    110122108
Record Date:   

03/13/2015

    Meeting Type:    Annual    Ticker:    BMY

 

Shares Voted:   189,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1A   Elect Director Lamberto Andreotti    Mgmt    For    For    For
1.1B   Elect Director Giovanni Caforio    Mgmt    For    For    For
1.1C   Elect Director Lewis B. Campbell    Mgmt    For    For    For
1.1D   Elect Director Laurie H. Glimcher    Mgmt    For    For    For
1.1E   Elect Director Michael Grobstein    Mgmt    For    For    For
1.1F   Elect Director Alan J. Lacy    Mgmt    For    For    For
1.1G   Elect Director Thomas J. Lynch, Jr.    Mgmt    For    For    For
1.1H   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1.1I   Elect Director Vicki L. Sato    Mgmt    For    For    For
1.1J   Elect Director Gerald L. Storch    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Bristol-Myers Squibb Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1K   Elect Director Togo D. West, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    Against
5   Remove Supermajority Vote Requirement Applicable to Preferred Stock    Mgmt    For    For    For
6   Provide Right to Act by Written Consent    SH    Against    For    For

Gilead Sciences, Inc.

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    375558103
Record Date:    03/11/2015    Meeting Type:    Annual    Ticker:    GILD

 

Shares Voted:   176,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director John F. Cogan    Mgmt    For    For    For
1b   Elect Director Etienne F. Davignon    Mgmt    For    For    For
1c   Elect Director Carla A. Hills    Mgmt    For    For    For
1d   Elect Director Kevin E. Lofton    Mgmt    For    For    For
1e   Elect Director John W. Madigan    Mgmt    For    For    For
1f   Elect Director John C. Martin    Mgmt    For    For    For
1g   Elect Director Nicholas G. Moore    Mgmt    For    For    For
1h   Elect Director Richard J. Whitley    Mgmt    For    For    For
1i   Elect Director Gayle E. Wilson    Mgmt    For    For    For
1j   Elect Director Per Wold-Olsen    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Require Independent Board Chairman    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Gilead Sciences, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

7   Report on Sustainability    SH    Against    Refer    Against
8   Report on Specialty Drug Pricing Risks    SH    Against    Refer    Against

LyondellBasell Industries NV

 

Meeting Date:    05/06/2015    Country:    Netherlands    Primary Security ID:    N53745100
Record Date:    04/08/2015    Meeting Type:    Annual    Ticker:    LYB

 

Shares Voted:   172,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Robin Buchanan Supervisory Board    Mgmt    For    For    For
1b   Elect Stephen F. Cooper to Supervisory Board    Mgmt    For    For    For
1c   Elect Isabella D. Goren to Supervisory Board    Mgmt    For    For    For
1d   Elect Robert G. Gwin to Supervisory Board    Mgmt    For    For    For
2a   Elect Kevin W. Brown to Management Board    Mgmt    For    For    For
2b   Elect Jeffrey A. Kaplan to Management Board    Mgmt    For    For    For
3   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
4   Approve Discharge of Management Board    Mgmt    For    For    For
5   Approve Discharge of Supervisory Board    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
7   Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    Mgmt    For    For    For
8   Approve Dividends of USD 2.80 Per Share    Mgmt    For    For    For
9   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
10   Authorize Board to Issue Shares up to 20 Percent of Authorized Capital    Mgmt    For    For    For
11   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    Refer    Against
12   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
13   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Phillips 66

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    718546104
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    PSX

 

Shares Voted:   321,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director J. Brian Ferguson    Mgmt    For    For    For
1b   Elect Director Harold W. McGraw, III    Mgmt    For    For    For
1c   Elect Director Victoria J. Tschinkel    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For
5   Adopt Quantitative GHG Goals for Operations    SH    Against    Refer    Against

Standard Chartered plc

 

Meeting Date:    05/06/2015    Country:    United Kingdom    Primary Security ID:    G84228157
Record Date:    05/01/2015    Meeting Type:    Annual    Ticker:    STAN

 

Shares Voted:   569,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Elect Dr Byron Grote as Director    Mgmt    For    For    For
5   Elect Andy Halford as Director    Mgmt    For    For    For
6   Elect Gay Huey Evans as Director    Mgmt    For    For    For
7   Elect Jasmine Whitbread as Director    Mgmt    For    For    For
8   Re-elect Om Bhatt as Director    Mgmt    For    For    For
9   Re-elect Dr Kurt Campbell as Director    Mgmt    For    For    For
10   Re-elect Dr Louis Cheung as Director    Mgmt    For    For    For
11   Re-elect Dr Han Seung-soo as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Standard Chartered plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

12   Re-elect Christine Hodgson as Director    Mgmt    For    For    For
13   Re-elect Naguib Kheraj as Director    Mgmt    For    For    For
14   Re-elect Simon Lowth as Director    Mgmt    For    For    For
15   Re-elect Ruth Markland as Director    Mgmt    For    For    For
16   Re-elect Sir John Peace as Director    Mgmt    For    For    For
17   Re-elect Mike Rees as Director    Mgmt    For    For    For
18   Re-elect Viswanathan Shankar as Director    Mgmt         
19   Re-elect Paul Skinner as Director    Mgmt    For    For    For
20   Re-elect Dr Lars Thunell as Director    Mgmt    For    For    For
21   Appoint KPMG LLP as Auditors    Mgmt    For    For    For
22   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
23   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
24   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
25   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
26   Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities    Mgmt    For    For    For
27   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
28   Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities    Mgmt    For    For    For
29   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
30   Authorise Market Purchase of Preference Shares    Mgmt    For    For    For
31   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

AIA Group Ltd.

 

Meeting Date:    05/08/2015    Country:    Hong Kong    Primary Security ID:    Y002A1105
Record Date:    05/05/2015    Meeting Type:    Annual    Ticker:    01299

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

AIA Group Ltd.

 

Shares Voted:   7,743,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Elect Lawrence Juen-Yee Lau as Director    Mgmt    For    For    For
4   Elect Chung-Kong Chow as Director    Mgmt    For    For    For
5   Elect John Barrie Harrison as Director    Mgmt    For    For    For
6   Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7A   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
7B   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
7C   Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme    Mgmt    For    Refer    For

ConocoPhillips

 

Meeting Date:    05/12/2015    Country:    USA    Primary Security ID:    20825C104
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    COP

 

Shares Voted:   407,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Richard L. Armitage    Mgmt    For    For    For
1b   Elect Director Richard H. Auchinleck    Mgmt    For    For    For
1c   Elect Director Charles E. Bunch    Mgmt    For    For    For
1d   Elect Director James E. Copeland, Jr.    Mgmt    For    For    For
1e   Elect Director John V. Faraci    Mgmt    For    For    For
1f   Elect Director Jody L. Freeman    Mgmt    For    For    For
1g   Elect Director Gay Huey Evans    Mgmt    For    For    For
1h   Elect Director Ryan M. Lance    Mgmt    For    For    For
1i   Elect Director Arjun N. Murti    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

ConocoPhillips

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1j   Elect Director Robert A. Niblock    Mgmt    For    For    For
1k   Elect Director Harald J. Norvik    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Plan    SH    Against    Refer    Against
6   Remove or Adjust Reserve Metrics used for Executive Compensation    SH    Against    Refer    Against
7   Adopt Proxy Access Right    SH    Against    Against    Against

Tencent Holdings Ltd.

 

Meeting Date:    05/13/2015    Country:    Cayman Islands    Primary Security ID:    G87572163
Record Date:    05/08/2015    Meeting Type:    Annual    Ticker:    00700

 

Shares Voted:   1,544,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3.1a   Elect Li Dong Sheng as Director    Mgmt    For    Refer    Against
3.1b   Elect Iain Ferguson Bruce as Director    Mgmt    For    Refer    Against
3.2   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
4   Approve Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    Refer    Against
5   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
6   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
7   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Amgen Inc.

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    031162100
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    AMGN

 

Shares Voted:   146,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David Baltimore    Mgmt    For    For    For
1.2   Elect Director Frank J. Biondi, Jr.    Mgmt    For    For    For
1.3   Elect Director Robert A. Bradway    Mgmt    For    For    For
1.4   Elect Director Francois de Carbonnel    Mgmt    For    For    For
1.5   Elect Director Vance D. Coffman    Mgmt    For    For    For
1.6   Elect Director Robert A. Eckert    Mgmt    For    For    For
1.7   Elect Director Greg C. Garland    Mgmt    For    For    For
1.8   Elect Director Rebecca M. Henderson    Mgmt    For    For    For
1.9   Elect Director Frank C. Herringer    Mgmt    For    For    For
1.10   Elect Director Tyler Jacks    Mgmt    For    For    For
1.11   Elect Director Judith C. Pelham    Mgmt    For    For    For
1.12   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1.13   Elect Director R. Sanders Williams    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

The Dow Chemical Company

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    260543103
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    DOW

 

Shares Voted:   316,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Ajay Banga    Mgmt    For    For    For
1b   Elect Director Jacqueline K. Barton    Mgmt    For    For    For
1c   Elect Director James A. Bell    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

The Dow Chemical Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1d   Elect Director Richard K. Davis    Mgmt    For    For    For
1e   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1f   Elect Director Andrew N. Liveris    Mgmt    For    For    For
1g   Elect Director Mark Loughridge    Mgmt    For    For    For
1h   Elect Director Raymond J. Milchovich    Mgmt    For    For    For
1i   Elect Director Robert S. Miller    Mgmt    For    For    For
1j   Elect Director Paul Polman    Mgmt    For    For    For
1k   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1l   Elect Director James M. Ringler    Mgmt    For    For    For
1m   Elect Director Ruth G. Shaw    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against

Union Pacific Corporation

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    907818108
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   205,716          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1.2   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1.3   Elect Director David B. Dillon    Mgmt    For    For    For
1.4   Elect Director Lance M. Fritz    Mgmt    For    For    For
1.5   Elect Director Judith Richards Hope    Mgmt    For    For    For
1.6   Elect Director John J. Koraleski    Mgmt    For    For    For
1.7   Elect Director Charles C. Krulak    Mgmt    For    For    For
1.8   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1.9   Elect Director Michael W. McConnell    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Union Pacific Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.10   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1.11   Elect Director Steven R. Rogel    Mgmt    For    For    For
1.12   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Stock Retention/Holding Period    SH    Against    Against    Against
5   Require Independent Board Chairman    SH    Against    Refer    Against

Intel Corporation

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    458140100
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    INTC

 

Shares Voted:   585,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Charlene Barshefsky    Mgmt    For    For    For
1b   Elect Director Aneel Bhusri    Mgmt    For    For    For
1c   Elect Director Andy D. Bryant    Mgmt    For    For    For
1d   Elect Director Susan L. Decker    Mgmt    For    For    For
1e   Elect Director John J. Donahoe    Mgmt    For    Refer    Against
1f   Elect Director Reed E. Hundt    Mgmt    For    For    For
1g   Elect Director Brian M. Krzanich    Mgmt    For    For    For
1h   Elect Director James D. Plummer    Mgmt    For    For    For
1i   Elect Director David S. Pottruck    Mgmt    For    For    For
1j   Elect Director Frank D. Yeary    Mgmt    For    For    For
1k   Elect Director David B. Yoffie    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Intel Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6   Adopt Holy Land Principles    SH    Against    Refer    Against
7   Require Independent Board Chairman    SH    Against    Refer    For
8   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

L Brands, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    501797104
Record Date:    03/27/2015    Meeting Type:    Annual    Ticker:    LB

 

Shares Voted:   198,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director E. Gordon Gee    Mgmt    For    For    For
1.2   Elect Director Stephen D. Steinour    Mgmt    For    For    For
1.3   Elect Director Allan R. Tessler    Mgmt    For    For    For
1.4   Elect Director Abigail S. Wexner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Reduce Supermajority Vote Requirement    SH    Against    For    For

The Home Depot, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    437076102
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   194,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Ari Bousbib    Mgmt    For    For    For
1b   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1c   Elect Director J. Frank Brown    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

The Home Depot, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1d   Elect Director Albert P. Carey    Mgmt    For    For    For
1e   Elect Director Armando Codina    Mgmt    For    For    For
1f   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1g   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1h   Elect Director Karen L. Katen    Mgmt    For    For    For
1i   Elect Director Craig A. Menear    Mgmt    For    For    For
1j   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Chevron Corporation

 

Meeting Date:    05/27/2015    Country:    USA    Primary Security ID:    166764100
Record Date:    04/01/2015    Meeting Type:    Annual    Ticker:    CVX

 

Shares Voted:   132,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Alexander B. Cummings, Jr.    Mgmt    For    For    For
1b   Elect Director Linnet F. Deily    Mgmt    For    For    For
1c   Elect Director Robert E. Denham    Mgmt    For    For    For
1d   Elect Director Alice P. Gast    Mgmt    For    For    For
1e   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1f   Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
1g   Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1h   Elect Director John G. Stumpf    Mgmt    For    For    For
1i   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1j   Elect Director Inge G. Thulin    Mgmt    For    For    For
1k   Elect Director Carl Ware    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Chevron Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1l   Elect Director John S. Watson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Charitable Contributions    SH    Against    Against    Against
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Prohibit Political Spending    SH    Against    Refer    Against
7   Increase Return of Capital to Shareholders in Light of Climate Change Risks    SH    Against    Refer    Against
8   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against
9   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts    SH    Against    Refer    Against
10   Proxy Access    SH    Against    Against    Against
11   Require Independent Board Chairman    SH    Against    Refer    For
12   Require Director Nominee with Environmental Experience    SH    Against    Refer    Against
13   Amend Bylaws — Call Special Meetings    SH    Against    For    For

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/02/2015    Country:    USA    Primary Security ID:    192446102
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    CTSH

 

Shares Voted:   499,790          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1b   Elect Director Robert E. Weissman    Mgmt    For    For    For
1c   Elect Director Francisco D’Souza    Mgmt    For    For    For
1d   Elect Director John N. Fox, Jr.    Mgmt    For    For    For
1e   Elect Director Leo S. Mackay, Jr.    Mgmt    For    For    For
1f   Elect Director Thomas M. Wendel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    Against

Alliance Data Systems Corporation

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    018581108
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    ADS

 

Shares Voted:   64,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Bruce K. Anderson    Mgmt    For    For    For
1.2   Elect Director Roger H. Ballou    Mgmt    For    For    For
1.3   Elect Director D. Keith Cobb    Mgmt    For    For    For
1.4   Elect Director E. Linn Draper, Jr.    Mgmt    For    For    For
1.5   Elect Director Edward J. Heffernan    Mgmt    For    For    For
1.6   Elect Director Kenneth R. Jensen    Mgmt    For    For    For
1.7   Elect Director Robert A. Minicucci    Mgmt    For    For    For
1.8   Elect Director Laurie A. Tucker    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
6   Proxy Access    SH    Against    Against    Against

Google Inc.

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    38259P706
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    GOOG

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Google Inc.

 

Shares Voted:   14,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    For    For
1.3   Elect Director Eric E. Schmidt    Mgmt    For    For    For
1.4   Elect Director L. John Doerr    Mgmt    For    Refer    Withhold
1.5   Elect Director Diane B. Greene    Mgmt    For    For    For
1.6   Elect Director John L. Hennessy    Mgmt    For    Refer    Withhold
1.7   Elect Director Ann Mather    Mgmt    For    For    For
1.8   Elect Director Alan R. Mulally    Mgmt    For    For    For
1.9   Elect Director Paul S. Otellini    Mgmt    For    Refer    Withhold
1.10   Elect Director K. Ram Shriram    Mgmt    For    Refer    Withhold
1.11   Elect Director Shirley M. Tilghman    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Require a Majority Vote for the Election of Directors    SH    Against    For    For
7   Report on Costs of Renewable Energy Investments    SH    Against    Refer    Against
8   Report on Risks Associated with Repeal of Climate Change Policies    SH    Against    Refer    Against

Actavis plc

 

Meeting Date:    06/05/2015    Country:    Ireland    Primary Security ID:    G0083B108
Record Date:    04/10/2015    Meeting Type:    Annual    Ticker:    ACT

 

Shares Voted:   106,510          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Paul M. Bisaro    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Actavis plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1b   Elect Director Nesli Basgoz    Mgmt    For    For    For
1c   Elect Director James H. Bloem    Mgmt    For    For    For
1d   Elect Director Christopher W. Bodine    Mgmt    For    For    For
1e   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1f   Elect Director Michael R. Gallagher    Mgmt    For    For    For
1g   Elect Director Catherine M. Klema    Mgmt    For    For    For
1h   Elect Director Peter J. McDonnell    Mgmt    For    For    For
1i   Elect Director Patrick J. O’Sullivan    Mgmt    For    For    For
1j   Elect Director Brenton L. Saunders    Mgmt    For    For    For
1k   Elect Director Ronald R. Taylor    Mgmt    For    For    For
1l   Elect Director Fred G. Weiss    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Change Company Name from Actavis plc to Allergan plc    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Report on Sustainability    SH    Against    Refer    Against
7   Stock Retention/Holding Period    SH    Against    Against    Against

Wal-Mart Stores, Inc.

 

Meeting Date:    06/05/2015    Country:    USA    Primary Security ID:    931142103
Record Date:    04/10/2015    Meeting Type:    Annual    Ticker:    WMT

 

Shares Voted:   349,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Aida M. Alvarez    Mgmt    For    For    For
1b   Elect Director James I. Cash, Jr.    Mgmt    For    For    For
1c   Elect Director Roger C. Corbett    Mgmt    For    For    For
1d   Elect Director Pamela J. Craig    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Wal-Mart Stores, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1e   Elect Director Michael T. Duke    Mgmt    For    For    For
1f   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1g   Elect Director Thomas W. Horton    Mgmt    For    For    For
1h   Elect Director Marissa A. Mayer    Mgmt    For    For    For
1i   Elect Director C. Douglas McMillon    Mgmt    For    For    For
1j   Elect Director Gregory B. Penner    Mgmt    For    For    For
1k   Elect Director Steven S. Reinemund    Mgmt    For    For    For
1l   Elect Director Kevin Y. Systrom    Mgmt    For    For    For
1m   Elect Director Jim C. Walton    Mgmt    For    For    For
1n   Elect Director S. Robson Walton    Mgmt    For    For    For
1o   Elect Director Linda S. Wolf    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Disclosure of Recoupment Activity from Senior Officers    SH    Against    For    For
6   Provide Proxy Access Right    SH    Against    Against    Against
7   Adopt Quantitative GHG Goals for Maritime Shipping    SH    Against    Refer    Against
8   Report on Incentive Compensation Plans    SH    Against    Refer    Against
9   Require Independent Board Chairman    SH    Against    Refer    Against

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:    06/09/2015    Country:    Taiwan    Primary Security ID:    Y84629107
Record Date:    04/10/2015    Meeting Type:    Annual    Ticker:    2330

 

Shares Voted:   3,047,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve 2014 Business Operations Report and Financial Statements    Mgmt    For    For    For
2   Approve Plan on 2014 Profit Distribution    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING    Mgmt         
3.1   Elect Morris Chang with Shareholder No. 4515 as Non-independent Director    Mgmt    For    For    For
3.2   Elect F.C. Tseng with Shareholder No. 104 as Non-independent Director    Mgmt    For    For    For
3.3   Elect Johnsee Lee, a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1 as Non-independent Director    Mgmt    For    For    For
3.4   Elect Peter Leahy Bonfield as Independent Director    Mgmt    For    For    For
3.5   Elect Stan Shih with Shareholder No. 534770 as Independent Director    Mgmt    For    For    For
3.6   Elect Thomas J. Engibous as Independent Director    Mgmt    For    For    For
3.7   Elect Kok-Choo Chen as Independent Director    Mgmt    For    For    For
3.8   Elect Michael R. Splinter as Independent Director    Mgmt    For    For    For
4   Transact Other Business (Non-Voting)    Mgmt         

Biogen Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    09062X103
Record Date:    04/15/2015    Meeting Type:    Annual    Ticker:    BIIB

 

Shares Voted:   57,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Alexander J. Denner    Mgmt    For    For    For
1.2   Elect Director Caroline D. Dorsa    Mgmt    For    For    For
1.3   Elect Director Nancy L. Leaming    Mgmt    For    For    For
1.4   Elect Director Richard C. Mulligan    Mgmt    For    For    For
1.5   Elect Director Robert W. Pangia    Mgmt    For    For    For
1.6   Elect Director Stelios Papadopoulos    Mgmt    For    For    For
1.7   Elect Director Brian S. Posner    Mgmt    For    For    For
1.8   Elect Director Eric K. Rowinsky    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Biogen Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.9   Elect Director George A. Scangos    Mgmt    For    For    For
1.10   Elect Director Lynn Schenk    Mgmt    For    For    For
1.11   Elect Director Stephen A. Sherwin    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For

Caterpillar Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    149123101
Record Date:    04/13/2015    Meeting Type:    Annual    Ticker:    CAT

 

Shares Voted:   303,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David L. Calhoun    Mgmt    For    For    For
1.2   Elect Director Daniel M. Dickinson    Mgmt    For    For    For
1.3   Elect Director Juan Gallardo    Mgmt    For    Refer    For
1.4   Elect Director Jesse J. Greene, Jr.    Mgmt    For    For    For
1.5   Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
1.6   Elect Director Dennis A. Muilenburg    Mgmt    For    For    For
1.7   Elect Director Douglas R. Oberhelman    Mgmt    For    For    For
1.8   Elect Director William A. Osborn    Mgmt    For    For    For
1.9   Elect Director Debra L. Reed    Mgmt    For    For    For
1.10   Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1.11   Elect Director Susan C. Schwab    Mgmt    For    For    For
1.12   Elect Director Miles D. White    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Caterpillar Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Review and Amend Human Rights Policies    SH    Against    Against    Against
7   Amend Policies to Allow Employees to Participate in Political Process with No Retribution    SH    Against    Refer    Against

Galaxy Entertainment Group Ltd.

 

Meeting Date:    06/16/2015    Country:    Hong Kong    Primary Security ID:    Y2679D118
Record Date:    06/11/2015    Meeting Type:    Annual    Ticker:    00027

 

Shares Voted:   8,909,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2.1   Elect Francis Lui Yiu Tung as Director    Mgmt    For    For    For
2.2   Elect Anthony Thomas Christopher Carter as Director    Mgmt    For    Refer    Against
2.3   Elect Patrick Wong Lung Tak as Director    Mgmt    For    Refer    For
2.4   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
3   Approve Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4.1   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
4.2   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
4.3   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

Toyota Motor Corp.

 

Meeting Date:    06/16/2015    Country:    Japan    Primary Security ID:    J92676113
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    7203

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Toyota Motor Corp.

 

Shares Voted:   407,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 125    Mgmt    For    For    For
2.1   Elect Director Uchiyamada, Takeshi    Mgmt    For    For    For
2.2   Elect Director Toyoda, Akio    Mgmt    For    For    For
2.3   Elect Director Kodaira, Nobuyori    Mgmt    For    For    For
2.4   Elect Director Kato, Mitsuhisa    Mgmt    For    For    For
2.5   Elect Director Sudo, Seiichi    Mgmt    For    For    For
2.6   Elect Director Terashi, Shigeki    Mgmt    For    For    For
2.7   Elect Director Hayakawa, Shigeru    Mgmt    For    For    For
2.8   Elect Director Didier Leroy    Mgmt    For    For    For
2.9   Elect Director Ijichi, Takahiko    Mgmt    For    For    For
2.10   Elect Director Uno, Ikuo    Mgmt    For    For    For
2.11   Elect Director Kato, Haruhiko    Mgmt    For    For    For
2.12   Elect Director Mark T. Hogan    Mgmt    For    For    For
3.1   Appoint Statutory Auditor Kato, Masahiro    Mgmt    For    Refer    For
3.2   Appoint Statutory Auditor Kagawa, Yoshiyuki    Mgmt    For    Refer    For
3.3   Appoint Statutory Auditor Wake, Yoko    Mgmt    For    Refer    For
3.4   Appoint Statutory Auditor Ozu, Hiroshi    Mgmt    For    Refer    For
4   Appoint Alternate Statutory Auditor Sakai, Ryuji    Mgmt    For    Refer    For
5   Approve Annual Bonus Payment to Directors    Mgmt    For    Refer    For
6   Amend Articles to Indemnify Directors - Indemnify Statutory Auditors    Mgmt    For    Refer    For
7   Amend Articles to Create Class AA Shares and Approve Issuance of Class AA Shares    Mgmt    For    Refer    Against

Fanuc Corp.

 

Meeting Date:    06/26/2015    Country:    Japan    Primary Security ID:    J13440102
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    6954

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 90 Ivy Funds VIP Asset Strategy

 

Fanuc Corp.

 

Shares Voted:   106,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 491.93    Mgmt    For    For    For
2.1   Elect Director Inaba, Yoshiharu    Mgmt    For    For    For
2.2   Elect Director Yamaguchi, Kenji    Mgmt    For    For    For
2.3   Elect Director Uchida, Hiroyuki    Mgmt    For    For    For
2.4   Elect Director Gonda, Yoshihiro    Mgmt    For    For    For
2.5   Elect Director Inaba, Kiyonori    Mgmt    For    For    For
2.6   Elect Director Matsubara, Shunsuke    Mgmt    For    For    For
2.7   Elect Director Noda, Hiroshi    Mgmt    For    For    For
2.8   Elect Director Kohari, Katsuo    Mgmt    For    For    For
2.9   Elect Director Okada, Toshiya    Mgmt    For    For    For
2.10   Elect Director Richard E. Schneider    Mgmt    For    For    For
2.11   Elect Director Olaf C. Gehrels    Mgmt    For    For    For
2.12   Elect Director Ono, Masato    Mgmt    For    For    For
2.13   Elect Director Tsukuda, Kazuo    Mgmt    For    For    For
2.14   Elect Director Imai, Yasuo    Mgmt    For    For    For
3.1   Appoint Statutory Auditor Kimura, Shunsuke    Mgmt    For    Refer    For
3.2   Appoint Statutory Auditor Shimizu, Naoki    Mgmt    For    Refer    For
3.3   Appoint Statutory Auditor Nakagawa, Takeo    Mgmt    For    Refer    For

IVY FUNDS VIP BALANCED

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

CONSTELLATION BRANDS, INC.

 

Meeting Date:    07/23/2014    Country:    USA    Primary Security ID:    21036P108
Record Date:    05/27/2014    Meeting Type:    Annual    Ticker:    STZ

 

Shares Voted:   62,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jerry Fowden    Mgmt    For    For    For
1.2   Elect Director Barry A. Fromberg    Mgmt    For    For    For
1.3   Elect Director Robert L. Hanson    Mgmt    For    For    For
1.4   Elect Director Jeananne K. Hauswald    Mgmt    For    For    For
1.5   Elect Director James A. Locke, III    Mgmt    For    For    For
1.6   Elect Director Richard Sands    Mgmt    For    For    For
1.7   Elect Director Robert Sands    Mgmt    For    For    For
1.8   Elect Director Judy A. Schmeling    Mgmt    For    For    For
1.9   Elect Director Keith E. Wandell    Mgmt    For    For    For
1.10   Elect Director Mark Zupan    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Precision Castparts Corp.

 

Meeting Date:    08/12/2014    Country:    USA    Primary Security ID:    740189105
Record Date:    06/10/2014    Meeting Type:    Annual    Ticker:    PCP

 

Shares Voted:   22,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Mark Donegan    Mgmt    For    For    For
1b   Elect Director Don R. Graber    Mgmt    For    For    For
1c   Elect Director Lester L. Lyles    Mgmt    For    For    For
1d   Elect Director Daniel J. Murphy    Mgmt    For    For    For
1e   Elect Director Vernon E. Oechsle    Mgmt    For    For    For
1f   Elect Director Ulrich Schmidt    Mgmt    For    For    For
1g   Elect Director Richard L. Wambold    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Precision Castparts Corp.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1h   Elect Director Timothy A. Wicks    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against

Microchip Technology Incorporated

 

Meeting Date:    08/25/2014    Country:    USA    Primary Security ID:    595017104
Record Date:    07/01/2014    Meeting Type:    Annual    Ticker:    MCHP

 

Shares Voted:   111,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Steve Sanghi    Mgmt    For    For    For
1.2   Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3   Elect Director L.B. Day    Mgmt    For    For    For
1.4   Elect Director Esther L. Johnson    Mgmt    For    For    For
1.5   Elect Director Wade F. Meyercord    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Amend Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Comcast Corporation

 

Meeting Date:    10/08/2014    Country:    USA    Primary Security ID:    20030N101
Record Date:    08/18/2014    Meeting Type:    Special    Ticker:    CMCSA

 

Shares Voted:   99,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Comcast Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Adjourn Meeting    Mgmt    For    Refer    For

Time Warner Cable Inc.

 

Meeting Date:    10/09/2014    Country:    USA    Primary Security ID:    88732J207
Record Date:    08/18/2014    Meeting Type:    Special    Ticker:    TWC

 

Shares Voted:   25,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

Twenty-First Century Fox, Inc.

 

Meeting Date:    11/12/2014    Country:    USA    Primary Security ID:    90130A101
Record Date:    09/15/2014    Meeting Type:    Annual    Ticker:    FOXA

 

Shares Voted:   155,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director K. Rupert Murdoch    Mgmt    For    For    For
1b   Elect Director Lachlan K. Murdoch    Mgmt    For    For    For
1c   Elect Director Delphine Arnault    Mgmt    For    For    For
1d   Elect Director James W. Breyer    Mgmt    For    For    For
1e   Elect Director Chase Carey    Mgmt    For    For    For
1f   Elect Director David F. DeVoe    Mgmt    For    For    For
1g   Elect Director Viet Dinh    Mgmt    For    For    For
1h   Elect Director Roderick I. Eddington    Mgmt    For    For    For
1i   Elect Director James R. Murdoch    Mgmt    For    For    For
1j   Elect Director Jacques Nasser    Mgmt    For    For    For
1k   Elect Director Robert S. Silberman    Mgmt    For    For    For
1l   Elect Director Tidjane Thiam    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Twenty-First Century Fox, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder    Mgmt    None    Refer    For

The Estee Lauder Companies Inc.

 

Meeting Date:    11/14/2014    Country:    USA    Primary Security ID:    518439104
Record Date:    09/15/2014    Meeting Type:    Annual    Ticker:    EL

 

Shares Voted:   49,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Charlene Barshefsky    Mgmt    For    For    For
1.2   Elect Director Wei Sun Christianson    Mgmt    For    For    For
1.3   Elect Director Fabrizio Freda    Mgmt    For    For    For
1.4   Elect Director Jane Lauder    Mgmt    For    For    For
1.5   Elect Director Leonard A. Lauder    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

GlaxoSmithKline plc

 

Meeting Date:    12/18/2014    Country:    United Kingdom    Primary Security ID:    G3910J112
Record Date:    11/18/2014    Meeting Type:    Special    Ticker:    GSK

 

Shares Voted:   112,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Transaction by the Company with Novartis AG    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Rockwell Automation, Inc.

 

Meeting Date:    02/03/2015    Country:    USA    Primary Security ID:    773903109
Record Date:    12/08/2014    Meeting Type:    Annual    Ticker:    ROK

 

Shares Voted:   49,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

A1   Elect Director Betty C. Alewine    Mgmt    For    For    For
A2   Elect Director J. Phillip Holloman    Mgmt    For    For    For
A3   Elect Director Verne G. Istock    Mgmt    For    For    For
A4   Elect Director Lawrence D. Kingsley    Mgmt    For    For    For
A5   Elect Director Lisa A. Payne    Mgmt    For    For    For
B   Ratify Auditors    Mgmt    For    For    For
C   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
D   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For

Actavis plc

 

Meeting Date:    03/10/2015    Country:    Ireland    Primary Security ID:    G0083B108
Record Date:    01/22/2015    Meeting Type:    Special    Ticker:    ACT

 

Shares Voted:   15,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Apple Inc.

 

Meeting Date:    03/10/2015    Country:    USA    Primary Security ID:    037833100
Record Date:    01/09/2015    Meeting Type:    Annual    Ticker:    AAPL

 

Shares Voted:   68,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Tim Cook    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Apple Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.2   Elect Director Al Gore    Mgmt    For    For    For
1.3   Elect Director Bob Iger    Mgmt    For    For    For
1.4   Elect Director Andrea Jung    Mgmt    For    For    For
1.5   Elect Director Art Levinson    Mgmt    For    For    For
1.6   Elect Director Ron Sugar    Mgmt    For    For    For
1.7   Elect Director Sue Wagner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Report on Risks Associated with Repeal of Climate Change Policies    SH    Against    Refer    Against
6   Adopt Proxy Access Right    SH    Against    Against    Against

Applied Materials, Inc.

 

Meeting Date:    04/02/2015    Country:    USA    Primary Security ID:    038222105
Record Date:    02/11/2015    Meeting Type:    Annual    Ticker:    AMAT

 

Shares Voted:   288,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Aart J. de Geus    Mgmt    For    For    For
1b   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1c   Elect Director Stephen R. Forrest    Mgmt    For    For    For
1d   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1e   Elect Director Susan M. James    Mgmt    For    For    For
1f   Elect Director Alexander A. Karsner    Mgmt    For    For    For
1g   Elect Director Dennis D. Powell    Mgmt    For    For    For
1h   Elect Director Willem P. Roelandts    Mgmt    For    For    For
1i   Elect Director Michael R. Splinter    Mgmt    For    For    For
1j   Elect Director Robert H. Swan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Applied Materials, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Carnival Corporation

 

Meeting Date:    04/14/2015    Country:    Panama    Primary Security ID:    143658300
Record Date:    02/13/2015    Meeting Type:    Annual    Ticker:    CCL

 

Shares Voted:   99,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Re-elect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc.    Mgmt    For    For    For
2   Re-elect Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
3   Re-elect Arnold W. Donald as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
4   Re-elect Richard J. Glasier as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
5   Re-elect Debra Kelly-Ennis as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
6   Re-elect John Parker as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
7   Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
8   Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
9   Re-elect Randall J. Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
10   Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Carnival Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

11   Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc    Mgmt    For    For    For
12   Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2014    Mgmt    For    For    For
13   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
14   Approve Remuneration Report of Executive Directors    Mgmt    For    Refer    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17   Authorize Share Repurchase Program    Mgmt    For    For    For

PPG Industries, Inc.

 

Meeting Date:    04/16/2015    Country:    USA    Primary Security ID:    693506107
Record Date:    02/20/2015    Meeting Type:    Annual    Ticker:    PPG

 

Shares Voted:   28,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Charles E. Bunch    Mgmt    For    For    For
1.2   Elect Director Michael W. Lamach    Mgmt    For    For    For
1.3   Elect Director Martin H. Richenhagen    Mgmt    For    For    For
1.4   Elect Director Thomas J. Usher    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Texas Instruments Incorporated

 

Meeting Date:    04/16/2015    Country:    USA    Primary Security ID:    882508104
Record Date:    02/17/2015    Meeting Type:    Annual    Ticker:    TXN

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Texas Instruments Incorporated

 

Shares Voted:   96,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Ralph W. Babb, Jr.    Mgmt    For    For    For
1b   Elect Director Mark A. Blinn    Mgmt    For    For    For
1c   Elect Director Daniel A. Carp    Mgmt    For    For    For
1d   Elect Director Carrie S. Cox    Mgmt    For    For    For
1e   Elect Director Ronald Kirk    Mgmt    For    For    For
1f   Elect Director Pamela H. Patsley    Mgmt    For    For    For
1g   Elect Director Robert E. Sanchez    Mgmt    For    For    For
1h   Elect Director Wayne R. Sanders    Mgmt    For    For    For
1i   Elect Director Ruth J. Simmons    Mgmt    For    For    For
1j   Elect Director Richard K. Templeton    Mgmt    For    For    For
1k   Elect Director Christine Todd Whitman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Northern Trust Corporation

 

Meeting Date:    04/21/2015    Country:    USA    Primary Security ID:    665859104
Record Date:    02/23/2015    Meeting Type:    Annual    Ticker:    NTRS

 

Shares Voted:   91,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Linda Walker Bynoe    Mgmt    For    For    For
1.1b   Elect Director Susan Crown    Mgmt    For    For    For
1.1c   Elect Director Dean M. Harrison    Mgmt    For    For    For
1.1d   Elect Director Dipak C. Jain    Mgmt    For    For    For
1.1e   Elect Director Jose Luis Prado    Mgmt    For    For    For
1.1f   Elect Director John W. Rowe    Mgmt    For    For    For
1.1g   Elect Director Martin P. Slark    Mgmt    For    For    For
1.1h   Elect Director David H. B. Smith, Jr.    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Northern Trust Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1i   Elect Director Donald Thompson    Mgmt    For    For    For
1.1j   Elect Director Charles A. Tribbett, III    Mgmt    For    For    For
1.1k   Elect Director Frederick H. Waddell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Report on Lobbying Payments and Political Contributions    SH    Against    Against    Against

Johnson & Johnson

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    478160104
Record Date:    02/24/2015    Meeting Type:    Annual    Ticker:    JNJ

 

Shares Voted:   60,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Mary Sue Coleman    Mgmt    For    For    For
1b   Elect Director D. Scott Davis    Mgmt    For    For    For
1c   Elect Director Ian E. L. Davis    Mgmt    For    For    For
1d   Elect Director Alex Gorsky    Mgmt    For    For    For
1e   Elect Director Susan L. Lindquist    Mgmt    For    For    For
1f   Elect Director Mark B. McClellan    Mgmt    For    For    For
1g   Elect Director Anne M. Mulcahy    Mgmt    For    For    For
1h   Elect Director William D. Perez    Mgmt    For    For    For
1i   Elect Director Charles Prince    Mgmt    For    For    For
1j   Elect Director A. Eugene Washington    Mgmt    For    For    For
1k   Elect Director Ronald A. Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Policy Regarding Overextended Directors    SH    Against    Refer    Against
5   Report on Consistency Between Corporate Values and Political Contributions    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Johnson & Johnson

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6   Require Independent Board Chairman    SH    Against    Refer    Against

Lockheed Martin Corporation

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    539830109
Record Date:    02/27/2015    Meeting Type:    Annual    Ticker:    LMT

 

Shares Voted:   19,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Daniel F. Akerson    Mgmt    For    For    For
1.1b   Elect Director Nolan D. Archibald    Mgmt    For    For    For
1.1c   Elect Director Rosalind G. Brewer    Mgmt    For    For    For
1.1d   Elect Director David B. Burritt    Mgmt    For    For    For
1.1e   Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1.1f   Elect Director Thomas J. Falk    Mgmt    For    For    For
1.1g   Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1.1h   Elect Director Gwendolyn S. King    Mgmt    For    For    For
1.1i   Elect Director James M. Loy    Mgmt    For    For    For
1.1j   Elect Director Joseph W. Ralston    Mgmt    For    For    For
1.1k   Elect Director Anne Stevens    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Harley-Davidson, Inc.

 

Meeting Date:    04/25/2015    Country:    USA    Primary Security ID:    412822108
Record Date:    02/26/2015    Meeting Type:    Annual    Ticker:    HOG

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Harley-Davidson, Inc.

 

Shares Voted:   76,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director R. John Anderson    Mgmt    For    For    For
1.2   Elect Director Richard I. Beattie    Mgmt    For    For    For
1.3   Elect Director Michael J. Cave    Mgmt    For    For    For
1.4   Elect Director George H. Conrades    Mgmt    For    For    For
1.5   Elect Director Donald A. James    Mgmt    For    For    For
1.6   Elect Director Matthew S. Levatich    Mgmt    For    For    For
1.7   Elect Director Sara L. Levinson    Mgmt    For    For    For
1.8   Elect Director N. Thomas Linebarger    Mgmt    For    For    For
1.9   Elect Director George L. Miles, Jr.    Mgmt    For    For    For
1.10   Elect Director James A. Norling    Mgmt    For    For    For
1.11   Elect Director Jochen Zeitz    Mgmt    For    For    For
2   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

The Boeing Company

 

Meeting Date:    04/27/2015    Country:    USA    Primary Security ID:    097023105
Record Date:    02/26/2015    Meeting Type:    Annual    Ticker:    BA

 

Shares Voted:   49,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director David L. Calhoun    Mgmt    For    For    For
1b   Elect Director Arthur D. Collins, Jr.    Mgmt    For    For    For
1c   Elect Director Kenneth M. Duberstein    Mgmt    For    For    For
1d   Elect Director Edmund P. Giambastiani, Jr.    Mgmt    For    For    For
1e   Elect Director Lawrence W. Kellner    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

The Boeing Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1f   Elect Director Edward M. Liddy    Mgmt    For    For    For
1g   Elect Director W. James McNerney, Jr.    Mgmt    For    For    For
1h   Elect Director Susan C. Schwab    Mgmt    For    For    For
1i   Elect Director Ronald A. Williams    Mgmt    For    For    For
1j   Elect Director Mike S. Zafirovski    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Claw-back of Payments under Restatements    SH    Against    For    For
5   Require Independent Board Chairman    SH    Against    Refer    Against
6   Provide Right to Act by Written Consent    SH    Against    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Citigroup Inc.

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    172967424
Record Date:    02/27/2015    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   117,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1c   Elect Director Peter B. Henry    Mgmt    For    For    For
1d   Elect Director Franz B. Humer    Mgmt    For    Refer    For
1e   Elect Director Michael E. O’Neill    Mgmt    For    For    For
1f   Elect Director Gary M. Reiner    Mgmt    For    For    For
1g   Elect Director Judith Rodin    Mgmt    For    For    For
1h   Elect Director Anthony M. Santomero    Mgmt    For    For    For
1i   Elect Director Joan E. Spero    Mgmt    For    For    For
1j   Elect Director Diana L. Taylor    Mgmt    For    For    For
1k   Elect Director William S. Thompson, Jr.    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Citigroup Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1l   Elect Director James S. Turley    Mgmt    For    For    For
1m   Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Adopt Proxy Access Right    SH    For    Against    Against
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Claw-back of Payments under Restatements    SH    Against    For    For
8   Limits for Directors Involved with Bankruptcy    SH    Against    Refer    Against
9   Report on Certain Vesting Program    SH    Against    Refer    Against

NOBLE ENERGY, INC.

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    655044105
Record Date:    03/04/2015    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   64,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1.2   Elect Director Michael A. Cawley    Mgmt    For    For    For
1.3   Elect Director Edward F. Cox    Mgmt    For    For    For
1.4   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1.5   Elect Director Eric P. Grubman    Mgmt    For    For    For
1.6   Elect Director Kirby L. Hedrick    Mgmt    For    For    For
1.7   Elect Director David L. Stover    Mgmt    For    For    For
1.8   Elect Director Scott D. Urban    Mgmt    For    For    For
1.9   Elect Director William T. Van Kleef    Mgmt    For    For    For
1.10   Elect Director Molly K. Williamson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

NOBLE ENERGY, INC.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Approve Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
7   Adopt Proxy Access Right    SH    Against    Against    Against
8   Report on Impacts of and Plans to Align with Global Climate Change Policy    SH    Against    Refer    Against

Praxair, Inc.

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    74005P104
Record Date:    03/02/2015    Meeting Type:    Annual    Ticker:    PX

 

Shares Voted:   28,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Stephen F. Angel    Mgmt    For    For    For
1.2   Elect Director Oscar Bernardes    Mgmt    For    For    For
1.3   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1.4   Elect Director Edward G. Galante    Mgmt    For    For    For
1.5   Elect Director Ira D. Hall    Mgmt    For    For    For
1.6   Elect Director Raymond W. LeBoeuf    Mgmt    For    For    For
1.7   Elect Director Larry D. McVay    Mgmt    For    For    For
1.8   Elect Director Denise L. Ramos    Mgmt    For    For    For
1.9   Elect Director Wayne T. Smith    Mgmt    For    For    For
1.10   Elect Director Robert L. Wood    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Require Independent Board Chairman    SH    Against    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Regency Energy Partners LP

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    75885Y107
Record Date:    03/24/2015    Meeting Type:    Special    Ticker:    RGP

 

Shares Voted:   170,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

Shire plc

 

Meeting Date:    04/28/2015    Country:    United Kingdom    Primary Security ID:    G8124V108
Record Date:    03/19/2015    Meeting Type:    Annual    Ticker:    SHP

 

Shares Voted:   23,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Re-elect Dominic Blakemore as Director    Mgmt    For    Refer    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Re-elect Dr Steven Gillis as Director    Mgmt    For    For    For
7   Re-elect Dr David Ginsburg as Director    Mgmt    For    For    For
8   Re-elect David Kappler as Director    Mgmt    For    For    For
9   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
10   Re-elect Anne Minto as Director    Mgmt    For    Refer    For
11   Re-elect Dr Flemming Ornskov as Director    Mgmt    For    For    For
12   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
13   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
14   Approve Long Term Incentive Plan 2015    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Shire plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

15   Approve Global Employee Stock Purchase Plan    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

The PNC Financial Services Group, Inc.

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    693475105
Record Date:    01/30/2015    Meeting Type:    Annual    Ticker:    PNC

 

Shares Voted:   94,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Charles E. Bunch    Mgmt    For    For    For
1.2   Elect Director Paul W. Chellgren    Mgmt    For    For    For
1.3   Elect Director Marjorie Rodgers Cheshire    Mgmt    For    For    For
1.4   Elect Director William S. Demchak    Mgmt    For    For    For
1.5   Elect Director Andrew T. Feldstein    Mgmt    For    For    For
1.6   Elect Director Kay Coles James    Mgmt    For    For    For
1.7   Elect Director Richard B. Kelson    Mgmt    For    For    For
1.8   Elect Director Anthony A. Massaro    Mgmt    For    For    For
1.9   Elect Director Jane G. Pepper    Mgmt    For    For    For
1.10   Elect Director Donald J. Shepard    Mgmt    For    For    For
1.11   Elect Director Lorene K. Steffes    Mgmt    For    For    For
1.12   Elect Director Dennis F. Strigl    Mgmt    For    For    For
1.13   Elect Director Thomas J. Usher    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Anheuser-Busch InBev SA

 

Meeting Date:    04/29/2015    Country:    Belgium    Primary Security ID:    B6399C107
Record Date:    03/20/2015    Meeting Type:    Annual/Special    Ticker:    ABI

 

Shares Voted:   40,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Special Meeting    Mgmt         
A1   Amend Articles Re: Remove References to Bearer Shares    Mgmt    For    For    For
  Annual Meeting    Mgmt         
B1   Receive Directors’ Reports (Non-Voting)    Mgmt         
B2   Receive Auditors’ Reports (Non-Voting)    Mgmt         
B3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
B4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.00 per Share    Mgmt    For    For    For
B5   Approve Discharge of Directors    Mgmt    For    For    For
B6   Approve Discharge of Auditors    Mgmt    For    For    For
B7a   Reelect Michele Burns as Independent Director    Mgmt    For    For    For
B7b   Reelect Olivier Goudet as Independent Director    Mgmt    For    For    For
B7c   Elect Kasper Rosted as Independent Director    Mgmt    For    For    For
B7d   Reelect Paul Cornet de Ways Ruart as Director    Mgmt    For    Refer    For
B7e   Reelect Stefan Descheemaeker as Director    Mgmt    For    Refer    For
B8a   Approve Remuneration Report    Mgmt    For    Refer    For
B8b   Proposal to Increase Remuneration of Audit Committee Chairman    Mgmt    For    Refer    For
B8c   Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors    Mgmt    For    Refer    For
C1   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Mead Johnson Nutrition Company

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    582839106
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    MJN

 

Shares Voted:   48,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Steven M. Altschuler    Mgmt    For    For    For
1.1b   Elect Director Howard B. Bernick    Mgmt    For    For    For
1.1c   Elect Director Kimberly A. Casiano    Mgmt    For    For    For
1.1d   Elect Director Anna C. Catalano    Mgmt    For    For    For
1.1e   Elect Director Celeste A. Clark    Mgmt    For    For    For
1.1f   Elect Director James M. Cornelius    Mgmt    For    For    For
1.1g   Elect Director Stephen W. Golsby    Mgmt    For    For    For
1.1h   Elect Director Michael Grobstein    Mgmt    For    For    For
1.1i   Elect Director Peter Kasper Jakobsen    Mgmt    For    For    For
1.1j   Elect Director Peter G. Ratcliffe    Mgmt    For    For    For
1.1k   Elect Director Michael A. Sherman    Mgmt    For    For    For
1.1l   Elect Director Elliott Sigal    Mgmt    For    For    For
1.1m   Elect Director Robert S. Singer    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Phillips 66

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    718546104
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    PSX

 

Shares Voted:   53,550          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director J. Brian Ferguson    Mgmt    For    For    For
1b   Elect Director Harold W. McGraw, III    Mgmt    For    For    For
1c   Elect Director Victoria J. Tschinkel    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Phillips 66

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For
5   Adopt Quantitative GHG Goals for Operations    SH    Against    Refer    Against

GlaxoSmithKline plc

 

Meeting Date:    05/07/2015    Country:    United Kingdom    Primary Security ID:    G3910J112
Record Date:    03/18/2015    Meeting Type:    Annual    Ticker:    GSK

 

Shares Voted:   112,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Elect Sir Philip Hampton as Director    Mgmt    For    For    For
4   Elect Urs Rohner as Director    Mgmt    For    For    For
5   Re-elect Sir Andrew Witty as Director    Mgmt    For    For    For
6   Re-elect Sir Roy Anderson as Director    Mgmt    For    For    For
7   Re-elect Dr Stephanie Burns as Director    Mgmt    For    For    For
8   Re-elect Stacey Cartwright as Director    Mgmt    For    For    For
9   Re-elect Simon Dingemans as Director    Mgmt    For    For    For
10   Re-elect Lynn Elsenhans as Director    Mgmt    For    For    For
11   Re-elect Judy Lewent as Director    Mgmt    For    For    For
12   Re-elect Sir Deryck Maughan as Director    Mgmt    For    For    For
13   Re-elect Dr Daniel Podolsky as Director    Mgmt    For    For    For
14   Re-elect Dr Moncef Slaoui as Director    Mgmt    For    For    For
15   Re-elect Hans Wijers as Director    Mgmt    For    For    For
16   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

GlaxoSmithKline plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

17   Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    Mgmt    For    Refer    For
23   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For
24   Approve Share Value Plan    Mgmt    For    Refer    For

American Express Company

 

Meeting Date:    05/11/2015    Country:    USA    Primary Security ID:    025816109
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    AXP

 

Shares Voted:   65,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Charlene Barshefsky    Mgmt    For    For    For
1b   Elect Director Ursula M. Burns    Mgmt    For    For    For
1c   Elect Director Kenneth I. Chenault    Mgmt    For    For    For
1d   Elect Director Peter Chernin    Mgmt    For    For    For
1e   Elect Director Anne Lauvergeon    Mgmt    For    For    For
1f   Elect Director Michael O. Leavitt    Mgmt    For    For    For
1g   Elect Director Theodore J. Leonsis    Mgmt    For    For    For
1h   Elect Director Richard C. Levin    Mgmt    For    For    For
1i   Elect Director Samuel J. Palmisano    Mgmt    For    For    For
1j   Elect Director Daniel L. Vasella    Mgmt    For    For    For
1k   Elect Director Robert D. Walter    Mgmt    For    For    For
1l   Elect Director Ronald A. Williams    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

American Express Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Prepare Employment Diversity Report    SH    Against    Refer    Against
5   Report on Board Oversight of Privacy and Data Security and Requests for Customer Information    SH    Against    Refer    Against
6   Provide Right to Act by Written Consent    SH    Against    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Require Independent Board Chairman    SH    Against    Refer    For

3M Company

 

Meeting Date:    05/12/2015    Country:    USA    Primary Security ID:    88579Y101
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    MMM

 

Shares Voted:   27,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Linda G. Alvarado    Mgmt    For    For    For
1b   Elect Director Sondra L. Barbour    Mgmt    For    For    For
1c   Elect Director Thomas ‘Tony’ K. Brown    Mgmt    For    For    For
1d   Elect Director Vance D. Coffman    Mgmt    For    For    For
1e   Elect Director Michael L. Eskew    Mgmt    For    For    For
1f   Elect Director Herbert L. Henkel    Mgmt    For    For    For
1g   Elect Director Muhtar Kent    Mgmt    For    For    For
1h   Elect Director Edward M. Liddy    Mgmt    For    For    For
1i   Elect Director Inge G. Thulin    Mgmt    For    For    For
1j   Elect Director Robert J. Ulrich    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Broadcom Corporation

 

Meeting Date:    05/12/2015    Country:    USA    Primary Security ID:    111320107
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    BRCM

 

Shares Voted:   104,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Robert J. Finocchio, Jr.    Mgmt    For    For    For
1b   Elect Director Nancy H. Handel    Mgmt    For    For    For
1c   Elect Director Eddy W. Hartenstein    Mgmt    For    For    For
1d   Elect Director Maria M. Klawe    Mgmt    For    For    For
1e   Elect Director John E. Major    Mgmt    For    For    For
1f   Elect Director Scott A. McGregor    Mgmt    For    For    For
1g   Elect Director William T. Morrow    Mgmt    For    For    For
1h   Elect Director Henry Samueli    Mgmt    For    For    For
1i   Elect Director Robert E. Switz    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

ConocoPhillips

 

Meeting Date:    05/12/2015    Country:    USA    Primary Security ID:    20825C104
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    COP

 

Shares Voted:   68,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Richard L. Armitage    Mgmt    For    For    For
1b   Elect Director Richard H. Auchinleck    Mgmt    For    For    For
1c   Elect Director Charles E. Bunch    Mgmt    For    For    For
1d   Elect Director James E. Copeland, Jr.    Mgmt    For    For    For
1e   Elect Director John V. Faraci    Mgmt    For    For    For
1f   Elect Director Jody L. Freeman    Mgmt    For    For    For
1g   Elect Director Gay Huey Evans    Mgmt    For    For    For
1h   Elect Director Ryan M. Lance    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

ConocoPhillips

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1i   Elect Director Arjun N. Murti    Mgmt    For    For    For
1j   Elect Director Robert A. Niblock    Mgmt    For    For    For
1k   Elect Director Harald J. Norvik    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Plan    SH    Against    Refer    Against
6   Remove or Adjust Reserve Metrics used for Executive Compensation    SH    Against    Refer    Against
7   Adopt Proxy Access Right    SH    Against    Against    Against

Cummins Inc.

 

Meeting Date:    05/12/2015    Country:    USA    Primary Security ID:    231021106
Record Date:    03/10/2015    Meeting Type:    Annual    Ticker:    CMI

 

Shares Voted:   22,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Director N. Thomas Linebarger    Mgmt    For    For    For
2   Elect Director Robert J. Bernhard    Mgmt    For    For    For
3   Elect Director Franklin R. Chang Diaz    Mgmt    For    For    For
4   Elect Director Bruno V. Di Leo Allen    Mgmt    For    For    For
5   Elect Director Stephen B. Dobbs    Mgmt    For    For    For
6   Elect Director Robert K. Herdman    Mgmt    For    For    For
7   Elect Director Alexis M. Herman    Mgmt    For    For    For
8   Elect Director Thomas J. Lynch    Mgmt    For    For    For
9   Elect Director William I. Miller    Mgmt    For    For    For
10   Elect Director Georgia R. Nelson    Mgmt    For    For    For
11   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
12   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Cummins Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

13   Require Independent Board Chairman    SH    Against    Refer    For

AMERICAN INTERNATIONAL GROUP, INC.

 

Meeting Date:    05/13/2015    Country:    USA    Primary Security ID:    026874784
Record Date:    03/18/2015    Meeting Type:    Annual    Ticker:    AIG

 

Shares Voted:   94,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director W. Don Cornwell    Mgmt    For    For    For
1b   Elect Director Peter R. Fisher    Mgmt    For    For    For
1c   Elect Director John H. Fitzpatrick    Mgmt    For    For    For
1d   Elect Director Peter D. Hancock    Mgmt    For    For    For
1e   Elect Director William G. Jurgensen    Mgmt    For    For    For
1f   Elect Director Christopher S. Lynch    Mgmt    For    For    For
1g   Elect Director George L. Miles, Jr.    Mgmt    For    For    For
1h   Elect Director Henry S. Miller    Mgmt    For    For    For
1i   Elect Director Robert S. Miller    Mgmt    For    For    For
1j   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1k   Elect Director Ronald A. Rittenmeyer    Mgmt    For    For    For
1l   Elect Director Douglas M. Steenland    Mgmt    For    For    For
1m   Elect Director Theresa M. Stone    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Hyatt Hotels Corporation

 

Meeting Date:    05/13/2015    Country:    USA    Primary Security ID:    448579102
Record Date:    03/27/2015    Meeting Type:    Annual    Ticker:    H

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Hyatt Hotels Corporation

 

Shares Voted:   72,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Richard A. Friedman    Mgmt    For    Refer    Withhold
1.2   Elect Director Susan D. Kronick    Mgmt    For    For    For
1.3   Elect Director Mackey J. McDonald    Mgmt    For    For    For
1.4   Elect Director Jason Pritzker    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Southwest Airlines Co.

 

Meeting Date:    05/13/2015    Country:    USA    Primary Security ID:    844741108
Record Date:    03/17/2015    Meeting Type:    Annual    Ticker:    LUV

 

Shares Voted:   104,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director David W. Biegler    Mgmt    For    For    For
1b   Elect Director J. Veronica Biggins    Mgmt    For    For    For
1c   Elect Director Douglas H. Brooks    Mgmt    For    For    For
1d   Elect Director William H. Cunningham    Mgmt    For    For    For
1e   Elect Director John G. Denison    Mgmt    For    For    For
1f   Elect Director Gary C. Kelly    Mgmt    For    For    For
1g   Elect Director Nancy B. Loeffler    Mgmt    For    For    For
1h   Elect Director John T. Montford    Mgmt    For    For    For
1i   Elect Director Thomas M. Nealon    Mgmt    For    For    For
1j   Elect Director Daniel D. Villanueva    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Kohl’s Corporation

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    500255104
Record Date:    03/11/2015    Meeting Type:    Annual    Ticker:    KSS

 

Shares Voted:   44,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Peter Boneparth    Mgmt    For    For    For
1b   Elect Director Steven A. Burd    Mgmt    For    For    For
1c   Elect Director Dale E. Jones    Mgmt    For    For    For
1d   Elect Director Kevin Mansell    Mgmt    For    For    For
1e   Elect Director John E. Schlifske    Mgmt    For    For    For
1f   Elect Director Frank V. Sica    Mgmt    For    For    For
1g   Elect Director Stephanie A. Streeter    Mgmt    For    For    For
1h   Elect Director Nina G. Vaca    Mgmt    For    For    For
1i   Elect Director Stephen E. Watson    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Clawback of Incentive Payments    SH    Against    For    For
5   Adopt Proxy Access Right    SH    Against    Against    Against

The Dow Chemical Company

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    260543103
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    DOW

 

Shares Voted:   86,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Ajay Banga    Mgmt    For    For    For
1b   Elect Director Jacqueline K. Barton    Mgmt    For    For    For
1c   Elect Director James A. Bell    Mgmt    For    For    For
1d   Elect Director Richard K. Davis    Mgmt    For    For    For
1e   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1f   Elect Director Andrew N. Liveris    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

The Dow Chemical Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1g   Elect Director Mark Loughridge    Mgmt    For    For    For
1h   Elect Director Raymond J. Milchovich    Mgmt    For    For    For
1i   Elect Director Robert S. Miller    Mgmt    For    For    For
1j   Elect Director Paul Polman    Mgmt    For    For    For
1k   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1l   Elect Director James M. Ringler    Mgmt    For    For    For
1m   Elect Director Ruth G. Shaw    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against

Union Pacific Corporation

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    907818108
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   75,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1.2   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1.3   Elect Director David B. Dillon    Mgmt    For    For    For
1.4   Elect Director Lance M. Fritz    Mgmt    For    For    For
1.5   Elect Director Judith Richards Hope    Mgmt    For    For    For
1.6   Elect Director John J. Koraleski    Mgmt    For    For    For
1.7   Elect Director Charles C. Krulak    Mgmt    For    For    For
1.8   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1.9   Elect Director Michael W. McConnell    Mgmt    For    For    For
1.10   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1.11   Elect Director Steven R. Rogel    Mgmt    For    For    For
1.12   Elect Director Jose H. Villarreal    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Union Pacific Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Stock Retention/Holding Period    SH    Against    Against    Against
5   Require Independent Board Chairman    SH    Against    Refer    Against

JPMorgan Chase & Co.

 

Meeting Date:    05/19/2015    Country:    USA    Primary Security ID:    46625h100
Record Date:    03/20/2015    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   112,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Crandall C. Bowles    Mgmt    For    For    For
1d   Elect Director Stephen B. Burke    Mgmt    For    For    For
1e   Elect Director James S. Crown    Mgmt    For    For    For
1f   Elect Director James Dimon    Mgmt    For    For    For
1g   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1h   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1i   Elect Director Michael A. Neal    Mgmt    For    For    For
1j   Elect Director Lee R. Raymond    Mgmt    For    For    For
1k   Elect Director William C. Weldon    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Require Independent Board Chairman    SH    Against    Refer    For
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Amend Bylaws — Call Special Meetings    SH    Against    For    For
8   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

JPMorgan Chase & Co.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9   Report on Certain Vesting Program    SH    Against    Refer    Against
10   Disclosure of Recoupment Activity from Senior Officers    SH    Against    For    For

Comcast Corporation

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    20030N101
Record Date:    03/12/2015    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   90,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.3   Elect Director Edward D. Breen    Mgmt    For    For    For
1.4   Elect Director Joseph J. Collins    Mgmt    For    For    For
1.5   Elect Director J. Michael Cook    Mgmt    For    For    For
1.6   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.7   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.8   Elect Director Eduardo G. Mestre    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Ralph J. Roberts    Mgmt    For    For    For
1.11   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
1.12   Elect Director Judith Rodin    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Awards    SH    Against    Refer    For
6   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

L Brands, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    501797104
Record Date:    03/27/2015    Meeting Type:    Annual    Ticker:    LB

 

Shares Voted:   113,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director E. Gordon Gee    Mgmt    For    For    For
1.2   Elect Director Stephen D. Steinour    Mgmt    For    For    For
1.3   Elect Director Allan R. Tessler    Mgmt    For    For    For
1.4   Elect Director Abigail S. Wexner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Reduce Supermajority Vote Requirement    SH    Against    For    For

McDonald’s Corporation

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    580135101
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    MCD

 

Shares Voted:   51,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Susan E. Arnold    Mgmt    For    For    For
1b   Elect Director Stephen J. Easterbrook    Mgmt    For    For    For
1c   Elect Director Robert A. Eckert    Mgmt    For    For    For
1d   Elect Director Margaret (Margo) H. Georgiadis    Mgmt    For    For    For
1e   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1f   Elect Director Jeanne P. Jackson    Mgmt    For    For    For
1g   Elect Director Richard H. Lenny    Mgmt    For    For    For
1h   Elect Director Walter E. Massey    Mgmt    For    For    For
1i   Elect Director Andrew J. McKenna    Mgmt    For    For    For
1j   Elect Director Sheila A. Penrose    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

McDonald’s Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1k   Elect Director John W. Rogers, Jr.    Mgmt    For    For    For
1l   Elect Director Roger W. Stone    Mgmt    For    For    For
1m   Elect Director Miles D. White    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Pro-rata Vesting of Equity Awards    SH    Against    Refer    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Proxy Access    SH    Against    Against    Against
7   Report on Consistency Between Corporate Values and Political Contributions    SH    Against    Against    Against
8   Educate Public About GMO Benefits    SH    Against    Refer    Against
9   Report on Practices to Mitigate Palm Oil Sourcing Impacts    SH    Against    Refer    Against

The Home Depot, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    437076102
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   63,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Ari Bousbib    Mgmt    For    For    For
1b   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1c   Elect Director J. Frank Brown    Mgmt    For    For    For
1d   Elect Director Albert P. Carey    Mgmt    For    For    For
1e   Elect Director Armando Codina    Mgmt    For    For    For
1f   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1g   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1h   Elect Director Karen L. Katen    Mgmt    For    For    For
1i   Elect Director Craig A. Menear    Mgmt    For    For    For
1j   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

The Home Depot, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Crown Castle International Corp.

 

Meeting Date:    05/29/2015    Country:    USA    Primary Security ID:    22822V101
Record Date:    03/30/2015    Meeting Type:    Annual    Ticker:    CCI

 

Shares Voted:   52,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director P. Robert Bartolo    Mgmt    For    For    For
1b   Elect Director Cindy Christy    Mgmt    For    For    For
1c   Elect Director Ari Q. Fitzgerald    Mgmt    For    For    For
1d   Elect Director Robert E. Garrison, II    Mgmt    For    For    For
1e   Elect Director Dale N. Hatfield    Mgmt    For    For    For
1f   Elect Director Lee W. Hogan    Mgmt    For    For    For
1g   Elect Director John P. Kelly    Mgmt    For    For    For
1h   Elect Director Robert F. McKenzie    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    Three Years    Three Years

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/02/2015    Country:    USA    Primary Security ID:    192446102
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    CTSH

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Shares Voted:   112,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1b   Elect Director Robert E. Weissman    Mgmt    For    For    For
1c   Elect Director Francisco D’Souza    Mgmt    For    For    For
1d   Elect Director John N. Fox, Jr.    Mgmt    For    For    For
1e   Elect Director Leo S. Mackay, Jr.    Mgmt    For    For    For
1f   Elect Director Thomas M. Wendel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    Against

Alliance Data Systems Corporation

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    018581108
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    ADS

 

Shares Voted:   20,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Bruce K. Anderson    Mgmt    For    For    For
1.2   Elect Director Roger H. Ballou    Mgmt    For    For    For
1.3   Elect Director D. Keith Cobb    Mgmt    For    For    For
1.4   Elect Director E. Linn Draper, Jr.    Mgmt    For    For    For
1.5   Elect Director Edward J. Heffernan    Mgmt    For    For    For
1.6   Elect Director Kenneth R. Jensen    Mgmt    For    For    For
1.7   Elect Director Robert A. Minicucci    Mgmt    For    For    For
1.8   Elect Director Laurie A. Tucker    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Alliance Data Systems Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
6   Proxy Access    SH    Against    Against    Against

Ulta Salon, Cosmetics & Fragrance, Inc.

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    90384S303
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    ULTA

 

Shares Voted:   32,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert F. DiRomualdo    Mgmt    For    For    For
1.2   Elect Director Catherine A. Halligan    Mgmt    For    For    For
1.3   Elect Director Lorna E. Nagler    Mgmt    For    For    For
1.4   Elect Director Michelle L. Collins    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Las Vegas Sands Corp.

 

Meeting Date:    06/04/2015    Country:    USA    Primary Security ID:    517834107
Record Date:    04/13/2015    Meeting Type:    Annual    Ticker:    LVS

 

Shares Voted:   77,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jason N. Ader    Mgmt    For    For    For
1.2   Elect Director Micheline Chau    Mgmt    For    For    For
1.3   Elect Director Michael A. Leven    Mgmt    For    For    For
1.4   Elect Director David F. Levi    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Las Vegas Sands Corp.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Actavis plc

 

Meeting Date:    06/05/2015    Country:    Ireland    Primary Security ID:    G0083B108
Record Date:    04/10/2015    Meeting Type:    Annual    Ticker:    ACT

 

Shares Voted:   20,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Paul M. Bisaro    Mgmt    For    For    For
1b   Elect Director Nesli Basgoz    Mgmt    For    For    For
1c   Elect Director James H. Bloem    Mgmt    For    For    For
1d   Elect Director Christopher W. Bodine    Mgmt    For    For    For
1e   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1f   Elect Director Michael R. Gallagher    Mgmt    For    For    For
1g   Elect Director Catherine M. Klema    Mgmt    For    For    For
1h   Elect Director Peter J. McDonnell    Mgmt    For    For    For
1i   Elect Director Patrick J. O’Sullivan    Mgmt    For    For    For
1j   Elect Director Brenton L. Saunders    Mgmt    For    For    For
1k   Elect Director Ronald R. Taylor    Mgmt    For    For    For
1l   Elect Director Fred G. Weiss    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Change Company Name from Actavis plc to Allergan plc    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Report on Sustainability    SH    Against    Refer    Against
7   Stock Retention/Holding Period    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Amazon.com, Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    023135106
Record Date:    04/13/2015    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   12,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Tom A. Alberg    Mgmt    For    For    For
1c   Elect Director John Seely Brown    Mgmt    For    For    For
1d   Elect Director William B. Gordon    Mgmt    For    For    For
1e   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1f   Elect Director Judith A. McGrath    Mgmt    For    Refer    Against
1g   Elect Director Alain Monié    Mgmt    For    For    For
1h   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1i   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1j   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Adopt Proxy Access Right    SH    Against    Against    Against
4   Report on Political Contributions    SH    Against    Against    Against
5   Report on Sustainability, Including GHG Goals    SH    Against    Refer    Against
6   Report on Human Rights Risk Assessment Process    SH    Against    Against    Against

Autodesk, Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    052769106
Record Date:    04/13/2015    Meeting Type:    Annual    Ticker:    ADSK

 

Shares Voted:   84,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Carl Bass    Mgmt    For    For    For
1b   Elect Director Crawford W. Beveridge    Mgmt    For    For    For
1c   Elect Director J. Hallam Dawson    Mgmt    For    For    For
1d   Elect Director Thomas Georgens    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Autodesk, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1e   Elect Director Per-Kristian Halvorsen    Mgmt    For    For    For
1f   Elect Director Mary T. McDowell    Mgmt    For    For    For
1g   Elect Director Lorrie M. Norrington    Mgmt    For    For    For
1h   Elect Director Betsy Rafael    Mgmt    For    For    For
1i   Elect Director Stacy J. Smith    Mgmt    For    For    For
1j   Elect Director Steven M. West    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against

Biogen Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    09062X103
Record Date:    04/15/2015    Meeting Type:    Annual    Ticker:    BIIB

 

Shares Voted:   7,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Alexander J. Denner    Mgmt    For    For    For
1.2   Elect Director Caroline D. Dorsa    Mgmt    For    For    For
1.3   Elect Director Nancy L. Leaming    Mgmt    For    For    For
1.4   Elect Director Richard C. Mulligan    Mgmt    For    For    For
1.5   Elect Director Robert W. Pangia    Mgmt    For    For    For
1.6   Elect Director Stelios Papadopoulos    Mgmt    For    For    For
1.7   Elect Director Brian S. Posner    Mgmt    For    For    For
1.8   Elect Director Eric K. Rowinsky    Mgmt    For    For    For
1.9   Elect Director George A. Scangos    Mgmt    For    For    For
1.10   Elect Director Lynn Schenk    Mgmt    For    For    For
1.11   Elect Director Stephen A. Sherwin    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 98 Ivy Funds VIP Balanced

 

Biogen Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For

FleetCor Technologies, Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    339041105
Record Date:    04/14/2015    Meeting Type:    Annual    Ticker:    FLT

 

Shares Voted:   35,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Andrew B. Balson    Mgmt    For    Refer    Withhold
1.2   Elect Director Mark A. Johnson    Mgmt    For    Refer    Withhold
1.3   Elect Director Jeffrey S. Sloan    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Adopt Proxy Access Right    SH    Against    Against    Against

IVY FUNDS VIP BOND

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP CORE EQUITY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

Comcast Corporation

 

Meeting Date:    10/08/2014    Country:    USA    Primary Security ID:    20030N101
Record Date:    08/18/2014    Meeting Type:    Special    Ticker:    CMCSA

 

Shares Voted:   187,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Time Warner Cable Inc.

 

Meeting Date:    10/09/2014    Country:    USA    Primary Security ID:    88732J207
Record Date:    08/18/2014    Meeting Type:    Special    Ticker:    TWC

 

Shares Voted:   67,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

Medtronic, Inc.

 

Meeting Date:    01/06/2015    Country:    USA    Primary Security ID:    585055106
Record Date:    11/18/2014    Meeting Type:    Special    Ticker:    MDT

 

Shares Voted:   220,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Approve Reduction of Share Premium Account    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
4   Adjourn Meeting    Mgmt    For    Refer    For

Costco Wholesale Corporation

 

Meeting Date:    01/29/2015    Country:    USA    Primary Security ID:    22160K105
Record Date:    11/20/2014    Meeting Type:    Annual    Ticker:    COST

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Costco Wholesale Corporation

 

Shares Voted:   96,070          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jeffrey H. Brotman    Mgmt    For    For    For
1.2   Elect Director Daniel J. Evans    Mgmt    For    For    For
1.3   Elect Director Richard A. Galanti    Mgmt    For    For    For
1.4   Elect Director Jeffrey S. Raikes    Mgmt    For    For    For
1.5   Elect Director James D. Sinegal    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5a   Eliminate Supermajority Vote Requirement for Removal of Directors    Mgmt    For    For    For
5b   Reduce Supermajority Vote Requirement to Amend Article Eight Governing Director Removal    Mgmt    For    For    For
6   Establish Tenure Limit for Directors    SH    Against    Against    Against

Actavis plc

 

Meeting Date:    03/10/2015    Country:    Ireland    Primary Security ID:    G0083B108
Record Date:    01/22/2015    Meeting Type:    Special    Ticker:    ACT

 

Shares Voted:   54,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Charter Communications, Inc.

 

Meeting Date:    03/17/2015    Country:    USA    Primary Security ID:    16117M305
Record Date:    01/26/2015    Meeting Type:    Special    Ticker:    CHTR

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Charter Communications, Inc.

 

Shares Voted:   50,734          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Mergers    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Applied Materials, Inc.

 

Meeting Date:    04/02/2015    Country:    USA    Primary Security ID:    038222105
Record Date:    02/11/2015    Meeting Type:    Annual    Ticker:    AMAT

 

Shares Voted:   940,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Aart J. de Geus    Mgmt    For    For    For
1b   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1c   Elect Director Stephen R. Forrest    Mgmt    For    For    For
1d   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1e   Elect Director Susan M. James    Mgmt    For    For    For
1f   Elect Director Alexander A. Karsner    Mgmt    For    For    For
1g   Elect Director Dennis D. Powell    Mgmt    For    For    For
1h   Elect Director Willem P. Roelandts    Mgmt    For    For    For
1i   Elect Director Michael R. Splinter    Mgmt    For    For    For
1j   Elect Director Robert H. Swan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Adobe Systems Incorporated

 

Meeting Date:    04/09/2015    Country:    USA    Primary Security ID:    00724F101
Record Date:    02/13/2015    Meeting Type:    Annual    Ticker:    ADBE

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Adobe Systems Incorporated

 

Shares Voted:   166,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Amy L. Banse    Mgmt    For    For    For
1b   Elect Director Kelly J. Barlow    Mgmt    For    For    For
1c   Elect Director Edward W. Barnholt    Mgmt    For    For    For
1d   Elect Director Robert K. Burgess    Mgmt    For    For    For
1e   Elect Director Frank A. Calderoni    Mgmt    For    For    For
1f   Elect Director Michael R. Cannon    Mgmt    For    For    For
1g   Elect Director James E. Daley    Mgmt    For    For    For
1h   Elect Director Laura B. Desmond    Mgmt    For    For    For
1i   Elect Director Charles M. Geschke    Mgmt    For    For    For
1j   Elect Director Shantanu Narayen    Mgmt    For    For    For
1k   Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1l   Elect Director Robert Sedgewick    Mgmt    For    For    For
1m   Elect Director John E. Warnock    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Humana Inc.

 

Meeting Date:    04/16/2015    Country:    USA    Primary Security ID:    444859102
Record Date:    02/20/2015    Meeting Type:    Annual    Ticker:    HUM

 

Shares Voted:   81,950          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Kurt J. Hilzinger    Mgmt    For    For    For
1b   Elect Director Bruce D. Broussard    Mgmt    For    For    For
1c   Elect Director Frank A. D’Amelio    Mgmt    For    For    For
1d   Elect Director W. Roy Dunbar    Mgmt    For    For    For
1e   Elect Director David A. Jones, Jr.    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Humana Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1f   Elect Director William J. McDonald    Mgmt    For    For    For
1g   Elect Director William E. Mitchell    Mgmt    For    For    For
1h   Elect Director David B. Nash    Mgmt    For    For    For
1i   Elect Director James J. O’Brien    Mgmt    For    For    For
1j   Elect Director Marissa T. Peterson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

PPG Industries, Inc.

 

Meeting Date:    04/16/2015    Country:    USA    Primary Security ID:    693506107
Record Date:    02/20/2015    Meeting Type:    Annual    Ticker:    PPG

 

Shares Voted:   36,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Charles E. Bunch    Mgmt    For    For    For
1.2   Elect Director Michael W. Lamach    Mgmt    For    For    For
1.3   Elect Director Martin H. Richenhagen    Mgmt    For    For    For
1.4   Elect Director Thomas J. Usher    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Texas Instruments Incorporated

 

Meeting Date:    04/16/2015    Country:    USA    Primary Security ID:    882508104
Record Date:    02/17/2015    Meeting Type:    Annual    Ticker:    TXN

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Texas Instruments Incorporated

 

Shares Voted:   195,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Ralph W. Babb, Jr.    Mgmt    For    For    For
1b   Elect Director Mark A. Blinn    Mgmt    For    For    For
1c   Elect Director Daniel A. Carp    Mgmt    For    For    For
1d   Elect Director Carrie S. Cox    Mgmt    For    For    For
1e   Elect Director Ronald Kirk    Mgmt    For    For    For
1f   Elect Director Pamela H. Patsley    Mgmt    For    For    For
1g   Elect Director Robert E. Sanchez    Mgmt    For    For    For
1h   Elect Director Wayne R. Sanders    Mgmt    For    For    For
1i   Elect Director Ruth J. Simmons    Mgmt    For    For    For
1j   Elect Director Richard K. Templeton    Mgmt    For    For    For
1k   Elect Director Christine Todd Whitman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Cabot Oil & Gas Corporation

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    127097103
Record Date:    03/02/2015    Meeting Type:    Annual    Ticker:    COG

 

Shares Voted:   258,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Rhys J. Best    Mgmt    For    For    For
1.1b   Elect Director Dan O. Dinges    Mgmt    For    For    For
1.1c   Elect Director James R. Gibbs    Mgmt    For    For    For
1.1d   Elect Director Robert L. Keiser    Mgmt    For    For    For
1.1e   Elect Director Robert Kelley    Mgmt    For    For    For
1.1f   Elect Director W. Matt Ralls    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Cabot Oil & Gas Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions Disclosure    SH    Against    Against    Against
5   Proxy Access    SH    Against    Against    Against

Delphi Automotive plc

 

Meeting Date:    04/23/2015    Country:    Jersey    Primary Security ID:    G27823106
Record Date:    02/23/2015    Meeting Type:    Annual    Ticker:    DLPH

 

Shares Voted:   129,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Kevin P. Clark as a Director    Mgmt    For    For    For
1.2   Re-elect Gary L. Cowger as a Director    Mgmt    For    For    For
1.3   Re-elect Nicholas M. Donofrio as a Director    Mgmt    For    For    For
1.4   Re-elect Mark P. Frissora as a Director    Mgmt    For    For    For
1.5   Re-elect Rajiv L. Gupta as a Director    Mgmt    For    For    For
1.6   Re-elect J. Randall MacDonald as a Director    Mgmt    For    For    For
1.7   Re-elect Sean O. Mahoney as a Director    Mgmt    For    For    For
1.8   Elect Timothy M. Manganello as a Director    Mgmt    For    For    For
1.9   Re-elect Thomas W. Sidlik as a Director    Mgmt    For    For    For
1.10   Re-elect Bernd Wiedemann as a Director    Mgmt    For    For    For
1.11   Re-elect Lawrence A. Zimmerman as a Director    Mgmt    For    For    For
12   Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
13   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
14   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
15   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Harley-Davidson, Inc.

 

Meeting Date:    04/25/2015    Country:    USA    Primary Security ID:    412822108
Record Date:    02/26/2015    Meeting Type:    Annual    Ticker:    HOG

 

Shares Voted:   131,932          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director R. John Anderson    Mgmt    For    For    For
1.2   Elect Director Richard I. Beattie    Mgmt    For    For    For
1.3   Elect Director Michael J. Cave    Mgmt    For    For    For
1.4   Elect Director George H. Conrades    Mgmt    For    For    For
1.5   Elect Director Donald A. James    Mgmt    For    For    For
1.6   Elect Director Matthew S. Levatich    Mgmt    For    For    For
1.7   Elect Director Sara L. Levinson    Mgmt    For    For    For
1.8   Elect Director N. Thomas Linebarger    Mgmt    For    For    For
1.9   Elect Director George L. Miles, Jr.    Mgmt    For    For    For
1.10   Elect Director James A. Norling    Mgmt    For    For    For
1.11   Elect Director Jochen Zeitz    Mgmt    For    For    For
2   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

The Boeing Company

 

Meeting Date:    04/27/2015    Country:    USA    Primary Security ID:    097023105
Record Date:    02/26/2015    Meeting Type:    Annual    Ticker:    BA

 

Shares Voted:   33,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director David L. Calhoun    Mgmt    For    For    For
1b   Elect Director Arthur D. Collins, Jr.    Mgmt    For    For    For
1c   Elect Director Kenneth M. Duberstein    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

The Boeing Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1d   Elect Director Edmund P. Giambastiani, Jr.    Mgmt    For    For    For
1e   Elect Director Lawrence W. Kellner    Mgmt    For    For    For
1f   Elect Director Edward M. Liddy    Mgmt    For    For    For
1g   Elect Director W. James McNerney, Jr.    Mgmt    For    For    For
1h   Elect Director Susan C. Schwab    Mgmt    For    For    For
1i   Elect Director Ronald A. Williams    Mgmt    For    For    For
1j   Elect Director Mike S. Zafirovski    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Claw-back of Payments under Restatements    SH    Against    For    For
5   Require Independent Board Chairman    SH    Against    Refer    Against
6   Provide Right to Act by Written Consent    SH    Against    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Charter Communications, Inc.

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    16117M305
Record Date:    02/27/2015    Meeting Type:    Annual    Ticker:    CHTR

 

Shares Voted:   42,234          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director W. Lance Conn    Mgmt    For    For    For
1.2   Elect Director Michael P. Huseby    Mgmt    For    For    For
1.3   Elect Director Craig A. Jacobson    Mgmt    For    For    For
1.4   Elect Director Gregory B. Maffei    Mgmt    For    Refer    For
1.5   Elect Director John C. Malone    Mgmt    For    Refer    For
1.6   Elect Director John D. Markley, Jr.    Mgmt    For    For    For
1.7   Elect Director David C. Merritt    Mgmt    For    For    For
1.8   Elect Director Balan Nair    Mgmt    For    Refer    Withhold
1.9   Elect Director Thomas M. Rutledge    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Charter Communications, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.10   Elect Director Eric L. Zinterhofer    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Citigroup Inc.

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    172967424
Record Date:    02/27/2015    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   458,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1c   Elect Director Peter B. Henry    Mgmt    For    For    For
1d   Elect Director Franz B. Humer    Mgmt    For    Refer    For
1e   Elect Director Michael E. O’Neill    Mgmt    For    For    For
1f   Elect Director Gary M. Reiner    Mgmt    For    For    For
1g   Elect Director Judith Rodin    Mgmt    For    For    For
1h   Elect Director Anthony M. Santomero    Mgmt    For    For    For
1i   Elect Director Joan E. Spero    Mgmt    For    For    For
1j   Elect Director Diana L. Taylor    Mgmt    For    For    For
1k   Elect Director William S. Thompson, Jr.    Mgmt    For    For    For
1l   Elect Director James S. Turley    Mgmt    For    For    For
1m   Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Adopt Proxy Access Right    SH    For    Against    Against
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Claw-back of Payments under Restatements    SH    Against    For    For
8   Limits for Directors Involved with Bankruptcy    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Citigroup Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9   Report on Certain Vesting Program    SH    Against    Refer    Against

NOBLE ENERGY, INC.

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    655044105
Record Date:    03/04/2015    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   156,766          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1.2   Elect Director Michael A. Cawley    Mgmt    For    For    For
1.3   Elect Director Edward F. Cox    Mgmt    For    For    For
1.4   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1.5   Elect Director Eric P. Grubman    Mgmt    For    For    For
1.6   Elect Director Kirby L. Hedrick    Mgmt    For    For    For
1.7   Elect Director David L. Stover    Mgmt    For    For    For
1.8   Elect Director Scott D. Urban    Mgmt    For    For    For
1.9   Elect Director William T. Van Kleef    Mgmt    For    For    For
1.10   Elect Director Molly K. Williamson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Approve Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
7   Adopt Proxy Access Right    SH    Against    Against    Against
8   Report on Impacts of and Plans to Align with Global Climate Change Policy    SH    Against    Refer    Against

Shire plc

 

Meeting Date:    04/28/2015    Country:    United Kingdom    Primary Security ID:    G8124V108
Record Date:    03/19/2015    Meeting Type:    Annual    Ticker:    SHP

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Shire plc

 

Shares Voted:   63,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Re-elect Dominic Blakemore as Director    Mgmt    For    Refer    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Re-elect Dr Steven Gillis as Director    Mgmt    For    For    For
7   Re-elect Dr David Ginsburg as Director    Mgmt    For    For    For
8   Re-elect David Kappler as Director    Mgmt    For    For    For
9   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
10   Re-elect Anne Minto as Director    Mgmt    For    Refer    For
11   Re-elect Dr Flemming Ornskov as Director    Mgmt    For    For    For
12   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
13   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
14   Approve Long Term Incentive Plan 2015    Mgmt    For    Refer    For
15   Approve Global Employee Stock Purchase Plan    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Anheuser-Busch InBev SA

 

Meeting Date:    04/29/2015    Country:    Belgium    Primary Security ID:    B6399C107
Record Date:    03/20/2015    Meeting Type:    Annual/Special    Ticker:    ABI

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Anheuser-Busch InBev SA

 

Shares Voted:   94,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Special Meeting    Mgmt         
A1   Amend Articles Re: Remove References to Bearer Shares    Mgmt    For    For    For
  Annual Meeting    Mgmt         
B1   Receive Directors’ Reports (Non-Voting)    Mgmt         
B2   Receive Auditors’ Reports (Non-Voting)    Mgmt         
B3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
B4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.00 per Share    Mgmt    For    For    For
B5   Approve Discharge of Directors    Mgmt    For    For    For
B6   Approve Discharge of Auditors    Mgmt    For    For    For
B7a   Reelect Michele Burns as Independent Director    Mgmt    For    For    For
B7b   Reelect Olivier Goudet as Independent Director    Mgmt    For    For    For
B7c   Elect Kasper Rosted as Independent Director    Mgmt    For    For    For
B7d   Reelect Paul Cornet de Ways Ruart as Director    Mgmt    For    Refer    For
B7e   Reelect Stefan Descheemaeker as Director    Mgmt    For    Refer    For
B8a   Approve Remuneration Report    Mgmt    For    Refer    For
B8b   Proposal to Increase Remuneration of Audit Committee Chairman    Mgmt    For    Refer    For
B8c   Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors    Mgmt    For    Refer    For
C1   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For

Capital One Financial Corporation

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    14040H105
Record Date:    03/05/2015    Meeting Type:    Annual    Ticker:    COF

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Capital One Financial Corporation

 

Shares Voted:   99,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Richard D. Fairbank    Mgmt    For    For    For
1.1b   Elect Director Patrick W. Gross    Mgmt    For    For    For
1.1c   Elect Director Ann Fritz Hackett    Mgmt    For    For    For
1.1d   Elect Director Lewis Hay, III    Mgmt    For    For    For
1.1e   Elect Director Benjamin P. Jenkins, III    Mgmt    For    For    For
1.1f   Elect Director Pierre E. Leroy    Mgmt    For    For    For
1.1g   Elect Director Peter E. Raskind    Mgmt    For    For    For
1.1h   Elect Director Mayo A. Shattuck, III    Mgmt    For    For    For
1.1i   Elect Director Bradford H. Warner    Mgmt    For    For    For
1.1j   Elect Director Catherine G. West    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Call Special Meeting    Mgmt    For    For    For
5   Amend Bylaws— Call Special Meetings    SH    Against    For    For

EOG Resources, Inc.

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    26875P101
Record Date:    03/02/2015    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   16,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1.1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1.1c   Elect Director James C. Day    Mgmt    For    For    For
1.1d   Elect Director H. Leighton Steward    Mgmt    For    For    For
1.1e   Elect Director Donald F. Textor    Mgmt    For    For    For
1.1f   Elect Director William R. Thomas    Mgmt    For    For    For
1.1g   Elect Director Frank G. Wisner    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

EOG Resources, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against
5   Report on Methane Emissions Management and    SH    Against    Refer    Against
  Reduction Targets            

Bristol-Myers Squibb Company

 

Meeting Date:    05/05/2015    Country:    USA    Primary Security ID:    110122108
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    BMY

 

Shares Voted:   202,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1A   Elect Director Lamberto Andreotti    Mgmt    For    For    For
1.1B   Elect Director Giovanni Caforio    Mgmt    For    For    For
1.1C   Elect Director Lewis B. Campbell    Mgmt    For    For    For
1.1D   Elect Director Laurie H. Glimcher    Mgmt    For    For    For
1.1E   Elect Director Michael Grobstein    Mgmt    For    For    For
1.1F   Elect Director Alan J. Lacy    Mgmt    For    For    For
1.1G   Elect Director Thomas J. Lynch, Jr.    Mgmt    For    For    For
1.1H   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1.1I   Elect Director Vicki L. Sato    Mgmt    For    For    For
1.1J   Elect Director Gerald L. Storch    Mgmt    For    For    For
1.1K   Elect Director Togo D. West, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    Against
5   Remove Supermajority Vote Requirement Applicable to Preferred Stock    Mgmt    For    For    For
6   Provide Right to Act by Written Consent    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    015351109
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    ALXN

 

Shares Voted:   51,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Leonard Bell    Mgmt    For    For    For
1.2   Elect Director David R. Brennan    Mgmt    For    For    For
1.3   Elect Director M. Michele Burns    Mgmt    For    For    For
1.4   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1.5   Elect Director David L. Hallal    Mgmt    For    For    For
1.6   Elect Director John T. Mollen    Mgmt    For    For    For
1.7   Elect Director R. Douglas Norby    Mgmt    For    For    For
1.8   Elect Director Alvin S. Parven    Mgmt    For    For    For
1.9   Elect Director Andreas Rummelt    Mgmt    For    For    For
1.10   Elect Director Ann M. Veneman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Proxy Access    SH    Against    Against    Against
6   Amend Charter — Call Special Meetings    SH    Against    For    For

Hilton Worldwide Holdings Inc.

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    43300A104
Record Date:    03/12/2015    Meeting Type:    Annual    Ticker:    HLT

 

Shares Voted:   268,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Christopher J. Nassetta    Mgmt    For    Refer    For
1.2   Elect Director Jonathan D. Gray    Mgmt    For    Refer    For
1.3   Elect Director Michael S. Chae    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Hilton Worldwide Holdings Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director Tyler S. Henritze    Mgmt    For    Refer    For
1.5   Elect Director Judith A. McHale    Mgmt    For    For    For
1.6   Elect Director John G. Schreiber    Mgmt    For    Refer    For
1.7   Elect Director Elizabeth A. Smith    Mgmt    For    For    For
1.8   Elect Director Douglas M. Steenland    Mgmt    For    For    For
1.9   Elect Director William J. Stein    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Philip Morris International Inc.

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    718172109
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   114,866          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director André Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Werner Geissler    Mgmt    For    For    For
1.5   Elect Director Jennifer Li    Mgmt    For    For    For
1.6   Elect Director Jun Makihara    Mgmt    For    For    For
1.7   Elect Director Sergio Marchionne    Mgmt    For    Refer    For
1.8   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.9   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.10   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.11   Elect Director Robert B. Polet    Mgmt    For    For    For
1.12   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Philip Morris International Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Adopt Anti-Forced Labor Policy for Tobacco Supply Chain    SH    Against    Against    Against

Phillips 66

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    718546104
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    PSX

 

Shares Voted:   68,024          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director J. Brian Ferguson    Mgmt    For    For    For
1b   Elect Director Harold W. McGraw, III    Mgmt    For    For    For
1c   Elect Director Victoria J. Tschinkel    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For
5   Adopt Quantitative GHG Goals for Operations    SH    Against    Refer    Against

Kansas City Southern

 

Meeting Date:    05/07/2015    Country:    USA    Primary Security ID:    485170302
Record Date:    03/09/2015    Meeting Type:    Annual    Ticker:    KSU

 

Shares Voted:   90,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lu M. Cordova    Mgmt    For    For    For
1.2   Elect Director Thomas A. McDonnell    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

AMERICAN INTERNATIONAL GROUP, INC.

 

Meeting Date:    05/13/2015    Country:    USA    Primary Security ID:    026874784
Record Date:    03/18/2015    Meeting Type:    Annual    Ticker:    AIG

 

Shares Voted:   186,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director W. Don Cornwell    Mgmt    For    For    For
1b   Elect Director Peter R. Fisher    Mgmt    For    For    For
1c   Elect Director John H. Fitzpatrick    Mgmt    For    For    For
1d   Elect Director Peter D. Hancock    Mgmt    For    For    For
1e   Elect Director William G. Jurgensen    Mgmt    For    For    For
1f   Elect Director Christopher S. Lynch    Mgmt    For    For    For
1g   Elect Director George L. Miles, Jr.    Mgmt    For    For    For
1h   Elect Director Henry S. Miller    Mgmt    For    For    For
1i   Elect Director Robert S. Miller    Mgmt    For    For    For
1j   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1k   Elect Director Ronald A. Rittenmeyer    Mgmt    For    For    For
1l   Elect Director Douglas M. Steenland    Mgmt    For    For    For
1m   Elect Director Theresa M. Stone    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Canadian Pacific Railway Limited

 

Meeting Date:    05/14/2015    Country:    Canada    Primary Security ID:    13645T100
Record Date:    03/17/2015    Meeting Type:    Annual/Special    Ticker:    CP

 

Shares Voted:   68,641          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
3.1   Elect Director William A. Ackman    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Canadian Pacific Railway Limited

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3.2   Elect Director John Baird    Mgmt    For    For    For
3.3   Elect Director Gary F. Colter    Mgmt    For    For    For
3.4   Elect Director Isabelle Courville    Mgmt    For    For    For
3.5   Elect Director Keith E. Creel    Mgmt    For    For    For
3.6   Elect Director E. Hunter Harrison    Mgmt    For    For    For
3.7   Elect Director Paul C. Hilal    Mgmt    For    For    For
3.8   Elect Director Krystyna T. Hoeg    Mgmt    For    For    For
3.9   Elect Director Rebecca MacDonald    Mgmt    For    For    For
3.10   Elect Director Anthony R. Melman    Mgmt    For    For    For
3.11   Elect Director Linda J. Morgan    Mgmt    For    For    For
3.12   Elect Director Andrew F. Reardon    Mgmt    For    For    For
3.13   Elect Director Stephen C. Tobias    Mgmt    For    For    For
4   Approve Advance Notice Policy    Mgmt    For    Refer    For
5   Allow Meetings to be held at Such Place Within Canada or the United States of America    Mgmt    For    Refer    For

Ford Motor Company

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    345370860
Record Date:    03/17/2015    Meeting Type:    Annual    Ticker:    F

 

Shares Voted:   463,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Director Stephen G. Butler    Mgmt    For    For    For
2   Elect Director Kimberly A. Casiano    Mgmt    For    For    For
3   Elect Director Anthony F. Earley, Jr.    Mgmt    For    For    For
4   Elect Director Mark Fields    Mgmt    For    For    For
5   Elect Director Edsel B. Ford II    Mgmt    For    For    For
6   Elect Director William Clay Ford, Jr.    Mgmt    For    For    For
7   Elect Director James P. Hackett    Mgmt    For    For    For
8   Elect Director James H. Hance, Jr.    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Ford Motor Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9   Elect Director William W. Helman Iv    Mgmt    For    For    For
10   Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
11   Elect Director William E. Kennard    Mgmt    For    For    For
12   Elect Director John C. Lechleiter    Mgmt    For    For    For
13   Elect Director Ellen R. Marram    Mgmt    For    For    For
14   Elect Director Gerald L. Shaheen    Mgmt    For    For    For
15   Elect Director John L. Thornton    Mgmt    For    For    For
16   Ratify PricewaterhouseCoopers LLPas Auditors    Mgmt    For    For    For
17   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
18   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
19   Amend Bylaws to Call Special Meetings    SH    Against    For    For

Union Pacific Corporation

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    907818108
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   81,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1.2   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1.3   Elect Director David B. Dillon    Mgmt    For    For    For
1.4   Elect Director Lance M. Fritz    Mgmt    For    For    For
1.5   Elect Director Judith Richards Hope    Mgmt    For    For    For
1.6   Elect Director John J. Koraleski    Mgmt    For    For    For
1.7   Elect Director Charles C. Krulak    Mgmt    For    For    For
1.8   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1.9   Elect Director Michael W. McConnell    Mgmt    For    For    For
1.10   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1.11   Elect Director Steven R. Rogel    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Union Pacific Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.12   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Stock Retention/Holding Period    SH    Against    Against    Against
5   Require Independent Board Chairman    SH    Against    Refer    Against

American Tower Corporation

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    03027X100
Record Date:    03/24/2015    Meeting Type:    Annual    Ticker:    AMT

 

Shares Voted:   109,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Raymond P. Dolan    Mgmt    For    For    For
1b   Elect Director Carolyn F. Katz    Mgmt    For    For    For
1c   Elect Director Gustavo Lara Cantu    Mgmt    For    For    For
1d   Elect Director Craig Macnab    Mgmt    For    For    For
1e   Elect Director JoAnn A. Reed    Mgmt    For    For    For
1f   Elect Director Pamela D.A. Reeve    Mgmt    For    For    For
1g   Elect Director David E. Sharbutt    Mgmt    For    For    For
1h   Elect Director James D. Taiclet, Jr.    Mgmt    For    For    For
1i   Elect Director Samme L. Thompson    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Comcast Corporation

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    20030N101
Record Date:    03/12/2015    Meeting Type:    Annual    Ticker:    CMCSA

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Comcast Corporation

 

Shares Voted:   176,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.3   Elect Director Edward D. Breen    Mgmt    For    For    For
1.4   Elect Director Joseph J. Collins    Mgmt    For    For    For
1.5   Elect Director J. Michael Cook    Mgmt    For    For    For
1.6   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.7   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.8   Elect Director Eduardo G. Mestre    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Ralph J. Roberts    Mgmt    For    For    For
1.11   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
1.12   Elect Director Judith Rodin    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Awards    SH    Against    Refer    For
6   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For

Level 3 Communications, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    52729N308
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    LVLT

 

Shares Voted:     150,600                      

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1.2   Elect Director Jeff K. Storey    Mgmt    For    For    For
1.3   Elect Director Kevin P. Chilton    Mgmt    For    For    For
1.4   Elect Director Steven T. Clontz    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Level 3 Communications, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.5   Elect Director Irene M. Esteves    Mgmt    For    For    For
1.6   Elect Director T. Michael Glenn    Mgmt    For    For    For
1.7   Elect Director Spencer B. Hays    Mgmt    For    For    For
1.8   Elect Director Michael J. Mahoney    Mgmt    For    For    For
1.9   Elect Director Kevin W. Mooney    Mgmt    For    For    For
1.10   Elect Director Peter Seah Lim Huat    Mgmt    For    For    For
1.11   Elect Director Peter van Oppen    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Renew Rights Plan (NOL Pill)    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Proxy Access    SH    Against    Against    Against

The Home Depot, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    437076102
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   98,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Ari Bousbib    Mgmt    For    For    For
1b   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1c   Elect Director J. Frank Brown    Mgmt    For    For    For
1d   Elect Director Albert P. Carey    Mgmt    For    For    For
1e   Elect Director Armando Codina    Mgmt    For    For    For
1f   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1g   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1h   Elect Director Karen L. Katen    Mgmt    For    For    For
1i   Elect Director Craig A. Menear    Mgmt    For    For    For
1j   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

The Home Depot, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Dollar General Corporation

 

Meeting Date:    05/27/2015    Country:    USA    Primary Security ID:    256677105
Record Date:    03/19/2015    Meeting Type:    Annual    Ticker:    DG

 

Shares Voted:   173,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Warren F. Bryant    Mgmt    For    For    For
1b   Elect Director Michael M. Calbert    Mgmt    For    For    For
1c   Elect Director Sandra B. Cochran    Mgmt    For    For    For
1d   Elect Director Richard W. Dreiling    Mgmt    For    For    For
1e   Elect Director Patricia D. Fili-Krushel    Mgmt    For    For    For
1f   Elect Director Paula A. Price    Mgmt    For    For    For
1g   Elect Director William C. Rhodes, III    Mgmt    For    For    For
1h   Elect Director David B. Rickard    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/02/2015    Country:    USA    Primary Security ID:    192446102
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    CTSH

 

Shares Voted:   167,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1b   Elect Director Robert E. Weissman    Mgmt    For    For    For
1c   Elect Director Francisco D’Souza    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1d   Elect Director John N. Fox, Jr.    Mgmt    For    For    For
1e   Elect Director Leo S. Mackay, Jr.    Mgmt    For    For    For
1f   Elect Director Thomas M. Wendel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    Against

Alliance Data Systems Corporation

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    018581108
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    ADS

 

Shares Voted:   26,848          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Bruce K. Anderson    Mgmt    For    For    For
1.2   Elect Director Roger H. Ballou    Mgmt    For    For    For
1.3   Elect Director D. Keith Cobb    Mgmt    For    For    For
1.4   Elect Director E. Linn Draper, Jr.    Mgmt    For    For    For
1.5   Elect Director Edward J. Heffernan    Mgmt    For    For    For
1.6   Elect Director Kenneth R. Jensen    Mgmt    For    For    For
1.7   Elect Director Robert A. Minicucci    Mgmt    For    For    For
1.8   Elect Director Laurie A. Tucker    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
6   Proxy Access    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Google Inc.

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    38259P706
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    GOOG

 

Shares Voted:   13,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    For    For
1.3   Elect Director Eric E. Schmidt    Mgmt    For    For    For
1.4   Elect Director L. John Doerr    Mgmt    For    Refer    Withhold
1.5   Elect Director Diane B. Greene    Mgmt    For    For    For
1.6   Elect Director John L. Hennessy    Mgmt    For    Refer    Withhold
1.7   Elect Director Ann Mather    Mgmt    For    For    For
1.8   Elect Director Alan R. Mulally    Mgmt    For    For    For
1.9   Elect Director Paul S. Otellini    Mgmt    For    Refer    Withhold
1.10   Elect Director K. Ram Shriram    Mgmt    For    Refer    Withhold
1.11   Elect Director Shirley M. Tilghman    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Require a Majority Vote for the Election of Directors    SH    Against    For    For
7   Report on Costs of Renewable Energy Investments    SH    Against    Refer    Against
8   Report on Risks Associated with Repeal of Climate Change Policies    SH    Against    Refer    Against

MarkWest Energy Partners, L.P.

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    570759100
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    MWE

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

MarkWest Energy Partners, L.P.

 

Shares Voted:   140,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Frank M. Semple    Mgmt    For    For    For
1.2   Elect Director Donald D. Wolf    Mgmt    For    For    For
1.3   Elect Director Michael L. Beatty    Mgmt    For    Refer    For
1.4   Elect Director William A. Bruckmann, III    Mgmt    For    For    For
1.5   Elect Director Donald C. Heppermann    Mgmt    For    For    For
1.6   Elect Director Randall J. Larson    Mgmt    For    For    For
1.7   Elect Director Anne E. Fox Mounsey    Mgmt    For    For    For
1.8   Elect Director William P. Nicoletti    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Actavis plc

 

Meeting Date:    06/05/2015    Country:    Ireland    Primary Security ID:    G0083B108
Record Date:    04/10/2015    Meeting Type:    Annual    Ticker:    ACT

 

Shares Voted:   52,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Paul M. Bisaro    Mgmt    For    For    For
1b   Elect Director Nesli Basgoz    Mgmt    For    For    For
1c   Elect Director James H. Bloem    Mgmt    For    For    For
1d   Elect Director Christopher W. Bodine    Mgmt    For    For    For
1e   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1f   Elect Director Michael R. Gallagher    Mgmt    For    For    For
1g   Elect Director Catherine M. Klema    Mgmt    For    For    For
1h   Elect Director Peter J. McDonnell    Mgmt    For    For    For
1i   Elect Director Patrick J. O’Sullivan    Mgmt    For    For    For
1j   Elect Director Brenton L. Saunders    Mgmt    For    For    For
1k   Elect Director Ronald R. Taylor    Mgmt    For    For    For
1l   Elect Director Fred G. Weiss    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Actavis plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Change Company Name from Actavis plc to Allergan plc    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Report on Sustainability    SH    Against    Refer    Against
7   Stock Retention/Holding Period    SH    Against    Against    Against

MasterCard Incorporated

 

Meeting Date:    06/09/2015    Country:    USA    Primary Security ID:    57636Q104
Record Date:    04/15/2015    Meeting Type:    Annual    Ticker:    MA

 

Shares Voted:   150,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director Silvio Barzi    Mgmt    For    For    For
1d   Elect Director David R. Carlucci    Mgmt    For    For    For
1e   Elect Director Steven J. Freiberg    Mgmt    For    For    For
1f   Elect Director Julius Genachowski    Mgmt    For    For    For
1g   Elect Director Merit E. Janow    Mgmt    For    For    For
1h   Elect Director Nancy J. Karch    Mgmt    For    For    For
1i   Elect Director Marc Olivie    Mgmt    For    For    For
1j   Elect Director Rima Qureshi    Mgmt    For    For    For
1k   Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1l   Elect Director Jackson P. Tai    Mgmt    For    For    For
1m   Elect Director Edward Suning Tian    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

MasterCard Incorporated

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Amazon.com, Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    023135106
Record Date:    04/13/2015    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   16,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Tom A. Alberg    Mgmt    For    For    For
1c   Elect Director John Seely Brown    Mgmt    For    For    For
1d   Elect Director William B. Gordon    Mgmt    For    For    For
1e   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1f   Elect Director Judith A. McGrath    Mgmt    For    Refer    Against
1g   Elect Director Alain Monié    Mgmt    For    For    For
1h   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1i   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1j   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Adopt Proxy Access Right    SH    Against    Against    Against
4   Report on Political Contributions    SH    Against    Against    Against
5   Report on Sustainability, Including GHG Goals    SH    Against    Refer    Against
6   Report on Human Rights Risk Assessment Process    SH    Against    Against    Against

Autodesk, Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    052769106
Record Date:    04/13/2015    Meeting Type:    Annual    Ticker:    ADSK

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Autodesk, Inc.

 

Shares Voted:   131,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Carl Bass    Mgmt    For    For    For
1b   Elect Director Crawford W. Beveridge    Mgmt    For    For    For
1c   Elect Director J. Hallam Dawson    Mgmt    For    For    For
1d   Elect Director Thomas Georgens    Mgmt    For    For    For
1e   Elect Director Per-Kristian Halvorsen    Mgmt    For    For    For
1f   Elect Director Mary T. McDowell    Mgmt    For    For    For
1g   Elect Director Lorrie M. Norrington    Mgmt    For    For    For
1h   Elect Director Betsy Rafael    Mgmt    For    For    For
1i   Elect Director Stacy J. Smith    Mgmt    For    For    For
1j   Elect Director Steven M. West    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against

Biogen Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    09062X103
Record Date:    04/15/2015    Meeting Type:    Annual    Ticker:    BIIB

 

Shares Voted:   12,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Alexander J. Denner    Mgmt    For    For    For
1.2   Elect Director Caroline D. Dorsa    Mgmt    For    For    For
1.3   Elect Director Nancy L. Leaming    Mgmt    For    For    For
1.4   Elect Director Richard C. Mulligan    Mgmt    For    For    For
1.5   Elect Director Robert W. Pangia    Mgmt    For    For    For
1.6   Elect Director Stelios Papadopoulos    Mgmt    For    For    For
1.7   Elect Director Brian S. Posner    Mgmt    For    For    For
1.8   Elect Director Eric K. Rowinsky    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 95 Ivy Funds VIP Core Equity

 

Biogen Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.9   Elect Director George A. Scangos    Mgmt    For    For    For
1.10   Elect Director Lynn Schenk    Mgmt    For    For    For
1.11   Elect Director Stephen A. Sherwin    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For

Celgene Corporation

 

Meeting Date:    06/17/2015    Country:    USA    Primary Security ID:    151020104
Record Date:    04/20/2015    Meeting Type:    Annual    Ticker:    CELG

 

Shares Voted:   53,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert J. Hugin    Mgmt    For    For    For
1.2   Elect Director Richard W. Barker    Mgmt    For    For    For
1.3   Elect Director Michael W. Bonney    Mgmt    For    For    For
1.4   Elect Director Michael D. Casey    Mgmt    For    For    For
1.5   Elect Director Carrie S. Cox    Mgmt    For    For    For
1.6   Elect Director Michael A. Friedman    Mgmt    For    For    For
1.7   Elect Director Gilla Kaplan    Mgmt    For    For    For
1.8   Elect Director James J. Loughlin    Mgmt    For    For    For
1.9   Elect Director Ernest Mario    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Report on Specialty Drug Pricing Risks    SH    Against    Refer    Against

IVY FUNDS VIP DIVIDEND OPPORTUNITIES

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

Teva Pharmaceutical Industries Ltd.

 

Meeting Date:    07/30/2014    Country:    Israel    Primary Security ID:    M8769Q102
Record Date:    06/23/2014    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   119,650          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1.1   Reelect Dan Propper as Director for a Three Year Term    Mgmt    For    For    For
1.2   Reelect Ory Slonim as Director for a Three Year Term    Mgmt    For    For    For
2.1   Reelect Joseph Nitzani as External Director and Approve Director’s Remuneration    Mgmt    For    Refer    For
2.2   Elect Jean-Michel Halfon as External Director and Approve Director’s Remuneration    Mgmt    For    Refer    For
3.1   Approve Annual Cash Bonus Objectives for CEO and President, for 2014 and Onwards    Mgmt    For    Refer    For
3.2   Approve Grant Annual Equity Awards to CEO and President, Starting 2015    Mgmt    For    Refer    For
4   Approve Purchase of D&O Liability Insurance Policie    Mgmt    For    Refer    For
5   Reappoint Kesselman & Kesselman as Auditors    Mgmt    For    For    For
6   Discuss Financial Statements and the Report of the Board for 2013    Mgmt         
A   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    Against

Airgas, Inc.

 

Meeting Date:    08/05/2014    Country:    USA    Primary Security ID:    009363102
Record Date:    06/16/2014    Meeting Type:    Annual    Ticker:    ARG

 

Shares Voted:   45,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Peter McCausland    Mgmt    For    For    For
1.2   Elect Director Lee M. Thomas    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Airgas, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director John C. van Roden, Jr.    Mgmt    For    For    For
1.4   Elect Director Ellen C. Wolf    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    SH    Against    For    For
5   Require a Majority Vote for the Election of Directors    SH    Against    For    For

Microchip Technology Incorporated

 

Meeting Date:    08/25/2014    Country:    USA    Primary Security ID:    595017104
Record Date:    07/01/2014    Meeting Type:    Annual    Ticker:    MCHP

 

Shares Voted:   327,508          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Steve Sanghi    Mgmt    For    For    For
1.2   Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3   Elect Director L.B. Day    Mgmt    For    For    For
1.4   Elect Director Esther L. Johnson    Mgmt    For    For    For
1.5   Elect Director Wade F. Meyercord    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Amend Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Diageo plc

 

Meeting Date:    09/18/2014    Country:    United Kingdom    Primary Security ID:    G42089113
Record Date:    08/12/2014    Meeting Type:    Annual    Ticker:    DGE

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Diageo plc

 

Shares Voted:   51,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Re-elect Peggy Bruzelius as Director    Mgmt    For    For    For
6   Re-elect Laurence Danon as Director    Mgmt    For    For    For
7   Re-elect Lord Davies of Abersoch as Director    Mgmt    For    For    For
8   Re-elect Ho KwonPing as Director    Mgmt    For    For    For
9   Re-elect Betsy Holden as Director    Mgmt    For    For    For
10   Re-elect Dr Franz Humer as Director    Mgmt    For    For    For
11   Re-elect Deirdre Mahlan as Director    Mgmt    For    For    For
12   Re-elect Ivan Menezes as Director    Mgmt    For    For    For
13   Re-elect Philip Scott as Director    Mgmt    For    For    For
14   Elect Nicola Mendelsohn as Director    Mgmt    For    For    For
15   Elect Alan Stewart as Director    Mgmt    For    For    For
16   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
17   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
22   Approve 2014 Long Term Incentive Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Comcast Corporation

 

Meeting Date:    10/08/2014    Country:    USA    Primary Security ID:    20030N101
Record Date:    08/18/2014    Meeting Type:    Special    Ticker:    CMCSA

 

Shares Voted:   193,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Paychex, Inc.

 

Meeting Date:    10/15/2014    Country:    USA    Primary Security ID:    704326107
Record Date:    08/18/2014    Meeting Type:    Annual    Ticker:    PAYX

 

Shares Voted:   150,950          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director B. Thomas Golisano    Mgmt    For    For    For
1b   Elect Director Joseph G. Doody    Mgmt    For    For    For
1c   Elect Director David J. S. Flaschen    Mgmt    For    For    For
1d   Elect Director Phillip Horsley    Mgmt    For    For    For
1e   Elect Director Grant M. Inman    Mgmt    For    For    For
1f   Elect Director Pamela A. Joseph    Mgmt    For    For    For
1g   Elect Director Martin Mucci    Mgmt    For    For    For
1h   Elect Director Joseph M. Tucci    Mgmt    For    For    For
1i   Elect Director Joseph M. Velli    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Medtronic, Inc.

 

Meeting Date:    01/06/2015    Country:    USA    Primary Security ID:    585055106
Record Date:    11/18/2014    Meeting Type:    Special    Ticker:    MDT

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Medtronic, Inc.

 

Shares Voted:   204,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Approve Reduction of Share Premium Account    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
4   Adjourn Meeting    Mgmt    For    Refer    For

Apple Inc.

 

Meeting Date:    03/10/2015    Country:    USA    Primary Security ID:    037833100
Record Date:    01/09/2015    Meeting Type:    Annual    Ticker:    AAPL

 

Shares Voted:   86,850          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Tim Cook    Mgmt    For    For    For
1.2   Elect Director Al Gore    Mgmt    For    For    For
1.3   Elect Director Bob Iger    Mgmt    For    For    For
1.4   Elect Director Andrea Jung    Mgmt    For    For    For
1.5   Elect Director Art Levinson    Mgmt    For    For    For
1.6   Elect Director Ron Sugar    Mgmt    For    For    For
1.7   Elect Director Sue Wagner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Report on Risks Associated with Repeal of Climate Change Policies    SH    Against    Refer    Against
6   Adopt Proxy Access Right    SH    Against    Against    Against

Analog Devices, Inc.

 

Meeting Date:    03/11/2015    Country:    USA    Primary Security ID:    032654105
Record Date:    01/09/2015    Meeting Type:    Annual    Ticker:    ADI

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Analog Devices, Inc.

 

Shares Voted:   143,750          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Ray Stata    Mgmt    For    For    For
1b   Elect Director Vincent T. Roche    Mgmt    For    For    For
1c   Elect Director Jose E. Almeida    Mgmt    For    For    For
1d   Elect Director Richard M. Beyer    Mgmt    For    For    For
1e   Elect Director James A. Champy    Mgmt    For    For    For
1f   Elect Director Edward H. Frank    Mgmt    For    For    For
1g   Elect Director John C. Hodgson    Mgmt    For    For    For
1h   Elect Director Yves-Andre Istel    Mgmt    For    For    For
1i   Elect Director Neil Novich    Mgmt    For    For    For
1j   Elect Director Kenton J. Sicchitano    Mgmt    For    For    For
1k   Elect Director Lisa T. Su    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Halliburton Company

 

Meeting Date:    03/27/2015    Country:    USA    Primary Security ID:    406216101
Record Date:    02/17/2015    Meeting Type:    Special    Ticker:    HAL

 

Shares Voted:   64,850          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Applied Materials, Inc.

 

Meeting Date:    04/02/2015    Country:    USA    Primary Security ID:    038222105
Record Date:    02/11/2015    Meeting Type:    Annual    Ticker:    AMAT

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Applied Materials, Inc.

 

Shares Voted:   714,650          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Aart J. de Geus    Mgmt    For    For    For
1b   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1c   Elect Director Stephen R. Forrest    Mgmt    For    For    For
1d   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1e   Elect Director Susan M. James    Mgmt    For    For    For
1f   Elect Director Alexander A. Karsner    Mgmt    For    For    For
1g   Elect Director Dennis D. Powell    Mgmt    For    For    For
1h   Elect Director Willem P. Roelandts    Mgmt    For    For    For
1i   Elect Director Michael R. Splinter    Mgmt    For    For    For
1j   Elect Director Robert H. Swan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

PPG Industries, Inc.

 

Meeting Date:    04/16/2015    Country:    USA    Primary Security ID:    693506107
Record Date:    02/20/2015    Meeting Type:    Annual    Ticker:    PPG

 

Shares Voted:   46,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Charles E. Bunch    Mgmt    For    For    For
1.2   Elect Director Michael W. Lamach    Mgmt    For    For    For
1.3   Elect Director Martin H. Richenhagen    Mgmt    For    For    For
1.4   Elect Director Thomas J. Usher    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Texas Instruments Incorporated

 

Meeting Date:    04/16/2015    Country:    USA    Primary Security ID:    882508104
Record Date:    02/17/2015    Meeting Type:    Annual    Ticker:    TXN

 

Shares Voted:   127,650          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Ralph W. Babb, Jr.    Mgmt    For    For    For
1b   Elect Director Mark A. Blinn    Mgmt    For    For    For
1c   Elect Director Daniel A. Carp    Mgmt    For    For    For
1d   Elect Director Carrie S. Cox    Mgmt    For    For    For
1e   Elect Director Ronald Kirk    Mgmt    For    For    For
1f   Elect Director Pamela H. Patsley    Mgmt    For    For    For
1g   Elect Director Robert E. Sanchez    Mgmt    For    For    For
1h   Elect Director Wayne R. Sanders    Mgmt    For    For    For
1i   Elect Director Ruth J. Simmons    Mgmt    For    For    For
1j   Elect Director Richard K. Templeton    Mgmt    For    For    For
1k   Elect Director Christine Todd Whitman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Northern Trust Corporation

 

Meeting Date:    04/21/2015    Country:    USA    Primary Security ID:    665859104
Record Date:    02/23/2015    Meeting Type:    Annual    Ticker:    NTRS

 

Shares Voted:   75,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Linda Walker Bynoe    Mgmt    For    For    For
1.1b   Elect Director Susan Crown    Mgmt    For    For    For
1.1c   Elect Director Dean M. Harrison    Mgmt    For    For    For
1.1d   Elect Director Dipak C. Jain    Mgmt    For    For    For
1.1e   Elect Director Jose Luis Prado    Mgmt    For    For    For
1.1f   Elect Director John W. Rowe    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Northern Trust Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1g   Elect Director Martin P. Slark    Mgmt    For    For    For
1.1h   Elect Director David H. B. Smith, Jr.    Mgmt    For    For    For
1.1i   Elect Director Donald Thompson    Mgmt    For    For    For
1.1j   Elect Director Charles A. Tribbett, III    Mgmt    For    For    For
1.1k   Elect Director Frederick H. Waddell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Report on Lobbying Payments and Political Contributions    SH    Against    Against    Against

Eaton Corporation plc

 

Meeting Date:    04/22/2015    Country:    Ireland    Primary Security ID:    G29183103
Record Date:    02/23/2015    Meeting Type:    Annual    Ticker:    ETN

 

Shares Voted:   195,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Todd M. Bluedorn    Mgmt    For    For    For
1b   Elect Director Christopher M. Connor    Mgmt    For    For    For
1c   Elect Director Michael J. Critelli    Mgmt    For    For    For
1d   Elect Director Alexander M. Cutler    Mgmt    For    For    For
1e   Elect Director Charles E. Golden    Mgmt    For    For    For
1f   Elect Director Linda A. Hill    Mgmt    For    For    For
1g   Elect Director Arthur E. Johnson    Mgmt    For    For    For
1h   Elect Director Ned C. Lautenbach    Mgmt    For    For    For
1i   Elect Director Deborah L. McCoy    Mgmt    For    For    For
1j   Elect Director Gregory R. Page    Mgmt    For    For    For
1k   Elect Director Sandra Pianalto    Mgmt    For    For    For
1l   Elect Director Gerald B. Smith    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Eaton Corporation plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Approval of Overseas Market Purchases of the Company Shares    Mgmt    For    For    For

Johnson & Johnson

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    478160104
Record Date:    02/24/2015    Meeting Type:    Annual    Ticker:    JNJ

 

Shares Voted:   94,550          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Mary Sue Coleman    Mgmt    For    For    For
1b   Elect Director D. Scott Davis    Mgmt    For    For    For
1c   Elect Director Ian E. L. Davis    Mgmt    For    For    For
1d   Elect Director Alex Gorsky    Mgmt    For    For    For
1e   Elect Director Susan L. Lindquist    Mgmt    For    For    For
1f   Elect Director Mark B. McClellan    Mgmt    For    For    For
1g   Elect Director Anne M. Mulcahy    Mgmt    For    For    For
1h   Elect Director William D. Perez    Mgmt    For    For    For
1i   Elect Director Charles Prince    Mgmt    For    For    For
1j   Elect Director A. Eugene Washington    Mgmt    For    For    For
1k   Elect Director Ronald A. Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Policy Regarding Overextended Directors    SH    Against    Refer    Against
5   Report on Consistency Between Corporate Values and Political Contributions    SH    Against    Against    Against
6   Require Independent Board Chairman    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Pfizer Inc.

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    717081103
Record Date:    02/25/2015    Meeting Type:    Annual    Ticker:    PFE

 

Shares Voted:   418,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Dennis A. Ausiello    Mgmt    For    For    For
1.2   Elect Director W. Don Cornwell    Mgmt    For    For    For
1.3   Elect Director Frances D. Fergusson    Mgmt    For    For    For
1.4   Elect Director Helen H. Hobbs    Mgmt    For    For    For
1.5   Elect Director James M. Kilts    Mgmt    For    For    For
1.6   Elect Director Shantanu Narayen    Mgmt    For    For    For
1.7   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1.8   Elect Director Ian C. Read    Mgmt    For    For    For
1.9   Elect Director Stephen W. Sanger    Mgmt    For    For    For
1.10   Elect Director James C. Smith    Mgmt    For    For    For
1.11   Elect Director Marc Tessier-Lavigne    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Review and Assess Membership of Lobbying Organizations    SH    Against    Against    Against

Wynn Resorts, Limited

 

Meeting Date:    04/24/2015    Country:    USA    Primary Security ID:    983134107
Record Date:    03/05/2015    Meeting Type:    Proxy Contest    Ticker:    WYNN

 

Shares Voted:   34,130          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Management Proxy (White Card)    Mgmt         
1.1   Elect Director John J. Hagenbuch    Mgmt    For    Refer    For
1.2   Elect Director J. Edward Virtue    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Wynn Resorts, Limited

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Amend Articles of Incorporation to Provide the Company with Additional Flexibility in Making Distribution to its Shareholders    Mgmt    For    Refer    For
4   Report on Political Contributions    SH    Against    Refer    Against
  Dissident Proxy (Gold Card)    Mgmt         
1.1   Elect Directors Elaine P. Wynn    SH    For    Refer    Do Not Vote
1.2   Elect Directors J. Edward Virtue    SH    For    Refer    Do Not Vote
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    Refer    Do Not Vote
3   Amend Articles of Incorporation to Provide the Company with Additional Flexibility in Making Distribution to its Shareholders    Mgmt    For    Refer    Do Not Vote
4   Report on Political Contributions    SH    Against    Refer    Do Not Vote

Honeywell International Inc.

 

Meeting Date:    04/27/2015    Country:    USA    Primary Security ID:    438516106
Record Date:    02/27/2015    Meeting Type:    Annual    Ticker:    HON

 

Shares Voted:   133,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A   Elect Director William S. Ayer    Mgmt    For    For    For
1B   Elect Director Gordon M. Bethune    Mgmt    For    For    For
1C   Elect Director Kevin Burke    Mgmt    For    For    For
1D   Elect Director Jaime Chico Pardo    Mgmt    For    For    For
1E   Elect Director David M. Cote    Mgmt    For    For    For
1F   Elect Director D. Scott Davis    Mgmt    For    For    For
1G   Elect Director Linnet F. Deily    Mgmt    For    For    For
1H   Elect Director Judd Gregg    Mgmt    For    For    For
1I   Elect Director Clive Hollick    Mgmt    For    For    For
1J   Elect Director Grace D. Lieblein    Mgmt    For    For    For
1K   Elect Director George Paz    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Honeywell International Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1L   Elect Director Bradley T. Sheares    Mgmt    For    For    For
1M   Elect Director Robin L. Washington    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against

The Boeing Company

 

Meeting Date:    04/27/2015    Country:    USA    Primary Security ID:    097023105
Record Date:    02/26/2015    Meeting Type:    Annual    Ticker:    BA

 

Shares Voted:   74,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director David L. Calhoun    Mgmt    For    For    For
1b   Elect Director Arthur D. Collins, Jr.    Mgmt    For    For    For
1c   Elect Director Kenneth M. Duberstein    Mgmt    For    For    For
1d   Elect Director Edmund P. Giambastiani, Jr.    Mgmt    For    For    For
1e   Elect Director Lawrence W. Kellner    Mgmt    For    For    For
1f   Elect Director Edward M. Liddy    Mgmt    For    For    For
1g   Elect Director W. James McNerney, Jr.    Mgmt    For    For    For
1h   Elect Director Susan C. Schwab    Mgmt    For    For    For
1i   Elect Director Ronald A. Williams    Mgmt    For    For    For
1j   Elect Director Mike S. Zafirovski    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Claw-back of Payments under Restatements    SH    Against    For    For
5   Require Independent Board Chairman    SH    Against    Refer    Against
6   Provide Right to Act by Written Consent    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

The Boeing Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

7   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Citigroup Inc.

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    172967424
Record Date:    02/27/2015    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   294,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1c   Elect Director Peter B. Henry    Mgmt    For    For    For
1d   Elect Director Franz B. Humer    Mgmt    For    Refer    For
1e   Elect Director Michael E. O’Neill    Mgmt    For    For    For
1f   Elect Director Gary M. Reiner    Mgmt    For    For    For
1g   Elect Director Judith Rodin    Mgmt    For    For    For
1h   Elect Director Anthony M. Santomero    Mgmt    For    For    For
1i   Elect Director Joan E. Spero    Mgmt    For    For    For
1j   Elect Director Diana L. Taylor    Mgmt    For    For    For
1k   Elect Director William S. Thompson, Jr.    Mgmt    For    For    For
1l   Elect Director James S. Turley    Mgmt    For    For    For
1m   Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Adopt Proxy Access Right    SH    For    Against    Against
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Claw-back of Payments under Restatements    SH    Against    For    For
8   Limits for Directors Involved with Bankruptcy    SH    Against    Refer    Against
9   Report on Certain Vesting Program    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

The PNC Financial Services Group, Inc.

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    693475105
Record Date:    01/30/2015    Meeting Type:    Annual    Ticker:    PNC

 

Shares Voted:   96,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Charles E. Bunch    Mgmt    For    For    For
1.2   Elect Director Paul W. Chellgren    Mgmt    For    For    For
1.3   Elect Director Marjorie Rodgers Cheshire    Mgmt    For    For    For
1.4   Elect Director William S. Demchak    Mgmt    For    For    For
1.5   Elect Director Andrew T. Feldstein    Mgmt    For    For    For
1.6   Elect Director Kay Coles James    Mgmt    For    For    For
1.7   Elect Director Richard B. Kelson    Mgmt    For    For    For
1.8   Elect Director Anthony A. Massaro    Mgmt    For    For    For
1.9   Elect Director Jane G. Pepper    Mgmt    For    For    For
1.10   Elect Director Donald J. Shepard    Mgmt    For    For    For
1.11   Elect Director Lorene K. Steffes    Mgmt    For    For    For
1.12   Elect Director Dennis F. Strigl    Mgmt    For    For    For
1.13   Elect Director Thomas J. Usher    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Wells Fargo & Company

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    949746101
Record Date:    03/03/2015    Meeting Type:    Annual    Ticker:    WFC

 

Shares Voted:   228,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director John D. Baker, II    Mgmt    For    For    For
1b   Elect Director Elaine L. Chao    Mgmt    For    For    For
1c   Elect Director John S. Chen    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Wells Fargo & Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1d   Elect Director Lloyd H. Dean    Mgmt    For    For    For
1e   Elect Director Elizabeth A. Duke    Mgmt    For    For    For
1f   Elect Director Susan E. Engel    Mgmt    For    For    For
1g   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1h   Elect Director Donald M. James    Mgmt    For    For    For
1i   Elect Director Cynthia H. Milligan    Mgmt    For    For    For
1j   Elect Director Federico F. Pena    Mgmt    For    For    For
1k   Elect Director James H. Quigley    Mgmt    For    For    For
1l   Elect Director Judith M. Runstad    Mgmt    For    For    For
1m   Elect Director Stephen W. Sanger    Mgmt    For    For    For
1n   Elect Director John G. Stumpf    Mgmt    For    For    For
1o   Elect Director Susan G. Swenson    Mgmt    For    For    For
1p   Elect Director Suzanne M. Vautrinot    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Anheuser-Busch InBev SA

 

Meeting Date:    04/29/2015    Country:    Belgium    Primary Security ID:    B6399C107
Record Date:    03/20/2015    Meeting Type:    Annual/Special    Ticker:    ABI

 

Shares Voted:   101,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Special Meeting    Mgmt         
A1   Amend Articles Re: Remove References to Bearer Shares    Mgmt    For    For    For
  Annual Meeting    Mgmt         
B1   Receive Directors’ Reports (Non-Voting)    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Anheuser-Busch InBev SA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

B2   Receive Auditors’ Reports (Non-Voting)    Mgmt         
B3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
B4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.00 per Share    Mgmt    For    For    For
B5   Approve Discharge of Directors    Mgmt    For    For    For
B6   Approve Discharge of Auditors    Mgmt    For    For    For
B7a   Reelect Michele Burns as Independent Director    Mgmt    For    For    For
B7b   Reelect Olivier Goudet as Independent Director    Mgmt    For    For    For
B7c   Elect Kasper Rosted as Independent Director    Mgmt    For    For    For
B7d   Reelect Paul Cornet de Ways Ruart as Director    Mgmt    For    Refer    For
B7e   Reelect Stefan Descheemaeker as Director    Mgmt    For    Refer    For
B8a   Approve Remuneration Report    Mgmt    For    Refer    For
B8b   Proposal to Increase Remuneration of Audit Committee Chairman    Mgmt    For    Refer    For
B8c   Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors    Mgmt    For    Refer    For
C1   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For

Prologis, Inc.

 

Meeting Date:    04/29/2015    Country:    USA    Primary Security ID:    74340W103
Record Date:    03/09/2015    Meeting Type:    Annual    Ticker:    PLD

 

Shares Voted:   160,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Hamid R. Moghadam    Mgmt    For    For    For
1b   Elect Director George L. Fotiades    Mgmt    For    For    For
1c   Elect Director Christine N. Garvey    Mgmt    For    For    For
1d   Elect Director Lydia H. Kennard    Mgmt    For    For    For
1e   Elect Director J. Michael Losh    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Prologis, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1f   Elect Director Irving F. Lyons, III    Mgmt    For    For    For
1g   Elect Director David P. O’Connor    Mgmt    For    For    For
1h   Elect Director Jeffrey L. Skelton    Mgmt    For    For    For
1i   Elect Director Carl B. Webb    Mgmt    For    For    For
1j   Elect Director William D. Zollars    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Mead Johnson Nutrition Company

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    582839106
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    MJN

 

Shares Voted:   51,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1a   Elect Director Steven M. Altschuler    Mgmt    For    For    For
1.1b   Elect Director Howard B. Bernick    Mgmt    For    For    For
1.1c   Elect Director Kimberly A. Casiano    Mgmt    For    For    For
1.1d   Elect Director Anna C. Catalano    Mgmt    For    For    For
1.1e   Elect Director Celeste A. Clark    Mgmt    For    For    For
1.1f   Elect Director James M. Cornelius    Mgmt    For    For    For
1.1g   Elect Director Stephen W. Golsby    Mgmt    For    For    For
1.1h   Elect Director Michael Grobstein    Mgmt    For    For    For
1.1i   Elect Director Peter Kasper Jakobsen    Mgmt    For    For    For
1.1j   Elect Director Peter G. Ratcliffe    Mgmt    For    For    For
1.1k   Elect Director Michael A. Sherman    Mgmt    For    For    For
1.1l   Elect Director Elliott Sigal    Mgmt    For    For    For
1.1m   Elect Director Robert S. Singer    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Mead Johnson Nutrition Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Occidental Petroleum Corporation

 

Meeting Date:    05/01/2015    Country:    USA    Primary Security ID:    674599105
Record Date:    03/10/2015    Meeting Type:    Annual    Ticker:    OXY

 

Shares Voted:   85,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Spencer Abraham    Mgmt    For    For    For
1.2   Elect Director Howard I. Atkins    Mgmt    For    For    For
1.3   Elect Director Eugene L. Batchelder    Mgmt    For    For    For
1.4   Elect Director Stephen I. Chazen    Mgmt    For    For    For
1.5   Elect Director John E. Feick    Mgmt    For    For    For
1.6   Elect Director Margaret M. Foran    Mgmt    For    For    For
1.7   Elect Director Carlos M. Gutierrez    Mgmt    For    For    For
1.8   Elect Director William R. Klesse    Mgmt    For    For    For
1.9   Elect Director Avedick B. Poladian    Mgmt    For    For    For
1.10   Elect Director Elisse B. Walter    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
5   Claw-back of Payments under Restatements    SH    Against    For    For
6   Adopt Proxy Access Right    SH    Against    Against    Against
7   Report on Methane and Flaring Emissions Management and Reduction Targets    SH    Against    Refer    Against
8   Review and Assess Membership of Lobbying Organizations    SH    Against    Against    Against

Bristol-Myers Squibb Company

 

Meeting Date:    05/05/2015    Country:    USA    Primary Security ID:    110122108
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    BMY

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Bristol-Myers Squibb Company

 

Shares Voted:   257,845          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1A   Elect Director Lamberto Andreotti    Mgmt    For    For    For
1.1B   Elect Director Giovanni Caforio    Mgmt    For    For    For
1.1C   Elect Director Lewis B. Campbell    Mgmt    For    For    For
1.1D   Elect Director Laurie H. Glimcher    Mgmt    For    For    For
1.1E   Elect Director Michael Grobstein    Mgmt    For    For    For
1.1F   Elect Director Alan J. Lacy    Mgmt    For    For    For
1.1G   Elect Director Thomas J. Lynch, Jr.    Mgmt    For    For    For
1.1H   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1.1I   Elect Director Vicki L. Sato    Mgmt    For    For    For
1.1J   Elect Director Gerald L. Storch    Mgmt    For    For    For
1.1K   Elect Director Togo D. West, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    Against
5   Remove Supermajority Vote Requirement Applicable to Preferred Stock    Mgmt    For    For    For
6   Provide Right to Act by Written Consent    SH    Against    For    For

Philip Morris International Inc.

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    718172109
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   107,157          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director André Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Werner Geissler    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Philip Morris International Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.5   Elect Director Jennifer Li    Mgmt    For    For    For
1.6   Elect Director Jun Makihara    Mgmt    For    For    For
1.7   Elect Director Sergio Marchionne    Mgmt    For    Refer    For
1.8   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.9   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.10   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.11   Elect Director Robert B. Polet    Mgmt    For    For    For
1.12   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Adopt Anti-Forced Labor Policy for Tobacco Supply Chain    SH    Against    Against    Against

Corrections Corporation of America

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    22025Y407
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    CXW

 

Shares Voted:   220,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Donna M. Alvarado    Mgmt    For    For    For
1b   Elect Director John D. Correnti    Mgmt    For    For    For
1c   Elect Director Robert J. Dennis    Mgmt    For    For    For
1d   Elect Director Mark A. Emkes    Mgmt    For    For    For
1e   Elect Director John D. Ferguson    Mgmt    For    For    For
1f   Elect Director Damon T. Hininger    Mgmt    For    For    For
1g   Elect Director C. Michael Jacobi    Mgmt    For    For    For
1h   Elect Director Anne L. Mariucci    Mgmt    For    For    For
1i   Elect Director Thurgood Marshall, Jr.    Mgmt    For    For    For
1j   Elect Director Charles L. Overby    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Corrections Corporation of America

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1k   Elect Director John R. Prann, Jr.    Mgmt    For    For    For
1l   Elect Director Joseph V. Russell    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Ford Motor Company

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    345370860
Record Date:    03/17/2015    Meeting Type:    Annual    Ticker:    F

 

Shares Voted:   339,450          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1   Elect Director Stephen G. Butler    Mgmt    For    For    For
2   Elect Director Kimberly A. Casiano    Mgmt    For    For    For
3   Elect Director Anthony F. Earley, Jr.    Mgmt    For    For    For
4   Elect Director Mark Fields    Mgmt    For    For    For
5   Elect Director Edsel B. Ford II    Mgmt    For    For    For
6   Elect Director William Clay Ford, Jr.    Mgmt    For    For    For
7   Elect Director James P. Hackett    Mgmt    For    For    For
8   Elect Director James H. Hance, Jr.    Mgmt    For    For    For
9   Elect Director William W. Helman Iv    Mgmt    For    For    For
10   Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
11   Elect Director William E. Kennard    Mgmt    For    For    For
12   Elect Director John C. Lechleiter    Mgmt    For    For    For
13   Elect Director Ellen R. Marram    Mgmt    For    For    For
14   Elect Director Gerald L. Shaheen    Mgmt    For    For    For
15   Elect Director John L. Thornton    Mgmt    For    For    For
16   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
17   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Ford Motor Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

18   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
19   Amend Bylaws to Call Special Meetings    SH    Against    For    For

The Dow Chemical Company

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    260543103
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    DOW

 

Shares Voted:   171,950          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Ajay Banga    Mgmt    For    For    For
1b   Elect Director Jacqueline K. Barton    Mgmt    For    For    For
1c   Elect Director James A. Bell    Mgmt    For    For    For
1d   Elect Director Richard K. Davis    Mgmt    For    For    For
1e   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1f   Elect Director Andrew N. Liveris    Mgmt    For    For    For
1g   Elect Director Mark Loughridge    Mgmt    For    For    For
1h   Elect Director Raymond J. Milchovich    Mgmt    For    For    For
1i   Elect Director Robert S. Miller    Mgmt    For    For    For
1j   Elect Director Paul Polman    Mgmt    For    For    For
1k   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1l   Elect Director James M. Ringler    Mgmt    For    For    For
1m   Elect Director Ruth G. Shaw    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against

Union Pacific Corporation

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    907818108
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    UNP

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Union Pacific Corporation

 

Shares Voted:   98,640          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1.2   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1.3   Elect Director David B. Dillon    Mgmt    For    For    For
1.4   Elect Director Lance M. Fritz    Mgmt    For    For    For
1.5   Elect Director Judith Richards Hope    Mgmt    For    For    For
1.6   Elect Director John J. Koraleski    Mgmt    For    For    For
1.7   Elect Director Charles C. Krulak    Mgmt    For    For    For
1.8   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1.9   Elect Director Michael W. McConnell    Mgmt    For    For    For
1.10   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1.11   Elect Director Steven R. Rogel    Mgmt    For    For    For
1.12   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Stock Retention/Holding Period    SH    Against    Against    Against
5   Require Independent Board Chairman    SH    Against    Refer    Against

Omnicom Group Inc.

 

Meeting Date:    05/18/2015    Country:    USA    Primary Security ID:    681919106
Record Date:    03/30/2015    Meeting Type:    Annual    Ticker:    OMC

 

Shares Voted:   114,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director John D. Wren    Mgmt    For    For    For
1.2   Elect Director Bruce Crawford    Mgmt    For    For    For
1.3   Elect Director Alan R. Batkin    Mgmt    For    For    For
1.4   Elect Director Mary C. Choksi    Mgmt    For    For    For
1.5   Elect Director Robert Charles Clark    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Omnicom Group Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.6   Elect Director Leonard S. Coleman, Jr.    Mgmt    For    For    For
1.7   Elect Director Errol M. Cook    Mgmt    For    For    For
1.8   Elect Director Susan S. Denison    Mgmt    For    For    For
1.9   Elect Director Michael A. Henning    Mgmt    For    For    For
1.10   Elect Director John R. Murphy    Mgmt    For    For    For
1.11   Elect Director John R. Purcell    Mgmt    For    For    For
1.12   Elect Director Linda Johnson Rice    Mgmt    For    For    For
1.13   Elect Director Gary L. Roubos    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Prepare Employment Diversity Report    SH    Against    Refer    Against
5   Require Independent Board Chairman    SH    Against    Refer    For

JPMorgan Chase & Co.

 

Meeting Date:    05/19/2015    Country:    USA    Primary Security ID:    46625h100
Record Date:    03/20/2015    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   242,116          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Crandall C. Bowles    Mgmt    For    For    For
1d   Elect Director Stephen B. Burke    Mgmt    For    For    For
1e   Elect Director James S. Crown    Mgmt    For    For    For
1f   Elect Director James Dimon    Mgmt    For    For    For
1g   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1h   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1i   Elect Director Michael A. Neal    Mgmt    For    For    For
1j   Elect Director Lee R. Raymond    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

JPMorgan Chase & Co.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1k   Elect Director William C. Weldon    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Require Independent Board Chairman    SH    Against    Refer    For
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Amend Bylaws — Call Special Meetings    SH    Against    For    For
8   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For
9   Report on Certain Vesting Program    SH    Against    Refer    Against
10   Disclosure of Recoupment Activity from Senior Officers    SH    Against    For    For

PPL Corporation

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    69351T106
Record Date:    02/27/2015    Meeting Type:    Annual    Ticker:    PPL

 

Shares Voted:   238,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Rodney C. Adkins    Mgmt    For    For    For
1.2   Elect Director Frederick M. Bernthal    Mgmt    For    For    For
1.3   Elect Director John W. Conway    Mgmt    For    Refer    Against
1.4   Elect Director Philip G. Cox    Mgmt    For    For    For
1.5   Elect Director Steven G. Elliott    Mgmt    For    For    For
1.6   Elect Director Louise K. Goeser    Mgmt    For    Refer    Against
1.7   Elect Director Stuart E. Graham    Mgmt    For    Refer    Against
1.8   Elect Director Raja Rajamannar    Mgmt    For    For    For
1.9   Elect Director Craig A. Rogerson    Mgmt    For    Refer    Against
1.10   Elect Director William H. Spence    Mgmt    For    For    For
1.11   Elect Director Natica von Althann    Mgmt    For    For    For
1.12   Elect Director Keith H. Williamson    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

PPL Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.13   Elect Director Armando Zagalo de Lima    Mgmt    For    For    For
2   Provide Right to Call Special Meeting    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Report on Political Contributions    SH    Against    Against    Against
6   Proxy Access    SH    Against    Against    Against
7   Require Independent Board Chairman    SH    Against    Refer    For
8   Report on GHG Emission Reduction Scenarios    SH    Against    Refer    Against

ACE Limited

 

Meeting Date:    05/21/2015    Country:    Switzerland    Primary Security ID:    H0023R105
Record Date:    03/27/2015    Meeting Type:    Annual    Ticker:    ACE

 

Shares Voted:   90,450          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2.1   Allocate Disposable Profit    Mgmt    For    For    For
2.2   Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount    Mgmt    For    For    For
3   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
4.1   Ratify PricewaterhouseCoopers AG (Zurich) as Auditors    Mgmt    For    For    For
4.2   Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors    Mgmt    For    For    For
4.3   Ratify BDO AG (Zurich) as Special Auditors    Mgmt    For    For    For
5.1   Elect Director Evan G. Greenberg    Mgmt    For    For    For
5.2   Elect Director Robert M. Hernandez    Mgmt    For    For    For
5.3   Elect Director Michael G. Atieh    Mgmt    For    For    For
5.4   Elect Director Mary A. Cirillo    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

ACE Limited

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

5.5   Elect Director Michael P. Connors    Mgmt    For    For    For
5.6   Elect Director John Edwardson    Mgmt    For    For    For
5.7   Elect Director Peter Menikoff    Mgmt    For    For    For
5.8   Elect Director Leo F. Mullin    Mgmt    For    For    For
5.9   Elect Director Kimberly Ross    Mgmt    For    For    For
5.10   Elect Director Robert Scully    Mgmt    For    For    For
5.11   Elect Director Eugene B. Shanks, Jr.    Mgmt    For    For    For
5.12   Elect Director Theodore E. Shasta    Mgmt    For    For    For
5.13   Elect Director David Sidwell    Mgmt    For    For    For
5.14   Elect Director Olivier Steimer    Mgmt    For    For    For
6   Elect Evan G. Greenberg as Board Chairman    Mgmt    For    Refer    Against
7.1   Appoint Michael P. Connors as Member of the Compensation Committee    Mgmt    For    For    For
7.2   Appoint Mary A. Cirillo as Member of the Compensation Committee    Mgmt    For    For    For
7.3   Appoint John Edwardson as Member of the Compensation Committee    Mgmt    For    For    For
7.4   Appoint Robert M. Hernandez as Member of the Compensation Committee    Mgmt    For    For    For
8   Designate Homburger AG as Independent Proxy    Mgmt    For    For    For
9   Amend Articles Re: Implement New Requirements Regarding Elections, Related Corporate Governance and Certain Other Matters    Mgmt    For    For    For
10   Amend Articles Re: Implement New Requirements Regarding the Compensation of the Board of Directors and Executive Management and Related Matters    Mgmt    For    For    For
11.1   Approve Compensation of the Board of Directors until the Next Annual General Meeting    Mgmt    For    Refer    For
11.2   Approve Compensation of Executive Management for the Next Calendar Year    Mgmt    For    Refer    Against
12   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
13   Transact Other Business (Voting)    Mgmt    For    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Comcast Corporation

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    20030N101
Record Date:    03/12/2015    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   193,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.3   Elect Director Edward D. Breen    Mgmt    For    For    For
1.4   Elect Director Joseph J. Collins    Mgmt    For    For    For
1.5   Elect Director J. Michael Cook    Mgmt    For    For    For
1.6   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.7   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.8   Elect Director Eduardo G. Mestre    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Ralph J. Roberts    Mgmt    For    For    For
1.11   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
1.12   Elect Director Judith Rodin    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Awards    SH    Against    Refer    For
6   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For

L Brands, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    501797104
Record Date:    03/27/2015    Meeting Type:    Annual    Ticker:    LB

 

Shares Voted:   107,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director E. Gordon Gee    Mgmt    For    For    For
1.2   Elect Director Stephen D. Steinour    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

L Brands, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.3   Elect Director Allan R. Tessler    Mgmt    For    For    For
1.4   Elect Director Abigail S. Wexner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Reduce Supermajority Vote Requirement    SH    Against    For    For

McDonald’s Corporation

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    580135101
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    MCD

 

Shares Voted:   18,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Susan E. Arnold    Mgmt    For    For    For
1b   Elect Director Stephen J. Easterbrook    Mgmt    For    For    For
1c   Elect Director Robert A. Eckert    Mgmt    For    For    For
1d   Elect Director Margaret (Margo) H. Georgiadis    Mgmt    For    For    For
1e   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1f   Elect Director Jeanne P. Jackson    Mgmt    For    For    For
1g   Elect Director Richard H. Lenny    Mgmt    For    For    For
1h   Elect Director Walter E. Massey    Mgmt    For    For    For
1i   Elect Director Andrew J. McKenna    Mgmt    For    For    For
1j   Elect Director Sheila A. Penrose    Mgmt    For    For    For
1k   Elect Director John W. Rogers, Jr.    Mgmt    For    For    For
1l   Elect Director Roger W. Stone    Mgmt    For    For    For
1m   Elect Director Miles D. White    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

McDonald’s Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

4   Pro-rata Vesting of Equity Awards    SH    Against    Refer    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Proxy Access    SH    Against    Against    Against
7   Report on Consistency Between Corporate Values and Political Contributions    SH    Against    Against    Against
8   Educate Public About GMO Benefits    SH    Against    Refer    Against
9   Report on Practices to Mitigate Palm Oil Sourcing Impacts    SH    Against    Refer    Against

The Home Depot, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    437076102
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   84,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Ari Bousbib    Mgmt    For    For    For
1b   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1c   Elect Director J. Frank Brown    Mgmt    For    For    For
1d   Elect Director Albert P. Carey    Mgmt    For    For    For
1e   Elect Director Armando Codina    Mgmt    For    For    For
1f   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1g   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1h   Elect Director Karen L. Katen    Mgmt    For    For    For
1i   Elect Director Craig A. Menear    Mgmt    For    For    For
1j   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Merck & Co., Inc.

 

Meeting Date:    05/26/2015    Country:    USA    Primary Security ID:    58933Y105
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    MRK

 

Shares Voted:   145,250          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director Leslie A. Brun    Mgmt    For    For    For
1b   Elect Director Thomas R. Cech    Mgmt    For    For    For
1c   Elect Director Kenneth C. Frazier    Mgmt    For    For    For
1d   Elect Director Thomas H. Glocer    Mgmt    For    For    For
1e   Elect Director William B. Harrison, Jr.    Mgmt    For    For    For
1f   Elect Director C. Robert Kidder    Mgmt    For    For    For
1g   Elect Director Rochelle B. Lazarus    Mgmt    For    For    For
1h   Elect Director Carlos E. Represas    Mgmt    For    For    For
1i   Elect Director Patricia F. Russo    Mgmt    For    For    For
1j   Elect Director Craig B. Thompson    Mgmt    For    For    For
1k   Elect Director Wendell P. Weeks    Mgmt    For    For    For
1l   Elect Director Peter C. Wendell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Provide Right to Act by Written Consent    SH    Against    For    For
7   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against

Crown Castle International Corp.

 

Meeting Date:    05/29/2015    Country:    USA    Primary Security ID:    22822V101
Record Date:    03/30/2015    Meeting Type:    Annual    Ticker:    CCI

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Crown Castle International Corp.

 

Shares Voted:   128,050          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1a   Elect Director P. Robert Bartolo    Mgmt    For    For    For
1b   Elect Director Cindy Christy    Mgmt    For    For    For
1c   Elect Director Ari Q. Fitzgerald    Mgmt    For    For    For
1d   Elect Director Robert E. Garrison, II    Mgmt    For    For    For
1e   Elect Director Dale N. Hatfield    Mgmt    For    For    For
1f   Elect Director Lee W. Hogan    Mgmt    For    For    For
1g   Elect Director John P. Kelly    Mgmt    For    For    For
1h   Elect Director Robert F. McKenzie    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    Three Years    Three Years

MarkWest Energy Partners, L.P.

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    570759100
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    MWE

 

Shares Voted:   154,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director Frank M. Semple    Mgmt    For    For    For
1.2   Elect Director Donald D. Wolf    Mgmt    For    For    For
1.3   Elect Director Michael L. Beatty    Mgmt    For    Refer    For
1.4   Elect Director William A. Bruckmann, III    Mgmt    For    For    For
1.5   Elect Director Donald C. Heppermann    Mgmt    For    For    For
1.6   Elect Director Randall J. Larson    Mgmt    For    For    For
1.7   Elect Director Anne E. Fox Mounsey    Mgmt    For    For    For
1.8   Elect Director William P. Nicoletti    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Garmin Ltd.

 

Meeting Date:    06/05/2015    Country:    Switzerland    Primary Security ID:    H2906T109
Record Date:    04/10/2015    Meeting Type:    Annual    Ticker:    GRMN

 

Shares Voted:   124,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1   Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Dividends    Mgmt    For    For    For
4   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
5.1   Elect Director Donald H. Eller    Mgmt    For    For    For
5.2   Elect Director Joseph J. Hartnett    Mgmt    For    For    For
5.3   Elect Director Min H. Kao    Mgmt    For    For    For
5.4   Elect Director Charles W. Peffer    Mgmt    For    For    For
5.5   Elect Director Clifton A. Pemble    Mgmt    For    For    For
5.6   Elect Director Thomas P. Poberezny    Mgmt    For    For    For
6   Elect Min Kao as Board Chairman    Mgmt    For    For    For
7.1   Appoint Donald H. Eller as Member of the Compensation Committee    Mgmt    For    For    For
7.2   Appoint Joseph J. Hartnett as Member of the Compensation Committee    Mgmt    For    For    For
7.3   Appoint Charles W. Peffer as Member of the Compensation Committee    Mgmt    For    For    For
7.4   Appoint Thomas P. Poberezny as Member of the Compensation Committee    Mgmt    For    For    For
8   Designate Reiss + Preuss LLP as Independent Proxy    Mgmt    For    For    For
9   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
10   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
11   Approve Fiscal Year 2016 Maximum Aggregate Compensation for the Executive Management    Mgmt    For    Refer    For
12   Approve Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2015 AGM and the 2016 AGM    Mgmt    For    Refer    For
13   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Caterpillar Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    149123101
Record Date:    04/13/2015    Meeting Type:    Annual    Ticker:    CAT

 

Shares Voted:   58,696          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1.1   Elect Director David L. Calhoun    Mgmt    For    For    For
1.2   Elect Director Daniel M. Dickinson    Mgmt    For    For    For
1.3   Elect Director Juan Gallardo    Mgmt    For    Refer    For
1.4   Elect Director Jesse J. Greene, Jr.    Mgmt    For    For    For
1.5   Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
1.6   Elect Director Dennis A. Muilenburg    Mgmt    For    For    For
1.7   Elect Director Douglas R. Oberhelman    Mgmt    For    For    For
1.8   Elect Director William A. Osborn    Mgmt    For    For    For
1.9   Elect Director Debra L. Reed    Mgmt    For    For    For
1.10   Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1.11   Elect Director Susan C. Schwab    Mgmt    For    For    For
1.12   Elect Director Miles D. White    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Review and Amend Human Rights Policies    SH    Against    Against    Against
7   Amend Policies to Allow Employees to Participate in Political Process with No Retribution    SH    Against    Refer    Against

Nielsen N.V.

 

Meeting Date:    06/26/2015    Country:    Netherlands    Primary Security ID:    N63218106
Record Date:    05/29/2015    Meeting Type:    Annual    Ticker:    NLSN

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Nielsen N.V.

 

Shares Voted:   180,250          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting
Policy Rec

   

Vote
Instruction

1   Amend Articles of Association in Connection with the Merger and Authorize Any and All Lawyers and (Deputy) Civil Law Notaries Practicing at Clifford Chance, LLP to Execute the Notarial Deed of Amendment of the Articles of Association    Mgmt    For    For    For
2   Approve Corporate Reorganization    Mgmt    For    Refer    For
3   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
4   Approve Discharge of Board of Directors    Mgmt    For    For    For
5a   Elect Director James A. Attwood, Jr.    Mgmt    For    For    For
5b   Elect Director Dwight M. Barns    Mgmt    For    For    For
5c   Elect Director David L. Calhoun    Mgmt    For    For    For
5d   Elect Director Karen M. Hoguet    Mgmt    For    For    For
5e   Elect Director James M. Kilts    Mgmt    For    For    For
5f   Elect Director Harish Manwani    Mgmt    For    For    For
5g   Elect Director Kathryn V. Marinello    Mgmt    For    For    For
5h   Elect Director Alexander Navab    Mgmt    For    For    For
5i   Elect Director Robert C. Pozen    Mgmt    For    For    For
5j   Elect Director Vivek Y. Ranadive    Mgmt    For    For    For
5k   Elect Director Javier G. Teruel    Mgmt    For    For    For
6   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
7   Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts    Mgmt    For    For    For
8   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
9   Advisory Vote to Approve Remuneration of Executives    Mgmt    For    For    For

IVY FUNDS VIP ENERGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

Weatherford International plc

 

Meeting Date:    09/24/2014    Country:    Ireland    Primary Security ID:    G48833100
Record Date:    08/01/2014    Meeting Type:    Annual    Ticker:    WFT

 

Shares Voted:   157,200          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A   Elect Director David J. Butters    Mgmt    For    For    For
1B   Elect Director Bernard J. Duroc-Danner    Mgmt    For    For    For
1C   Elect Director John D. Gass    Mgmt    For    For    For
1D   Elect Director Francis S. Kalman    Mgmt    For    For    For
1E   Elect Director William E. Macaulay    Mgmt    For    For    For
1F   Elect Director Robert K. Moses, Jr.    Mgmt    For    For    For
1G   Elect Director Guillermo Ortiz    Mgmt    For    For    For
1H   Elect Director Emyr Jones Parry    Mgmt    For    For    For
1I   Elect Director Robert A. Rayne    Mgmt    For    For    For
2   Approve Auditors and Authorize Board to Fix Their Remuneration Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4   Authorize Holding of 2015 Annual General Meeting Outside of Ireland    Mgmt    For    Refer    For

Targa Resources Corp.

 

Meeting Date:    02/20/2015    Country:    USA    Primary Security ID:    87612G101
Record Date:    01/22/2015    Meeting Type:    Special    Ticker:    TRGP

 

Shares Voted:   20,250          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Helmerich & Payne, Inc.

 

Meeting Date:    03/04/2015    Country:    USA    Primary Security ID:    423452101
Record Date:    01/09/2015    Meeting Type:    Annual    Ticker:    HP

 

Shares Voted:   20,900          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director William L. Armstrong    Mgmt    For    For    For
1b   Elect Director Randy A. Foutch    Mgmt    For    For    For
1c   Elect Director Hans Helmerich    Mgmt    For    For    For
1d   Elect Director John W. Lindsay    Mgmt    For    For    For
1e   Elect Director Paula Marshall    Mgmt    For    For    For
1f   Elect Director Thomas A. Petrie    Mgmt    For    For    For
1g   Elect Director Donald F. Robillard, Jr.    Mgmt    For    For    For
1h   Elect Director Francis Rooney    Mgmt    For    For    For
1i   Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1j   Elect Director John D. Zeglis    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Baker Hughes Incorporated

 

Meeting Date:    03/27/2015    Country:    USA    Primary Security ID:    057224107
Record Date:    02/17/2015    Meeting Type:    Special    Ticker:    BHI

 

Shares Voted:   69,850          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Halliburton Company

 

Meeting Date:    03/27/2015    Country:    USA    Primary Security ID:    406216101
Record Date:    02/17/2015    Meeting Type:    Special    Ticker:    HAL

 

Shares Voted:   100,500          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Schlumberger Limited

 

Meeting Date:    04/08/2015    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/11/2015    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   57,550          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Peter L.S. Currie as Director    Mgmt    For    For    For
1b   Elect K. Vaman Kamath as Director    Mgmt    For    For    For
1c   Elect V. Maureen Kempston Darkes as Director    Mgmt    For    For    For
1d   Elect Paal Kibsgaard as Director    Mgmt    For    For    For
1e   Elect Nikolay Kudryavtsev as Director    Mgmt    For    For    For
1f   Elect Michael E. Marks as Director    Mgmt    For    For    For
1g   Elect Indra K. Nooyi as Director    Mgmt    For    For    For
1h   Elect Lubna S. Olayan as Director    Mgmt    For    For    For
1i   Elect Leo Rafael Reif as Director    Mgmt    For    For    For
1j   Elect Tore I. Sandvold as Director    Mgmt    For    For    For
1k   Elect Henri Seydoux as Director    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Cabot Oil & Gas Corporation

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    127097103
Record Date:    03/02/2015    Meeting Type:    Annual    Ticker:    COG

 

Shares Voted:   58,500          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Rhys J. Best    Mgmt    For    For    For
1.1b   Elect Director Dan O. Dinges    Mgmt    For    For    For
1.1c   Elect Director James R. Gibbs    Mgmt    For    For    For
1.1d   Elect Director Robert L. Keiser    Mgmt    For    For    For
1.1e   Elect Director Robert Kelley    Mgmt    For    For    For
1.1f   Elect Director W. Matt Ralls    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions Disclosure    SH    Against    Against    Against
5   Proxy Access    SH    Against    Against    Against

NOBLE ENERGY, INC.

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    655044105
Record Date:    03/04/2015    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   49,400          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1.2   Elect Director Michael A. Cawley    Mgmt    For    For    For
1.3   Elect Director Edward F. Cox    Mgmt    For    For    For
1.4   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1.5   Elect Director Eric P. Grubman    Mgmt    For    For    For
1.6   Elect Director Kirby L. Hedrick    Mgmt    For    For    For
1.7   Elect Director David L. Stover    Mgmt    For    For    For
1.8   Elect Director Scott D. Urban    Mgmt    For    For    For
1.9   Elect Director William T. Van Kleef    Mgmt    For    For    For
1.10   Elect Director Molly K. Williamson    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

NOBLE ENERGY, INC.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Approve Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
7   Adopt Proxy Access Right    SH    Against    Against    Against
8   Report on Impacts of and Plans to Align with Global Climate Change Policy    SH    Against    Refer    Against

Marathon Petroleum Corporation

 

Meeting Date:    04/29/2015    Country:    USA    Primary Security ID:    56585A102
Record Date:    03/02/2015    Meeting Type:    Annual    Ticker:    MPC

 

Shares Voted:   32,350          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David A. Daberko    Mgmt    For    For    For
1.2   Elect Director Donna A. James    Mgmt    For    For    For
1.3   Elect Director James E. Rohr    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

EOG Resources, Inc.

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    26875P101
Record Date:    03/02/2015    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   41,800          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1.1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1.1c   Elect Director James C. Day    Mgmt    For    For    For
1.1d   Elect Director H. Leighton Steward    Mgmt    For    For    For
1.1e   Elect Director Donald F. Textor    Mgmt    For    For    For
1.1f   Elect Director William R. Thomas    Mgmt    For    For    For
1.1g   Elect Director Frank G. Wisner    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against
5   Report on Methane Emissions Management and Reduction Targets    SH    Against    Refer    Against

Fluor Corporation

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    343412102
Record Date:    03/05/2015    Meeting Type:    Annual    Ticker:    FLR

 

Shares Voted:   23,050          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A   Elect Director Peter K. Barker    Mgmt    For    For    For
1B   Elect Director Alan M. Bennett    Mgmt    For    For    For
1C   Elect Director Rosemary T. Berkery    Mgmt    For    For    For
1D   Elect Director Peter J. Fluor    Mgmt    For    For    For
1E   Elect Director Deborah D. McWhinney    Mgmt    For    For    For
1F   Elect Director Armando J. Olivera    Mgmt    For    For    For
1G   Elect Director Joseph W. Prueher    Mgmt    For    For    For
1H   Elect Director Matthew K. Rose    Mgmt    For    For    For
1I   Elect Director David T. Seaton    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Fluor Corporation

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1J   Elect Director Nader H. Sultan    Mgmt    For    For    For
1K   Elect Director Lynn C. Swann    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against

Suncor Energy Inc

 

Meeting Date:    04/30/2015    Country:    Canada    Primary Security ID:    867224107
Record Date:    03/04/2015    Meeting Type:    Annual    Ticker:    SU

 

Shares Voted:   44,800          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Mel E. Benson    Mgmt    For    For    For
1.2   Elect Director Jacynthe Cote    Mgmt    For    For    For
1.3   Elect Director Dominic D’Alessandro    Mgmt    For    For    For
1.4   Elect Director W. Douglas Ford    Mgmt    For    For    For
1.5   Elect Director John D. Gass    Mgmt    For    For    For
1.6   Elect Director John R. Huff    Mgmt    For    For    For
1.7   Elect Director Maureen McCaw    Mgmt    For    For    For
1.8   Elect Director Michael W. O’Brien    Mgmt    For    For    For
1.9   Elect Director James W. Simpson    Mgmt    For    For    For
1.10   Elect Director Eira M. Thomas    Mgmt    For    For    For
1.11   Elect Director Steven W. Williams    Mgmt    For    For    For
1.12   Elect Director Michael M. Wilson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Amend By-laws    Mgmt    For    Refer    For
4   Approve Advance Notice Policy    Mgmt    For    Refer    For
5   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Valero Energy Corporation

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    91913Y100
Record Date:    03/03/2015    Meeting Type:    Annual    Ticker:    VLO

 

Shares Voted:   41,150          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Jerry D. Choate    Mgmt    For    For    For
1.1b   Elect Director Joseph W. Gorder    Mgmt    For    For    For
1.1c   Elect Director Deborah P. Majoras    Mgmt    For    For    For
1.1d   Elect Director Donald L. Nickles    Mgmt    For    For    For
1.1e   Elect Director Philip J. Pfeiffer    Mgmt    For    For    For
1.1f   Elect Director Robert A. Profusek    Mgmt    For    For    For
1.1g   Elect Director Susan Kaufman Purcell    Mgmt    For    For    For
1.1h   Elect Director Stephen M. Waters    Mgmt    For    For    For
1.1i   Elect Director Randall J. Weisenburger    Mgmt    For    For    For
1.1j   Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against

Occidental Petroleum Corporation

 

Meeting Date:    05/01/2015    Country:    USA    Primary Security ID:    674599105
Record Date:    03/10/2015    Meeting Type:    Annual    Ticker:    OXY

 

Shares Voted:   7,850          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Spencer Abraham    Mgmt    For    For    For
1.2   Elect Director Howard I. Atkins    Mgmt    For    For    For
1.3   Elect Director Eugene L. Batchelder    Mgmt    For    For    For
1.4   Elect Director Stephen I. Chazen    Mgmt    For    For    For
1.5   Elect Director John E. Feick    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Occidental Petroleum Corporation

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.6   Elect Director Margaret M. Foran    Mgmt    For    For    For
1.7   Elect Director Carlos M. Gutierrez    Mgmt    For    For    For
1.8   Elect Director William R. Klesse    Mgmt    For    For    For
1.9   Elect Director Avedick B. Poladian    Mgmt    For    For    For
1.10   Elect Director Elisse B. Walter    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
5   Claw-back of Payments under Restatements    SH    Against    For    For
6   Adopt Proxy Access Right    SH    Against    Against    Against
7   Report on Methane and Flaring Emissions Management and Reduction Targets    SH    Against    Refer    Against
8   Review and Assess Membership of Lobbying Organizations    SH    Against    Against    Against

Oasis Petroleum Inc.

 

Meeting Date:    05/04/2015    Country:    USA    Primary Security ID:    674215108
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    OAS

 

Shares Voted:   70,500          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director William J. Cassidy    Mgmt    For    For    For
1.2   Elect Director Taylor L. Reid    Mgmt    For    For    For
1.3   Elect Director Bobby S. Shackouls    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Require Independent Board Chairman    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Enbridge Inc.

 

Meeting Date:    05/06/2015    Country:    Canada    Primary Security ID:    29250N105
Record Date:    03/12/2015    Meeting Type:    Annual/Special    Ticker:    ENB

 

Shares Voted:   30,200          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Director David A. Arledge    Mgmt    For    For    For
2   Elect Director James J. Blanchard    Mgmt    For    For    For
3   Elect Director Marcel R. Coutu    Mgmt    For    For    For
4   Elect Director J. Herb England    Mgmt    For    For    For
5   Elect Director Charles W. Fischer    Mgmt    For    For    For
6   Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
7   Elect Director Al Monaco    Mgmt    For    For    For
8   Elect Director George K. Petty    Mgmt    For    For    For
9   Elect Director Rebecca B. Roberts    Mgmt    For    For    For
10   Elect Director Dan C. Tutcher    Mgmt    For    For    For
11   Elect Director Catherine L. Williams    Mgmt    For    For    For
12   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
13   Approve Advance Notice Policy    Mgmt    For    Refer    For
14   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

FMC Technologies, Inc.

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    30249U101
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    FTI

 

Shares Voted:   28,400          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Mike R. Bowlin    Mgmt    For    For    For
1b   Elect Director Clarence P. Cazalot, Jr.    Mgmt    For    For    For
1c   Elect Director Eleazar de Carvalho Filho    Mgmt    For    For    For
1d   Elect Director C. Maury Devine    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

FMC Technologies, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1e   Elect Director Claire S. Farley    Mgmt    For    For    For
1f   Elect Director John T. Gremp    Mgmt    For    For    For
1g   Elect Director Thomas M. Hamilton    Mgmt    For    For    For
1h   Elect Director Peter Mellbye    Mgmt    For    For    For
1i   Elect Director Joseph H. Netherland    Mgmt    For    For    For
1j   Elect Director Peter Oosterveer    Mgmt    For    For    For
1k   Elect Director Richard A. Pattarozzi    Mgmt    For    For    For
1l   Elect Director James M. Ringler    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Phillips 66

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    718546104
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    PSX

 

Shares Voted:   38,700          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director J. Brian Ferguson    Mgmt    For    For    For
1b   Elect Director Harold W. McGraw, III    Mgmt    For    For    For
1c   Elect Director Victoria J. Tschinkel    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For
5   Adopt Quantitative GHG Goals for Operations    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Canadian Natural Resources Limited

 

Meeting Date:    05/07/2015    Country:    Canada    Primary Security ID:    136385101
Record Date:    03/18/2015    Meeting Type:    Annual    Ticker:    CNQ

 

Shares Voted:   60,250          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  You may vote for the nominees for Directors as slate:    Mgmt         
1   Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Frank J. McKenna, David A. Tuer, and Annette M. Verschuren as Directors    Mgmt    For    For    For
  OR you may vote for the nominees for Directors individually:    Mgmt         
1.1   Elect Director Catherine M. Best    Mgmt    For    For    For
1.2   Elect Director N. Murray Edwards    Mgmt    For    For    For
1.3   Elect Director Timothy W. Faithfull    Mgmt    For    For    For
1.4   Elect Director Gary A. Filmon    Mgmt    For    For    For
1.5   Elect Director Christopher L. Fong    Mgmt    For    For    For
1.6   Elect Director Gordon D. Giffin    Mgmt    For    For    For
1.7   Elect Director Wilfred A. Gobert    Mgmt    For    For    For
1.8   Elect Director Steve W. Laut    Mgmt    For    For    For
1.9   Elect Director Frank J. McKenna    Mgmt    For    For    For
1.10   Elect Director David A. Tuer    Mgmt    For    For    For
1.11   Elect Director Annette M. Verschuren    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Kansas City Southern

 

Meeting Date:    05/07/2015    Country:    USA    Primary Security ID:    485170302
Record Date:    03/09/2015    Meeting Type:    Annual    Ticker:    KSU

 

Shares Voted:   9,900          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lu M. Cordova    Mgmt    For    For    For
1.2   Elect Director Thomas A. McDonnell    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Tesoro Corporation

 

Meeting Date:    05/07/2015    Country:    USA    Primary Security ID:    881609101
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    TSO

 

Shares Voted:   34,300          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Rodney F. Chase    Mgmt    For    For    For
1.2   Elect Director Gregory J. Goff    Mgmt    For    For    For
1.3   Elect Director Robert W. Goldman    Mgmt    For    For    For
1.4   Elect Director David Lilley    Mgmt    For    For    For
1.5   Elect Director Mary Pat McCarthy    Mgmt    For    For    For
1.6   Elect Director J.W. Nokes    Mgmt    For    For    For
1.7   Elect Director Susan Tomasky    Mgmt    For    For    For
1.8   Elect Director Michael E. Wiley    Mgmt    For    For    For
1.9   Elect Director Patrick Y. Yang    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Cameron International Corporation

 

Meeting Date:    05/08/2015    Country:    USA    Primary Security ID:    13342B105
Record Date:    03/11/2015    Meeting Type:    Annual    Ticker:    CAM

 

Shares Voted:   28,500          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1.2   Elect Director Peter J. Fluor    Mgmt    For    For    For
1.3   Elect Director Douglas L. Foshee    Mgmt    For    For    For
1.4   Elect Director Rodolfo Landim    Mgmt    For    For    For
1.5   Elect Director Jack B. Moore    Mgmt    For    For    For
1.6   Elect Director Michael E. Patrick    Mgmt    For    For    For
1.7   Elect Director Timothy J. Probert    Mgmt    For    For    For
1.8   Elect Director Jon Erik Reinhardsen    Mgmt    For    For    For
1.9   Elect Director R. Scott Rowe    Mgmt    For    For    For
1.10   Elect Director Brent J. Smolik    Mgmt    For    For    For
1.11   Elect Director Bruce W. Wilkinson    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Anadarko Petroleum Corporation

 

Meeting Date:    05/12/2015    Country:    USA    Primary Security ID:    032511107
Record Date:    03/17/2015    Meeting Type:    Annual    Ticker:    APC

 

Shares Voted:   33,100          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Anthony R. Chase    Mgmt    For    For    For
1.1b   Elect Director Kevin P. Chilton    Mgmt    For    For    For
1.1c   Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1.1d   Elect Director Peter J. Fluor    Mgmt    For    For    For
1.1e   Elect Director Richard L. George    Mgmt    For    For    For
1.1f   Elect Director Joseph W. Gorder    Mgmt    For    For    For
1.1g   Elect Director John R. Gordon    Mgmt    For    For    For
1.1h   Elect Director Mark C. McKinley    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Anadarko Petroleum Corporation

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1i   Elect Director Eric D. Mullins    Mgmt    For    For    For
1.1j   Elect Director R. A. Walker    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Proxy Access Right    SH    Against    Against    Against
5   Report on Plans to Address Stranded Carbon Asset Risks    SH    Against    Refer    Against

ConocoPhillips

 

Meeting Date:    05/12/2015    Country:    USA    Primary Security ID:    20825C104
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    COP

 

Shares Voted:   27,250          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Richard L. Armitage    Mgmt    For    For    For
1b   Elect Director Richard H. Auchinleck    Mgmt    For    For    For
1c   Elect Director Charles E. Bunch    Mgmt    For    For    For
1d   Elect Director James E. Copeland, Jr.    Mgmt    For    For    For
1e   Elect Director John V. Faraci    Mgmt    For    For    For
1f   Elect Director Jody L. Freeman    Mgmt    For    For    For
1g   Elect Director Gay Huey Evans    Mgmt    For    For    For
1h   Elect Director Ryan M. Lance    Mgmt    For    For    For
1i   Elect Director Arjun N. Murti    Mgmt    For    For    For
1j   Elect Director Robert A. Niblock    Mgmt    For    For    For
1k   Elect Director Harald J. Norvik    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Plan    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

ConocoPhillips

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6   Remove or Adjust Reserve Metrics used for Executive Compensation    SH    Against    Refer    Against
7   Adopt Proxy Access Right    SH    Against    Against    Against

HollyFrontier Corporation

 

Meeting Date:    05/13/2015    Country:    USA    Primary Security ID:    436106108
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    HFC

 

Shares Voted:   46,050          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Douglas Y. Bech    Mgmt    For    For    For
1b   Elect Director Leldon E. Echols    Mgmt    For    For    For
1c   Elect Director R. Kevin Hardage    Mgmt    For    For    For
1d   Elect Director Michael C. Jennings    Mgmt    For    For    For
1e   Elect Director Robert J. Kostelnik    Mgmt    For    For    For
1f   Elect Director James H. Lee    Mgmt    For    For    For
1g   Elect Director Franklin Myers    Mgmt    For    For    For
1h   Elect Director Michael E. Rose    Mgmt    For    For    For
1i   Elect Director Tommy A. Valenta    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Report on Sustainability, Including GHG Goals    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Baker Hughes Incorporated

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    057224107
Record Date:    03/18/2015    Meeting Type:    Annual    Ticker:    BHI

 

Shares Voted:   69,850          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Larry D. Brady    Mgmt    For    For    For
1b   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1c   Elect Director Clarence P. Cazalot, Jr.    Mgmt    For    For    For
1d   Elect Director Martin S. Craighead    Mgmt    For    For    For
1e   Elect Director William H. Easter, III    Mgmt    For    For    For
1f   Elect Director Lynn L. Elsenhans    Mgmt    For    For    For
1g   Elect Director Anthony G. Fernandes    Mgmt    For    For    For
1h   Elect Director Claire W. Gargalli    Mgmt    For    For    For
1i   Elect Director Pierre H. Jungels    Mgmt    For    For    For
1j   Elect Director James A. Lash    Mgmt    For    For    For
1k   Elect Director J. Larry Nichols    Mgmt    For    For    For
1l   Elect Director James W. Stewart    Mgmt    For    For    For
1m   Elect Director Charles L. Watson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Canadian Pacific Railway Limited

 

Meeting Date:    05/14/2015    Country:    Canada    Primary Security ID:    13645T100
Record Date:    03/17/2015    Meeting Type:    Annual/Special    Ticker:    CP

 

Shares Voted:   9,400          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
3.1   Elect Director William A. Ackman    Mgmt    For    For    For
3.2   Elect Director John Baird    Mgmt    For    For    For
3.3   Elect Director Gary F. Colter    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Canadian Pacific Railway Limited

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3.4   Elect Director Isabelle Courville    Mgmt    For    For    For
3.5   Elect Director Keith E. Creel    Mgmt    For    For    For
3.6   Elect Director E. Hunter Harrison    Mgmt    For    For    For
3.7   Elect Director Paul C. Hilal    Mgmt    For    For    For
3.8   Elect Director Krystyna T. Hoeg    Mgmt    For    For    For
3.9   Elect Director Rebecca MacDonald    Mgmt    For    For    For
3.10   Elect Director Anthony R. Melman    Mgmt    For    For    For
3.11   Elect Director Linda J. Morgan    Mgmt    For    For    For
3.12   Elect Director Andrew F. Reardon    Mgmt    For    For    For
3.13   Elect Director Stephen C. Tobias    Mgmt    For    For    For
4   Approve Advance Notice Policy    Mgmt    For    Refer    For
5   Allow Meetings to be held at Such Place Within Canada or the United States of America    Mgmt    For    Refer    For

Cimarex Energy Co.

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    171798101
Record Date:    03/18/2015    Meeting Type:    Annual    Ticker:    XEC

 

Shares Voted:   34,300          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Joseph R. Albi    Mgmt    For    For    For
1.2   Elect Director Michael J. Sullivan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Dril-Quip, Inc.

 

Meeting Date:    05/15/2015    Country:    USA    Primary Security ID:    262037104
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    DRQ

 

Shares Voted:   15,500          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Director L. H. Dick Robertson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Forum Energy Technologies, Inc.

 

Meeting Date:    05/15/2015    Country:    USA    Primary Security ID:    34984V100
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    FET

 

Shares Voted:   95,000          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michael McShane    Mgmt    For    For    For
1.2   Elect Director Terence M. O ’ Toole    Mgmt    For    For    For
1.3   Elect Director Louis A. Raspino    Mgmt    For    For    For
1.4   Elect Director John Schmitz    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Memorial Resource Development Corp.

 

Meeting Date:    05/15/2015    Country:    USA    Primary Security ID:    58605Q109
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    MRD

 

Shares Voted:   77,237          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Tony R. Weber    Mgmt    For    Refer    For
1b   Elect Director John A. Weinzierl    Mgmt    For    Refer    For
1c   Elect Director Scott A. Gieselman    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Memorial Resource Development Corp.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1d   Elect Director Kenneth A. Hersh    Mgmt    For    Refer    For
1e   Elect Director Robert A. Innamorati    Mgmt    For    For    For
1f   Elect Director Carol Lee O’Neill    Mgmt    For    For    For
1g   Elect Director Pat Wood, III    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    One Year    One Year

Newfield Exploration Company

 

Meeting Date:    05/15/2015    Country:    USA    Primary Security ID:    651290108
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    NFX

 

Shares Voted:   61,400          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Lee K. Boothby    Mgmt    For    For    For
1b   Elect Director Pamela J. Gardner    Mgmt    For    For    For
1c   Elect Director John Randolph Kemp, III    Mgmt    For    For    For
1d   Elect Director Steven W. Nance    Mgmt    For    For    For
1e   Elect Director Thomas G. Ricks    Mgmt    For    For    For
1f   Elect Director Juanita M. Romans    Mgmt    For    For    For
1g   Elect Director John W. Schanck    Mgmt    For    For    For
1h   Elect Director J. Terry Strange    Mgmt    For    For    For
2   Ratify PricewaterhousCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5A   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5B   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6A   Increase Authorized Common Stock    Mgmt    For    For    For
6B   Increase Authorized Preferred Stock    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Targa Resources Corp.

 

Meeting Date:    05/18/2015    Country:    USA    Primary Security ID:    87612G101
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    TRGP

 

Shares Voted:   20,250          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Joe Bob Perkins    Mgmt    For    For    For
1.2   Elect Director Ershel C. Redd, Jr.    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Report on Methane Emissions Management and Reduction Targets    SH    Against    Refer    Against

Continental Resources, Inc.

 

Meeting Date:    05/19/2015    Country:    USA    Primary Security ID:    212015101
Record Date:    03/24/2015    Meeting Type:    Annual    Ticker:    CLR

 

Shares Voted:   55,800          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lon McCain    Mgmt    For    For    For
1.2   Elect Director Mark E. Monroe    Mgmt    For    For    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For

Laredo Petroleum, Inc.

 

Meeting Date:    05/19/2015    Country:    USA    Primary Security ID:    516806106
Record Date:    03/24/2015    Meeting Type:    Annual    Ticker:    LPI

 

Shares Voted:   51,350          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director James R. Levy    Mgmt    For    For    For
1.2   Elect Director Jay P. Still    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Laredo Petroleum, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director Donald D. Wolf    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Royal Dutch Shell plc

 

Meeting Date:    05/19/2015    Country:    United Kingdom    Primary Security ID:    G7690A100
Record Date:    05/15/2015    Meeting Type:    Annual    Ticker:    RDSA

 

Shares Voted:   38,752          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Re-elect Ben van Beurden as Director    Mgmt    For    For    For
4   Re-elect Guy Elliott as Director    Mgmt    For    For    For
5   Re-elect Euleen Goh as Director    Mgmt    For    For    For
6   Re-elect Simon Henry as Director    Mgmt    For    For    For
7   Re-elect Charles Holliday as Director    Mgmt    For    For    For
8   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
9   Re-elect Sir Nigel Sheinwald as Director    Mgmt    For    For    For
10   Re-elect Linda Stuntz as Director    Mgmt    For    For    For
11   Re-elect Hans Wijers as Director    Mgmt    For    For    For
12   Re-elect Patricia Woertz as Director    Mgmt    For    For    For
13   Re-elect Gerrit Zalm as Director    Mgmt    For    For    For
14   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
15   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Royal Dutch Shell plc

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Approve Scrip Dividend Scheme    Mgmt    For    For    For
20   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
21   Approve Strategic Resilience for 2035 and Beyond    SH    For    Refer    For

Southwestern Energy Company

 

Meeting Date:    05/19/2015    Country:    USA    Primary Security ID:    845467109
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    SWN

 

Shares Voted:   45,500          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John D. Gass    Mgmt    For    For    For
1.2   Elect Director Catherine A. Kehr    Mgmt    For    For    For
1.3   Elect Director Greg D. Kerley    Mgmt    For    For    For
1.4   Elect Director Vello A. Kuuskraa    Mgmt    For    For    For
1.5   Elect Director Kenneth R. Mourton    Mgmt    For    For    For
1.6   Elect Director Steven L. Mueller    Mgmt    For    For    For
1.7   Elect Director Elliott Pew    Mgmt    For    For    For
1.8   Elect Director Terry W. Rathert    Mgmt    For    For    For
1.9   Elect Director Alan H. Stevens    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4   Amend Bylaws — Call Special Meetings    SH    Against    For    For
5   Proxy Access    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

CME Group Inc.

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    12572Q105
Record Date:    03/24/2015    Meeting Type:    Annual    Ticker:    CME

 

Shares Voted:   27,400          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b   Elect Director Phupinder S. Gill    Mgmt    For    For    For
1c   Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1d   Elect Director Charles P. Carey    Mgmt    For    For    For
1e   Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1f   Elect Director Ana Dutra    Mgmt    For    For    For
1g   Elect Director Martin J. Gepsman    Mgmt    For    For    For
1h   Elect Director Larry G. Gerdes    Mgmt    For    For    For
1i   Elect Director Daniel R. Glickman    Mgmt    For    For    For
1j   Elect Director J. Dennis Hastert    Mgmt    For    For    For
1k   Elect Director Leo Melamed    Mgmt    For    For    For
1l   Elect Director William P. Miller, II    Mgmt    For    For    For
1m   Elect Director James E. Oliff    Mgmt    For    For    For
1n   Elect Director Edemir Pinto    Mgmt    For    For    For
1o   Elect Director Alex J. Pollock    Mgmt    For    For    For
1p   Elect Director John F. Sandner    Mgmt    For    For    For
1q   Elect Director Terry L. Savage    Mgmt    For    For    For
1r   Elect Director William R. Shepard    Mgmt    For    For    For
1s   Elect Director Dennis A. Suskind    Mgmt    For    For    For
2   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Halliburton Company

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    406216101
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   100,500          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1.2   Elect Director Alan M. Bennett    Mgmt    For    For    For
1.3   Elect Director James R. Boyd    Mgmt    For    For    For
1.4   Elect Director Milton Carroll    Mgmt    For    For    For
1.5   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1.6   Elect Director Murry S. Gerber    Mgmt    For    For    For
1.7   Elect Director Jose C. Grubisich    Mgmt    For    For    For
1.8   Elect Director David J. Lesar    Mgmt    For    For    For
1.9   Elect Director Robert A. Malone    Mgmt    For    For    For
1.10   Elect Director J. Landis Martin    Mgmt    For    For    For
1.11   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
1.12   Elect Director Debra L. Reed    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Pioneer Natural Resources Company

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    723787107
Record Date:    03/26/2015    Meeting Type:    Annual    Ticker:    PXD

 

Shares Voted:   19,600          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Edison C. Buchanan    Mgmt    For    For    For
1.2   Elect Director Andrew F. Cates    Mgmt    For    For    For
1.3   Elect Director Timothy L. Dove    Mgmt    For    For    For
1.4   Elect Director Phillip A. Gobe    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Pioneer Natural Resources Company

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.5   Elect Director Larry R. Grillot    Mgmt    For    For    For
1.6   Elect Director Stacy P. Methvin    Mgmt    For    For    For
1.7   Elect Director Royce W. Mitchell    Mgmt    For    For    For
1.8   Elect Director Frank A. Risch    Mgmt    For    For    For
1.9   Elect Director Scott D. Sheffield    Mgmt    For    For    For
1.10   Elect Director J. Kenneth Thompson    Mgmt    For    For    For
1.11   Elect Director Phoebe A. Wood    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Proxy Access Right    SH    Against    Against    Against

RSP Permian, Inc.

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    74978Q105
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    RSPP

 

Shares Voted:   73,550          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Ted Collins, Jr.    Mgmt    For    For    For
1.2   Elect Director Kenneth V. Huseman    Mgmt    For    For    For
1.3   Elect Director Michael W. Wallace    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Core Laboratories N.V.

 

Meeting Date:    05/21/2015    Country:    Netherlands    Primary Security ID:    N22717107
Record Date:    04/23/2015    Meeting Type:    Annual    Ticker:    CLB

 

Shares Voted:   13,200          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Richard L. Bergmark as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Core Laboratories N.V.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1b   Elect Margaret Ann van Kempen as Director    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
5   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
6   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7   Grant Board Authority to Issue Ordinary and Preference Shares Up To 10 Percent of Issued Capital    Mgmt    For    For    For
8   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
9   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

The Williams Companies, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    969457100
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    WMB

 

Shares Voted:   45,350          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Alan S. Armstrong    Mgmt    For    For    For
1.2   Elect Director Joseph R. Cleveland    Mgmt    For    For    For
1.3   Elect Director Kathleen B. Cooper    Mgmt    For    For    For
1.4   Elect Director John A. Hagg    Mgmt    For    For    For
1.5   Elect Director Juanita H. Hinshaw    Mgmt    For    For    For
1.6   Elect Director Ralph Izzo    Mgmt    For    For    For
1.7   Elect Director Frank T. MacInnis    Mgmt    For    For    For
1.8   Elect Director Eric W. Mandelblatt    Mgmt    For    For    For
1.9   Elect Director Keith A. Meister    Mgmt    For    For    For
1.10   Elect Director Steven W. Nance    Mgmt    For    For    For
1.11   Elect Director Murray D. Smith    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

The Williams Companies, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.12   Elect Director Janice D. Stoney    Mgmt    For    For    For
1.13   Elect Director Laura A. Sugg    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Superior Energy Services, Inc.

 

Meeting Date:    05/22/2015    Country:    USA    Primary Security ID:    868157108
Record Date:    04/08/2015    Meeting Type:    Annual    Ticker:    SPN

 

Shares Voted:   89,350          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Harold J. Bouillion    Mgmt    For    For    For
1.2   Elect Director David D. Dunlap    Mgmt    For    For    For
1.3   Elect Director James M. Funk    Mgmt    For    For    For
1.4   Elect Director Terence E. Hall    Mgmt    For    For    For
1.5   Elect Director Peter D. Kinnear    Mgmt    For    For    For
1.6   Elect Director Michael M. McShane    Mgmt    For    For    For
1.7   Elect Director W. Matt Ralls    Mgmt    For    For    For
1.8   Elect Director Justin L. Sullivan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Chevron Corporation

 

Meeting Date:    05/27/2015    Country:    USA    Primary Security ID:    166764100
Record Date:    04/01/2015    Meeting Type:    Annual    Ticker:    CVX

 

Shares Voted:   11,550          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Alexander B. Cummings, Jr.    Mgmt    For    For    For
1b   Elect Director Linnet F. Deily    Mgmt    For    For    For
1c   Elect Director Robert E. Denham    Mgmt    For    For    For
1d   Elect Director Alice P. Gast    Mgmt    For    For    For
1e   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1f   Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
1g   Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1h   Elect Director John G. Stumpf    Mgmt    For    For    For
1i   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1j   Elect Director Inge G. Thulin    Mgmt    For    For    For
1k   Elect Director Carl Ware    Mgmt    For    For    For
1l   Elect Director John S. Watson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Charitable Contributions    SH    Against    Against    Against
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Prohibit Political Spending    SH    Against    Refer    Against
7   Increase Return of Capital to Shareholders in Light of Climate Change Risks    SH    Against    Refer    Against
8   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against
9   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts    SH    Against    Refer    Against
10   Proxy Access    SH    Against    Against    Against
11   Require Independent Board Chairman    SH    Against    Refer    For
12   Require Director Nominee with Environmental Experience    SH    Against    Refer    Against
13   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Exxon Mobil Corporation

 

Meeting Date:    05/27/2015    Country:    USA    Primary Security ID:    30231G102
Record Date:    04/07/2015    Meeting Type:    Annual    Ticker:    XOM

 

Shares Voted:   19,500          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michael J. Boskin    Mgmt    For    For    For
1.2   Elect Director Peter Brabeck-Letmathe    Mgmt    For    For    For
1.3   Elect Director Ursula M. Burns    Mgmt    For    For    For
1.4   Elect Director Larry R. Faulkner    Mgmt    For    For    For
1.5   Elect Director Jay S. Fishman    Mgmt    For    For    For
1.6   Elect Director Henrietta H. Fore    Mgmt    For    For    For
1.7   Elect Director Kenneth C. Frazier    Mgmt    For    For    For
1.8   Elect Director Douglas R. Oberhelman    Mgmt    For    For    For
1.9   Elect Director Samuel J. Palmisano    Mgmt    For    For    For
1.10   Elect Director Steven S. Reinemund    Mgmt    For    For    For
1.11   Elect Director Rex W. Tillerson    Mgmt    For    For    For
1.12   Elect Director William C. Weldon    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Adopt Proxy Access Right    SH    Against    Against    Against
6   Require Director Nominee with Environmental Experience    SH    Against    Refer    Against
7   Increase the Number of Females on the Board    SH    Against    Refer    Against
8   Disclose Percentage of Females at Each Percentile of Compensation    SH    Against    Against    Against
9   Report on Lobbying Payments and Policy    SH    Against    Against    Against
10   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against
11   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

SolarCity Corporation

 

Meeting Date:    06/02/2015    Country:    USA    Primary Security ID:    83416T100
Record Date:    04/10/2015    Meeting Type:    Annual    Ticker:    SCTY

 

Shares Voted:   26,950          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Elon Musk    Mgmt    For    For    For
1b   Elect Director Donald R. Kendall, Jr.    Mgmt    For    For    For
1c   Elect Director Jeffrey B. Straubel    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    One Year    One Year

Whiting Petroleum Corporation

 

Meeting Date:    06/02/2015    Country:    USA    Primary Security ID:    966387102
Record Date:    04/08/2015    Meeting Type:    Annual    Ticker:    WLL

 

Shares Voted:   40,550          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director James J. Volker    Mgmt    For    For    For
1.2   Elect Director William N. Hahne    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Antero Resources Corporation

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    03674X106
Record Date:    04/09/2015    Meeting Type:    Annual    Ticker:    AR

 

Shares Voted:   34,750          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Peter R. Kagan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Antero Resources Corporation

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.2   Elect Director W. Howard Keenan, Jr.    Mgmt    For    Refer    For
1.3   Elect Director Christopher R. Manning    Mgmt    For    Refer    Withhold
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

MarkWest Energy Partners, L.P.

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    570759100
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    MWE

 

Shares Voted:   30,650          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Frank M. Semple    Mgmt    For    For    For
1.2   Elect Director Donald D. Wolf    Mgmt    For    For    For
1.3   Elect Director Michael L. Beatty    Mgmt    For    Refer    For
1.4   Elect Director William A. Bruckmann, III    Mgmt    For    For    For
1.5   Elect Director Donald C. Heppermann    Mgmt    For    For    For
1.6   Elect Director Randall J. Larson    Mgmt    For    For    For
1.7   Elect Director Anne E. Fox Mounsey    Mgmt    For    For    For
1.8   Elect Director William P. Nicoletti    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Rice Energy Inc.

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    762760106
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    RICE

 

Shares Voted:   101,400          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Daniel J. Rice, IV    Mgmt    For    For    For
1.2   Elect Director James W. Christmas    Mgmt    For    Refer    Withhold
2   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Rice Energy Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Concho Resources Inc.

 

Meeting Date:    06/04/2015    Country:    USA    Primary Security ID:    20605P101
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    CXO

 

Shares Voted:   25,300          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Steven L. Beal    Mgmt    For    For    For
1.2   Elect Director Tucker S. Bridwell    Mgmt    For    For    For
1.3   Elect Director Mark B. Puckett    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Patterson-UTI Energy, Inc.

 

Meeting Date:    06/04/2015    Country:    USA    Primary Security ID:    703481101
Record Date:    04/07/2015    Meeting Type:    Annual    Ticker:    PTEN

 

Shares Voted:   84,500          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Mark S. Siegel    Mgmt    For    For    For
1.2   Elect Director Kenneth N. Berns    Mgmt    For    For    For
1.3   Elect Director Charles O. Buckner    Mgmt    For    For    For
1.4   Elect Director Michael W. Conlon    Mgmt    For    For    For
1.5   Elect Director Curtis W. Huff    Mgmt    For    For    For
1.6   Elect Director Terry H. Hunt    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Patterson-UTI Energy, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.7   Elect Director Tiffany J. Thom    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Weatherford International plc

 

Meeting Date:    06/16/2015    Country:    Ireland    Primary Security ID:    G48833100
Record Date:    04/23/2015    Meeting Type:    Annual    Ticker:    WFT

 

Shares Voted:   254,000          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Mohamed A. Awad    Mgmt    For    For    For
1b   Elect Director David J. Butters    Mgmt    For    For    For
1c   Elect Director Bernard J. Duroc-Danner    Mgmt    For    For    For
1d   Elect Director John D. Gass    Mgmt    For    For    For
1e   Elect Director Emyr Jones Parry    Mgmt    For    For    For
1f   Elect Director Francis S. Kalman    Mgmt    For    For    For
1g   Elect Director William E. Macaulay    Mgmt    For    For    For
1h   Elect Director Robert K. Moses, Jr.    Mgmt    For    For    For
1i   Elect Director Guillermo Ortiz    Mgmt    For    For    For
1j   Elect Director Robert A. Rayne    Mgmt    For    For    For
2   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Authorize Holding of 2016 Annual General Meeting Outside of Ireland    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Gulfport Energy Corporation

 

Meeting Date:    06/18/2015    Country:    USA    Primary Security ID:    402635304
Record Date:    04/22/2015    Meeting Type:    Annual    Ticker:    GPOR

 

Shares Voted:   48,150          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michael G. Moore    Mgmt    For    For    For
1.2   Elect Director Donald L. Dillingham    Mgmt    For    For    For
1.3   Elect Director Craig Groeschel    Mgmt    For    For    For
1.4   Elect Director David L. Houston    Mgmt    For    For    For
1.5   Elect Director Ben T. Morris    Mgmt    For    For    For
1.6   Elect Director Scott E. Streller    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Parsley Energy, Inc.

 

Meeting Date:    06/19/2015    Country:    USA    Primary Security ID:    701877102
Record Date:    04/20/2015    Meeting Type:    Annual    Ticker:    PE

 

Shares Voted:   155,418          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A   Elect Director Chris Carter    Mgmt    For    For    For
1B   Elect Director Hemang Desai    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Other Business    Mgmt    For    Against    Against

IVY FUNDS VIP GLOBAL BOND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 81 Ivy Funds VIP Global Bond

Seadrill Partners LLC

 

Meeting Date:    09/26/2014    Country:    Marshall Isl    Primary Security ID:    Y7545W109
Record Date:    08/04/2014    Meeting Type:    Annual    Ticker:    SDLP

 

Shares Voted:   3,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Harald Thorstein as Director    Mgmt    For    For    For

Alupar Investimento SA

 

Meeting Date:    10/02/2014    Country:    Brazil    Primary Security ID:    P0R676126
Record Date:       Meeting Type:    Special    Ticker:    ALUP11

 

Shares Voted:   11,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Resignation and Elect Independent Director    Mgmt    For    For    For
2   Approve Interim Dividends    Mgmt    For    For    For

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    11/12/2014    Country:    Brazil    Primary Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

Shares Voted:   10,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Company’s Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction    Mgmt    For    Refer    For

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    11/21/2014    Country:    Brazil    Primary Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 81 Ivy Funds VIP Global Bond

 

Transmissora Alianca De Energia Eletrica SA

 

Shares Voted:   10,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Directors    Mgmt    For    For    For

GlaxoSmithKline plc

 

Meeting Date:    12/18/2014    Country:    United Kingdom    Primary Security ID:    G3910J112
Record Date:    12/16/2014    Meeting Type:    Special    Ticker:    GSK

 

Shares Voted:   11,784          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Transaction by the Company with Novartis AG    Mgmt    For    Refer    For

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    12/18/2014    Country:    Brazil    Primary Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

Shares Voted:   10,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Company’s Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction    Mgmt    For    Refer    For

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    02/12/2015    Country:    Brazil    Primary Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

Shares Voted:   10,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Directors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 81 Ivy Funds VIP Global Bond

 

Alupar Investimento SA

 

Meeting Date:    04/15/2015    Country:    Brazil    Primary Security ID:    P0R676126
Record Date:       Meeting Type:    Annual    Ticker:    ALUP11

 

Shares Voted:   11,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2014    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
3   Fix Number of Directors    Mgmt    For    Refer    For
4   Elect Directors    Mgmt    For    For    For

Alupar Investimento SA

 

Meeting Date:    04/15/2015    Country:    Brazil    Primary Security ID:    P0R676126
Record Date:       Meeting Type:    Special    Ticker:    ALUP11

 

Shares Voted:   11,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Remuneration of Company’s Management    Mgmt    For    Refer    Against

Banco Latinoamericano de Comercio Exterior, S.A.

 

Meeting Date:    04/16/2015    Country:    Panama    Primary Security ID:    P16994132
Record Date:    03/09/2015    Meeting Type:    Annual    Ticker:    BLX

 

Shares Voted:   8,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Ratify Deloitte as Auditor    Mgmt    For    For    For
  Election of One Class E Shares Director    Mgmt         
3.a   Elect Miguel Heras as Director to Represent Holders of Class E Shares    Mgmt    For    For    For
  Reelection of Two Directors to Represent Holders of All Classes    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 81 Ivy Funds VIP Global Bond

 

Banco Latinoamericano de Comercio Exterior, S.A.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3.b   Reelect Gonzalo Menéndez Duque as Director to Represent Holders of All Classes    Mgmt    For    For    For
3.c   Reelect Rubens V. Amaral Jr. as Director to Represent Holders of All Classes    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Transact Other Business (Non-Voting)    Mgmt         

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    04/22/2015    Country:    Brazil    Primary Security ID:    P9T5CD126
Record Date:       Meeting Type:    Annual    Ticker:    TAEE11

 

Shares Voted:   10,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2014    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
3   Elect Directors    Mgmt    For    Refer    For
4   Elect Fiscal Council Members    Mgmt    For    For    For
5   Approve Remuneration of Company’s Management and Fiscal Council Members    Mgmt    For    Refer    Against

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    04/22/2015    Country:    Brazil    Primary Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

Shares Voted:   10,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Amend Article 4 to Reflect Changes in Capital    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 81 Ivy Funds VIP Global Bond

 

Aguas Andinas S.A.

 

Meeting Date:    04/28/2015    Country:    Chile    Primary Security ID:    P4171M125
Record Date:    04/22/2015    Meeting Type:    Annual    Ticker:    AGUAS-A

 

Shares Voted:   34,421          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
3   Present Dividend Policy    Mgmt         
4   Receive Report Regarding Related-Party Transactions    Mgmt         
5   Appoint Auditors    Mgmt    For    For    For
6   Designate Risk Assessment Companies    Mgmt    For    Refer    For
7   Approve Remuneration of Directors    Mgmt    For    Refer    For
8   Present Board’s Report on Expenses    Mgmt         
9   Approve Remuneration and Budget of Directors’ Committee    Mgmt    For    Refer    For
10   Present Directors’ Committee Report on Activities and Expenses    Mgmt         
11   Designate Newspaper to Publish Meeting Announcements    Mgmt    For    Refer    For
12   Transact Other Business    Mgmt         

Bristol-Myers Squibb Company

 

Meeting Date:    05/05/2015    Country:    USA    Primary Security ID:    110122108
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    BMY

 

Shares Voted:   2,511          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1A   Elect Director Lamberto Andreotti    Mgmt    For    For    For
1.1B   Elect Director Giovanni Caforio    Mgmt    For    For    For
1.1C   Elect Director Lewis B. Campbell    Mgmt    For    For    For
1.1D   Elect Director Laurie H. Glimcher    Mgmt    For    For    For
1.1E   Elect Director Michael Grobstein    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 81 Ivy Funds VIP Global Bond

 

Bristol-Myers Squibb Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1F   Elect Director Alan J. Lacy    Mgmt    For    For    For
1.1G   Elect Director Thomas J. Lynch, Jr.    Mgmt    For    For    For
1.1H   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1.1I   Elect Director Vicki L. Sato    Mgmt    For    For    For
1.1J   Elect Director Gerald L. Storch    Mgmt    For    For    For
1.1K   Elect Director Togo D. West, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    Against
5   Remove Supermajority Vote Requirement Applicable to Preferred Stock    Mgmt    For    For    For
6   Provide Right to Act by Written Consent    SH    Against    For    For

GlaxoSmithKline plc

 

Meeting Date:    05/07/2015    Country:    United Kingdom    Primary Security ID:    G3910J112
Record Date:    05/05/2015    Meeting Type:    Annual    Ticker:    GSK

 

Shares Voted:   4,024          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Elect Sir Philip Hampton as Director    Mgmt    For    For    For
4   Elect Urs Rohner as Director    Mgmt    For    For    For
5   Re-elect Sir Andrew Witty as Director    Mgmt    For    For    For
6   Re-elect Sir Roy Anderson as Director    Mgmt    For    For    For
7   Re-elect Dr Stephanie Burns as Director    Mgmt    For    For    For
8   Re-elect Stacey Cartwright as Director    Mgmt    For    For    For
9   Re-elect Simon Dingemans as Director    Mgmt    For    For    For
10   Re-elect Lynn Elsenhans as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 81 Ivy Funds VIP Global Bond

 

GlaxoSmithKline plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

11   Re-elect Judy Lewent as Director    Mgmt    For    For    For
12   Re-elect Sir Deryck Maughan as Director    Mgmt    For    For    For
13   Re-elect Dr Daniel Podolsky as Director    Mgmt    For    For    For
14   Re-elect Dr Moncef Slaoui as Director    Mgmt    For    For    For
15   Re-elect Hans Wijers as Director    Mgmt    For    For    For
16   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
17   Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    Mgmt    For    Refer    For
23   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For
24   Approve Share Value Plan    Mgmt    For    Refer    For

Royal Dutch Shell plc

 

Meeting Date:    05/19/2015    Country:    United Kingdom    Primary Security ID:    G7690A100
Record Date:    05/15/2015    Meeting Type:    Annual    Ticker:    RDSA

 

Shares Voted:   4,746          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Re-elect Ben van Beurden as Director    Mgmt    For    For    For
4   Re-elect Guy Elliott as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 81 Ivy Funds VIP Global Bond

 

Royal Dutch Shell plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Re-elect Euleen Goh as Director    Mgmt    For    For    For
6   Re-elect Simon Henry as Director    Mgmt    For    For    For
7   Re-elect Charles Holliday as Director    Mgmt    For    For    For
8   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
9   Re-elect Sir Nigel Sheinwald as Director    Mgmt    For    For    For
10   Re-elect Linda Stuntz as Director    Mgmt    For    For    For
11   Re-elect Hans Wijers as Director    Mgmt    For    For    For
12   Re-elect Patricia Woertz as Director    Mgmt    For    For    For
13   Re-elect Gerrit Zalm as Director    Mgmt    For    For    For
14   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
15   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Approve Scrip Dividend Scheme    Mgmt    For    For    For
20   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
21   Approve Strategic Resilience for 2035 and Beyond    SH    For    Refer    For

PPL Corporation

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    69351T106
Record Date:    02/27/2015    Meeting Type:    Annual    Ticker:    PPL

 

Shares Voted:   3,603          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Rodney C. Adkins    Mgmt    For    For    For
1.2   Elect Director Frederick M. Bernthal    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 81 Ivy Funds VIP Global Bond

 

PPL Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director John W. Conway    Mgmt    For    Refer    Against
1.4   Elect Director Philip G. Cox    Mgmt    For    For    For
1.5   Elect Director Steven G. Elliott    Mgmt    For    For    For
1.6   Elect Director Louise K. Goeser    Mgmt    For    Refer    Against
1.7   Elect Director Stuart E. Graham    Mgmt    For    Refer    Against
1.8   Elect Director Raja Rajamannar    Mgmt    For    For    For
1.9   Elect Director Craig A. Rogerson    Mgmt    For    Refer    Against
1.10   Elect Director William H. Spence    Mgmt    For    For    For
1.11   Elect Director Natica von Althann    Mgmt    For    For    For
1.12   Elect Director Keith H. Williamson    Mgmt    For    For    For
1.13   Elect Director Armando Zagalo de Lima    Mgmt    For    For    For
2   Provide Right to Call Special Meeting    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Report on Political Contributions    SH    Against    Against    Against
6   Proxy Access    SH    Against    Against    Against
7   Require Independent Board Chairman    SH    Against    Refer    For
8   Report on GHG Emission Reduction Scenarios    SH    Against    Refer    Against

Intel Corporation

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    458140100
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    INTC

 

Shares Voted:   4,112          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Charlene Barshefsky    Mgmt    For    For    For
1b   Elect Director Aneel Bhusri    Mgmt    For    For    For
1c   Elect Director Andy D. Bryant    Mgmt    For    For    For
1d   Elect Director Susan L. Decker    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 81 Ivy Funds VIP Global Bond

 

Intel Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1e   Elect Director John J. Donahoe    Mgmt    For    Refer    Against
1f   Elect Director Reed E. Hundt    Mgmt    For    For    For
1g   Elect Director Brian M. Krzanich    Mgmt    For    For    For
1h   Elect Director James D. Plummer    Mgmt    For    For    For
1i   Elect Director David S. Pottruck    Mgmt    For    For    For
1j   Elect Director Frank D. Yeary    Mgmt    For    For    For
1k   Elect Director David B. Yoffie    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6   Adopt Holy Land Principles    SH    Against    Refer    Against
7   Require Independent Board Chairman    SH    Against    Refer    For
8   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

IVY FUNDS VIP GLOBAL GROWTH

(Prior to January 1, 2015, known as Ivy Funds VIP International Growth)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

Grupo Financiero Banorte S.A.B. de C.V.

 

Meeting Date:    07/04/2014    Country:    Mexico    Primary Security ID:    P49501201
Record Date:    06/24/2014    Meeting Type:    Special    Ticker:    GFNORTEO

 

Shares Voted:   980,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Change Company’s Subsidiary Names to Seguros Banorte SA de CV, Grupo Financiero Banorte and Pensiones Banorte SA de CV, Grupo Financiero Banorte; Amend Article Second of Bylaws; Authorization to Subscribe a New Agreement of Shared Responsibilities    Mgmt    For    For    For
2   Amend Bylaws in Order to Comply with Law Regulating of Financial Institutions Published on Jan. 10, 2014; Approve Total Exchange of Shares Representing Company’s Equity to Comply with Requirements Set Forth in Article Eleventh of Bylaws    Mgmt    For    For    For
3   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Experian plc

 

Meeting Date:    07/16/2014    Country:    United Kingdom    Primary Security ID:    G32655105
Record Date:    07/14/2014    Meeting Type:    Annual    Ticker:    EXPN

 

Shares Voted:   321,119          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Elect Jan Babiak as Director    Mgmt    For    For    For
5   Re-elect Fabiola Arredondo as Director    Mgmt    For    For    For
6   Re-elect Brian Cassin as Director    Mgmt    For    For    For
7   Re-elect Roger Davis as Director    Mgmt    For    For    For
8   Re-elect Alan Jebson as Director    Mgmt    For    For    For
9   Re-elect Deirdre Mahlan as Director    Mgmt    For    Refer    Against
10   Re-elect Don Robert as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Experian plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

11   Re-elect George Rose as Director    Mgmt    For    For    For
12   Re-elect Judith Sprieser as Director    Mgmt    For    For    For
13   Re-elect Paul Walker as Director    Mgmt    For    For    For
14   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
15   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Remy Cointreau

 

Meeting Date:    07/24/2014    Country:    France    Primary Security ID:    F7725A100
Record Date:    07/18/2014    Meeting Type:    Annual/Special    Ticker:    RCO

 

Shares Voted:   23,760          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.27 per Share    Mgmt    For    For    For
4   Approve Stock Dividend Program (Cash or Shares)    Mgmt    For    For    For
5   Approve Transfer from Legal Reserves Account to Carry Forward Account    Mgmt    For    Refer    For
6   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    Against
7   Approve Discharge of Directors and Auditors    Mgmt    For    For    For
8   Reelect Dominique Heriard Dubreuil as Director    Mgmt    For    For    For
9   Reelect Laure Heriard Dubreuil as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Remy Cointreau

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

10   Elect Guylaine Dyevre as Director    Mgmt    For    For    For
11   Elect Emmanuel de Geuser as Director    Mgmt    For    For    For
12   Renew Appointment of Auditeurs et Conseils Associes as Auditor    Mgmt    For    For    For
13   Appoint Pimpaneau et Associes as Alternate Auditor    Mgmt    For    For    For
14   Approve Remuneration of Directors in the Aggregate Amount of EUR 420,000    Mgmt    For    Refer    For
15   Advisory Vote on Compensation of Francois Heriard Dubreuil, Chairman and CEO    Mgmt    For    Refer    Against
16   Advisory Vote on Compensation of Jean-Marie Laborde, CEO from April-Sept. 2013    Mgmt    For    Refer    Against
17   Advisory Vote on Compensation of Frederic Pflanz, CEO from Oct. 2013 to Jan. 2014    Mgmt    For    Refer    Against
18   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
19   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
21   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million    Mgmt    For    For    For
22   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million    Mgmt    For    Refer    Against
23   Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements    Mgmt    For    Refer    Against
24   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    Mgmt    For    Refer    Against
25   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    Refer    Against
26   Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    Refer    Against
27   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    Against    For    For
28   Authorize Board to Transfer Funds from Capital Increases to the Legal Reserves Account    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Remy Cointreau

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

29   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date:    07/30/2014    Country:    Israel    Primary Security ID:    M8769Q102
Record Date:    06/23/2014    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   202,150          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1.1   Reelect Dan Propper as Director for a Three Year Term    Mgmt    For    For    For
1.2   Reelect Ory Slonim as Director for a Three Year Term    Mgmt    For    For    For
2.1   Reelect Joseph Nitzani as External Director and Approve Director’s Remuneration    Mgmt    For    Refer    For
2.2   Elect Jean-Michel Halfon as External Director and Approve Director’s Remuneration    Mgmt    For    Refer    For
3.1   Approve Annual Cash Bonus Objectives for CEO and President, for 2014 and Onwards    Mgmt    For    Refer    For
3.2   Approve Grant Annual Equity Awards to CEO and President, Starting 2015    Mgmt    For    Refer    For
4   Approve Purchase of D&O Liability Insurance Policie    Mgmt    For    Refer    For
5   Reappoint Kesselman & Kesselman as Auditors    Mgmt    For    For    For
6   Discuss Financial Statements and the Report of the Board for 2013    Mgmt         
A   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    Against

ITC Ltd.

 

Meeting Date:    09/09/2014    Country:    India    Primary Security ID:    Y4211T171
Record Date:       Meeting Type:    Special    Ticker:    500875

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

ITC Ltd.

 

Shares Voted:   733,525          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Postal Ballot    Mgmt         
1   Elect A. Baijal as Independent Director    Mgmt    For    For    For
2   Elect A. Duggal as Independent Director    Mgmt    For    For    For
3   Elect S.H. Khan as Independent Director    Mgmt    For    For    For
4   Elect S.B. Mathur as Independent Director    Mgmt    For    For    For
5   Elect P.B. Ramanujam as Independent Director    Mgmt    For    For    For
6   Elect S.S. Habib-ur-Rehman as Independent Director    Mgmt    For    For    For
7   Elect M. Shankar as Independent Director    Mgmt    For    For    For

Subsea 7 S.A.

 

Meeting Date:    09/12/2014    Country:    Luxembourg    Primary Security ID:    L8882U106
Record Date:    08/05/2014    Meeting Type:    Special    Ticker:    SUBC

 

Shares Voted:   108,720          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Special Meeting    Mgmt         
1   Amend Articles 14, 15, 18 to Ensure Conformity with US Legislation, and Amend Article 34 for Clarification Purposes    Mgmt    For    For    For

Compagnie Financiere Richemont SA

 

Meeting Date:    09/17/2014    Country:    Switzerland    Primary Security ID:    H25662182
Record Date:       Meeting Type:    Annual    Ticker:    CFR

 

Shares Voted:   44,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Compagnie Financiere Richemont SA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.2   Approve Remuneration Report    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends of CHF 1.40 per Registered A Share and of CHF 0.14 per Bearer B Share    Mgmt    For    For    For
3   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
4.1   Elect Yves-Andre Istel as Director    Mgmt    For    For    For
4.2   Elect Lord Douro as Director    Mgmt    For    For    For
4.3   Elect Jean-Blaise Eckert as Director    Mgmt    For    For    For
4.4   Elect Bernard Fornas as Director    Mgmt    For    For    For
4.5   Elect Richard Lepeu as Director    Mgmt    For    For    For
4.6   Elect Ruggero Magnoni as Director    Mgmt    For    For    For
4.7   Elect Joshua Malherbe as Director    Mgmt    For    For    For
4.8   Elect Frederic Mostert as Director    Mgmt    For    For    For
4.9   Elect Simon Murray as Director    Mgmt    For    For    For
4.10   Elect Alain Dominique Perrin as Director    Mgmt    For    For    For
4.11   Elect Guillaume Pictet as Director    Mgmt    For    For    For
4.12   Elect Norbert Platt as Director    Mgmt    For    For    For
4.13   Elect Alan Quasha as Director    Mgmt    For    For    For
4.14   Elect Maria Ramos as Director    Mgmt    For    For    For
4.15   Elect Lord Renwick of Clifton as Director    Mgmt    For    For    For
4.16   Elect Jan Rupert as Director    Mgmt    For    For    For
4.17   Elect Gary Saage as Director    Mgmt    For    For    For
4.18   Elect Juergen Schrempp as Director    Mgmt    For    For    For
4.19   Elect Johann Rupert as Director and Board Chairman    Mgmt    For    For    For
5.1   Appoint Lord Renwick of Clifton as Member of the Compensation Committee    Mgmt    For    For    For
5.2   Appoint Lord Douro as Member of the Compensation Committee    Mgmt    For    For    For
5.3   Appoint Yves-Andre Istel as Member of the Compensation Committee    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
7   Designate Francoise Demierre Morand as Independent Proxy    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Compagnie Financiere Richemont SA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

8   Transact Other Business (Voting)    Mgmt    For    Against    Against

Ctrip.com International Ltd.

 

Meeting Date:    09/19/2014    Country:    Cayman Islands    Primary Security ID:    22943F100
Record Date:    08/21/2014    Meeting Type:    Annual    Ticker:    CTRP

 

Shares Voted:   64,820          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Amendments to Articles of Association    Mgmt    For    Refer    Against

NMDC Ltd.

 

Meeting Date:    09/29/2014    Country:    India    Primary Security ID:    Y6223W100
Record Date:    08/22/2014    Meeting Type:    Annual    Ticker:    526371

 

Shares Voted:   1,344,514          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Confirm Interim Dividend of INR 8.50 Per Share    Mgmt    For    For    For
3   Reelect N.K. Nanda as Director    Mgmt    For    For    For
4   Reelect S. Thiagarajan as Director    Mgmt    For    For    For
5   Reelect S. Bose as Director    Mgmt    For    For    For
6   Reelect R. Singh as Director    Mgmt    For    For    For
7   Reelect V.K. Thakral as Director    Mgmt    For    For    For
8   Reelect S. Abbasi as Director    Mgmt    For    For    For
9   Reelect S.J. Sibal as Director    Mgmt    For    For    For
10   Reelect N. Mohammad as Director    Mgmt    For    For    For
11   Reelect V.K. Agarwal as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

NMDC Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

12   Reelect M. Shah as Director    Mgmt    For    For    For
13   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
14   Reelect N. Kothari as Director    Mgmt    For    For    For
15   Approve Appointment and Remuneration of N. Kothari as Chairman-cum-Managing Director    Mgmt    For    Refer    Against
16   Approve Increase in Number of Directors and Amend Articles of Association    Mgmt    For    Refer    For

Telstra Corporation Limited

 

Meeting Date:    10/14/2014    Country:    Australia    Primary Security ID:    Q8975N105
Record Date:    10/12/2014    Meeting Type:    Annual    Ticker:    TLS

 

Shares Voted:   1,625,330          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3a   Elect Peter Hearl as Director    Mgmt    For    For    For
3b   Elect John Mullen as Director    Mgmt    For    For    For
3c   Elect Catherine Livingstone as Director    Mgmt    For    For    For
4   Approve the Grant of Up to 939,716 Performance Rights to David Thodey, Chief Executive Officer of the Company    Mgmt    For    Refer    For
5   Approve the Remuneration Report    Mgmt    For    For    For

Grupo Financiero Banorte S.A.B. de C.V.

 

Meeting Date:    10/22/2014    Country:    Mexico    Primary Security ID:    P49501201
Record Date:    10/10/2014    Meeting Type:    Special    Ticker:    GFNORTEO

 

Shares Voted:   980,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1.1   Elect Carlos Hank Gonzalez as Director to Replace Graciela Gonzalez Moreno    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Grupo Financiero Banorte S.A.B. de C.V.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.2   Elect Graciela Gonzalez Moreno as Alternate Director to Replace Alejandro Hank Gonzalez    Mgmt    For    For    For
1.3   Approve Directors Liability and Indemnification    Mgmt    For    Refer    For
2   Approve Cash Dividends of MXN 0.2435 Per Share    Mgmt    For    For    For
3   Approve Creation of an Incentive Plan for the Employees of the Company and its Subsidiaries    Mgmt    For    Refer    For
4   Receive External Auditor’s Report on Fiscal Obligations    Mgmt    For    For    For
5   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date:    11/25/2014    Country:    France    Primary Security ID:    F58485115
Record Date:    11/19/2014    Meeting Type:    Special    Ticker:    MC

 

Shares Voted:   30,560          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Extraordinary Business    Mgmt         
1   Amend Article 28 of Bylaws Re: Allocation of Income and Dividends    Mgmt    For    Refer    For
  Ordinary Business    Mgmt         
2   Approve Transfer from Carry Forward Account to Other Reserves Account    Mgmt    For    For    For
3   Approve Distribution in Kind of 2 Hermes International Shares per 41 LVMH Shares    Mgmt    For    For    For

Medtronic, Inc.

 

Meeting Date:    01/06/2015    Country:    USA    Primary Security ID:    585055106
Record Date:    11/18/2014    Meeting Type:    Special    Ticker:    MDT

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Medtronic, Inc.

 

Shares Voted:   94,750          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Approve Reduction of Share Premium Account    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
4   Adjourn Meeting    Mgmt    For    Refer    For

Micron Technology, Inc.

 

Meeting Date:    01/22/2015    Country:    USA    Primary Security ID:    595112103
Record Date:    11/21/2014    Meeting Type:    Annual    Ticker:    MU

 

Shares Voted:   86,390          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert L. Bailey    Mgmt    For    For    For
1.2   Elect Director Richard M. Beyer    Mgmt    For    For    For
1.3   Elect Director Patrick J. Byrne    Mgmt    For    For    For
1.4   Elect Director D. Mark Durcan    Mgmt    For    For    For
1.5   Elect Director D. Warren A. East    Mgmt    For    For    For
1.6   Elect Director Mercedes Johnson    Mgmt    For    For    For
1.7   Elect Director Lawrence N. Mondry    Mgmt    For    For    For
1.8   Elect Director Robert E. Switz    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Eliminate Cumulative Voting    Mgmt    For    For    For
5   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Visa Inc.

 

Meeting Date:    01/28/2015    Country:    USA    Primary Security ID:    92826C839
Record Date:    12/01/2014    Meeting Type:    Annual    Ticker:    V

 

Shares Voted:   50,180          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Mary B. Cranston    Mgmt    For    For    For
1b   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1c   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1d   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1e   Elect Director Cathy E. Minehan    Mgmt    For    For    For
1f   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1g   Elect Director David J. Pang    Mgmt    For    For    For
1h   Elect Director Charles W. Scharf    Mgmt    For    For    For
1i   Elect Director William S. Shanahan    Mgmt    For    For    For
1j   Elect Director John A. C. Swainson    Mgmt    For    For    For
1k   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Approve Amendments to the Certificate of Incorporation to Facilitate Stock Splits    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5a   Remove Supermajority Vote Requirement for Exiting Core Payment Business    Mgmt    For    For    For
5b   Remove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company’s Certificate of Incorporation    Mgmt    For    For    For
5c   Remove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications    Mgmt    For    For    For
5d   Remove Supermajority Vote Requirement for Removal of Directors    Mgmt    For    For    For
5e   Remove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws    Mgmt    For    For    For
6   Ratify Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Novartis AG

 

Meeting Date:    02/27/2015    Country:    Switzerland    Primary Security ID:    H5820Q150
Record Date:       Meeting Type:    Annual    Ticker:    NOVN

 

Shares Voted:   51,290          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of CHF 2.60 per Share    Mgmt    For    For    For
4   Approve CHF 14.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies    Mgmt    For    For    For
6.1   Approve Maximum Remuneration of Board of Directors in the Amount of CHF 7.7 Million    Mgmt    For    Refer    For
6.2   Approve Maximum Remuneration of Executive Committee in the Amount of CHF 84 Million    Mgmt    For    Refer    For
6.3   Approve Remuneration Report    Mgmt    For    For    For
7.1   Reelect Joerg Reinhardt as Director and Board Chairman    Mgmt    For    For    For
7.2   Reelect Dimitri Azar as Director    Mgmt    For    For    For
7.3   Reelect Verena Briner as Director    Mgmt    For    For    For
7.4   Reelect Srikant Datar as Director    Mgmt    For    For    For
7.5   Reelect Ann Fudge as Director    Mgmt    For    For    For
7.6   Reelect Pierre Landolt as Director    Mgmt    For    For    For
7.7   Reelect Andreas von Planta as Director    Mgmt    For    For    For
7.8   Reelect Charles Sawyers as Director    Mgmt    For    For    For
7.9   Reelect Enrico Vanni as Director    Mgmt    For    For    For
7.10   Reelect William Winters as Director    Mgmt    For    For    For
7.11   Elect Nancy Andrews as Director    Mgmt    For    For    For
8.1   Appoint Srikant Datar as Member of the Compensation Committee    Mgmt    For    For    For
8.2   Appoint Ann Fudge as Member of the Compensation Committee    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Novartis AG

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

8.3   Appoint Enrico Vanni as Member of the Compensation Committee    Mgmt    For    For    For
8.4   Appoint William Winters as Member of the Compensation Committee    Mgmt    For    For    For
9   Ratify PricewaterhouseCoopers AG as Auditors    Mgmt    For    For    For
10   Designate Peter Zahn as Independent Proxy    Mgmt    For    For    For
11   Transact Other Business (Voting)    Mgmt    For    Against    Against

Aviva plc

 

Meeting Date:    03/26/2015    Country:    United Kingdom    Primary Security ID:    G0683Q109
Record Date:    03/24/2015    Meeting Type:    Special    Ticker:    AV.

 

Shares Voted:   593,280          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Acquisition of Friends Life Group Limited    Mgmt    For    Refer    For
2   Authorise Issue of Shares Pursuant to the Acquisition    Mgmt    For    Refer    For

Halliburton Company

 

Meeting Date:    03/27/2015    Country:    USA    Primary Security ID:    406216101
Record Date:    02/17/2015    Meeting Type:    Special    Ticker:    HAL

 

Shares Voted:   138,874          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Schlumberger Limited

 

Meeting Date:    04/08/2015    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/11/2015    Meeting Type:    Annual    Ticker:    SLB

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Schlumberger Limited

 

Shares Voted:   58,140          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Peter L.S. Currie as Director    Mgmt    For    For    For
1b   Elect K. Vaman Kamath as Director    Mgmt    For    For    For
1c   Elect V. Maureen Kempston Darkes as Director    Mgmt    For    For    For
1d   Elect Paal Kibsgaard as Director    Mgmt    For    For    For
1e   Elect Nikolay Kudryavtsev as Director    Mgmt    For    For    For
1f   Elect Michael E. Marks as Director    Mgmt    For    For    For
1g   Elect Indra K. Nooyi as Director    Mgmt    For    For    For
1h   Elect Lubna S. Olayan as Director    Mgmt    For    For    For
1i   Elect Leo Rafael Reif as Director    Mgmt    For    For    For
1j   Elect Tore I. Sandvold as Director    Mgmt    For    For    For
1k   Elect Henri Seydoux as Director    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date:    04/16/2015    Country:    France    Primary Security ID:    F58485115
Record Date:    04/13/2015    Meeting Type:    Annual/Special    Ticker:    MC

 

Shares Voted:   34,510          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

LVMH Moet Hennessy Louis Vuitton

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Approve Allocation of Income and Dividends of EUR 3.20 per Share    Mgmt    For    For    For
5   Reelect Antoine Arnault as Director    Mgmt    For    Refer    For
6   Reelect Albert Frere as Director    Mgmt    For    Refer    For
7   Reelect Lord Powell of Bayswater as Director    Mgmt    For    Refer    For
8   Reelect Yves-Thibault de Silguy as Director    Mgmt    For    For    For
9   Advisory Vote on Compensation of Bernard Arnaut, CEO and Chairman    Mgmt    For    Refer    Against
10   Advisory Vote on Compensation of Antonio Belloni, Vice-CEO    Mgmt    For    Refer    Against
11   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
12   Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value    Mgmt    For    Against    Against
13   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
14   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million    Mgmt    For    For    For
15   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million    Mgmt    For    Refer    For
16   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 50 Million    Mgmt    For    Refer    For
17   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    Mgmt    For    Refer    For
18   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
19   Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers    Mgmt    For    For    For
20   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    Refer    For
21   Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    Refer    Against
22   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

LVMH Moet Hennessy Louis Vuitton

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

23   Set Total Limit for Capital Increase to Result from Issuance Requests Above at EUR 50 Million    Mgmt    For    Refer    For
24   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    Refer    Against
25   Amend Articles 14, 18 and 23 of Bylaws Re: Board Powers, Related Party Transactions, and Record Date    Mgmt    For    Refer    Against

ASML Holding NV

 

Meeting Date:    04/22/2015    Country:    Netherlands    Primary Security ID:    N07059202
Record Date:    02/24/2015    Meeting Type:    Annual    Ticker:    ASML

 

Shares Voted:   51,910          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Open Meeting    Mgmt         
2   Discuss the Company’s Business, Financial Situation and Sustainability    Mgmt         
3   Discuss Remuneration Policy for Management Board Members    Mgmt         
4   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
5   Approve Discharge of Management Board    Mgmt    For    For    For
6   Approve Discharge of Supervisory Board    Mgmt    For    For    For
7   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
8   Approve Dividends of EUR 0.70 Per Ordinary Share    Mgmt    For    For    For
9   Approve Adjustments to the Remuneration Policy    Mgmt    For    For    For
10   Approve Performance Share Arrangement According to Remuneration Policy    Mgmt    For    Refer    For
11   Approve Number of Stock Options, Respectively Shares, for Employees    Mgmt    For    Refer    For
12   Discussion of Updated Supervisory Board Profile    Mgmt         
13a   Elect Annet Aris to Supervisory Board    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

ASML Holding NV

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

13b   Elect Gerard Kleisterlee to Supervisory Board    Mgmt    For    For    For
13c   Elect Rolf-Dieter Schwalb to Supervisory Board    Mgmt    For    For    For
14   Discuss Vacancies on the Board Arising in 2016    Mgmt         
15   Ratify KPMG as Auditors Re: Financial Year 2016    Mgmt    For    For    For
16a   Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital    Mgmt    For    For    For
16b   Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16a    Mgmt    For    For    For
16c   Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger    Mgmt    For    Refer    For
16d   Authorize Board to Exclude Preemptive Rights from Share Issuances Re: Item 16c    Mgmt    For    Refer    For
17a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
17b   Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
18   Authorize Cancellation of Repurchased Shares    Mgmt    For    For    For
19   Other Business (Non-Voting)    Mgmt         
20   Close Meeting    Mgmt         

CaixaBank SA

 

Meeting Date:    04/23/2015    Country:    Spain    Primary Security ID:    E2427M123
Record Date:    04/18/2015    Meeting Type:    Annual    Ticker:    CABK

 

Shares Voted:   1,442,998          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Consolidated and Standalone Financial Statements    Mgmt    For    For    For
2   Approve Discharge of Board    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends    Mgmt    For    For    For
4   Renew Appointment of Deloitte as Auditor    Mgmt    For    For    For
5.1   Amend Articles Re: Corporate Purpose, Registered Office and Corporate Website    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

CaixaBank SA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5.2   Amend Articles Re: Share Capital and Shares    Mgmt    For    For    For
5.3   Amend Article 16 Re: Governing Bodies    Mgmt    For    For    For
5.4   Amend Articles Re: General Meetings    Mgmt    For    For    For
5.5   Amend Articles Re: Board of Directors    Mgmt    For    For    For
5.6   Amend Articles Re: Delegation of Powers and Audit and Control Committee    Mgmt    For    For    For
5.7   Amend Articles Re: Financial Statements    Mgmt    For    For    For
6.1   Amend Articles of General Meeting Regulations Re: Meeting Types and Meeting Notice    Mgmt    For    For    For
6.2   Amend Articles 7 of General Meeting Regulations Re: Right to Information    Mgmt    For    For    For
6.3   Amend Articles of General Meeting Regulations Re: Attendance and Representation Right    Mgmt    For    For    For
6.4   Amend Articles of General Meeting Regulations Re: Convening General Meeting, Chairman, Secretary and Attendance    Mgmt    For    For    For
6.5   Amend Articles of General Meeting Regulations Re: Interventions and Right to Information    Mgmt    For    For    For
6.6   Amend Articles of General Meeting Regulations Re: Voting and Approval of Resolutions, Minutes of Meeting and Publicity    Mgmt    For    For    For
7.1   Ratify Appointment of and Elect Antonio Massanell Lavilla as Director    Mgmt    For    Refer    Against
7.2   Ratify Appointment of and Elect Gonzalo Gortázar Rotaeche as Director    Mgmt    For    For    For
7.3   Ratify Appointment of and Elect Arthur K.C. Li as Director    Mgmt    For    Refer    For
7.4   Reelect Salvador Gabarró Serra as Director    Mgmt    For    Refer    For
7.5   Reelect Francesc Xavier Vives Torrents as Director    Mgmt    For    For    For
8.1   Authorize Capitalization of Reserves for Scrip Dividends    Mgmt    For    For    For
8.2   Authorize Capitalization of Reserves for Scrip Dividends    Mgmt    For    For    For
9   Approve Remuneration Policy    Mgmt    For    For    For
10   Approve Restricted Stock Plan    Mgmt    For    Refer    For
11   Approve 2015 Variable Remuneration Scheme    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

CaixaBank SA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

12   Fix Maximum Variable Compensation Ratio    Mgmt    For    Refer    For
13   Allow Directors to Be Involved in Other Companies    Mgmt    For    For    For
14   Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent    Mgmt    For    For    For
15   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For
16   Advisory Vote on Remuneration Policy Report    Mgmt    For    For    For
17   Receive Amendments to Board of Directors’ Regulations    Mgmt         
18   Receive Audited Balance Sheets Re: Capitalization of Reserves    Mgmt         

J.B. Hunt Transport Services, Inc.

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    445658107
Record Date:    02/17/2015    Meeting Type:    Annual    Ticker:    JBHT

 

Shares Voted:   127,190          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Douglas G. Duncan    Mgmt    For    For    For
1.2   Elect Director Francesca M. Edwardson    Mgmt    For    For    For
1.3   Elect Director Wayne Garrison    Mgmt    For    For    For
1.4   Elect Director Sharilyn S. Gasaway    Mgmt    For    For    For
1.5   Elect Director Gary C. George    Mgmt    For    For    For
1.6   Elect Director J. Bryan Hunt, Jr.    Mgmt    For    For    For
1.7   Elect Director Coleman H. Peterson    Mgmt    For    For    For
1.8   Elect Director John N. Roberts, III    Mgmt    For    For    For
1.9   Elect Director James L. Robo    Mgmt    For    For    For
1.10   Elect Director Kirk Thompson    Mgmt    For    For    For
1.11   Elect Director John A. White    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

J.B. Hunt Transport Services, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against

Safran

 

Meeting Date:    04/23/2015    Country:    France    Primary Security ID:    F4035A557
Record Date:    04/20/2015    Meeting Type:    Annual/Special    Ticker:    SAF

 

Shares Voted:   146,460          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.20 per Share    Mgmt    For    For    For
4   Approve Personal Risk Insurance Benefits Agreement with Jean Paul Herteman    Mgmt    For    Refer    For
5   Approve Personal Risk Insurance Benefits Agreements with Stephane Abrial, Ross McInnes and Marc Ventre    Mgmt    For    Refer    For
6   Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions    Mgmt    For    Refer    For
  Extraordinary Business    Mgmt         
7   Amend Articles 14 and 16 of Bylaws Re: Directors’ Length of Term    Mgmt    For    Refer    For
8   Amend Article 14 of Bylaws Re: State Representatives Appointed by Decree and Directors Elected upon Proposal of the State    Mgmt    For    For    For
  Ordinary Business    Mgmt         
9   Elect Philippe Petitcolin as Director    Mgmt    For    For    For
10   Elect Ross McInnes as Director    Mgmt    For    For    For
11   Elect Patrick Gandil as Director    Mgmt    For    For    For
12   Elect Vincent Imbert as Director    Mgmt    For    For    For
13   Reelect Jean Lou Chameau as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Safran

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

14   Approve Remuneration of Directors in the Aggregate Amount of EUR 868,000    Mgmt    For    Refer    For
15   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
16   Advisory Vote on Compensation of Jean Paul Herteman, Chairman and CEO    Mgmt    For    For    For
17   Advisory Vote on Compensation of Vice-CEOs    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
18   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million; and EUR 8 Million in the case of an Event of a Public Tender Offer or During the Pre-Offer Period    Mgmt    For    Refer    Against
19   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million in the case of an Event of a Public Tender Offer or During the Pre-Offer Period    Mgmt    For    Refer    Against
20   Authorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers    Mgmt    For    For    For
21   Authorize Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 8 Million, Including in the Event of a Public Tender Offer or During the Pre-Offer Period    Mgmt    For    Refer    Against
22   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
  Ordinary Business    Mgmt         
23   Authorize Capitalization of Reserves of Up to EUR 12.5 Million for Bonus Issue or Increase in Par Value; and EUR 8 Million in the case of an Event of a Public Tender Offer or During the Pre-Offer Period    Mgmt    For    Refer    Against
  Extraordinary Business    Mgmt         
24   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Including in the Event of a Public Tender Offer or Share Exchange Offer    Mgmt    For    For    For
25   Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 30 Million; and EUR 8 Million in the case of an Event of a Public Tender Offer or During the Pre-Offer Period    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Safran

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

26   Authorize up to 0.1 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    Refer    For
27   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For
  Shareholder Proposal Submitted by Safran Investissement Corporate Mutual Fund    Mgmt         
A   Amend Item 3 as Follows: Approve Allocation of Income and Dividends of EUR 1.12 per Share    SH    Against    Against    Against

Harley-Davidson, Inc.

 

Meeting Date:    04/25/2015    Country:    USA    Primary Security ID:    412822108
Record Date:    02/26/2015    Meeting Type:    Annual    Ticker:    HOG

 

Shares Voted:   65,630          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director R. John Anderson    Mgmt    For    For    For
1.2   Elect Director Richard I. Beattie    Mgmt    For    For    For
1.3   Elect Director Michael J. Cave    Mgmt    For    For    For
1.4   Elect Director George H. Conrades    Mgmt    For    For    For
1.5   Elect Director Donald A. James    Mgmt    For    For    For
1.6   Elect Director Matthew S. Levatich    Mgmt    For    For    For
1.7   Elect Director Sara L. Levinson    Mgmt    For    For    For
1.8   Elect Director N. Thomas Linebarger    Mgmt    For    For    For
1.9   Elect Director George L. Miles, Jr.    Mgmt    For    For    For
1.10   Elect Director James A. Norling    Mgmt    For    For    For
1.11   Elect Director Jochen Zeitz    Mgmt    For    For    For
2   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Shire plc

 

Meeting Date:    04/28/2015    Country:    United Kingdom    Primary Security ID:    G8124V108
Record Date:    04/26/2015    Meeting Type:    Annual    Ticker:    SHP

 

Shares Voted:   141,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Re-elect Dominic Blakemore as Director    Mgmt    For    Refer    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Re-elect Dr Steven Gillis as Director    Mgmt    For    For    For
7   Re-elect Dr David Ginsburg as Director    Mgmt    For    For    For
8   Re-elect David Kappler as Director    Mgmt    For    For    For
9   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
10   Re-elect Anne Minto as Director    Mgmt    For    Refer    For
11   Re-elect Dr Flemming Ornskov as Director    Mgmt    For    For    For
12   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
13   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
14   Approve Long Term Incentive Plan 2015    Mgmt    For    Refer    For
15   Approve Global Employee Stock Purchase Plan    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Anheuser-Busch InBev SA

 

Meeting Date:    04/29/2015    Country:    Belgium    Primary Security ID:    B6399C107
Record Date:    04/15/2015    Meeting Type:    Annual/Special    Ticker:    ABI

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Anheuser-Busch InBev SA

 

Shares Voted:   87,580          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual/Special Meeting    Mgmt         
  Special Meeting    Mgmt         
A1   Amend Articles Re: Remove References to Bearer Shares    Mgmt    For    For    For
  Annual Meeting    Mgmt         
B1   Receive Directors’ Reports (Non-Voting)    Mgmt         
B2   Receive Auditors’ Reports (Non-Voting)    Mgmt         
B3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
B4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.00 per Share    Mgmt    For    For    For
B5   Approve Discharge of Directors    Mgmt    For    For    For
B6   Approve Discharge of Auditors    Mgmt    For    For    For
B7a   Elect Michele Burns as Independent Director    Mgmt    For    For    For
B7b   Reelect Olivier Goudet as Independent Director    Mgmt    For    For    For
B7c   Elect Kasper Rorsted as Independent Director    Mgmt    For    For    For
B7d   Reelect Paul Cornet de Ways Ruart as Director    Mgmt    For    Refer    For
B7e   Reelect Stefan Descheemaeker as Director    Mgmt    For    Refer    For
B8a   Approve Remuneration Report    Mgmt    For    Refer    For
B8b   Proposal to Increase Remuneration of Audit Committee Chairman    Mgmt    For    Refer    For
B8c   Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors    Mgmt    For    Refer    For
C1   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For

Aviva plc

 

Meeting Date:    04/29/2015    Country:    United Kingdom    Primary Security ID:    G0683Q109
Record Date:    04/27/2015    Meeting Type:    Annual    Ticker:    AV.

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Aviva plc

 

Shares Voted:   669,990          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Re-elect Glyn Barker as Director    Mgmt    For    For    For
6   Re-elect Patricia Cross as Director    Mgmt    For    For    For
7   Re-elect Michael Hawker as Director    Mgmt    For    For    For
8   Re-elect Michael Mire as Director    Mgmt    For    For    For
9   Re-elect Sir Adrian Montague as Director    Mgmt    For    For    For
10   Re-elect Bob Stein as Director    Mgmt    For    For    For
11   Re-elect Thomas Stoddard as Director    Mgmt    For    For    For
12   Re-elect Scott Wheway as Director    Mgmt    For    For    For
13   Re-elect Mark Wilson as Director    Mgmt    For    For    For
14   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
15   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20   Authorise Market Purchase of Preference Shares    Mgmt    For    For    For
21   Authorise Market Purchase of Preference Shares    Mgmt    For    For    For
22   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For
23   Authorise Issue of Sterling New Preference Shares with Pre-emptive Rights    Mgmt    For    For    For
24   Authorise Issue of Sterling New Preference Shares without Pre-emptive Rights    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Aviva plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

25   Authorise Issue of Additional Dollar Preference Shares with Pre-emptive Rights    Mgmt    For    For    For
26   Authorise Issue of Additional Dollar Preference Shares without Pre-emptive Rights    Mgmt    For    For    For
27   Authorise Allotment of Shares in Relation to Any Issue of Solvency II Compliant Tier 1 Instruments with Pre-emptive Rights    Mgmt    For    For    For
28   Authorise Allotment of Shares in Relation to Any Issue of Solvency II Compliant Tier 1 Instruments without Pre-emptive Rights    Mgmt    For    For    For
29   Adopt New Articles of Association    Mgmt    For    For    For

The Coca-Cola Company

 

Meeting Date:    04/29/2015    Country:    USA    Primary Security ID:    191216100
Record Date:    03/02/2015    Meeting Type:    Annual    Ticker:    KO

 

Shares Voted:   200,850          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Herbert A. Allen    Mgmt    For    For    For
1.2   Elect Director Ronald W. Allen    Mgmt    For    For    For
1.3   Elect Director Marc Bolland    Mgmt    For    For    For
1.4   Elect Director Ana Botin    Mgmt    For    For    For
1.5   Elect Director Howard G. Buffet    Mgmt    For    For    For
1.6   Elect Director Richard M. Daley    Mgmt    For    For    For
1.7   Elect Director Barry Diller    Mgmt    For    For    For
1.8   Elect Director Helene D. Gayle    Mgmt    For    For    For
1.9   Elect Director Evan G. Greenberg    Mgmt    For    For    For
1.10   Elect Director Alexis M. Herman    Mgmt    For    For    For
1.11   Elect Director Muhtar Kent    Mgmt    For    For    For
1.12   Elect Director Robert A. Kotick    Mgmt    For    For    For
1.13   Elect Director Maria Elena Lagomasino    Mgmt    For    For    For
1.14   Elect Director Sam Nunn    Mgmt    For    For    For
1.15   Elect Director David B. Weinberg    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

The Coca-Cola Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against
5   Seek Shareholder Approval to Release of Unvested Restricted Stock Awards and Unvested PSU Awards to Senior Executives    SH    Against    Refer    Against

AZIMUT HOLDING S.p.A.

 

Meeting Date:    04/30/2015    Country:    Italy    Primary Security ID:    T0783G106
Record Date:    04/21/2015    Meeting Type:    Annual    Ticker:    AZM

 

Shares Voted:   297,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements, Statutory Reports, and Allocation of Income    Mgmt    For    For    For
2   Approve Incentive Plan for Financial Advisers    Mgmt    For    Refer    For
3   Authorize Share Repurchase Program and Reissuance of Repurchased Shares    Mgmt    For    Refer    For
4   Approve Remuneration Report    Mgmt    For    For    For
A   Deliberations on Possible Legal Action Against Directors if Presented by Shareholders    Mgmt    None    Refer    Against

Continental AG

 

Meeting Date:    04/30/2015    Country:    Germany    Primary Security ID:    D16212140
Record Date:    04/08/2015    Meeting Type:    Annual    Ticker:    CON

 

Shares Voted:   48,480          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 3.25 per Share    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Continental AG

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3.1   Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2014    Mgmt    For    For    For
3.2   Approve Discharge of Management Board Member Jose Avila for Fiscal 2014    Mgmt    For    For    For
3.3   Approve Discharge of Management Board Member Ralf Cramer for Fiscal 2014    Mgmt    For    For    For
3.4   Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2014    Mgmt    For    For    For
3.5   Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2014    Mgmt    For    For    For
3.6   Approve Discharge of Management Board Member Ariane Reinhart for Fiscal 2014    Mgmt    For    For    For
3.7   Approve Discharge of Management Board Member Wolfgang Schaefer for Fiscal 2014    Mgmt    For    For    For
3.8   Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2014    Mgmt    For    For    For
3.9   Approve Discharge of Management Board member Elke Strathmann for Fiscal 2014    Mgmt    For    For    For
3.10   Approve Discharge of Management Board Member Heinz-Gerhard Wente for Fiscal 2014    Mgmt    For    For    For
4.1   Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2014    Mgmt    For    For    For
4.2   Approve Discharge of Supervisory Board Member Michael Deister for Fiscal 2014    Mgmt    For    For    For
4.3   Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2014    Mgmt    For    For    For
4.4   Approve Discharge of Supervisory Board Member Hans Fischl for Fiscal 2014    Mgmt    For    For    For
4.5   Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2014    Mgmt    For    For    For
4.6   Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2014    Mgmt    For    For    For
4.7   Approve Discharge of Supervisory Board Member Hans-Olaf Henkel for Fiscal 2014    Mgmt    For    For    For
4.8   Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2014    Mgmt    For    For    For
4.9   Approve Discharge of Supervisory Board Member Joerg Koehlinger for Fiscal 2014    Mgmt    For    For    For
4.10   Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2014    Mgmt    For    For    For
4.11   Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2014    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Continental AG

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4.12   Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal 2014    Mgmt    For    For    For
4.13   Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal 2014    Mgmt    For    For    For
4.14   Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal 2014    Mgmt    For    For    For
4.15   Approve Discharge of Supervisory Board Member Artur Otto for Fiscal 2014    Mgmt    For    For    For
4.16   Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2014    Mgmt    For    For    For
4.17   Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2014    Mgmt    For    For    For
4.18   Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2014    Mgmt    For    For    For
4.19   Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2014    Mgmt    For    For    For
4.20   Approve Discharge of Supervisory Board Member Kirsten Voerkel for Fiscal 2014    Mgmt    For    For    For
4.21   Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal 2014    Mgmt    For    For    For
4.22   Approve Discharge of Supervisory Board Member Bernd Voss for Fiscal 2014    Mgmt    For    For    For
4.23   Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2014    Mgmt    For    For    For
4.24   Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2014    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2015 and for Review of Interim Financial Reports    Mgmt    For    For    For

HCA Holdings, Inc.

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    40412C101
Record Date:    03/06/2015    Meeting Type:    Annual    Ticker:    HCA

 

Shares Voted:   133,810          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director R. Milton Johnson    Mgmt    For    For    For
1.2   Elect Director Robert J. Dennis    Mgmt    For    For    For
1.3   Elect Director Nancy-Ann DeParle    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

HCA Holdings, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1.5   Elect Director William R. Frist    Mgmt    For    For    For
1.6   Elect Director Ann H. Lamont    Mgmt    For    For    For
1.7   Elect Director Jay O. Light    Mgmt    For    For    For
1.8   Elect Director Geoffrey G. Meyers    Mgmt    For    For    For
1.9   Elect Director Michael W. Michelson    Mgmt    For    For    For
1.10   Elect Director Wayne J. Riley    Mgmt    For    For    For
1.11   Elect Director John W. Rowe    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Gilead Sciences, Inc.

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    375558103
Record Date:    03/11/2015    Meeting Type:    Annual    Ticker:    GILD

 

Shares Voted:   117,790          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director John F. Cogan    Mgmt    For    For    For
1b   Elect Director Etienne F. Davignon    Mgmt    For    For    For
1c   Elect Director Carla A. Hills    Mgmt    For    For    For
1d   Elect Director Kevin E. Lofton    Mgmt    For    For    For
1e   Elect Director John W. Madigan    Mgmt    For    For    For
1f   Elect Director John C. Martin    Mgmt    For    For    For
1g   Elect Director Nicholas G. Moore    Mgmt    For    For    For
1h   Elect Director Richard J. Whitley    Mgmt    For    For    For
1i   Elect Director Gayle E. Wilson    Mgmt    For    For    For
1j   Elect Director Per Wold-Olsen    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Gilead Sciences, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Require Independent Board Chairman    SH    Against    Refer    Against
7   Report on Sustainability    SH    Against    Refer    Against
8   Report on Specialty Drug Pricing Risks    SH    Against    Refer    Against

Hilton Worldwide Holdings Inc.

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    43300A104
Record Date:    03/12/2015    Meeting Type:    Annual    Ticker:    HLT

 

Shares Voted:   293,530          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Christopher J. Nassetta    Mgmt    For    Refer    For
1.2   Elect Director Jonathan D. Gray    Mgmt    For    Refer    For
1.3   Elect Director Michael S. Chae    Mgmt    For    Refer    For
1.4   Elect Director Tyler S. Henritze    Mgmt    For    Refer    For
1.5   Elect Director Judith A. McHale    Mgmt    For    For    For
1.6   Elect Director John G. Schreiber    Mgmt    For    Refer    For
1.7   Elect Director Elizabeth A. Smith    Mgmt    For    For    For
1.8   Elect Director Douglas M. Steenland    Mgmt    For    For    For
1.9   Elect Director William J. Stein    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

L Air Liquide

 

Meeting Date:    05/06/2015    Country:    France    Primary Security ID:    F01764103
Record Date:    04/30/2015    Meeting Type:    Annual/Special    Ticker:    AI

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

L Air Liquide

 

Shares Voted:   39,888          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.55 per Share    Mgmt    For    For    For
4   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5   Reelect Sian Herbert-Jones as Director    Mgmt    For    For    For
6   Elect Genevieve Berger as Director    Mgmt    For    For    For
7   Approve Agreement with Benoit Potier    Mgmt    For    Refer    For
8   Advisory Vote on Compensation of Benoit Potier    Mgmt    For    For    For
9   Advisory Vote on Compensation of Pierre Dufour    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
10   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
11   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    Refer    For
12   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million    Mgmt    For    For    For
13   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
14   Amend Article 8 of Bylaws Re: Absence of Double-Voting Rights    Mgmt    For    For    For
15   Amend Article 18 of Bylaws Re: Record Date    Mgmt    For    For    For
16   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
17   Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries    Mgmt    For    For    For
  Ordinary Business    Mgmt         
18   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Kansas City Southern

 

Meeting Date:    05/07/2015    Country:    USA    Primary Security ID:    485170302
Record Date:    03/09/2015    Meeting Type:    Annual    Ticker:    KSU

 

Shares Voted:   55,110          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lu M. Cordova    Mgmt    For    For    For
1.2   Elect Director Thomas A. McDonnell    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Koninklijke Philips N.V.

 

Meeting Date:    05/07/2015    Country:    Netherlands    Primary Security ID:    N6817P109
Record Date:    04/09/2015    Meeting Type:    Annual    Ticker:    PHIA

 

Shares Voted:   212,210          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting    Mgmt         
1   President’s Speech    Mgmt         
2a   Discuss Remuneration Report    Mgmt         
2b   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2c   Adopt Financial Statements    Mgmt    For    For    For
2d   Approve Dividends of EUR 0.80 Per Share    Mgmt    For    For    For
2e   Approve Discharge of Management Board    Mgmt    For    For    For
2f   Approve Discharge of Supervisory Board    Mgmt    For    For    For
3   Approve Seperation of the Lighting Business from Royal Philips    Mgmt    For    Refer    For
4a   Reelect F.A. Van Houten to Management Board    Mgmt    For    For    For
4b   Reelect R.H. Wirahadiraksa to Management Board    Mgmt    For    For    For
4c   Reelect P.A.J. Nota to Management Board    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Koninklijke Philips N.V.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5a   Reelect J.P. Tai to Supervisory Board    Mgmt    For    For    For
5b   Reelect H. Von Prondzynski to Supervisory Board    Mgmt    For    For    For
5c   Reelect C.J.A Van Lede to Supervisory Board    Mgmt    For    For    For
5d   Elect D.E.I. Pyott to Supervisory Board    Mgmt    For    For    For
6   Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
7a   Ratify Ernest & Young Accountants LLP as Auditors    Mgmt    For    For    For
7b   Amend Articles Re: Change the Term of Appointment of External Auditors    Mgmt    For    For    For
8a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger    Mgmt    For    For    For
8b   Authorize Board to Exclude Preemptive Rights from Share Issuances Under 8a    Mgmt    For    For    For
9   Authorize Repurchase of Shares    Mgmt    For    For    For
10   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
11   Other Business (Non-Voting)    Mgmt         

AIA Group Ltd.

 

Meeting Date:    05/08/2015    Country:    Hong Kong    Primary Security ID:    Y002A1105
Record Date:    05/05/2015    Meeting Type:    Annual    Ticker:    01299

 

Shares Voted:   670,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Elect Lawrence Juen-Yee Lau as Director    Mgmt    For    For    For
4   Elect Chung-Kong Chow as Director    Mgmt    For    For    For
5   Elect John Barrie Harrison as Director    Mgmt    For    For    For
6   Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7A   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

AIA Group Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

7B   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
7C   Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme    Mgmt    For    Refer    For

American Express Company

 

Meeting Date:    05/11/2015    Country:    USA    Primary Security ID:    025816109
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    AXP

 

Shares Voted:   94,390          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Charlene Barshefsky    Mgmt    For    For    For
1b   Elect Director Ursula M. Burns    Mgmt    For    For    For
1c   Elect Director Kenneth I. Chenault    Mgmt    For    For    For
1d   Elect Director Peter Chernin    Mgmt    For    For    For
1e   Elect Director Anne Lauvergeon    Mgmt    For    For    For
1f   Elect Director Michael O. Leavitt    Mgmt    For    For    For
1g   Elect Director Theodore J. Leonsis    Mgmt    For    For    For
1h   Elect Director Richard C. Levin    Mgmt    For    For    For
1i   Elect Director Samuel J. Palmisano    Mgmt    For    For    For
1j   Elect Director Daniel L. Vasella    Mgmt    For    For    For
1k   Elect Director Robert D. Walter    Mgmt    For    For    For
1l   Elect Director Ronald A. Williams    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Prepare Employment Diversity Report    SH    Against    Refer    Against
5   Report on Board Oversight of Privacy and Data Security and Requests for Customer Information    SH    Against    Refer    Against
6   Provide Right to Act by Written Consent    SH    Against    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

American Express Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

8   Require Independent Board Chairman    SH    Against    Refer    For

Tencent Holdings Ltd.

 

Meeting Date:    05/13/2015    Country:    Cayman Islands    Primary Security ID:    G87572163
Record Date:    05/08/2015    Meeting Type:    Annual    Ticker:    00700

 

Shares Voted:   193,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3.1a   Elect Li Dong Sheng as Director    Mgmt    For    Refer    Against
3.1b   Elect Iain Ferguson Bruce as Director    Mgmt    For    Refer    Against
3.2   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
4   Approve Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    Refer    Against
5   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
6   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
7   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

Canadian Pacific Railway Limited

 

Meeting Date:    05/14/2015    Country:    Canada    Primary Security ID:    13645T100
Record Date:    03/17/2015    Meeting Type:    Annual/Special    Ticker:    CP

 

Shares Voted:   42,750          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
3.1   Elect Director William A. Ackman    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Canadian Pacific Railway Limited

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3.2   Elect Director John Baird    Mgmt    For    For    For
3.3   Elect Director Gary F. Colter    Mgmt    For    For    For
3.4   Elect Director Isabelle Courville    Mgmt    For    For    For
3.5   Elect Director Keith E. Creel    Mgmt    For    For    For
3.6   Elect Director E. Hunter Harrison    Mgmt    For    For    For
3.7   Elect Director Paul C. Hilal    Mgmt    For    For    For
3.8   Elect Director Krystyna T. Hoeg    Mgmt    For    For    For
3.9   Elect Director Rebecca MacDonald    Mgmt    For    For    For
3.10   Elect Director Anthony R. Melman    Mgmt    For    For    For
3.11   Elect Director Linda J. Morgan    Mgmt    For    For    For
3.12   Elect Director Andrew F. Reardon    Mgmt    For    For    For
3.13   Elect Director Stephen C. Tobias    Mgmt    For    For    For
4   Approve Advance Notice Policy    Mgmt    For    Refer    For
5   Allow Meetings to be held at Such Place Within Canada or the United States of America    Mgmt    For    Refer    For

Prudential plc

 

Meeting Date:    05/14/2015    Country:    United Kingdom    Primary Security ID:    G72899100
Record Date:    05/12/2015    Meeting Type:    Annual    Ticker:    PRU

 

Shares Voted:   497,480          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Pierre-Olivier Bouee as Director    Mgmt    For    For    For
5   Re-elect Sir Howard Davies as Director    Mgmt    For    For    For
6   Re-elect Ann Godbehere as Director    Mgmt    For    For    For
7   Re-elect Jacqueline Hunt as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Prudential plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

8   Re-elect Alexander Johnston as Director    Mgmt    For    For    For
9   Re-elect Paul Manduca as Director    Mgmt    For    For    For
10   Re-elect Michael McLintock as Director    Mgmt    For    For    For
11   Re-elect Kaikhushru Nargolwala as Director    Mgmt    For    For    For
12   Re-elect Nicolaos Nicandrou as Director    Mgmt    For    For    For
13   Re-elect Anthony Nightingale as Director    Mgmt    For    For    For
14   Re-elect Philip Remnant as Director    Mgmt    For    For    For
15   Re-elect Alice Schroeder as Director    Mgmt    For    For    For
16   Re-elect Barry Stowe as Director    Mgmt    For    For    For
17   Re-elect Tidjane Thiam as Director    Mgmt    For    For    For
18   Re-elect Michael Wells as Director    Mgmt    For    For    For
19   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
20   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
21   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
22   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
23   Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares    Mgmt    For    For    For
24   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
25   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
26   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Car Inc.

 

Meeting Date:    05/19/2015    Country:    Cayman Islands    Primary Security ID:    G19021107
Record Date:    05/15/2015    Meeting Type:    Annual    Ticker:    00699

 

Shares Voted:   2,881,201          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Car Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Elect Charles Zhengyao Lu as Director    Mgmt    For    For    For
3   Elect Linan Zhu as Director    Mgmt    For    For    For
4   Elect Erhai Liu as Director    Mgmt    For    For    For
5   Elect Hui Li as Director    Mgmt    For    For    For
6   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
7   Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
8   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
9   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
10   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

Royal Dutch Shell plc

 

Meeting Date:    05/19/2015    Country:    United Kingdom    Primary Security ID:    G7690A100
Record Date:    05/15/2015    Meeting Type:    Annual    Ticker:    RDSA

 

Shares Voted:   198,214          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Management Proposals    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Re-elect Ben van Beurden as Director    Mgmt    For    For    For
4   Re-elect Guy Elliott as Director    Mgmt    For    For    For
5   Re-elect Euleen Goh as Director    Mgmt    For    For    For
6   Re-elect Simon Henry as Director    Mgmt    For    For    For
7   Re-elect Charles Holliday as Director    Mgmt    For    For    For
8   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
9   Re-elect Sir Nigel Sheinwald as Director    Mgmt    For    For    For
10   Re-elect Linda Stuntz as Director    Mgmt    For    For    For
11   Re-elect Hans Wijers as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Royal Dutch Shell plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

12   Re-elect Patricia Woertz as Director    Mgmt    For    For    For
13   Re-elect Gerrit Zalm as Director    Mgmt    For    For    For
14   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
15   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Approve Scrip Dividend Scheme    Mgmt    For    For    For
20   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
21   Approve Strategic Resilience for 2035 and Beyond    SH    For    Refer    For

Fresenius SE & Co KGaA

 

Meeting Date:    05/20/2015    Country:    Germany    Primary Security ID:    D27348263
Record Date:    04/28/2015    Meeting Type:    Annual    Ticker:    FRE

 

Shares Voted:   171,841          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends of EUR 0.44 per Share    Mgmt    For    Against    Against
3   Approve Discharge of Personally Liable Partner for Fiscal 2014    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2014    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2015    Mgmt    For    For    For
6   Approve Affiliation Agreements with Fresenius Kabi AG and Fresenius Versicherungsvermittlung GmbH    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Fresenius SE & Co KGaA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

7   Elect Michael Diekmann to the Supervisory Board    Mgmt    For    For    For
8   Elect Michael Diekmann as Member of the Joint Committee    Mgmt    For    For    For

Halliburton Company

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    406216101
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   138,874          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1.2   Elect Director Alan M. Bennett    Mgmt    For    For    For
1.3   Elect Director James R. Boyd    Mgmt    For    For    For
1.4   Elect Director Milton Carroll    Mgmt    For    For    For
1.5   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1.6   Elect Director Murry S. Gerber    Mgmt    For    For    For
1.7   Elect Director Jose C. Grubisich    Mgmt    For    For    For
1.8   Elect Director David J. Lesar    Mgmt    For    For    For
1.9   Elect Director Robert A. Malone    Mgmt    For    For    For
1.10   Elect Director J. Landis Martin    Mgmt    For    For    For
1.11   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
1.12   Elect Director Debra L. Reed    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

L Brands, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    501797104
Record Date:    03/27/2015    Meeting Type:    Annual    Ticker:    LB

 

Shares Voted:   137,120          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director E. Gordon Gee    Mgmt    For    For    For
1.2   Elect Director Stephen D. Steinour    Mgmt    For    For    For
1.3   Elect Director Allan R. Tessler    Mgmt    For    For    For
1.4   Elect Director Abigail S. Wexner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Reduce Supermajority Vote Requirement    SH    Against    For    For

Level 3 Communications, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    52729N308
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    LVLT

 

Shares Voted:   170,320          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1.2   Elect Director Jeff K. Storey    Mgmt    For    For    For
1.3   Elect Director Kevin P. Chilton    Mgmt    For    For    For
1.4   Elect Director Steven T. Clontz    Mgmt    For    For    For
1.5   Elect Director Irene M. Esteves    Mgmt    For    For    For
1.6   Elect Director T. Michael Glenn    Mgmt    For    For    For
1.7   Elect Director Spencer B. Hays    Mgmt    For    For    For
1.8   Elect Director Michael J. Mahoney    Mgmt    For    For    For
1.9   Elect Director Kevin W. Mooney    Mgmt    For    For    For
1.10   Elect Director Peter Seah Lim Huat    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Level 3 Communications, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.11   Elect Director Peter van Oppen    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Renew Rights Plan (NOL Pill)    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Proxy Access    SH    Against    Against    Against

SBA Communications Corporation

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    78388J106
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    SBAC

 

Shares Voted:   67,260          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Brian C. Carr    Mgmt    For    For    For
1b   Elect Director Mary S. Chan    Mgmt    For    For    For
1c   Elect Director George R. Krouse, Jr.    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Proxy Access Right    Mgmt    For    Against    Against
5   Proxy Access    SH    Against    Against    Against

The Home Depot, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    437076102
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   60,720          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Ari Bousbib    Mgmt    For    For    For
1b   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1c   Elect Director J. Frank Brown    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

The Home Depot, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1d   Elect Director Albert P. Carey    Mgmt    For    For    For
1e   Elect Director Armando Codina    Mgmt    For    For    For
1f   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1g   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1h   Elect Director Karen L. Katen    Mgmt    For    For    For
1i   Elect Director Craig A. Menear    Mgmt    For    For    For
1j   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Airbus Group

 

Meeting Date:    05/27/2015    Country:    Netherlands    Primary Security ID:    N0280E105
Record Date:    04/29/2015    Meeting Type:    Annual    Ticker:    AIR

 

Shares Voted:   96,350          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting    Mgmt         
1   Open Meeting    Mgmt         
2.1   Discussion on Company’s Corporate Governance Structure    Mgmt         
2.2   Receive Report on Business and Financial Statements    Mgmt         
2.3   Discuss Remuneration Report Containing Remuneration Policy    Mgmt         
2.4   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3   Discussion of Agenda Items    Mgmt         
4.1   Adopt Financial Statements    Mgmt    For    For    For
4.2   Approve Allocation of Income and Dividends of EUR 1.20 per Share    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Airbus Group

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4.3   Approve Discharge of Non-Executive Members of the Board of Directors    Mgmt    For    For    For
4.4   Approve Discharge of Executive Members of the Board of Directors    Mgmt    For    For    For
4.5   Ratify KPMG as Auditors    Mgmt    For    For    For
4.6   Approve Remuneration Policy Changes    Mgmt    For    For    For
4.7   Change Company Form to European Company    Mgmt    For    Refer    For
4.8   Elect Maria Amparo Moraleda Martinez as Director    Mgmt    For    For    For
4.9   Grant Board Authority to Issue Shares Up to 0.38 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP Plans    Mgmt    For    For    For
4.10   Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding    Mgmt    For    For    For
4.11   Renewal of the Authorization to Directors to Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
4.12   Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital Re: Exceptional Share Buyback Programme    Mgmt    For    For    For
4.13   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
5   Close Meeting    Mgmt         

Bayer AG

 

Meeting Date:    05/27/2015    Country:    Germany    Primary Security ID:    D0712D163
Record Date:       Meeting Type:    Annual    Ticker:    BAYN

 

Shares Voted:   34,040          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.25 per Share for Fiscal 2014    Mgmt    For    For    For
2   Approve Discharge of Management Board for Fiscal 2014    Mgmt    For    For    For
3   Approve Discharge of Supervisory Board for Fiscal 2014    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Bayer AG

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Elect Otmar Wiestler to the Supervisory Board    Mgmt    For    For    For
5   Amend Corporate Purpose    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015    Mgmt    For    For    For

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/02/2015    Country:    USA    Primary Security ID:    192446102
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    CTSH

 

Shares Voted:   204,330          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1b   Elect Director Robert E. Weissman    Mgmt    For    For    For
1c   Elect Director Francisco D’Souza    Mgmt    For    For    For
1d   Elect Director John N. Fox, Jr.    Mgmt    For    For    For
1e   Elect Director Leo S. Mackay, Jr.    Mgmt    For    For    For
1f   Elect Director Thomas M. Wendel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    Against

Hermes International

 

Meeting Date:    06/02/2015    Country:    France    Primary Security ID:    F48051100
Record Date:    05/28/2015    Meeting Type:    Annual/Special    Ticker:    RMS

 

Shares Voted:   1,680          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Hermes International

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Discharge of Management Board    Mgmt    For    For    For
4   Approve Allocation of Income and Ordinary Dividends of EUR 2.95 per Share and Special Dividends of EUR 5.00 per Share    Mgmt    For    For    For
5   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    Against
6   Reelect Matthieu Dumas as Supervisory Board Member    Mgmt    For    Refer    For
7   Reelect Blaise Guerrand as Supervisory Board Member    Mgmt    For    Refer    For
8   Reelect Robert Peugeot as Supervisory Board Member    Mgmt    For    Refer    For
9   Advisory Vote on Compensation of Axel Dumas, Chairman of the Management Board    Mgmt    For    Refer    Against
10   Advisory Vote on Societe Emile Hermes, Member of the Management Board    Mgmt    For    Refer    Against
11   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
12   Amend Article 24 of Bylaws Re: Record Date    Mgmt    For    For    For
13   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
14   Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    Refer    Against
15   Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    Refer    Against
16   Authorize Capitalization of Reserves of up to 40 Percent of Issued Capital for Bonus Issue or Increase in Par Value    Mgmt    For    Refer    Against
17   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 40 Percent of Issued Capital, Including in the Event of a Public Tender Offer    Mgmt    For    Refer    Against
18   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 40 Percent of Issued Capital, Including in the Event of a Public Tender Offer    Mgmt    For    Refer    Against
19   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Hermes International

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

20   Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, Including in the Event of a Public Tender Offer    Mgmt    For    Refer    Against
21   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind, Including in the Event of a Public Tender Offer    Mgmt    For    Refer    Against
22   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

NXP Semiconductors NV

 

Meeting Date:    06/02/2015    Country:    Netherlands    Primary Security ID:    N6596X109
Record Date:    05/05/2015    Meeting Type:    Annual    Ticker:    NXPI

 

Shares Voted:   83,480          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting    Mgmt         
1   Open Meeting    Mgmt         
2a   Discussion of the implementation of the remuneration policy    Mgmt         
2b   Discussion on Company’s Reserves and Dividend Policy    Mgmt         
2c   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2d   Approve Discharge of Board Members    Mgmt    For    For    For
3a   Reelect Richard L. Clemmer as Executive Director    Mgmt    For    For    For
3b   Reelect Peter Bonfield as Non-Executive Director    Mgmt    For    For    For
3c   Reelect Johannes P. Huth as Non-Executive Director    Mgmt    For    For    For
3d   Reelect Kenneth A. Goldman as Non-Executive Director    Mgmt    For    For    For
3e   Reelect Marion Helmes as Non-Executive Director    Mgmt    For    For    For
3f   Reelect Joseph Kaeser as Non-Executive Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

NXP Semiconductors NV

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3g   Reelect I. Loring as Non-Executive Director    Mgmt    For    For    For
3h   Reelect Eric Meurice as Non-Executive Director    Mgmt    For    For    For
3i   Reelect Julie Southern as Non-Executive Director    Mgmt    For    For    For
3j   Reelect Rick Tsai as Non-Executive Director    Mgmt    For    For    For
4a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger    Mgmt    For    For    For
4b   Authorize Board to Exclude Preemptive Rights from Issuance Under Item 4a    Mgmt    For    For    For
5   Authorize Repurchase of Shares    Mgmt    For    For    For
6   Approve Cancellation of Ordinary Shares    Mgmt    For    For    For
7   Ratify KPMG Accountants N.V. as Auditors    Mgmt    For    For    For

Amazon.com, Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    023135106
Record Date:    04/13/2015    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   35,507          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Tom A. Alberg    Mgmt    For    For    For
1c   Elect Director John Seely Brown    Mgmt    For    For    For
1d   Elect Director William B. Gordon    Mgmt    For    For    For
1e   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1f   Elect Director Judith A. McGrath    Mgmt    For    Refer    Against
1g   Elect Director Alain Monié    Mgmt    For    For    For
1h   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1i   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1j   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Adopt Proxy Access Right    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Amazon.com, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Report on Political Contributions    SH    Against    Against    Against
5   Report on Sustainability, Including GHG Goals    SH    Against    Refer    Against
6   Report on Human Rights Risk Assessment Process    SH    Against    Against    Against

Biogen Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    09062X103
Record Date:    04/15/2015    Meeting Type:    Annual    Ticker:    BIIB

 

Shares Voted:   36,978          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Alexander J. Denner    Mgmt    For    For    For
1.2   Elect Director Caroline D. Dorsa    Mgmt    For    For    For
1.3   Elect Director Nancy L. Leaming    Mgmt    For    For    For
1.4   Elect Director Richard C. Mulligan    Mgmt    For    For    For
1.5   Elect Director Robert W. Pangia    Mgmt    For    For    For
1.6   Elect Director Stelios Papadopoulos    Mgmt    For    For    For
1.7   Elect Director Brian S. Posner    Mgmt    For    For    For
1.8   Elect Director Eric K. Rowinsky    Mgmt    For    For    For
1.9   Elect Director George A. Scangos    Mgmt    For    For    For
1.10   Elect Director Lynn Schenk    Mgmt    For    For    For
1.11   Elect Director Stephen A. Sherwin    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

China Construction Bank Corporation

 

Meeting Date:    06/15/2015    Country:    China    Primary Security ID:    Y1397N101
Record Date:    05/15/2015    Meeting Type:    Annual    Ticker:    00939

 

Shares Voted:   5,170,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Report of Board of Directors    Mgmt    For    For    For
2   Accept Report of Board of Supervisors    Mgmt    For    For    For
3   Accept Final Financial Accounts    Mgmt    For    For    For
4   Approve Profit Distribution Plan    Mgmt    For    For    For
5   Approve Budget of 2015 Fixed Assets Investment    Mgmt    For    For    For
6   Approve Remuneration Distribution and Settlement Plan for Directors in 2013    Mgmt    For    Refer    For
7   Approve Remuneration Distribution and Settlement Plan for Supervisors in 2013    Mgmt    For    Refer    For
8   Elect Wang Hongzhang as Director    Mgmt    For    For    For
9   Elect Pang Xiusheng as Director    Mgmt    For    For    For
10   Elect Zhang Gengsheng as Director    Mgmt    For    For    For
11   Elect Li Jun as Director    Mgmt    For    For    For
12   Elect Hao Aiqun as Director    Mgmt    For    For    For
13   Elect Elaine La Roche as Director    Mgmt    For    For    For
14   Approve External Auditors    Mgmt    For    For    For
15   Approve Impact on Dilution of Current Returns of the Issuance of Preference Shares and Remedial Measures    Mgmt    For    Refer    For
16   Approve Shareholder Return Plan for 2015 to 2017    Mgmt    For    For    For
17   Approve Capital Plan for 2015 to 2017    Mgmt    For    Refer    For
18   Amend Articles of Association    Mgmt    For    Refer    For
  Approve Issuance of Domestic Preference Shares    Mgmt         
19.1   Approve Type and Number of Preference Shares to be Issued    Mgmt    For    Refer    For
19.2   Approve Par Value and Issuance Price    Mgmt    For    Refer    For
19.3   Approve Maturity Date    Mgmt    For    Refer    For
19.4   Approve Use of Proceeds    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

China Construction Bank Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

19.5   Approve Issuance Method and Investors    Mgmt    For    Refer    For
19.6   Approve Profit Distribution Method for Preference Shareholders    Mgmt    For    Refer    For
19.7   Approve Mandatory Conversion    Mgmt    For    Refer    For
19.8   Approve Conditional Redemption    Mgmt    For    Refer    For
19.9   Approve Voting Rights Restrictions and Restoration    Mgmt    For    Refer    For
19.10   Approve Repayment Priority and Manner of Liquidation    Mgmt    For    Refer    For
19.11   Approve Rating    Mgmt    For    Refer    For
19.12   Approve Security    Mgmt    For    Refer    For
19.13   Approve Trading or Transfer Restriction    Mgmt    For    Refer    For
19.14   Approve Trading Arrangements    Mgmt    For    Refer    For
19.15   Approve Effective Period of the Resolution on Issuance of Preference Shares    Mgmt    For    Refer    For
19.16   Approve Preference Share Authorization    Mgmt    For    Refer    For
19.17   Approve Relationship between Domestic Issuance and Offshore Issuance    Mgmt    For    Refer    For
19.18   Approve Application and Approval Procedures to be Performed for the Issuance    Mgmt    For    Refer    For
  Approve Issuance of Offshore Preference Shares    Mgmt         
20.1   Approve Type and Number of Preference Shares to be Issued    Mgmt    For    Refer    For
20.2   Approve Par Value and Issuance Price    Mgmt    For    Refer    For
20.3   Approve Maturity Date    Mgmt    For    Refer    For
20.4   Approve Use of Proceeds    Mgmt    For    Refer    For
20.5   Approve Issuance Method and Investors    Mgmt    For    Refer    For
20.6   Approve Profit Distribution Method for Preference Shareholders    Mgmt    For    Refer    For
20.7   Approve Mandatory Conversion    Mgmt    For    Refer    For
20.8   Approve Conditional Redemption    Mgmt    For    Refer    For
20.9   Approve Voting Rights Restrictions and Restoration    Mgmt    For    Refer    For
20.10   Approve Repayment Priority and Manner of Liquidation    Mgmt    For    Refer    For
20.11   Approve Rating    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

China Construction Bank Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

20.12   Approve Security    Mgmt    For    Refer    For
20.13   Approve Lock-up Period    Mgmt    For    Refer    For
20.14   Approve Effective Period of the Resolution on Issuance of Preference Shares    Mgmt    For    Refer    For
20.15   Approve Trading/Listing Arrangement    Mgmt    For    Refer    For
20.16   Approve Preference Share Authorization    Mgmt    For    Refer    For
20.17   Approve Relationship between Domestic Issuance and Offshore Issuance    Mgmt    For    Refer    For
20.18   Approve Application and Approval Procedures to be Performed for the Issuance    Mgmt    For    Refer    For
21   Elect Wang Zuji as Director    SH    None    For    For

China Construction Bank Corporation

 

Meeting Date:    06/15/2015    Country:    China    Primary Security ID:    Y1397N101
Record Date:    05/15/2015    Meeting Type:    Special    Ticker:    00939

 

Shares Voted:   5,170,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  CLASS MEETING FOR HOLDERS OF H SHARES    Mgmt         
  Approve Issuance of Domestic Preference Shares    Mgmt         
1.1   Approve Type and Number of Preference Shares to be Issued    Mgmt    For    Refer    For
1.2   Approve Par Value and Issuance Price    Mgmt    For    Refer    For
1.3   Approve Maturity Date    Mgmt    For    Refer    For
1.4   Approve Use of Proceeds    Mgmt    For    Refer    For
1.5   Approve Issuance Method and Investors    Mgmt    For    Refer    For
1.6   Approve Profit Distribution Method for Preference Shareholders    Mgmt    For    Refer    For
1.7   Approve Mandatory Conversion    Mgmt    For    Refer    For
1.8   Approve Conditional Redemption    Mgmt    For    Refer    For
1.9   Approve Voting Rights Restrictions and Restoration    Mgmt    For    Refer    For
1.10   Approve Repayment Priority and Manner of Liquidation    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

China Construction Bank Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.11   Approve Rating    Mgmt    For    Refer    For
1.12   Approve Security    Mgmt    For    Refer    For
1.13   Approve Trading or Transfer Restriction    Mgmt    For    Refer    For
1.14   Approve Trading Arrangements    Mgmt    For    Refer    For
1.15   Approve Effective Period of the Resolution on Issuance of Preference Shares    Mgmt    For    Refer    For
1.16   Approve Preference Share Authorization    Mgmt    For    Refer    For
1.17   Approve Relationship between Domestic Issuance and Offshore Issuance    Mgmt    For    Refer    For
1.18   Approve Application and Approval Procedures to be Performed for the Issuance    Mgmt    For    Refer    For
  Approve Issuance of Offshore Preference Shares    Mgmt         
2.1   Approve Type and Number of Preference Shares to be Issued    Mgmt    For    Refer    For
2.2   Approve Par Value and Issuance Price    Mgmt    For    Refer    For
2.3   Approve Maturity Date    Mgmt    For    Refer    For
2.4   Approve Use of Proceeds    Mgmt    For    Refer    For
2.5   Approve Issuance Method and Investors    Mgmt    For    Refer    For
2.6   Approve Profit Distribution Method for Preference Shareholders    Mgmt    For    Refer    For
2.7   Approve Mandatory Conversion    Mgmt    For    Refer    For
2.8   Approve Conditional Redemption    Mgmt    For    Refer    For
2.9   Approve Voting Rights Restrictions and Restoration    Mgmt    For    Refer    For
2.10   Approve Repayment Priority and Manner of Liquidation    Mgmt    For    Refer    For
2.11   Approve Rating    Mgmt    For    Refer    For
2.12   Approve Security    Mgmt    For    Refer    For
2.13   Approve Lock-up Period    Mgmt    For    Refer    For
2.14   Approve Effective Period of the Resolution on Issuance of Preference Shares    Mgmt    For    Refer    For
2.15   Approve Trading/Listing Arrangement    Mgmt    For    Refer    For
2.16   Approve Preference Share Authorization    Mgmt    For    Refer    For
2.17   Approve Relationship between Domestic Issuance and Offshore Issuance    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

China Construction Bank Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.18   Approve Application and Approval Procedures to be Performed for the Issuance    Mgmt    For    Refer    For

Tokyo Electron Ltd.

 

Meeting Date:    06/19/2015    Country:    Japan    Primary Security ID:    J86957115
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    8035

 

Shares Voted:   159,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Amend Articles to Indemnify Directors—Indemnify Statutory Auditors    Mgmt    For    Refer    For
2.1   Elect Director Higashi, Tetsuro    Mgmt    For    For    For
2.2   Elect Director Tsuneishi, Tetsuo    Mgmt    For    For    For
2.3   Elect Director Kitayama, Hirofumi    Mgmt    For    For    For
2.4   Elect Director Ito, Hikaru    Mgmt    For    For    For
2.5   Elect Director Washino, Kenji    Mgmt    For    For    For
2.6   Elect Director Hori, Tetsuro    Mgmt    For    For    For
2.7   Elect Director Chon, Gishi    Mgmt    For    For    For
2.8   Elect Director Akimoto, Masami    Mgmt    For    For    For
2.9   Elect Director Sasaki, Sadao    Mgmt    For    For    For
2.10   Elect Director Kawai, Toshiki    Mgmt    For    For    For
2.11   Elect Director Nagakubo, Tatsuya    Mgmt    For    For    For
2.12   Elect Director Inoue, Hiroshi    Mgmt    For    For    For
2.13   Elect Director Sakane, Masahiro    Mgmt    For    For    For
3   Appoint Statutory Auditor Harada, Yoshiteru    Mgmt    For    For    For
4   Approve Annual Bonus Payment to Directors    Mgmt    For    Refer    For
5   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For
6   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Fuji Heavy Industries Ltd.

 

Meeting Date:    06/23/2015    Country:    Japan    Primary Security ID:    J14406136
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    7270

 

Shares Voted:   501,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 37    Mgmt    For    For    For
2   Amend Articles to Indemnify Directors — Indemnify Statutory Auditors    Mgmt    For    Refer    For
3.1   Elect Director Yoshinaga, Yasuyuki    Mgmt    For    For    For
3.2   Elect Director Kondo, Jun    Mgmt    For    For    For
3.3   Elect Director Muto, Naoto    Mgmt    For    For    For
3.4   Elect Director Takahashi, Mitsuru    Mgmt    For    For    For
3.5   Elect Director Tachimori, Takeshi    Mgmt    For    For    For
3.6   Elect Director Kasai, Masahiro    Mgmt    For    For    For
3.7   Elect Director Arima, Toshio    Mgmt    For    For    For
3.8   Elect Director Komamura, Yoshinori    Mgmt    For    For    For
4.1   Appoint Statutory Auditor Mabuchi, Akira    Mgmt    For    Refer    For
4.2   Appoint Statutory Auditor Mita, Shinichi    Mgmt    For    Refer    For
5   Appoint Alternate Statutory Auditor Tamazawa, Kenji    Mgmt    For    Refer    For

Komatsu Ltd.

 

Meeting Date:    06/24/2015    Country:    Japan    Primary Security ID:    J35759125
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    6301

 

Shares Voted:   306,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 29    Mgmt    For    For    For
2   Amend Articles to Clarify Director Authority on Shareholder Meetings — Amend Provisions on Director Titles — Indemnify Directors — Indemnify Statutory Auditors    Mgmt    For    Refer    For
3.1   Elect Director Noji, Kunio    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Komatsu Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3.2   Elect Director Ohashi, Tetsuji    Mgmt    For    For    For
3.3   Elect Director Fujitsuka, Mikio    Mgmt    For    For    For
3.4   Elect Director Takamura, Fujitoshi    Mgmt    For    For    For
3.5   Elect Director Shinozuka, Hisashi    Mgmt    For    For    For
3.6   Elect Director Kuromoto, Kazunori    Mgmt    For    For    For
3.7   Elect Director Mori, Masanao    Mgmt    For    For    For
3.8   Elect Director Ikeda, Koichi    Mgmt    For    For    For
3.9   Elect Director Oku, Masayuki    Mgmt    For    For    For
3.10   Elect Director Yabunaka, Mitoji    Mgmt    For    For    For
4   Appoint Statutory Auditor Shinotsuka, Eiko    Mgmt    For    Refer    For
5   Approve Annual Bonus Payment to Directors    Mgmt    For    Refer    For
6   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For

Mitsubishi Electric Corp.

 

Meeting Date:    06/26/2015    Country:    Japan    Primary Security ID:    J43873116
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    6503

 

Shares Voted:   369,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Amend Articles to Indemnify Directors    Mgmt    For    Refer    For
2.1   Elect Director Yamanishi, Kenichiro    Mgmt    For    For    For
2.2   Elect Director Sakuyama, Masaki    Mgmt    For    For    For
2.3   Elect Director Yoshimatsu, Hiroki    Mgmt    For    For    For
2.4   Elect Director Hashimoto, Noritomo    Mgmt    For    For    For
2.5   Elect Director Okuma, Nobuyuki    Mgmt    For    For    For
2.6   Elect Director Matsuyama, Akihiro    Mgmt    For    For    For
2.7   Elect Director Sasakawa, Takashi    Mgmt    For    For    For
2.8   Elect Director Sasaki, Mikio    Mgmt    For    Refer    For
2.9   Elect Director Miki, Shigemitsu    Mgmt    For    Refer    Against
2.10   Elect Director Yabunaka, Mitoji    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 96 Ivy Funds VIP Global Growth

 

Mitsubishi Electric Corp.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.11   Elect Director Obayashi, Hiroshi    Mgmt    For    For    For
2.12   Elect Director Watanabe, Kazunori    Mgmt    For    For    For

IVY FUNDS VIP GLOBAL NATURAL RESOURCES

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

Weatherford International plc

 

Meeting Date:    09/24/2014    Country:    Ireland    Primary Security ID:    G48833100
Record Date:    08/01/2014    Meeting Type:    Annual    Ticker:    WFT

 

Shares Voted:   248,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A   Elect Director David J. Butters    Mgmt    For    For    For
1B   Elect Director Bernard J. Duroc-Danner    Mgmt    For    For    For
1C   Elect Director John D. Gass    Mgmt    For    For    For
1D   Elect Director Francis S. Kalman    Mgmt    For    For    For
1E   Elect Director William E. Macaulay    Mgmt    For    For    For
1F   Elect Director Robert K. Moses, Jr.    Mgmt    For    For    For
1G   Elect Director Guillermo Ortiz    Mgmt    For    For    For
1H   Elect Director Emyr Jones Parry    Mgmt    For    For    For
1I   Elect Director Robert A. Rayne    Mgmt    For    For    For
2   Approve Auditors and Authorize Board to Fix Their Remuneration Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4   Authorize Holding of 2015 Annual General Meeting Outside of Ireland    Mgmt    For    Refer    For

BHP Billiton plc

 

Meeting Date:    10/23/2014    Country:    United Kingdom    Primary Security ID:    G10877101
Record Date:    10/21/2014    Meeting Type:    Annual    Ticker:    BLT

 

Shares Voted:   183,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
3   Authorise the Risk and Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
4   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

BHP Billiton plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
7   Approve Remuneration Policy    Mgmt    For    For    For
8   Approve Remuneration Report for UK Law Purposes    Mgmt    For    For    For
9   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    For    For
10   Approve Leaving Entitlements    Mgmt    For    Refer    For
11   Approve Grant of Awards under the Group’s Short and Long Term Incentive Plans to Andrew Mackenzie    Mgmt    For    Refer    For
12   Elect Malcolm Brinded as Director    Mgmt    For    For    For
13   Re-elect Malcolm Broomhead as Director    Mgmt    For    For    For
14   Re-elect Sir John Buchanan as Director    Mgmt    For    For    For
15   Re-elect Carlos Cordeiro as Director    Mgmt    For    For    For
16   Re-elect Pat Davies as Director    Mgmt    For    For    For
17   Re-elect Carolyn Hewson as Director    Mgmt    For    For    For
18   Re-elect Andrew Mackenzie as Director    Mgmt    For    For    For
19   Re-elect Lindsay Maxsted as Director    Mgmt    For    For    For
20   Re-elect Wayne Murdy as Director    Mgmt    For    For    For
21   Re-elect Keith Rumble as Director    Mgmt    For    For    For
22   Re-elect John Schubert as Director    Mgmt    For    For    For
23   Re-elect Shriti Vadera as Director    Mgmt    For    For    For
24   Re-elect Jac Nasser as Director    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
25   Elect Ian Dunlop, a Shareholder Nominee to the Board    SH    Against    Refer    Against

Joy Global Inc.

 

Meeting Date:    03/10/2015    Country:    USA    Primary Security ID:    481165108
Record Date:    01/09/2015    Meeting Type:    Annual    Ticker:    JOY

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Joy Global Inc.

 

Shares Voted:   48,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Edward L. Doheny, II    Mgmt    For    For    For
1.2   Elect Director Steven L. Gerard    Mgmt    For    For    For
1.3   Elect Director Mark J. Gliebe    Mgmt    For    For    For
1.4   Elect Director John T. Gremp    Mgmt    For    For    For
1.5   Elect Director John Nils Hanson    Mgmt    For    For    For
1.6   Elect Director Gale E. Klappa    Mgmt    For    For    For
1.7   Elect Director Richard B. Loynd    Mgmt    For    For    For
1.8   Elect Director P. Eric Siegert    Mgmt    For    For    For
1.9   Elect Director James H. Tate    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Baker Hughes Incorporated

 

Meeting Date:    03/27/2015    Country:    USA    Primary Security ID:    057224107
Record Date:    02/17/2015    Meeting Type:    Special    Ticker:    BHI

 

Shares Voted:   77,200             

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

Halliburton Company

 

Meeting Date:    03/27/2015    Country:    USA    Primary Security ID:    406216101
Record Date:    02/17/2015    Meeting Type:    Special    Ticker:    HAL

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Halliburton Company

 

Shares Voted:   154,550          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Schlumberger Limited

 

Meeting Date:    04/08/2015    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/11/2015    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   89,850          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Peter L.S. Currie as Director    Mgmt    For    For    For
1b   Elect K. Vaman Kamath as Director    Mgmt    For    For    For
1c   Elect V. Maureen Kempston Darkes as Director    Mgmt    For    For    For
1d   Elect Paal Kibsgaard as Director    Mgmt    For    For    For
1e   Elect Nikolay Kudryavtsev as Director    Mgmt    For    For    For
1f   Elect Michael E. Marks as Director    Mgmt    For    For    For
1g   Elect Indra K. Nooyi as Director    Mgmt    For    For    For
1h   Elect Lubna S. Olayan as Director    Mgmt    For    For    For
1i   Elect Leo Rafael Reif as Director    Mgmt    For    For    For
1j   Elect Tore I. Sandvold as Director    Mgmt    For    For    For
1k   Elect Henri Seydoux as Director    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

PPG Industries, Inc.

 

Meeting Date:    04/16/2015    Country:    USA    Primary Security ID:    693506107
Record Date:    02/20/2015    Meeting Type:    Annual    Ticker:    PPG

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

PPG Industries, Inc.

 

Shares Voted:   9,450          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Charles E. Bunch    Mgmt    For    For    For
1.2   Elect Director Michael W. Lamach    Mgmt    For    For    For
1.3   Elect Director Martin H. Richenhagen    Mgmt    For    For    For
1.4   Elect Director Thomas J. Usher    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Rio Tinto plc

 

Meeting Date:    04/16/2015    Country:    United Kingdom    Primary Security ID:    G75754104
Record Date:    04/14/2015    Meeting Type:    Annual    Ticker:    RIO

 

Shares Voted:   111,450          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Resolutions 1 to 18 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report for UK Law Purposes    Mgmt    For    For    For
4   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    For    For
5   Elect Megan Clark as Director    Mgmt    For    For    For
6   Elect Michael L’Estrange as Director    Mgmt    For    For    For
7   Re-elect Robert Brown as Director    Mgmt    For    For    For
8   Re-elect Jan du Plessis as Director    Mgmt    For    For    For
9   Re-elect Ann Godbehere as Director    Mgmt    For    For    For
10   Re-elect Richard Goodmanson as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Rio Tinto plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

11   Re-elect Anne Lauvergeon as Director    Mgmt    For    For    For
12   Re-elect Chris Lynch as Director    Mgmt    For    For    For
13   Re-elect Paul Tellier as Director    Mgmt    For    For    For
14   Re-elect Simon Thompson as Director    Mgmt    For    For    For
15   Re-elect John Varley as Director    Mgmt    For    For    For
16   Re-elect Sam Walsh as Director    Mgmt    For    For    For
17   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
18   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
  Resolutions 19 to 22 will be Voted on by Rio Tinto plc Shareholders Only    Mgmt         
19   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Anglo American plc

 

Meeting Date:    04/23/2015    Country:    United Kingdom    Primary Security ID:    G03764134
Record Date:    04/21/2015    Meeting Type:    Annual    Ticker:    AAL

 

Shares Voted:   34,350          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Re-elect Mark Cutifani as Director    Mgmt    For    For    For
4   Re-elect Judy Dlamini as Director    Mgmt    For    For    For
5   Re-elect Byron Grote as Director    Mgmt    For    For    For
6   Re-elect Sir Philip Hampton as Director    Mgmt    For    For    For
7   Re-elect Rene Medori as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Anglo American plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

8   Re-elect Phuthuma Nhleko as Director    Mgmt    For    For    For
9   Re-elect Ray O’Rourke as Director    Mgmt    For    For    For
10   Re-elect Sir John Parker as Director    Mgmt    For    For    For
11   Re-elect Mphu Ramatlapeng as Director    Mgmt    For    For    For
12   Re-elect Jim Rutherford as Director    Mgmt    For    For    For
13   Re-elect Anne Stevens as Director    Mgmt    For    For    For
14   Re-elect Jack Thompson as Director    Mgmt    For    For    For
15   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
16   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Approve Remuneration Report    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Cabot Oil & Gas Corporation

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    127097103
Record Date:    03/02/2015    Meeting Type:    Annual    Ticker:    COG

 

Shares Voted:   56,350          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Rhys J. Best    Mgmt    For    For    For
1.1b   Elect Director Dan O. Dinges    Mgmt    For    For    For
1.1c   Elect Director James R. Gibbs    Mgmt    For    For    For
1.1d   Elect Director Robert L. Keiser    Mgmt    For    For    For
1.1e   Elect Director Robert Kelley    Mgmt    For    For    For
1.1f   Elect Director W. Matt Ralls    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Cabot Oil & Gas Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions Disclosure    SH    Against    Against    Against
5   Proxy Access    SH    Against    Against    Against

NOBLE ENERGY, INC.

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    655044105
Record Date:    03/04/2015    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   67,750          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1.2   Elect Director Michael A. Cawley    Mgmt    For    For    For
1.3   Elect Director Edward F. Cox    Mgmt    For    For    For
1.4   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1.5   Elect Director Eric P. Grubman    Mgmt    For    For    For
1.6   Elect Director Kirby L. Hedrick    Mgmt    For    For    For
1.7   Elect Director David L. Stover    Mgmt    For    For    For
1.8   Elect Director Scott D. Urban    Mgmt    For    For    For
1.9   Elect Director William T. Van Kleef    Mgmt    For    For    For
1.10   Elect Director Molly K. Williamson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Approve Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
7   Adopt Proxy Access Right    SH    Against    Against    Against
8   Report on Impacts of and Plans to Align with Global Climate Change Policy    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Marathon Petroleum Corporation

 

Meeting Date:    04/29/2015    Country:    USA    Primary Security ID:    56585A102
Record Date:    03/02/2015    Meeting Type:    Annual    Ticker:    MPC

 

Shares Voted:   42,150          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David A. Daberko    Mgmt    For    For    For
1.2   Elect Director Donna A. James    Mgmt    For    For    For
1.3   Elect Director James E. Rohr    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against

Yamana Gold Inc.

 

Meeting Date:    04/29/2015    Country:    Canada    Primary Security ID:    98462Y100
Record Date:    03/06/2015    Meeting Type:    Annual/Special    Ticker:    YRI

 

Shares Voted:   101,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Peter Marrone    Mgmt    For    For    For
1.2   Elect Director Patrick J. Mars    Mgmt    For    For    For
1.3   Elect Director John Begeman    Mgmt    For    For    For
1.4   Elect Director Christiane Bergevin    Mgmt    For    For    For
1.5   Elect Director Alexander Davidson    Mgmt    For    For    For
1.6   Elect Director Richard Graff    Mgmt    For    For    For
1.7   Elect Director Nigel Lees    Mgmt    For    For    For
1.8   Elect Director Carl Renzoni    Mgmt    For    For    For
1.9   Elect Director Jane Sadowsky    Mgmt    For    For    For
1.10   Elect Director Dino Titaro    Mgmt    For    For    For
2   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
3.1   Amend By-Law Re: Advance Notice Policy    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Yamana Gold Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3.2   Adopt Ontario as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    Against
4   Advisory Vote on Executive Compensation Approach    Mgmt    For    Refer    Against

EOG Resources, Inc.

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    26875P101
Record Date:    03/02/2015    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   45,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1.1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1.1c   Elect Director James C. Day    Mgmt    For    For    For
1.1d   Elect Director H. Leighton Steward    Mgmt    For    For    For
1.1e   Elect Director Donald F. Textor    Mgmt    For    For    For
1.1f   Elect Director William R. Thomas    Mgmt    For    For    For
1.1g   Elect Director Frank G. Wisner    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against
5   Report on Methane Emissions Management and Reduction Targets    SH    Against    Refer    Against

Fluor Corporation

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    343412102
Record Date:    03/05/2015    Meeting Type:    Annual    Ticker:    FLR

 

Shares Voted:   25,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A   Elect Director Peter K. Barker    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Fluor Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1B   Elect Director Alan M. Bennett    Mgmt    For    For    For
1C   Elect Director Rosemary T. Berkery    Mgmt    For    For    For
1D   Elect Director Peter J. Fluor    Mgmt    For    For    For
1E   Elect Director Deborah D. McWhinney    Mgmt    For    For    For
1F   Elect Director Armando J. Olivera    Mgmt    For    For    For
1G   Elect Director Joseph W. Prueher    Mgmt    For    For    For
1H   Elect Director Matthew K. Rose    Mgmt    For    For    For
1I   Elect Director David T. Seaton    Mgmt    For    For    For
1J   Elect Director Nader H. Sultan    Mgmt    For    For    For
1K   Elect Director Lynn C. Swann    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against

Southern Copper Corporation

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    84265V105
Record Date:    03/06/2015    Meeting Type:    Annual    Ticker:    SCCO

 

Shares Voted:   64,250          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director German Larrea Mota-Velasco    Mgmt    For    Refer    For
1.2   Elect Director Oscar Gonzalez Rocha    Mgmt    For    Refer    For
1.3   Elect Director Emilio Carrillo Gamboa    Mgmt    For    Refer    For
1.4   Elect Director Alfredo Casar Perez    Mgmt    For    Refer    For
1.5   Elect Director Luis Castelazo Morales    Mgmt    For    Refer    For
1.6   Elect Director Enrique Castillo Sanchez Mejorada    Mgmt    For    Refer    Withhold
1.7   Elect Director Xavier Garcia de Quevedo Topete    Mgmt    For    Refer    For
1.8   Elect Director Daniel Muniz Quintanilla    Mgmt    For    Refer    For
1.9   Elect Director Luis Miguel Palomino Bonilla    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Southern Copper Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.10   Elect Director Gilberto Perezalonso Cifuentes    Mgmt    For    Refer    Withhold
1.11   Elect Director Juan Rebolledo Gout    Mgmt    For    Refer    For
1.12   Elect Director Ruiz Sacristan    Mgmt    For    For    For
2   Ratify Galaz,Yamazaki, Ruiz Urquiza S.C. as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Suncor Energy Inc

 

Meeting Date:    04/30/2015    Country:    Canada    Primary Security ID:    867224107
Record Date:    03/04/2015    Meeting Type:    Annual    Ticker:    SU

 

Shares Voted:   122,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Mel E. Benson    Mgmt    For    For    For
1.2   Elect Director Jacynthe Cote    Mgmt    For    For    For
1.3   Elect Director Dominic D’Alessandro    Mgmt    For    For    For
1.4   Elect Director W. Douglas Ford    Mgmt    For    For    For
1.5   Elect Director John D. Gass    Mgmt    For    For    For
1.6   Elect Director John R. Huff    Mgmt    For    For    For
1.7   Elect Director Maureen McCaw    Mgmt    For    For    For
1.8   Elect Director Michael W. O’Brien    Mgmt    For    For    For
1.9   Elect Director James W. Simpson    Mgmt    For    For    For
1.10   Elect Director Eira M. Thomas    Mgmt    For    For    For
1.11   Elect Director Steven W. Williams    Mgmt    For    For    For
1.12   Elect Director Michael M. Wilson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Amend By-laws    Mgmt    For    Refer    For
4   Approve Advance Notice Policy    Mgmt    For    Refer    For
5   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Valero Energy Corporation

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    91913Y100
Record Date:    03/03/2015    Meeting Type:    Annual    Ticker:    VLO

 

Shares Voted:   37,150          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Jerry D. Choate    Mgmt    For    For    For
1.1b   Elect Director Joseph W. Gorder    Mgmt    For    For    For
1.1c   Elect Director Deborah P. Majoras    Mgmt    For    For    For
1.1d   Elect Director Donald L. Nickles    Mgmt    For    For    For
1.1e   Elect Director Philip J. Pfeiffer    Mgmt    For    For    For
1.1f   Elect Director Robert A. Profusek    Mgmt    For    For    For
1.1g   Elect Director Susan Kaufman Purcell    Mgmt    For    For    For
1.1h   Elect Director Stephen M. Waters    Mgmt    For    For    For
1.1i   Elect Director Randall J. Weisenburger    Mgmt    For    For    For
1.1j   Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against

Oasis Petroleum Inc.

 

Meeting Date:    05/04/2015    Country:    USA    Primary Security ID:    674215108
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    OAS

 

Shares Voted:   39,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director William J. Cassidy    Mgmt    For    For    For
1.2   Elect Director Taylor L. Reid    Mgmt    For    For    For
1.3   Elect Director Bobby S. Shackouls    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Oasis Petroleum Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Require Independent Board Chairman    SH    Against    Refer    Against

Pentair PLC

 

Meeting Date:    05/05/2015    Country:    Ireland    Primary Security ID:    G7S00T104
Record Date:    03/06/2015    Meeting Type:    Annual    Ticker:    PNR

 

Shares Voted:   22,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Glynis A. Bryan    Mgmt    For    For    For
1b   Elect Director Jerry W. Burris    Mgmt    For    For    For
1c   Elect Director Carol Anthony (John) Davidson    Mgmt    For    For    For
1d   Elect Director Jacques Esculier    Mgmt    For    For    For
1e   Elect Director T. Michael Glenn    Mgmt    For    For    For
1f   Elect Director David H. Y. Ho    Mgmt    For    For    For
1g   Elect Director Randall J. Hogan    Mgmt    For    For    For
1h   Elect Director David A. Jones    Mgmt    For    For    For
1i   Elect Director Ronald L. Merriman    Mgmt    For    For    For
1j   Elect Director William T. Monahan    Mgmt    For    For    For
1k   Elect Director Billie Ida Williamson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Authorize General Meetings Outside the Republic of Ireland    Mgmt    For    For    For
5   Determine Price Range for Reissuance of Treasury Shares    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Randgold Resources Ltd

 

Meeting Date:    05/05/2015    Country:    United Kingdom    Primary Security ID:    G73740113
Record Date:    03/20/2015    Meeting Type:    Annual    Ticker:    RRS

 

Shares Voted:   13,450          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Approve Remuneration Policy    Mgmt    For    For    For
5   Re-elect Mark Bristow as Director    Mgmt    For    For    For
6   Re-elect Norborne Cole Jr as Director    Mgmt    For    For    For
7   Re-elect Christopher Coleman as Director    Mgmt    For    For    For
8   Re-elect Kadri Dagdelen as Director    Mgmt    For    For    For
9   Re-elect Jamil Kassum as Director    Mgmt    For    For    For
10   Re-elect Jeanine Mabunda Lioko as Director    Mgmt    For    For    For
11   Re-elect Andrew Quinn as Director    Mgmt    For    For    For
12   Re-elect Graham Shuttleworth as Director    Mgmt    For    For    For
13   Re-elect Karl Voltaire as Director    Mgmt    For    For    For
14   Elect Safiatou Ba-N’Daw as Director    Mgmt    For    For    For
15   Reappoint BDO LLP as Auditors    Mgmt    For    For    For
16   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Approve Awards of Ordinary Shares to Non-executive Directors    Mgmt    For    Refer    For
19   Approve Award of Ordinary Shares to the Senior Independent Director    Mgmt    For    Refer    For
20   Approve Award of Ordinary Shares to the Chairman    Mgmt    For    Refer    For
21   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

BHP Billiton plc

 

Meeting Date:    05/06/2015    Country:    United Kingdom    Primary Security ID:    G10877101
Record Date:    05/04/2015    Meeting Type:    Special    Ticker:    BLT

 

Shares Voted:   219,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Demerger of South32 from BHP Billiton    Mgmt    For    Refer    For

FMC Technologies, Inc.

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    30249U101
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    FTI

 

Shares Voted:   18,950          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Mike R. Bowlin    Mgmt    For    For    For
1b   Elect Director Clarence P. Cazalot, Jr.    Mgmt    For    For    For
1c   Elect Director Eleazar de Carvalho Filho    Mgmt    For    For    For
1d   Elect Director C. Maury Devine    Mgmt    For    For    For
1e   Elect Director Claire S. Farley    Mgmt    For    For    For
1f   Elect Director John T. Gremp    Mgmt    For    For    For
1g   Elect Director Thomas M. Hamilton    Mgmt    For    For    For
1h   Elect Director Peter Mellbye    Mgmt    For    For    For
1i   Elect Director Joseph H. Netherland    Mgmt    For    For    For
1j   Elect Director Peter Oosterveer    Mgmt    For    For    For
1k   Elect Director Richard A. Pattarozzi    Mgmt    For    For    For
1l   Elect Director James M. Ringler    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

L Air Liquide

 

Meeting Date:    05/06/2015    Country:    France    Primary Security ID:    F01764103
Record Date:    04/30/2015    Meeting Type:    Annual/Special    Ticker:    AI

 

Shares Voted:   7,850          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.55 per Share    Mgmt    For    For    For
4   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5   Reelect Sian Herbert-Jones as Director    Mgmt    For    For    For
6   Elect Genevieve Berger as Director    Mgmt    For    For    For
7   Approve Agreement with Benoit Potier    Mgmt    For    Refer    For
8   Advisory Vote on Compensation of Benoit Potier    Mgmt    For    For    For
9   Advisory Vote on Compensation of Pierre Dufour    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
10   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
11   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    Refer    For
12   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million    Mgmt    For    For    For
13   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
14   Amend Article 8 of Bylaws Re: Absence of Double-Voting Rights    Mgmt    For    For    For
15   Amend Article 18 of Bylaws Re: Record Date    Mgmt    For    For    For
16   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
17   Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

L Air Liquide

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
18   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

LyondellBasell Industries NV

 

Meeting Date:    05/06/2015    Country:    Netherlands    Primary Security ID:    N53745100
Record Date:    04/08/2015    Meeting Type:    Annual    Ticker:    LYB

 

Shares Voted:   49,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Robin Buchanan Supervisory Board    Mgmt    For    For    For
1b   Elect Stephen F. Cooper to Supervisory Board    Mgmt    For    For    For
1c   Elect Isabella D. Goren to Supervisory Board    Mgmt    For    For    For
1d   Elect Robert G. Gwin to Supervisory Board    Mgmt    For    For    For
2a   Elect Kevin W. Brown to Management Board    Mgmt    For    For    For
2b   Elect Jeffrey A. Kaplan to Management Board    Mgmt    For    For    For
3   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
4   Approve Discharge of Management Board    Mgmt    For    For    For
5   Approve Discharge of Supervisory Board    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
7   Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    Mgmt    For    For    For
8   Approve Dividends of USD 2.80 Per Share    Mgmt    For    For    For
9   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
10   Authorize Board to Issue Shares up to 20 Percent of Authorized Capital    Mgmt    For    For    For
11   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    Refer    Against
12   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
13   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Phillips 66

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    718546104
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    PSX

 

Shares Voted:   47,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director J. Brian Ferguson    Mgmt    For    For    For
1b   Elect Director Harold W. McGraw, III    Mgmt    For    For    For
1c   Elect Director Victoria J. Tschinkel    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For
5   Adopt Quantitative GHG Goals for Operations    SH    Against    Refer    Against

Canadian Natural Resources Limited

 

Meeting Date:    05/07/2015    Country:    Canada    Primary Security ID:    136385101
Record Date:    03/18/2015    Meeting Type:    Annual    Ticker:    CNQ

 

Shares Voted:   72,050          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  You may vote for the nominees for Directors as slate:    Mgmt         
1   Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Frank J. McKenna, David A. Tuer, and Annette M. Verschuren as Directors    Mgmt    For    For    For
  OR you may vote for the nominees for Directors individually:    Mgmt         
1.1   Elect Director Catherine M. Best    Mgmt    For    For    For
1.2   Elect Director N. Murray Edwards    Mgmt    For    For    For
1.3   Elect Director Timothy W. Faithfull    Mgmt    For    For    For
1.4   Elect Director Gary A. Filmon    Mgmt    For    For    For
1.5   Elect Director Christopher L. Fong    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Canadian Natural Resources Limited

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.6   Elect Director Gordon D. Giffin    Mgmt    For    For    For
1.7   Elect Director Wilfred A. Gobert    Mgmt    For    For    For
1.8   Elect Director Steve W. Laut    Mgmt    For    For    For
1.9   Elect Director Frank J. McKenna    Mgmt    For    For    For
1.10   Elect Director David A. Tuer    Mgmt    For    For    For
1.11   Elect Director Annette M. Verschuren    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Kansas City Southern

 

Meeting Date:    05/07/2015    Country:    USA    Primary Security ID:    485170302
Record Date:    03/09/2015    Meeting Type:    Annual    Ticker:    KSU

 

Shares Voted:   8,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lu M. Cordova    Mgmt    For    For    For
1.2   Elect Director Thomas A. McDonnell    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Tesoro Corporation

 

Meeting Date:    05/07/2015    Country:    USA    Primary Security ID:    881609101
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    TSO

 

Shares Voted:   20,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Rodney F. Chase    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Tesoro Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.2   Elect Director Gregory J. Goff    Mgmt    For    For    For
1.3   Elect Director Robert W. Goldman    Mgmt    For    For    For
1.4   Elect Director David Lilley    Mgmt    For    For    For
1.5   Elect Director Mary Pat McCarthy    Mgmt    For    For    For
1.6   Elect Director J.W. Nokes    Mgmt    For    For    For
1.7   Elect Director Susan Tomasky    Mgmt    For    For    For
1.8   Elect Director Michael E. Wiley    Mgmt    For    For    For
1.9   Elect Director Patrick Y. Yang    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Cameron International Corporation

 

Meeting Date:    05/08/2015    Country:    USA    Primary Security ID:    13342B105
Record Date:    03/11/2015    Meeting Type:    Annual    Ticker:    CAM

 

Shares Voted:   33,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1.2   Elect Director Peter J. Fluor    Mgmt    For    For    For
1.3   Elect Director Douglas L. Foshee    Mgmt    For    For    For
1.4   Elect Director Rodolfo Landim    Mgmt    For    For    For
1.5   Elect Director Jack B. Moore    Mgmt    For    For    For
1.6   Elect Director Michael E. Patrick    Mgmt    For    For    For
1.7   Elect Director Timothy J. Probert    Mgmt    For    For    For
1.8   Elect Director Jon Erik Reinhardsen    Mgmt    For    For    For
1.9   Elect Director R. Scott Rowe    Mgmt    For    For    For
1.10   Elect Director Brent J. Smolik    Mgmt    For    For    For
1.11   Elect Director Bruce W. Wilkinson    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Cameron International Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Oceaneering International, Inc.

 

Meeting Date:    05/08/2015    Country:    USA    Primary Security ID:    675232102
Record Date:    03/25/2015    Meeting Type:    Annual    Ticker:    OII

 

Shares Voted:   13,150          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John R. Huff    Mgmt    For    For    For
1.2   Elect Director M. Kevin McEvoy    Mgmt    For    For    For
1.3   Elect Director Steven A. Webster    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Anadarko Petroleum Corporation

 

Meeting Date:    05/12/2015    Country:    USA    Primary Security ID:    032511107
Record Date:    03/17/2015    Meeting Type:    Annual    Ticker:    APC

 

Shares Voted:   37,350          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Anthony R. Chase    Mgmt    For    For    For
1.1b   Elect Director Kevin P. Chilton    Mgmt    For    For    For
1.1c   Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1.1d   Elect Director Peter J. Fluor    Mgmt    For    For    For
1.1e   Elect Director Richard L. George    Mgmt    For    For    For
1.1f   Elect Director Joseph W. Gorder    Mgmt    For    For    For
1.1g   Elect Director John R. Gordon    Mgmt    For    For    For
1.1h   Elect Director Mark C. McKinley    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Anadarko Petroleum Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1i   Elect Director Eric D. Mullins    Mgmt    For    For    For
1.1j   Elect Director R. A. Walker    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Proxy Access Right    SH    Against    Against    Against
5   Report on Plans to Address Stranded Carbon Asset Risks    SH    Against    Refer    Against

ConocoPhillips

 

Meeting Date:    05/12/2015    Country:    USA    Primary Security ID:    20825C104
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    COP

 

Shares Voted:   24,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Richard L. Armitage    Mgmt    For    For    For
1b   Elect Director Richard H. Auchinleck    Mgmt    For    For    For
1c   Elect Director Charles E. Bunch    Mgmt    For    For    For
1d   Elect Director James E. Copeland, Jr.    Mgmt    For    For    For
1e   Elect Director John V. Faraci    Mgmt    For    For    For
1f   Elect Director Jody L. Freeman    Mgmt    For    For    For
1g   Elect Director Gay Huey Evans    Mgmt    For    For    For
1h   Elect Director Ryan M. Lance    Mgmt    For    For    For
1i   Elect Director Arjun N. Murti    Mgmt    For    For    For
1j   Elect Director Robert A. Niblock    Mgmt    For    For    For
1k   Elect Director Harald J. Norvik    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Plan    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

ConocoPhillips

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6   Remove or Adjust Reserve Metrics used for Executive Compensation    SH    Against    Refer    Against
7   Adopt Proxy Access Right    SH    Against    Against    Against

HollyFrontier Corporation

 

Meeting Date:    05/13/2015    Country:    USA    Primary Security ID:    436106108
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    HFC

 

Shares Voted:   37,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Douglas Y. Bech    Mgmt    For    For    For
1b   Elect Director Leldon E. Echols    Mgmt    For    For    For
1c   Elect Director R. Kevin Hardage    Mgmt    For    For    For
1d   Elect Director Michael C. Jennings    Mgmt    For    For    For
1e   Elect Director Robert J. Kostelnik    Mgmt    For    For    For
1f   Elect Director James H. Lee    Mgmt    For    For    For
1g   Elect Director Franklin Myers    Mgmt    For    For    For
1h   Elect Director Michael E. Rose    Mgmt    For    For    For
1i   Elect Director Tommy A. Valenta    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Report on Sustainability, Including GHG Goals    SH    Against    Refer    Against

Baker Hughes Incorporated

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    057224107
Record Date:    03/18/2015    Meeting Type:    Annual    Ticker:    BHI

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Baker Hughes Incorporated

 

Shares Voted:   81,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Larry D. Brady    Mgmt    For    For    For
1b   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1c   Elect Director Clarence P. Cazalot, Jr.    Mgmt    For    For    For
1d   Elect Director Martin S. Craighead    Mgmt    For    For    For
1e   Elect Director William H. Easter, III    Mgmt    For    For    For
1f   Elect Director Lynn L. Elsenhans    Mgmt    For    For    For
1g   Elect Director Anthony G. Fernandes    Mgmt    For    For    For
1h   Elect Director Claire W. Gargalli    Mgmt    For    For    For
1i   Elect Director Pierre H. Jungels    Mgmt    For    For    For
1j   Elect Director James A. Lash    Mgmt    For    For    For
1k   Elect Director J. Larry Nichols    Mgmt    For    For    For
1l   Elect Director James W. Stewart    Mgmt    For    For    For
1m   Elect Director Charles L. Watson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Canadian Pacific Railway Limited

 

Meeting Date:    05/14/2015    Country:    Canada    Primary Security ID:    13645T100
Record Date:    03/17/2015    Meeting Type:    Annual/Special    Ticker:    CP

 

Shares Voted:   16,450          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
3.1   Elect Director William A. Ackman    Mgmt    For    For    For
3.2   Elect Director John Baird    Mgmt    For    For    For
3.3   Elect Director Gary F. Colter    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Canadian Pacific Railway Limited

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3.4   Elect Director Isabelle Courville    Mgmt    For    For    For
3.5   Elect Director Keith E. Creel    Mgmt    For    For    For
3.6   Elect Director E. Hunter Harrison    Mgmt    For    For    For
3.7   Elect Director Paul C. Hilal    Mgmt    For    For    For
3.8   Elect Director Krystyna T. Hoeg    Mgmt    For    For    For
3.9   Elect Director Rebecca MacDonald    Mgmt    For    For    For
3.10   Elect Director Anthony R. Melman    Mgmt    For    For    For
3.11   Elect Director Linda J. Morgan    Mgmt    For    For    For
3.12   Elect Director Andrew F. Reardon    Mgmt    For    For    For
3.13   Elect Director Stephen C. Tobias    Mgmt    For    For    For
4   Approve Advance Notice Policy    Mgmt    For    Refer    For
5   Allow Meetings to be held at Such Place Within Canada or the United States of America    Mgmt    For    Refer    For

Cimarex Energy Co.

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    171798101
Record Date:    03/18/2015    Meeting Type:    Annual    Ticker:    XEC

 

Shares Voted:   16,150          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Joseph R. Albi    Mgmt    For    For    For
1.2   Elect Director Michael J. Sullivan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against

The Dow Chemical Company

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    260543103
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    DOW

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

The Dow Chemical Company

 

Shares Voted:   119,150          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Ajay Banga    Mgmt    For    For    For
1b   Elect Director Jacqueline K. Barton    Mgmt    For    For    For
1c   Elect Director James A. Bell    Mgmt    For    For    For
1d   Elect Director Richard K. Davis    Mgmt    For    For    For
1e   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1f   Elect Director Andrew N. Liveris    Mgmt    For    For    For
1g   Elect Director Mark Loughridge    Mgmt    For    For    For
1h   Elect Director Raymond J. Milchovich    Mgmt    For    For    For
1i   Elect Director Robert S. Miller    Mgmt    For    For    For
1j   Elect Director Paul Polman    Mgmt    For    For    For
1k   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1l   Elect Director James M. Ringler    Mgmt    For    For    For
1m   Elect Director Ruth G. Shaw    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against

Dril-Quip, Inc.

 

Meeting Date:    05/15/2015    Country:    USA    Primary Security ID:    262037104
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    DRQ

 

Shares Voted:   10,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Director L. H. Dick Robertson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Forum Energy Technologies, Inc.

 

Meeting Date:    05/15/2015    Country:    USA    Primary Security ID:    34984V100
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    FET

 

Shares Voted:   69,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michael McShane    Mgmt    For    For    For
1.2   Elect Director Terence M. O ‘ Toole    Mgmt    For    For    For
1.3   Elect Director Louis A. Raspino    Mgmt    For    For    For
1.4   Elect Director John Schmitz    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Newfield Exploration Company

 

Meeting Date:    05/15/2015    Country:    USA    Primary Security ID:    651290108
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    NFX

 

Shares Voted:   25,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Lee K. Boothby    Mgmt    For    For    For
1b   Elect Director Pamela J. Gardner    Mgmt    For    For    For
1c   Elect Director John Randolph Kemp, III    Mgmt    For    For    For
1d   Elect Director Steven W. Nance    Mgmt    For    For    For
1e   Elect Director Thomas G. Ricks    Mgmt    For    For    For
1f   Elect Director Juanita M. Romans    Mgmt    For    For    For
1g   Elect Director John W. Schanck    Mgmt    For    For    For
1h   Elect Director J. Terry Strange    Mgmt    For    For    For
2   Ratify PricewaterhousCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5A   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Newfield Exploration Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5B   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6A   Increase Authorized Common Stock    Mgmt    For    For    For
6B   Increase Authorized Preferred Stock    Mgmt    For    Refer    Against

Continental Resources, Inc.

 

Meeting Date:    05/19/2015    Country:    USA    Primary Security ID:    212015101
Record Date:    03/24/2015    Meeting Type:    Annual    Ticker:    CLR

 

Shares Voted:   67,950          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lon McCain    Mgmt    For    For    For
1.2   Elect Director Mark E. Monroe    Mgmt    For    For    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For

Southwestern Energy Company

 

Meeting Date:    05/19/2015    Country:    USA    Primary Security ID:    845467109
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    SWN

 

Shares Voted:   29,450          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John D. Gass    Mgmt    For    For    For
1.2   Elect Director Catherine A. Kehr    Mgmt    For    For    For
1.3   Elect Director Greg D. Kerley    Mgmt    For    For    For
1.4   Elect Director Vello A. Kuuskraa    Mgmt    For    For    For
1.5   Elect Director Kenneth R. Mourton    Mgmt    For    For    For
1.6   Elect Director Steven L. Mueller    Mgmt    For    For    For
1.7   Elect Director Elliott Pew    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Southwestern Energy Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.8   Elect Director Terry W. Rathert    Mgmt    For    For    For
1.9   Elect Director Alan H. Stevens    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4   Amend Bylaws — Call Special Meetings    SH    Against    For    For
5   Proxy Access    SH    Against    Against    Against

CME Group Inc.

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    12572Q105
Record Date:    03/24/2015    Meeting Type:    Annual    Ticker:    CME

 

Shares Voted:   34,650          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b   Elect Director Phupinder S. Gill    Mgmt    For    For    For
1c   Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1d   Elect Director Charles P. Carey    Mgmt    For    For    For
1e   Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1f   Elect Director Ana Dutra    Mgmt    For    For    For
1g   Elect Director Martin J. Gepsman    Mgmt    For    For    For
1h   Elect Director Larry G. Gerdes    Mgmt    For    For    For
1i   Elect Director Daniel R. Glickman    Mgmt    For    For    For
1j   Elect Director J. Dennis Hastert    Mgmt    For    For    For
1k   Elect Director Leo Melamed    Mgmt    For    For    For
1l   Elect Director William P. Miller, II    Mgmt    For    For    For
1m   Elect Director James E. Oliff    Mgmt    For    For    For
1n   Elect Director Edemir Pinto    Mgmt    For    For    For
1o   Elect Director Alex J. Pollock    Mgmt    For    For    For
1p   Elect Director John F. Sandner    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

CME Group Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1q   Elect Director Terry L. Savage    Mgmt    For    For    For
1r   Elect Director William R. Shepard    Mgmt    For    For    For
1s   Elect Director Dennis A. Suskind    Mgmt    For    For    For
2   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    Against

Halliburton Company

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    406216101
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   162,350          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Abdulaziz F. Al Khayyal    Mgmt    For    For    For
1.2   Elect Director Alan M. Bennett    Mgmt    For    For    For
1.3   Elect Director James R. Boyd    Mgmt    For    For    For
1.4   Elect Director Milton Carroll    Mgmt    For    For    For
1.5   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1.6   Elect Director Murry S. Gerber    Mgmt    For    For    For
1.7   Elect Director Jose C. Grubisich    Mgmt    For    For    For
1.8   Elect Director David J. Lesar    Mgmt    For    For    For
1.9   Elect Director Robert A. Malone    Mgmt    For    For    For
1.10   Elect Director J. Landis Martin    Mgmt    For    For    For
1.11   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
1.12   Elect Director Debra L. Reed    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Halliburton Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Pioneer Natural Resources Company

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    723787107
Record Date:    03/26/2015    Meeting Type:    Annual    Ticker:    PXD

 

Shares Voted:   18,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Edison C. Buchanan    Mgmt    For    For    For
1.2   Elect Director Andrew F. Cates    Mgmt    For    For    For
1.3   Elect Director Timothy L. Dove    Mgmt    For    For    For
1.4   Elect Director Phillip A. Gobe    Mgmt    For    For    For
1.5   Elect Director Larry R. Grillot    Mgmt    For    For    For
1.6   Elect Director Stacy P. Methvin    Mgmt    For    For    For
1.7   Elect Director Royce W. Mitchell    Mgmt    For    For    For
1.8   Elect Director Frank A. Risch    Mgmt    For    For    For
1.9   Elect Director Scott D. Sheffield    Mgmt    For    For    For
1.10   Elect Director J. Kenneth Thompson    Mgmt    For    For    For
1.11   Elect Director Phoebe A. Wood    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Proxy Access Right    SH    Against    Against    Against

Core Laboratories N.V.

 

Meeting Date:    05/21/2015    Country:    Netherlands    Primary Security ID:    N22717107
Record Date:    04/23/2015    Meeting Type:    Annual    Ticker:    CLB

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Core Laboratories N.V.

 

Shares Voted:   6,350          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Richard L. Bergmark as Director    Mgmt    For    For    For
1.1b   Elect Margaret Ann van Kempen as Director    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
5   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
6   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7   Grant Board Authority to Issue Ordinary and Preference Shares Up To 10 Percent of Issued Capital    Mgmt    For    For    For
8   Authorize Board to Exclude Preemptive Rights from Share Issuances    Mgmt    For    For    For
9   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

The Williams Companies, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    969457100
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    WMB

 

Shares Voted:   46,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Alan S. Armstrong    Mgmt    For    For    For
1.2   Elect Director Joseph R. Cleveland    Mgmt    For    For    For
1.3   Elect Director Kathleen B. Cooper    Mgmt    For    For    For
1.4   Elect Director John A. Hagg    Mgmt    For    For    For
1.5   Elect Director Juanita H. Hinshaw    Mgmt    For    For    For
1.6   Elect Director Ralph Izzo    Mgmt    For    For    For
1.7   Elect Director Frank T. MacInnis    Mgmt    For    For    For
1.8   Elect Director Eric W. Mandelblatt    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

The Williams Companies, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.9   Elect Director Keith A. Meister    Mgmt    For    For    For
1.10   Elect Director Steven W. Nance    Mgmt    For    For    For
1.11   Elect Director Murray D. Smith    Mgmt    For    For    For
1.12   Elect Director Janice D. Stoney    Mgmt    For    For    For
1.13   Elect Director Laura A. Sugg    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Superior Energy Services, Inc.

 

Meeting Date:    05/22/2015    Country:    USA    Primary Security ID:    868157108
Record Date:    04/08/2015    Meeting Type:    Annual    Ticker:    SPN

 

Shares Voted:   96,050          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Harold J. Bouillion    Mgmt    For    For    For
1.2   Elect Director David D. Dunlap    Mgmt    For    For    For
1.3   Elect Director James M. Funk    Mgmt    For    For    For
1.4   Elect Director Terence E. Hall    Mgmt    For    For    For
1.5   Elect Director Peter D. Kinnear    Mgmt    For    For    For
1.6   Elect Director Michael M. McShane    Mgmt    For    For    For
1.7   Elect Director W. Matt Ralls    Mgmt    For    For    For
1.8   Elect Director Justin L. Sullivan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Exxon Mobil Corporation

 

Meeting Date:    05/27/2015    Country:    USA    Primary Security ID:    30231G102
Record Date:    04/07/2015    Meeting Type:    Annual    Ticker:    XOM

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Exxon Mobil Corporation

 

Shares Voted:   8,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michael J. Boskin    Mgmt    For    For    For
1.2   Elect Director Peter Brabeck-Letmathe    Mgmt    For    For    For
1.3   Elect Director Ursula M. Burns    Mgmt    For    For    For
1.4   Elect Director Larry R. Faulkner    Mgmt    For    For    For
1.5   Elect Director Jay S. Fishman    Mgmt    For    For    For
1.6   Elect Director Henrietta H. Fore    Mgmt    For    For    For
1.7   Elect Director Kenneth C. Frazier    Mgmt    For    For    For
1.8   Elect Director Douglas R. Oberhelman    Mgmt    For    For    For
1.9   Elect Director Samuel J. Palmisano    Mgmt    For    For    For
1.10   Elect Director Steven S. Reinemund    Mgmt    For    For    For
1.11   Elect Director Rex W. Tillerson    Mgmt    For    For    For
1.12   Elect Director William C. Weldon    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Adopt Proxy Access Right    SH    Against    Against    Against
6   Require Director Nominee with Environmental Experience    SH    Against    Refer    Against
7   Increase the Number of Females on the Board    SH    Against    Refer    Against
8   Disclose Percentage of Females at Each Percentile of Compensation    SH    Against    Against    Against
9   Report on Lobbying Payments and Policy    SH    Against    Against    Against
10   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against
11   Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts    SH    Against    Refer    Against

Whiting Petroleum Corporation

 

Meeting Date:    06/02/2015    Country:    USA    Primary Security ID:    966387102
Record Date:    04/08/2015    Meeting Type:    Annual    Ticker:    WLL

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Whiting Petroleum Corporation

 

Shares Voted:   48,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director James J. Volker    Mgmt    For    For    For
1.2   Elect Director William N. Hahne    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Antero Resources Corporation

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    03674X106
Record Date:    04/09/2015    Meeting Type:    Annual    Ticker:    AR

 

Shares Voted:   41,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Peter R. Kagan    Mgmt    For    Refer    For
1.2   Elect Director W. Howard Keenan, Jr.    Mgmt    For    Refer    For
1.3   Elect Director Christopher R. Manning    Mgmt    For    Refer    Withhold
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

MarkWest Energy Partners, L.P.

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    570759100
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    MWE

 

Shares Voted:   26,250          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Frank M. Semple    Mgmt    For    For    For
1.2   Elect Director Donald D. Wolf    Mgmt    For    For    For
1.3   Elect Director Michael L. Beatty    Mgmt    For    Refer    For
1.4   Elect Director William A. Bruckmann, III    Mgmt    For    For    For
1.5   Elect Director Donald C. Heppermann    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

MarkWest Energy Partners, L.P.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.6   Elect Director Randall J. Larson    Mgmt    For    For    For
1.7   Elect Director Anne E. Fox Mounsey    Mgmt    For    For    For
1.8   Elect Director William P. Nicoletti    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Rice Energy Inc.

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    762760106
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    RICE

 

Shares Voted:   77,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Daniel J. Rice, IV    Mgmt    For    For    For
1.2   Elect Director James W. Christmas    Mgmt    For    Refer    Withhold
2   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Concho Resources Inc.

 

Meeting Date:    06/04/2015    Country:    USA    Primary Security ID:    20605P101
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    CXO

 

Shares Voted:   25,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Steven L. Beal    Mgmt    For    For    For
1.2   Elect Director Tucker S. Bridwell    Mgmt    For    For    For
1.3   Elect Director Mark B. Puckett    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Concho Resources Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Patterson-UTI Energy, Inc.

 

Meeting Date:    06/04/2015    Country:    USA    Primary Security ID:    703481101
Record Date:    04/07/2015    Meeting Type:    Annual    Ticker:    PTEN

 

Shares Voted:   88,350          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Mark S. Siegel    Mgmt    For    For    For
1.2   Elect Director Kenneth N. Berns    Mgmt    For    For    For
1.3   Elect Director Charles O. Buckner    Mgmt    For    For    For
1.4   Elect Director Michael W. Conlon    Mgmt    For    For    For
1.5   Elect Director Curtis W. Huff    Mgmt    For    For    For
1.6   Elect Director Terry H. Hunt    Mgmt    For    For    For
1.7   Elect Director Tiffany J. Thom    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Caterpillar Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    149123101
Record Date:    04/13/2015    Meeting Type:    Annual    Ticker:    CAT

 

Shares Voted:   35,350          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David L. Calhoun    Mgmt    For    For    For
1.2   Elect Director Daniel M. Dickinson    Mgmt    For    For    For
1.3   Elect Director Juan Gallardo    Mgmt    For    Refer    For
1.4   Elect Director Jesse J. Greene, Jr.    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Caterpillar Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.5   Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
1.6   Elect Director Dennis A. Muilenburg    Mgmt    For    For    For
1.7   Elect Director Douglas R. Oberhelman    Mgmt    For    For    For
1.8   Elect Director William A. Osborn    Mgmt    For    For    For
1.9   Elect Director Debra L. Reed    Mgmt    For    For    For
1.10   Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1.11   Elect Director Susan C. Schwab    Mgmt    For    For    For
1.12   Elect Director Miles D. White    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Review and Amend Human Rights Policies    SH    Against    Against    Against
7   Amend Policies to Allow Employees to Participate in Political Process with No Retribution    SH    Against    Refer    Against

Freeport-McMoRan Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    35671D857
Record Date:    04/16/2015    Meeting Type:    Annual    Ticker:    FCX

 

Shares Voted:   162,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Richard C. Adkerson    Mgmt    For    For    For
1.2   Elect Director Robert J. Allison, Jr.    Mgmt    For    For    For
1.3   Elect Director Alan R. Buckwalter, III    Mgmt    For    For    For
1.4   Elect Director Robert A. Day    Mgmt    For    For    For
1.5   Elect Director James C. Flores    Mgmt    For    For    For
1.6   Elect Director Gerald J. Ford    Mgmt    For    For    For
1.7   Elect Director Thomas A. Fry, III    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Freeport-McMoRan Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.8   Elect Director H. Devon Graham, Jr.    Mgmt    For    For    For
1.9   Elect Director Lydia H. Kennard    Mgmt    For    For    For
1.10   Elect Director Charles C. Krulak    Mgmt    For    For    For
1.11   Elect Director Bobby Lee Lackey    Mgmt    For    For    For
1.12   Elect Director Jon C. Madonna    Mgmt    For    For    For
1.13   Elect Director Dustan E. McCoy    Mgmt    For    For    For
1.14   Elect Director James R. Moffett    Mgmt    For    For    For
1.15   Elect Director Stephen H. Siegele    Mgmt    For    For    For
1.16   Elect Director Frances Fragos Townsend    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Adopt Proxy Access Right    SH    Against    Against    Against

Weatherford International plc

 

Meeting Date:    06/16/2015    Country:    Ireland    Primary Security ID:    G48833100
Record Date:    04/23/2015    Meeting Type:    Annual    Ticker:    WFT

 

Shares Voted:   299,350          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Mohamed A. Awad    Mgmt    For    For    For
1b   Elect Director David J. Butters    Mgmt    For    For    For
1c   Elect Director Bernard J. Duroc-Danner    Mgmt    For    For    For
1d   Elect Director John D. Gass    Mgmt    For    For    For
1e   Elect Director Emyr Jones Parry    Mgmt    For    For    For
1f   Elect Director Francis S. Kalman    Mgmt    For    For    For
1g   Elect Director William E. Macaulay    Mgmt    For    For    For
1h   Elect Director Robert K. Moses, Jr.    Mgmt    For    For    For
1i   Elect Director Guillermo Ortiz    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Weatherford International plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1j   Elect Director Robert A. Rayne    Mgmt    For    For    For
2   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Authorize Holding of 2016 Annual General Meeting Outside of Ireland    Mgmt    For    For    For

Gulfport Energy Corporation

 

Meeting Date:    06/18/2015    Country:    USA    Primary Security ID:    402635304
Record Date:    04/22/2015    Meeting Type:    Annual    Ticker:    GPOR

 

Shares Voted:   19,450          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michael G. Moore    Mgmt    For    For    For
1.2   Elect Director Donald L. Dillingham    Mgmt    For    For    For
1.3   Elect Director Craig Groeschel    Mgmt    For    For    For
1.4   Elect Director David L. Houston    Mgmt    For    For    For
1.5   Elect Director Ben T. Morris    Mgmt    For    For    For
1.6   Elect Director Scott E. Streller    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

IVY FUNDS VIP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Precision Castparts Corp.

 

Meeting Date:    08/12/2014    Country:    USA    Primary Security ID:    740189105
Record Date:    06/10/2014    Meeting Type:    Annual    Ticker:    PCP

 

Shares Voted:   71,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Mark Donegan    Mgmt    For    For    For
1b   Elect Director Don R. Graber    Mgmt    For    For    For
1c   Elect Director Lester L. Lyles    Mgmt    For    For    For
1d   Elect Director Daniel J. Murphy    Mgmt    For    For    For
1e   Elect Director Vernon E. Oechsle    Mgmt    For    For    For
1f   Elect Director Ulrich Schmidt    Mgmt    For    For    For
1g   Elect Director Richard L. Wambold    Mgmt    For    For    For
1h   Elect Director Timothy A. Wicks    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against

Xilinx, Inc.

 

Meeting Date:    08/13/2014    Country:    USA    Primary Security ID:    983919101
Record Date:    06/16/2014    Meeting Type:    Annual    Ticker:    XLNX

 

Shares Voted:   220,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Philip T. Gianos    Mgmt    For    For    For
1.2   Elect Director Moshe N. Gavrielov    Mgmt    For    For    For
1.3   Elect Director John L. Doyle    Mgmt    For    For    For
1.4   Elect Director William G. Howard, Jr.    Mgmt    For    For    For
1.5   Elect Director J. Michael Patterson    Mgmt    For    For    For
1.6   Elect Director Albert A. Pimentel    Mgmt    For    For    For
1.7   Elect Director Marshall C. Turner    Mgmt    For    For    For
1.8   Elect Director Elizabeth W. Vanderslice    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Xilinx, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify Auditors    Mgmt    For    For    For

NIKE, Inc.

 

Meeting Date:    09/18/2014    Country:    USA    Primary Security ID:    654106103
Record Date:    07/18/2014    Meeting Type:    Annual    Ticker:    NKE

 

Shares Voted:   151,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Alan B. Graf, Jr.    Mgmt    For    For    For
1.2   Elect Director John C. Lechleiter    Mgmt    For    For    For
1.3   Elect Director Michelle A. Peluso    Mgmt    For    For    For
1.4   Elect Director Phyllis M. Wise    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Comcast Corporation

 

Meeting Date:    10/08/2014    Country:    USA    Primary Security ID:    20030N101
Record Date:    08/18/2014    Meeting Type:    Special    Ticker:    CMCSA

 

Shares Voted:   270,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Harman International Industries, Incorporated

 

Meeting Date:    12/03/2014    Country:    USA    Primary Security ID:    413086109
Record Date:    10/07/2014    Meeting Type:    Annual    Ticker:    HAR

 

Shares Voted:   167,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Adriane M. Brown    Mgmt    For    For    For
1b   Elect Director John W. Diercksen    Mgmt    For    For    For
1c   Elect Director Ann M. Korologos    Mgmt    For    For    For
1d   Elect Director Edward H. Meyer    Mgmt    For    For    For
1e   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1f   Elect Director Kenneth M. Reiss    Mgmt    For    For    For
1g   Elect Director Hellene S. Runtagh    Mgmt    For    For    For
1h   Elect Director Frank S. Sklarsky    Mgmt    For    For    For
1i   Elect Director Gary G. Steel    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

AutoZone, Inc.

 

Meeting Date:    12/18/2014    Country:    USA    Primary Security ID:    053332102
Record Date:    10/20/2014    Meeting Type:    Annual    Ticker:    AZO

 

Shares Voted:   15,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Douglas H. Brooks    Mgmt    For    For    For
1.2   Elect Director Linda A. Goodspeed    Mgmt    For    For    For
1.3   Elect Director Sue E. Gove    Mgmt    For    For    For
1.4   Elect Director Earl G. Graves, Jr.    Mgmt    For    For    For
1.5   Elect Director Enderson Guimaraes    Mgmt    For    For    For
1.6   Elect Director J. R. Hyde, III    Mgmt    For    For    For
1.7   Elect Director D. Bryan Jordan    Mgmt    For    For    For
1.8   Elect Director W. Andrew McKenna    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

AutoZone, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.9   Elect Director George R. Mrkonic, Jr.    Mgmt    For    For    For
1.10   Elect Director Luis P. Nieto    Mgmt    For    For    For
1.11   Elect Director William C. Rhodes, III    Mgmt    For    For    For
2   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Report on Political Contributions    SH    Against    Against    Against

Visa Inc.

 

Meeting Date:    01/28/2015    Country:    USA    Primary Security ID:    92826C839
Record Date:    12/01/2014    Meeting Type:    Annual    Ticker:    V

 

Shares Voted:   106,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Mary B. Cranston    Mgmt    For    For    For
1b   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1c   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1d   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1e   Elect Director Cathy E. Minehan    Mgmt    For    For    For
1f   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1g   Elect Director David J. Pang    Mgmt    For    For    For
1h   Elect Director Charles W. Scharf    Mgmt    For    For    For
1i   Elect Director William S. Shanahan    Mgmt    For    For    For
1j   Elect Director John A. C. Swainson    Mgmt    For    For    For
1k   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Approve Amendments to the Certificate of Incorporation to Facilitate Stock Splits    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Visa Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5a   Remove Supermajority Vote Requirement for Exiting Core Payment Business    Mgmt    For    For    For
5b   Remove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company’s Certificate of Incorporation    Mgmt    For    For    For
5c   Remove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications    Mgmt    For    For    For
5d   Remove Supermajority Vote Requirement for Removal of Directors    Mgmt    For    For    For
5e   Remove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws    Mgmt    For    For    For
6   Ratify Auditors    Mgmt    For    For    For

Rockwell Automation, Inc.

 

Meeting Date:    02/03/2015    Country:    USA    Primary Security ID:    773903109
Record Date:    12/08/2014    Meeting Type:    Annual    Ticker:    ROK

 

Shares Voted:   37,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

A1   Elect Director Betty C. Alewine    Mgmt    For    For    For
A2   Elect Director J. Phillip Holloman    Mgmt    For    For    For
A3   Elect Director Verne G. Istock    Mgmt    For    For    For
A4   Elect Director Lawrence D. Kingsley    Mgmt    For    For    For
A5   Elect Director Lisa A. Payne    Mgmt    For    For    For
B   Ratify Auditors    Mgmt    For    For    For
C   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
D   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Actavis plc

 

Meeting Date:    03/10/2015    Country:    Ireland    Primary Security ID:    G0083B108
Record Date:    01/22/2015    Meeting Type:    Special    Ticker:    ACT

 

Shares Voted:   33,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Allergan, Inc.

 

Meeting Date:    03/10/2015    Country:    USA    Primary Security ID:    018490102
Record Date:    01/22/2015    Meeting Type:    Special    Ticker:    AGN

 

Shares Voted:   94,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

Apple Inc.

 

Meeting Date:    03/10/2015    Country:    USA    Primary Security ID:    037833100
Record Date:    01/09/2015    Meeting Type:    Annual    Ticker:    AAPL

 

Shares Voted:   431,890          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Tim Cook    Mgmt    For    For    For
1.2   Elect Director Al Gore    Mgmt    For    For    For
1.3   Elect Director Bob Iger    Mgmt    For    For    For
1.4   Elect Director Andrea Jung    Mgmt    For    For    For
1.5   Elect Director Art Levinson    Mgmt    For    For    For
1.6   Elect Director Ron Sugar    Mgmt    For    For    For
1.7   Elect Director Sue Wagner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Apple Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Report on Risks Associated with Repeal of Climate Change Policies    SH    Against    Refer    Against
6   Adopt Proxy Access Right    SH    Against    Against    Against

Applied Materials, Inc.

 

Meeting Date:    04/02/2015    Country:    USA    Primary Security ID:    038222105
Record Date:    02/11/2015    Meeting Type:    Annual    Ticker:    AMAT

 

Shares Voted:   776,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Aart J. de Geus    Mgmt    For    For    For
1b   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1c   Elect Director Stephen R. Forrest    Mgmt    For    For    For
1d   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1e   Elect Director Susan M. James    Mgmt    For    For    For
1f   Elect Director Alexander A. Karsner    Mgmt    For    For    For
1g   Elect Director Dennis D. Powell    Mgmt    For    For    For
1h   Elect Director Willem P. Roelandts    Mgmt    For    For    For
1i   Elect Director Michael R. Splinter    Mgmt    For    For    For
1j   Elect Director Robert H. Swan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Schlumberger Limited

 

Meeting Date:    04/08/2015    Country:    Curacao    Primary Security ID:    806857108
Record Date:    02/11/2015    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   52,747          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Peter L.S. Currie as Director    Mgmt    For    For    For
1b   Elect K. Vaman Kamath as Director    Mgmt    For    For    For
1c   Elect V. Maureen Kempston Darkes as Director    Mgmt    For    For    For
1d   Elect Paal Kibsgaard as Director    Mgmt    For    For    For
1e   Elect Nikolay Kudryavtsev as Director    Mgmt    For    For    For
1f   Elect Michael E. Marks as Director    Mgmt    For    For    For
1g   Elect Indra K. Nooyi as Director    Mgmt    For    For    For
1h   Elect Lubna S. Olayan as Director    Mgmt    For    For    For
1i   Elect Leo Rafael Reif as Director    Mgmt    For    For    For
1j   Elect Tore I. Sandvold as Director    Mgmt    For    For    For
1k   Elect Henri Seydoux as Director    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Adobe Systems Incorporated

 

Meeting Date:    04/09/2015    Country:    USA    Primary Security ID:    00724F101
Record Date:    02/13/2015    Meeting Type:    Annual    Ticker:    ADBE

 

Shares Voted:   183,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Amy L. Banse    Mgmt    For    For    For
1b   Elect Director Kelly J. Barlow    Mgmt    For    For    For
1c   Elect Director Edward W. Barnholt    Mgmt    For    For    For
1d   Elect Director Robert K. Burgess    Mgmt    For    For    For
1e   Elect Director Frank A. Calderoni    Mgmt    For    For    For
1f   Elect Director Michael R. Cannon    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Adobe Systems Incorporated

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1g   Elect Director James E. Daley    Mgmt    For    For    For
1h   Elect Director Laura B. Desmond    Mgmt    For    For    For
1i   Elect Director Charles M. Geschke    Mgmt    For    For    For
1j   Elect Director Shantanu Narayen    Mgmt    For    For    For
1k   Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1l   Elect Director Robert Sedgewick    Mgmt    For    For    For
1m   Elect Director John E. Warnock    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

PPG Industries, Inc.

 

Meeting Date:    04/16/2015    Country:    USA    Primary Security ID:    693506107
Record Date:    02/20/2015    Meeting Type:    Annual    Ticker:    PPG

 

Shares Voted:   44,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Charles E. Bunch    Mgmt    For    For    For
1.2   Elect Director Michael W. Lamach    Mgmt    For    For    For
1.3   Elect Director Martin H. Richenhagen    Mgmt    For    For    For
1.4   Elect Director Thomas J. Usher    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Johnson & Johnson

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    478160104
Record Date:    02/24/2015    Meeting Type:    Annual    Ticker:    JNJ

 

Shares Voted:   113,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Mary Sue Coleman    Mgmt    For    For    For
1b   Elect Director D. Scott Davis    Mgmt    For    For    For
1c   Elect Director Ian E. L. Davis    Mgmt    For    For    For
1d   Elect Director Alex Gorsky    Mgmt    For    For    For
1e   Elect Director Susan L. Lindquist    Mgmt    For    For    For
1f   Elect Director Mark B. McClellan    Mgmt    For    For    For
1g   Elect Director Anne M. Mulcahy    Mgmt    For    For    For
1h   Elect Director William D. Perez    Mgmt    For    For    For
1i   Elect Director Charles Prince    Mgmt    For    For    For
1j   Elect Director A. Eugene Washington    Mgmt    For    For    For
1k   Elect Director Ronald A. Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Policy Regarding Overextended Directors    SH    Against    Refer    Against
5   Report on Consistency Between Corporate Values and Political Contributions    SH    Against    Against    Against
6   Require Independent Board Chairman    SH    Against    Refer    Against

Wynn Resorts, Limited

 

Meeting Date:    04/24/2015    Country:    USA    Primary Security ID:    983134107
Record Date:    03/05/2015    Meeting Type:    Proxy Contest    Ticker:    WYNN

 

Shares Voted:   32,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Management Proxy (White Card)    Mgmt         
1.1   Elect Director John J. Hagenbuch    Mgmt    For    Refer    For
1.2   Elect Director J. Edward Virtue    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Wynn Resorts, Limited

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Amend Articles of Incorporation to Provide the Company with Additional Flexibility in Making Distribution to its Shareholders    Mgmt    For    Refer    For
4   Report on Political Contributions
    SH
    Against    Refer    Against
  Dissident Proxy (Gold Card)    Mgmt         
1.1   Elect Directors Elaine P. Wynn    SH    For    Refer    Do Not Vote
1.2   Elect Directors J. Edward Virtue    SH    For    Refer    Do Not Vote
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    Refer    Do Not Vote
3   Amend Articles of Incorporation to Provide the Company with Additional Flexibility in Making Distribution to its Shareholders    Mgmt    For    Refer    Do Not Vote
4   Report on Political Contributions    SH    Against    Refer    Do Not Vote

Harley-Davidson, Inc.

 

Meeting Date:    04/25/2015    Country:    USA    Primary Security ID:    412822108
Record Date:    02/26/2015    Meeting Type:    Annual    Ticker:    HOG

 

Shares Voted:   248,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director R. John Anderson    Mgmt    For    For    For
1.2   Elect Director Richard I. Beattie    Mgmt    For    For    For
1.3   Elect Director Michael J. Cave    Mgmt    For    For    For
1.4   Elect Director George H. Conrades    Mgmt    For    For    For
1.5   Elect Director Donald A. James    Mgmt    For    For    For
1.6   Elect Director Matthew S. Levatich    Mgmt    For    For    For
1.7   Elect Director Sara L. Levinson    Mgmt    For    For    For
1.8   Elect Director N. Thomas Linebarger    Mgmt    For    For    For
1.9   Elect Director George L. Miles, Jr.    Mgmt    For    For    For
1.10   Elect Director James A. Norling    Mgmt    For    For    For
1.11   Elect Director Jochen Zeitz    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Harley-Davidson, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

The Boeing Company

 

Meeting Date:    04/27/2015    Country:    USA    Primary Security ID:    097023105
Record Date:    02/26/2015    Meeting Type:    Annual    Ticker:    BA

 

Shares Voted:   154,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director David L. Calhoun    Mgmt    For    For    For
1b   Elect Director Arthur D. Collins, Jr.    Mgmt    For    For    For
1c   Elect Director Kenneth M. Duberstein    Mgmt    For    For    For
1d   Elect Director Edmund P. Giambastiani, Jr.    Mgmt    For    For    For
1e   Elect Director Lawrence W. Kellner    Mgmt    For    For    For
1f   Elect Director Edward M. Liddy    Mgmt    For    For    For
1g   Elect Director W. James McNerney, Jr.    Mgmt    For    For    For
1h   Elect Director Susan C. Schwab    Mgmt    For    For    For
1i   Elect Director Ronald A. Williams    Mgmt    For    For    For
1j   Elect Director Mike S. Zafirovski    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Claw-back of Payments under Restatements    SH    Against    For    For
5   Require Independent Board Chairman    SH    Against    Refer    Against
6   Provide Right to Act by Written Consent    SH    Against    For    For
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Shire plc

 

Meeting Date:    04/28/2015    Country:    United Kingdom    Primary Security ID:    G8124V108
Record Date:    03/19/2015    Meeting Type:    Annual    Ticker:    SHP

 

Shares Voted:   58,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Re-elect Dominic Blakemore as Director    Mgmt    For    Refer    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Re-elect Dr Steven Gillis as Director    Mgmt    For    For    For
7   Re-elect Dr David Ginsburg as Director    Mgmt    For    For    For
8   Re-elect David Kappler as Director    Mgmt    For    For    For
9   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
10   Re-elect Anne Minto as Director    Mgmt    For    Refer    For
11   Re-elect Dr Flemming Ornskov as Director    Mgmt    For    For    For
12   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
13   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
14   Approve Long Term Incentive Plan 2015    Mgmt    For    Refer    For
15   Approve Global Employee Stock Purchase Plan    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Anheuser-Busch InBev SA

 

Meeting Date:    04/29/2015    Country:    Belgium    Primary Security ID:    B6399C107
Record Date:    03/20/2015    Meeting Type:    Annual/Special    Ticker:    ABI

 

Shares Voted:   169,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Special Meeting    Mgmt         
A1   Amend Articles Re: Remove References to Bearer Shares    Mgmt    For    For    For
  Annual Meeting    Mgmt         
B1   Receive Directors’ Reports (Non-Voting)    Mgmt         
B2   Receive Auditors’ Reports (Non-Voting)    Mgmt         
B3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
B4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.00 per Share    Mgmt    For    For    For
B5   Approve Discharge of Directors    Mgmt    For    For    For
B6   Approve Discharge of Auditors    Mgmt    For    For    For
B7a   Reelect Michele Burns as Independent Director    Mgmt    For    For    For
B7b   Reelect Olivier Goudet as Independent Director    Mgmt    For    For    For
B7c   Elect Kasper Rosted as Independent Director    Mgmt    For    For    For
B7d   Reelect Paul Cornet de Ways Ruart as Director    Mgmt    For    Refer    For
B7e   Reelect Stefan Descheemaeker as Director    Mgmt    For    Refer    For
B8a   Approve Remuneration Report    Mgmt    For    Refer    For
B8b   Proposal to Increase Remuneration of Audit Committee Chairman    Mgmt    For    Refer    For
B8c   Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors    Mgmt    For    Refer    For
C1   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Under Armour, Inc.

 

Meeting Date:    04/29/2015    Country:    USA    Primary Security ID:    904311107
Record Date:    02/25/2015    Meeting Type:    Annual    Ticker:    UA

 

Shares Voted:   78,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kevin A. Plank    Mgmt    For    For    For
1.2   Elect Director Byron K. Adams, Jr.    Mgmt    For    For    For
1.3   Elect Director George W. Bodenheimer    Mgmt    For    For    For
1.4   Elect Director Douglas E. Coltharp    Mgmt    For    For    For
1.5   Elect Director Anthony W. Deering    Mgmt    For    For    For
1.6   Elect Director Karen W. Katz    Mgmt    For    For    For
1.7   Elect Director A.B. Krongard    Mgmt    For    For    For
1.8   Elect Director William R. McDermott    Mgmt    For    For    For
1.9   Elect Director Eric T. Olson    Mgmt    For    For    For
1.10   Elect Director Harvey L. Sanders    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

EOG Resources, Inc.

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    26875P101
Record Date:    03/02/2015    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   84,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1.1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1.1c   Elect Director James C. Day    Mgmt    For    For    For
1.1d   Elect Director H. Leighton Steward    Mgmt    For    For    For
1.1e   Elect Director Donald F. Textor    Mgmt    For    For    For
1.1f   Elect Director William R. Thomas    Mgmt    For    For    For
1.1g   Elect Director Frank G. Wisner    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

EOG Resources, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against
5   Report on Methane Emissions Management and Reduction Targets    SH    Against    Refer    Against

HCA Holdings, Inc.

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    40412C101
Record Date:    03/06/2015    Meeting Type:    Annual    Ticker:    HCA

 

Shares Voted:   366,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director R. Milton Johnson    Mgmt    For    For    For
1.2   Elect Director Robert J. Dennis    Mgmt    For    For    For
1.3   Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1.4   Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1.5   Elect Director William R. Frist    Mgmt    For    For    For
1.6   Elect Director Ann H. Lamont    Mgmt    For    For    For
1.7   Elect Director Jay O. Light    Mgmt    For    For    For
1.8   Elect Director Geoffrey G. Meyers    Mgmt    For    For    For
1.9   Elect Director Michael W. Michelson    Mgmt    For    For    For
1.10   Elect Director Wayne J. Riley    Mgmt    For    For    For
1.11   Elect Director John W. Rowe    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Bristol-Myers Squibb Company

 

Meeting Date:    05/05/2015    Country:    USA    Primary Security ID:    110122108
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    BMY

 

Shares Voted:   239,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1A   Elect Director Lamberto Andreotti    Mgmt    For    For    For
1.1B   Elect Director Giovanni Caforio    Mgmt    For    For    For
1.1C   Elect Director Lewis B. Campbell    Mgmt    For    For    For
1.1D   Elect Director Laurie H. Glimcher    Mgmt    For    For    For
1.1E   Elect Director Michael Grobstein    Mgmt    For    For    For
1.1F   Elect Director Alan J. Lacy    Mgmt    For    For    For
1.1G   Elect Director Thomas J. Lynch, Jr.    Mgmt    For    For    For
1.1H   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1.1I   Elect Director Vicki L. Sato    Mgmt    For    For    For
1.1J   Elect Director Gerald L. Storch    Mgmt    For    For    For
1.1K   Elect Director Togo D. West, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    Against
5   Remove Supermajority Vote Requirement Applicable to Preferred Stock    Mgmt    For    For    For
6   Provide Right to Act by Written Consent    SH    Against    For    For

O’Reilly Automotive, Inc.

 

Meeting Date:    05/05/2015    Country:    USA    Primary Security ID:    67103H107
Record Date:    02/27/2015    Meeting Type:    Annual    Ticker:    ORLY

 

Shares Voted:   58,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David O’Reilly    Mgmt    For    For    For
1.2   Elect Director Charlie O’Reilly    Mgmt    For    For    For
1.3   Elect Director Larry O’Reilly    Mgmt    For    For    For
1.4   Elect Director Rosalie O’Reilly Wooten    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

O’Reilly Automotive, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.5   Elect Director Jay D. Burchfield    Mgmt    For    For    For
1.6   Elect Director Thomas T. Hendrickson    Mgmt    For    For    For
1.7   Elect Director Paul R. Lederer    Mgmt    For    For    For
1.8   Elect Director John R. Murphy    Mgmt    For    For    For
1.9   Elect Director Ronald Rashkow    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Claw-back Statements under Restatements    SH    Against    For    For

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    015351109
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    ALXN

 

Shares Voted:   36,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Leonard Bell    Mgmt    For    For    For
1.2   Elect Director David R. Brennan    Mgmt    For    For    For
1.3   Elect Director M. Michele Burns    Mgmt    For    For    For
1.4   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1.5   Elect Director David L. Hallal    Mgmt    For    For    For
1.6   Elect Director John T. Mollen    Mgmt    For    For    For
1.7   Elect Director R. Douglas Norby    Mgmt    For    For    For
1.8   Elect Director Alvin S. Parven    Mgmt    For    For    For
1.9   Elect Director Andreas Rummelt    Mgmt    For    For    For
1.10   Elect Director Ann M. Veneman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Alexion Pharmaceuticals, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Proxy Access    SH    Against    Against    Against
6   Amend Charter — Call Special Meetings    SH    Against    For    For

Gilead Sciences, Inc.

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    375558103
Record Date:    03/11/2015    Meeting Type:    Annual    Ticker:    GILD

 

Shares Voted:   341,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director John F. Cogan    Mgmt    For    For    For
1b   Elect Director Etienne F. Davignon    Mgmt    For    For    For
1c   Elect Director Carla A. Hills    Mgmt    For    For    For
1d   Elect Director Kevin E. Lofton    Mgmt    For    For    For
1e   Elect Director John W. Madigan    Mgmt    For    For    For
1f   Elect Director John C. Martin    Mgmt    For    For    For
1g   Elect Director Nicholas G. Moore    Mgmt    For    For    For
1h   Elect Director Richard J. Whitley    Mgmt    For    For    For
1i   Elect Director Gayle E. Wilson    Mgmt    For    For    For
1j   Elect Director Per Wold-Olsen    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Require Independent Board Chairman    SH    Against    Refer    Against
7   Report on Sustainability    SH    Against    Refer    Against
8   Report on Specialty Drug Pricing Risks    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Hilton Worldwide Holdings Inc.

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    43300A104
Record Date:    03/12/2015    Meeting Type:    Annual    Ticker:    HLT

 

Shares Voted:   733,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Christopher J. Nassetta    Mgmt    For    Refer    For
1.2   Elect Director Jonathan D. Gray    Mgmt    For    Refer    For
1.3   Elect Director Michael S. Chae    Mgmt    For    Refer    For
1.4   Elect Director Tyler S. Henritze    Mgmt    For    Refer    For
1.5   Elect Director Judith A. McHale    Mgmt    For    For    For
1.6   Elect Director John G. Schreiber    Mgmt    For    Refer    For
1.7   Elect Director Elizabeth A. Smith    Mgmt    For    For    For
1.8   Elect Director Douglas M. Steenland    Mgmt    For    For    For
1.9   Elect Director William J. Stein    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Philip Morris International Inc.

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    718172109
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   103,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director André Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Werner Geissler    Mgmt    For    For    For
1.5   Elect Director Jennifer Li    Mgmt    For    For    For
1.6   Elect Director Jun Makihara    Mgmt    For    For    For
1.7   Elect Director Sergio Marchionne    Mgmt    For    Refer    For
1.8   Elect Director Kalpana Morparia    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Philip Morris International Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.9   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.10   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.11   Elect Director Robert B. Polet    Mgmt    For    For    For
1.12   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Adopt Anti-Forced Labor Policy for Tobacco Supply Chain    SH    Against    Against    Against

Danaher Corporation

 

Meeting Date:    05/07/2015    Country:    USA    Primary Security ID:    235851102
Record Date:    03/09/2015    Meeting Type:    Annual    Ticker:    DHR

 

Shares Voted:   81,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Donald J. Ehrlich    Mgmt    For    For    For
1.2   Elect Director Linda Hefner Filler    Mgmt    For    For    For
1.3   Elect Director Thomas P. Joyce, Jr.    Mgmt    For    For    For
1.4   Elect Director Teri List-Stoll    Mgmt    For    For    For
1.5   Elect Director Walter G. Lohr, Jr.    Mgmt    For    For    For
1.6   Elect Director Mitchell P. Rales    Mgmt    For    For    For
1.7   Elect Director Steven M. Rales    Mgmt    For    For    For
1.8   Elect Director John T. Schwieters    Mgmt    For    For    For
1.9   Elect Director Alan G. Spoon    Mgmt    For    For    For
1.10   Elect Director Elias A. Zerhouni    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Kansas City Southern

 

Meeting Date:    05/07/2015    Country:    USA    Primary Security ID:    485170302
Record Date:    03/09/2015    Meeting Type:    Annual    Ticker:    KSU

 

Shares Voted:   96,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lu M. Cordova    Mgmt    For    For    For
1.2   Elect Director Thomas A. McDonnell    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Amgen Inc.

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    031162100
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    AMGN

 

Shares Voted:   77,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David Baltimore    Mgmt    For    For    For
1.2   Elect Director Frank J. Biondi, Jr.    Mgmt    For    For    For
1.3   Elect Director Robert A. Bradway    Mgmt    For    For    For
1.4   Elect Director Francois de Carbonnel    Mgmt    For    For    For
1.5   Elect Director Vance D. Coffman    Mgmt    For    For    For
1.6   Elect Director Robert A. Eckert    Mgmt    For    For    For
1.7   Elect Director Greg C. Garland    Mgmt    For    For    For
1.8   Elect Director Rebecca M. Henderson    Mgmt    For    For    For
1.9   Elect Director Frank C. Herringer    Mgmt    For    For    For
1.10   Elect Director Tyler Jacks    Mgmt    For    For    For
1.11   Elect Director Judith C. Pelham    Mgmt    For    For    For
1.12   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1.13   Elect Director R. Sanders Williams    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Amgen Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

Canadian Pacific Railway Limited

 

Meeting Date:    05/14/2015    Country:    Canada    Primary Security ID:    13645T100
Record Date:    03/17/2015    Meeting Type:    Annual/Special    Ticker:    CP

 

Shares Voted:   120,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
3.1   Elect Director William A. Ackman    Mgmt    For    For    For
3.2   Elect Director John Baird    Mgmt    For    For    For
3.3   Elect Director Gary F. Colter    Mgmt    For    For    For
3.4   Elect Director Isabelle Courville    Mgmt    For    For    For
3.5   Elect Director Keith E. Creel    Mgmt    For    For    For
3.6   Elect Director E. Hunter Harrison    Mgmt    For    For    For
3.7   Elect Director Paul C. Hilal    Mgmt    For    For    For
3.8   Elect Director Krystyna T. Hoeg    Mgmt    For    For    For
3.9   Elect Director Rebecca MacDonald    Mgmt    For    For    For
3.10   Elect Director Anthony R. Melman    Mgmt    For    For    For
3.11   Elect Director Linda J. Morgan    Mgmt    For    For    For
3.12   Elect Director Andrew F. Reardon    Mgmt    For    For    For
3.13   Elect Director Stephen C. Tobias    Mgmt    For    For    For
4   Approve Advance Notice Policy    Mgmt    For    Refer    For
5   Allow Meetings to be held at Such Place Within Canada or the United States of America    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Union Pacific Corporation

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    907818108
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   221,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1.2   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1.3   Elect Director David B. Dillon    Mgmt    For    For    For
1.4   Elect Director Lance M. Fritz    Mgmt    For    For    For
1.5   Elect Director Judith Richards Hope    Mgmt    For    For    For
1.6   Elect Director John J. Koraleski    Mgmt    For    For    For
1.7   Elect Director Charles C. Krulak    Mgmt    For    For    For
1.8   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1.9   Elect Director Michael W. McConnell    Mgmt    For    For    For
1.10   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1.11   Elect Director Steven R. Rogel    Mgmt    For    For    For
1.12   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Stock Retention/Holding Period    SH    Against    Against    Against
5   Require Independent Board Chairman    SH    Against    Refer    Against

American Tower Corporation

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    03027X100
Record Date:    03/24/2015    Meeting Type:    Annual    Ticker:    AMT

 

Shares Voted:   130,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Raymond P. Dolan    Mgmt    For    For    For
1b   Elect Director Carolyn F. Katz    Mgmt    For    For    For
1c   Elect Director Gustavo Lara Cantu    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

American Tower Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1d   Elect Director Craig Macnab    Mgmt    For    For    For
1e   Elect Director JoAnn A. Reed    Mgmt    For    For    For
1f   Elect Director Pamela D.A. Reeve    Mgmt    For    For    For
1g   Elect Director David E. Sharbutt    Mgmt    For    For    For
1h   Elect Director James D. Taiclet, Jr.    Mgmt    For    For    For
1i   Elect Director Samme L. Thompson    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Comcast Corporation

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    20030N101
Record Date:    03/12/2015    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   296,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.3   Elect Director Edward D. Breen    Mgmt    For    For    For
1.4   Elect Director Joseph J. Collins    Mgmt    For    For    For
1.5   Elect Director J. Michael Cook    Mgmt    For    For    For
1.6   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.7   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.8   Elect Director Eduardo G. Mestre    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Ralph J. Roberts    Mgmt    For    For    For
1.11   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
1.12   Elect Director Judith Rodin    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Comcast Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Awards    SH    Against    Refer    For
6   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For

L Brands, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    501797104
Record Date:    03/27/2015    Meeting Type:    Annual    Ticker:    LB

 

Shares Voted:   116,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director E. Gordon Gee    Mgmt    For    For    For
1.2   Elect Director Stephen D. Steinour    Mgmt    For    For    For
1.3   Elect Director Allan R. Tessler    Mgmt    For    For    For
1.4   Elect Director Abigail S. Wexner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Reduce Supermajority Vote Requirement    SH    Against    For    For

SBA Communications Corporation

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    78388J106
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    SBAC

 

Shares Voted:   78,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Brian C. Carr    Mgmt    For    For    For
1b   Elect Director Mary S. Chan    Mgmt    For    For    For
1c   Elect Director George R. Krouse, Jr.    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

SBA Communications Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Proxy Access Right    Mgmt    For    Against    Against
5   Proxy Access    SH    Against    Against    Against

The Home Depot, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    437076102
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   286,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Ari Bousbib    Mgmt    For    For    For
1b   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1c   Elect Director J. Frank Brown    Mgmt    For    For    For
1d   Elect Director Albert P. Carey    Mgmt    For    For    For
1e   Elect Director Armando Codina    Mgmt    For    For    For
1f   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1g   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1h   Elect Director Karen L. Katen    Mgmt    For    For    For
1i   Elect Director Craig A. Menear    Mgmt    For    For    For
1j   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/02/2015    Country:    USA    Primary Security ID:    192446102
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    CTSH

 

Shares Voted:   252,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1b   Elect Director Robert E. Weissman    Mgmt    For    For    For
1c   Elect Director Francisco D’Souza    Mgmt    For    For    For
1d   Elect Director John N. Fox, Jr.    Mgmt    For    For    For
1e   Elect Director Leo S. Mackay, Jr.    Mgmt    For    For    For
1f   Elect Director Thomas M. Wendel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    Against

NXP Semiconductors NV

 

Meeting Date:    06/02/2015    Country:    Netherlands    Primary Security ID:    N6596X109
Record Date:    05/05/2015    Meeting Type:    Annual    Ticker:    NXPI

 

Shares Voted:   158,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting    Mgmt         
1   Open Meeting    Mgmt         
2a   Discussion of the implementation of the remuneration policy    Mgmt         
2b   Discussion on Company’s Reserves and Dividend Policy    Mgmt         
2c   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2d   Approve Discharge of Board Members    Mgmt    For    For    For
3a   Reelect Richard L. Clemmer as Executive Director    Mgmt    For    For    For
3b   Reelect Peter Bonfield as Non-Executive Director    Mgmt    For    For    For
3c   Reelect Johannes P. Huth as Non-Executive Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

NXP Semiconductors NV

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3d   Reelect Kenneth A. Goldman as Non-Executive Director    Mgmt    For    For    For
3e   Reelect Marion Helmes as Non-Executive Director    Mgmt    For    For    For
3f   Reelect Joseph Kaeser as Non-Executive Director    Mgmt    For    For    For
3g   Reelect I. Loring as Non-Executive Director    Mgmt    For    For    For
3h   Reelect Eric Meurice as Non-Executive Director    Mgmt    For    For    For
3i   Reelect Julie Southern as Non-Executive Director    Mgmt    For    For    For
3j   Reelect Rick Tsai as Non-Executive Director    Mgmt    For    For    For
4a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger    Mgmt    For    For    For
4b   Authorize Board to Exclude Preemptive Rights from Issuance Under Item 4a    Mgmt    For    For    For
5   Authorize Repurchase of Shares    Mgmt    For    For    For
6   Approve Cancellation of Ordinary Shares    Mgmt    For    For    For
7   Ratify KPMG Accountants N.V. as Auditors    Mgmt    For    For    For

Alliance Data Systems Corporation

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    018581108
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    ADS

 

Shares Voted:   19,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Bruce K. Anderson    Mgmt    For    For    For
1.2   Elect Director Roger H. Ballou    Mgmt    For    For    For
1.3   Elect Director D. Keith Cobb    Mgmt    For    For    For
1.4   Elect Director E. Linn Draper, Jr.    Mgmt    For    For    For
1.5   Elect Director Edward J. Heffernan    Mgmt    For    For    For
1.6   Elect Director Kenneth R. Jensen    Mgmt    For    For    For
1.7   Elect Director Robert A. Minicucci    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Alliance Data Systems Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.8   Elect Director Laurie A. Tucker    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
6   Proxy Access    SH    Against    Against    Against

Google Inc.

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    38259P706
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    GOOG

 

Shares Voted:   21,260          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    For    For
1.3   Elect Director Eric E. Schmidt    Mgmt    For    For    For
1.4   Elect Director L. John Doerr    Mgmt    For    Refer    Withhold
1.5   Elect Director Diane B. Greene    Mgmt    For    For    For
1.6   Elect Director John L. Hennessy    Mgmt    For    Refer    Withhold
1.7   Elect Director Ann Mather    Mgmt    For    For    For
1.8   Elect Director Alan R. Mulally    Mgmt    For    For    For
1.9   Elect Director Paul S. Otellini    Mgmt    For    Refer    Withhold
1.10   Elect Director K. Ram Shriram    Mgmt    For    Refer    Withhold
1.11   Elect Director Shirley M. Tilghman    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Google Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6   Require a Majority Vote for the Election of Directors    SH    Against    For    For
7   Report on Costs of Renewable Energy Investments    SH    Against    Refer    Against
8   Report on Risks Associated with Repeal of Climate Change Policies    SH    Against    Refer    Against

LinkedIn Corporation

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    53578A108
Record Date:    04/07/2015    Meeting Type:    Annual    Ticker:    LNKD

 

Shares Voted:   52,408          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Leslie Kilgore    Mgmt    For    For    For
1.2   Elect Director Jeffrey Weiner    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
5   Report on Plans to Increase Board Diversity    SH    None    Refer    Against

Twitter, Inc.

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    90184L102
Record Date:    04/10/2015    Meeting Type:    Annual    Ticker:    TWTR

 

Shares Voted:   139,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David Rosenblatt    Mgmt    For    Refer    For
1.2   Elect Director Evan Williams    Mgmt    For    For    For
2   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Ulta Salon, Cosmetics & Fragrance, Inc.

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    90384S303
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    ULTA

 

Shares Voted:   90,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert F. DiRomualdo    Mgmt    For    For    For
1.2   Elect Director Catherine A. Halligan    Mgmt    For    For    For
1.3   Elect Director Lorna E. Nagler    Mgmt    For    For    For
1.4   Elect Director Michelle L. Collins    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Las Vegas Sands Corp.

 

Meeting Date:    06/04/2015    Country:    USA    Primary Security ID:    517834107
Record Date:    04/13/2015    Meeting Type:    Annual    Ticker:    LVS

 

Shares Voted:   109,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jason N. Ader    Mgmt    For    For    For
1.2   Elect Director Micheline Chau    Mgmt    For    For    For
1.3   Elect Director Michael A. Leven    Mgmt    For    For    For
1.4   Elect Director David F. Levi    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

The Priceline Group Inc.

 

Meeting Date:    06/04/2015    Country:    USA    Primary Security ID:    741503403
Record Date:    04/09/2015    Meeting Type:    Annual    Ticker:    PCLN

 

Shares Voted:   8,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Timothy M. Armstrong    Mgmt    For    For    For
1.2   Elect Director Howard W. Barker, Jr.    Mgmt    For    For    For
1.3   Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1.4   Elect Director Jan L. Docter    Mgmt    For    For    For
1.5   Elect Director Jeffrey E. Epstein    Mgmt    For    For    For
1.6   Elect Director James M. Guyette    Mgmt    For    For    For
1.7   Elect Director Darren R. Huston    Mgmt    For    For    For
1.8   Elect Director Charles H. Noski    Mgmt    For    For    For
1.9   Elect Director Nancy B. Peretsman    Mgmt    For    For    For
1.10   Elect Director Thomas E. Rothman    Mgmt    For    For    For
1.11   Elect Director Craig W. Rydin    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For
5   Adopt Proxy Access Right    SH    Against    Against    Against

Vertex Pharmaceuticals Incorporated

 

Meeting Date:    06/04/2015    Country:    USA    Primary Security ID:    92532F100
Record Date:    04/10/2015    Meeting Type:    Annual    Ticker:    VRTX

 

Shares Voted:   38,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jeffrey M. Leiden    Mgmt    For    For    For
1.2   Elect Director Bruce I. Sachs    Mgmt    For    For    For
1.3   Elect Director Sangeeta N. Bhatia    Mgmt    For    For    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Vertex Pharmaceuticals Incorporated

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
6   Adopt Proxy Access Right    SH    Against    Against    Against
7   Report on Specialty Drug Pricing Risks    SH    Against    Refer    Against

Actavis plc

 

Meeting Date:    06/05/2015    Country:    Ireland    Primary Security ID:    G0083B108
Record Date:    04/10/2015    Meeting Type:    Annual    Ticker:    ACT

 

Shares Voted:   99,915          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Paul M. Bisaro    Mgmt    For    For    For
1b   Elect Director Nesli Basgoz    Mgmt    For    For    For
1c   Elect Director James H. Bloem    Mgmt    For    For    For
1d   Elect Director Christopher W. Bodine    Mgmt    For    For    For
1e   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1f   Elect Director Michael R. Gallagher    Mgmt    For    For    For
1g   Elect Director Catherine M. Klema    Mgmt    For    For    For
1h   Elect Director Peter J. McDonnell    Mgmt    For    For    For
1i   Elect Director Patrick J. O’Sullivan    Mgmt    For    For    For
1j   Elect Director Brenton L. Saunders    Mgmt    For    For    For
1k   Elect Director Ronald R. Taylor    Mgmt    For    For    For
1l   Elect Director Fred G. Weiss    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Change Company Name from Actavis plc to Allergan plc    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Report on Sustainability    SH    Against    Refer    Against
7   Stock Retention/Holding Period    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

MasterCard Incorporated

 

Meeting Date:    06/09/2015    Country:    USA    Primary Security ID:    57636Q104
Record Date:    04/15/2015    Meeting Type:    Annual    Ticker:    MA

 

Shares Voted:   437,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director Silvio Barzi    Mgmt    For    For    For
1d   Elect Director David R. Carlucci    Mgmt    For    For    For
1e   Elect Director Steven J. Freiberg    Mgmt    For    For    For
1f   Elect Director Julius Genachowski    Mgmt    For    For    For
1g   Elect Director Merit E. Janow    Mgmt    For    For    For
1h   Elect Director Nancy J. Karch    Mgmt    For    For    For
1i   Elect Director Marc Olivie    Mgmt    For    For    For
1j   Elect Director Rima Qureshi    Mgmt    For    For    For
1k   Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1l   Elect Director Jackson P. Tai    Mgmt    For    For    For
1m   Elect Director Edward Suning Tian    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Netflix, Inc.

 

Meeting Date:    06/09/2015    Country:    USA    Primary Security ID:    64110L106
Record Date:    04/10/2015    Meeting Type:    Annual    Ticker:    NFLX

 

Shares Voted:   10,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Richard N. Barton    Mgmt    For    Refer    Withhold
1.2   Elect Director Bradford L. Smith    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Netflix, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director Anne M. Sweeney    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Adopt Proxy Access Right    SH    Against    Against    Against
6   Adopt Simple Majority Vote    SH    Against    For    For
7   Declassify the Board of Directors    SH    Against    For    For

Amazon.com, Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    023135106
Record Date:    04/13/2015    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   48,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Tom A. Alberg    Mgmt    For    For    For
1c   Elect Director John Seely Brown    Mgmt    For    For    For
1d   Elect Director William B. Gordon    Mgmt    For    For    For
1e   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1f   Elect Director Judith A. McGrath    Mgmt    For    Refer    Against
1g   Elect Director Alain Monié    Mgmt    For    For    For
1h   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1i   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1j   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Adopt Proxy Access Right    SH    Against    Against    Against
4   Report on Political Contributions    SH    Against    Against    Against
5   Report on Sustainability, Including GHG Goals    SH    Against    Refer    Against
6   Report on Human Rights Risk Assessment Process    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Biogen Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    09062X103
Record Date:    04/15/2015    Meeting Type:    Annual    Ticker:    BIIB

 

Shares Voted:   93,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Alexander J. Denner    Mgmt    For    For    For
1.2   Elect Director Caroline D. Dorsa    Mgmt    For    For    For
1.3   Elect Director Nancy L. Leaming    Mgmt    For    For    For
1.4   Elect Director Richard C. Mulligan    Mgmt    For    For    For
1.5   Elect Director Robert W. Pangia    Mgmt    For    For    For
1.6   Elect Director Stelios Papadopoulos    Mgmt    For    For    For
1.7   Elect Director Brian S. Posner    Mgmt    For    For    For
1.8   Elect Director Eric K. Rowinsky    Mgmt    For    For    For
1.9   Elect Director George A. Scangos    Mgmt    For    For    For
1.10   Elect Director Lynn Schenk    Mgmt    For    For    For
1.11   Elect Director Stephen A. Sherwin    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For

FleetCor Technologies, Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    339041105
Record Date:    04/14/2015    Meeting Type:    Annual    Ticker:    FLT

 

Shares Voted:   38,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Andrew B. Balson    Mgmt    For    Refer    Withhold
1.2   Elect Director Mark A. Johnson    Mgmt    For    Refer    Withhold

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

FleetCor Technologies, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director Jeffrey S. Sloan    Mgmt    For    Refer    Withhold
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Adopt Proxy Access Right    SH    Against    Against    Against

Facebook, Inc.

 

Meeting Date:    06/11/2015    Country:    USA    Primary Security ID:    30303M102
Record Date:    04/13/2015    Meeting Type:    Annual    Ticker:    FB

 

Shares Voted:   309,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Marc L. Andreessen    Mgmt    For    For    For
1.2   Elect Director Erskine B. Bowles    Mgmt    For    For    For
1.3   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    For    For
1.4   Elect Director Reed Hastings    Mgmt    For    For    For
1.5   Elect Director Jan Koum    Mgmt    For    Refer    For
1.6   Elect Director Sheryl K. Sandberg    Mgmt    For    Refer    For
1.7   Elect Director Peter A. Thiel    Mgmt    For    For    For
1.8   Elect Director Mark Zuckerberg    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5   Report on Sustainability    SH    Against    Refer    Against
6   Report on Human Rights Risk Assessment Process    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 94 Ivy Funds VIP Growth

 

Celgene Corporation

 

Meeting Date:    06/17/2015    Country:    USA    Primary Security ID:    151020104
Record Date:    04/20/2015    Meeting Type:    Annual    Ticker:    CELG

 

Shares Voted:   247,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert J. Hugin    Mgmt    For    For    For
1.2   Elect Director Richard W. Barker    Mgmt    For    For    For
1.3   Elect Director Michael W. Bonney    Mgmt    For    For    For
1.4   Elect Director Michael D. Casey    Mgmt    For    For    For
1.5   Elect Director Carrie S. Cox    Mgmt    For    For    For
1.6   Elect Director Michael A. Friedman    Mgmt    For    For    For
1.7   Elect Director Gilla Kaplan    Mgmt    For    For    For
1.8   Elect Director James J. Loughlin    Mgmt    For    For    For
1.9   Elect Director Ernest Mario    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Report on Specialty Drug Pricing Risks    SH    Against    Refer    Against

IVY FUNDS VIP HIGH INCOME

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 93 Ivy Funds VIP High Income

Kansas City Southern

 

Meeting Date:    05/07/2015    Country:    USA    Primary Security ID:    485170302
Record Date:    03/09/2015    Meeting Type:    Annual    Ticker:    KSU

 

Shares Voted:   2,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lu M. Cordova    Mgmt    For    For    For
1.2   Elect Director Thomas A. McDonnell    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Suburban Propane Partners, L.P.

 

Meeting Date:    05/13/2015    Country:    USA    Primary Security ID:    864482104
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    SPH

 

Shares Voted:   3,553          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Harold R. Logan, Jr.    Mgmt    For    For    For
1.2   Elect Director John Hoyt Stookey    Mgmt    For    For    For
1.3   Elect Director John D. Collins    Mgmt    For    For    For
1.4   Elect Director Jane Swift    Mgmt    For    For    For
1.5   Elect Director Lawrence C. Caldwell    Mgmt    For    For    For
1.6   Elect Director Matthew J. Chanin    Mgmt    For    For    For
1.7   Elect Director Michael A. Stivala    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Amend Restricted Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 93 Ivy Funds VIP High Income

 

The J.G. Wentworth Company

 

Meeting Date:    06/11/2015    Country:    USA    Primary Security ID:    46618D108
Record Date:    04/13/2015    Meeting Type:    Annual    Ticker:    JGW

 

Shares Voted:   81,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kevin Hammond    Mgmt    For    Refer    For
1.2   Elect Director Stewart A. Stockdale    Mgmt    For    Refer    For
1.3   Elect Director William J. Morgan    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

IVY FUNDS VIP INTERNATIONAL CORE EQUITY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

Grupo Financiero Banorte S.A.B. de C.V.

 

Meeting Date:    07/04/2014    Country:    Mexico    Primary Security ID:    P49501201
Record Date:    06/24/2014    Meeting Type:    Special    Ticker:    GFNORTEO

 

Shares Voted:   1,314,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Change Company’s Subsidiary Names to Seguros Banorte SA de CV, Grupo Financiero Banorte and Pensiones Banorte SA de CV, Grupo Financiero Banorte; Amend Article Second of Bylaws; Authorization to Subscribe a New Agreement of Shared Responsibilities    Mgmt    For    For    For
2   Amend Bylaws in Order to Comply with Law Regulating of Financial Institutions Published on Jan. 10, 2014; Approve Total Exchange of Shares Representing Company’s Equity to Comply with Requirements Set Forth in Article Eleventh of Bylaws    Mgmt    For    For    For
3   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Burberry Group plc

 

Meeting Date:    07/11/2014    Country:    United Kingdom    Primary Security ID:    G1700D105
Record Date:    07/09/2014    Meeting Type:    Annual    Ticker:    BRBY

 

Shares Voted:   341,610          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    Refer    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Re-elect Sir John Peace as Director    Mgmt    For    For    For
6   Re-elect Philip Bowman as Director    Mgmt    For    For    For
7   Re-elect Ian Carter as Director    Mgmt    For    For    For
8   Elect Jeremy Darroch as Director    Mgmt    For    For    For
9   Re-elect Stephanie George as Director    Mgmt    For    For    For
10   Elect Matthew Key as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Burberry Group plc

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

11   Re-elect David Tyler as Director    Mgmt    For    For    For
12   Elect Christopher Bailey as Director    Mgmt    For    For    For
13   Re-elect Carol Fairweather as Director    Mgmt    For    For    For
14   Re-elect John Smith as Director    Mgmt    For    For    For
15   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
16   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Approve Executive Share Plan    Mgmt    For    Refer    For
18   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Remy Cointreau

 

Meeting Date:    07/24/2014    Country:    France    Primary Security ID:    F7725A100
Record Date:    07/18/2014    Meeting Type:    Annual/Special    Ticker:    RCO

 

Shares Voted:   68,529      

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.27 per Share    Mgmt    For    For    For
4   Approve Stock Dividend Program (Cash or Shares)    Mgmt    For    For    For
5   Approve Transfer from Legal Reserves Account to Carry Forward Account    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Remy Cointreau

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    Against
7   Approve Discharge of Directors and Auditors    Mgmt    For    For    For
8   Reelect Dominique Heriard Dubreuil as Director    Mgmt    For    For    For
9   Reelect Laure Heriard Dubreuil as Director    Mgmt    For    For    For
10   Elect Guylaine Dyevre as Director    Mgmt    For    For    For
11   Elect Emmanuel de Geuser as Director    Mgmt    For    For    For
12   Renew Appointment of Auditeurs et Conseils Associes as Auditor    Mgmt    For    For    For
13   Appoint Pimpaneau et Associes as Alternate Auditor    Mgmt    For    For    For
14   Approve Remuneration of Directors in the Aggregate Amount of EUR 420,000    Mgmt    For    Refer    For
15   Advisory Vote on Compensation of Francois Heriard Dubreuil, Chairman and CEO    Mgmt    For    Refer    Against
16   Advisory Vote on Compensation of Jean-Marie Laborde, CEO from April-Sept. 2013    Mgmt    For    Refer    Against
17   Advisory Vote on Compensation of Frederic Pflanz, CEO from Oct. 2013 to Jan. 2014    Mgmt    For    Refer    Against
18   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
19   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
21   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million    Mgmt    For    For    For
22   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million    Mgmt    For    Refer    Against
23   Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements    Mgmt    For    Refer    Against
24   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    Mgmt    For    Refer    Against
25   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Remy Cointreau

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

26   Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    Refer    Against
27   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    Against    For    For
28   Authorize Board to Transfer Funds from Capital Increases to the Legal Reserves Account    Mgmt    For    For    For
29   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

SABMiller plc

 

Meeting Date:    07/24/2014    Country:    United Kingdom    Primary Security ID:    G77395104
Record Date:    07/22/2014    Meeting Type:    Annual    Ticker:    SAB

 

Shares Voted:   205,630          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    Refer    For
4   Re-elect Mark Armour as Director    Mgmt    For    For    For
5   Re-elect Geoffrey Bible as Director    Mgmt    For    For    For
6   Re-elect Alan Clark as Director    Mgmt    For    For    For
7   Re-elect Dinyar Devitre as Director    Mgmt    For    For    For
8   Re-elect Guy Elliott as Director    Mgmt    For    For    For
9   Re-elect Lesley Knox as Director    Mgmt    For    For    For
10   Re-elect John Manser as Director    Mgmt    For    For    For
11   Re-elect John Manzoni as Director    Mgmt    For    For    For
12   Re-elect Dr Dambisa Moyo as Director    Mgmt    For    For    For
13   Re-elect Carlos Perez Davila as Director    Mgmt    For    For    For
14   Re-elect Alejandro Santo Domingo Davila as Director    Mgmt    For    For    For
15   Re-elect Helen Weir as Director    Mgmt    For    For    For
16   Re-elect Howard Willard as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

SABMiller plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

17   Re-elect Jamie Wilson as Director    Mgmt    For    For    For
18   Approve Final Dividend    Mgmt    For    For    For
19   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
20   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
21   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
22   Approve Employee Share Purchase Plan    Mgmt    For    Refer    For
23   Approve Sharesave Plan    Mgmt    For    For    For
24   Establish Supplements or Appendices to the Employee Share Purchase Plan or the Sharesave Plan    Mgmt    For    Refer    For
25   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
26   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
27   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date:    07/30/2014    Country:    Israel    Primary Security ID:    M8769Q102
Record Date:    06/23/2014    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   283,130          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1.1   Reelect Dan Propper as Director for a Three Year Term    Mgmt    For    For    For
1.2   Reelect Ory Slonim as Director for a Three Year Term    Mgmt    For    For    For
2.1   Reelect Joseph Nitzani as External Director and Approve Director’s Remuneration    Mgmt    For    Refer    For
2.2   Elect Jean-Michel Halfon as External Director and Approve Director’s Remuneration    Mgmt    For    Refer    For
3.1   Approve Annual Cash Bonus Objectives for CEO and President, for 2014 and Onwards    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Teva Pharmaceutical Industries Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3.2   Approve Grant Annual Equity Awards to CEO and President, Starting 2015    Mgmt    For    Refer    For
4   Approve Purchase of D&O Liability Insurance Policie    Mgmt    For    Refer    For
5   Reappoint Kesselman & Kesselman as Auditors    Mgmt    For    For    For
6   Discuss Financial Statements and the Report of the Board for 2013    Mgmt         
A   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    Against

Subsea 7 S.A.

 

Meeting Date:    09/12/2014    Country:    Luxembourg    Primary Security ID:    L8882U106
Record Date:    08/05/2014    Meeting Type:    Special    Ticker:    SUBC

 

Shares Voted:   512,740          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Special Meeting    Mgmt         
1   Amend Articles 14, 15, 18 to Ensure Conformity with US Legislation, and Amend Article 34 for Clarification Purposes    Mgmt    For    For    For

British Sky Broadcasting Group plc

 

Meeting Date:    10/06/2014    Country:    United Kingdom    Primary Security ID:    G15632105
Record Date:    10/02/2014    Meeting Type:    Special    Ticker:    BSY

 

Shares Voted:   516,930          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Matters Relating to the Acquisition of Sky Italia S.r.l. and Sky Deutschland AG    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Grupo Financiero Banorte S.A.B. de C.V.

 

Meeting Date:    10/22/2014    Country:    Mexico    Primary Security ID:    P49501201
Record Date:    10/10/2014    Meeting Type:    Special    Ticker:    GFNORTEO

 

Shares Voted:   1,560,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1.1   Elect Carlos Hank Gonzalez as Director to Replace Graciela Gonzalez Moreno    Mgmt    For    For    For
1.2   Elect Graciela Gonzalez Moreno as Alternate Director to Replace Alejandro Hank Gonzalez    Mgmt    For    For    For
1.3   Approve Directors Liability and Indemnification    Mgmt    For    Refer    For
2   Approve Cash Dividends of MXN 0.2435 Per Share    Mgmt    For    For    For
3   Approve Creation of an Incentive Plan for the Employees of the Company and its Subsidiaries    Mgmt    For    Refer    For
4   Receive External Auditor’s Report on Fiscal Obligations    Mgmt    For    For    For
5   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Amcor Limited

 

Meeting Date:    10/23/2014    Country:    Australia    Primary Security ID:    Q03080100
Record Date:    10/21/2014    Meeting Type:    Annual    Ticker:    AMC

 

Shares Voted:   906,013          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2a   Elect Paul Brasher as Director    Mgmt    For    For    For
2b   Elect Eva Cheng as Director    Mgmt    For    For    For
2c   Elect John Thorn as Director    Mgmt    For    For    For
3   Approve the Grant of Options and Performance Rights to Ken MacKenzie, Managing Director and CEO of the Company    Mgmt    For    Refer    For
4   Approve the Termination Benefits    Mgmt    For    Refer    For
5   Approve the Remuneration Report    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Stockland

 

Meeting Date:    10/28/2014    Country:    Australia    Primary Security ID:    Q8773B105
Record Date:    10/26/2014    Meeting Type:    Annual/Special    Ticker:    SGP

 

Shares Voted:   2,103,214          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Elect Tom Pockett as Director    Mgmt    For    For    For
3   Elect Peter Scott as Director    Mgmt    For    For    For
4   Approve the Remuneration Report    Mgmt    For    For    For
5   Approve the Grant of Up to 811,000 Performance Rights to Mark Steinert, Managing Director of the Company    Mgmt    For    Refer    For

Subsea 7 S.A.

 

Meeting Date:    11/27/2014    Country:    Luxembourg    Primary Security ID:    L8882U106
Record Date:    10/13/2014    Meeting Type:    Special    Ticker:    SUBC

 

Shares Voted:   512,740          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Special Meeting    Mgmt         
1   Approve Cancellation of Treasury Shares    Mgmt    For    For    For
2   Authorize Share Repurchase Program Up to 10 Percent of Issued Capital and Authorize Cancellation of Repurchased Shares    Mgmt    For    For    For
3   Authorize Board to Increase Share Capital by Maximum 117,832,933 Shares within the Framework of Authorized Capital    Mgmt    For    Refer    Against
4   Amend Articles to Reflect Changes in Capital Re:
Items 1-3		    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Reckitt Benckiser Group plc

 

Meeting Date:    12/11/2014    Country:    United Kingdom    Primary Security ID:    G74079107
Record Date:    12/09/2014    Meeting Type:    Special    Ticker:    RB.

 

Shares Voted:   96,467          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Demerger of the Pharmaceuticals Business by Way of Dividend in Specie    Mgmt    For    Refer    For

Kweichow Moutai Co., Ltd.

 

Meeting Date:    12/17/2014    Country:    China    Primary Security ID:    Y5070V116
Record Date:    12/08/2014    Meeting Type:    Special    Ticker:    600519

 

Shares Voted:   342,010          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Independent Director Li Botan    Mgmt    For    For    For

GlaxoSmithKline plc

 

Meeting Date:    12/18/2014    Country:    United Kingdom    Primary Security ID:    G3910J112
Record Date:    12/16/2014    Meeting Type:    Special    Ticker:    GSK

 

Shares Voted:   514,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Transaction by the Company with Novartis AG    Mgmt    For    Refer    For

GlaxoSmithKline plc

 

Meeting Date:    12/18/2014    Country:    United Kingdom    Primary Security ID:    G3910J112
Record Date:    11/18/2014    Meeting Type:    Special    Ticker:    GSK

 

Shares Voted:   69,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Transaction by the Company with Novartis AG    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Hypermarcas S.A.

 

Meeting Date:    12/22/2014    Country:    Brazil    Primary Security ID:    P5230A101
Record Date:       Meeting Type:    Special    Ticker:    HYPE3

 

Shares Voted:   1,209,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Approve Spin-Off Proposal    Mgmt    For    Refer    For
1b   Appoint Independent Firm to Appraise Proposed Transaction    Mgmt    For    Refer    For
1c   Approve Independent Firm’s Appraisal    Mgmt    For    Refer    For
1d   Approve Spin-Off and Cancellation of Shares    Mgmt    For    Refer    For
1e   Approve Restructuring of Cosmed Industria de Cosmeticos e Medicamentos S.A.    Mgmt    For    Refer    For
2a   Approve Agreement to Absorb Cosmed Industria de Cosmeticos e Medicamentos S.A.    Mgmt    For    Refer    For
2b   Appoint Independent Firm to Appraise Proposed Transaction    Mgmt    For    Refer    For
2c   Approve Independent Firm’s Appraisal    Mgmt    For    Refer    For
2d   Approve Company’s Restructuring and Issuance of Shares    Mgmt    For    Refer    For
3   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Grupo Financiero Banorte S.A.B. de C.V.

 

Meeting Date:    01/21/2015    Country:    Mexico    Primary Security ID:    P49501201
Record Date:    01/09/2015    Meeting Type:    Special    Ticker:    GFNORTEO

 

Shares Voted:   1,677,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Cash Dividends of MXN 0.2435 Per Share    Mgmt    For    For    For
2   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Siemens AG

 

Meeting Date:    01/27/2015    Country:    Germany    Primary Security ID:    D69671218
Record Date:       Meeting Type:    Annual    Ticker:    SIE

 

Shares Voted:   69,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2013/2014 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 3.30 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2013/2014    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2013/2014    Mgmt    For    For    For
5   Approve Remuneration System for Management Board Members    Mgmt    For    For    For
6   Ratify Ernst & Young GmbH as Auditors for Fiscal 2014/2015    Mgmt    For    For    For
7.1   Elect Nathalie von Siemens to the Supervisory Board    Mgmt    For    For    For
7.2   Elect Norbert Reithofer to the Supervisory Board    Mgmt    For    For    For
8   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
9   Authorize Use of Financial Derivatives when Repurchasing Shares    Mgmt    For    Refer    For
10   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    Refer    For
11   Approve Settlement Agreement Between Siemens AG and Heinz-Joachim Neubuerger, Concluded on August 26, 2014    Mgmt    For    Refer    For
12   Amend Articles Re: Board-Related    Mgmt    For    Refer    For
13   Approve Affiliation Agreements with Subsidiary Kyros 47 GmbH    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Coca-Cola Amatil Ltd.

 

Meeting Date:    02/17/2015    Country:    Australia    Primary Security ID:    Q2594P146
Record Date:    02/15/2015    Meeting Type:    Special    Ticker:    CCL

 

Shares Voted:   959,110          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve the Disposal of Ownership Interest in PT Coca-Cola Bottling Indonesia    Mgmt    For    Refer    For

TDC A/S

 

Meeting Date:    03/05/2015    Country:    Denmark    Primary Security ID:    K94545116
Record Date:    02/26/2015    Meeting Type:    Annual    Ticker:    TDC

 

Shares Voted:   1,075,340          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Receive Report of Board    Mgmt         
2   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Discharge of Management and Board    Mgmt    For    For    For
4   Approve Allocation of Income and Dividends    Mgmt    For    For    For
5a   Reelect Vagn Sørensen as Director    Mgmt    For    For    For
5b   Reelect Pierre Danon as Director    Mgmt    For    For    For
5c   Reelect Stine Bosse as Director    Mgmt    For    For    For
5d   Reelect Angus Porter as Director    Mgmt    For    For    For
5e   Reelect Søren Sørensen as Director    Mgmt    For    For    For
5f   Reelect Pieter Knook as Director    Mgmt    For    For    For
5g   Elect Benoit Scheen as New Director    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
7a   Authorize Share Repurchase Program    Mgmt    For    For    For
7b   Approve Remuneration of Directors    Mgmt    For    Refer    For
7c   Amend Articles Re: Board-Related    Mgmt    For    Refer    For
8   Other Business    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Hypermarcas S.A.

 

Meeting Date:    03/13/2015    Country:    Brazil    Primary Security ID:    P5230A101
Record Date:       Meeting Type:    Annual    Ticker:    HYPE3

 

Shares Voted:   1,209,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2014    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
3   Fix Board Size and Elect Directors    Mgmt    For    Refer    For
4   Approve Remuneration of Company’s Management    Mgmt    For    Refer    Against
5   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Hyundai Mobis Co.

 

Meeting Date:    03/13/2015    Country:    South Korea    Primary Security ID:    Y3849A109
Record Date:    12/31/2014    Meeting Type:    Annual    Ticker:    012330

 

Shares Voted:   33,153          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Financial Statements and Allocation of Income    Mgmt    For    For    For
2   Elect One Inside Director and Two Outside Directors (Bundled)    Mgmt    For    For    For
3   Elect Two Members of Audit Committee    Mgmt    For    Refer    For
4   Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Samsung Electronics Co. Ltd.

 

Meeting Date:    03/13/2015    Country:    South Korea    Primary Security ID:    Y74718100
Record Date:    12/31/2014    Meeting Type:    Annual    Ticker:    005930

 

Shares Voted:   5,770          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Financial Statements and Allocation of Income    Mgmt    For    For    For
2.1.1   Elect Kim Han-Joong as Outside Director    Mgmt    For    For    For
2.1.2   Elect Lee Byung-Gi as Outside Director    Mgmt    For    For    For
2.2   Elect Kwon Oh-Hyun as Inside Director    Mgmt    For    For    For
2.3   Elect Kim Han-Joong as Member of Audit Committee    Mgmt    For    Refer    For
3   Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    For

Danske Bank A/S

 

Meeting Date:    03/18/2015    Country:    Denmark    Primary Security ID:    K22272114
Record Date:    03/11/2015    Meeting Type:    Annual    Ticker:    DANSKE

 

Shares Voted:   130,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Receive Report of Board    Mgmt         
2   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividend of DKK 5.50 per Share    Mgmt    For    For    For
4.1   Reelect Ole Andersen as Director    Mgmt    For    For    For
4.2   Reelect Urban Bäckström as Director    Mgmt    For    For    For
4.3   Reelect Lars Förberg as Director    Mgmt    For    For    For
4.4   Reelect Jørn Jensen as Director    Mgmt    For    For    For
4.5   Reelect Rolv Ryssdal as Director    Mgmt    For    For    For
4.6   Reelect Carol Sergeant as Director    Mgmt    For    For    For
4.7   Reelect Jim Snabe as Director    Mgmt    For    For    For
4.8   Reelect Trond Westlie as Director    Mgmt    For    For    For
5   Ratify Deloitte as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Danske Bank A/S

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6.1   Reduce Authorization to Create Pool of Capital with Preemptive Rights to DKK 2 Billion    Mgmt    For    For    For
6.2   Amend Articles Re: Delete Reference to Hybrid Core Capital    Mgmt    For    Refer    For
6.3   Amend Articles Re: Delete References to Several Secondary Names    Mgmt    For    Refer    For
7   Authorize Share Repurchase Program    Mgmt    For    For    For
8   Approve Remuneration of Directors for 2015    Mgmt    For    Refer    For
  Shareholder Proposals Submitted by Leon Mathiasen, Jens Jepsen, and Wismann Property Consult A/S    Mgmt         
9   Require Official Annual Report to be Prepared in Danish or Alternatively Fly Danish Flag as Half-Mast at Branches Until 2016 AGM    SH    Against    Refer    Against
10   Require Layout and Content Used in 2012 for Annual Summary Going Forward    SH    Against    Refer    Against
11.1   Require Chairman to Allow Equal Access for Everyone Making Proposals at General Meetings to Technical Facilities    SH    Against    Refer    Against
11.2   Require Introduction of New and More Informative Reporting of Staff Costs Broken Down by Gender    SH    Against    Refer    Against
11.3   Amend Reporting of All Taxable Benefits    SH    Against    Refer    Against
11.4   Break Down Future Disclosure of Item in Note 9 of 2014 Annual Report    SH    Against    Refer    Against

Bridgestone Corp.

 

Meeting Date:    03/24/2015    Country:    Japan    Primary Security ID:    J04578126
Record Date:    12/31/2014    Meeting Type:    Annual    Ticker:    5108

 

Shares Voted:   201,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 60    Mgmt    For    For    For
2.1   Elect Director Tsuya, Masaaki    Mgmt    For    For    For
2.2   Elect Director Nishigai, Kazuhisa    Mgmt    For    For    For
2.3   Elect Director Zaitsu, Narumi    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Bridgestone Corp.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.4   Elect Director Tachibana Fukushima, Sakie    Mgmt    For    For    For
2.5   Elect Director Scott Trevor Davis    Mgmt    For    For    For
2.6   Elect Director Okina, Yuri    Mgmt    For    For    For
2.7   Elect Director Unotoro, Keiko    Mgmt    For    For    For
3   Appoint Statutory Auditor Masuda, Kenichi    Mgmt    For    For    For
4   Approve Annual Bonus Payment to Directors    Mgmt    For    Refer    For
5   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For

Aviva plc

 

Meeting Date:    03/26/2015    Country:    United Kingdom    Primary Security ID:    G0683Q109
Record Date:    03/24/2015    Meeting Type:    Special    Ticker:    AV.

 

Shares Voted:   946,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Acquisition of Friends Life Group Limited    Mgmt    For    Refer    For
2   Authorise Issue of Shares Pursuant to the Acquisition    Mgmt    For    Refer    For

Carnival plc

 

Meeting Date:    04/14/2015    Country:    United Kingdom    Primary Security ID:    G19081101
Record Date:    04/12/2015    Meeting Type:    Annual    Ticker:    CCL

 

Shares Voted:   70,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Re-elect Micky Arison as Director of Carnival Corporation and as a Director of Carnival plc    Mgmt    For    For    For
2   Re-elect Sir Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc    Mgmt    For    For    For
3   Re-elect Arnold Donald as Director of Carnival Corporation and as a Director of Carnival plc    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Carnival plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Re-elect Richard Glasier as Director of Carnival Corporation and as a Director of Carnival plc    Mgmt    For    For    For
5   Re-elect Debra Kelly-Ennis as Director of Carnival Corporation and as a Director of Carnival plc    Mgmt    For    For    For
6   Re-elect Sir John Parker as Director of Carnival Corporation and as a Director of Carnival plc    Mgmt    For    For    For
7   Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc    Mgmt    For    For    For
8   Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc    Mgmt    For    For    For
9   Re-elect Randall Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc    Mgmt    For    For    For
10   Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation    Mgmt    For    For    For
11   Authorise the Audit Committee of Carnival plc to Fix Remuneration of Auditors    Mgmt    For    For    For
12   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
13   Advisory Vote to Approve Compensation of the Named Executive Officers    Mgmt    For    For    For
14   Approve Remuneration Report    Mgmt    For    For    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Tim Participacoes S.A.

 

Meeting Date:    04/14/2015    Country:    Brazil    Primary Security ID:    P91536469
Record Date:       Meeting Type:    Annual    Ticker:    TIMP3

 

Shares Voted:   836,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2014    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
3   Elect Directors    Mgmt    For    For    For
4   Elect Fiscal Council Members    Mgmt    For    Refer    For
5   Approve Remuneration of Company’s Management    Mgmt    For    Refer    Against

Tim Participacoes S.A.

 

Meeting Date:    04/14/2015    Country:    Brazil    Primary Security ID:    P91536469
Record Date:       Meeting Type:    Special    Ticker:    TIMP3

 

Shares Voted:   836,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Prolonging of Cooperation and Support Agreement between Telecom Italia S.p.A and TIM Celular S.A. and Intelig Telecomunicacoes Ltda.    Mgmt    For    Refer    For

Vinci

 

Meeting Date:    04/14/2015    Country:    France    Primary Security ID:    F5879X108
Record Date:    04/09/2015    Meeting Type:    Annual/Special    Ticker:    DG

 

Shares Voted:   128,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.22 per Share    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Vinci

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Reelect Robert Castaigne as Director    Mgmt    For    For    For
5   Reelect Pascale Sourisse as Director    Mgmt    For    For    For
6   Elect Ana Paula Pessoa as Director    Mgmt    For    For    For
7   Elect Josiane Marquez as Representative of Employee Shareholders to the Board    Mgmt    None    Refer    For
8   Elect Gerard Duez as Representative of Employee Shareholders to the Board    Mgmt    None    Refer    Against
9   Elect Karin Willio as Representative of Employee Shareholders to the Board    Mgmt    None    Refer    Against
10   Elect Thomas Franz as Representative of Employee Shareholders to the Board    Mgmt    None    Refer    Against
11   Elect Roland Innocenti as Representative of Employee Shareholders to the Board    Mgmt    None    Refer    Against
12   Elect Michel Pitte Representative of Employee Shareholders to the Board    Mgmt    None    Refer    Against
13   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.15 Million    Mgmt    For    Refer    For
14   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
15   Approve Additional Pension Scheme Agreement with Pierre Coppey    Mgmt    For    Refer    For
16   Approve Transaction with Vinci Concessions Re: Management of Comarnic Brasov    Mgmt    For    Refer    For
17   Approve Transaction with Vinci Concessions Re: Financial Restructuring of Via Solutions Sudwest    Mgmt    For    Refer    For
18   Advisory Vote on Compensation of the Chairman and CEO    Mgmt    For    Refer    For
19   Advisory Vote on Compensation of the Vice CEO since April 15, 2014    Mgmt    For    Refer    For
  Extraordinary Business    Mgmt         
20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
21   Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
22   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million    Mgmt    For    For    For
23   Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named Oceane, up to an Aggregate Nominal Amount EUR 150 Million    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Vinci

 

Proposal Number   Proposal Text    Proponent    Mgmt Rec   

Voting

Policy Rec

   

Vote

Instruction

24   Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million    Mgmt    For    Refer    For
25   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
26   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    Refer    For
27   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
28   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    For    For
29   Amend Article 8 of Bylaws Re: Absence of Double Voting Rights    Mgmt    For    For    For
30   Amend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds    Mgmt    For    Refer    Against
31   Amend Article 17 of Bylaws Re: Record Date    Mgmt    For    For    For
32   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Mediaset Espana Comunicacion SA

 

Meeting Date:    04/15/2015    Country:    Spain    Primary Security ID:    E7418Y101
Record Date:    04/10/2015    Meeting Type:    Annual    Ticker:    TL5

 

Shares Voted:   590,616          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Consolidated and Standalone Financial Statements    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
3   Approve Special Dividends    Mgmt    For    For    For
4   Approve Discharge of Board    Mgmt    For    For    For
5.1   Reelect José Ramón Alvarez-Rendueles as Director    Mgmt    For    For    For
5.2   Reelect Angel Durández Adeva as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Mediaset Espana Comunicacion SA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5.3   Reelect Francisco de Borja Prado Eulate as Director    Mgmt    For    Refer    Against
6   Fix Number of Directors at 13    Mgmt    For    Refer    For
7   Approve Remuneration of Directors    Mgmt    For    Refer    For
8   Approve Stock-for-Salary Plan    Mgmt    For    Refer    For
9   Approve Reduction in Share Capital via Amortization of Treasury Shares    Mgmt    For    For    For
10   Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares    Mgmt    For    For    For
11.1   Amend Article 1 Re: Company Name    Mgmt    For    For    For
11.2   Amend Articles Re: Share Capital and Shares    Mgmt    For    For    For
11.3   Amend Article 16 Re: Bonds and Other Securities    Mgmt    For    For    For
11.4   Amend Articles Re: General Meetings and Board of Directors    Mgmt    For    For    For
11.5   Amend Articles Re: Board of Directors    Mgmt    For    For    For
11.6   Amend Articles Re: Annual Corporate Governance Report and Corporate Website    Mgmt    For    For    For
11.7   Amend Articles Re: Fiscal Year, Financial Statements, Liquidation and Jurisdiction    Mgmt    For    For    For
11.8   Approve Restated Articles of Association    Mgmt    For    For    For
12.1   Amend Articles of General Meeting Regulations Re: Introduction    Mgmt    For    For    For
12.2   Amend Articles of General Meeting Regulations Re: Meeting Notice and Preparation    Mgmt    For    For    For
12.3   Amend Articles of General Meeting Regulations Re: Development of General Meeting    Mgmt    For    For    For
12.4   Approve Restated General Meeting Regulations    Mgmt    For    For    For
13   Approve Notification on Amendments to Board Regulations    Mgmt    For    For    For
14   Approve Remuneration Policy Report    Mgmt    For    Refer    Against
15   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Svenska Cellulosa Ab (Sca)

 

Meeting Date:    04/15/2015    Country:    Sweden    Primary Security ID:    W90152120
Record Date:    04/09/2015    Meeting Type:    Annual    Ticker:    SCA B

 

Shares Voted:   706,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Open Meeting; Elect Chairman of Meeting    Mgmt    For    For    For
2   Prepare and Approve List of Shareholders    Mgmt    For    For    For
3   Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    For
4   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
5   Approve Agenda of Meeting    Mgmt    For    For    For
6   Receive Financial Statements and Statutory Reports    Mgmt         
7   Receive President’s Report    Mgmt         
8a   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
8b   Approve Allocation of Income and Dividends of SEK 5.25 Per Share    Mgmt    For    For    For
8c1   Approve Discharge of Sverker Martin-Lof    Mgmt    For    For    For
8c2   Approve Discharge of Par Boman    Mgmt    For    For    For
8c3   Approve Discharge of Roger Bostrom    Mgmt    For    For    For
8c4   Approve Discharge of Rolf Borjesson    Mgmt    For    For    For
8c5   Approve Discharge of Leif Johansson    Mgmt    For    For    For
8c6   Approve Discharge of Bert Nordberg    Mgmt    For    For    For
8c7   Approve Discharge of Anders Nyren    Mgmt    For    For    For
8c8   Approve Discharge of Louise Julian Svanberg    Mgmt    For    For    For
8c9   Approve Discharge of Orjan Svensson    Mgmt    For    For    For
8c10   Approve Discharge of Barbara Milian Thoralfsson    Mgmt    For    For    For
8c11   Approve Discharge of Thomas Wiklund    Mgmt    For    For    For
8c12   Approve Discharge of Jan Johansson    Mgmt    For    For    For
8c13   Approve Discharge of Hans Nyqvist    Mgmt    For    For    For
9   Determine Number of Directors (9) and Deputy Directors (0) of Board    Mgmt    For    Refer    For
10   Determine Number of Auditors (1) and Deputy
Auditors (0)		    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Svenska Cellulosa Ab (Sca)

 

Proposal Number   Proposal Text    Proponent    Mgmt Rec   

Voting

Policy Rec

   

Vote

Instruction

11   Approve Remuneration of Directors in the Amount of SEK 2.1 Million for Chairman, and SEK 700,000 for Non-Executive Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors    Mgmt    For    Refer    For
12   Reelect Par Boman (Chairman), Rolf Borjesson, Leif Johansson, Bert Nordberg, Anders Nyren, Louise Svanberg, and Barbara Thoralfsson as Directors; Elect Annemarie Gardshol and Magnus Groth as New Directors    Mgmt    For    For    For
13   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
14   Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    Refer    Against
15   Close Meeting    Mgmt         

BP plc

 

Meeting Date:    04/16/2015    Country:    United Kingdom    Primary Security ID:    G12793108
Record Date:    04/14/2015    Meeting Type:    Annual    Ticker:    BP.

 

Shares Voted:   1,149,001          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Re-elect Bob Dudley as Director    Mgmt    For    For    For
4   Re-elect Dr Brian Gilvary as Director    Mgmt    For    For    For
5   Re-elect Paul Anderson as Director    Mgmt    For    For    For
6   Elect Alan Boeckmann as Director    Mgmt    For    For    For
7   Re-elect Frank Bowman as Director    Mgmt    For    For    For
8   Re-elect Antony Burgmans as Director    Mgmt    For    For    For
9   Re-elect Cynthia Carroll as Director    Mgmt    For    For    For
10   Re-elect Ian Davis as Director    Mgmt    For    For    For
11   Re-elect Dame Ann Dowling as Director    Mgmt    For    For    For
12   Re-elect Brendan Nelson as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

BP plc

 

Proposal Number   Proposal Text    Proponent    Mgmt Rec   

Voting

Policy Rec

   

Vote

Instruction

13   Re-elect Phuthuma Nhleko as Director    Mgmt    For    For    For
14   Re-elect Andrew Shilston as Director    Mgmt    For    For    For
15   Re-elect Carl-Henric Svanberg as Director    Mgmt    For    For    For
16   Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration    Mgmt    For    For    For
17   Authorise the Renewal of the Scrip Dividend Programme    Mgmt    For    For    For
18   Approve Share Award Plan 2015    Mgmt    For    Refer    For
19   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
20   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23   Adopt New Articles of Association    Mgmt    For    Refer    For
24   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For
  Shareholder Resolution    Mgmt         
25   Approve Strategic Climate Change Resilience for 2035 and Beyond    SH    For    Refer    Against

Rio Tinto plc

 

Meeting Date:    04/16/2015    Country:    United Kingdom    Primary Security ID:    G75754104
Record Date:    04/14/2015    Meeting Type:    Annual    Ticker:    RIO

 

Shares Voted:   184,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Resolutions 1 to 18 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report for UK Law Purposes    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Rio Tinto plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    For    For
5   Elect Megan Clark as Director    Mgmt    For    For    For
6   Elect Michael L’Estrange as Director    Mgmt    For    For    For
7   Re-elect Robert Brown as Director    Mgmt    For    For    For
8   Re-elect Jan du Plessis as Director    Mgmt    For    For    For
9   Re-elect Ann Godbehere as Director    Mgmt    For    For    For
10   Re-elect Richard Goodmanson as Director    Mgmt    For    For    For
11   Re-elect Anne Lauvergeon as Director    Mgmt    For    For    For
12   Re-elect Chris Lynch as Director    Mgmt    For    For    For
13   Re-elect Paul Tellier as Director    Mgmt    For    For    For
14   Re-elect Simon Thompson as Director    Mgmt    For    For    For
15   Re-elect John Varley as Director    Mgmt    For    For    For
16   Re-elect Sam Walsh as Director    Mgmt    For    For    For
17   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
18   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
  Resolutions 19 to 22 will be Voted on by Rio Tinto plc Shareholders Only    Mgmt         
19   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Subsea 7 S.A.

 

Meeting Date:    04/17/2015    Country:    Luxembourg    Primary Security ID:    L8882U106
Record Date:    03/10/2015    Meeting Type:    Annual/Special    Ticker:    SUBC

 

Shares Voted:   53,670          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual and Special Meeting    Mgmt         
  Annual Meeting    Mgmt         
1   Approve Convening Notice in Deviation of Article 24 of the Bylaws    Mgmt    For    Refer    For
2   Receive Board’s and Auditor’s Reports    Mgmt         
3   Approve Financial Statements    Mgmt    For    For    For
4   Approve Consolidated Financial Statements    Mgmt    For    For    For
5   Approve Allocation of Income    Mgmt    For    For    For
6   Approve Discharge of Directors    Mgmt    For    For    For
7   Appoint Ernst & Young as Auditor    Mgmt    For    For    For
8   Reelect Dod Fraser as Independent Director    Mgmt    For    For    For
9   Reelect Allen Stevens as Independent Director    Mgmt    For    For    For
10   Reelect Robert Long as Independent Director    Mgmt    For    For    For
  Special Meeting    Mgmt         
1   Authorize Board to Issue Shares With or Without Preemptive Rights    Mgmt    For    For    For

Adecco SA

 

Meeting Date:    04/21/2015    Country:    Switzerland    Primary Security ID:    H00392318
Record Date:       Meeting Type:    Annual    Ticker:    ADEN

 

Shares Voted:   124,380          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2   Approve Remuneration Report    Mgmt    For    For    For
2.1   Approve Allocation of Income    Mgmt    For    For    For
2.2   Approve Dividends of CHF 2.10 per Share    Mgmt    For    For    For
3   Approve Discharge of Board and Senior Management    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Adecco SA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4.1   Approve Remuneration of Directors in the Amount of CHF 4.9 Million    Mgmt    For    Refer    For
4.2   Approve Remuneration of Executive Committee in the Amount of CHF 36.3 Million    Mgmt    For    Refer    For
5.1.1   Reelect Rolf Doerig as Director and Board Chairman    Mgmt    For    For    For
5.1.2   Reelect Dominique-Jean Chertier as Director    Mgmt    For    For    For
5.1.3   Reelect Alexander Gut as Director    Mgmt    For    For    For
5.1.4   Reelect Didier Lamouche as Director    Mgmt    For    For    For
5.1.5   Reelect Thomas O’Neill as Director    Mgmt    For    For    For
5.1.6   Reelect David Prince as Director    Mgmt    For    For    For
5.1.7   Reelect Wanda Rapaczynski as Director    Mgmt    For    For    For
5.1.8   Elect Kathleen P. Taylor as Director    Mgmt    For    For    For
5.1.9   Elect Jean-Christophe Deslarzes as Director    Mgmt    For    For    For
5.2.1   Appoint Alexander Gut as Member of the Compensation Committee    Mgmt    For    For    For
5.2.2   Appoint Thomas O’Neill as Member of the Compensation Committee    Mgmt    For    For    For
5.2.3   Appoint Wanda Rapaczynski as Member of the Compensation Committee    Mgmt    For    For    For
5.3   Designate Andreas G. Keller as Independent Proxy    Mgmt    For    For    For
5.4   Ratify Ernst & Young AG as Auditors    Mgmt    For    For    For
6   Approve CHF 4.6 Million Reduction in Share Capital    Mgmt    For    For    For
7   Transact Other Business (Voting)    Mgmt    For    Against    Against

Bouygues

 

Meeting Date:    04/23/2015    Country:    France    Primary Security ID:    F11487125
Record Date:    04/20/2015    Meeting Type:    Annual/Special    Ticker:    EN

 

Shares Voted:   280,065          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Bouygues

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.60 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    Against
5   Reelect Francois Bertiere as Director    Mgmt    For    Refer    For
6   Reelect Martin Bouygues as Director    Mgmt    For    Refer    Against
7   Reelect Anne-Marie Idrac as Director    Mgmt    For    For    For
8   Renew Appointment of Ernst and Young Audit as Auditor    Mgmt    For    For    For
9   Renew Appointment of Auditex as Alternate Auditor    Mgmt    For    For    For
10   Advisory Vote on Compensation of Martin Bouygues, Chairman and CEO    Mgmt    For    Refer    Against
11   Advisory Vote on Compensation of Olivier Bouygues, Vice CEO    Mgmt    For    Refer    Against
12   Authorize Repurchase of Up to 5 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
13   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
14   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million    Mgmt    For    Refer    For
15   Authorize Capitalization of Reserves of Up to EUR 4 Billion for Bonus Issue or Increase in Par Value    Mgmt    For    Against    Against
16   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 84 Million    Mgmt    For    Refer    Against
17   Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 84 Million    Mgmt    For    Refer    Against
18   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Bouygues

 

Proposal Number   Proposal Text    Proponent    Mgmt Rec   

Voting

Policy Rec

   

Vote

Instruction

19   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote    Mgmt    For    For    For
20   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    Refer    For
21   Authorize Capital Increase of Up to EUR 84 Mllion for Future Exchange Offers    Mgmt    For    For    For
22   Authorize Issuance of Equity upon Conversion of a Subsidiary’s Equity-Linked Securities for up to EUR 84 Million    Mgmt    For    Refer    Against
23   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
24   Authorize up to 5 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    Refer    Against
25   Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer    Mgmt    For    Against    Against
26   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

CaixaBank SA

 

Meeting Date:    04/23/2015    Country:    Spain    Primary Security ID:    E2427M123
Record Date:    04/18/2015    Meeting Type:    Annual    Ticker:    CABK

 

Shares Voted:   2,164,853          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Consolidated and Standalone Financial Statements    Mgmt    For    For    For
2   Approve Discharge of Board    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends    Mgmt    For    For    For
4   Renew Appointment of Deloitte as Auditor    Mgmt    For    For    For
5.1   Amend Articles Re: Corporate Purpose, Registered Office and Corporate Website    Mgmt    For    For    For
5.2   Amend Articles Re: Share Capital and Shares    Mgmt    For    For    For
5.3   Amend Article 16 Re: Governing Bodies    Mgmt    For    For    For
5.4   Amend Articles Re: General Meetings    Mgmt    For    For    For
5.5   Amend Articles Re: Board of Directors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

CaixaBank SA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5.6   Amend Articles Re: Delegation of Powers and Audit and Control Committee    Mgmt    For    For    For
5.7   Amend Articles Re: Financial Statements    Mgmt    For    For    For
6.1   Amend Articles of General Meeting Regulations Re: Meeting Types and Meeting Notice    Mgmt    For    For    For
6.2   Amend Articles 7 of General Meeting Regulations Re: Right to Information    Mgmt    For    For    For
6.3   Amend Articles of General Meeting Regulations Re: Attendance and Representation Right    Mgmt    For    For    For
6.4   Amend Articles of General Meeting Regulations Re: Convening General Meeting, Chairman, Secretary and Attendance    Mgmt    For    For    For
6.5   Amend Articles of General Meeting Regulations Re: Interventions and Right to Information    Mgmt    For    For    For
6.6   Amend Articles of General Meeting Regulations Re: Voting and Approval of Resolutions, Minutes of Meeting and Publicity    Mgmt    For    For    For
7.1   Ratify Appointment of and Elect Antonio Massanell Lavilla as Director    Mgmt    For    Refer    Against
7.2   Ratify Appointment of and Elect Gonzalo Gortázar Rotaeche as Director    Mgmt    For    For    For
7.3   Ratify Appointment of and Elect Arthur K.C. Li as Director    Mgmt    For    Refer    For
7.4   Reelect Salvador Gabarró Serra as Director    Mgmt    For    Refer    For
7.5   Reelect Francesc Xavier Vives Torrents as Director    Mgmt    For    For    For
8.1   Authorize Capitalization of Reserves for Scrip Dividends    Mgmt    For    For    For
8.2   Authorize Capitalization of Reserves for Scrip Dividends    Mgmt    For    For    For
9   Approve Remuneration Policy    Mgmt    For    For    For
10   Approve Restricted Stock Plan    Mgmt    For    Refer    For
11   Approve 2015 Variable Remuneration Scheme    Mgmt    For    Refer    For
12   Fix Maximum Variable Compensation Ratio    Mgmt    For    Refer    For
13   Allow Directors to Be Involved in Other Companies    Mgmt    For    For    For
14   Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

CaixaBank SA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

15   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For
16   Advisory Vote on Remuneration Policy Report    Mgmt    For    For    For
17   Receive Amendments to Board of Directors’ Regulations    Mgmt         
18   Receive Audited Balance Sheets Re: Capitalization of Reserves    Mgmt         

GDF Suez

 

Meeting Date:    04/28/2015    Country:    France    Primary Security ID:    F42768105
Record Date:    04/23/2015    Meeting Type:    Annual/Special    Ticker:    GSZ

 

Shares Voted:   472,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Ratify Appointment of Isabelle Kocher as Director    Mgmt    For    For    For
7   Reelect Ann Kristin Achleitner as Director    Mgmt    For    For    For
8   Reelect Edmond Alphandery as Director    Mgmt    For    For    For
9   Reelect Aldo Cardoso as Director    Mgmt    For    For    For
10   Reelect Francoise Malrieu as Director    Mgmt    For    For    For
11   Elect Barbara Kux as Director    Mgmt    For    For    For
12   Elect Marie Jose Nadeau as Director    Mgmt    For    For    For
13   Elect Bruno Bezard as Director    Mgmt    For    For    For
14   Elect Mari-Noelle Jego-Laveissiere as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

GDF Suez

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

15   Elect Stephane Pallez as Director    Mgmt    For    For    For
16   Elect Catherine Guillouard as Director    Mgmt    For    For    For
17   Advisory Vote on Compensation of Gerard Mestrallet, Chairman and CEO    Mgmt    For    For    For
18   Advisory Vote on Compensation of Jean-Francois Cirelli, Vice-Chairman and Vice-CEO until Nov. 11, 2014    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
19   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    For    For
21   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    Refer    For
22   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for a Few Employees and Corporate Officers    Mgmt    For    Refer    For
23   Adopt New Bylaws    Mgmt    For    For    For
24   Amend Article 11 of Bylaws Re: Absence of Double-Voting Rights    Mgmt    For    For    For
25   Amend Article 16 of Bylaws Re: Board Organization    Mgmt    For    Refer    For
26   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Shire plc

 

Meeting Date:    04/28/2015    Country:    United Kingdom    Primary Security ID:    G8124V108
Record Date:    03/19/2015    Meeting Type:    Annual    Ticker:    SHP

 

Shares Voted:   40,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Shire plc

 

Proposal Number   Proposal Text    Proponent    Mgmt Rec   

Voting

Policy Rec

   

Vote

Instruction

4   Re-elect Dominic Blakemore as Director    Mgmt    For    Refer    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Re-elect Dr Steven Gillis as Director    Mgmt    For    For    For
7   Re-elect Dr David Ginsburg as Director    Mgmt    For    For    For
8   Re-elect David Kappler as Director    Mgmt    For    For    For
9   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
10   Re-elect Anne Minto as Director    Mgmt    For    Refer    For
11   Re-elect Dr Flemming Ornskov as Director    Mgmt    For    For    For
12   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
13   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
14   Approve Long Term Incentive Plan 2015    Mgmt    For    Refer    For
15   Approve Global Employee Stock Purchase Plan    Mgmt    For    For    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Syngenta AG

 

Meeting Date:    04/28/2015    Country:    Switzerland    Primary Security ID:    H84140112
Record Date:       Meeting Type:    Annual    Ticker:    SYNN

 

Shares Voted:   26,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report (Non-Binding)    Mgmt    For    For    For
3   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
4   Approve Allocation of Income and Dividends of 11.00 CHF per Share    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Syngenta AG

 

Proposal Number   Proposal Text    Proponent    Mgmt Rec   

Voting

Policy Rec

   

Vote

Instruction

5.1   Reelect Vinita Bali as Director    Mgmt    For    For    For
5.2   Reelect Stefan Borgas as Director    Mgmt    For    For    For
5.3   Reelect Gunnar Brock as Director    Mgmt    For    For    For
5.4   Reelect Michel Demare as Director    Mgmt    For    For    For
5.5   Reelect Eleni Gabre-Madhin as Director    Mgmt    For    For    For
5.6   Reelect David Lawrence as Director    Mgmt    For    For    For
5.7   Reelect Michael Mack as Director    Mgmt    For    For    For
5.8   Reelect Eveline Saupper as Director    Mgmt    For    For    For
5.9   Reelect Jacques Vincent as Director    Mgmt    For    For    For
5.10   Reelect Juerg Witmer as Director    Mgmt    For    For    For
6   Reelect Michel Demare as Board Chairman    Mgmt    For    For    For
7.1   Appoint Eveline Saupper as Member of the Compensation Committee    Mgmt    For    For    For
7.2   Appoint Jacques Vincent as Member of the Compensation Committee    Mgmt    For    For    For
7.3   Appoint Juerg Witmer as Member of the Compensation Committee    Mgmt    For    For    For
8   Approve Maximum Remuneration of Board of Directors in the Amount of CHF 4.5 Million    Mgmt    For    Refer    For
9   Approve Maximum Remuneration of Executive Committee in the Amount of CHF 41 Million    Mgmt    For    Refer    For
10   Designate Lukas Handschin as Independent Proxy    Mgmt    For    For    For
11   Ratify KPMG AG as Auditors    Mgmt    For    For    For
12   Transact Other Business (Voting)    Mgmt    For    Against    Against

Aviva plc

 

Meeting Date:    04/29/2015    Country:    United Kingdom    Primary Security ID:    G0683Q109
Record Date:    04/27/2015    Meeting Type:    Annual    Ticker:    AV.

 

Shares Voted:   1,007,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Aviva plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Re-elect Glyn Barker as Director    Mgmt    For    For    For
6   Re-elect Patricia Cross as Director    Mgmt    For    For    For
7   Re-elect Michael Hawker as Director    Mgmt    For    For    For
8   Re-elect Michael Mire as Director    Mgmt    For    For    For
9   Re-elect Sir Adrian Montague as Director    Mgmt    For    For    For
10   Re-elect Bob Stein as Director    Mgmt    For    For    For
11   Re-elect Thomas Stoddard as Director    Mgmt    For    For    For
12   Re-elect Scott Wheway as Director    Mgmt    For    For    For
13   Re-elect Mark Wilson as Director    Mgmt    For    For    For
14   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
15   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20   Authorise Market Purchase of Preference Shares    Mgmt    For    For    For
21   Authorise Market Purchase of Preference Shares    Mgmt    For    For    For
22   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For
23   Authorise Issue of Sterling New Preference Shares with Pre-emptive Rights    Mgmt    For    For    For
24   Authorise Issue of Sterling New Preference Shares without Pre-emptive Rights    Mgmt    For    For    For
25   Authorise Issue of Additional Dollar Preference Shares with Pre-emptive Rights    Mgmt    For    For    For
26   Authorise Issue of Additional Dollar Preference Shares without Pre-emptive Rights    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Aviva plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

27   Authorise Allotment of Shares in Relation to Any Issue of Solvency II Compliant Tier 1 Instruments with Pre-emptive Rights    Mgmt    For    For    For
28   Authorise Allotment of Shares in Relation to Any Issue of Solvency II Compliant Tier 1 Instruments without Pre-emptive Rights    Mgmt    For    For    For
29   Adopt New Articles of Association    Mgmt    For    For    For

Deutsche Lufthansa AG

 

Meeting Date:    04/29/2015    Country:    Germany    Primary Security ID:    D1908N106
Record Date:       Meeting Type:    Annual    Ticker:    LHA

 

Shares Voted:   772,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)    Mgmt         
2   Approve Discharge of Management Board for Fiscal 2014    Mgmt    For    For    For
3   Approve Discharge of Supervisory Board for Fiscal 2014    Mgmt    For    For    For
4   Elect Stephan Sturm to the Supervisory Board    Mgmt    For    For    For
5   Approve Creation of EUR 561.2 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
6   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
7   Authorize Use of Financial Derivatives when Repurchasing Shares    Mgmt    For    Refer    For
8   Approve Affiliation Agreements with Delvag Luftfahrtversicherungs-Aktiengesellschaft    Mgmt    For    Refer    For
9   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Governor and Company of the Bank of Ireland

 

Meeting Date:    04/29/2015    Country:    Ireland    Primary Security ID:    G49374146
Record Date:    04/27/2015    Meeting Type:    Annual    Ticker:    BIR

 

Shares Voted:   4,540,829          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Director’s Remuneration Report    Mgmt    For    For    For
3a   Re-elect Kent Atkinson as a Director    Mgmt    For    For    For
3b   Re-elect Richie Boucher as a Director    Mgmt    For    For    For
3c   Re-elect Pat Butler as a Director    Mgmt    For    For    For
3d   Re-elect Patrick Haren as a Director    Mgmt    For    For    For
3e   Re-elect Archie Kane as a Director    Mgmt    For    For    For
3f   Re-elect Andrew Keating as a Director    Mgmt    For    For    For
3g   Re-elect Patrick Kennedy as a Director    Mgmt    For    For    For
3h   Re-elect Brad Martin as a Director    Mgmt    For    For    For
3i   Re-elect Davida Martson as a Director    Mgmt    For    For    For
3j   Re-elect Patrick Mulvihill as a Director    Mgmt    For    For    For
4   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
5   Authorize Reissuance of Repurchased Shares    Mgmt    For    Refer    For
6   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights    Mgmt    For    For    For
7   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
8   Authorize Issuance of Ordinary Stock on Conversion or Exchange of Additional Tier 1 Contingent Equity Conversion Notes with Preemptive Rights    Mgmt    For    For    For
9   Authorize Issuance of Ordinary Stock on Conversion or Exchange of Additional Tier 1 Contingent Equity Conversion Notes without Preemptive Rights    Mgmt    For    For    For
10   Authorize the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Commerzbank AG

 

Meeting Date:    04/30/2015    Country:    Germany    Primary Security ID:    D172W1279
Record Date:    04/08/2015    Meeting Type:    Annual    Ticker:    CBK

 

Shares Voted:   584,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)    Mgmt         
2   Approve Allocation of Income    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2014    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2014    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers AG as Auditors for the First Quarter of Fiscal 2016    Mgmt    For    For    For
7   Approve Remuneration System for Management Board Members    Mgmt    For    For    For
8   Fix Maximum Variable Compensation Ratio for Management Board Members to 140 Percent of Fixed Remuneration    Mgmt    For    Refer    For
9   Fix Maximum Variable Compensation Ratio for Key Employees to 200 Percent of Fixed Remuneration    Mgmt    For    Refer    For
10.1   Elect Sabine Dietrich to the Supervisory Board    Mgmt    For    For    For
10.2   Elect Anja Mikus to the Supervisory Board    Mgmt    For    For    For
10.3   Elect Solms Wittig as Alternate Supervisory Board Member    Mgmt    For    For    For
11   Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes    Mgmt    For    For    For
12   Approve Creation of EUR 569.3.3 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
13   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to a Nominal Amount of EUR 13.6 Billion; Approve Creation of EUR 569.3 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Unilever plc

 

Meeting Date:    04/30/2015    Country:    United Kingdom    Primary Security ID:    G92087165
Record Date:    04/28/2015    Meeting Type:    Annual    Ticker:    ULVR

 

Shares Voted:   185,747          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Re-elect Paul Polman as Director    Mgmt    For    For    For
4   Re-elect Jean-Marc Huet as Director    Mgmt    For    For    For
5   Re-elect Laura Cha as Director    Mgmt    For    For    For
6   Re-elect Louise Fresco as Director    Mgmt    For    For    For
7   Re-elect Ann Fudge as Director    Mgmt    For    For    For
8   Re-elect Mary Ma as Director    Mgmt    For    For    For
9   Re-elect Hixonia Nyasulu as Director    Mgmt    For    For    For
10   Re-elect John Rishton as Director    Mgmt    For    For    For
11   Re-elect Feike Sijbesma as Director    Mgmt    For    For    For
12   Re-elect Michael Treschow as Director    Mgmt    For    For    For
13   Elect Nils Andersen as Director    Mgmt    For    For    For
14   Elect Vittorio Colao as Director    Mgmt    For    For    For
15   Elect Dr Judith Hartmann as Director    Mgmt    For    For    For
16   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
17   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
22   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

ArcelorMittal

 

Meeting Date:    05/05/2015    Country:    Luxembourg    Primary Security ID:    L0302D129
Record Date:    04/21/2015    Meeting Type:    Annual    Ticker:    MT

 

Shares Voted:   935,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting    Mgmt         
1   Receive Board’s and Auditor’s Reports    Mgmt         
I   Approve Consolidated Financial Statements    Mgmt    For    For    For
II   Approve Financial Statements    Mgmt    For    For    For
III   Approve Allocation of Income and Dividends of USD 0.20 Per Share    Mgmt    For    For    For
IV   Approve Remuneration of Directors    Mgmt    For    Refer    For
V   Approve Discharge of Directors    Mgmt    For    For    For
VI   Reelect Narayanan Vaghul as Director    Mgmt    For    For    For
VII   Reelect Wilbur Ross as Director    Mgmt    For    Refer    For
VIII   Reelect Tye Burt as Director    Mgmt    For    For    For
IX   Elect Karyn Ovelmen as Director    Mgmt    For    For    For
X   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
XI   Ratify Deloitte as Auditor    Mgmt    For    For    For
XII   Approve 2015 Performance Share Unit Plan    Mgmt    For    Refer    For

Standard Chartered plc

 

Meeting Date:    05/06/2015    Country:    United Kingdom    Primary Security ID:    G84228157
Record Date:    05/01/2015    Meeting Type:    Annual    Ticker:    STAN

 

Shares Voted:   488,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Elect Dr Byron Grote as Director    Mgmt    For    For    For
5   Elect Andy Halford as Director    Mgmt    For    For    For
6   Elect Gay Huey Evans as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Standard Chartered plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

7   Elect Jasmine Whitbread as Director    Mgmt    For    For    For
8   Re-elect Om Bhatt as Director    Mgmt    For    For    For
9   Re-elect Dr Kurt Campbell as Director    Mgmt    For    For    For
10   Re-elect Dr Louis Cheung as Director    Mgmt    For    For    For
11   Re-elect Dr Han Seung-soo as Director    Mgmt    For    For    For
12   Re-elect Christine Hodgson as Director    Mgmt    For    For    For
13   Re-elect Naguib Kheraj as Director    Mgmt    For    For    For
14   Re-elect Simon Lowth as Director    Mgmt    For    For    For
15   Re-elect Ruth Markland as Director    Mgmt    For    For    For
16   Re-elect Sir John Peace as Director    Mgmt    For    For    For
17   Re-elect Mike Rees as Director    Mgmt    For    For    For
18   Re-elect Viswanathan Shankar as Director    Mgmt         
19   Re-elect Paul Skinner as Director    Mgmt    For    For    For
20   Re-elect Dr Lars Thunell as Director    Mgmt    For    For    For
21   Appoint KPMG LLP as Auditors    Mgmt    For    For    For
22   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
23   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
24   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
25   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
26   Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities    Mgmt    For    For    For
27   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
28   Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities    Mgmt    For    For    For
29   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
30   Authorise Market Purchase of Preference Shares    Mgmt    For    For    For
31   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

BAE Systems plc

 

Meeting Date:    05/07/2015    Country:    United Kingdom    Primary Security ID:    G06940103
Record Date:    05/05/2015    Meeting Type:    Annual    Ticker:    BA.

 

Shares Voted:   1,369,024          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Sir Roger Carr as Director    Mgmt    For    For    For
5   Re-elect Jerry DeMuro as Director    Mgmt    For    For    For
6   Re-elect Harriet Green as Director    Mgmt    For    For    For
7   Re-elect Christopher Grigg as Director    Mgmt    For    For    For
8   Re-elect Ian King as Director    Mgmt    For    For    For
9   Re-elect Peter Lynas as Director    Mgmt    For    For    For
10   Re-elect Paula Rosput Reynolds as Director    Mgmt    For    For    For
11   Re-elect Nicholas Rose as Director    Mgmt    For    For    For
12   Re-elect Carl Symon as Director    Mgmt    For    For    For
13   Re-elect Ian Tyler as Director    Mgmt    For    For    For
14   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
15   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

CRH plc

 

Meeting Date:    05/07/2015    Country:    Ireland    Primary Security ID:    G25508105
Record Date:    05/05/2015    Meeting Type:    Annual    Ticker:    CRG

 

Shares Voted:   272,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4(a)   Re-elect Ernst Bartschi as Director    Mgmt    For    For    For
4(b)   Re-elect Maeve Carton as Director    Mgmt    For    For    For
4(c)   Re-elect William (Bill) Egan as Director    Mgmt    For    For    For
4(d)   Re-elect Utz-Hellmuth Felcht as Director    Mgmt    For    For    For
4(e)   Re-elect Nicky Hartery as Director    Mgmt    For    For    For
4(f)   Elect Patrick Kennedy as Director    Mgmt    For    For    For
4(g)   Re-elect Donald McGovern Jr. as Director    Mgmt    For    For    For
4(h)   Re-elect Heather Ann McSharry as Director    Mgmt    For    For    For
4(i)   Re-elect Albert Manifold as Director    Mgmt    For    For    For
4(j)   Elect Lucinda Riches as Director    Mgmt    For    For    For
4(k)   Re-elect Henk Rottinghuis as Director    Mgmt    For    For    For
4(l)   Re-elect Mark Towe as Director    Mgmt    For    For    For
5   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
6   Reappoint Ernst & Young as Auditors    Mgmt    For    For    For
7   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
8   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
9   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
10   Authorise Reissuance of Treasury Shares    Mgmt    For    Refer    For
11   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For
12   Approve Scrip Dividend Program    Mgmt    For    For    For
13   Approve Increase in Authorised Share Capital    Mgmt    For    For    For
14   Amend Memorandum of Association    Mgmt    For    For    For
15   Adopt New Articles of Association    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

GlaxoSmithKline plc

 

Meeting Date:    05/07/2015    Country:    United Kingdom    Primary Security ID:    G3910J112
Record Date:    05/05/2015    Meeting Type:    Annual    Ticker:    GSK

 

Shares Voted:   543,903          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Elect Sir Philip Hampton as Director    Mgmt    For    For    For
4   Elect Urs Rohner as Director    Mgmt    For    For    For
5   Re-elect Sir Andrew Witty as Director    Mgmt    For    For    For
6   Re-elect Sir Roy Anderson as Director    Mgmt    For    For    For
7   Re-elect Dr Stephanie Burns as Director    Mgmt    For    For    For
8   Re-elect Stacey Cartwright as Director    Mgmt    For    For    For
9   Re-elect Simon Dingemans as Director    Mgmt    For    For    For
10   Re-elect Lynn Elsenhans as Director    Mgmt    For    For    For
11   Re-elect Judy Lewent as Director    Mgmt    For    For    For
12   Re-elect Sir Deryck Maughan as Director    Mgmt    For    For    For
13   Re-elect Dr Daniel Podolsky as Director    Mgmt    For    For    For
14   Re-elect Dr Moncef Slaoui as Director    Mgmt    For    For    For
15   Re-elect Hans Wijers as Director    Mgmt    For    For    For
16   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
17   Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    Mgmt    For    Refer    For
23   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

GlaxoSmithKline plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

24   Approve Share Value Plan    Mgmt    For    Refer    For

GlaxoSmithKline plc

 

Meeting Date:    05/07/2015    Country:    United Kingdom    Primary Security ID:    G3910J112
Record Date:    03/18/2015    Meeting Type:    Annual    Ticker:    GSK

 

Shares Voted:   69,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Elect Sir Philip Hampton as Director    Mgmt    For    For    For
4   Elect Urs Rohner as Director    Mgmt    For    For    For
5   Re-elect Sir Andrew Witty as Director    Mgmt    For    For    For
6   Re-elect Sir Roy Anderson as Director    Mgmt    For    For    For
7   Re-elect Dr Stephanie Burns as Director    Mgmt    For    For    For
8   Re-elect Stacey Cartwright as Director    Mgmt    For    For    For
9   Re-elect Simon Dingemans as Director    Mgmt    For    For    For
10   Re-elect Lynn Elsenhans as Director    Mgmt    For    For    For
11   Re-elect Judy Lewent as Director    Mgmt    For    For    For
12   Re-elect Sir Deryck Maughan as Director    Mgmt    For    For    For
13   Re-elect Dr Daniel Podolsky as Director    Mgmt    For    For    For
14   Re-elect Dr Moncef Slaoui as Director    Mgmt    For    For    For
15   Re-elect Hans Wijers as Director    Mgmt    For    For    For
16   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
17   Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

GlaxoSmithKline plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    Mgmt    For    Refer    For
23   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For
24   Approve Share Value Plan    Mgmt    For    Refer    For

Lafarge

 

Meeting Date:    05/07/2015    Country:    France    Primary Security ID:    F54432111
Record Date:    05/04/2015    Meeting Type:    Annual/Special    Ticker:    LG

 

Shares Voted:   157,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.27 per Share    Mgmt    For    For    For
4   Approve Transaction with Holcim Ltd and Groupe Bruxelles Lambert Re: Merger Project    Mgmt    For    Refer    For
5   Approve Transaction with Holcim Ltd and NNS Holding Sarl Re: Merger Project    Mgmt    For    Refer    For
6   Approve Transaction with Cardif Assurance Vie Re: Additional Pension Schemes    Mgmt    For    Refer    For
7   Reelect Philippe Dauman as Director    Mgmt    For    For    For
8   Reelect Baudouin Prot as Director    Mgmt    For    For    For
9   Advisory Vote on Compensation of Bruno Lafont, Chairman and CEO    Mgmt    For    For    For
10   Authorize Repurchase of Up to 5 Percent of Issued Share Capital    Mgmt    For    For    For
11   Approve Issuance of Securities Convertible into Debt up to Aggregate Amount of 8 Billion    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Lafarge

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Extraordinary Business    Mgmt         
12   Approve Issuance of Debt Securities Giving Access to Existing Shares, up to Aggregate Amount of EUR 8 Billion    Mgmt    For    For    For
13   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 560 Million    Mgmt    For    For    For
14   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 112 Million    Mgmt    For    For    For
15   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 112 Million    Mgmt    For    Refer    For
16   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
17   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
18   Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
19   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
20   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    Refer    Against
21   Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    Refer    Against
22   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
23   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Employees    Mgmt    For    For    For
24   Amend Article 29 of Bylaws Re: Record Date    Mgmt    For    For    For
25   Amend Article 13 of Bylaws Re: Issuance of Bonds    Mgmt    For    For    For
26   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Magna International Inc.

 

Meeting Date:    05/07/2015    Country:    Canada    Primary Security ID:    559222401
Record Date:    03/24/2015    Meeting Type:    Annual    Ticker:    MG

 

Shares Voted:   41,616          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Scott B. Bonham    Mgmt    For    For    For
1.2   Elect Director Peter G. Bowie    Mgmt    For    For    For
1.3   Elect Director J. Trevor Eyton    Mgmt    For    For    For
1.4   Elect Director V. Peter Harder    Mgmt    For    For    For
1.5   Elect Director Lady Barbara Judge    Mgmt    For    For    For
1.6   Elect Director Kurt J. Lauk    Mgmt    For    For    For
1.7   Elect Director Cynthia A. Niekamp    Mgmt    For    For    For
1.8   Elect Director Indira V. Samarasekera    Mgmt    For    For    For
1.9   Elect Director Donald J. Walker    Mgmt    For    For    For
1.10   Elect Director Lawrence D. Worrall    Mgmt    For    For    For
1.11   Elect Director William L. Young    Mgmt    For    For    For
2   Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Sandvik AB

 

Meeting Date:    05/07/2015    Country:    Sweden    Primary Security ID:    W74857165
Record Date:    04/30/2015    Meeting Type:    Annual    Ticker:    SAND

 

Shares Voted:   568,793          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Open Meeting    Mgmt         
2   Elect Chairman of Meeting    Mgmt    For    For    For
3   Prepare and Approve List of Shareholders    Mgmt    For    For    For
4   Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    For
5   Approve Agenda of Meeting    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Sandvik AB

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
7   Receive Financial Statements and Statutory Reports    Mgmt         
8   Receive President’s Report    Mgmt         
9   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
10   Approve Discharge of Board and President    Mgmt    For    For    For
11   Approve Allocation of Income and Dividends of SEK 3.50 Per Share    Mgmt    For    For    For
12   Amend Articles Re: Term of Office for Auditor    Mgmt    For    Refer    For
13   Determine Number of Directors (8) and Deputy Directors (0) of Board; Receive Report of Nomination Committee    Mgmt    For    Refer    For
14   Approve Remuneration of Directors in the Amount of SEK 1.7 Million for the Chairman and SEK 600,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration for Auditor    Mgmt    For    Refer    For
15   Reelect Olof Faxander, Jurgen Geissinger, Johan Karlstrom, Hanne de Mora, Anders Nyren (Chairman), and Lars Westerberg as Directors; Elect Jennifer Allerton and Claes Boustedt as New Directors    Mgmt    For    For    For
16   Ratify KPMG as Auditors    Mgmt    For    For    For
17   Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    For    For
18   Approve Share Matching Plan (LTI 2015)    Mgmt    For    Refer    Against
19   Close Meeting    Mgmt         

China Unicom (Hong Kong) Ltd

 

Meeting Date:    05/08/2015    Country:    Hong Kong    Primary Security ID:    Y1519S111
Record Date:    05/05/2015    Meeting Type:    Annual    Ticker:    00762

 

Shares Voted:   4,382,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

China Unicom (Hong Kong) Ltd

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Approve Final Dividend    Mgmt    For    For    For
3a1   Elect Chang Xiaobing as Director    Mgmt    For    For    For
3a2   Elect Zhang Junan as Director    Mgmt    For    For    For
3a3   Elect Cesareo Alierta Izuel as Director    Mgmt    For    Refer    Against
3a4   Elect Chung Shui Ming Timpson as Director    Mgmt    For    Refer    For
3b   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
4   Approve Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
6   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
7   Authorize Reissuance of Repurchased Shares    Mgmt    For    Refer    Against
8   Adopt New Articles of Association    Mgmt    For    For    For

ING Groep NV

 

Meeting Date:    05/11/2015    Country:    Netherlands    Primary Security ID:    N4578E413
Record Date:    04/13/2015    Meeting Type:    Annual    Ticker:    INGA

 

Shares Voted:   620,130          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting    Mgmt         
1   Open Meeting    Mgmt         
2a   Receive Report of Management Board (Non-Voting)    Mgmt         
2b   Receive Announcements on Sustainability    Mgmt         
2c   Receive Report of Supervisory Board (Non-Voting)    Mgmt         
2d   Discuss Remuneration Report    Mgmt         
2e   Discussion on Company’s Corporate Governance Structure    Mgmt         
2f   Adopt Financial Statements    Mgmt    For    For    For
3a   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

ING Groep NV

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3b   Approve Dividends of EUR 0.12 Per Share    Mgmt    For    For    For
4a   Approve Discharge of Management Board    Mgmt    For    For    For
4b   Approve Discharge of Supervisory Board    Mgmt    For    For    For
5a   Approve Amendments to Remuneration Policy    Mgmt    For    For    For
5b   Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration    Mgmt    For    For    For
6   Ratify KPMG as Auditors    Mgmt    For    For    For
7a   Elect Gheorghe to Supervisory Board    Mgmt    For    For    For
7b   Reelect Kuiper to Supervisory Board    Mgmt    For    For    For
7c   Reelect Breukink to Supervisory Board    Mgmt    For    For    For
8a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights    Mgmt    For    For    For
8b   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights    Mgmt    For    For    For
9a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
9b   Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring    Mgmt    For    For    For
10   Other Business (Non-Voting) and Closing    Mgmt         

Coca-Cola Amatil Ltd.

 

Meeting Date:    05/12/2015    Country:    Australia    Primary Security ID:    Q2594P146
Record Date:    05/10/2015    Meeting Type:    Annual    Ticker:    CCL

 

Shares Voted:   442,910          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve the Remuneration Report    Mgmt    For    For    For
2a   Elect David Michael Gonski as Director    Mgmt    For    For    For
2b   Elect Ilana Atlas as Director    Mgmt    For    For    For
2c   Elect Martin Jansen as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Coca-Cola Amatil Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Approve the Grant of Up to 384,228 Share Rights to Alison Watkins    Mgmt    For    Refer    For

Investor AB

 

Meeting Date:    05/12/2015    Country:    Sweden    Primary Security ID:    W48102128
Record Date:    05/06/2015    Meeting Type:    Annual    Ticker:    INVE B

 

Shares Voted:   191,020          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Chairman of Meeting    Mgmt    For    For    For
2   Prepare and Approve List of Shareholders    Mgmt    For    For    For
3   Approve Agenda of Meeting    Mgmt    For    For    For
4   Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    For
5   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
6   Receive Financial Statements and Statutory Reports    Mgmt         
7   Receive President’s Report    Mgmt         
8   Receive Board and Board Committee Reports    Mgmt         
9   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
10   Approve Discharge of Board and President    Mgmt    For    For    For
11   Approve Allocation of Income and Dividends of SEK 9.00 Per Share    Mgmt    For    For    For
12a   Determine Number of Directors (11) and Deputy Directors (0) of Board    Mgmt    For    Refer    For
12b   Determine Number of Auditors (1) and Deputy Auditors (0)    Mgmt    For    Refer    For
13a   Approve Remuneration of Directors in the Amount of SEK 2.3 Million for Chairman and SEK 625,000 for Other Directors; Approve Remuneration for Committee Work    Mgmt    For    Refer    For
13b   Approve Remuneration of Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Investor AB

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

14   Reelect Josef Ackermann, Gunnar Brock, Magdalena Gerger, Tom Johnstone, Grace Skaugen, Hans Straberg, Lena Torell, Jacob Wallenberg, and Marcus Wallenberg as Directors; Elect Johan Forssell and Sara Ohrvall as New Directors    Mgmt    For    For    For
15   Ratify Deloitte as Auditors    Mgmt    For    For    For
16a   Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    For    For
16b   Approve 2015 Long-Term Incentive Program    Mgmt    For    Refer    For
17a   Authorize Repurchase of Issued Share Capital and Reissuance of Repurchased Shares for General Purposes and in Support of Long-Term Incentive Program and Synthetic Share Program for Board of Directors    Mgmt    For    For    For
17b   Authorize Reissuance of up to 700,000 Repurchased Shares in Support of 2015 Long-Term Incentive Program    Mgmt    For    Refer    For
  Shareholder Proposals Submitted by Thorwald Arvidsson    Mgmt         
18a   Amend Articles of Association: Both Class A Shares and Class B Shares are Entitled to One Vote Each    SH    None    For    For
18b   Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences in Swedish Limited Liability Companies    SH    None    Refer    Against
18c   Introduce Provisions Concerning So-Called Political Quarantine in Portfolio Companies    SH    None    Refer    Against
18d   Request Board to Take Necessary Action to Create a Shareholders’ Association    SH    None    Refer    Against
19   Close Meeting    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Prudential plc

 

Meeting Date:    05/14/2015    Country:    United Kingdom    Primary Security ID:    G72899100
Record Date:    05/12/2015    Meeting Type:    Annual    Ticker:    PRU

 

Shares Voted:   406,650          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Pierre-Olivier Bouee as Director    Mgmt    For    For    For
5   Re-elect Sir Howard Davies as Director    Mgmt    For    For    For
6   Re-elect Ann Godbehere as Director    Mgmt    For    For    For
7   Re-elect Jacqueline Hunt as Director    Mgmt    For    For    For
8   Re-elect Alexander Johnston as Director    Mgmt    For    For    For
9   Re-elect Paul Manduca as Director    Mgmt    For    For    For
10   Re-elect Michael McLintock as Director    Mgmt    For    For    For
11   Re-elect Kaikhushru Nargolwala as Director    Mgmt    For    For    For
12   Re-elect Nicolaos Nicandrou as Director    Mgmt    For    For    For
13   Re-elect Anthony Nightingale as Director    Mgmt    For    For    For
14   Re-elect Philip Remnant as Director    Mgmt    For    For    For
15   Re-elect Alice Schroeder as Director    Mgmt    For    For    For
16   Re-elect Barry Stowe as Director    Mgmt    For    For    For
17   Re-elect Tidjane Thiam as Director    Mgmt    For    For    For
18   Re-elect Michael Wells as Director    Mgmt    For    For    For
19   Reappoint KPMG LLP as Auditors    Mgmt    For    For    For
20   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
21   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
22   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
23   Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares    Mgmt    For    For    For
24   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
25   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
26   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Fresenius Medical Care AG & Co. KGaA

 

Meeting Date:    05/19/2015    Country:    Germany    Primary Security ID:    D2734Z107
Record Date:    04/27/2015    Meeting Type:    Annual    Ticker:    FME

 

Shares Voted:   116,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends of EUR 0.78 per Share    Mgmt    For    For    For
3   Approve Discharge of Personally Liable Partner for Fiscal 2014    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2014    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2015    Mgmt    For    For    For
6   Amend Corporate Purpose    Mgmt    For    For    For
7   Approve Creation of Two Pools of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
8   Amend Articles Re: Majority Requirement for Supervisory Board Elections    Mgmt    For    Refer    For

Antofagasta plc

 

Meeting Date:    05/20/2015    Country:    United Kingdom    Primary Security ID:    G0398N128
Record Date:    05/18/2015    Meeting Type:    Annual    Ticker:    ANTO

 

Shares Voted:   883,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Jean-Paul Luksic as Director    Mgmt    For    For    For
5   Re-elect William Hayes as Director    Mgmt    For    For    For
6   Re-elect Gonzalo Menendez as Director    Mgmt    For    For    For
7   Re-elect Ramon Jara as Director    Mgmt    For    For    For
8   Re-elect Juan Claro as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Antofagasta plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

9   Re-elect Hugo Dryland as Director    Mgmt    For    For    For
10   Re-elect Tim Baker as Director    Mgmt    For    For    For
11   Re-elect Ollie Oliveira as Director    Mgmt    For    For    For
12   Re-elect Andronico Luksic as Director    Mgmt    For    Refer    For
13   Re-elect Vivianne Blanlot as Director    Mgmt    For    For    For
14   Elect Jorge Bande as Director    Mgmt    For    For    For
15   Appoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
16   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Fresenius SE & Co KGaA

 

Meeting Date:    05/20/2015    Country:    Germany    Primary Security ID:    D27348263
Record Date:    04/28/2015    Meeting Type:    Annual    Ticker:    FRE

 

Shares Voted:   263,460          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends of EUR 0.44 per Share    Mgmt    For    Against    Against
3   Approve Discharge of Personally Liable Partner for Fiscal 2014    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2014    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2015    Mgmt    For    For    For
6   Approve Affiliation Agreements with Fresenius Kabi AG and Fresenius Versicherungsvermittlung GmbH    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Fresenius SE & Co KGaA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

7   Elect Michael Diekmann to the Supervisory Board    Mgmt    For    For    For
8   Elect Michael Diekmann as Member of the Joint Committee    Mgmt    For    For    For

Kweichow Moutai Co., Ltd.

 

Meeting Date:    05/20/2015    Country:    China    Primary Security ID:    Y5070V116
Record Date:    05/14/2015    Meeting Type:    Annual    Ticker:    600519

 

Shares Voted:   304,110          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve 2014 Report of the Board of Directors    Mgmt    For    For    For
2   Approve 2014 Report of the Board of Supervisors    Mgmt    For    For    For
3   Approve 2014 Annual Report and Summary    Mgmt    For    For    For
4   Approve 2014 Financial Statements    Mgmt    For    For    For
5   Approve 2015 Financial Budget Report    Mgmt    For    For    For
6   Approve 2014 Profit Distribution    Mgmt    For    For    For
7   Approve Appointment of 2015 Financial Auditor    Mgmt    For    For    For
8   Approve 2015 Remuneration of Chairman of Board    Mgmt    For    Refer    For
9   Approve 2014 Report of the Independent Directors    Mgmt    For    For    For
10   Approve a Subsidiary to Provide Financial Services to Company’s Controlling Shareholder and Its Subsidiaries    Mgmt    For    Refer    For
11   Approve to Establish the Risk Management Committee of the Board    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Legal & General Group plc

 

Meeting Date:    05/21/2015    Country:    United Kingdom    Primary Security ID:    G54404127
Record Date:    05/19/2015    Meeting Type:    Annual    Ticker:    LGEN

 

Shares Voted:   2,447,805          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Elect Olaf Swantee as Director    Mgmt    For    For    For
4   Elect Richard Meddings as Director    Mgmt    For    For    For
5   Elect Carolyn Bradley as Director    Mgmt    For    For    For
6   Re-elect Lizabeth Zlatkus as Director    Mgmt    For    For    For
7   Re-elect Mark Zinkula as Director    Mgmt    For    For    For
8   Re-elect Stuart Popham as Director    Mgmt    For    For    For
9   Re-elect Julia Wilson as Director    Mgmt    For    For    For
10   Re-elect Mark Gregory as Director    Mgmt    For    For    For
11   Re-elect Rudy Markham as Director    Mgmt    For    For    For
12   Re-elect John Stewart as Director    Mgmt    For    For    For
13   Re-elect Nigel Wilson as Director    Mgmt    For    For    For
14   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
15   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Approve Remuneration Report    Mgmt    For    For    For
17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Bayer AG

 

Meeting Date:    05/27/2015    Country:    Germany    Primary Security ID:    D0712D163
Record Date:       Meeting Type:    Annual    Ticker:    BAYN

 

Shares Voted:   57,340          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.25 per Share for Fiscal 2014    Mgmt    For    For    For
2   Approve Discharge of Management Board for Fiscal 2014    Mgmt    For    For    For
3   Approve Discharge of Supervisory Board for Fiscal 2014    Mgmt    For    For    For
4   Elect Otmar Wiestler to the Supervisory Board    Mgmt    For    For    For
5   Amend Corporate Purpose    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2015    Mgmt    For    For    For

Grifols SA

 

Meeting Date:    05/28/2015    Country:    Spain    Primary Security ID:    E5706X124
Record Date:    05/22/2015    Meeting Type:    Annual    Ticker:    GRF

 

Shares Voted:   141,057          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment    Mgmt    For    For    For
2   Approve Consolidated Financial Statements    Mgmt    For    For    For
3   Approve Discharge of Board    Mgmt    For    For    For
4   Renew Appointment of KPMG as Auditor of Standalone Financial Statements    Mgmt    For    For    For
5   Renew Appointment of KPMG as Auditor of Consolidated Financial Statements    Mgmt    For    For    For
6.1   Amend Articles Re: General Meetings    Mgmt    For    For    For
6.2   Amend Articles Re: Board of Directors    Mgmt    For    For    For
6.3   Add Articles Re: Director Remuneration    Mgmt    For    For    For
7.1   Amend Article 7 of General Meeting Regulations Re: Functions    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Grifols SA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

7.2   Amend Articles of General Meeting Regulations Re: Convening of Meeting, Right to Information, Interventions and Voting of Resolutions    Mgmt    For    For    For
7.3   Amend Article 11 of General Meeting Regulations Re: Representation    Mgmt    For    For    For
8.1   Dismiss Edgar Dalzell Jannotta as Director    Mgmt    For    For    For
8.2   Dismiss William Brett Ingersoll as Director    Mgmt    For    For    For
8.3   Dismiss Thorthol Holdings BV as Director    Mgmt    For    For    For
8.4   Dismiss Juan Ignacio Twose Roura as Director    Mgmt    For    For    For
8.5   Elect Carina Szpilka Lázaro as Director    Mgmt    For    For    For
8.6   Elect Iñigo Sánchez-Asiaín Mardones as Director    Mgmt    For    For    For
8.7   Elect Raimon Grifols Roura as Director    Mgmt    For    For    For
8.8   Reelect Anna Veiga Lluch as Director    Mgmt    For    For    For
8.9   Reelect Tomás Dagá Gelabert as Director    Mgmt    For    For    For
8.10   Fix Number of Directors at 12    Mgmt    For    Refer    For
9   Receive Amendments to Board of Directors Regulations    Mgmt         
10   Approve Remuneration of Directors    Mgmt    For    Refer    For
11   Advisory Vote on Remuneration Policy Report    Mgmt    For    Refer    Against
12   Approve Stock Split    Mgmt    For    For    For
13   Authorize Share Repurchase Program    Mgmt    For    For    For
14   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Total SA

 

Meeting Date:    05/29/2015    Country:    France    Primary Security ID:    F92124100
Record Date:    05/26/2015    Meeting Type:    Annual    Ticker:    FP

 

Shares Voted:   152,038          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Ordinary Business    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Total SA

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.44 per Share    Mgmt    For    For    For
4   Approve Stock Dividend Program (Cash or New Shares)    Mgmt    For    For    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Reelect Patrick Artus as Director    Mgmt    For    For    For
7   Reelect Anne-Marie Idrac as Director    Mgmt    For    For    For
8   Elect Patrick Pouyanne as Director    Mgmt    For    For    For
9   Approve Agreement with Patrick Pouyanne, CEO    Mgmt    For    Refer    For
10   Advisory Vote on Compensation of Thierry Desmarest, Chairman since Oct. 22, 2014    Mgmt    For    For    For
11   Advisory Vote on Compensation of Patrick Pouyanne, CEO since Oct. 22, 2014    Mgmt    For    For    For
12   Advisory Vote on Compensation of Christophe de Margerie, CEO and Chairman until Oct. 20, 2014    Mgmt    For    For    For
  Shareholder Proposal Submitted by UES Amont Total Workers’ Council    Mgmt         
A   Address the Matter of a Fair Sharing of Costs between Shareholders and Company Employees    SH    Against    Refer    Against

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/02/2015    Country:    USA    Primary Security ID:    192446102
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    CTSH

 

Shares Voted:   159,020          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1b   Elect Director Robert E. Weissman    Mgmt    For    For    For
1c   Elect Director Francisco D’Souza    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1d   Elect Director John N. Fox, Jr.    Mgmt    For    For    For
1e   Elect Director Leo S. Mackay, Jr.    Mgmt    For    For    For
1f   Elect Director Thomas M. Wendel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    Against

Haitong Securities Co., Ltd.

 

Meeting Date:    06/08/2015    Country:    China    Primary Security ID:    Y7443K108
Record Date:    05/08/2015    Meeting Type:    Annual    Ticker:    600837

 

Shares Voted:   1,084,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  AGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
  ORDINARY RESOLUTIONS    Mgmt         
1   Approve Report of the Board of Directors    Mgmt    For    For    For
2   Approve Report of the Supervisory Committee    Mgmt    For    For    For
3   Approve Annual Report    Mgmt    For    For    For
4   Approve Final Accounts Report    Mgmt    For    For    For
5   Approve Profit Distribution Plan    Mgmt    For    For    For
6   Approve Renewal of Engagement of A Share Auditing Firm and H Share Auditing Firm for the Year 2015    Mgmt    For    For    For
7.1   Elect Shen Tiedong as Director    Mgmt    For    For    For
7.2   Elect Yu Liping as Director    Mgmt    For    For    For
8   Elect Shou Weigang as Supervisor    SH    For    For    For
  SPECIAL RESOLUTIONS    Mgmt         
1   Adopt Share Option Scheme for a Subsidiary    Mgmt    For    Refer    Against
2   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Haitong Securities Co., Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Amend Rules and Procedure for Shareholders’ General Meetings    SH    For    For    For

WPP plc

 

Meeting Date:    06/09/2015    Country:    Jersey    Primary Security ID:    G9788D103
Record Date:    06/05/2015    Meeting Type:    Annual    Ticker:    WPP

 

Shares Voted:   592,410          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Approve Sustainability Report    Mgmt    For    For    For
5   Elect Roberto Quarta as Director    Mgmt    For    For    For
6   Re-elect Roger Agnelli as Director    Mgmt    For    For    For
7   Re-elect Dr Jacques Aigrain as Director    Mgmt    For    For    For
8   Re-elect Ruigang Li as Director    Mgmt    For    For    For
9   Re-elect Paul Richardson as Director    Mgmt    For    For    For
10   Re-elect Hugo Shong as Director    Mgmt    For    For    For
11   Re-elect Timothy Shriver as Director    Mgmt    For    For    For
12   Re-elect Sir Martin Sorrell as Director    Mgmt    For    For    For
13   Re-elect Sally Susman as Director    Mgmt    For    For    For
14   Re-elect Solomon Trujillo as Director    Mgmt    For    For    For
15   Re-elect Sir John Hood as Director    Mgmt    For    For    For
16   Re-elect Charlene Begley as Director    Mgmt    For    For    For
17   Re-elect Nicole Seligman as Director    Mgmt    For    For    For
18   Re-elect Daniela Riccardi as Director    Mgmt    For    For    For
19   Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration    Mgmt    For    For    For
20   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

WPP plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

21   Approve 2015 Share Option Plan    Mgmt    For    Refer    For
22   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For

Nissin Kogyo

 

Meeting Date:    06/12/2015    Country:    Japan    Primary Security ID:    J58074105
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    7230

 

Shares Voted:   369,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Amend Articles to Indemnify Directors — Indemnify Statutory Auditors    Mgmt    For    Refer    For
2.1   Elect Director Okawara, Eiji    Mgmt    For    For    For
2.2   Elect Director Yanagisawa, Hideaki    Mgmt    For    For    For
2.3   Elect Director Tamai, Naotoshi    Mgmt    For    For    For
2.4   Elect Director Takei, Junya    Mgmt    For    For    For
2.5   Elect Director Terada, Kenji    Mgmt    For    For    For
2.6   Elect Director Shimizu, Kenji    Mgmt    For    For    For
2.7   Elect Director Sato, Kazuya    Mgmt    For    For    For
2.8   Elect Director Ichikawa, Yuichi    Mgmt    For    For    For
2.9   Elect Director Shinohara, Takayoshi    Mgmt    For    For    For
2.10   Elect Director Miyashita, Jiro    Mgmt    For    For    For
3.1   Appoint Statutory Auditor Sakashita, Kiyoshi    Mgmt    For    For    For
3.2   Appoint Statutory Auditor Horiuchi, Makoto    Mgmt    For    For    For
4   Approve Annual Bonus Payment to Directors and Statutory Auditors    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

China Construction Bank Corporation

 

Meeting Date:    06/15/2015    Country:    China    Primary Security ID:    Y1397N101
Record Date:    05/15/2015    Meeting Type:    Annual    Ticker:    00939

 

Shares Voted:   14,093,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Report of Board of Directors    Mgmt    For    For    For
2   Accept Report of Board of Supervisors    Mgmt    For    For    For
3   Accept Final Financial Accounts    Mgmt    For    For    For
4   Approve Profit Distribution Plan    Mgmt    For    For    For
5   Approve Budget of 2015 Fixed Assets Investment    Mgmt    For    For    For
6   Approve Remuneration Distribution and Settlement Plan for Directors in 2013    Mgmt    For    Refer    For
7   Approve Remuneration Distribution and Settlement Plan for Supervisors in 2013    Mgmt    For    Refer    For
8   Elect Wang Hongzhang as Director    Mgmt    For    For    For
9   Elect Pang Xiusheng as Director    Mgmt    For    For    For
10   Elect Zhang Gengsheng as Director    Mgmt    For    For    For
11   Elect Li Jun as Director    Mgmt    For    For    For
12   Elect Hao Aiqun as Director    Mgmt    For    For    For
13   Elect Elaine La Roche as Director    Mgmt    For    For    For
14   Approve External Auditors    Mgmt    For    For    For
15   Approve Impact on Dilution of Current Returns of the Issuance of Preference Shares and Remedial Measures    Mgmt    For    Refer    For
16   Approve Shareholder Return Plan for 2015 to 2017    Mgmt    For    For    For
17   Approve Capital Plan for 2015 to 2017    Mgmt    For    Refer    For
18   Amend Articles of Association    Mgmt    For    Refer    For
  Approve Issuance of Domestic Preference Shares    Mgmt         
19.1   Approve Type and Number of Preference Shares to be Issued    Mgmt    For    Refer    For
19.2   Approve Par Value and Issuance Price    Mgmt    For    Refer    For
19.3   Approve Maturity Date    Mgmt    For    Refer    For
19.4   Approve Use of Proceeds    Mgmt    For    Refer    For
19.5   Approve Issuance Method and Investors    Mgmt    For    Refer    For
19.6   Approve Profit Distribution Method for Preference Shareholders    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

China Construction Bank Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

19.7   Approve Mandatory Conversion    Mgmt    For    Refer    For
19.8   Approve Conditional Redemption    Mgmt    For    Refer    For
19.9   Approve Voting Rights Restrictions and Restoration    Mgmt    For    Refer    For
19.10   Approve Repayment Priority and Manner of Liquidation    Mgmt    For    Refer    For
19.11   Approve Rating    Mgmt    For    Refer    For
19.12   Approve Security    Mgmt    For    Refer    For
19.13   Approve Trading or Transfer Restriction    Mgmt    For    Refer    For
19.14   Approve Trading Arrangements    Mgmt    For    Refer    For
19.15   Approve Effective Period of the Resolution on Issuance of Preference Shares    Mgmt    For    Refer    For
19.16   Approve Preference Share Authorization    Mgmt    For    Refer    For
19.17   Approve Relationship between Domestic Issuance and Offshore Issuance    Mgmt    For    Refer    For
19.18   Approve Application and Approval Procedures to be Performed for the Issuance    Mgmt    For    Refer    For
  Approve Issuance of Offshore Preference Shares    Mgmt         
20.1   Approve Type and Number of Preference Shares to be Issued    Mgmt    For    Refer    For
20.2   Approve Par Value and Issuance Price    Mgmt    For    Refer    For
20.3   Approve Maturity Date    Mgmt    For    Refer    For
20.4   Approve Use of Proceeds    Mgmt    For    Refer    For
20.5   Approve Issuance Method and Investors    Mgmt    For    Refer    For
20.6   Approve Profit Distribution Method for Preference Shareholders    Mgmt    For    Refer    For
20.7   Approve Mandatory Conversion    Mgmt    For    Refer    For
20.8   Approve Conditional Redemption    Mgmt    For    Refer    For
20.9   Approve Voting Rights Restrictions and Restoration    Mgmt    For    Refer    For
20.10   Approve Repayment Priority and Manner of Liquidation    Mgmt    For    Refer    For
20.11   Approve Rating    Mgmt    For    Refer    For
20.12   Approve Security    Mgmt    For    Refer    For
20.13   Approve Lock-up Period    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

China Construction Bank Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

20.14   Approve Effective Period of the Resolution on Issuance of Preference Shares    Mgmt    For    Refer    For
20.15   Approve Trading/Listing Arrangement    Mgmt    For    Refer    For
20.16   Approve Preference Share Authorization    Mgmt    For    Refer    For
20.17   Approve Relationship between Domestic Issuance and Offshore Issuance    Mgmt    For    Refer    For
20.18   Approve Application and Approval Procedures to be Performed for the Issuance    Mgmt    For    Refer    For
21   Elect Wang Zuji as Director    SH    None    For    For

China Construction Bank Corporation

 

Meeting Date:    06/15/2015    Country:    China    Primary Security ID:    Y1397N101
Record Date:    05/15/2015    Meeting Type:    Special    Ticker:    00939

 

Shares Voted:   14,093,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  CLASS MEETING FOR HOLDERS OF H SHARES    Mgmt         
  Approve Issuance of Domestic Preference Shares    Mgmt         
1.1   Approve Type and Number of Preference Shares to be Issued    Mgmt    For    Refer    For
1.2   Approve Par Value and Issuance Price    Mgmt    For    Refer    For
1.3   Approve Maturity Date    Mgmt    For    Refer    For
1.4   Approve Use of Proceeds    Mgmt    For    Refer    For
1.5   Approve Issuance Method and Investors    Mgmt    For    Refer    For
1.6   Approve Profit Distribution Method for Preference Shareholders    Mgmt    For    Refer    For
1.7   Approve Mandatory Conversion    Mgmt    For    Refer    For
1.8   Approve Conditional Redemption    Mgmt    For    Refer    For
1.9   Approve Voting Rights Restrictions and Restoration    Mgmt    For    Refer    For
1.10   Approve Repayment Priority and Manner of Liquidation    Mgmt    For    Refer    For
1.11   Approve Rating    Mgmt    For    Refer    For
1.12   Approve Security    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

China Construction Bank Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.13   Approve Trading or Transfer Restriction    Mgmt    For    Refer    For
1.14   Approve Trading Arrangements    Mgmt    For    Refer    For
1.15   Approve Effective Period of the Resolution on Issuance of Preference Shares    Mgmt    For    Refer    For
1.16   Approve Preference Share Authorization    Mgmt    For    Refer    For
1.17   Approve Relationship between Domestic Issuance and Offshore Issuance    Mgmt    For    Refer    For
1.18   Approve Application and Approval Procedures to be Performed for the Issuance    Mgmt    For    Refer    For
  Approve Issuance of Offshore Preference Shares    Mgmt         
2.1   Approve Type and Number of Preference Shares to be Issued    Mgmt    For    Refer    For
2.2   Approve Par Value and Issuance Price    Mgmt    For    Refer    For
2.3   Approve Maturity Date    Mgmt    For    Refer    For
2.4   Approve Use of Proceeds    Mgmt    For    Refer    For
2.5   Approve Issuance Method and Investors    Mgmt    For    Refer    For
2.6   Approve Profit Distribution Method for Preference Shareholders    Mgmt    For    Refer    For
2.7   Approve Mandatory Conversion    Mgmt    For    Refer    For
2.8   Approve Conditional Redemption    Mgmt    For    Refer    For
2.9   Approve Voting Rights Restrictions and Restoration    Mgmt    For    Refer    For
2.10   Approve Repayment Priority and Manner of Liquidation    Mgmt    For    Refer    For
2.11   Approve Rating    Mgmt    For    Refer    For
2.12   Approve Security    Mgmt    For    Refer    For
2.13   Approve Lock-up Period    Mgmt    For    Refer    For
2.14   Approve Effective Period of the Resolution on Issuance of Preference Shares    Mgmt    For    Refer    For
2.15   Approve Trading/Listing Arrangement    Mgmt    For    Refer    For
2.16   Approve Preference Share Authorization    Mgmt    For    Refer    For
2.17   Approve Relationship between Domestic Issuance and Offshore Issuance    Mgmt    For    Refer    For
2.18   Approve Application and Approval Procedures to be Performed for the Issuance    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

SoftBank Corp.

 

Meeting Date:    06/19/2015    Country:    Japan    Primary Security ID:    J75963108
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    9984

 

Shares Voted:   224,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 20    Mgmt    For    For    For
2   Amend Articles to Change Company Name — Reduce Directors’ Term — Indemnify Directors — Increase Maximum Number of Statutory Auditors — Indemnify Statutory    Mgmt    For    Refer    For
3.1   Elect Director Son, Masayoshi    Mgmt    For    For    For
3.2   Elect Director Nikesh Arora    Mgmt    For    For    For
3.3   Elect Director Miyauchi, Ken    Mgmt    For    For    For
3.4   Elect Director Ronald Fisher    Mgmt    For    For    For
3.5   Elect Director Yun Ma    Mgmt    For    For    For
3.6   Elect Director Miyasaka, Manabu    Mgmt    For    For    For
3.7   Elect Director Yanai, Tadashi    Mgmt    For    For    For
3.8   Elect Director Mark Schwartz    Mgmt    For    For    For
3.9   Elect Director Nagamori, Shigenobu    Mgmt    For    For    For
4.1   Appoint Statutory Auditor Murata, Tatsuhiro    Mgmt    For    Refer    For
4.2   Appoint Statutory Auditor Toyama, Atsushi    Mgmt    For    Refer    For

Tokyo Electron Ltd.

 

Meeting Date:    06/19/2015    Country:    Japan    Primary Security ID:    J86957115
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    8035

 

Shares Voted:   119,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Amend Articles to Indemnify Directors — Indemnify Statutory Auditors    Mgmt    For    Refer    For
2.1   Elect Director Higashi, Tetsuro    Mgmt    For    For    For
2.2   Elect Director Tsuneishi, Tetsuo    Mgmt    For    For    For
2.3   Elect Director Kitayama, Hirofumi    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Tokyo Electron Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.4   Elect Director Ito, Hikaru    Mgmt    For    For    For
2.5   Elect Director Washino, Kenji    Mgmt    For    For    For
2.6   Elect Director Hori, Tetsuro    Mgmt    For    For    For
2.7   Elect Director Chon, Gishi    Mgmt    For    For    For
2.8   Elect Director Akimoto, Masami    Mgmt    For    For    For
2.9   Elect Director Sasaki, Sadao    Mgmt    For    For    For
2.10   Elect Director Kawai, Toshiki    Mgmt    For    For    For
2.11   Elect Director Nagakubo, Tatsuya    Mgmt    For    For    For
2.12   Elect Director Inoue, Hiroshi    Mgmt    For    For    For
2.13   Elect Director Sakane, Masahiro    Mgmt    For    For    For
3   Appoint Statutory Auditor Harada, Yoshiteru    Mgmt    For    For    For
4   Approve Annual Bonus Payment to Directors    Mgmt    For    Refer    For
5   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For
6   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For

CK Hutchison Holdings Limited

 

Meeting Date:    06/23/2015    Country:    Cayman Islands    Primary Security ID:    G21765105
Record Date:    06/17/2015    Meeting Type:    Annual    Ticker:    00001

 

Shares Voted:   398,728          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2a   Elect Li Ka-shing as Director    Mgmt    For    For    For
2b   Elect Fok Kin Ning, Canning as Director    Mgmt    For    For    For
2c   Elect Chow Woo Mo Fong, Susan as Director    Mgmt    For    Refer    Against
2d   Elect Frank John Sixt as Director    Mgmt    For    Refer    Against
2e   Elect Ip Tak Chuen, Edmond as Director    Mgmt    For    Refer    Against
2f   Elect Kam Hing Lam as Director    Mgmt    For    Refer    Against
2g   Elect Lai Kai Ming, Dominic as Director    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

CK Hutchison Holdings Limited

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2h   Elect Chow Kun Chee, Roland as Director    Mgmt    For    Refer    Against
2i   Elect Lee Yeh Kwong, Charles as Director    Mgmt    For    Refer    Against
2j   Elect Leung Siu Hon as Director    Mgmt    For    Refer    Against
2k   Elect George Colin Magnus as Director    Mgmt    For    Refer    Against
2l   Elect Cheng Hoi Chuen, Vincent as Director    Mgmt    For    Refer    Against
2m   Elect Michael David Kadoorie as Director    Mgmt    For    For    For
2n   Elect Kwok Tun-li, Stanley as Director    Mgmt    For    For    For
2o   Elect Lee Wai Mun, Rose as Director    Mgmt    For    Refer    Against
2p   Elect William Shurniak as Director    Mgmt    For    For    For
2q   Elect Wong Chung Hin as Director    Mgmt    For    For    For
2r   Elect Wong Yick-ming, Rosanna as Director    Mgmt    For    For    For
3   Approve PricewaterhouseCoopers, Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Approve Remuneration of Directors    Mgmt    For    Refer    For
5.1   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against    Against
5.2   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
5.3   Authorize Reissuance of Repurchased Shares    Mgmt    For    Against    Against

Dai-ichi Life Insurance Co., Ltd.

 

Meeting Date:    06/23/2015    Country:    Japan    Primary Security ID:    J09748112
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    8750

 

Shares Voted:   736,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 28    Mgmt    For    For    For
2.1   Elect Director Horio, Norimitsu    Mgmt    For    For    For
2.2   Elect Director Kawashima, Takashi    Mgmt    For    For    For
2.3   Elect Director Tsutsumi, Satoru    Mgmt    For    For    For
2.4   Elect Director George Olcott    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Dai-ichi Life Insurance Co., Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.5   Elect Director Sato, Rieko    Mgmt    For    For    For
2.6   Elect Director Shu, Ungyon    Mgmt    For    For    For
3   Approve Aggregate Compensation Ceiling for Directors    Mgmt    For    Refer    For

Inpex Corporation

 

Meeting Date:    06/24/2015    Country:    Japan    Primary Security ID:    J2467E101
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    1605

 

Shares Voted:   654,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 9    Mgmt    For    For    For
2   Amend Articles to Indemnify Directors — Indemnify Statutory Auditors    Mgmt    For    Refer    For
3.1   Elect Director Kuroda, Naoki    Mgmt    For    For    For
3.2   Elect Director Kitamura, Toshiaki    Mgmt    For    For    For
3.3   Elect Director Yui, Seiji    Mgmt    For    For    For
3.4   Elect Director Sano, Masaharu    Mgmt    For    For    For
3.5   Elect Director Sugaya, Shunichiro    Mgmt    For    For    For
3.6   Elect Director Murayama, Masahiro    Mgmt    For    For    For
3.7   Elect Director Ito, Seiya    Mgmt    For    For    For
3.8   Elect Director Tanaka, Wataru    Mgmt    For    For    For
3.9   Elect Director Ikeda, Takahiko    Mgmt    For    For    For
3.10   Elect Director Kurasawa, Yoshikazu    Mgmt    For    For    For
3.11   Elect Director Sato, Hiroshi    Mgmt    For    For    For
3.12   Elect Director Kagawa, Yoshiyuki    Mgmt    For    For    For
3.13   Elect Director Kato, Seiji    Mgmt    For    For    For
3.14   Elect Director Adachi, Hiroji    Mgmt    For    For    For
3.15   Elect Director Okada, Yasuhiko    Mgmt    For    For    For
4.1   Appoint Statutory Auditor Yamamoto, Kazuo    Mgmt    For    Refer    For
4.2   Appoint Statutory Auditor Toyama, Hideyuki    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Inpex Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4.3   Appoint Statutory Auditor Sumiya, Koji    Mgmt    For    Refer    Against
4.4   Appoint Statutory Auditor Yamashita, Michiro    Mgmt    For    Refer    Against
4.5   Appoint Statutory Auditor Funai, Masaru    Mgmt    For    Refer    For
5   Approve Annual Bonus Payment to Directors    Mgmt    For    Refer    For

Komatsu Ltd.

 

Meeting Date:    06/24/2015    Country:    Japan    Primary Security ID:    J35759125
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    6301

 

Shares Voted:   511,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 29    Mgmt    For    For    For
2   Amend Articles to Clarify Director Authority on Shareholder Meetings — Amend Provisions on Director Titles — Indemnify Directors — Indemnify Statutory Auditors    Mgmt    For    Refer    For
3.1   Elect Director Noji, Kunio    Mgmt    For    For    For
3.2   Elect Director Ohashi, Tetsuji    Mgmt    For    For    For
3.3   Elect Director Fujitsuka, Mikio    Mgmt    For    For    For
3.4   Elect Director Takamura, Fujitoshi    Mgmt    For    For    For
3.5   Elect Director Shinozuka, Hisashi    Mgmt    For    For    For
3.6   Elect Director Kuromoto, Kazunori    Mgmt    For    For    For
3.7   Elect Director Mori, Masanao    Mgmt    For    For    For
3.8   Elect Director Ikeda, Koichi    Mgmt    For    For    For
3.9   Elect Director Oku, Masayuki    Mgmt    For    For    For
3.10   Elect Director Yabunaka, Mitoji    Mgmt    For    For    For
4   Appoint Statutory Auditor Shinotsuka, Eiko    Mgmt    For    Refer    For
5   Approve Annual Bonus Payment to Directors    Mgmt    For    Refer    For
6   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Mitsubishi Motors Corp.

 

Meeting Date:    06/24/2015    Country:    Japan    Primary Security ID:    J44131167
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    7211

 

Shares Voted:   945,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 8.5    Mgmt    For    For    For
2   Amend Articles to Indemnify Directors — Indemnify Statutory Auditors    Mgmt    For    Refer    For
3.1   Elect Director Masuko, Osamu    Mgmt    For    For    For
3.2   Elect Director Aikawa, Tetsuro    Mgmt    For    For    For
3.3   Elect Director Harunari, Hiroshi    Mgmt    For    For    For
3.4   Elect Director Nakao, Ryugo    Mgmt    For    For    For
3.5   Elect Director Uesugi, Gayu    Mgmt    For    For    For
3.6   Elect Director Aoto, Shuichi    Mgmt    For    For    For
3.7   Elect Director Tabata, Yutaka    Mgmt    For    For    For
3.8   Elect Director Hattori, Toshihiko    Mgmt    For    For    For
3.9   Elect Director Izumisawa, Seiji    Mgmt    For    For    For
3.10   Elect Director Ando, Takeshi    Mgmt    For    For    For
3.11   Elect Director Sasaki, Mikio    Mgmt    For    For    For
3.12   Elect Director Sakamoto, Harumi    Mgmt    For    For    For
3.13   Elect Director Miyanaga, Shunichi    Mgmt    For    For    For
3.14   Elect Director Niinami, Takeshi    Mgmt    For    For    For
4.1   Appoint Statutory Auditor Nakamura, Yoshikazu    Mgmt    For    Refer    For
4.2   Appoint Statutory Auditor Takeoka, Yaeko    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Daikin Industries Ltd.

 

Meeting Date:    06/26/2015    Country:    Japan    Primary Security ID:    J10038115
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    6367

 

Shares Voted:   111,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 60    Mgmt    For    For    For
2   Authorize Share Repurchase Program    Mgmt    For    For    For
3   Appoint Statutory Auditor Uematsu, Kosei    Mgmt    For    Refer    For
4   Appoint Alternate Statutory Auditor Ono, Ichiro    Mgmt    For    Refer    For
5   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For

Mitsubishi Heavy Industries, Ltd.

 

Meeting Date:    06/26/2015    Country:    Japan    Primary Security ID:    J44002129
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    7011

 

Shares Voted:   2,369,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 6    Mgmt    For    For    For
2   Amend Articles to Abolish Board Structure with Statutory Auditors — Adopt Board Structure with Audit Committee — Decrease Maximum Board Size — Indemnify Directors    Mgmt    For    Refer    For
3.1   Elect Director Omiya, Hideaki    Mgmt    For    For    For
3.2   Elect Director Miyanaga, Shunichi    Mgmt    For    For    For
3.3   Elect Director Maekawa, Atsushi    Mgmt    For    For    For
3.4   Elect Director Kujirai, Yoichi    Mgmt    For    For    For
3.5   Elect Director Mizutani, Hisakazu    Mgmt    For    For    For
3.6   Elect Director Kimura, Kazuaki    Mgmt    For    For    For
3.7   Elect Director Koguchi, Masanori    Mgmt    For    For    For
3.8   Elect Director Kojima, Yorihiko    Mgmt    For    For    For
3.9   Elect Director Shinohara, Naoyuki    Mgmt    For    For    For
4.1   Elect Director and Audit Committee Member Isu, Eiji    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Mitsubishi Heavy Industries, Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4.2   Elect Director and Audit Committee Member Nojima, Tatsuhiko    Mgmt    For    For    For
4.3   Elect Director and Audit Committee Member Kuroyanagi, Nobuo    Mgmt    For    Refer    Against
4.4   Elect Director and Audit Committee Member Christina Ahmadjian    Mgmt    For    For    For
4.5   Elect Director and Audit Committee Member Ito, Shinichiro    Mgmt    For    Refer    Against
5   Approve Aggregate Compensation Ceiling for Directors Who Are Not Audit Committee Members    Mgmt    For    Refer    For
6   Approve Aggregate Compensation Ceiling for Directors Who Are Audit Committee Members    Mgmt    For    Refer    For
7   Approve Equity Compensation Plan    Mgmt    For    Refer    For

Tokio Marine Holdings, Inc.

 

Meeting Date:    06/29/2015    Country:    Japan    Primary Security ID:    J86298106
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    8766

 

Shares Voted:   326,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 55    Mgmt    For    For    For
2.1   Elect Director Sumi, Shuzo    Mgmt    For    For    For
2.2   Elect Director Nagano, Tsuyoshi    Mgmt    For    For    For
2.3   Elect Director Oba, Masashi    Mgmt    For    For    For
2.4   Elect Director Fujita, Hirokazu    Mgmt    For    For    For
2.5   Elect Director Mimura, Akio    Mgmt    For    Refer    Against
2.6   Elect Director Sasaki, Mikio    Mgmt    For    For    For
2.7   Elect Director Hirose, Shinichi    Mgmt    For    For    For
2.8   Elect Director Ishii, Ichiro    Mgmt    For    For    For
2.9   Elect Director Egawa, Masako    Mgmt    For    For    For
2.10   Elect Director Yuasa, Takayuki    Mgmt    For    For    For
3.1   Appoint Statutory Auditor Horii, Akinari    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Tokio Marine Holdings, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3.2   Appoint Statutory Auditor Ito, Takashi    Mgmt    For    Refer    For
4   Approve Aggregate Compensation Ceiling for Directors and Amend Deep Discount Stock Option Plan Approved at 2006 AGM    Mgmt    For    Refer    For

IVY FUNDS VIP LIMITED-TERM BOND

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Limited-Term Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP MICRO CAP GROWTH

Proxy Voting Record

Wall Street Associates

Annual Proxy Voting Report

July 1, 2014 - June 30, 2015

Ivy Funds VIP Micro Cap Growth #455

 

Company Name

   Primary
Ticker
Symbol		   Security
ID		   Meeting
Date		  

Proposal Short Text

  

Director Name

   Committee
Name		   Management
Recom.
Vote		   Vote
Cast		   With or
Against
Manag.		   Ballot
Voted

TRIANGLE PETROLEUM CORPORATION

   TPLM   89600B201   7/17/2014   Election of Directors   PETER HILL   Management   For   For   W   YES

TRIANGLE PETROLEUM CORPORATION

   TPLM   89600B201   7/17/2014   Election of Directors   JONATHAN SAMUELS   Management   For   For   W   YES

TRIANGLE PETROLEUM CORPORATION

   TPLM   89600B201   7/17/2014   Election of Directors   F. GARDNER PARKER   Management   For   For   W   YES

TRIANGLE PETROLEUM CORPORATION

   TPLM   89600B201   7/17/2014   Election of Directors   GUS HALAS   Management   For   For   W   YES

TRIANGLE PETROLEUM CORPORATION

   TPLM   89600B201   7/17/2014   Election of Directors   RANDAL MATKALUK   Management   For   For   W   YES

TRIANGLE PETROLEUM CORPORATION

   TPLM   89600B201   7/17/2014   Election of Directors   ROY A. ANEED   Management   For   For   W   YES

TRIANGLE PETROLEUM CORPORATION

   TPLM   89600B201   7/17/2014   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

TRIANGLE PETROLEUM CORPORATION

   TPLM   89600B201   7/17/2014   Approve Stock Compensation Plan     Management   For   For   W   YES

CHUY’S HOLDINGS, INC.

   CHUY   171604101   7/29/2014   Election of Directors   STEVE HISLOP   Management   For   For   W   YES

CHUY’S HOLDINGS, INC.

   CHUY   171604101   7/29/2014   Election of Directors   JOHN ZAPP   Management   For   For   W   YES

CHUY’S HOLDINGS, INC.

   CHUY   171604101   7/29/2014   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

ORION ENERGY SYSTEMS INC

   OESX   686275108   8/6/2014   Election of Directors   JOHN H. SCRIBANTE   Management   For   For   W   YES

ORION ENERGY SYSTEMS INC

   OESX   686275108   8/6/2014   Election of Directors   MICHAEL J. POTTS   Management   For   For   W   YES

ORION ENERGY SYSTEMS INC

   OESX   686275108   8/6/2014   Election of Directors   KENNETH L. GOODSON, JR.   Management   For   For   W   YES

ORION ENERGY SYSTEMS INC

   OESX   686275108   8/6/2014   Election of Directors   ELIZABETH GAMSKY RICH   Management   For   For   W   YES

ORION ENERGY SYSTEMS INC

   OESX   686275108   8/6/2014   14A Executive Compensation     Management   For   For   W   YES

ORION ENERGY SYSTEMS INC

   OESX   686275108   8/6/2014   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

ARCTIC CAT INC.

   ACAT   039670104   8/7/2014   Election of Directors   TONY J. CHRISTIANSON   Management   For   For   W   YES

ARCTIC CAT INC.

   ACAT   039670104   8/7/2014   Election of Directors   D. CHRISTIAN KOCH   Management   For   For   W   YES

ARCTIC CAT INC.

   ACAT   039670104   8/7/2014   Election of Directors   KENNETH J. ROERING   Management   For   For   W   YES

ARCTIC CAT INC.

   ACAT   039670104   8/7/2014   Adopt Majority Vote for Directors     Management   For   For   W   YES

ARCTIC CAT INC.

   ACAT   039670104   8/7/2014   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

ARCTIC CAT INC.

   ACAT   039670104   8/7/2014   14A Executive Compensation     Management   For   For   W   YES

RENTRAK CORPORATION

   RENT   760174102   8/13/2014   Election of Directors   DAVID BOYLAN   Management   For   For   W   YES

RENTRAK CORPORATION

   RENT   760174102   8/13/2014   Election of Directors   WILLIAM ENGEL   Management   For   For   W   YES

RENTRAK CORPORATION

   RENT   760174102   8/13/2014   Election of Directors   PATRICIA GOTTESMAN   Management   For   For   W   YES

RENTRAK CORPORATION

   RENT   760174102   8/13/2014   Election of Directors   WILLIAM LIVEK   Management   For   For   W   YES

RENTRAK CORPORATION

   RENT   760174102   8/13/2014   Election of Directors   ANNE MACDONALD   Management   For   For   W   YES

RENTRAK CORPORATION

   RENT   760174102   8/13/2014   Election of Directors   MARTIN O’CONNOR   Management   For   For   W   YES

RENTRAK CORPORATION

   RENT   760174102   8/13/2014   Election of Directors   BRENT ROSENTHAL   Management   For   For   W   YES

RENTRAK CORPORATION

   RENT   760174102   8/13/2014   Election of Directors   RALPH SHAW   Management   For   For   W   YES

RENTRAK CORPORATION

   RENT   760174102   8/13/2014   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

RENTRAK CORPORATION

   RENT   760174102   8/13/2014   Authorize Common Stock Increase     Management   For   For   W   YES

RENTRAK CORPORATION

   RENT   760174102   8/13/2014   Amend Employee Stock Purchase Plan     Management   For   For   W   YES

RENTRAK CORPORATION

   RENT   760174102   8/13/2014   14A Executive Compensation     Management   For   For   W   YES

INTER PARFUMS, INC.

   IPAR   458334109   9/8/2014   Election of Directors   JEAN MADAR   Management   For   For   W   YES

INTER PARFUMS, INC.

   IPAR   458334109   9/8/2014   Election of Directors   PHILIPPE BENACIN   Management   For   For   W   YES

INTER PARFUMS, INC.

   IPAR   458334109   9/8/2014   Election of Directors   RUSSELL GREENBERG   Management   For   For   W   YES

INTER PARFUMS, INC.

   IPAR   458334109   9/8/2014   Election of Directors   PHILIPPE SANTI   Management   For   For   W   YES

INTER PARFUMS, INC.

   IPAR   458334109   9/8/2014   Election of Directors   FRANCOIS HEILBRONN   Management   For   For   W   YES

INTER PARFUMS, INC.

   IPAR   458334109   9/8/2014   Election of Directors   JEAN LEVY   Management   For   For   W   YES

INTER PARFUMS, INC.

   IPAR   458334109   9/8/2014   Election of Directors   ROBERT BENSOUSSAN   Management   For   For   W   YES

INTER PARFUMS, INC.

   IPAR   458334109   9/8/2014   Election of Directors   PATRICK CHOEL   Management   For   For   W   YES

INTER PARFUMS, INC.

   IPAR   458334109   9/8/2014   Election of Directors   MICHEL DYENS   Management   For   For   W   YES

INTER PARFUMS, INC.

   IPAR   458334109   9/8/2014   14A Executive Compensation     Management   For   For   W   YES

Company Name

   Primary
Ticker
Symbol		   Security
ID		   Meeting
Date		  

Proposal Short Text

  

Director Name

   Committee
Name		   Management
Recom.
Vote		   Vote
Cast		   With or
Against
Manag.		   Ballot
Voted

VIRTUSA CORPORATION

   VRTU   92827P102   9/9/2014   Election of Directors   ROBERT E. DAVOLI   Management   For   For   W   YES

VIRTUSA CORPORATION

   VRTU   92827P102   9/9/2014   Election of Directors   WILLIAM K. O’BRIEN   Management   For   For   W   YES

VIRTUSA CORPORATION

   VRTU   92827P102   9/9/2014   Election of Directors   AL-NOOR RAMJI   Management   For   For   W   YES

VIRTUSA CORPORATION

   VRTU   92827P102   9/9/2014   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

VIRTUSA CORPORATION

   VRTU   92827P102   9/9/2014   14A Executive Compensation     Management   For   For   W   YES

EXAR CORPORATION

   EXAR   300645108   9/18/2014   Election of Directors   BEHROOZ ABDI   Management   For   For   W   YES

EXAR CORPORATION

   EXAR   300645108   9/18/2014   Election of Directors   IZAK BENCUYA   Management   For   For   W   YES

EXAR CORPORATION

   EXAR   300645108   9/18/2014   Election of Directors   LOUIS DINARDO   Management   For   For   W   YES

EXAR CORPORATION

   EXAR   300645108   9/18/2014   Election of Directors   PIERRE GUILBAULT   Management   For   For   W   YES

EXAR CORPORATION

   EXAR   300645108   9/18/2014   Election of Directors   BRIAN HILTON   Management   For   For   W   YES

EXAR CORPORATION

   EXAR   300645108   9/18/2014   Election of Directors   RICHARD L. LEZA   Management   For   For   W   YES

EXAR CORPORATION

   EXAR   300645108   9/18/2014   Election of Directors   GARY MEYERS   Management   For   For   W   YES

EXAR CORPORATION

   EXAR   300645108   9/18/2014   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

EXAR CORPORATION

   EXAR   300645108   9/18/2014   14A Executive Compensation     Management   For   For   W   YES

EXAR CORPORATION

   EXAR   300645108   9/18/2014   Approve Stock Compensation Plan     Management   For   For   W   YES

RETROPHIN, INC.

   RTRX   761299106   2/3/2015   Approve Option Grants     Management   For   For   W   YES

ENANTA PHARMACEUTICALS, INC.

   ENTA   29251M106   2/19/2015   Election of Directors   G.S. GOLUMBESKI, PH.D.   Management   For   For   W   YES

ENANTA PHARMACEUTICALS, INC.

   ENTA   29251M106   2/19/2015   Election of Directors   TERRY C. VANCE   Management   For   For   W   YES

ENANTA PHARMACEUTICALS, INC.

   ENTA   29251M106   2/19/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

NCI BUILDING SYSTEMS, INC.

   NCS   628852204   2/24/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

NCI BUILDING SYSTEMS, INC.

   NCS   628852204   2/24/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

NCI BUILDING SYSTEMS, INC.

   NCS   628852204   2/24/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

NCI BUILDING SYSTEMS, INC.

   NCS   628852204   2/24/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

NATURAL GROCERS BY VITAMIN COTTAGE INC.

   NGVC   63888U108   3/4/2015   Election of Directors   HEATHER ISELY   Management   For   For   W   YES

NATURAL GROCERS BY VITAMIN COTTAGE INC.

   NGVC   63888U108   3/4/2015   Election of Directors   KEMPER ISELY   Management   For   For   W   YES

NATURAL GROCERS BY VITAMIN COTTAGE INC.

   NGVC   63888U108   3/4/2015   Election of Directors   EDWARD CERKOVNIK   Management   For   For   W   YES

NATURAL GROCERS BY VITAMIN COTTAGE INC.

   NGVC   63888U108   3/4/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

NATURAL GROCERS BY VITAMIN COTTAGE INC.

   NGVC   63888U108   3/4/2015   Transact Other Business     Management   For   For   W   YES

AERIE PHARMACEUTICALS, INC.

   AERI   00771V108   4/10/2015   Election of Directors   MURRAY A. GOLDBERG   Management   For   For   W   YES

AERIE PHARMACEUTICALS, INC.

   AERI   00771V108   4/10/2015   Election of Directors   GEOFFREY DUYK, MD, PHD   Management   For   For   W   YES

AERIE PHARMACEUTICALS, INC.

   AERI   00771V108   4/10/2015   Approve Stock Compensation Plan     Management   For   For   W   YES

AERIE PHARMACEUTICALS, INC.

   AERI   00771V108   4/10/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

NAUTILUS, INC.

   NLS   63910B102   4/28/2015   Election of Directors   RONALD P. BADIE   Management   For   For   W   YES

NAUTILUS, INC.

   NLS   63910B102   4/28/2015   Election of Directors   BRUCE M. CAZENAVE   Management   For   For   W   YES

NAUTILUS, INC.

   NLS   63910B102   4/28/2015   Election of Directors   RICHARD A. HORN   Management   For   For   W   YES

NAUTILUS, INC.

   NLS   63910B102   4/28/2015   Election of Directors   M. CARL JOHNSON, III   Management   For   For   W   YES

NAUTILUS, INC.

   NLS   63910B102   4/28/2015   Election of Directors   ANNE G. SAUNDERS   Management   For   For   W   YES

NAUTILUS, INC.

   NLS   63910B102   4/28/2015   Election of Directors   MARVIN G. SIEGERT   Management   For   For   W   YES

NAUTILUS, INC.

   NLS   63910B102   4/28/2015   Approve Stock Compensation Plan     Management   For   For   W   YES

NAUTILUS, INC.

   NLS   63910B102   4/28/2015   Adopt Employee Stock Purchase Plan     Management   For   For   W   YES

NAUTILUS, INC.

   NLS   63910B102   4/28/2015   14A Executive Compensation     Management   For   For   W   YES

NAUTILUS, INC.

   NLS   63910B102   4/28/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

ARC DOCUMENT SOLUTIONS INC

   ARC   00191G103   4/30/2015   Election of Directors   K. SURIYAKUMAR   Management   For   For   W   YES

ARC DOCUMENT SOLUTIONS INC

   ARC   00191G103   4/30/2015   Election of Directors   THOMAS J. FORMOLO   Management   For   For   W   YES

ARC DOCUMENT SOLUTIONS INC

   ARC   00191G103   4/30/2015   Election of Directors   DEWITT KERRY MCCLUGGAGE   Management   For   For   W   YES

ARC DOCUMENT SOLUTIONS INC

   ARC   00191G103   4/30/2015   Election of Directors   JAMES F. MCNULTY   Management   For   For   W   YES

ARC DOCUMENT SOLUTIONS INC

   ARC   00191G103   4/30/2015   Election of Directors   MARK W. MEALY   Management   For   For   W   YES

ARC DOCUMENT SOLUTIONS INC

   ARC   00191G103   4/30/2015   Election of Directors   MANUEL PEREZ DE LA MESA   Management   For   For   W   YES

ARC DOCUMENT SOLUTIONS INC

   ARC   00191G103   4/30/2015   Election of Directors   ERIBERTO R. SCOCIMARA   Management   For   For   W   YES

ARC DOCUMENT SOLUTIONS INC

   ARC   00191G103   4/30/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

ARC DOCUMENT SOLUTIONS INC

   ARC   00191G103   4/30/2015   14A Executive Compensation     Management   For   For   W   YES

Company Name

   Primary
Ticker
Symbol		   Security
ID		   Meeting
Date		  

Proposal Short Text

  

Director Name

   Committee
Name		   Management
Recom.
Vote		   Vote
Cast		   With or
Against
Manag.		   Ballot
Voted

NEWLINK GENETICS CORPORATION

   NLNK   651511107   4/30/2015   Election of Directors   ERNEST J. TALARICO, III   Management   For   For   W   YES

NEWLINK GENETICS CORPORATION

   NLNK   651511107   4/30/2015   Election of Directors   LOTA S. ZOTH   Management   For   For   W   YES

NEWLINK GENETICS CORPORATION

   NLNK   651511107   4/30/2015   14A Executive Compensation     Management   For   For   W   YES

NEWLINK GENETICS CORPORATION

   NLNK   651511107   4/30/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

CYRUSONE INC.

   CONE   23283R100   5/4/2015   Election of Directors   GARY J. WOJTASZEK   Management   For   For   W   YES

MAXLINEAR, INC.

   MXL   57776J100   4/30/2015   Approve Merger Agreement     Management   For   For   W   YES

MAXLINEAR, INC.

   MXL   57776J100   4/30/2015   Approve Motion to Adjourn Meeting     Management   For   For   W   YES

ENPHASE ENERGY, INC.

   ENPH   29355A107   4/30/2015   Election of Directors   STEVEN J. GOMO   Management   For   For   W   YES

ENPHASE ENERGY, INC.

   ENPH   29355A107   4/30/2015   Election of Directors   PAUL B. NAHI   Management   For   For   W   YES

ENPHASE ENERGY, INC.

   ENPH   29355A107   4/30/2015   Election of Directors   JOHN HOWARD WEBER   Management   For   For   W   YES

ENPHASE ENERGY, INC.

   ENPH   29355A107   4/30/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

CYRUSONE INC.

   CONE   23283R100   5/4/2015   Election of Directors   WILLIAM E. SULLIVAN   Management   For   For   W   YES

CYRUSONE INC.

   CONE   23283R100   5/4/2015   Election of Directors   T. TOD NIELSEN   Management   For   For   W   YES

CYRUSONE INC.

   CONE   23283R100   5/4/2015   Election of Directors   ALEX SHUMATE   Management   For   For   W   YES

CYRUSONE INC.

   CONE   23283R100   5/4/2015   Election of Directors   DAVID H. FERDMAN   Management   For   For   W   YES

CYRUSONE INC.

   CONE   23283R100   5/4/2015   Election of Directors   LYNN A. WENTWORTH   Management   For   For   W   YES

CYRUSONE INC.

   CONE   23283R100   5/4/2015   Election of Directors   JOHN W. GAMBLE   Management   For   For   W   YES

CYRUSONE INC.

   CONE   23283R100   5/4/2015   14A Executive Compensation     Management   For   For   W   YES

CYRUSONE INC.

   CONE   23283R100   5/4/2015   14A Executive Compensation Vote Frequency     Management   1
Year		   2
Years		   A   YES

CYRUSONE INC.

   CONE   23283R100   5/4/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

MARCUS & MILLICHAP, INC.

   MMI   566324109   5/5/2015   Election of Directors   WILLIAM A. MILLICHAP   Management   For   For   W   YES

MARCUS & MILLICHAP, INC.

   MMI   566324109   5/5/2015   Election of Directors   NICOLAS F. MCCLANAHAN   Management   For   For   W   YES

MARCUS & MILLICHAP, INC.

   MMI   566324109   5/5/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

QUIDEL CORPORATION

   QDEL   74838J101   5/5/2015   Election of Directors   THOMAS D. BROWN   Management   For   For   W   YES

QUIDEL CORPORATION

   QDEL   74838J101   5/5/2015   Election of Directors   DOUGLAS C. BRYANT   Management   For   For   W   YES

QUIDEL CORPORATION

   QDEL   74838J101   5/5/2015   Election of Directors   KENNETH F. BUECHLER   Management   For   For   W   YES

QUIDEL CORPORATION

   QDEL   74838J101   5/5/2015   Election of Directors   ROD F. DAMMEYER   Management   For   For   W   YES

QUIDEL CORPORATION

   QDEL   74838J101   5/5/2015   Election of Directors   MARY LAKE POLAN   Management   For   For   W   YES

QUIDEL CORPORATION

   QDEL   74838J101   5/5/2015   Election of Directors   MARK A. PULIDO   Management   For   For   W   YES

QUIDEL CORPORATION

   QDEL   74838J101   5/5/2015   Election of Directors   JACK W. SCHULER   Management   For   For   W   YES

QUIDEL CORPORATION

   QDEL   74838J101   5/5/2015   Election of Directors   KENNETH J. WIDDER   Management   For   For   W   YES

QUIDEL CORPORATION

   QDEL   74838J101   5/5/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

QUIDEL CORPORATION

   QDEL   74838J101   5/5/2015   14A Executive Compensation     Management   For   For   W   YES

QUIDEL CORPORATION

   QDEL   74838J101   5/5/2015   Increase Share Capital     Management   For   For   W   YES

VARONIS SYSTEMS INC.

   VRNS   922280102   5/5/2015   Election of Directors   RONA SEGEV-GAL   Management   For   For   W   YES

VARONIS SYSTEMS INC.

   VRNS   922280102   5/5/2015   Election of Directors   OFER SEGEV   Management   For   For   W   YES

VARONIS SYSTEMS INC.

   VRNS   922280102   5/5/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

VARONIS SYSTEMS INC.

   VRNS   922280102   5/5/2015   Adopt Employee Stock Purchase Plan     Management   For   For   W   YES

M/I HOMES, INC.

   MHO   55305B101   5/5/2015   Election of Directors   MICHAEL P. GLIMCHER   Management   For   For   W   YES

M/I HOMES, INC.

   MHO   55305B101   5/5/2015   Election of Directors   J. THOMAS MASON   Management   For   For   W   YES

M/I HOMES, INC.

   MHO   55305B101   5/5/2015   Election of Directors   SHAREN JESTER TURNEY   Management   For   For   W   YES

M/I HOMES, INC.

   MHO   55305B101   5/5/2015   14A Executive Compensation     Management   For   For   W   YES

M/I HOMES, INC.

   MHO   55305B101   5/5/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

AMBER ROAD INC

   AMBR   02318Y108   5/6/2015   Election of Directors   JAMES W. PREUNINGER   Management   For   For   W   YES

AMBER ROAD INC

   AMBR   02318Y108   5/6/2015   Election of Directors   KENNETH M. HARVEY   Management   For   For   W   YES

AMBER ROAD INC

   AMBR   02318Y108   5/6/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

Company Name

   Primary
Ticker
Symbol		   Security
ID		   Meeting
Date		  

Proposal Short Text

  

Director Name

   Committee
Name		   Management
Recom.
Vote		   Vote
Cast		   With or
Against
Manag.		   Ballot
Voted

CITY OFFICE REIT, INC.

   CIO   178587101   5/7/2015   Election of Directors   JOHN MCLERNON   Management   For   For   W   YES

CITY OFFICE REIT, INC.

   CIO   178587101   5/7/2015   Election of Directors   JAMES FARRAR   Management   For   For   W   YES

CITY OFFICE REIT, INC.

   CIO   178587101   5/7/2015   Election of Directors   SAMUEL BELZBERG   Management   For   For   W   YES

CITY OFFICE REIT, INC.

   CIO   178587101   5/7/2015   Election of Directors   WILLIAM FLATT   Management   For   For   W   YES

CITY OFFICE REIT, INC.

   CIO   178587101   5/7/2015   Election of Directors   MARK MURSKI   Management   For   For   W   YES

CITY OFFICE REIT, INC.

   CIO   178587101   5/7/2015   Election of Directors   STEPHEN SHRAIBERG   Management   For   For   W   YES

CITY OFFICE REIT, INC.

   CIO   178587101   5/7/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

RIGNET, INC

   RNET   766582100   5/8/2015   Election of Directors   JAMES H. BROWNING   Management   For   For   W   YES

RIGNET, INC

   RNET   766582100   5/8/2015   Election of Directors   MATTIA CAPRIOLI   Management   For   For   W   YES

RIGNET, INC

   RNET   766582100   5/8/2015   Election of Directors   CHARLES L. DAVIS   Management   For   For   W   YES

RIGNET, INC

   RNET   766582100   5/8/2015   Election of Directors   KEVIN MULLOY   Management   For   For   W   YES

RIGNET, INC

   RNET   766582100   5/8/2015   Election of Directors   KEVIN J. O’HARA   Management   For   For   W   YES

RIGNET, INC

   RNET   766582100   5/8/2015   Election of Directors   KEITH OLSEN   Management   For   For   W   YES

RIGNET, INC

   RNET   766582100   5/8/2015   Election of Directors   MARK B. SLAUGHTER   Management   For   For   W   YES

RIGNET, INC

   RNET   766582100   5/8/2015   Election of Directors   BRENT K. WHITTINGTON   Management   For   For   W   YES

RIGNET, INC

   RNET   766582100   5/8/2015   Election of Directors   DITLEF DE VIBE   Management   For   For   W   YES

RIGNET, INC

   RNET   766582100   5/8/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

RIGNET, INC

   RNET   766582100   5/8/2015   14A Executive Compensation     Management   For   For   W   YES

VERASTEM INC

   VSTM   92337C104   5/8/2015   Election of Directors   ROBERT FORRESTER   Management   For   For   W   YES

VERASTEM INC

   VSTM   92337C104   5/8/2015   Election of Directors   HENRI TERMEER   Management   For   For   W   YES

VERASTEM INC

   VSTM   92337C104   5/8/2015   Election of Directors   CHRISTOPH WESTPHAL M.D.   Management   For   For   W   YES

VERASTEM INC

   VSTM   92337C104   5/8/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

ASHFORD HOSPITALITY PRIME INC

   AHP   44102101   5/12/2015   Election of Directors   MONTY J. BENNETT   Management   For   For   W   YES

ASHFORD HOSPITALITY PRIME INC

   AHP   44102101   5/12/2015   Election of Directors   DOUGLAS A. KESSLER   Management   For   For   W   YES

ASHFORD HOSPITALITY PRIME INC

   AHP   44102101   5/12/2015   Election of Directors   STEFANI D. CARTER   Management   For   For   W   YES

ASHFORD HOSPITALITY PRIME INC

   AHP   44102101   5/12/2015   Election of Directors   CURTIS B. MCWILLIAMS   Management   For   For   W   YES

ASHFORD HOSPITALITY PRIME INC

   AHP   44102101   5/12/2015   Election of Directors   W. MICHAEL MURPHY   Management   For   For   W   YES

ASHFORD HOSPITALITY PRIME INC

   AHP   44102101   5/12/2015   Election of Directors   MATTHEW D. RINALDI   Management   For   For   W   YES

ASHFORD HOSPITALITY PRIME INC

   AHP   44102101   5/12/2015   Election of Directors   ANDREW L. STRONG   Management   For   For   W   YES

ASHFORD HOSPITALITY PRIME INC

   AHP   44102101   5/12/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

ASHFORD HOSPITALITY PRIME INC

   AHP   44102101   5/12/2015   Amend Stock Compensation Plan     Management   For   For   W   YES

ASHFORD HOSPITALITY PRIME INC

   AHP   44102101   5/12/2015   Approve Charter Amendment     Management   For   For   W   YES

ASHFORD HOSPITALITY PRIME INC

   AHP   44102101   5/12/2015   Approve Charter Amendment     Management   For   Against   A   YES

IMPRIVATA, INC.

   IMPR   45323J103   5/12/2015   Election of Directors   OMAR HUSSAIN   Management   For   For   W   YES

IMPRIVATA, INC.

   IMPR   45323J103   5/12/2015   Election of Directors   DAVID ORFAO   Management   For   For   W   YES

IMPRIVATA, INC.

   IMPR   45323J103   5/12/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

IMPRIVATA, INC.

   IMPR   45323J103   5/12/2015   Amend Employee Stock Purchase Plan     Management   For   For   W   YES

HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL

   HASI   41068X100   5/12/2015   Election of Directors   JEFFREY W. ECKEL   Management   For   For   W   YES

HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL

   HASI   41068X100   5/12/2015   Election of Directors   MARK J. CIRILLI   Management   For   For   W   YES

HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL

   HASI   41068X100   5/12/2015   Election of Directors   CHARLES M. O’NEIL   Management   For   For   W   YES

HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL

   HASI   41068X100   5/12/2015   Election of Directors   RICHARD J. OSBORNE   Management   For   For   W   YES

HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL

   HASI   41068X100   5/12/2015   Election of Directors   STEVEN G. OSGOOD   Management   For   For   W   YES

HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL

   HASI   41068X100   5/12/2015   Election of Directors   JACKALYNE PFANNENSTIEL   Management   For   For   W   YES

HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL

   HASI   41068X100   5/12/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL

   HASI   41068X100   5/12/2015   Transact Other Business     Management   None   For   N/A   YES

CROSS COUNTRY HEALTHCARE, INC.

   CCRN   227483104   5/12/2015   Election of Directors   WILLIAM J. GRUBBS   Management   For   For   W   YES

CROSS COUNTRY HEALTHCARE, INC.

   CCRN   227483104   5/12/2015   Election of Directors   W. LARRY CASH   Management   For   For   W   YES

CROSS COUNTRY HEALTHCARE, INC.

   CCRN   227483104   5/12/2015   Election of Directors   THOMAS C. DIRCKS   Management   For   For   W   YES

CROSS COUNTRY HEALTHCARE, INC.

   CCRN   227483104   5/12/2015   Election of Directors   GALE FITZGERALD   Management   For   For   W   YES

CROSS COUNTRY HEALTHCARE, INC.

   CCRN   227483104   5/12/2015   Election of Directors   RICHARD M. MASTALER   Management   For   For   W   YES

CROSS COUNTRY HEALTHCARE, INC.

   CCRN   227483104   5/12/2015   Election of Directors   MARK PERLBERG   Management   For   For   W   YES

CROSS COUNTRY HEALTHCARE, INC.

   CCRN   227483104   5/12/2015   Election of Directors   JOSEPH A. TRUNFIO, PH.D   Management   For   For   W   YES

CROSS COUNTRY HEALTHCARE, INC.

   CCRN   227483104   5/12/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

CROSS COUNTRY HEALTHCARE, INC.

   CCRN   227483104   5/12/2015   14A Executive Compensation     Management   For   For   W   YES

Company Name

   Primary
Ticker
Symbol		   Security
ID		   Meeting
Date		  

Proposal Short Text

  

Director Name

   Committee
Name		   Management
Recom.
Vote		   Vote
Cast		   With or
Against
Manag.		   Ballot
Voted

MARTEN TRANSPORT, LTD.

   MRTN   573075108   5/12/2015   Election of Directors   RANDOLPH L. MARTEN   Management   For   For   W   YES

MARTEN TRANSPORT, LTD.

   MRTN   573075108   5/12/2015   Election of Directors   LARRY B. HAGNESS   Management   For   For   W   YES

MARTEN TRANSPORT, LTD.

   MRTN   573075108   5/12/2015   Election of Directors   THOMAS J. WINKEL   Management   For   For   W   YES

MARTEN TRANSPORT, LTD.

   MRTN   573075108   5/12/2015   Election of Directors   JERRY M. BAUER   Management   For   For   W   YES

MARTEN TRANSPORT, LTD.

   MRTN   573075108   5/12/2015   Election of Directors   ROBERT L. DEMOREST   Management   For   For   W   YES

MARTEN TRANSPORT, LTD.

   MRTN   573075108   5/12/2015   Election of Directors   G. LARRY OWENS   Management   For   For   W   YES

MARTEN TRANSPORT, LTD.

   MRTN   573075108   5/12/2015   Authorize Common Stock Increase     Management   For   For   W   YES

MARTEN TRANSPORT, LTD.

   MRTN   573075108   5/12/2015   Approve Stock Compensation Plan     Management   For   For   W   YES

MARTEN TRANSPORT, LTD.

   MRTN   573075108   5/12/2015   14A Executive Compensation     Management   For   For   W   YES

MARTEN TRANSPORT, LTD.

   MRTN   573075108   5/12/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

MARTEN TRANSPORT, LTD.

   MRTN   573075108   5/12/2015   Transact Other Business     Management   For   For   W   YES

ROADRUNNER TRANSPORTATION SYSTEMS, INC.

   RRTS   76973Q105   5/13/2015   Election of Directors   WILLIAM S. URKIEL   Management   For   For   W   YES

ROADRUNNER TRANSPORTATION SYSTEMS, INC.

   RRTS   76973Q105   5/13/2015   Election of Directors   CHAD M. UTRUP   Management   For   For   W   YES

ROADRUNNER TRANSPORTATION SYSTEMS, INC.

   RRTS   76973Q105   5/13/2015   Election of Directors   JUDITH A. VIJUMS   Management   For   For   W   YES

ROADRUNNER TRANSPORTATION SYSTEMS, INC.

   RRTS   76973Q105   5/13/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

MORGANS HOTEL GROUP CO.

   MHGC   61748W108   5/13/2015   Election of Directors   JASON T. KALISMAN   Management   For   For   W   YES

MORGANS HOTEL GROUP CO.

   MHGC   61748W108   5/13/2015   Election of Directors   JOHN BRECKER   Management   For   For   W   YES

MORGANS HOTEL GROUP CO.

   MHGC   61748W108   5/13/2015   Election of Directors   ANDREW BROAD   Management   For   For   W   YES

MORGANS HOTEL GROUP CO.

   MHGC   61748W108   5/13/2015   Election of Directors   KENNETH CRUSE   Management   For   For   W   YES

MORGANS HOTEL GROUP CO.

   MHGC   61748W108   5/13/2015   Election of Directors   JOHN J. DOUGHERTY   Management   For   For   W   YES

MORGANS HOTEL GROUP CO.

   MHGC   61748W108   5/13/2015   Election of Directors   MARTIN L. EDELMAN   Management   For   For   W   YES

MORGANS HOTEL GROUP CO.

   MHGC   61748W108   5/13/2015   Election of Directors   JONATHAN A. LANGER   Management   For   For   W   YES

MORGANS HOTEL GROUP CO.

   MHGC   61748W108   5/13/2015   Election of Directors   HOWARD M. LORBER   Management   For   For   W   YES

MORGANS HOTEL GROUP CO.

   MHGC   61748W108   5/13/2015   Election of Directors   BRADFORD B. NUGENT   Management   For   For   W   YES

MORGANS HOTEL GROUP CO.

   MHGC   61748W108   5/13/2015   Election of Directors   MICHELLE S. RUSSO   Management   For   For   W   YES

MORGANS HOTEL GROUP CO.

   MHGC   61748W108   5/13/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

MORGANS HOTEL GROUP CO.

   MHGC   61748W108   5/13/2015   14A Executive Compensation     Management   For   For   W   YES

MORGANS HOTEL GROUP CO.

   MHGC   61748W108   5/13/2015   S/H Proposal—Corporate Governance     Shareholder   Against   Against   W   YES

DEL FRISCO’S RESTAURANT GROUP INC.

   DFRG   245077102   5/13/2015   Election of Directors   IAN R. CARTER*   Management   For   For   W   YES

DEL FRISCO’S RESTAURANT GROUP INC.

   DFRG   245077102   5/13/2015   Election of Directors   RICHARD L. DAVIS*   Management   For   For   W   YES

DEL FRISCO’S RESTAURANT GROUP INC.

   DFRG   245077102   5/13/2015   Election of Directors   NORMAN J. ABDALLAH#   Management   For   For   W   YES

DEL FRISCO’S RESTAURANT GROUP INC.

   DFRG   245077102   5/13/2015   Election of Directors   MARK S. MEDNANSKY#   Management   For   For   W   YES

DEL FRISCO’S RESTAURANT GROUP INC.

   DFRG   245077102   5/13/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

DEL FRISCO’S RESTAURANT GROUP INC.

   DFRG   245077102   5/13/2015   Approve Stock Compensation Plan     Management   For   For   W   YES

COVENANT TRANSPORTATION GROUP, INC

   CVTI   22284P105   5/14/2015   Election of Directors   WILLIAM T. ALT   Management   For   For   W   YES

COVENANT TRANSPORTATION GROUP, INC

   CVTI   22284P105   5/14/2015   Election of Directors   ROBERT E. BOSWORTH   Management   For   For   W   YES

COVENANT TRANSPORTATION GROUP, INC

   CVTI   22284P105   5/14/2015   Election of Directors   BRADLEY A. MOLINE   Management   For   For   W   YES

COVENANT TRANSPORTATION GROUP, INC

   CVTI   22284P105   5/14/2015   Election of Directors   DAVID R. PARKER   Management   For   For   W   YES

COVENANT TRANSPORTATION GROUP, INC

   CVTI   22284P105   5/14/2015   Election of Directors   HERBERT J. SCHMIDT   Management   For   For   W   YES

COVENANT TRANSPORTATION GROUP, INC

   CVTI   22284P105   5/14/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

COVENANT TRANSPORTATION GROUP, INC

   CVTI   22284P105   5/14/2015   Transact Other Business     Management   For   For   W   YES

BUILD-A-BEAR WORKSHOP, INC.

   BBW   120076104   5/14/2015   Election of Directors   BRADEN LEONARD   Management   For   For   W   YES

BUILD-A-BEAR WORKSHOP, INC.

   BBW   120076104   5/14/2015   Election of Directors   COLEMAN PETERSON   Management   For   For   W   YES

BUILD-A-BEAR WORKSHOP, INC.

   BBW   120076104   5/14/2015   Election of Directors   MICHAEL SHAFFER   Management   For   For   W   YES

BUILD-A-BEAR WORKSHOP, INC.

   BBW   120076104   5/14/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

BUILD-A-BEAR WORKSHOP, INC.

   BBW   120076104   5/14/2015   14A Executive Compensation     Management   For   For   W   YES

BUILD-A-BEAR WORKSHOP, INC.

   BBW   120076104   5/14/2015   Transact Other Business     Management   For   For   W   YES

Company Name

   Primary
Ticker
Symbol		   Security
ID		   Meeting
Date		  

Proposal Short Text

  

Director Name

   Committee
Name		   Management
Recom.
Vote		   Vote
Cast		   With or
Against
Manag.		   Ballot
Voted

WABASH NATIONAL CORPORATION

   WNC   929566107   5/14/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

WABASH NATIONAL CORPORATION

   WNC   929566107   5/14/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

WABASH NATIONAL CORPORATION

   WNC   929566107   5/14/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

WABASH NATIONAL CORPORATION

   WNC   929566107   5/14/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

WABASH NATIONAL CORPORATION

   WNC   929566107   5/14/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

WABASH NATIONAL CORPORATION

   WNC   929566107   5/14/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

WABASH NATIONAL CORPORATION

   WNC   929566107   5/14/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

WABASH NATIONAL CORPORATION

   WNC   929566107   5/14/2015   14A Executive Compensation     Management   For   For   W   YES

WABASH NATIONAL CORPORATION

   WNC   929566107   5/14/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

SPS COMMERCE INC.

   SPSC   78463M107   5/14/2015   Election of Directors   ARCHIE C. BLACK   Management   For   For   W   YES

SPS COMMERCE INC.

   SPSC   78463M107   5/14/2015   Election of Directors   MICHAEL B. GORMAN   Management   For   For   W   YES

SPS COMMERCE INC.

   SPSC   78463M107   5/14/2015   Election of Directors   MARTIN J. LEESTMA   Management   For   For   W   YES

SPS COMMERCE INC.

   SPSC   78463M107   5/14/2015   Election of Directors   JAMES B. RAMSEY   Management   For   For   W   YES

SPS COMMERCE INC.

   SPSC   78463M107   5/14/2015   Election of Directors   MICHAEL A. SMERKLO   Management   For   For   W   YES

SPS COMMERCE INC.

   SPSC   78463M107   5/14/2015   Election of Directors   PHILIP E. SORAN   Management   For   For   W   YES

SPS COMMERCE INC.

   SPSC   78463M107   5/14/2015   Election of Directors   SVEN A. WEHRWEIN   Management   For   For   W   YES

SPS COMMERCE INC.

   SPSC   78463M107   5/14/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

SPS COMMERCE INC.

   SPSC   78463M107   5/14/2015   14A Executive Compensation     Management   For   For   W   YES

THE CHEFS’ WAREHOUSE, INC.

   CHEF   163086101   5/15/2015   Election of Directors   DOMINICK CERBONE   Management   For   For   W   YES

THE CHEFS’ WAREHOUSE, INC.

   CHEF   163086101   5/15/2015   Election of Directors   JOHN A. COURI   Management   For   For   W   YES

THE CHEFS’ WAREHOUSE, INC.

   CHEF   163086101   5/15/2015   Election of Directors   JOSEPH CUGINE   Management   For   For   W   YES

THE CHEFS’ WAREHOUSE, INC.

   CHEF   163086101   5/15/2015   Election of Directors   ALAN GUARINO   Management   For   For   W   YES

THE CHEFS’ WAREHOUSE, INC.

   CHEF   163086101   5/15/2015   Election of Directors   STEPHEN HANSON   Management   For   For   W   YES

THE CHEFS’ WAREHOUSE, INC.

   CHEF   163086101   5/15/2015   Election of Directors   CHRISTOPHER PAPPAS   Management   For   For   W   YES

THE CHEFS’ WAREHOUSE, INC.

   CHEF   163086101   5/15/2015   Election of Directors   JOHN PAPPAS   Management   For   For   W   YES

THE CHEFS’ WAREHOUSE, INC.

   CHEF   163086101   5/15/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

THE CHEFS’ WAREHOUSE, INC.

   CHEF   163086101   5/15/2015   14A Executive Compensation     Management   For   For   W   YES

VERACYTE, INC.

   VCYT   92337F107   5/18/2015   Election of Directors   JOHN L. BISHOP   Management   For   For   W   YES

VERACYTE, INC.

   VCYT   92337F107   5/18/2015   Election of Directors   FRED E. COHEN   Management   For   For   W   YES

VERACYTE, INC.

   VCYT   92337F107   5/18/2015   Adopt Employee Stock Purchase Plan     Management   For   For   W   YES

VERACYTE, INC.

   VCYT   92337F107   5/18/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

ORION MARINE GROUP, INC.

   ORN   68628V308   5/19/2015   Election of Directors (Full Slate)     Management   For   For   W   YES

ORION MARINE GROUP, INC.

   ORN   68628V308   5/19/2015   Election of Directors (Full Slate)     Management   For   For   W   YES

ORION MARINE GROUP, INC.

   ORN   68628V308   5/19/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

ORION MARINE GROUP, INC.

   ORN   68628V308   5/19/2015   14A Executive Compensation     Management   For   For   W   YES

ORION MARINE GROUP, INC.

   ORN   68628V308   5/19/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

AAC HOLDINGS INC

   AAC   307108   5/19/2015   Election of Directors   JERRY D. BOSTELMAN   Management   For   For   W   YES

AAC HOLDINGS INC

   AAC   307108   5/19/2015   Election of Directors   LUCIUS E. BURCH, III   Management   For   For   W   YES

AAC HOLDINGS INC

   AAC   307108   5/19/2015   Election of Directors   MICHAEL T. CARTWRIGHT   Management   For   For   W   YES

AAC HOLDINGS INC

   AAC   307108   5/19/2015   Election of Directors   DARRELL S. FREEMAN, SR.   Management   For   For   W   YES

AAC HOLDINGS INC

   AAC   307108   5/19/2015   Election of Directors   DAVID C. KLOEPPEL   Management   For   For   W   YES

AAC HOLDINGS INC

   AAC   307108   5/19/2015   Election of Directors   JERROD N. MENZ   Management   For   For   W   YES

AAC HOLDINGS INC

   AAC   307108   5/19/2015   Election of Directors   RICHARD E. RAGSDALE   Management   For   For   W   YES

AAC HOLDINGS INC

   AAC   307108   5/19/2015   Adopt Employee Stock Purchase Plan     Management   For   For   W   YES

AAC HOLDINGS INC

   AAC   307108   5/19/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

ADEPTUS HEALTH INC./ADPT

   ADPT   6855100   5/19/2015   Election of Directors   THOMAS S. HALL   Management   For   For   W   YES

Company Name

   Primary
Ticker
Symbol		   Security
ID		   Meeting
Date		  

Proposal Short Text

  

Director Name

   Committee
Name		   Management
Recom.
Vote		   Vote
Cast		   With or
Against
Manag.		   Ballot
Voted

ADEPTUS HEALTH INC./ADPT

   ADPT   6855100   5/19/2015   Election of Directors   RICHARD COVERT   Management   For   For   W   YES

ADEPTUS HEALTH INC./ADPT

   ADPT   6855100   5/19/2015   Election of Directors   STEVEN V. NAPOLITANO   Management   For   For   W   YES

ADEPTUS HEALTH INC./ADPT

   ADPT   6855100   5/19/2015   Election of Directors   DANIEL W. ROSENBERG   Management   For   For   W   YES

ADEPTUS HEALTH INC./ADPT

   ADPT   6855100   5/19/2015   Election of Directors   GREGORY W. SCOTT   Management   For   For   W   YES

ADEPTUS HEALTH INC./ADPT

   ADPT   6855100   5/19/2015   Election of Directors   RONALD L. TAYLOR   Management   For   For   W   YES

ADEPTUS HEALTH INC./ADPT

   ADPT   6855100   5/19/2015   Election of Directors   JEFFERY S. VENDER   Management   For   For   W   YES

ADEPTUS HEALTH INC./ADPT

   ADPT   6855100   5/19/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

MAXLINEAR, INC.

   MXL   57776J100   5/19/2015   Election of Directors   THOMAS E. PARDUN   Management   For   For   W   YES

MAXLINEAR, INC.

   MXL   57776J100   5/19/2015   Election of Directors   KISHORE SEENDRIPU PH.D*   Management   For   For   W   YES

MAXLINEAR, INC.

   MXL   57776J100   5/19/2015   14A Executive Compensation     Management   For   For   W   YES

MAXLINEAR, INC.

   MXL   57776J100   5/19/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

NANOMETRICS INCORPORATED

   NANO   630077105   5/19/2015   Election of Directors   J. THOMAS BENTLEY   Management   For   For   W   YES

NANOMETRICS INCORPORATED

   NANO   630077105   5/19/2015   Election of Directors   EDWARD J. BROWN JR.   Management   For   For   W   YES

NANOMETRICS INCORPORATED

   NANO   630077105   5/19/2015   Election of Directors   BRUCE C. RHINE   Management   For   For   W   YES

NANOMETRICS INCORPORATED

   NANO   630077105   5/19/2015   Election of Directors   TIMOTHY J. STULTZ PHD   Management   For   For   W   YES

NANOMETRICS INCORPORATED

   NANO   630077105   5/19/2015   Election of Directors   CHRISTINE A. TSINGOS   Management   For   For   W   YES

NANOMETRICS INCORPORATED

   NANO   630077105   5/19/2015   14A Executive Compensation     Management   For   For   W   YES

NANOMETRICS INCORPORATED

   NANO   630077105   5/19/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

DATALINK CORPORATION

   DTLK   237934104   5/20/2015   Election of Directors   BRENT G. BLACKEY   Management   For   For   W   YES

DATALINK CORPORATION

   DTLK   237934104   5/20/2015   Election of Directors   PAUL F. LIDSKY   Management   For   For   W   YES

DATALINK CORPORATION

   DTLK   237934104   5/20/2015   Election of Directors   GREG R. MELAND   Management   For   For   W   YES

DATALINK CORPORATION

   DTLK   237934104   5/20/2015   Election of Directors   J. PATRICK O’HALLORAN   Management   For   For   W   YES

DATALINK CORPORATION

   DTLK   237934104   5/20/2015   Election of Directors   JAMES E. OUSLEY   Management   For   For   W   YES

DATALINK CORPORATION

   DTLK   237934104   5/20/2015   Election of Directors   MERCEDES A. WALTON   Management   For   For   W   YES

DATALINK CORPORATION

   DTLK   237934104   5/20/2015   Election of Directors   JAMES L. ZUCCO, JR.   Management   For   For   W   YES

DATALINK CORPORATION

   DTLK   237934104   5/20/2015   14A Executive Compensation     Management   For   For   W   YES

DATALINK CORPORATION

   DTLK   237934104   5/20/2015   Amend Stock Compensation Plan     Management   For   For   W   YES

DATALINK CORPORATION

   DTLK   237934104   5/20/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

INVENTURE FOODS INC

   SNAK   461212102   5/20/2015   Election of Directors   ASHTON D. ASENSIO   Management   For   For   W   YES

INVENTURE FOODS INC

   SNAK   461212102   5/20/2015   Election of Directors   TIMOTHY A. COLE   Management   For   For   W   YES

INVENTURE FOODS INC

   SNAK   461212102   5/20/2015   Election of Directors   MACON BRYCE EDMONSON   Management   For   For   W   YES

INVENTURE FOODS INC

   SNAK   461212102   5/20/2015   Election of Directors   HAROLD S. EDWARDS   Management   For   For   W   YES

INVENTURE FOODS INC

   SNAK   461212102   5/20/2015   Election of Directors   PAUL J. LAPADAT   Management   For   For   W   YES

INVENTURE FOODS INC

   SNAK   461212102   5/20/2015   Election of Directors   TERRY MCDANIEL   Management   For   For   W   YES

INVENTURE FOODS INC

   SNAK   461212102   5/20/2015   Election of Directors   DAVID L. MEYERS   Management   For   For   W   YES

INVENTURE FOODS INC

   SNAK   461212102   5/20/2015   Approve Stock Compensation Plan     Management   For   For   W   YES

INVENTURE FOODS INC

   SNAK   461212102   5/20/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

IGI LABORATORIES, INC.

   IG   449575109   5/20/2015   Election of Directors   JASON GRENFELL-GARDNER   Management   For   For   W   YES

IGI LABORATORIES, INC.

   IG   449575109   5/20/2015   Election of Directors   NARENDRA N. BORKAR   Management   For   For   W   YES

IGI LABORATORIES, INC.

   IG   449575109   5/20/2015   Election of Directors   BHASKAR CHAUDHURI   Management   For   For   W   YES

IGI LABORATORIES, INC.

   IG   449575109   5/20/2015   Election of Directors   STEVEN KOEHLER   Management   For   For   W   YES

IGI LABORATORIES, INC.

   IG   449575109   5/20/2015   Election of Directors   JAMES C. GALE   Management   For   For   W   YES

IGI LABORATORIES, INC.

   IG   449575109   5/20/2015   Election of Directors   JOHN CELENTANO   Management   For   For   W   YES

IGI LABORATORIES, INC.

   IG   449575109   5/20/2015   Authorize Common Stock Increase     Management   For   For   W   YES

IGI LABORATORIES, INC.

   IG   449575109   5/20/2015   Stock Conversion     Management   For   For   W   YES

IGI LABORATORIES, INC.

   IG   449575109   5/20/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

IGI LABORATORIES, INC.

   IG   449575109   5/20/2015   14A Executive Compensation     Management   For   For   W   YES

PIONEER ENERGY SERVICES CORP.

   PES   723664108   5/21/2015   Election of Directors   WM. STACY LOCKE   Management   For   For   W   YES

PIONEER ENERGY SERVICES CORP.

   PES   723664108   5/21/2015   Election of Directors   C. JOHN THOMPSON   Management   For   For   W   YES

PIONEER ENERGY SERVICES CORP.

   PES   723664108   5/21/2015   Amend Stock Compensation Plan     Management   For   For   W   YES

PIONEER ENERGY SERVICES CORP.

   PES   723664108   5/21/2015   Amend Stock Compensation Plan     Management   For   For   W   YES

PIONEER ENERGY SERVICES CORP.

   PES   723664108   5/21/2015   14A Executive Compensation     Management   For   For   W   YES

PIONEER ENERGY SERVICES CORP.

   PES   723664108   5/21/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

SUNSHINE HEART INC

   SSH   86782U106   5/21/2015   Election of Directors   DAVID A. ROSA   Management   For   For   W   YES

SUNSHINE HEART INC

   SSH   86782U106   5/21/2015   Election of Directors   JON W. SALVESON   Management   For   For   W   YES

SUNSHINE HEART INC

   SSH   86782U106   5/21/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

YODLEE, INC.

   YDLE   98600P201   5/21/2015   Election of Directors   PATRICK T. HACKETT   Management   For   For   W   YES

YODLEE, INC.

   YDLE   98600P201   5/21/2015   Election of Directors   MARK JUNG   Management   For   For   W   YES

YODLEE, INC.

   YDLE   98600P201   5/21/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

Company Name

   Primary
Ticker
Symbol		   Security
ID		   Meeting
Date		  

Proposal Short Text

  

Director Name

   Committee
Name		   Management
Recom.
Vote		   Vote
Cast		   With or
Against
Manag.		   Ballot
Voted

PGT, INC.

   PGTI   69336V101   5/21/2015   Election of Directors   FLOYD F. SHERMAN   Management   For   For   W   YES

PGT, INC.

   PGTI   69336V101   5/21/2015   Election of Directors   RODNEY HERSHBERGER   Management   For   For   W   YES

PGT, INC.

   PGTI   69336V101   5/21/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

PGT, INC.

   PGTI   69336V101   5/21/2015   Adopt Employee Stock Purchase Plan     Management   For   For   W   YES

BASIC ENERGY SERVICES, INC.

   BAS   06985P100   5/21/2015   Election of Directors   STEVEN A. WEBSTER   Management   For   For   W   YES

BASIC ENERGY SERVICES, INC.

   BAS   06985P100   5/21/2015   Election of Directors   SYLVESTER P. JOHNSON IV   Management   For   For   W   YES

BASIC ENERGY SERVICES, INC.

   BAS   06985P100   5/21/2015   Election of Directors   T.M. ROE” PATTERSON”   Management   For   For   W   YES

BASIC ENERGY SERVICES, INC.

   BAS   06985P100   5/21/2015   Amend Stock Compensation Plan     Management   For   For   W   YES

BASIC ENERGY SERVICES, INC.

   BAS   06985P100   5/21/2015   14A Executive Compensation     Management   For   For   W   YES

BASIC ENERGY SERVICES, INC.

   BAS   06985P100   5/21/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

REPLIGEN CORPORATION

   RGEN   759916109   5/21/2015   Election of Directors   NICOLAS M. BARTHELEMY   Management   For   For   W   YES

REPLIGEN CORPORATION

   RGEN   759916109   5/21/2015   Election of Directors   GLENN L. COOPER   Management   For   For   W   YES

REPLIGEN CORPORATION

   RGEN   759916109   5/21/2015   Election of Directors   JOHN G. COX   Management   For   For   W   YES

REPLIGEN CORPORATION

   RGEN   759916109   5/21/2015   Election of Directors   KAREN A. DAWES   Management   For   For   W   YES

REPLIGEN CORPORATION

   RGEN   759916109   5/21/2015   Election of Directors   ALFRED L. GOLDBERG   Management   For   For   W   YES

REPLIGEN CORPORATION

   RGEN   759916109   5/21/2015   Election of Directors   THOMAS F. RYAN, JR.   Management   For   For   W   YES

REPLIGEN CORPORATION

   RGEN   759916109   5/21/2015   Election of Directors   TONY J. HUNT   Management   For   For   W   YES

REPLIGEN CORPORATION

   RGEN   759916109   5/21/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

REPLIGEN CORPORATION

   RGEN   759916109   5/21/2015   14A Executive Compensation     Management   For   For   W   YES

2U INC.

   TWOU   90214J101   5/26/2015   Election of Directors   CHRISTOPHER J. PAUCEK   Management   For   For   W   YES

2U INC.

   TWOU   90214J101   5/26/2015   Election of Directors   PAUL A. MAEDER   Management   For   For   W   YES

2U INC.

   TWOU   90214J101   5/26/2015   Election of Directors   ROBERT M. STAVIS   Management   For   For   W   YES

2U INC.

   TWOU   90214J101   5/26/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

BUILDERS FIRSTSOURCE, INC.

   BLDR   12008R107   5/27/2015   Election of Directors   MICHAEL GRAFF   Management   For   For   W   YES

BUILDERS FIRSTSOURCE, INC.

   BLDR   12008R107   5/27/2015   Election of Directors   ROBERT C. GRIFFIN   Management   For   For   W   YES

BUILDERS FIRSTSOURCE, INC.

   BLDR   12008R107   5/27/2015   Election of Directors   BRETT N. MILGRIM   Management   For   For   W   YES

BUILDERS FIRSTSOURCE, INC.

   BLDR   12008R107   5/27/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

NEFF CORPORATION

   NEFF   640094207   5/27/2015   Election of Directors   GRAHAM HOOD   Management   For   For   W   YES

NEFF CORPORATION

   NEFF   640094207   5/27/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

ENTRAVISION COMMUNICATIONS CORPORATION

   EVC   29382R107   5/28/2015   Election of Directors   WALTER F. ULLOA   Management   For   For   W   YES

ENTRAVISION COMMUNICATIONS CORPORATION

   EVC   29382R107   5/28/2015   Election of Directors   PAUL A. ZEVNIK   Management   For   For   W   YES

ENTRAVISION COMMUNICATIONS CORPORATION

   EVC   29382R107   5/28/2015   Election of Directors   ESTEBAN E. TORRES   Management   For   For   W   YES

ENTRAVISION COMMUNICATIONS CORPORATION

   EVC   29382R107   5/28/2015   Election of Directors   GILBERT R. VASQUEZ   Management   For   For   W   YES

ENTRAVISION COMMUNICATIONS CORPORATION

   EVC   29382R107   5/28/2015   Election of Directors   JULES G. BUENABENTA   Management   For   For   W   YES

ENTRAVISION COMMUNICATIONS CORPORATION

   EVC   29382R107   5/28/2015   Election of Directors   PATRICIA DIAZ DENNIS   Management   For   For   W   YES

ENTRAVISION COMMUNICATIONS CORPORATION

   EVC   29382R107   5/28/2015   Election of Directors   JUAN S. VON WUTHENAU   Management   For   For   W   YES

ENTRAVISION COMMUNICATIONS CORPORATION

   EVC   29382R107   5/28/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

RED ROBIN GOURMET BURGERS, INC.

   RRGB   75689M101   5/28/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

RED ROBIN GOURMET BURGERS, INC.

   RRGB   75689M101   5/28/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

RED ROBIN GOURMET BURGERS, INC.

   RRGB   75689M101   5/28/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

RED ROBIN GOURMET BURGERS, INC.

   RRGB   75689M101   5/28/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

RED ROBIN GOURMET BURGERS, INC.

   RRGB   75689M101   5/28/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

RED ROBIN GOURMET BURGERS, INC.

   RRGB   75689M101   5/28/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

RED ROBIN GOURMET BURGERS, INC.

   RRGB   75689M101   5/28/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

RED ROBIN GOURMET BURGERS, INC.

   RRGB   75689M101   5/28/2015   14A Executive Compensation     Management   For   For   W   YES

RED ROBIN GOURMET BURGERS, INC.

   RRGB   75689M101   5/28/2015   Approve Stock Compensation Plan     Management   For   For   W   YES

RED ROBIN GOURMET BURGERS, INC.

   RRGB   75689M101   5/28/2015   Authorize Common Stock Increase     Management   For   For   W   YES

RED ROBIN GOURMET BURGERS, INC.

   RRGB   75689M101   5/28/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

RED ROBIN GOURMET BURGERS, INC.

   RRGB   75689M101   5/28/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

Company Name

   Primary
Ticker
Symbol		   Security
ID		   Meeting
Date		  

Proposal Short Text

  

Director Name

   Committee
Name		   Management
Recom.
Vote		   Vote
Cast		   With or
Against
Manag.		   Ballot
Voted

HEALTHSTREAM, INC.

   HSTM   42222N103   5/28/2015   Election of Directors   ROBERT A. FRIST, JR.*   Management   For   For   W   YES

HEALTHSTREAM, INC.

   HSTM   42222N103   5/28/2015   Election of Directors   FRANK GORDON*   Management   For   For   W   YES

HEALTHSTREAM, INC.

   HSTM   42222N103   5/28/2015   Election of Directors   C. MARTIN HARRIS, M.D.*   Management   For   For   W   YES

HEALTHSTREAM, INC.

   HSTM   42222N103   5/28/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

HEALTHSTREAM, INC.

   HSTM   42222N103   5/28/2015   14A Executive Compensation     Management   For   For   W   YES

RING CENTRAL, INC.

   RNG   76680R206   6/1/2015   Declassify Board     Management   For   For   W   YES

RING CENTRAL, INC.

   RNG   76680R206   6/1/2015   Election of Directors   VLADIMIR SHMUNIS*   Management   For   For   W   YES

RING CENTRAL, INC.

   RNG   76680R206   6/1/2015   Election of Directors   NEIL WILLIAMS*   Management   For   For   W   YES

RING CENTRAL, INC.

   RNG   76680R206   6/1/2015   Election of Directors   ROBERT THEIS*   Management   For   For   W   YES

RING CENTRAL, INC.

   RNG   76680R206   6/1/2015   Election of Directors   MICHAEL KOUREY*   Management   For   For   W   YES

RING CENTRAL, INC.

   RNG   76680R206   6/1/2015   Election of Directors   MICHELLE MCKENNA-DOYLE*   Management   For   For   W   YES

RING CENTRAL, INC.

   RNG   76680R206   6/1/2015   Election of Directors   ROBERT THEIS#   Management   For   For   W   YES

RING CENTRAL, INC.

   RNG   76680R206   6/1/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

MATERIALISE NV

   MTLS   57667T100   6/2/2015   Miscellaneous Corporate Governance     Management   For   Ballot
Not
Available		    

MATERIALISE NV

   MTLS   57667T100   6/2/2015   Miscellaneous Corporate Governance     Management   For   Ballot
Not
Available		    

MATERIALISE NV

   MTLS   57667T100   6/2/2015   Miscellaneous Corporate Governance     Management   For   Ballot
Not
Available		    

MATERIALISE NV

   MTLS   57667T100   6/2/2015   Miscellaneous Corporate Governance     Management   For   Ballot
Not
Available		    

MATERIALISE NV

   MTLS   57667T100   6/2/2015   Miscellaneous Corporate Governance     Management   For   Ballot
Not
Available		    

MATERIALISE NV

   MTLS   57667T100   6/2/2015   Miscellaneous Corporate Governance     Management   For   Ballot
Not
Available		    

MATERIALISE NV

   MTLS   57667T100   6/2/2015   Miscellaneous Corporate Governance     Management   For   Ballot
Not
Available		    

MATERIALISE NV

   MTLS   57667T100   6/2/2015   Miscellaneous Corporate Governance     Management   For   Ballot
Not
Available		    

MATERIALISE NV

   MTLS   57667T100   6/2/2015   Miscellaneous Corporate Governance     Management   For   Ballot
Not
Available		    

MATERIALISE NV

   MTLS   57667T100   6/2/2015   Miscellaneous Corporate Governance     Management   For   Ballot
Not
Available		    

MATERIALISE NV

   MTLS   57667T100   6/2/2015   Miscellaneous Corporate Governance     Management   For   Ballot
Not
Available		    

MATERIALISE NV

   MTLS   57667T100   6/2/2015   Miscellaneous Corporate Governance     Management   For   Ballot
Not
Available		    

MATERIALISE NV

   MTLS   57667T100   6/2/2015   Miscellaneous Corporate Governance     Management   For   Ballot
Not
Available		    

MATERIALISE NV

   MTLS   57667T100   6/2/2015   Miscellaneous Corporate Governance     Management   For   Ballot
Not
Available		    

MATERIALISE NV

   MTLS   57667T100   6/2/2015   Miscellaneous Corporate Governance     Management   For   Ballot
Not
Available		    

MATERIALISE NV

   MTLS   57667T100   6/2/2015   Miscellaneous Corporate Governance     Management   For   Ballot
Not
Available		    

MATERIALISE NV

   MTLS   57667T100   6/2/2015   Miscellaneous Corporate Governance     Management   For   Ballot
Not
Available		    

PENNYMAC FINANCIAL SERVICES, INC.

   PFSI   70932B101   6/3/2015   Election of Directors   STANFORD L. KURLAND   Management   For   For   W   YES

PENNYMAC FINANCIAL SERVICES, INC.

   PFSI   70932B101   6/3/2015   Election of Directors   DAVID A. SPECTOR   Management   For   For   W   YES

PENNYMAC FINANCIAL SERVICES, INC.

   PFSI   70932B101   6/3/2015   Election of Directors   MATTHEW BOTEIN   Management   For   For   W   YES

PENNYMAC FINANCIAL SERVICES, INC.

   PFSI   70932B101   6/3/2015   Election of Directors   JAMES K. HUNT   Management   For   For   W   YES

PENNYMAC FINANCIAL SERVICES, INC.

   PFSI   70932B101   6/3/2015   Election of Directors   PATRICK KINSELLA   Management   For   For   W   YES

PENNYMAC FINANCIAL SERVICES, INC.

   PFSI   70932B101   6/3/2015   Election of Directors   JOSEPH MAZZELLA   Management   For   For   W   YES

PENNYMAC FINANCIAL SERVICES, INC.

   PFSI   70932B101   6/3/2015   Election of Directors   FARHAD NANJI   Management   For   For   W   YES

PENNYMAC FINANCIAL SERVICES, INC.

   PFSI   70932B101   6/3/2015   Election of Directors   MARK WIEDMAN   Management   For   For   W   YES

PENNYMAC FINANCIAL SERVICES, INC.

   PFSI   70932B101   6/3/2015   Election of Directors   EMILY YOUSSOUF   Management   For   For   W   YES

PENNYMAC FINANCIAL SERVICES, INC.

   PFSI   70932B101   6/3/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

ACCELERON PHARMA INC.

   XLRN   00434H108   6/4/2015   Election of Directors   TERRENCE C. KEARNEY   Management   For   For   W   YES

ACCELERON PHARMA INC.

   XLRN   00434H108   6/4/2015   Election of Directors   JOHN L. KNOPF, PH.D.   Management   For   For   W   YES

ACCELERON PHARMA INC.

   XLRN   00434H108   6/4/2015   Election of Directors   TERRANCE G. MCGUIRE   Management   For   For   W   YES

ACCELERON PHARMA INC.

   XLRN   00434H108   6/4/2015   14A Executive Compensation Vote Frequency     Management   1 Year   2 Years   A   YES

ACCELERON PHARMA INC.

   XLRN   00434H108   6/4/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

INTERSECT ENT INC.

   XENT   46071F103   6/4/2015   Election of Directors   KIERAN T. GALLAHUE   Management   For   For   W   YES

INTERSECT ENT INC.

   XENT   46071F103   6/4/2015   Election of Directors   LISA D. EARNHARDT   Management   For   For   W   YES

INTERSECT ENT INC.

   XENT   46071F103   6/4/2015   Election of Directors   CYNTHIA L. LUCCHESE   Management   For   For   W   YES

INTERSECT ENT INC.

   XENT   46071F103   6/4/2015   Election of Directors   DANA G. MEAD, JR.   Management   For   For   W   YES

INTERSECT ENT INC.

   XENT   46071F103   6/4/2015   Election of Directors   FREDERIC H. MOLL, M.D.   Management   For   For   W   YES

INTERSECT ENT INC.

   XENT   46071F103   6/4/2015   Election of Directors   CASEY M. TANSEY   Management   For   For   W   YES

INTERSECT ENT INC.

   XENT   46071F103   6/4/2015   Election of Directors   W. ANTHONY VERNON   Management   For   For   W   YES

INTERSECT ENT INC.

   XENT   46071F103   6/4/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

Company Name

   Primary
Ticker
Symbol		   Security
ID		   Meeting
Date		  

Proposal Short Text

  

Director Name

   Committee
Name		   Management
Recom.
Vote		   Vote
Cast		   With or
Against
Manag.		   Ballot
Voted

SURGICAL CARE AFFILIATES, INC.

   SCAI   86881L106   6/4/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

SURGICAL CARE AFFILIATES, INC.

   SCAI   86881L106   6/4/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

SURGICAL CARE AFFILIATES, INC.

   SCAI   86881L106   6/4/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

ULTRA CLEAN HOLDINGS, INC.

   UCTT   90385V107   6/4/2015   Election of Directors   CLARENCE L. GRANGER   Management   For   For   W   YES

ULTRA CLEAN HOLDINGS, INC.

   UCTT   90385V107   6/4/2015   Election of Directors   JAMES P. SCHOLHAMER   Management   For   For   W   YES

ULTRA CLEAN HOLDINGS, INC.

   UCTT   90385V107   6/4/2015   Election of Directors   JOHN CHENAULT   Management   For   For   W   YES

ULTRA CLEAN HOLDINGS, INC.

   UCTT   90385V107   6/4/2015   Election of Directors   DAVID T. IBNALE   Management   For   For   W   YES

ULTRA CLEAN HOLDINGS, INC.

   UCTT   90385V107   6/4/2015   Election of Directors   LEONID MEZHVINSKY   Management   For   For   W   YES

ULTRA CLEAN HOLDINGS, INC.

   UCTT   90385V107   6/4/2015   Election of Directors   EMILY MADDOX LIGGETT   Management   For   For   W   YES

ULTRA CLEAN HOLDINGS, INC.

   UCTT   90385V107   6/4/2015   Election of Directors   BARBARA V. SCHERER   Management   For   For   W   YES

ULTRA CLEAN HOLDINGS, INC.

   UCTT   90385V107   6/4/2015   Election of Directors   THOMAS T. EDMAN   Management   For   For   W   YES

ULTRA CLEAN HOLDINGS, INC.

   UCTT   90385V107   6/4/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

ULTRA CLEAN HOLDINGS, INC.

   UCTT   90385V107   6/4/2015   14A Executive Compensation     Management   For   For   W   YES

GLU MOBILE INC.

   GLUU   379890106   6/4/2015   Election of Directors   LORNE ABONY   Management   For   For   W   YES

GLU MOBILE INC.

   GLUU   379890106   6/4/2015   Election of Directors   ERIC R. BALL   Management   For   For   W   YES

GLU MOBILE INC.

   GLUU   379890106   6/4/2015   Election of Directors   ANN MATHER   Management   For   For   W   YES

GLU MOBILE INC.

   GLUU   379890106   6/4/2015   Amend Stock Compensation Plan     Management   For   For   W   YES

GLU MOBILE INC.

   GLUU   379890106   6/4/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

GTT COMMUNICATIONS INC

   GTT   362393100   6/4/2015   Election of Directors   RICHARD D. CALDER, JR.   Management   For   For   W   YES

GTT COMMUNICATIONS INC

   GTT   362393100   6/4/2015   Election of Directors   H. BRIAN THOMPSON   Management   For   For   W   YES

GTT COMMUNICATIONS INC

   GTT   362393100   6/4/2015   Election of Directors   S. JOSEPH BRUNO   Management   For   For   W   YES

GTT COMMUNICATIONS INC

   GTT   362393100   6/4/2015   Election of Directors   RHODRIC C. HACKMAN   Management   For   For   W   YES

GTT COMMUNICATIONS INC

   GTT   362393100   6/4/2015   Election of Directors   HOWARD E. JANZEN   Management   For   For   W   YES

GTT COMMUNICATIONS INC

   GTT   362393100   6/4/2015   Election of Directors   MORGAN E. O’BRIEN   Management   For   For   W   YES

GTT COMMUNICATIONS INC

   GTT   362393100   6/4/2015   Election of Directors   THEODORE B. SMITH, III   Management   For   For   W   YES

GTT COMMUNICATIONS INC

   GTT   362393100   6/4/2015   14A Executive Compensation     Management   For   For   W   YES

GTT COMMUNICATIONS INC

   GTT   362393100   6/4/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

GTT COMMUNICATIONS INC

   GTT   362393100   6/4/2015   Approve Stock Compensation Plan     Management   For   For   W   YES

KIRKLAND’S, INC.

   KIRK   497498105   6/4/2015   Election of Directors   STEVEN J. COLLINS   Management   For   For   W   YES

KIRKLAND’S, INC.

   KIRK   497498105   6/4/2015   Election of Directors   R. WILSON ORR, III   Management   For   For   W   YES

KIRKLAND’S, INC.

   KIRK   497498105   6/4/2015   Election of Directors   MILES T. KIRKLAND   Management   For   For   W   YES

KIRKLAND’S, INC.

   KIRK   497498105   6/4/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

KIRKLAND’S, INC.

   KIRK   497498105   6/4/2015   14A Executive Compensation     Management   For   For   W   YES

KIRKLAND’S, INC.

   KIRK   497498105   6/4/2015   Amend Articles-Board Related     Management   For   For   W   YES

RETROPHIN, INC.

   RTRX   761299106   6/8/2015   Election of Directors   STEPHEN ASELAGE   Management   For   For   W   YES

RETROPHIN, INC.

   RTRX   761299106   6/8/2015   Election of Directors   TIM COUGHLIN   Management   For   For   W   YES

RETROPHIN, INC.

   RTRX   761299106   6/8/2015   Election of Directors   CORNELIUS E. GOLDING   Management   For   For   W   YES

RETROPHIN, INC.

   RTRX   761299106   6/8/2015   Election of Directors   JOHN KOZARICH   Management   For   For   W   YES

RETROPHIN, INC.

   RTRX   761299106   6/8/2015   Election of Directors   GARY LYONS   Management   For   For   W   YES

RETROPHIN, INC.

   RTRX   761299106   6/8/2015   Election of Directors   JEFFREY MECKLER   Management   For   For   W   YES

RETROPHIN, INC.

   RTRX   761299106   6/8/2015   Approve Stock Compensation Plan     Management   For   For   W   YES

RETROPHIN, INC.

   RTRX   761299106   6/8/2015   14A Executive Compensation     Management   For   For   W   YES

RETROPHIN, INC.

   RTRX   761299106   6/8/2015   Approve Charter Amendment     Management   For   For   W   YES

RETROPHIN, INC.

   RTRX   761299106   6/8/2015   Stock Issuance     Management   For   For   W   YES

RETROPHIN, INC.

   RTRX   761299106   6/8/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

RETROPHIN, INC.

   RTRX   761299106   6/8/2015   Approve Charter Amendment     Management   For   For   W   YES

CARA THERAPEUTICS, INC.

   CARA   140755109   6/8/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

CARA THERAPEUTICS, INC.

   CARA   140755109   6/8/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

SYNERGY PHARMACEUTICALS INC

   SGYP   871639308   6/8/2015   Election of Directors   GARY S. JACOB   Management   For   For   W   YES

SYNERGY PHARMACEUTICALS INC

   SGYP   871639308   6/8/2015   Election of Directors   MELVIN K. SPIGELMAN   Management   For   For   W   YES

SYNERGY PHARMACEUTICALS INC

   SGYP   871639308   6/8/2015   Election of Directors   JOHN P. BRANCACCIO   Management   For   For   W   YES

SYNERGY PHARMACEUTICALS INC

   SGYP   871639308   6/8/2015   Election of Directors   THOMAS H. ADAMS   Management   For   For   W   YES

SYNERGY PHARMACEUTICALS INC

   SGYP   871639308   6/8/2015   Election of Directors   CHRISTOPHER MCGUIGAN   Management   For   For   W   YES

SYNERGY PHARMACEUTICALS INC

   SGYP   871639308   6/8/2015   Election of Directors   ALAN F. JOSLYN   Management   For   For   W   YES

SYNERGY PHARMACEUTICALS INC

   SGYP   871639308   6/8/2015   Authorize Common Stock Increase     Management   For   For   W   YES

SYNERGY PHARMACEUTICALS INC

   SGYP   871639308   6/8/2015   Amend Stock Compensation Plan     Management   For   For   W   YES

SYNERGY PHARMACEUTICALS INC

   SGYP   871639308   6/8/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

Company Name

   Primary
Ticker
Symbol		   Security
ID		   Meeting
Date		  

Proposal Short Text

  

Director Name

   Committee
Name		   Management
Recom.
Vote		   Vote
Cast		   With or
Against
Manag.		   Ballot
Voted

Q2 HOLDINGS INC

   QTWO   74736L109   6/9/2015   Election of Directors   MICHAEL M. BROWN   Management   For   For   W   YES

Q2 HOLDINGS INC

   QTWO   74736L109   6/9/2015   Election of Directors   JEFFREY T. DIEHL   Management   For   For   W   YES

Q2 HOLDINGS INC

   QTWO   74736L109   6/9/2015   Election of Directors   MATTHEW P. FLAKE   Management   For   For   W   YES

Q2 HOLDINGS INC

   QTWO   74736L109   6/9/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

OXFORD IMMUNOTEC GLOBAL PLC

   OXFD   G6855A103   6/9/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

OXFORD IMMUNOTEC GLOBAL PLC

   OXFD   G6855A103   6/9/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

OXFORD IMMUNOTEC GLOBAL PLC

   OXFD   G6855A103   6/9/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

OXFORD IMMUNOTEC GLOBAL PLC

   OXFD   G6855A103   6/9/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

OXFORD IMMUNOTEC GLOBAL PLC

   OXFD   G6855A103   6/9/2015   Approve Remuneration of Directors and Auditors     Management   For   For   W   YES

OXFORD IMMUNOTEC GLOBAL PLC

   OXFD   G6855A103   6/9/2015   Receive Consolidated Financial Statements     Management   For   For   W   YES

OXFORD IMMUNOTEC GLOBAL PLC

   OXFD   G6855A103   6/9/2015   14A Executive Compensation     Management   For   For   W   YES

INCONTACT INC

   SAAS   45336E109   6/10/2015   Election of Directors   THEODORE STERN   Management   For   For   W   YES

INCONTACT INC

   SAAS   45336E109   6/10/2015   Election of Directors   PAUL JARMAN   Management   For   For   W   YES

INCONTACT INC

   SAAS   45336E109   6/10/2015   Election of Directors   STEVE BARNETT   Management   For   For   W   YES

INCONTACT INC

   SAAS   45336E109   6/10/2015   Election of Directors   MARK J. EMKJER   Management   For   For   W   YES

INCONTACT INC

   SAAS   45336E109   6/10/2015   Election of Directors   BLAKE O. FISHER, JR.   Management   For   For   W   YES

INCONTACT INC

   SAAS   45336E109   6/10/2015   Election of Directors   PAUL F. KOEPPE   Management   For   For   W   YES

INCONTACT INC

   SAAS   45336E109   6/10/2015   Election of Directors   HAMID AKHAVAN   Management   For   For   W   YES

INCONTACT INC

   SAAS   45336E109   6/10/2015   Amend Stock Compensation Plan     Management   For   For   W   YES

INCONTACT INC

   SAAS   45336E109   6/10/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

CALLIDUS SOFTWARE INC.

   CALD   13123E500   6/10/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

CALLIDUS SOFTWARE INC.

   CALD   13123E500   6/10/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

CALLIDUS SOFTWARE INC.

   CALD   13123E500   6/10/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

CALLIDUS SOFTWARE INC.

   CALD   13123E500   6/10/2015   Amend Stock Compensation Plan     Management   For   For   W   YES

CALLIDUS SOFTWARE INC.

   CALD   13123E500   6/10/2015   14A Executive Compensation     Management   For   For   W   YES

CALLIDUS SOFTWARE INC.

   CALD   13123E500   6/10/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

RUCKUS WIRELESS, INC.

   RKUS   781220108   6/10/2015   Election of Directors   SELINA Y. LO   Management   For   For   W   YES

RUCKUS WIRELESS, INC.

   RKUS   781220108   6/10/2015   Election of Directors   STEWART GRIERSON   Management   For   For   W   YES

RUCKUS WIRELESS, INC.

   RKUS   781220108   6/10/2015   14A Executive Compensation     Management   For   For   W   YES

RUCKUS WIRELESS, INC.

   RKUS   781220108   6/10/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

DAVE & BUSTER’S ENTERTAINMENT, INC.

   PLAY   238337109   6/11/2015   Election of Directors   J. TAYLOR CRANDALL   Management   For   For   W   YES

DAVE & BUSTER’S ENTERTAINMENT, INC.

   PLAY   238337109   6/11/2015   Election of Directors   MICHAEL J. GRIFFITH   Management   For   For   W   YES

DAVE & BUSTER’S ENTERTAINMENT, INC.

   PLAY   238337109   6/11/2015   Election of Directors   JONATHAN S. HALKYARD   Management   For   For   W   YES

DAVE & BUSTER’S ENTERTAINMENT, INC.

   PLAY   238337109   6/11/2015   Election of Directors   DAVID A. JONES   Management   For   For   W   YES

DAVE & BUSTER’S ENTERTAINMENT, INC.

   PLAY   238337109   6/11/2015   Election of Directors   STEPHEN M. KING   Management   For   For   W   YES

DAVE & BUSTER’S ENTERTAINMENT, INC.

   PLAY   238337109   6/11/2015   Election of Directors   ALAN J. LACY   Management   For   For   W   YES

DAVE & BUSTER’S ENTERTAINMENT, INC.

   PLAY   238337109   6/11/2015   Election of Directors   KEVIN M. MAILENDER   Management   For   For   W   YES

DAVE & BUSTER’S ENTERTAINMENT, INC.

   PLAY   238337109   6/11/2015   Election of Directors   PATRICIA H. MUELLER   Management   For   For   W   YES

DAVE & BUSTER’S ENTERTAINMENT, INC.

   PLAY   238337109   6/11/2015   Election of Directors   KEVIN M. SHEEHAN   Management   For   For   W   YES

DAVE & BUSTER’S ENTERTAINMENT, INC.

   PLAY   238337109   6/11/2015   Election of Directors   TYLER J. WOLFRAM   Management   For   For   W   YES

DAVE & BUSTER’S ENTERTAINMENT, INC.

   PLAY   238337109   6/11/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

ARDELYX, INC

   ARDX   39697107   6/11/2015   Election of Directors   DR. ANNALISA JENKINS   Management   For   For   W   YES

ARDELYX, INC

   ARDX   39697107   6/11/2015   Election of Directors   DR. PETER SCHULTZ   Management   For   For   W   YES

ARDELYX, INC

   ARDX   39697107   6/11/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

CONCERT PHARMACEUTICALS, INC.

   CNCE   206022105   6/11/2015   Election of Directors   PETER BARTON HUTT   Management   For   For   W   YES

CONCERT PHARMACEUTICALS, INC.

   CNCE   206022105   6/11/2015   Election of Directors   WILFRED E. JAEGER   Management   For   For   W   YES

CONCERT PHARMACEUTICALS, INC.

   CNCE   206022105   6/11/2015   Election of Directors   ROGER D. TUNG   Management   For   For   W   YES

CONCERT PHARMACEUTICALS, INC.

   CNCE   206022105   6/11/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

Company Name

   Primary
Ticker
Symbol		   Security
ID		   Meeting
Date		  

Proposal Short Text

  

Director Name

   Committee
Name		   Management
Recom.
Vote		   Vote
Cast		   With or
Against
Manag.		   Ballot
Voted

BOINGO WIRELESS, INC.

   WIFI   09739C102   6/12/2015   Election of Directors   DAVID HAGAN   Management   For   For   W   YES

BOINGO WIRELESS, INC.

   WIFI   09739C102   6/12/2015   Election of Directors   LANCE ROSENZWEIG   Management   For   For   W   YES

BOINGO WIRELESS, INC.

   WIFI   09739C102   6/12/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

BOINGO WIRELESS, INC.

   WIFI   09739C102   6/12/2015   14A Executive Compensation     Management   For   For   W   YES

BOINGO WIRELESS, INC.

   WIFI   09739C102   6/12/2015   Amend Stock Compensation Plan     Management   For   For   W   YES

ACTUA CORPORATION

   ACTA   5094107   6/12/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

ACTUA CORPORATION

   ACTA   5094107   6/12/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

ACTUA CORPORATION

   ACTA   5094107   6/12/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

ACTUA CORPORATION

   ACTA   5094107   6/12/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

ACTUA CORPORATION

   ACTA   5094107   6/12/2015   14A Executive Compensation     Management   For   For   W   YES

KORNIT DIGITAL LTD.

   KRNT   M6372Q113   6/15/2015   Election of Directors (Full Slate)     Management   For   For   W   YES

KORNIT DIGITAL LTD.

   KRNT   M6372Q113   6/15/2015   Election of Directors (Full Slate)     Management   For   For   W   YES

K2M GROUP HOLDINGS INC.

   KTWO   48273J107   6/16/2015   Election of Directors   PAUL QUEALLY   Management   For   For   W   YES

K2M GROUP HOLDINGS INC.

   KTWO   48273J107   6/16/2015   Election of Directors   RAYMOND RANELLI   Management   For   For   W   YES

K2M GROUP HOLDINGS INC.

   KTWO   48273J107   6/16/2015   Election of Directors   ERIC D. MAJOR   Management   For   For   W   YES

K2M GROUP HOLDINGS INC.

   KTWO   48273J107   6/16/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

INTRA-CELLULAR THERAPIES INC

   ITCI   46116X101   6/16/2015   Election of Directors   CHRISTOPHER ALAFI, PH.D   Management   For   For   W   YES

INTRA-CELLULAR THERAPIES INC

   ITCI   46116X101   6/16/2015   Election of Directors   JOEL S. MARCUS   Management   For   For   W   YES

INTRA-CELLULAR THERAPIES INC

   ITCI   46116X101   6/16/2015   Amend Stock Compensation Plan     Management   For   For   W   YES

INTRA-CELLULAR THERAPIES INC

   ITCI   46116X101   6/16/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

ARGOS THERAPEUTICS INC

   ARGS   40221103   6/17/2015   Election of Directors   BRIAN J. UNDERDOWN PH.D   Management   For   For   W   YES

ARGOS THERAPEUTICS INC

   ARGS   40221103   6/17/2015   Election of Directors   S. VAN DEVENTER MD PH.D   Management   For   For   W   YES

ARGOS THERAPEUTICS INC

   ARGS   40221103   6/17/2015   Election of Directors   ALEXEY VINOGRADOV, PH.D   Management   For   For   W   YES

ARGOS THERAPEUTICS INC

   ARGS   40221103   6/17/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

EVINE LIVE INC.

   EVLV   300487105   6/17/2015   Election of Directors   THOMAS D. BEERS   Management   For   For   W   YES

EVINE LIVE INC.

   EVLV   300487105   6/17/2015   Election of Directors   MARK C. BOZEK   Management   For   For   W   YES

EVINE LIVE INC.

   EVLV   300487105   6/17/2015   Election of Directors   JOHN D. BUCK   Management   For   For   W   YES

EVINE LIVE INC.

   EVLV   300487105   6/17/2015   Election of Directors   RONALD L. FRASCH   Management   For   For   W   YES

EVINE LIVE INC.

   EVLV   300487105   6/17/2015   Election of Directors   LANDEL C. HOBBS   Management   For   For   W   YES

EVINE LIVE INC.

   EVLV   300487105   6/17/2015   Election of Directors   LOWELL W. ROBINSON   Management   For   For   W   YES

EVINE LIVE INC.

   EVLV   300487105   6/17/2015   Election of Directors   BOB ROSENBLATT   Management   For   For   W   YES

EVINE LIVE INC.

   EVLV   300487105   6/17/2015   Election of Directors   FRED R. SIEGEL   Management   For   For   W   YES

EVINE LIVE INC.

   EVLV   300487105   6/17/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

EVINE LIVE INC.

   EVLV   300487105   6/17/2015   14A Executive Compensation     Management   For   For   W   YES

PERNIX THERAPEUTICS HOLDINGS, INC.

   PTX   71426V108   6/18/2015   Election of Directors   DOUG DRYSDALE   Management   For   For   W   YES

PERNIX THERAPEUTICS HOLDINGS, INC.

   PTX   71426V108   6/18/2015   Election of Directors   STEVEN ELMS   Management   For   For   W   YES

PERNIX THERAPEUTICS HOLDINGS, INC.

   PTX   71426V108   6/18/2015   Election of Directors   TASOS G. KONIDARIS   Management   For   For   W   YES

PERNIX THERAPEUTICS HOLDINGS, INC.

   PTX   71426V108   6/18/2015   Election of Directors   JOHN A. SEDOR   Management   For   For   W   YES

PERNIX THERAPEUTICS HOLDINGS, INC.

   PTX   71426V108   6/18/2015   Increase Share Capital     Management   For   For   W   YES

PERNIX THERAPEUTICS HOLDINGS, INC.

   PTX   71426V108   6/18/2015   Approve Stock Compensation Plan     Management   For   For   W   YES

PERNIX THERAPEUTICS HOLDINGS, INC.

   PTX   71426V108   6/18/2015   14A Executive Compensation     Management   For   For   W   YES

PERNIX THERAPEUTICS HOLDINGS, INC.

   PTX   71426V108   6/18/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

ZS PHARMA INC.

   ZSPH   98979G105   6/18/2015   Election of Directors   MARTIN BABLER   Management   For   For   W   YES

ZS PHARMA INC.

   ZSPH   98979G105   6/18/2015   Election of Directors   KIM POPOVITS   Management   For   For   W   YES

ZS PHARMA INC.

   ZSPH   98979G105   6/18/2015   Adopt Employee Stock Purchase Plan     Management   For   For   W   YES

ZS PHARMA INC.

   ZSPH   98979G105   6/18/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

TUBEMOGUL INC.,

   TUBE   898570106   6/18/2015   Election of Directors   BRETT WILSON   Management   For   For   W   YES

TUBEMOGUL INC.,

   TUBE   898570106   6/18/2015   Election of Directors   ASHU GARG   Management   For   For   W   YES

TUBEMOGUL INC.,

   TUBE   898570106   6/18/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

TECHTARGET, INC.

   TTGT   87874R100   6/19/2015   Election of Directors   ROBERT D. BURKE   Management   For   For   W   YES

TECHTARGET, INC.

   TTGT   87874R100   6/19/2015   Election of Directors   BRUCE LEVENSON   Management   For   For   W   YES

TECHTARGET, INC.

   TTGT   87874R100   6/19/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

Company Name

   Primary
Ticker
Symbol		   Security
ID		   Meeting
Date		  

Proposal Short Text

  

Director Name

   Committee
Name		   Management
Recom.
Vote		   Vote
Cast		   With or
Against
Manag.		   Ballot
Voted

TEARLAB CORPORATION

   TEAR   878193101   6/19/2015   Election of Directors   ELIAS VAMVAKAS   Management   For   For   W   YES

TEARLAB CORPORATION

   TEAR   878193101   6/19/2015   Election of Directors   ANTHONY E. ALTIG   Management   For   For   W   YES

TEARLAB CORPORATION

   TEAR   878193101   6/19/2015   Election of Directors   THOMAS N. DAVIDSON, JR.   Management   For   For   W   YES

TEARLAB CORPORATION

   TEAR   878193101   6/19/2015   Election of Directors   ADRIENNE L. GRAVES   Management   For   For   W   YES

TEARLAB CORPORATION

   TEAR   878193101   6/19/2015   Election of Directors   PAUL M. KARPECKI   Management   For   For   W   YES

TEARLAB CORPORATION

   TEAR   878193101   6/19/2015   Election of Directors   RICHARD L. LINDSTROM   Management   For   For   W   YES

TEARLAB CORPORATION

   TEAR   878193101   6/19/2015   Election of Directors   DONALD E. RINDELL   Management   For   For   W   YES

TEARLAB CORPORATION

   TEAR   878193101   6/19/2015   Election of Directors   BROCK J. WRIGHT   Management   For   For   W   YES

TEARLAB CORPORATION

   TEAR   878193101   6/19/2015   Amend Stock Compensation Plan     Management   For   For   W   YES

TEARLAB CORPORATION

   TEAR   878193101   6/19/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

TEARLAB CORPORATION

   TEAR   878193101   6/19/2015   14A Executive Compensation     Management   For   For   W   YES

HABIT RESTAURANTS INC

   HABT   40449J103   6/23/2015   Election of Directors   IRA FILS   Management   For   For   W   YES

HABIT RESTAURANTS INC

   HABT   40449J103   6/23/2015   Election of Directors   CHRISTOPHER REILLY   Management   For   For   W   YES

HABIT RESTAURANTS INC

   HABT   40449J103   6/23/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

SPORTSMAN’S WAREHOUSE HOLDINGS, INC.

   SPWH   84920Y106   6/24/2015   Election of Directors   CHRISTOPHER EASTLAND   Management   For   For   W   YES

SPORTSMAN’S WAREHOUSE HOLDINGS, INC.

   SPWH   84920Y106   6/24/2015   Election of Directors   JOSEPH P. SCHNEIDER   Management   For   For   W   YES

SPORTSMAN’S WAREHOUSE HOLDINGS, INC.

   SPWH   84920Y106   6/24/2015   Adopt Employee Stock Purchase Plan     Management   For   For   W   YES

SPORTSMAN’S WAREHOUSE HOLDINGS, INC.

   SPWH   84920Y106   6/24/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

MOVADO GROUP, INC.

   MOV   624580106   6/25/2015   Election of Directors   MARGARET HAYES ADAME   Management   For   For   W   YES

MOVADO GROUP, INC.

   MOV   624580106   6/25/2015   Election of Directors   PETER A. BRIDGMAN   Management   For   For   W   YES

MOVADO GROUP, INC.

   MOV   624580106   6/25/2015   Election of Directors   RICHARD COTE   Management   For   For   W   YES

MOVADO GROUP, INC.

   MOV   624580106   6/25/2015   Election of Directors   ALEX GRINBERG   Management   For   For   W   YES

MOVADO GROUP, INC.

   MOV   624580106   6/25/2015   Election of Directors   EFRAIM GRINBERG   Management   For   For   W   YES

MOVADO GROUP, INC.

   MOV   624580106   6/25/2015   Election of Directors   ALAN H. HOWARD   Management   For   For   W   YES

MOVADO GROUP, INC.

   MOV   624580106   6/25/2015   Election of Directors   RICHARD ISSERMAN   Management   For   For   W   YES

MOVADO GROUP, INC.

   MOV   624580106   6/25/2015   Election of Directors   NATHAN LEVENTHAL   Management   For   For   W   YES

MOVADO GROUP, INC.

   MOV   624580106   6/25/2015   Election of Directors   MAURICE REZNIK   Management   For   For   W   YES

MOVADO GROUP, INC.

   MOV   624580106   6/25/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

MOVADO GROUP, INC.

   MOV   624580106   6/25/2015   14A Executive Compensation     Management   For   For   W   YES

CHRISTOPHER & BANKS CORPORATION

   CBK   171046105   6/25/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

CHRISTOPHER & BANKS CORPORATION

   CBK   171046105   6/25/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

CHRISTOPHER & BANKS CORPORATION

   CBK   171046105   6/25/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

CHRISTOPHER & BANKS CORPORATION

   CBK   171046105   6/25/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

CHRISTOPHER & BANKS CORPORATION

   CBK   171046105   6/25/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

CHRISTOPHER & BANKS CORPORATION

   CBK   171046105   6/25/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

CHRISTOPHER & BANKS CORPORATION

   CBK   171046105   6/25/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

CHRISTOPHER & BANKS CORPORATION

   CBK   171046105   6/25/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

CHRISTOPHER & BANKS CORPORATION

   CBK   171046105   6/25/2015   Election of Directors (Majority Voting)     Management   For   For   W   YES

CHRISTOPHER & BANKS CORPORATION

   CBK   171046105   6/25/2015   14A Executive Compensation     Management   For   For   W   YES

CHRISTOPHER & BANKS CORPORATION

   CBK   171046105   6/25/2015   Ratify Appointment of Independent Auditors     Management   For   For   W   YES

LEVY ACQUISITION CORP.

   TACO   52748T104   6/30/2015   Approve Merger Agreement     Management   For   For   W   YES

LEVY ACQUISITION CORP.

   TACO   52748T104   6/30/2015   Miscellaneous Corporate Actions     Management   None   For   N/A   YES

LEVY ACQUISITION CORP.

   TACO   52748T104   6/30/2015   Miscellaneous Corporate Actions     Management   None   For   N/A   YES

LEVY ACQUISITION CORP.

   TACO   52748T104   6/30/2015   Approve Company Name Change     Management   For   For   W   YES

LEVY ACQUISITION CORP.

   TACO   52748T104   6/30/2015   Approve Reincorporation     Management   For   For   W   YES

LEVY ACQUISITION CORP.

   TACO   52748T104   6/30/2015   Limit/Eliminate Written Consent     Management   For   For   W   YES

LEVY ACQUISITION CORP.

   TACO   52748T104   6/30/2015   Election of Directors     Management   For   For   W   YES

LEVY ACQUISITION CORP.

   TACO   52748T104   6/30/2015   Approve Stock Compensation Plan     Management   For   For   W   YES

LEVY ACQUISITION CORP.

   TACO   52748T104   6/30/2015   Approve Motion to Adjourn Meeting     Management   For   For   W   YES

Account Group Name

   Meeting
Type		   Record
Date		   Country
Name		   ISIN   Control
Number		   Proposal
Category		   Proposal
Number		   Director
Number		  

Account Name

   Voted
Shares		   Shares
ABSTAIN /
WITHHOLD		   Shares
AGAINST		   Shares
FOR

Wall Street Client Accounts

   Annual   5/19/2014   United
States		   US89600B2016   603976482304   10100   1   1   IVY VIP MICROCAP GROWTH #445   43200   0   0   43200

Wall Street Client Accounts

   Annual   5/19/2014   United
States		   US89600B2016   603976482304   10100   1   2   IVY VIP MICROCAP GROWTH #445   43200   0   0   43200

Wall Street Client Accounts

   Annual   5/19/2014   United
States		   US89600B2016   603976482304   10100   1   3   IVY VIP MICROCAP GROWTH #445   43200   0   0   43200

Wall Street Client Accounts

   Annual   5/19/2014   United
States		   US89600B2016   603976482304   10100   1   4   IVY VIP MICROCAP GROWTH #445   43200   0   0   43200

Wall Street Client Accounts

   Annual   5/19/2014   United
States		   US89600B2016   603976482304   10100   1   5   IVY VIP MICROCAP GROWTH #445   43200   0   0   43200

Wall Street Client Accounts

   Annual   5/19/2014   United
States		   US89600B2016   603976482304   10100   1   6   IVY VIP MICROCAP GROWTH #445   43200   0   0   43200

Wall Street Client Accounts

   Annual   5/19/2014   United
States		   US89600B2016   603976482304   10200   2     IVY VIP MICROCAP GROWTH #445   43200   0   0   43200

Wall Street Client Accounts

   Annual   5/19/2014   United
States		   US89600B2016   603976482304   29101   3     IVY VIP MICROCAP GROWTH #445   43200   0   0   43200

Wall Street Client Accounts

   Annual   6/3/2014   United
States		   US1716041017   605954336285   10100   1   1   IVY VIP MICROCAP GROWTH #445   22900   0   0   22900

Wall Street Client Accounts

   Annual   6/3/2014   United
States		   US1716041017   605954336285   10100   1   2   IVY VIP MICROCAP GROWTH #445   22900   0   0   22900

Wall Street Client Accounts

   Annual   6/3/2014   United
States		   US1716041017   605954336285   10200   2     IVY VIP MICROCAP GROWTH #445   22900   0   0   22900

Wall Street Client Accounts

   Annual   6/12/2014   United
States		   US6862751087   705155360911   10100   1   1   IVY VIP MICROCAP GROWTH #445   84600   0   0   84600

Wall Street Client Accounts

   Annual   6/12/2014   United
States		   US6862751087   705155360911   10100   1   2   IVY VIP MICROCAP GROWTH #445   84600   0   0   84600

Wall Street Client Accounts

   Annual   6/12/2014   United
States		   US6862751087   705155360911   10100   1   3   IVY VIP MICROCAP GROWTH #445   84600   0   0   84600

Wall Street Client Accounts

   Annual   6/12/2014   United
States		   US6862751087   705155360911   10100   1   4   IVY VIP MICROCAP GROWTH #445   84600   0   0   84600

Wall Street Client Accounts

   Annual   6/12/2014   United
States		   US6862751087   705155360911   29440   2     IVY VIP MICROCAP GROWTH #445   84600   0   0   84600

Wall Street Client Accounts

   Annual   6/12/2014   United
States		   US6862751087   705155360911   10200   3     IVY VIP MICROCAP GROWTH #445   84600   0   0   84600

Wall Street Client Accounts

   Annual   6/10/2014   United
States		   US0396701049   420234718586   10100   1   1   IVY VIP MICROCAP GROWTH #445   20900   0   0   20900

Wall Street Client Accounts

   Annual   6/10/2014   United
States		   US0396701049   420234718586   10100   1   2   IVY VIP MICROCAP GROWTH #445   20900   0   0   20900

Wall Street Client Accounts

   Annual   6/10/2014   United
States		   US0396701049   420234718586   10100   1   3   IVY VIP MICROCAP GROWTH #445   20900   0   0   20900

Wall Street Client Accounts

   Annual   6/10/2014   United
States		   US0396701049   420234718586   11004   2     IVY VIP MICROCAP GROWTH #445   20900   0   0   20900

Wall Street Client Accounts

   Annual   6/10/2014   United
States		   US0396701049   420234718586   10200   3     IVY VIP MICROCAP GROWTH #445   20900   0   0   20900

Wall Street Client Accounts

   Annual   6/10/2014   United
States		   US0396701049   420234718586   29440   4     IVY VIP MICROCAP GROWTH #445   20900   0   0   20900

Wall Street Client Accounts

   Annual   6/17/2014   United
States		   US7601741025   819988813909   10100   1   1   IVY VIP MICROCAP GROWTH #445   22600   0   0   22600

Wall Street Client Accounts

   Annual   6/17/2014   United
States		   US7601741025   819988813909   10100   1   2   IVY VIP MICROCAP GROWTH #445   22600   0   0   22600

Wall Street Client Accounts

   Annual   6/17/2014   United
States		   US7601741025   819988813909   10100   1   3   IVY VIP MICROCAP GROWTH #445   22600   0   0   22600

Wall Street Client Accounts

   Annual   6/17/2014   United
States		   US7601741025   819988813909   10100   1   4   IVY VIP MICROCAP GROWTH #445   22600   0   0   22600

Wall Street Client Accounts

   Annual   6/17/2014   United
States		   US7601741025   819988813909   10100   1   5   IVY VIP MICROCAP GROWTH #445   22600   0   0   22600

Wall Street Client Accounts

   Annual   6/17/2014   United
States		   US7601741025   819988813909   10100   1   6   IVY VIP MICROCAP GROWTH #445   22600   0   0   22600

Wall Street Client Accounts

   Annual   6/17/2014   United
States		   US7601741025   819988813909   10100   1   7   IVY VIP MICROCAP GROWTH #445   22600   0   0   22600

Wall Street Client Accounts

   Annual   6/17/2014   United
States		   US7601741025   819988813909   10100   1   8   IVY VIP MICROCAP GROWTH #445   22600   0   0   22600

Wall Street Client Accounts

   Annual   6/17/2014   United
States		   US7601741025   819988813909   10200   2     IVY VIP MICROCAP GROWTH #445   22600   0   0   22600

Wall Street Client Accounts

   Annual   6/17/2014   United
States		   US7601741025   819988813909   40101   3     IVY VIP MICROCAP GROWTH #445   22600   0   0   22600

Wall Street Client Accounts

   Annual   6/17/2014   United
States		   US7601741025   819988813909   20802   4     IVY VIP MICROCAP GROWTH #445   22600   0   0   22600

Wall Street Client Accounts

   Annual   6/17/2014   United
States		   US7601741025   819988813909   29440   5     IVY VIP MICROCAP GROWTH #445   22600   0   0   22600

Wall Street Client Accounts

   Annual   7/28/2014   United
States		   US4583341098   823209368586   10100   1   1   IVY VIP MICROCAP GROWTH #445   27100   0   0   27100

Wall Street Client Accounts

   Annual   7/28/2014   United
States		   US4583341098   823209368586   10100   1   2   IVY VIP MICROCAP GROWTH #445   27100   0   0   27100

Wall Street Client Accounts

   Annual   7/28/2014   United
States		   US4583341098   823209368586   10100   1   3   IVY VIP MICROCAP GROWTH #445   27100   0   0   27100

Wall Street Client Accounts

   Annual   7/28/2014   United
States		   US4583341098   823209368586   10100   1   4   IVY VIP MICROCAP GROWTH #445   27100   0   0   27100

Wall Street Client Accounts

   Annual   7/28/2014   United
States		   US4583341098   823209368586   10100   1   5   IVY VIP MICROCAP GROWTH #445   27100   0   0   27100

Wall Street Client Accounts

   Annual   7/28/2014   United
States		   US4583341098   823209368586   10100   1   6   IVY VIP MICROCAP GROWTH #445   27100   0   0   27100

Wall Street Client Accounts

   Annual   7/28/2014   United
States		   US4583341098   823209368586   10100   1   7   IVY VIP MICROCAP GROWTH #445   27100   0   0   27100

Wall Street Client Accounts

   Annual   7/28/2014   United
States		   US4583341098   823209368586   10100   1   8   IVY VIP MICROCAP GROWTH #445   27100   0   0   27100

Wall Street Client Accounts

   Annual   7/28/2014   United
States		   US4583341098   823209368586   10100   1   9   IVY VIP MICROCAP GROWTH #445   27100   0   0   27100

Wall Street Client Accounts

   Annual   7/28/2014   United
States		   US4583341098   823209368586   29440   2     IVY VIP MICROCAP GROWTH #445   27100   0   0   27100

Account Group Name

   Meeting
Type		   Record
Date		   Country
Name		   ISIN   Control
Number		   Proposal
Category		   Proposal
Number		   Director
Number		  

Account Name

   Voted
Shares		   Shares
ABSTAIN /
WITHHOLD		   Shares
AGAINST		   Shares
FOR

Wall Street Client Accounts

   Annual   7/14/2014   United
States		   US92827P1021   312577655481   10100   1   1   IVY VIP MICROCAP GROWTH #445   20400   0   0   20400

Wall Street Client Accounts

   Annual   7/14/2014   United
States		   US92827P1021   312577655481   10100   1   2   IVY VIP MICROCAP GROWTH #445   20400   0   0   20400

Wall Street Client Accounts

   Annual   7/14/2014   United
States		   US92827P1021   312577655481   10100   1   3   IVY VIP MICROCAP GROWTH #445   20400   0   0   20400

Wall Street Client Accounts

   Annual   7/14/2014   United
States		   US92827P1021   312577655481   10200   2     IVY VIP MICROCAP GROWTH #445   20400   0   0   20400

Wall Street Client Accounts

   Annual   7/14/2014   United
States		   US92827P1021   312577655481   29440   3     IVY VIP MICROCAP GROWTH #445   20400   0   0   20400

Wall Street Client Accounts

   Annual   7/21/2014   United
States		   US3006451088   612462199152   10100   1   1   IVY VIP MICROCAP GROWTH #445   36700   0   0   36700

Wall Street Client Accounts

   Annual   7/21/2014   United
States		   US3006451088   612462199152   10100   1   2   IVY VIP MICROCAP GROWTH #445   36700   0   0   36700

Wall Street Client Accounts

   Annual   7/21/2014   United
States		   US3006451088   612462199152   10100   1   3   IVY VIP MICROCAP GROWTH #445   36700   0   0   36700

Wall Street Client Accounts

   Annual   7/21/2014   United
States		   US3006451088   612462199152   10100   1   4   IVY VIP MICROCAP GROWTH #445   36700   0   0   36700

Wall Street Client Accounts

   Annual   7/21/2014   United
States		   US3006451088   612462199152   10100   1   5   IVY VIP MICROCAP GROWTH #445   36700   0   0   36700

Wall Street Client Accounts

   Annual   7/21/2014   United
States		   US3006451088   612462199152   10100   1   6   IVY VIP MICROCAP GROWTH #445   36700   0   0   36700

Wall Street Client Accounts

   Annual   7/21/2014   United
States		   US3006451088   612462199152   10100   1   7   IVY VIP MICROCAP GROWTH #445   36700   0   0   36700

Wall Street Client Accounts

   Annual   7/21/2014   United
States		   US3006451088   612462199152   10200   2     IVY VIP MICROCAP GROWTH #445   36700   0   0   36700

Wall Street Client Accounts

   Annual   7/21/2014   United
States		   US3006451088   612462199152   29440   3     IVY VIP MICROCAP GROWTH #445   36700   0   0   36700

Wall Street Client Accounts

   Annual   7/21/2014   United
States		   US3006451088   612462199152   29101   4     IVY VIP MICROCAP GROWTH #445   36700   0   0   36700

Wall Street Client Accounts

   Special   1/13/2015   United
States		   US7612991064   6.54934652118591E+15   29301   1     IVY VIP MICROCAP GROWTH #445   44800   0   0   44800

Wall Street Client Accounts

   Annual   1/7/2015   United
States		   US29251M1062   1.01302927229664E+15   10100   1   1   IVY VIP MICROCAP GROWTH #445   27800   0   0   27800

Wall Street Client Accounts

   Annual   1/7/2015   United
States		   US29251M1062   1.01302927229664E+15   10100   1   2   IVY VIP MICROCAP GROWTH #445   27800   0   0   27800

Wall Street Client Accounts

   Annual   1/7/2015   United
States		   US29251M1062   1.01302927229664E+15   10200   2     IVY VIP MICROCAP GROWTH #445   27800   0   0   27800

Wall Street Client Accounts

   Annual   1/13/2015   United
States		   US6288522047   6.94964652709526E+15   10113   1     IVY VIP MICROCAP GROWTH #445   51100   0   0   51100

Wall Street Client Accounts

   Annual   1/13/2015   United
States		   US6288522047   6.94964652709526E+15   10113   2     IVY VIP MICROCAP GROWTH #445   51100   0   0   51100

Wall Street Client Accounts

   Annual   1/13/2015   United
States		   US6288522047   6.94964652709526E+15   10113   3     IVY VIP MICROCAP GROWTH #445   51100   0   0   51100

Wall Street Client Accounts

   Annual   1/13/2015   United
States		   US6288522047   6.94964652709526E+15   10200   4     IVY VIP MICROCAP GROWTH #445   51100   0   0   51100

Wall Street Client Accounts

   Annual   1/7/2015   United
States		   US63888U1088   4.13708179884928E+15   10100   1   1   IVY VIP MICROCAP GROWTH #445   35500   0   0   35500

Wall Street Client Accounts

   Annual   1/7/2015   United
States		   US63888U1088   4.13708179884928E+15   10100   1   2   IVY VIP MICROCAP GROWTH #445   35500   0   0   35500

Wall Street Client Accounts

   Annual   1/7/2015   United
States		   US63888U1088   4.13708179884928E+15   10100   1   3   IVY VIP MICROCAP GROWTH #445   35500   0   0   35500

Wall Street Client Accounts

   Annual   1/7/2015   United
States		   US63888U1088   4.13708179884928E+15   10200   2     IVY VIP MICROCAP GROWTH #445   35500   0   0   35500

Wall Street Client Accounts

   Annual   1/7/2015   United
States		   US63888U1088   4.13708179884928E+15   39902   3     IVY VIP MICROCAP GROWTH #445   35500   0   0   35500

Wall Street Client Accounts

   Annual   2/13/2015   United
States		   US00771V1089   5.7446491176e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   44900   0   0   44900

Wall Street Client Accounts

   Annual   2/13/2015   United
States		   US00771V1089   5.7446491176e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   44900   0   0   44900

Wall Street Client Accounts

   Annual   2/13/2015   United
States		   US00771V1089   5.7446491176e+015   29101   2     IVY VIP MICROCAP GROWTH #445   44900   0   0   44900

Wall Street Client Accounts

   Annual   2/13/2015   United
States		   US00771V1089   5.7446491176e+015   10200   3     IVY VIP MICROCAP GROWTH #445   44900   0   0   44900

Wall Street Client Accounts

   Annual   3/13/2015   United
States		   US63910B1026   9.8898555529e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   64200   0   0   64200

Wall Street Client Accounts

   Annual   3/13/2015   United
States		   US63910B1026   9.8898555529e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   64200   0   0   64200

Wall Street Client Accounts

   Annual   3/13/2015   United
States		   US63910B1026   9.8898555529e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   64200   0   0   64200

Wall Street Client Accounts

   Annual   3/13/2015   United
States		   US63910B1026   9.8898555529e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   64200   0   0   64200

Wall Street Client Accounts

   Annual   3/13/2015   United
States		   US63910B1026   9.8898555529e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   64200   0   0   64200

Wall Street Client Accounts

   Annual   3/13/2015   United
States		   US63910B1026   9.8898555529e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   64200   0   0   64200

Wall Street Client Accounts

   Annual   3/13/2015   United
States		   US63910B1026   9.8898555529e+015   29101   2     IVY VIP MICROCAP GROWTH #445   64200   0   0   64200

Wall Street Client Accounts

   Annual   3/13/2015   United
States		   US63910B1026   9.8898555529e+015   20801   3     IVY VIP MICROCAP GROWTH #445   64200   0   0   64200

Wall Street Client Accounts

   Annual   3/13/2015   United
States		   US63910B1026   9.8898555529e+015   29440   4     IVY VIP MICROCAP GROWTH #445   64200   0   0   64200

Wall Street Client Accounts

   Annual   3/13/2015   United
States		   US63910B1026   9.8898555529e+015   10200   5     IVY VIP MICROCAP GROWTH #445   64200   0   0   64200

Wall Street Client Accounts

   Annual   3/2/2015   United
States		   US00191G1031   6.4785379299e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   108200   0   0   108200

Wall Street Client Accounts

   Annual   3/2/2015   United
States		   US00191G1031   6.4785379299e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   108200   0   0   108200

Wall Street Client Accounts

   Annual   3/2/2015   United
States		   US00191G1031   6.4785379299e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   108200   0   0   108200

Wall Street Client Accounts

   Annual   3/2/2015   United
States		   US00191G1031   6.4785379299e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   108200   0   0   108200

Wall Street Client Accounts

   Annual   3/2/2015   United
States		   US00191G1031   6.4785379299e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   108200   0   0   108200

Wall Street Client Accounts

   Annual   3/2/2015   United
States		   US00191G1031   6.4785379299e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   108200   0   0   108200

Wall Street Client Accounts

   Annual   3/2/2015   United
States		   US00191G1031   6.4785379299e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   108200   0   0   108200

Wall Street Client Accounts

   Annual   3/2/2015   United
States		   US00191G1031   6.4785379299e+015   10200   2     IVY VIP MICROCAP GROWTH #445   108200   0   0   108200

Wall Street Client Accounts

   Annual   3/2/2015   United
States		   US00191G1031   6.4785379299e+015   29440   3     IVY VIP MICROCAP GROWTH #445   108200   0   0   108200

Account Group Name

   Meeting
Type		   Record
Date		   Country
Name		   ISIN   Control
Number		   Proposal
Category		   Proposal
Number		   Director
Number		  

Account Name

   Voted
Shares		   Shares
ABSTAIN /
WITHHOLD		   Shares
AGAINST		   Shares
FOR

Wall Street Client Accounts

   Annual   3/2/2015   United
States		   US6515111077   4.4664207069e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   21300   0   0   21300

Wall Street Client Accounts

   Annual   3/2/2015   United
States		   US6515111077   4.4664207069e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   21300   0   0   21300

Wall Street Client Accounts

   Annual   3/2/2015   United
States		   US6515111077   4.4664207069e+015   29440   2     IVY VIP MICROCAP GROWTH #445   21300   0   0   21300

Wall Street Client Accounts

   Annual   3/2/2015   United
States		   US6515111077   4.4664207069e+015   10200   3     IVY VIP MICROCAP GROWTH #445   21300   0   0   21300

Wall Street Client Accounts

   Annual   3/5/2015   United
States		   US23283R1005   8.0289624147e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   18800   0   0   18800

Wall Street Client Accounts

   Special   3/30/2015   United
States		   US57776J1007   6.8775504806e+015   30101   1     IVY VIP MICROCAP GROWTH #445   60100   0   0   60100

Wall Street Client Accounts

   Special   3/30/2015   United
States		   US57776J1007   6.8775504806e+015   10401   2     IVY VIP MICROCAP GROWTH #445   60100   0   0   60100

Wall Street Client Accounts

   Annual   3/3/2015   United
States		   US29355A1079   4.8660617731e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   44300   0   0   44300

Wall Street Client Accounts

   Annual   3/3/2015   United
States		   US29355A1079   4.8660617731e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   44300   0   0   44300

Wall Street Client Accounts

   Annual   3/3/2015   United
States		   US29355A1079   4.8660617731e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   44300   0   0   44300

Wall Street Client Accounts

   Annual   3/3/2015   United
States		   US29355A1079   4.8660617731e+015   10200   2     IVY VIP MICROCAP GROWTH #445   44300   0   0   44300

Wall Street Client Accounts

   Annual   3/5/2015   United
States		   US23283R1005   8.0289624147e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   18800   0   0   18800

Wall Street Client Accounts

   Annual   3/5/2015   United
States		   US23283R1005   8.0289624147e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   18800   0   0   18800

Wall Street Client Accounts

   Annual   3/5/2015   United
States		   US23283R1005   8.0289624147e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   18800   0   0   18800

Wall Street Client Accounts

   Annual   3/5/2015   United
States		   US23283R1005   8.0289624147e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   18800   0   0   18800

Wall Street Client Accounts

   Annual   3/5/2015   United
States		   US23283R1005   8.0289624147e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   18800   0   0   18800

Wall Street Client Accounts

   Annual   3/5/2015   United
States		   US23283R1005   8.0289624147e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   18800   0   0   18800

Wall Street Client Accounts

   Annual   3/5/2015   United
States		   US23283R1005   8.0289624147e+015   29440   2     IVY VIP MICROCAP GROWTH #445   18800   0   0   18800

Wall Street Client Accounts

   Annual   3/5/2015   United
States		   US23283R1005   8.0289624147e+015   29414   3     IVY VIP MICROCAP GROWTH #445   18800   0   18800   0

Wall Street Client Accounts

   Annual   3/5/2015   United
States		   US23283R1005   8.0289624147e+015   10200   4     IVY VIP MICROCAP GROWTH #445   18800   0   0   18800

Wall Street Client Accounts

   Annual   3/9/2015   United
States		   US5663241090   8.7636147021e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   13000   0   0   13000

Wall Street Client Accounts

   Annual   3/9/2015   United
States		   US5663241090   8.7636147021e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   13000   0   0   13000

Wall Street Client Accounts

   Annual   3/9/2015   United
States		   US5663241090   8.7636147021e+015   10200   2     IVY VIP MICROCAP GROWTH #445   13000   0   0   13000

Wall Street Client Accounts

   Annual   3/11/2015   United
States		   US74838J1016   2.2812582811e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   48000   0   0   48000

Wall Street Client Accounts

   Annual   3/11/2015   United
States		   US74838J1016   2.2812582811e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   48000   0   0   48000

Wall Street Client Accounts

   Annual   3/11/2015   United
States		   US74838J1016   2.2812582811e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   48000   0   0   48000

Wall Street Client Accounts

   Annual   3/11/2015   United
States		   US74838J1016   2.2812582811e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   48000   0   0   48000

Wall Street Client Accounts

   Annual   3/11/2015   United
States		   US74838J1016   2.2812582811e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   48000   0   0   48000

Wall Street Client Accounts

   Annual   3/11/2015   United
States		   US74838J1016   2.2812582811e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   48000   0   0   48000

Wall Street Client Accounts

   Annual   3/11/2015   United
States		   US74838J1016   2.2812582811e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   48000   0   0   48000

Wall Street Client Accounts

   Annual   3/11/2015   United
States		   US74838J1016   2.2812582811e+015   10100   1   8   IVY VIP MICROCAP GROWTH #445   48000   0   0   48000

Wall Street Client Accounts

   Annual   3/11/2015   United
States		   US74838J1016   2.2812582811e+015   10200   2     IVY VIP MICROCAP GROWTH #445   48000   0   0   48000

Wall Street Client Accounts

   Annual   3/11/2015   United
States		   US74838J1016   2.2812582811e+015   29440   3     IVY VIP MICROCAP GROWTH #445   48000   0   0   48000

Wall Street Client Accounts

   Annual   3/11/2015   United
States		   US74838J1016   2.2812582811e+015   50800   4     IVY VIP MICROCAP GROWTH #445   48000   0   0   48000

Wall Street Client Accounts

   Annual   3/6/2015   United
States		   US9222801022   3.8288855687e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   19000   0   0   19000

Wall Street Client Accounts

   Annual   3/6/2015   United
States		   US9222801022   3.8288855687e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   19000   0   0   19000

Wall Street Client Accounts

   Annual   3/6/2015   United
States		   US9222801022   3.8288855687e+015   10200   2     IVY VIP MICROCAP GROWTH #445   19000   0   0   19000

Wall Street Client Accounts

   Annual   3/6/2015   United
States		   US9222801022   3.8288855687e+015   20801   3     IVY VIP MICROCAP GROWTH #445   19000   0   0   19000

Wall Street Client Accounts

   Annual   3/11/2015   United
States		   US55305B1017   2.2970686085e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   23200   0   0   23200

Wall Street Client Accounts

   Annual   3/11/2015   United
States		   US55305B1017   2.2970686085e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   23200   0   0   23200

Wall Street Client Accounts

   Annual   3/11/2015   United
States		   US55305B1017   2.2970686085e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   23200   0   0   23200

Wall Street Client Accounts

   Annual   3/11/2015   United
States		   US55305B1017   2.2970686085e+015   29440   2     IVY VIP MICROCAP GROWTH #445   23200   0   0   23200

Wall Street Client Accounts

   Annual   3/11/2015   United
States		   US55305B1017   2.2970686085e+015   10200   3     IVY VIP MICROCAP GROWTH #445   23200   0   0   23200

Wall Street Client Accounts

   Annual   3/10/2015   United
States		   US02318Y1082   2.029659767e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   63000   0   0   63000

Wall Street Client Accounts

   Annual   3/10/2015   United
States		   US02318Y1082   2.029659767e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   63000   0   0   63000

Wall Street Client Accounts

   Annual   3/10/2015   United
States		   US02318Y1082   2.029659767e+015   10200   2     IVY VIP MICROCAP GROWTH #445   63000   0   0   63000

Account Group Name

   Meeting
Type		   Record
Date		   Country
Name		   ISIN   Control
Number		   Proposal
Category		   Proposal
Number		   Director
Number		  

Account Name

   Voted
Shares		   Shares
ABSTAIN /
WITHHOLD		   Shares
AGAINST		   Shares
FOR

Wall Street Client Accounts

   Annual   3/20/2015   Canada   US1785871013   4.1549315029e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   33100   0   0   33100

Wall Street Client Accounts

   Annual   3/20/2015   Canada   US1785871013   4.1549315029e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   33100   0   0   33100

Wall Street Client Accounts

   Annual   3/20/2015   Canada   US1785871013   4.1549315029e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   33100   0   0   33100

Wall Street Client Accounts

   Annual   3/20/2015   Canada   US1785871013   4.1549315029e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   33100   0   0   33100

Wall Street Client Accounts

   Annual   3/20/2015   Canada   US1785871013   4.1549315029e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   33100   0   0   33100

Wall Street Client Accounts

   Annual   3/20/2015   Canada   US1785871013   4.1549315029e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   33100   0   0   33100

Wall Street Client Accounts

   Annual   3/20/2015   Canada   US1785871013   4.1549315029e+015   10200   2     IVY VIP MICROCAP GROWTH #445   33100   0   0   33100

Wall Street Client Accounts

   Annual   3/20/2015   United
States		   US7665821002   3.4138069179e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   17400   0   0   17400

Wall Street Client Accounts

   Annual   3/20/2015   United
States		   US7665821002   3.4138069179e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   17400   0   0   17400

Wall Street Client Accounts

   Annual   3/20/2015   United
States		   US7665821002   3.4138069179e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   17400   0   0   17400

Wall Street Client Accounts

   Annual   3/20/2015   United
States		   US7665821002   3.4138069179e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   17400   0   0   17400

Wall Street Client Accounts

   Annual   3/20/2015   United
States		   US7665821002   3.4138069179e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   17400   0   0   17400

Wall Street Client Accounts

   Annual   3/20/2015   United
States		   US7665821002   3.4138069179e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   17400   0   0   17400

Wall Street Client Accounts

   Annual   3/20/2015   United
States		   US7665821002   3.4138069179e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   17400   0   0   17400

Wall Street Client Accounts

   Annual   3/20/2015   United
States		   US7665821002   3.4138069179e+015   10100   1   8   IVY VIP MICROCAP GROWTH #445   17400   0   0   17400

Wall Street Client Accounts

   Annual   3/20/2015   United
States		   US7665821002   3.4138069179e+015   10100   1   9   IVY VIP MICROCAP GROWTH #445   17400   0   0   17400

Wall Street Client Accounts

   Annual   3/20/2015   United
States		   US7665821002   3.4138069179e+015   10200   2     IVY VIP MICROCAP GROWTH #445   17400   0   0   17400

Wall Street Client Accounts

   Annual   3/20/2015   United
States		   US7665821002   3.4138069179e+015   29440   3     IVY VIP MICROCAP GROWTH #445   17400   0   0   17400

Wall Street Client Accounts

   Annual   3/26/2015   United
States		   US92337C1045   3.9054278077e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   49300   0   0   49300

Wall Street Client Accounts

   Annual   3/26/2015   United
States		   US92337C1045   3.9054278077e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   49300   0   0   49300

Wall Street Client Accounts

   Annual   3/26/2015   United
States		   US92337C1045   3.9054278077e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   49300   0   0   49300

Wall Street Client Accounts

   Annual   3/26/2015   United
States		   US92337C1045   3.9054278077e+015   10200   2     IVY VIP MICROCAP GROWTH #445   49300   0   0   49300

Wall Street Client Accounts

   Annual   3/10/2015   United
States		   US0441021013   9.8653746011e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   42400   0   0   42400

Wall Street Client Accounts

   Annual   3/10/2015   United
States		   US0441021013   9.8653746011e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   42400   0   0   42400

Wall Street Client Accounts

   Annual   3/10/2015   United
States		   US0441021013   9.8653746011e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   42400   0   0   42400

Wall Street Client Accounts

   Annual   3/10/2015   United
States		   US0441021013   9.8653746011e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   42400   0   0   42400

Wall Street Client Accounts

   Annual   3/10/2015   United
States		   US0441021013   9.8653746011e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   42400   0   0   42400

Wall Street Client Accounts

   Annual   3/10/2015   United
States		   US0441021013   9.8653746011e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   42400   0   0   42400

Wall Street Client Accounts

   Annual   3/10/2015   United
States		   US0441021013   9.8653746011e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   42400   0   0   42400

Wall Street Client Accounts

   Annual   3/10/2015   United
States		   US0441021013   9.8653746011e+015   10200   2     IVY VIP MICROCAP GROWTH #445   42400   0   0   42400

Wall Street Client Accounts

   Annual   3/10/2015   United
States		   US0441021013   9.8653746011e+015   29102   3     IVY VIP MICROCAP GROWTH #445   42400   0   0   42400

Wall Street Client Accounts

   Annual   3/10/2015   United
States		   US0441021013   9.8653746011e+015   31601   4     IVY VIP MICROCAP GROWTH #445   42400   0   0   42400

Wall Street Client Accounts

   Annual   3/10/2015   United
States		   US0441021013   9.8653746011e+015   31601   5     IVY VIP MICROCAP GROWTH #445   42400   0   42400   0

Wall Street Client Accounts

   Annual   3/23/2015   United
States		   US45323J1034   3.2384745836e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   52600   0   0   52600

Wall Street Client Accounts

   Annual   3/23/2015   United
States		   US45323J1034   3.2384745836e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   52600   0   0   52600

Wall Street Client Accounts

   Annual   3/23/2015   United
States		   US45323J1034   3.2384745836e+015   10200   2     IVY VIP MICROCAP GROWTH #445   52600   0   0   52600

Wall Street Client Accounts

   Annual   3/23/2015   United
States		   US45323J1034   3.2384745836e+015   20802   3     IVY VIP MICROCAP GROWTH #445   52600   0   0   52600

Wall Street Client Accounts

   Annual   3/18/2015   United
States		   US41068X1000   5.7914553334e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   39400   0   0   39400

Wall Street Client Accounts

   Annual   3/18/2015   United
States		   US41068X1000   5.7914553334e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   39400   0   0   39400

Wall Street Client Accounts

   Annual   3/18/2015   United
States		   US41068X1000   5.7914553334e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   39400   0   0   39400

Wall Street Client Accounts

   Annual   3/18/2015   United
States		   US41068X1000   5.7914553334e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   39400   0   0   39400

Wall Street Client Accounts

   Annual   3/18/2015   United
States		   US41068X1000   5.7914553334e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   39400   0   0   39400

Wall Street Client Accounts

   Annual   3/18/2015   United
States		   US41068X1000   5.7914553334e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   39400   0   0   39400

Wall Street Client Accounts

   Annual   3/18/2015   United
States		   US41068X1000   5.7914553334e+015   10200   2     IVY VIP MICROCAP GROWTH #445   39400   0   0   39400

Wall Street Client Accounts

   Annual   3/18/2015   United
States		   US41068X1000   5.7914553334e+015   39902   3     IVY VIP MICROCAP GROWTH #445   39400   0   0   39400

Wall Street Client Accounts

   Annual   3/17/2015   United
States		   US2274831047   4.6547272312e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   60300   0   0   60300

Wall Street Client Accounts

   Annual   3/17/2015   United
States		   US2274831047   4.6547272312e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   60300   0   0   60300

Wall Street Client Accounts

   Annual   3/17/2015   United
States		   US2274831047   4.6547272312e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   60300   0   0   60300

Wall Street Client Accounts

   Annual   3/17/2015   United
States		   US2274831047   4.6547272312e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   60300   0   0   60300

Wall Street Client Accounts

   Annual   3/17/2015   United
States		   US2274831047   4.6547272312e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   60300   0   0   60300

Wall Street Client Accounts

   Annual   3/17/2015   United
States		   US2274831047   4.6547272312e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   60300   0   0   60300

Wall Street Client Accounts

   Annual   3/17/2015   United
States		   US2274831047   4.6547272312e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   60300   0   0   60300

Wall Street Client Accounts

   Annual   3/17/2015   United
States		   US2274831047   4.6547272312e+015   10200   2     IVY VIP MICROCAP GROWTH #445   60300   0   0   60300

Wall Street Client Accounts

   Annual   3/17/2015   United
States		   US2274831047   4.6547272312e+015   29440   3     IVY VIP MICROCAP GROWTH #445   60300   0   0   60300

Account Group Name

   Meeting
Type		   Record
Date		   Country
Name		   ISIN   Control
Number		   Proposal
Category		   Proposal
Number		   Director
Number		  

Account Name

   Voted
Shares		   Shares
ABSTAIN /
WITHHOLD		   Shares
AGAINST		   Shares
FOR

Wall Street Client Accounts

   Annual   3/16/2015   United
States		   US5730751089   5.5386859129e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   26050   0   0   26050

Wall Street Client Accounts

   Annual   3/16/2015   United
States		   US5730751089   5.5386859129e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   26050   0   0   26050

Wall Street Client Accounts

   Annual   3/16/2015   United
States		   US5730751089   5.5386859129e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   26050   0   0   26050

Wall Street Client Accounts

   Annual   3/16/2015   United
States		   US5730751089   5.5386859129e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   26050   0   0   26050

Wall Street Client Accounts

   Annual   3/16/2015   United
States		   US5730751089   5.5386859129e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   26050   0   0   26050

Wall Street Client Accounts

   Annual   3/16/2015   United
States		   US5730751089   5.5386859129e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   26050   0   0   26050

Wall Street Client Accounts

   Annual   3/16/2015   United
States		   US5730751089   5.5386859129e+015   40101   2     IVY VIP MICROCAP GROWTH #445   26050   0   0   26050

Wall Street Client Accounts

   Annual   3/16/2015   United
States		   US5730751089   5.5386859129e+015   29101   3     IVY VIP MICROCAP GROWTH #445   26050   0   0   26050

Wall Street Client Accounts

   Annual   3/16/2015   United
States		   US5730751089   5.5386859129e+015   29440   4     IVY VIP MICROCAP GROWTH #445   26050   0   0   26050

Wall Street Client Accounts

   Annual   3/16/2015   United
States		   US5730751089   5.5386859129e+015   10200   5     IVY VIP MICROCAP GROWTH #445   26050   0   0   26050

Wall Street Client Accounts

   Annual   3/16/2015   United
States		   US5730751089   5.5386859129e+015   39902   6     IVY VIP MICROCAP GROWTH #445   26050   0   0   26050

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US76973Q1058   3.7489336556e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   19500   0   0   19500

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US76973Q1058   3.7489336556e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   19500   0   0   19500

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US76973Q1058   3.7489336556e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   19500   0   0   19500

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US76973Q1058   3.7489336556e+015   10200   2     IVY VIP MICROCAP GROWTH #445   19500   0   0   19500

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US61748W1080   5.8025909503e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   48600   0   0   48600

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US61748W1080   5.8025909503e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   48600   0   0   48600

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US61748W1080   5.8025909503e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   48600   0   0   48600

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US61748W1080   5.8025909503e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   48600   0   0   48600

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US61748W1080   5.8025909503e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   48600   0   0   48600

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US61748W1080   5.8025909503e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   48600   0   0   48600

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US61748W1080   5.8025909503e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   48600   0   0   48600

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US61748W1080   5.8025909503e+015   10100   1   8   IVY VIP MICROCAP GROWTH #445   48600   0   0   48600

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US61748W1080   5.8025909503e+015   10100   1   9   IVY VIP MICROCAP GROWTH #445   48600   0   0   48600

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US61748W1080   5.8025909503e+015   10100   1   10   IVY VIP MICROCAP GROWTH #445   48600   0   0   48600

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US61748W1080   5.8025909503e+015   10200   2     IVY VIP MICROCAP GROWTH #445   48600   0   0   48600

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US61748W1080   5.8025909503e+015   29440   3     IVY VIP MICROCAP GROWTH #445   48600   0   0   48600

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US61748W1080   5.8025909503e+015   60200   4     IVY VIP MICROCAP GROWTH #445   48600   0   48600   0

Wall Street Client Accounts

   Annual   3/31/2015   United
States		   US2450771025   9.1507090943e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   36300   0   0   36300

Wall Street Client Accounts

   Annual   3/31/2015   United
States		   US2450771025   9.1507090943e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   36300   0   0   36300

Wall Street Client Accounts

   Annual   3/31/2015   United
States		   US2450771025   9.1507090943e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   36300   0   0   36300

Wall Street Client Accounts

   Annual   3/31/2015   United
States		   US2450771025   9.1507090943e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   36300   0   0   36300

Wall Street Client Accounts

   Annual   3/31/2015   United
States		   US2450771025   9.1507090943e+015   10200   2     IVY VIP MICROCAP GROWTH #445   36300   0   0   36300

Wall Street Client Accounts

   Annual   3/31/2015   United
States		   US2450771025   9.1507090943e+015   29101   3     IVY VIP MICROCAP GROWTH #445   36300   0   0   36300

Wall Street Client Accounts

   Annual   3/17/2015   United
States		   US22284P1057   1.0602674586e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   33300   0   0   33300

Wall Street Client Accounts

   Annual   3/17/2015   United
States		   US22284P1057   1.0602674586e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   33300   0   0   33300

Wall Street Client Accounts

   Annual   3/17/2015   United
States		   US22284P1057   1.0602674586e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   33300   0   0   33300

Wall Street Client Accounts

   Annual   3/17/2015   United
States		   US22284P1057   1.0602674586e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   33300   0   0   33300

Wall Street Client Accounts

   Annual   3/17/2015   United
States		   US22284P1057   1.0602674586e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   33300   0   0   33300

Wall Street Client Accounts

   Annual   3/17/2015   United
States		   US22284P1057   1.0602674586e+015   10200   2     IVY VIP MICROCAP GROWTH #445   33300   0   0   33300

Wall Street Client Accounts

   Annual   3/17/2015   United
States		   US22284P1057   1.0602674586e+015   39902   3     IVY VIP MICROCAP GROWTH #445   33300   0   0   33300

Wall Street Client Accounts

   Annual   3/24/2015   United
States		   US1200761047   3.6834648204e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   49100   0   0   49100

Wall Street Client Accounts

   Annual   3/24/2015   United
States		   US1200761047   3.6834648204e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   49100   0   0   49100

Wall Street Client Accounts

   Annual   3/24/2015   United
States		   US1200761047   3.6834648204e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   49100   0   0   49100

Wall Street Client Accounts

   Annual   3/24/2015   United
States		   US1200761047   3.6834648204e+015   10200   2     IVY VIP MICROCAP GROWTH #445   49100   0   0   49100

Wall Street Client Accounts

   Annual   3/24/2015   United
States		   US1200761047   3.6834648204e+015   29440   3     IVY VIP MICROCAP GROWTH #445   49100   0   0   49100

Wall Street Client Accounts

   Annual   3/24/2015   United
States		   US1200761047   3.6834648204e+015   39902   4     IVY VIP MICROCAP GROWTH #445   49100   0   0   49100

Account Group Name

   Meeting
Type		   Record
Date		   Country
Name		   ISIN   Control
Number		   Proposal
Category		   Proposal
Number		   Director
Number		  

Account Name

   Voted
Shares		   Shares
ABSTAIN /
WITHHOLD		   Shares
AGAINST		   Shares
FOR

Wall Street Client Accounts

   Annual   3/16/2015   United
States		   US9295661071   1.3789187071e+015   10113   1     IVY VIP MICROCAP GROWTH #445   46600   0   0   46600

Wall Street Client Accounts

   Annual   3/16/2015   United
States		   US9295661071   1.3789187071e+015   10113   2     IVY VIP MICROCAP GROWTH #445   46600   0   0   46600

Wall Street Client Accounts

   Annual   3/16/2015   United
States		   US9295661071   1.3789187071e+015   10113   3     IVY VIP MICROCAP GROWTH #445   46600   0   0   46600

Wall Street Client Accounts

   Annual   3/16/2015   United
States		   US9295661071   1.3789187071e+015   10113   4     IVY VIP MICROCAP GROWTH #445   46600   0   0   46600

Wall Street Client Accounts

   Annual   3/16/2015   United
States		   US9295661071   1.3789187071e+015   10113   5     IVY VIP MICROCAP GROWTH #445   46600   0   0   46600

Wall Street Client Accounts

   Annual   3/16/2015   United
States		   US9295661071   1.3789187071e+015   10113   6     IVY VIP MICROCAP GROWTH #445   46600   0   0   46600

Wall Street Client Accounts

   Annual   3/16/2015   United
States		   US9295661071   1.3789187071e+015   10113   7     IVY VIP MICROCAP GROWTH #445   46600   0   0   46600

Wall Street Client Accounts

   Annual   3/16/2015   United
States		   US9295661071   1.3789187071e+015   29440   8     IVY VIP MICROCAP GROWTH #445   46600   0   0   46600

Wall Street Client Accounts

   Annual   3/16/2015   United
States		   US9295661071   1.3789187071e+015   10200   9     IVY VIP MICROCAP GROWTH #445   46600   0   0   46600

Wall Street Client Accounts

   Annual   3/19/2015   United
States		   US78463M1071   8.1935943146e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   10600   0   0   10600

Wall Street Client Accounts

   Annual   3/19/2015   United
States		   US78463M1071   8.1935943146e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   10600   0   0   10600

Wall Street Client Accounts

   Annual   3/19/2015   United
States		   US78463M1071   8.1935943146e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   10600   0   0   10600

Wall Street Client Accounts

   Annual   3/19/2015   United
States		   US78463M1071   8.1935943146e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   10600   0   0   10600

Wall Street Client Accounts

   Annual   3/19/2015   United
States		   US78463M1071   8.1935943146e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   10600   0   0   10600

Wall Street Client Accounts

   Annual   3/19/2015   United
States		   US78463M1071   8.1935943146e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   10600   0   0   10600

Wall Street Client Accounts

   Annual   3/19/2015   United
States		   US78463M1071   8.1935943146e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   10600   0   0   10600

Wall Street Client Accounts

   Annual   3/19/2015   United
States		   US78463M1071   8.1935943146e+015   10200   2     IVY VIP MICROCAP GROWTH #445   10600   0   0   10600

Wall Street Client Accounts

   Annual   3/19/2015   United
States		   US78463M1071   8.1935943146e+015   29440   3     IVY VIP MICROCAP GROWTH #445   10600   0   0   10600

Wall Street Client Accounts

   Annual   3/18/2015   United
States		   US1630861011   4.8548661325e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   20600   0   0   20600

Wall Street Client Accounts

   Annual   3/18/2015   United
States		   US1630861011   4.8548661325e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   20600   0   0   20600

Wall Street Client Accounts

   Annual   3/18/2015   United
States		   US1630861011   4.8548661325e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   20600   0   0   20600

Wall Street Client Accounts

   Annual   3/18/2015   United
States		   US1630861011   4.8548661325e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   20600   0   0   20600

Wall Street Client Accounts

   Annual   3/18/2015   United
States		   US1630861011   4.8548661325e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   20600   0   0   20600

Wall Street Client Accounts

   Annual   3/18/2015   United
States		   US1630861011   4.8548661325e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   20600   0   0   20600

Wall Street Client Accounts

   Annual   3/18/2015   United
States		   US1630861011   4.8548661325e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   20600   0   0   20600

Wall Street Client Accounts

   Annual   3/18/2015   United
States		   US1630861011   4.8548661325e+015   10200   2     IVY VIP MICROCAP GROWTH #445   20600   0   0   20600

Wall Street Client Accounts

   Annual   3/18/2015   United
States		   US1630861011   4.8548661325e+015   29440   3     IVY VIP MICROCAP GROWTH #445   20600   0   0   20600

Wall Street Client Accounts

   Annual   3/24/2015   United
States		   US92337F1075   5.3071459034e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   30600   0   0   30600

Wall Street Client Accounts

   Annual   3/24/2015   United
States		   US92337F1075   5.3071459034e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   30600   0   0   30600

Wall Street Client Accounts

   Annual   3/24/2015   United
States		   US92337F1075   5.3071459034e+015   20801   2     IVY VIP MICROCAP GROWTH #445   30600   0   0   30600

Wall Street Client Accounts

   Annual   3/24/2015   United
States		   US92337F1075   5.3071459034e+015   10200   3     IVY VIP MICROCAP GROWTH #445   30600   0   0   30600

Wall Street Client Accounts

   Annual   3/31/2015   United
States		   US68628V3087   9.7938834531e+015   10112   1     IVY VIP MICROCAP GROWTH #445   61700   0   0   61700

Wall Street Client Accounts

   Annual   3/31/2015   United
States		   US68628V3087   9.7938834531e+015   10112   2     IVY VIP MICROCAP GROWTH #445   61700   0   0   61700

Wall Street Client Accounts

   Annual   3/31/2015   United
States		   US68628V3087   9.7938834531e+015   10113   3     IVY VIP MICROCAP GROWTH #445   61700   0   0   61700

Wall Street Client Accounts

   Annual   3/31/2015   United
States		   US68628V3087   9.7938834531e+015   29440   4     IVY VIP MICROCAP GROWTH #445   61700   0   0   61700

Wall Street Client Accounts

   Annual   3/31/2015   United
States		   US68628V3087   9.7938834531e+015   10200   5     IVY VIP MICROCAP GROWTH #445   61700   0   0   61700

Wall Street Client Accounts

   Annual   3/23/2015   United
States		   US0003071083   6.3686711519e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   26000   0   0   26000

Wall Street Client Accounts

   Annual   3/23/2015   United
States		   US0003071083   6.3686711519e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   26000   0   0   26000

Wall Street Client Accounts

   Annual   3/23/2015   United
States		   US0003071083   6.3686711519e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   26000   0   0   26000

Wall Street Client Accounts

   Annual   3/23/2015   United
States		   US0003071083   6.3686711519e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   26000   0   0   26000

Wall Street Client Accounts

   Annual   3/23/2015   United
States		   US0003071083   6.3686711519e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   26000   0   0   26000

Wall Street Client Accounts

   Annual   3/23/2015   United
States		   US0003071083   6.3686711519e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   26000   0   0   26000

Wall Street Client Accounts

   Annual   3/23/2015   United
States		   US0003071083   6.3686711519e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   26000   0   0   26000

Wall Street Client Accounts

   Annual   3/23/2015   United
States		   US0003071083   6.3686711519e+015   20801   2     IVY VIP MICROCAP GROWTH #445   26000   0   0   26000

Wall Street Client Accounts

   Annual   3/23/2015   United
States		   US0003071083   6.3686711519e+015   10200   3     IVY VIP MICROCAP GROWTH #445   26000   0   0   26000

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US0068551003   1.7055587348e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   21300   0   0   21300

Account Group Name

   Meeting
Type		   Record
Date		   Country
Name		   ISIN   Control
Number		   Proposal
Category		   Proposal
Number		   Director
Number		  

Account Name

   Voted
Shares		   Shares
ABSTAIN /
WITHHOLD		   Shares
AGAINST		   Shares
FOR

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US0068551003   1.7055587348e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   21300   0   0   21300

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US0068551003   1.7055587348e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   21300   0   0   21300

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US0068551003   1.7055587348e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   21300   0   0   21300

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US0068551003   1.7055587348e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   21300   0   0   21300

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US0068551003   1.7055587348e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   21300   0   0   21300

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US0068551003   1.7055587348e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   21300   0   0   21300

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US0068551003   1.7055587348e+015   10200   2     IVY VIP MICROCAP GROWTH #445   21300   0   0   21300

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US57776J1007   7.0440233319e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   60100   0   0   60100

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US57776J1007   7.0440233319e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   60100   0   0   60100

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US57776J1007   7.0440233319e+015   29440   2     IVY VIP MICROCAP GROWTH #445   60100   0   0   60100

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US57776J1007   7.0440233319e+015   10200   3     IVY VIP MICROCAP GROWTH #445   60100   0   0   60100

Wall Street Client Accounts

   Annual   3/26/2015   United
States		   US6300771051   2.8784075127e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   24900   0   0   24900

Wall Street Client Accounts

   Annual   3/26/2015   United
States		   US6300771051   2.8784075127e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   24900   0   0   24900

Wall Street Client Accounts

   Annual   3/26/2015   United
States		   US6300771051   2.8784075127e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   24900   0   0   24900

Wall Street Client Accounts

   Annual   3/26/2015   United
States		   US6300771051   2.8784075127e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   24900   0   0   24900

Wall Street Client Accounts

   Annual   3/26/2015   United
States		   US6300771051   2.8784075127e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   24900   0   0   24900

Wall Street Client Accounts

   Annual   3/26/2015   United
States		   US6300771051   2.8784075127e+015   29440   2     IVY VIP MICROCAP GROWTH #445   24900   0   0   24900

Wall Street Client Accounts

   Annual   3/26/2015   United
States		   US6300771051   2.8784075127e+015   10200   3     IVY VIP MICROCAP GROWTH #445   24900   0   0   24900

Wall Street Client Accounts

   Annual   3/27/2015   United
States		   US2379341041   4.7139389152e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   37100   0   0   37100

Wall Street Client Accounts

   Annual   3/27/2015   United
States		   US2379341041   4.7139389152e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   37100   0   0   37100

Wall Street Client Accounts

   Annual   3/27/2015   United
States		   US2379341041   4.7139389152e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   37100   0   0   37100

Wall Street Client Accounts

   Annual   3/27/2015   United
States		   US2379341041   4.7139389152e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   37100   0   0   37100

Wall Street Client Accounts

   Annual   3/27/2015   United
States		   US2379341041   4.7139389152e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   37100   0   0   37100

Wall Street Client Accounts

   Annual   3/27/2015   United
States		   US2379341041   4.7139389152e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   37100   0   0   37100

Wall Street Client Accounts

   Annual   3/27/2015   United
States		   US2379341041   4.7139389152e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   37100   0   0   37100

Wall Street Client Accounts

   Annual   3/27/2015   United
States		   US2379341041   4.7139389152e+015   29440   2     IVY VIP MICROCAP GROWTH #445   37100   0   0   37100

Wall Street Client Accounts

   Annual   3/27/2015   United
States		   US2379341041   4.7139389152e+015   29102   3     IVY VIP MICROCAP GROWTH #445   37100   0   0   37100

Wall Street Client Accounts

   Annual   3/27/2015   United
States		   US2379341041   4.7139389152e+015   10200   4     IVY VIP MICROCAP GROWTH #445   37100   0   0   37100

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US4612121024   3.4651225022e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   45600   0   0   45600

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US4612121024   3.4651225022e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   45600   0   0   45600

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US4612121024   3.4651225022e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   45600   0   0   45600

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US4612121024   3.4651225022e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   45600   0   0   45600

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US4612121024   3.4651225022e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   45600   0   0   45600

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US4612121024   3.4651225022e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   45600   0   0   45600

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US4612121024   3.4651225022e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   45600   0   0   45600

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US4612121024   3.4651225022e+015   29101   2     IVY VIP MICROCAP GROWTH #445   45600   0   0   45600

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US4612121024   3.4651225022e+015   10200   3     IVY VIP MICROCAP GROWTH #445   45600   0   0   45600

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US4495751095   5.2158302119e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   79800   0   0   79800

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US4495751095   5.2158302119e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   79800   0   0   79800

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US4495751095   5.2158302119e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   79800   0   0   79800

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US4495751095   5.2158302119e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   79800   0   0   79800

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US4495751095   5.2158302119e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   79800   0   0   79800

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US4495751095   5.2158302119e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   79800   0   0   79800

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US4495751095   5.2158302119e+015   40101   2     IVY VIP MICROCAP GROWTH #445   79800   0   0   79800

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US4495751095   5.2158302119e+015   41400   3     IVY VIP MICROCAP GROWTH #445   79800   0   0   79800

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US4495751095   5.2158302119e+015   10200   4     IVY VIP MICROCAP GROWTH #445   79800   0   0   79800

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US4495751095   5.2158302119e+015   29440   5     IVY VIP MICROCAP GROWTH #445   79800   0   0   79800

Wall Street Client Accounts

   Annual   3/23/2015   United
States		   US7236641087   9.1737045362e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   51600   0   0   51600

Wall Street Client Accounts

   Annual   3/23/2015   United
States		   US7236641087   9.1737045362e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   51600   0   0   51600

Wall Street Client Accounts

   Annual   3/23/2015   United
States		   US7236641087   9.1737045362e+015   29102   2     IVY VIP MICROCAP GROWTH #445   51600   0   0   51600

Wall Street Client Accounts

   Annual   3/23/2015   United
States		   US7236641087   9.1737045362e+015   29102   3     IVY VIP MICROCAP GROWTH #445   51600   0   0   51600

Wall Street Client Accounts

   Annual   3/23/2015   United
States		   US7236641087   9.1737045362e+015   29440   4     IVY VIP MICROCAP GROWTH #445   51600   0   0   51600

Wall Street Client Accounts

   Annual   3/23/2015   United
States		   US7236641087   9.1737045362e+015   10200   5     IVY VIP MICROCAP GROWTH #445   51600   0   0   51600

Wall Street Client Accounts

   Annual   3/27/2015   United
States		   US86782U1060   6.4182736806e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   57600   0   0   57600

Wall Street Client Accounts

   Annual   3/27/2015   United
States		   US86782U1060   6.4182736806e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   57600   0   0   57600

Wall Street Client Accounts

   Annual   3/27/2015   United
States		   US86782U1060   6.4182736806e+015   10200   2     IVY VIP MICROCAP GROWTH #445   57600   0   0   57600

Wall Street Client Accounts

   Annual   3/27/2015   United
States		   US98600P2011   8.3388724645e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   26900   0   0   26900

Wall Street Client Accounts

   Annual   3/27/2015   United
States		   US98600P2011   8.3388724645e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   26900   0   0   26900

Wall Street Client Accounts

   Annual   3/27/2015   United
States		   US98600P2011   8.3388724645e+015   10200   2     IVY VIP MICROCAP GROWTH #445   26900   0   0   26900

Account Group Name

   Meeting
Type		   Record
Date		   Country
Name		   ISIN   Control
Number		   Proposal
Category		   Proposal
Number		   Director
Number		  

Account Name

   Voted
Shares		   Shares
ABSTAIN /
WITHHOLD		   Shares
AGAINST		   Shares
FOR

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US69336V1017   4.3837379338e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   62100   0   0   62100

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US69336V1017   4.3837379338e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   62100   0   0   62100

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US69336V1017   4.3837379338e+015   10200   2     IVY VIP MICROCAP GROWTH #445   62100   0   0   62100

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US69336V1017   4.3837379338e+015   20801   3     IVY VIP MICROCAP GROWTH #445   62100   0   0   62100

Wall Street Client Accounts

   Annual   4/8/2015   United
States		   US06985P1003   7.3716673179e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   29100   0   0   29100

Wall Street Client Accounts

   Annual   4/8/2015   United
States		   US06985P1003   7.3716673179e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   29100   0   0   29100

Wall Street Client Accounts

   Annual   4/8/2015   United
States		   US06985P1003   7.3716673179e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   29100   0   0   29100

Wall Street Client Accounts

   Annual   4/8/2015   United
States		   US06985P1003   7.3716673179e+015   29102   2     IVY VIP MICROCAP GROWTH #445   29100   0   0   29100

Wall Street Client Accounts

   Annual   4/8/2015   United
States		   US06985P1003   7.3716673179e+015   29440   3     IVY VIP MICROCAP GROWTH #445   29100   0   0   29100

Wall Street Client Accounts

   Annual   4/8/2015   United
States		   US06985P1003   7.3716673179e+015   10200   4     IVY VIP MICROCAP GROWTH #445   29100   0   0   29100

Wall Street Client Accounts

   Annual   4/7/2015   United
States		   US7599161095   8.3691891302e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   54900   0   0   54900

Wall Street Client Accounts

   Annual   4/7/2015   United
States		   US7599161095   8.3691891302e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   54900   0   0   54900

Wall Street Client Accounts

   Annual   4/7/2015   United
States		   US7599161095   8.3691891302e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   54900   0   0   54900

Wall Street Client Accounts

   Annual   4/7/2015   United
States		   US7599161095   8.3691891302e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   54900   0   0   54900

Wall Street Client Accounts

   Annual   4/7/2015   United
States		   US7599161095   8.3691891302e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   54900   0   0   54900

Wall Street Client Accounts

   Annual   4/7/2015   United
States		   US7599161095   8.3691891302e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   54900   0   0   54900

Wall Street Client Accounts

   Annual   4/7/2015   United
States		   US7599161095   8.3691891302e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   54900   0   0   54900

Wall Street Client Accounts

   Annual   4/7/2015   United
States		   US7599161095   8.3691891302e+015   10200   2     IVY VIP MICROCAP GROWTH #445   54900   0   0   54900

Wall Street Client Accounts

   Annual   4/7/2015   United
States		   US7599161095   8.3691891302e+015   29440   3     IVY VIP MICROCAP GROWTH #445   54900   0   0   54900

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US90214J1016   8.325024077e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   50300   0   0   50300

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US90214J1016   8.325024077e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   50300   0   0   50300

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US90214J1016   8.325024077e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   50300   0   0   50300

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US90214J1016   8.325024077e+015   10200   2     IVY VIP MICROCAP GROWTH #445   50300   0   0   50300

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US12008R1077   3.9660328801e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   70600   0   0   70600

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US12008R1077   3.9660328801e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   70600   0   0   70600

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US12008R1077   3.9660328801e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   70600   0   0   70600

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US12008R1077   3.9660328801e+015   10200   2     IVY VIP MICROCAP GROWTH #445   70600   0   0   70600

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US6400942073   3.6301059452e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   57200   0   0   57200

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US6400942073   3.6301059452e+015   10200   2     IVY VIP MICROCAP GROWTH #445   57200   0   0   57200

Wall Street Client Accounts

   Annual   4/10/2015   United
States		   US29382R1077   3.5172217509e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   69000   0   0   69000

Wall Street Client Accounts

   Annual   4/10/2015   United
States		   US29382R1077   3.5172217509e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   69000   0   0   69000

Wall Street Client Accounts

   Annual   4/10/2015   United
States		   US29382R1077   3.5172217509e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   69000   0   0   69000

Wall Street Client Accounts

   Annual   4/10/2015   United
States		   US29382R1077   3.5172217509e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   69000   0   0   69000

Wall Street Client Accounts

   Annual   4/10/2015   United
States		   US29382R1077   3.5172217509e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   69000   0   0   69000

Wall Street Client Accounts

   Annual   4/10/2015   United
States		   US29382R1077   3.5172217509e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   69000   0   0   69000

Wall Street Client Accounts

   Annual   4/10/2015   United
States		   US29382R1077   3.5172217509e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   69000   0   0   69000

Wall Street Client Accounts

   Annual   4/10/2015   United
States		   US29382R1077   3.5172217509e+015   10200   2     IVY VIP MICROCAP GROWTH #445   69000   0   0   69000

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US75689M1018   1.6865611561e+015   10113   1     IVY VIP MICROCAP GROWTH #445   9200   0   0   9200

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US75689M1018   1.6865611561e+015   10113   2     IVY VIP MICROCAP GROWTH #445   9200   0   0   9200

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US75689M1018   1.6865611561e+015   10113   3     IVY VIP MICROCAP GROWTH #445   9200   0   0   9200

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US75689M1018   1.6865611561e+015   10113   4     IVY VIP MICROCAP GROWTH #445   9200   0   0   9200

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US75689M1018   1.6865611561e+015   10113   5     IVY VIP MICROCAP GROWTH #445   9200   0   0   9200

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US75689M1018   1.6865611561e+015   10113   6     IVY VIP MICROCAP GROWTH #445   9200   0   0   9200

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US75689M1018   1.6865611561e+015   10113   7     IVY VIP MICROCAP GROWTH #445   9200   0   0   9200

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US75689M1018   1.6865611561e+015   29440   9     IVY VIP MICROCAP GROWTH #445   9200   0   0   9200

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US75689M1018   1.6865611561e+015   29101   10     IVY VIP MICROCAP GROWTH #445   9200   0   0   9200

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US75689M1018   1.6865611561e+015   40101   11     IVY VIP MICROCAP GROWTH #445   9200   0   0   9200

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US75689M1018   1.6865611561e+015   10200   12     IVY VIP MICROCAP GROWTH #445   9200   0   0   9200

Wall Street Client Accounts

   Annual   3/30/2015   United
States		   US75689M1018   1.6865611561e+015   10113   8     IVY VIP MICROCAP GROWTH #445   9200   0   0   9200

Account Group Name

   Meeting
Type		   Record
Date		   Country
Name		   ISIN   Control
Number		   Proposal
Category		   Proposal
Number		   Director
Number		  

Account Name

   Voted
Shares		   Shares
ABSTAIN /
WITHHOLD		   Shares
AGAINST		   Shares
FOR

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US42222N1037   9.2136246797e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   23800   0   0   23800

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US42222N1037   9.2136246797e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   23800   0   0   23800

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US42222N1037   9.2136246797e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   23800   0   0   23800

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US42222N1037   9.2136246797e+015   10200   2     IVY VIP MICROCAP GROWTH #445   23800   0   0   23800

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US42222N1037   9.2136246797e+015   29440   3     IVY VIP MICROCAP GROWTH #445   23800   0   0   23800

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US76680R2067   1.7863517507e+015   12702   1     IVY VIP MICROCAP GROWTH #445   34700   0   0   34700

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US76680R2067   1.7863517507e+015   10100   2   1   IVY VIP MICROCAP GROWTH #445   34700   0   0   34700

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US76680R2067   1.7863517507e+015   10100   2   2   IVY VIP MICROCAP GROWTH #445   34700   0   0   34700

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US76680R2067   1.7863517507e+015   10100   2   3   IVY VIP MICROCAP GROWTH #445   34700   0   0   34700

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US76680R2067   1.7863517507e+015   10100   2   4   IVY VIP MICROCAP GROWTH #445   34700   0   0   34700

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US76680R2067   1.7863517507e+015   10100   2   5   IVY VIP MICROCAP GROWTH #445   34700   0   0   34700

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US76680R2067   1.7863517507e+015   10100   2   6   IVY VIP MICROCAP GROWTH #445   34700   0   0   34700

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US76680R2067   1.7863517507e+015   10200   3     IVY VIP MICROCAP GROWTH #445   34700   0   0   34700

Wall Street Client Accounts

   Annual   5/1/2015   United
States		   US57667T1007   6.5519823376e+015   19900   1     IVY VIP MICROCAP GROWTH #445         Ballot
Not
Available

Wall Street Client Accounts

   Annual   5/1/2015   United
States		   US57667T1007   6.5519823376e+015   19900   2     IVY VIP MICROCAP GROWTH #445         Ballot
Not
Available

Wall Street Client Accounts

   Annual   5/1/2015   United
States		   US57667T1007   6.5519823376e+015   19900   3     IVY VIP MICROCAP GROWTH #445         Ballot
Not
Available

Wall Street Client Accounts

   Annual   5/1/2015   United
States		   US57667T1007   6.5519823376e+015   19900   4     IVY VIP MICROCAP GROWTH #445         Ballot
Not
Available

Wall Street Client Accounts

   Annual   5/1/2015   United
States		   US57667T1007   6.5519823376e+015   19900   5     IVY VIP MICROCAP GROWTH #445         Ballot
Not
Available

Wall Street Client Accounts

   Annual   5/1/2015   United
States		   US57667T1007   6.5519823376e+015   19900   6     IVY VIP MICROCAP GROWTH #445         Ballot
Not
Available

Wall Street Client Accounts

   Annual   5/1/2015   United
States		   US57667T1007   6.5519823376e+015   19900   7     IVY VIP MICROCAP GROWTH #445         Ballot
Not
Available

Wall Street Client Accounts

   Annual   5/1/2015   United
States		   US57667T1007   6.5519823376e+015   19900   8     IVY VIP MICROCAP GROWTH #445         Ballot
Not
Available

Wall Street Client Accounts

   Annual   5/1/2015   United
States		   US57667T1007   6.5519823376e+015   19900   9     IVY VIP MICROCAP GROWTH #445         Ballot
Not
Available

Wall Street Client Accounts

   Annual   5/1/2015   United
States		   US57667T1007   6.5519823376e+015   19900   10     IVY VIP MICROCAP GROWTH #445         Ballot
Not
Available

Wall Street Client Accounts

   Annual   5/1/2015   United
States		   US57667T1007   6.5519823376e+015   19900   11     IVY VIP MICROCAP GROWTH #445         Ballot
Not
Available

Wall Street Client Accounts

   Annual   5/1/2015   United
States		   US57667T1007   6.5519823376e+015   19900   12     IVY VIP MICROCAP GROWTH #445         Ballot
Not
Available

Wall Street Client Accounts

   Annual   5/1/2015   United
States		   US57667T1007   6.5519823376e+015   19900   13     IVY VIP MICROCAP GROWTH #445         Ballot
Not
Available

Wall Street Client Accounts

   Annual   5/1/2015   United
States		   US57667T1007   6.5519823376e+015   19900   14     IVY VIP MICROCAP GROWTH #445         Ballot
Not
Available

Wall Street Client Accounts

   Annual   5/1/2015   United
States		   US57667T1007   6.5519823376e+015   19900   15     IVY VIP MICROCAP GROWTH #445         Ballot
Not
Available

Wall Street Client Accounts

   Annual   5/1/2015   United
States		   US57667T1007   6.5519823376e+015   19900   16     IVY VIP MICROCAP GROWTH #445         Ballot
Not
Available

Wall Street Client Accounts

   Annual   5/1/2015   United
States		   US57667T1007   6.5519823376e+015   19900   17     IVY VIP MICROCAP GROWTH #445         Ballot
Not
Available

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US70932B1017   5.5196707417e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   17400   0   0   17400

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US70932B1017   5.5196707417e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   17400   0   0   17400

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US70932B1017   5.5196707417e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   17400   0   0   17400

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US70932B1017   5.5196707417e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   17400   0   0   17400

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US70932B1017   5.5196707417e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   17400   0   0   17400

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US70932B1017   5.5196707417e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   17400   0   0   17400

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US70932B1017   5.5196707417e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   17400   0   0   17400

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US70932B1017   5.5196707417e+015   10100   1   8   IVY VIP MICROCAP GROWTH #445   17400   0   0   17400

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US70932B1017   5.5196707417e+015   10100   1   9   IVY VIP MICROCAP GROWTH #445   17400   0   0   17400

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US70932B1017   5.5196707417e+015   10200   2     IVY VIP MICROCAP GROWTH #445   17400   0   0   17400

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US00434H1086   1.5289271331e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   13800   0   0   13800

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US00434H1086   1.5289271331e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   13800   0   0   13800

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US00434H1086   1.5289271331e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   13800   0   0   13800

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US00434H1086   1.5289271331e+015   29414   2     IVY VIP MICROCAP GROWTH #445   13800   0   13800   0

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US00434H1086   1.5289271331e+015   10200   3     IVY VIP MICROCAP GROWTH #445   13800   0   0   13800

Wall Street Client Accounts

   Annual   4/9/2015   United
States		   US46071F1030   5.2088242978e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   33000   0   0   33000

Wall Street Client Accounts

   Annual   4/9/2015   United
States		   US46071F1030   5.2088242978e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   33000   0   0   33000

Wall Street Client Accounts

   Annual   4/9/2015   United
States		   US46071F1030   5.2088242978e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   33000   0   0   33000

Wall Street Client Accounts

   Annual   4/9/2015   United
States		   US46071F1030   5.2088242978e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   33000   0   0   33000

Wall Street Client Accounts

   Annual   4/9/2015   United
States		   US46071F1030   5.2088242978e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   33000   0   0   33000

Wall Street Client Accounts

   Annual   4/9/2015   United
States		   US46071F1030   5.2088242978e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   33000   0   0   33000

Wall Street Client Accounts

   Annual   4/9/2015   United
States		   US46071F1030   5.2088242978e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   33000   0   0   33000

Wall Street Client Accounts

   Annual   4/9/2015   United
States		   US46071F1030   5.2088242978e+015   10200   2     IVY VIP MICROCAP GROWTH #445   33000   0   0   33000

Account Group Name

   Meeting
Type		   Record
Date		   Country
Name		   ISIN   Control
Number		   Proposal
Category		   Proposal
Number		   Director
Number		  

Account Name

   Voted
Shares		   Shares
ABSTAIN /
WITHHOLD		   Shares
AGAINST		   Shares
FOR

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US86881L1061   1.4896171882e+015   10113   1     IVY VIP MICROCAP GROWTH #445   23300   0   0   23300

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US86881L1061   1.4896171882e+015   10113   2     IVY VIP MICROCAP GROWTH #445   23300   0   0   23300

Wall Street Client Accounts

   Annual   4/6/2015   United
States		   US86881L1061   1.4896171882e+015   10200   3     IVY VIP MICROCAP GROWTH #445   23300   0   0   23300

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US90385V1070   4.9198153381e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   53500   0   0   53500

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US90385V1070   4.9198153381e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   53500   0   0   53500

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US90385V1070   4.9198153381e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   53500   0   0   53500

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US90385V1070   4.9198153381e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   53500   0   0   53500

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US90385V1070   4.9198153381e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   53500   0   0   53500

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US90385V1070   4.9198153381e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   53500   0   0   53500

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US90385V1070   4.9198153381e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   53500   0   0   53500

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US90385V1070   4.9198153381e+015   10100   1   8   IVY VIP MICROCAP GROWTH #445   53500   0   0   53500

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US90385V1070   4.9198153381e+015   10200   2     IVY VIP MICROCAP GROWTH #445   53500   0   0   53500

Wall Street Client Accounts

   Annual   4/2/2015   United
States		   US90385V1070   4.9198153381e+015   29440   3     IVY VIP MICROCAP GROWTH #445   53500   0   0   53500

Wall Street Client Accounts

   Annual   4/8/2015   United
States		   US3798901068   2.1606712677e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   50600   0   0   50600

Wall Street Client Accounts

   Annual   4/8/2015   United
States		   US3798901068   2.1606712677e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   50600   0   0   50600

Wall Street Client Accounts

   Annual   4/8/2015   United
States		   US3798901068   2.1606712677e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   50600   0   0   50600

Wall Street Client Accounts

   Annual   4/8/2015   United
States		   US3798901068   2.1606712677e+015   29102   2     IVY VIP MICROCAP GROWTH #445   50600   0   0   50600

Wall Street Client Accounts

   Annual   4/8/2015   United
States		   US3798901068   2.1606712677e+015   10200   3     IVY VIP MICROCAP GROWTH #445   50600   0   0   50600

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US3623931009   7.9524093711e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   53400   0   0   53400

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US3623931009   7.9524093711e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   53400   0   0   53400

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US3623931009   7.9524093711e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   53400   0   0   53400

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US3623931009   7.9524093711e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   53400   0   0   53400

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US3623931009   7.9524093711e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   53400   0   0   53400

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US3623931009   7.9524093711e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   53400   0   0   53400

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US3623931009   7.9524093711e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   53400   0   0   53400

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US3623931009   7.9524093711e+015   29440   2     IVY VIP MICROCAP GROWTH #445   53400   0   0   53400

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US3623931009   7.9524093711e+015   10200   3     IVY VIP MICROCAP GROWTH #445   53400   0   0   53400

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US3623931009   7.9524093711e+015   29101   4     IVY VIP MICROCAP GROWTH #445   53400   0   0   53400

Wall Street Client Accounts

   Annual   4/9/2015   United
States		   US4974981056   5.7562664913e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   27200   0   0   27200

Wall Street Client Accounts

   Annual   4/9/2015   United
States		   US4974981056   5.7562664913e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   27200   0   0   27200

Wall Street Client Accounts

   Annual   4/9/2015   United
States		   US4974981056   5.7562664913e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   27200   0   0   27200

Wall Street Client Accounts

   Annual   4/9/2015   United
States		   US4974981056   5.7562664913e+015   10200   2     IVY VIP MICROCAP GROWTH #445   27200   0   0   27200

Wall Street Client Accounts

   Annual   4/9/2015   United
States		   US4974981056   5.7562664913e+015   29440   3     IVY VIP MICROCAP GROWTH #445   27200   0   0   27200

Wall Street Client Accounts

   Annual   4/9/2015   United
States		   US4974981056   5.7562664913e+015   31604   4     IVY VIP MICROCAP GROWTH #445   27200   0   0   27200

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US7612991064   4.8553074318e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   46700   0   0   46700

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US7612991064   4.8553074318e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   46700   0   0   46700

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US7612991064   4.8553074318e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   46700   0   0   46700

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US7612991064   4.8553074318e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   46700   0   0   46700

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US7612991064   4.8553074318e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   46700   0   0   46700

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US7612991064   4.8553074318e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   46700   0   0   46700

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US7612991064   4.8553074318e+015   29101   2     IVY VIP MICROCAP GROWTH #445   46700   0   0   46700

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US7612991064   4.8553074318e+015   29440   3     IVY VIP MICROCAP GROWTH #445   46700   0   0   46700

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US7612991064   4.8553074318e+015   31601   5     IVY VIP MICROCAP GROWTH #445   46700   0   0   46700

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US7612991064   4.8553074318e+015   41600   6     IVY VIP MICROCAP GROWTH #445   46700   0   0   46700

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US7612991064   4.8553074318e+015   10200   7     IVY VIP MICROCAP GROWTH #445   46700   0   0   46700

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US7612991064   4.8553074318e+015   31601   4     IVY VIP MICROCAP GROWTH #445   46700   0   0   46700

Wall Street Client Accounts

   Annual   4/17/2015   United
States		   US1407551092   2.7217623714e+014   10113   1     IVY VIP MICROCAP GROWTH #445   48200   0   0   48200

Wall Street Client Accounts

   Annual   4/17/2015   United
States		   US1407551092   2.7217623714e+014   10200   2     IVY VIP MICROCAP GROWTH #445   48200   0   0   48200

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US8716393082   3.6468554789e+014   10100   1   1   IVY VIP MICROCAP GROWTH #445   70300   0   0   70300

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US8716393082   3.6468554789e+014   10100   1   2   IVY VIP MICROCAP GROWTH #445   70300   0   0   70300

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US8716393082   3.6468554789e+014   10100   1   3   IVY VIP MICROCAP GROWTH #445   70300   0   0   70300

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US8716393082   3.6468554789e+014   10100   1   4   IVY VIP MICROCAP GROWTH #445   70300   0   0   70300

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US8716393082   3.6468554789e+014   10100   1   5   IVY VIP MICROCAP GROWTH #445   70300   0   0   70300

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US8716393082   3.6468554789e+014   10100   1   6   IVY VIP MICROCAP GROWTH #445   70300   0   0   70300

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US8716393082   3.6468554789e+014   40101   2     IVY VIP MICROCAP GROWTH #445   70300   0   0   70300

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US8716393082   3.6468554789e+014   29102   3     IVY VIP MICROCAP GROWTH #445   70300   0   0   70300

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US8716393082   3.6468554789e+014   10200   4     IVY VIP MICROCAP GROWTH #445   70300   0   0   70300

Account Group Name

   Meeting
Type		   Record
Date		   Country
Name		   ISIN   Control
Number		   Proposal
Category		   Proposal
Number		   Director
Number		  

Account Name

   Voted
Shares		   Shares
ABSTAIN /
WITHHOLD		   Shares
AGAINST		   Shares
FOR

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US74736L1098   8.9972055486e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   32500   0   0   32500

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US74736L1098   8.9972055486e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   32500   0   0   32500

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US74736L1098   8.9972055486e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   32500   0   0   32500

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US74736L1098   8.9972055486e+015   10200   2     IVY VIP MICROCAP GROWTH #445   32500   0   0   32500

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   GB00BGFBB958   8.6836548526e+015   10113   1     IVY VIP MICROCAP GROWTH #445   47100   0   0   47100

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   GB00BGFBB958   8.6836548526e+015   10113   2     IVY VIP MICROCAP GROWTH #445   47100   0   0   47100

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   GB00BGFBB958   8.6836548526e+015   10200   3     IVY VIP MICROCAP GROWTH #445   47100   0   0   47100

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   GB00BGFBB958   8.6836548526e+015   10200   4     IVY VIP MICROCAP GROWTH #445   47100   0   0   47100

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   GB00BGFBB958   8.6836548526e+015   70103   5     IVY VIP MICROCAP GROWTH #445   47100   0   0   47100

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   GB00BGFBB958   8.6836548526e+015   79901   6     IVY VIP MICROCAP GROWTH #445   47100   0   0   47100

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   GB00BGFBB958   8.6836548526e+015   29440   7     IVY VIP MICROCAP GROWTH #445   47100   0   0   47100

Wall Street Client Accounts

   Annual   4/15/2015   United
States		   US45336E1091   3.0345640253e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   65200   0   0   65200

Wall Street Client Accounts

   Annual   4/15/2015   United
States		   US45336E1091   3.0345640253e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   65200   0   0   65200

Wall Street Client Accounts

   Annual   4/15/2015   United
States		   US45336E1091   3.0345640253e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   65200   0   0   65200

Wall Street Client Accounts

   Annual   4/15/2015   United
States		   US45336E1091   3.0345640253e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   65200   0   0   65200

Wall Street Client Accounts

   Annual   4/15/2015   United
States		   US45336E1091   3.0345640253e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   65200   0   0   65200

Wall Street Client Accounts

   Annual   4/15/2015   United
States		   US45336E1091   3.0345640253e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   65200   0   0   65200

Wall Street Client Accounts

   Annual   4/15/2015   United
States		   US45336E1091   3.0345640253e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   65200   0   0   65200

Wall Street Client Accounts

   Annual   4/15/2015   United
States		   US45336E1091   3.0345640253e+015   29102   2     IVY VIP MICROCAP GROWTH #445   65200   0   0   65200

Wall Street Client Accounts

   Annual   4/15/2015   United
States		   US45336E1091   3.0345640253e+015   10200   3     IVY VIP MICROCAP GROWTH #445   65200   0   0   65200

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US13123E5006   4.7062793859e+015   10113   1     IVY VIP MICROCAP GROWTH #445   98500   0   0   98500

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US13123E5006   4.7062793859e+015   10113   2     IVY VIP MICROCAP GROWTH #445   98500   0   0   98500

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US13123E5006   4.7062793859e+015   10113   3     IVY VIP MICROCAP GROWTH #445   98500   0   0   98500

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US13123E5006   4.7062793859e+015   29102   4     IVY VIP MICROCAP GROWTH #445   98500   0   0   98500

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US13123E5006   4.7062793859e+015   29440   5     IVY VIP MICROCAP GROWTH #445   98500   0   0   98500

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US13123E5006   4.7062793859e+015   10200   6     IVY VIP MICROCAP GROWTH #445   98500   0   0   98500

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US7812201082   7.1125486829e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   48900   0   0   48900

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US7812201082   7.1125486829e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   48900   0   0   48900

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US7812201082   7.1125486829e+015   29440   2     IVY VIP MICROCAP GROWTH #445   48900   0   0   48900

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US7812201082   7.1125486829e+015   10200   3     IVY VIP MICROCAP GROWTH #445   48900   0   0   48900

Wall Street Client Accounts

   Annual   4/17/2015   United
States		   US2383371091   6.144665237e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   22100   0   0   22100

Wall Street Client Accounts

   Annual   4/17/2015   United
States		   US2383371091   6.144665237e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   22100   0   0   22100

Wall Street Client Accounts

   Annual   4/17/2015   United
States		   US2383371091   6.144665237e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   22100   0   0   22100

Wall Street Client Accounts

   Annual   4/17/2015   United
States		   US2383371091   6.144665237e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   22100   0   0   22100

Wall Street Client Accounts

   Annual   4/17/2015   United
States		   US2383371091   6.144665237e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   22100   0   0   22100

Wall Street Client Accounts

   Annual   4/17/2015   United
States		   US2383371091   6.144665237e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   22100   0   0   22100

Wall Street Client Accounts

   Annual   4/17/2015   United
States		   US2383371091   6.144665237e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   22100   0   0   22100

Wall Street Client Accounts

   Annual   4/17/2015   United
States		   US2383371091   6.144665237e+015   10100   1   8   IVY VIP MICROCAP GROWTH #445   22100   0   0   22100

Wall Street Client Accounts

   Annual   4/17/2015   United
States		   US2383371091   6.144665237e+015   10100   1   9   IVY VIP MICROCAP GROWTH #445   22100   0   0   22100

Wall Street Client Accounts

   Annual   4/17/2015   United
States		   US2383371091   6.144665237e+015   10100   1   10   IVY VIP MICROCAP GROWTH #445   22100   0   0   22100

Wall Street Client Accounts

   Annual   4/17/2015   United
States		   US2383371091   6.144665237e+015   10200   2     IVY VIP MICROCAP GROWTH #445   22100   0   0   22100

Wall Street Client Accounts

   Annual   4/21/2015   United
States		   US0396971071   7.3561227876e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   32800   0   0   32800

Wall Street Client Accounts

   Annual   4/21/2015   United
States		   US0396971071   7.3561227876e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   32800   0   0   32800

Wall Street Client Accounts

   Annual   4/21/2015   United
States		   US0396971071   7.3561227876e+015   10200   2     IVY VIP MICROCAP GROWTH #445   32800   0   0   32800

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US2060221056   8.4011549731e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   49900   0   0   49900

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US2060221056   8.4011549731e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   49900   0   0   49900

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US2060221056   8.4011549731e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   49900   0   0   49900

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US2060221056   8.4011549731e+015   10200   2     IVY VIP MICROCAP GROWTH #445   49900   0   0   49900

Account Group Name

   Meeting
Type		   Record
Date		   Country
Name		   ISIN   Control
Number		   Proposal
Category		   Proposal
Number		   Director
Number		  

Account Name

   Voted
Shares		   Shares
ABSTAIN /
WITHHOLD		   Shares
AGAINST		   Shares
FOR

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US09739C1027   7.7318448649e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   52700   0   0   52700

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US09739C1027   7.7318448649e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   52700   0   0   52700

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US09739C1027   7.7318448649e+015   10200   2     IVY VIP MICROCAP GROWTH #445   52700   0   0   52700

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US09739C1027   7.7318448649e+015   29440   3     IVY VIP MICROCAP GROWTH #445   52700   0   0   52700

Wall Street Client Accounts

   Annual   4/13/2015   United
States		   US09739C1027   7.7318448649e+015   29102   4     IVY VIP MICROCAP GROWTH #445   52700   0   0   52700

Wall Street Client Accounts

   Annual   4/17/2015   United
States		   US0050941071   5.6086904197e+015   10113   1     IVY VIP MICROCAP GROWTH #445   23400   0   0   23400

Wall Street Client Accounts

   Annual   4/17/2015   United
States		   US0050941071   5.6086904197e+015   10113   2     IVY VIP MICROCAP GROWTH #445   23400   0   0   23400

Wall Street Client Accounts

   Annual   4/17/2015   United
States		   US0050941071   5.6086904197e+015   10113   3     IVY VIP MICROCAP GROWTH #445   23400   0   0   23400

Wall Street Client Accounts

   Annual   4/17/2015   United
States		   US0050941071   5.6086904197e+015   10200   4     IVY VIP MICROCAP GROWTH #445   23400   0   0   23400

Wall Street Client Accounts

   Annual   4/17/2015   United
States		   US0050941071   5.6086904197e+015   29440   5     IVY VIP MICROCAP GROWTH #445   23400   0   0   23400

Wall Street Client Accounts

   Special   5/12/2015   United
States		   IL0011216723   8.3266062879e+015   10112   1     IVY VIP MICROCAP GROWTH #445   8300   0   0   8300

Wall Street Client Accounts

   Special   5/12/2015   United
States		   IL0011216723   8.3266062879e+015   10112   2     IVY VIP MICROCAP GROWTH #445   8300   0   0   8300

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US48273J1079   6.4228632179e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   35500   0   0   35500

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US48273J1079   6.4228632179e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   35500   0   0   35500

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US48273J1079   6.4228632179e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   35500   0   0   35500

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US48273J1079   6.4228632179e+015   10200   2     IVY VIP MICROCAP GROWTH #445   35500   0   0   35500

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US46116X1019   3.8676237652e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   30400   0   0   30400

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US46116X1019   3.8676237652e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   30400   0   0   30400

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US46116X1019   3.8676237652e+015   29102   2     IVY VIP MICROCAP GROWTH #445   30400   0   0   30400

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US46116X1019   3.8676237652e+015   10200   3     IVY VIP MICROCAP GROWTH #445   30400   0   0   30400

Wall Street Client Accounts

   Annual   5/8/2015   United
States		   US0402211033   4.2295388809e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   39700   0   0   39700

Wall Street Client Accounts

   Annual   5/8/2015   United
States		   US0402211033   4.2295388809e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   39700   0   0   39700

Wall Street Client Accounts

   Annual   5/8/2015   United
States		   US0402211033   4.2295388809e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   39700   0   0   39700

Wall Street Client Accounts

   Annual   5/8/2015   United
States		   US0402211033   4.2295388809e+015   10200   2     IVY VIP MICROCAP GROWTH #445   39700   0   0   39700

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US3004871055   8.1672870134e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   76200   0   0   76200

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US3004871055   8.1672870134e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   76200   0   0   76200

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US3004871055   8.1672870134e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   76200   0   0   76200

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US3004871055   8.1672870134e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   76200   0   0   76200

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US3004871055   8.1672870134e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   76200   0   0   76200

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US3004871055   8.1672870134e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   76200   0   0   76200

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US3004871055   8.1672870134e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   76200   0   0   76200

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US3004871055   8.1672870134e+015   10100   1   8   IVY VIP MICROCAP GROWTH #445   76200   0   0   76200

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US3004871055   8.1672870134e+015   10200   2     IVY VIP MICROCAP GROWTH #445   76200   0   0   76200

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US3004871055   8.1672870134e+015   29440   3     IVY VIP MICROCAP GROWTH #445   76200   0   0   76200

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US71426V1089   3.3583081629e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   101800   0   0   101800

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US71426V1089   3.3583081629e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   101800   0   0   101800

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US71426V1089   3.3583081629e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   101800   0   0   101800

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US71426V1089   3.3583081629e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   101800   0   0   101800

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US71426V1089   3.3583081629e+015   50800   2     IVY VIP MICROCAP GROWTH #445   101800   0   0   101800

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US71426V1089   3.3583081629e+015   29101   3     IVY VIP MICROCAP GROWTH #445   101800   0   0   101800

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US71426V1089   3.3583081629e+015   29440   4     IVY VIP MICROCAP GROWTH #445   101800   0   0   101800

Wall Street Client Accounts

   Annual   4/20/2015   United
States		   US71426V1089   3.3583081629e+015   10200   5     IVY VIP MICROCAP GROWTH #445   101800   0   0   101800

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US98979G1058   8.5096414484e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   23700   0   0   23700

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US98979G1058   8.5096414484e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   23700   0   0   23700

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US98979G1058   8.5096414484e+015   20801   2     IVY VIP MICROCAP GROWTH #445   23700   0   0   23700

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US98979G1058   8.5096414484e+015   10200   3     IVY VIP MICROCAP GROWTH #445   23700   0   0   23700

Wall Street Client Accounts

   Annual   4/22/2015   United
States		   US8985701064   8.1840360912e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   52100   0   0   52100

Wall Street Client Accounts

   Annual   4/22/2015   United
States		   US8985701064   8.1840360912e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   52100   0   0   52100

Wall Street Client Accounts

   Annual   4/22/2015   United
States		   US8985701064   8.1840360912e+015   10200   2     IVY VIP MICROCAP GROWTH #445   52100   0   0   52100

Wall Street Client Accounts

   Annual   4/22/2015   United
States		   US87874R1005   8.0657942052e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   43800   0   0   43800

Wall Street Client Accounts

   Annual   4/22/2015   United
States		   US87874R1005   8.0657942052e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   43800   0   0   43800

Wall Street Client Accounts

   Annual   4/22/2015   United
States		   US87874R1005   8.0657942052e+015   10200   2     IVY VIP MICROCAP GROWTH #445   43800   0   0   43800

Account Group Name

   Meeting
Type		   Record
Date		   Country
Name		   ISIN   Control
Number		   Proposal
Category		   Proposal
Number		   Director
Number		  

Account Name

   Voted
Shares		   Shares
ABSTAIN /
WITHHOLD		   Shares
AGAINST		   Shares
FOR

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US8781931014   4.8583836983e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   70100   0   0   70100

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US8781931014   4.8583836983e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   70100   0   0   70100

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US8781931014   4.8583836983e+015   10100   1   3   IVY VIP MICROCAP GROWTH #445   70100   0   0   70100

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US8781931014   4.8583836983e+015   10100   1   4   IVY VIP MICROCAP GROWTH #445   70100   0   0   70100

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US8781931014   4.8583836983e+015   10100   1   5   IVY VIP MICROCAP GROWTH #445   70100   0   0   70100

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US8781931014   4.8583836983e+015   10100   1   6   IVY VIP MICROCAP GROWTH #445   70100   0   0   70100

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US8781931014   4.8583836983e+015   10100   1   7   IVY VIP MICROCAP GROWTH #445   70100   0   0   70100

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US8781931014   4.8583836983e+015   10100   1   8   IVY VIP MICROCAP GROWTH #445   70100   0   0   70100

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US8781931014   4.8583836983e+015   29102   2     IVY VIP MICROCAP GROWTH #445   70100   0   0   70100

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US8781931014   4.8583836983e+015   10200   3     IVY VIP MICROCAP GROWTH #445   70100   0   0   70100

Wall Street Client Accounts

   Annual   4/24/2015   United
States		   US8781931014   4.8583836983e+015   29440   4     IVY VIP MICROCAP GROWTH #445   70100   0   0   70100

Wall Street Client Accounts

   Annual   5/4/2015   United
States		   US40449J1034   6.7592571683e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   21900   0   0   21900

Wall Street Client Accounts

   Annual   5/4/2015   United
States		   US40449J1034   6.7592571683e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   21900   0   0   21900

Wall Street Client Accounts

   Annual   5/4/2015   United
States		   US40449J1034   6.7592571683e+015   10200   2     IVY VIP MICROCAP GROWTH #445   21900   0   0   21900

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US84920Y1064   5.2243621535e+015   10100   1   1   IVY VIP MICROCAP GROWTH #445   12800   0   0   12800

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US84920Y1064   5.2243621535e+015   10100   1   2   IVY VIP MICROCAP GROWTH #445   12800   0   0   12800

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US84920Y1064   5.2243621535e+015   20801   2     IVY VIP MICROCAP GROWTH #445   12800   0   0   12800

Wall Street Client Accounts

   Annual   4/27/2015   United
States		   US84920Y1064   5.2243621535e+015   10200   3     IVY VIP MICROCAP GROWTH #445   12800   0   0   12800

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US6245801062   9.6625406249e+013   10100   1   1   IVY VIP MICROCAP GROWTH #445   25400   0   0   25400

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US6245801062   9.6625406249e+013   10100   1   2   IVY VIP MICROCAP GROWTH #445   25400   0   0   25400

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US6245801062   9.6625406249e+013   10100   1   3   IVY VIP MICROCAP GROWTH #445   25400   0   0   25400

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US6245801062   9.6625406249e+013   10100   1   4   IVY VIP MICROCAP GROWTH #445   25400   0   0   25400

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US6245801062   9.6625406249e+013   10100   1   5   IVY VIP MICROCAP GROWTH #445   25400   0   0   25400

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US6245801062   9.6625406249e+013   10100   1   6   IVY VIP MICROCAP GROWTH #445   25400   0   0   25400

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US6245801062   9.6625406249e+013   10100   1   7   IVY VIP MICROCAP GROWTH #445   25400   0   0   25400

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US6245801062   9.6625406249e+013   10100   1   8   IVY VIP MICROCAP GROWTH #445   25400   0   0   25400

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US6245801062   9.6625406249e+013   10100   1   9   IVY VIP MICROCAP GROWTH #445   25400   0   0   25400

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US6245801062   9.6625406249e+013   10200   2     IVY VIP MICROCAP GROWTH #445   25400   0   0   25400

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US6245801062   9.6625406249e+013   29440   3     IVY VIP MICROCAP GROWTH #445   25400   0   0   25400

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US1710461054   9.8748275312e+015   10113   1     IVY VIP MICROCAP GROWTH #445   104700   0   0   104700

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US1710461054   9.8748275312e+015   10113   2     IVY VIP MICROCAP GROWTH #445   104700   0   0   104700

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US1710461054   9.8748275312e+015   10113   3     IVY VIP MICROCAP GROWTH #445   104700   0   0   104700

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US1710461054   9.8748275312e+015   10113   4     IVY VIP MICROCAP GROWTH #445   104700   0   0   104700

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US1710461054   9.8748275312e+015   10113   5     IVY VIP MICROCAP GROWTH #445   104700   0   0   104700

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US1710461054   9.8748275312e+015   10113   6     IVY VIP MICROCAP GROWTH #445   104700   0   0   104700

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US1710461054   9.8748275312e+015   10113   7     IVY VIP MICROCAP GROWTH #445   104700   0   0   104700

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US1710461054   9.8748275312e+015   10113   8     IVY VIP MICROCAP GROWTH #445   104700   0   0   104700

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US1710461054   9.8748275312e+015   10113   9     IVY VIP MICROCAP GROWTH #445   104700   0   0   104700

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US1710461054   9.8748275312e+015   29440   10     IVY VIP MICROCAP GROWTH #445   104700   0   0   104700

Wall Street Client Accounts

   Annual   4/30/2015   United
States		   US1710461054   9.8748275312e+015   10200   11     IVY VIP MICROCAP GROWTH #445   104700   0   0   104700

Wall Street Client Accounts

   Special   5/28/2015   United
States		   US52748T1043   2.0061841687e+015   30101   1     IVY VIP MICROCAP GROWTH #445   16000   0   0   16000

Wall Street Client Accounts

   Special   5/28/2015   United
States		   US52748T1043   2.0061841687e+015   39900   2     IVY VIP MICROCAP GROWTH #445   16000   0   0   16000

Wall Street Client Accounts

   Special   5/28/2015   United
States		   US52748T1043   2.0061841687e+015   39900   3     IVY VIP MICROCAP GROWTH #445   16000   0   0   16000

Wall Street Client Accounts

   Special   5/28/2015   United
States		   US52748T1043   2.0061841687e+015   10900   4     IVY VIP MICROCAP GROWTH #445   16000   0   0   16000

Wall Street Client Accounts

   Special   5/28/2015   United
States		   US52748T1043   2.0061841687e+015   10800   5     IVY VIP MICROCAP GROWTH #445   16000   0   0   16000

Wall Street Client Accounts

   Special   5/28/2015   United
States		   US52748T1043   2.0061841687e+015   13002   6     IVY VIP MICROCAP GROWTH #445   16000   0   0   16000

Wall Street Client Accounts

   Special   5/28/2015   United
States		   US52748T1043   2.0061841687e+015   10100   7     IVY VIP MICROCAP GROWTH #445   16000   0   0   16000

Wall Street Client Accounts

   Special   5/28/2015   United
States		   US52748T1043   2.0061841687e+015   29101   8     IVY VIP MICROCAP GROWTH #445   16000   0   0   16000

Wall Street Client Accounts

   Special   5/28/2015   United
States		   US52748T1043   2.0061841687e+015   10401   9     IVY VIP MICROCAP GROWTH #445   16000   0   0   16000

Director

Vote String

   Proposal
Vote String		   Ballot
Shares		   Holding
Shares		   Unavailable
Shares		   Shares 1
Year		   Shares 2
Year		   Shares 3
Year		   Internal
Account
Number		   Custodian
Account
Number		   Custodian ID   Custodian
Name		   Shares
LEGAL/
ATTEND

FFFFFF

   FF   43200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   43200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   43200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   43200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   43200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   43200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   43200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   43200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   22900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   22900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   22900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFF

   FF   84600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFF

   FF   84600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFF

   FF   84600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFF

   FF   84600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFF

   FF   84600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFF

   FF   84600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   20900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   20900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   20900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   20900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   20900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   20900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFFF   22600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFFF   22600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFFF   22600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFFF   22600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFFF   22600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFFF   22600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFFF   22600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFFF   22600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFFF   22600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFFF   22600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFFF   22600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFFF   22600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   F   27100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   F   27100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   F   27100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   F   27100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   F   27100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   F   27100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   F   27100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   F   27100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   F   27100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   F   27100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

Director

Vote String

   Proposal
Vote String		   Ballot
Shares		   Holding
Shares		   Unavailable
Shares		   Shares 1
Year		   Shares 2
Year		   Shares 3
Year		   Internal
Account
Number		   Custodian
Account
Number		   Custodian ID   Custodian
Name		   Shares
LEGAL/
ATTEND

FFF

   FF   20400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   20400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   20400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   20400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   20400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   36700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   36700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   36700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   36700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   36700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   36700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   36700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   36700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   36700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   36700   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  F   44800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   27800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   27800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   27800   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFF   51100   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFF   51100   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFF   51100   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFF   51100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   35500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   35500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   35500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   35500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   35500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   44900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   44900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   44900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   44900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFF   64200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFF   64200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFF   64200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFF   64200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFF   64200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFF   64200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFF   64200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFF   64200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFF   64200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFF   64200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   108200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   108200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   108200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   108200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   108200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   108200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   108200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   108200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   108200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

Director

Vote String

   Proposal
Vote String		   Ballot
Shares		   Holding
Shares		   Unavailable
Shares		   Shares 1
Year		   Shares 2
Year		   Shares 3
Year		   Internal
Account
Number		   Custodian
Account
Number		   Custodian ID   Custodian
Name		   Shares
LEGAL/
ATTEND

FF

   FF   21300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   21300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   21300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   21300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F2F   18800   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FF   60100   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FF   60100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   44300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   44300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   44300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   44300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F2F   18800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F2F   18800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F2F   18800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F2F   18800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F2F   18800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F2F   18800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F2F   18800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F2F   18800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F2F   18800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   13000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   13000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   13000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFF   48000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFF   48000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFF   48000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFF   48000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFF   48000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFF   48000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFF   48000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFF   48000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFF   48000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFF   48000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFF   48000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   19000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   19000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   19000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   19000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   23200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   23200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   23200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   23200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   23200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   63000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   63000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   63000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

Director

Vote String

   Proposal
Vote String		   Ballot
Shares		   Holding
Shares		   Unavailable
Shares		   Shares 1
Year		   Shares 2
Year		   Shares 3
Year		   Internal
Account
Number		   Custodian
Account
Number		   Custodian ID   Custodian
Name		   Shares
LEGAL/
ATTEND

FFFFFF

   F   33100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   F   33100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   F   33100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   F   33100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   F   33100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   F   33100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   F   33100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   17400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   17400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   17400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   17400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   17400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   17400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   17400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   17400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   17400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   17400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   17400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   49300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   49300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   49300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   49300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFFN   42400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFFN   42400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFFN   42400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFFN   42400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFFN   42400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFFN   42400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFFN   42400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFFN   42400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFFN   42400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFFN   42400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFFN   42400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   52600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   52600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   52600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   52600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   39400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   39400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   39400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   39400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   39400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   39400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   39400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   39400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   60300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   60300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   60300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   60300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   60300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   60300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   60300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   60300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   60300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

Director

Vote String

   Proposal
Vote String		   Ballot
Shares		   Holding
Shares		   Unavailable
Shares		   Shares 1
Year		   Shares 2
Year		   Shares 3
Year		   Internal
Account
Number		   Custodian
Account
Number		   Custodian ID   Custodian
Name		   Shares
LEGAL/
ATTEND

FFFFFF

   FFFFF   26050   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFF   26050   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFF   26050   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFF   26050   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFF   26050   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFF   26050   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFF   26050   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFF   26050   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFF   26050   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFF   26050   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFF   26050   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   19500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   19500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   19500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   19500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   FFN   48600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   FFN   48600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   FFN   48600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   FFN   48600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   FFN   48600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   FFN   48600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   FFN   48600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   FFN   48600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   FFN   48600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   FFN   48600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   FFN   48600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   FFN   48600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   FFN   48600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFF

   FF   36300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFF

   FF   36300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFF

   FF   36300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFF

   FF   36300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFF

   FF   36300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFF

   FF   36300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFF

   FF   33300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFF

   FF   33300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFF

   FF   33300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFF

   FF   33300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFF

   FF   33300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFF

   FF   33300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFF

   FF   33300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   49100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   49100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   49100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   49100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   49100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   49100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

Director

Vote String

   Proposal
Vote String		   Ballot
Shares		   Holding
Shares		   Unavailable
Shares		   Shares 1
Year		   Shares 2
Year		   Shares 3
Year		   Internal
Account
Number		   Custodian
Account
Number		   Custodian ID   Custodian
Name		   Shares
LEGAL/
ATTEND
  FFFFFFFFF   46600   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFF   46600   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFF   46600   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFF   46600   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFF   46600   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFF   46600   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFF   46600   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFF   46600   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFF   46600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   10600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   10600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   10600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   10600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   10600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   10600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   10600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   10600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   10600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   20600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   20600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   20600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   20600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   20600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   20600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   20600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   20600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   20600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   30600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   30600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   30600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   30600   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFF   61700   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFF   61700   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFF   61700   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFF   61700   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFF   61700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   26000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   26000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   26000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   26000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   26000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   26000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   26000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   26000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   26000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   21300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

Director

Vote String

   Proposal
Vote String		   Ballot
Shares		   Holding
Shares		   Unavailable
Shares		   Shares 1
Year		   Shares 2
Year		   Shares 3
Year		   Internal
Account
Number		   Custodian
Account
Number		   Custodian ID   Custodian
Name		   Shares
LEGAL/
ATTEND

FFFFFFF

   F   21300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   21300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   21300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   21300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   21300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   21300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   21300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   60100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   60100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   60100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   60100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFF

   FF   24900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFF

   FF   24900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFF

   FF   24900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFF

   FF   24900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFF

   FF   24900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFF

   FF   24900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFF

   FF   24900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   37100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   37100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   37100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   37100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   37100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   37100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   37100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   37100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   37100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   37100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   45600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   45600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   45600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   45600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   45600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   45600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   45600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   45600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   45600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFF   79800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFF   79800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFF   79800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFF   79800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFF   79800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFF   79800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFF   79800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFF   79800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFF   79800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFF   79800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FFFF   51600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FFFF   51600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FFFF   51600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FFFF   51600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FFFF   51600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FFFF   51600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   57600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   57600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   57600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   26900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   26900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   26900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

Director

Vote String

   Proposal
Vote String		   Ballot
Shares		   Holding
Shares		   Unavailable
Shares		   Shares 1
Year		   Shares 2
Year		   Shares 3
Year		   Internal
Account
Number		   Custodian
Account
Number		   Custodian ID   Custodian
Name		   Shares
LEGAL/
ATTEND

FF

   FF   62100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   62100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   62100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   62100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   29100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   29100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   29100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   29100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   29100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   29100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   54900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   54900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   54900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   54900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   54900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   54900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   54900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   54900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   54900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   50300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   50300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   50300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   50300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   70600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   70600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   70600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   70600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

F

   F   57200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

F

   F   57200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   69000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   69000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   69000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   69000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   69000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   69000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   69000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   69000   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFFF   9200   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFFF   9200   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFFF   9200   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFFF   9200   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFFF   9200   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFFF   9200   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFFF   9200   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFFF   9200   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFFF   9200   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFFF   9200   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFFF   9200   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFFF   9200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

Director

Vote String

   Proposal
Vote String		   Ballot
Shares		   Holding
Shares		   Unavailable
Shares		   Shares 1
Year		   Shares 2
Year		   Shares 3
Year		   Internal
Account
Number		   Custodian
Account
Number		   Custodian ID   Custodian
Name		   Shares
LEGAL/
ATTEND

FFF

   FF   23800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   23800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   23800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   23800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   23800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   34700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   34700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   34700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   34700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   34700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   34700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   34700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FF   34700   0   0   0   0   0   455   872777   93I   BNY MELLON   0
    31200   0   0         455   872777   93I   BNY MELLON  
    31200   0   0         455   872777   93I   BNY MELLON  
    31200   0   0         455   872777   93I   BNY MELLON  
    31200   0   0         455   872777   93I   BNY MELLON  
    31200   0   0         455   872777   93I   BNY MELLON  
    31200   0   0         455   872777   93I   BNY MELLON  
    31200   0   0         455   872777   93I   BNY MELLON  
    31200   0   0         455   872777   93I   BNY MELLON  
    31200   0   0         455   872777   93I   BNY MELLON  
    31200   0   0         455   872777   93I   BNY MELLON  
    31200   0   0         455   872777   93I   BNY MELLON  
    31200   0   0         455   872777   93I   BNY MELLON  
    31200   0   0         455   872777   93I   BNY MELLON  
    31200   0   0         455   872777   93I   BNY MELLON  
    31200   0   0         455   872777   93I   BNY MELLON  
    31200   0   0         455   872777   93I   BNY MELLON  
    31200   0   0         455   872777   93I   BNY MELLON  

FFFFFFFFF

   F   17400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   F   17400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   F   17400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   F   17400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   F   17400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   F   17400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   F   17400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   F   17400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   F   17400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   F   17400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   2F   13800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   2F   13800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   2F   13800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   2F   13800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   2F   13800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   33000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   33000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   33000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   33000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   33000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   33000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   33000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   F   33000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

Director

Vote String

   Proposal
Vote String		   Ballot
Shares		   Holding
Shares		   Unavailable
Shares		   Shares 1
Year		   Shares 2
Year		   Shares 3
Year		   Internal
Account
Number		   Custodian
Account
Number		   Custodian ID   Custodian
Name		   Shares
LEGAL/
ATTEND
  FFF   23300   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFF   23300   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFF   23300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FF   53500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FF   53500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FF   53500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FF   53500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FF   53500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FF   53500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FF   53500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FF   53500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FF   53500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FF   53500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   50600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   50600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   50600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   50600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FF   50600   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   53400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   53400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   53400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   53400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   53400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   53400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   53400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   53400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   53400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FFF   53400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   27200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   27200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   27200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   27200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   27200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   FFF   27200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFFF   46700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFFF   46700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFFF   46700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFFF   46700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFFF   46700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFFF   46700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFFF   46700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFFF   46700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFFF   46700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFFF   46700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFFF   46700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFFFFF   46700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

     48200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

     48200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFF   70300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFF   70300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFF   70300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFF   70300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFF   70300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFF   70300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFF   70300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFF   70300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFF

   FFF   70300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

Director

Vote String

   Proposal
Vote String		   Ballot
Shares		   Holding
Shares		   Unavailable
Shares		   Shares 1
Year		   Shares 2
Year		   Shares 3
Year		   Internal
Account
Number		   Custodian
Account
Number		   Custodian ID   Custodian
Name		   Shares
LEGAL/
ATTEND

FFF

   F   32500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   32500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   32500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   32500   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFF   47100   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFF   47100   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFF   47100   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFF   47100   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFF   47100   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFF   47100   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFF   47100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   65200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   65200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   65200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   65200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   65200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   65200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   65200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   65200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFF

   FF   65200   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFF   98500   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFF   98500   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFF   98500   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFF   98500   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFF   98500   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFF   98500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   48900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   48900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   48900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   48900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   F   22100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   F   22100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   F   22100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   F   22100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   F   22100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   F   22100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   F   22100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   F   22100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   F   22100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   F   22100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFFF

   F   22100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   32800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   32800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   32800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   49900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   49900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   49900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   49900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

Director

Vote String

   Proposal
Vote String		   Ballot
Shares		   Holding
Shares		   Unavailable
Shares		   Shares 1
Year		   Shares 2
Year		   Shares 3
Year		   Internal
Account
Number		   Custodian
Account
Number		   Custodian ID   Custodian
Name		   Shares
LEGAL/
ATTEND

FF

   FFF   52700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FFF   52700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FFF   52700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FFF   52700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FFF   52700   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFF   23400   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFF   23400   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFF   23400   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFF   23400   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFF   23400   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FF   8300   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FF   8300   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   35500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   35500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   35500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   35500   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   30400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   30400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   30400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   30400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   39700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   39700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   39700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFF

   F   39700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FF   76200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FF   76200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FF   76200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FF   76200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FF   76200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FF   76200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FF   76200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FF   76200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FF   76200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FF   76200   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFF

   FFFF   101800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFF

   FFFF   101800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFF

   FFFF   101800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFF

   FFFF   101800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFF

   FFFF   101800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFF

   FFFF   101800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFF

   FFFF   101800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFF

   FFFF   101800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   23700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   23700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   23700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   23700   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   52100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   52100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   52100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   43800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   43800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   43800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

Director

Vote String

   Proposal
Vote String		   Ballot
Shares		   Holding
Shares		   Unavailable
Shares		   Shares 1
Year		   Shares 2
Year		   Shares 3
Year		   Internal
Account
Number		   Custodian
Account
Number		   Custodian ID   Custodian
Name		   Shares
LEGAL/
ATTEND

FFFFFFFF

   FFF   70100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFF   70100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFF   70100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFF   70100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFF   70100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFF   70100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFF   70100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFF   70100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFF   70100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFF   70100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFF

   FFF   70100   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   21900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   21900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   F   21900   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   12800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   12800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   12800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FF

   FF   12800   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   25400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   25400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   25400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   25400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   25400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   25400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   25400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   25400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   25400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   25400   0   0   0   0   0   455   872777   93I   BNY MELLON   0

FFFFFFFFF

   FF   25400   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFF   104700   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFF   104700   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFF   104700   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFF   104700   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFF   104700   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFF   104700   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFF   104700   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFF   104700   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFF   104700   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFF   104700   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFFFF   104700   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFF   16000   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFF   16000   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFF   16000   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFF   16000   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFF   16000   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFF   16000   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFF   16000   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFF   16000   0   0   0   0   0   455   872777   93I   BNY MELLON   0
  FFFFFFFFF   16000   0   0   0   0   0   455   872777   93I   BNY MELLON   0

IVY FUNDS VIP MID CAP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

ServiceNow, Inc.

 

Meeting Date:    07/08/2014    Country:    USA    Primary Security ID:    81762P102
Record Date:    05/12/2014    Meeting Type:    Annual    Ticker:    NOW

 

Shares Voted:   75,876          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Susan L. Bostrom    Mgmt    For    For    For
1.2   Elect Director Charles H. Giancarlo    Mgmt    For    For    For
1.3   Elect Director Anita M. Sands    Mgmt    For    For    For
1.4   Elect Director William L. Strauss    Mgmt    For    For    For
2   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
3   Ratify Auditors    Mgmt    For    For    For

Burberry Group plc

 

Meeting Date:    07/11/2014    Country:    United Kingdom    Primary Security ID:    G1700D105
Record Date:    07/09/2014    Meeting Type:    Annual    Ticker:    BRBY

 

Shares Voted:   213,016          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    Refer    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Re-elect Sir John Peace as Director    Mgmt    For    For    For
6   Re-elect Philip Bowman as Director    Mgmt    For    For    For
7   Re-elect Ian Carter as Director    Mgmt    For    For    For
8   Elect Jeremy Darroch as Director    Mgmt    For    For    For
9   Re-elect Stephanie George as Director    Mgmt    For    For    For
10   Elect Matthew Key as Director    Mgmt    For    For    For
11   Re-elect David Tyler as Director    Mgmt    For    For    For
12   Elect Christopher Bailey as Director    Mgmt    For    For    For
13   Re-elect Carol Fairweather as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Burberry Group plc

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

14   Re-elect John Smith as Director    Mgmt    For    For    For
15   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
16   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Approve Executive Share Plan    Mgmt    For    Refer    For
18   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Electronic Arts Inc.

 

Meeting Date:    07/31/2014    Country:    USA    Primary Security ID:    285512109
Record Date:    06/09/2014    Meeting Type:    Annual    Ticker:    EA

 

Shares Voted:   304,050          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Leonard S. Coleman    Mgmt    For    For    For
1b   Elect Director Jay C. Hoag    Mgmt    For    For    For
1c   Elect Director Jeffrey T. Huber    Mgmt    For    For    For
1d   Elect Director Vivek Paul    Mgmt    For    For    For
1e   Elect Director Lawrence F. Probst, III    Mgmt    For    For    For
1f   Elect Director Richard A. Simonson    Mgmt    For    For    For
1g   Elect Director Luis A. Ubinas    Mgmt    For    For    For
1h   Elect Director Denise F. Warren    Mgmt    For    For    For
1i   Elect Director Andrew Wilson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Microchip Technology Incorporated

 

Meeting Date:    08/25/2014    Country:    USA    Primary Security ID:    595017104
Record Date:    07/01/2014    Meeting Type:    Annual    Ticker:    MCHP

 

Shares Voted:   215,444          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Steve Sanghi    Mgmt    For    For    For
1.2   Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3   Elect Director L.B. Day    Mgmt    For    For    For
1.4   Elect Director Esther L. Johnson    Mgmt    For    For    For
1.5   Elect Director Wade F. Meyercord    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Amend Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

WebMD Health Corp.

 

Meeting Date:    10/01/2014    Country:    USA    Primary Security ID:    94770V102
Record Date:    08/06/2014    Meeting Type:    Annual    Ticker:    WBMD

 

Shares Voted:   104,250          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director William J. Marino    Mgmt    For    For    For
1.2   Elect Director Herman Sarkowsky    Mgmt    For    For    For
1.3   Elect Director Kristiina Vuori    Mgmt    For    For    For
1.4   Elect Director Martin J. Wygod    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Solera Holdings, Inc.

 

Meeting Date:    11/13/2014    Country:    USA    Primary Security ID:    83421A104
Record Date:    09/26/2014    Meeting Type:    Annual    Ticker:    SLH

 

Shares Voted:   79,486          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Tony Aquila    Mgmt    For    For    For
1.2   Elect Director Patrick D. Campbell    Mgmt    For    For    For
1.3   Elect Director Thomas A. Dattilo    Mgmt    For    For    For
1.4   Elect Director Arthur F. Kingsbury    Mgmt    For    For    For
1.5   Elect Director Kurt J. Lauk    Mgmt    For    For    For
1.6   Elect Director Michael E. Lehman    Mgmt    For    For    For
1.7   Elect Director Thomas C. Wajnert    Mgmt    For    For    For
1.8   Elect Director Stuart J. Yarbrough    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Coty Inc.

 

Meeting Date:    11/17/2014    Country:    USA    Primary Security ID:    222070203
Record Date:    09/22/2014    Meeting Type:    Annual    Ticker:    COTY

 

Shares Voted:   268,150          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lambertus J.H. Becht    Mgmt    For    For    For
1.2   Elect Director Joachim Faber    Mgmt    For    For    For
1.3   Elect Director Olivier Goudet    Mgmt    For    For    For
1.4   Elect Director Peter Harf    Mgmt    For    For    For
1.5   Elect Director Erhard Schoewel    Mgmt    For    For    For
1.6   Elect Director Robert Singer    Mgmt    For    For    For
1.7   Elect Director Jack Stahl    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Coty Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Auditors    Mgmt    For    For    For

The Hain Celestial Group, Inc.

 

Meeting Date:    11/20/2014    Country:    USA    Primary Security ID:    405217100
Record Date:    09/25/2014    Meeting Type:    Annual    Ticker:    HAIN

 

Shares Voted:   90,541          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting Policy Rec

   

Vote Instruction

1.1   Elect Director Irwin D. Simon    Mgmt    For    For    For
1.2   Elect Director Richard C. Berke    Mgmt    For    For    For
1.3   Elect Director Jack Futterman    Mgmt    For    For    For
1.4   Elect Director Andrew R. Heyer    Mgmt    For    For    For
1.5   Elect Director Roger Meltzer    Mgmt    For    For    For
1.6   Elect Director Scott M. O’Neil    Mgmt    For    For    For
1.7   Elect Director Adrianne Shapira    Mgmt    For    For    For
1.8   Elect Director Lawrence S. Zilavy    Mgmt    For    For    For
2   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
3   Increase Authorized Common Stock    Mgmt    For    For    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
6   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
7   Ratify Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

The Scotts Miracle-Gro Company

 

Meeting Date:    01/29/2015    Country:    USA    Primary Security ID:    810186106
Record Date:    12/03/2014    Meeting Type:    Annual    Ticker:    SMG

 

Shares Voted:   88,383          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michelle A. Johnson    Mgmt    For    For    For
1.2   Elect Director Thomas N. Kelly, Jr.    Mgmt    For    For    For
1.3   Elect Director John R. Vines    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Varian Medical Systems, Inc.

 

Meeting Date:    02/12/2015    Country:    USA    Primary Security ID:    92220P105
Record Date:    12/15/2014    Meeting Type:    Annual    Ticker:    VAR

 

Shares Voted:   104,692          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting Policy Rec

   

Vote Instruction

1.1   Elect Director Timothy E. Guertin    Mgmt    For    For    For
1.2   Elect Director David J. Illingworth    Mgmt    For    For    For
1.3   Elect Director Ruediger Naumann-Etienne    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

The Valspar Corporation

 

Meeting Date:    02/18/2015    Country:    USA    Primary Security ID:    920355104
Record Date:    12/26/2014    Meeting Type:    Annual    Ticker:    VAL

 

Shares Voted:   57,847          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jack J. Allen    Mgmt    For    For    For
1.2   Elect Director John S. Bode    Mgmt    For    For    For
1.3   Elect Director Jeffrey H. Curler    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

The Valspar Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director Shane D. Fleming    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Joy Global Inc.

 

Meeting Date:    03/10/2015    Country:    USA    Primary Security ID:    481165108
Record Date:    01/09/2015    Meeting Type:    Annual    Ticker:    JOY

 

Shares Voted:   123,602          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Edward L. Doheny, II    Mgmt    For    For    For
1.2   Elect Director Steven L. Gerard    Mgmt    For    For    For
1.3   Elect Director Mark J. Gliebe    Mgmt    For    For    For
1.4   Elect Director John T. Gremp    Mgmt    For    For    For
1.5   Elect Director John Nils Hanson    Mgmt    For    For    For
1.6   Elect Director Gale E. Klappa    Mgmt    For    For    For
1.7   Elect Director Richard B. Loynd    Mgmt    For    For    For
1.8   Elect Director P. Eric Siegert    Mgmt    For    For    For
1.9   Elect Director James H. Tate    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

F5 Networks, Inc.

 

Meeting Date:    03/12/2015    Country:    USA    Primary Security ID:    315616102
Record Date:    01/06/2015    Meeting Type:    Annual    Ticker:    FFIV

 

Shares Voted:   61,741          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director A. Gary Ames    Mgmt    For    For    For
1b   Elect Director Sandra Bergeron    Mgmt    For    For    For
1c   Elect Director Jonathan Chadwick    Mgmt    For    For    For
1d   Elect Director Michael Dreyer    Mgmt    For    For    For
1e   Elect Director Peter Klein    Mgmt    For    For    For
1f   Elect Director Stephen Smith    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive    Mgmt    For    For    For
  Officers’ Compensation            

Fastenal Company

 

Meeting Date:    04/21/2015    Country:    USA    Primary Security ID:    311900104
Record Date:    02/20/2015    Meeting Type:    Annual    Ticker:    FAST

 

Shares Voted:   266,389          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Willard D. Oberton    Mgmt    For    For    For
1b   Elect Director Michael J. Ancius    Mgmt    For    For    For
1c   Elect Director Michael J. Dolan    Mgmt    For    For    For
1d   Elect Director Leland J. Hein    Mgmt    For    For    For
1e   Elect Director Rita J. Heise    Mgmt    For    For    For
1f   Elect Director Darren R. Jackson    Mgmt    For    For    For
1g   Elect Director Hugh L. Miller    Mgmt    For    For    For
1h   Elect Director Scott A. Satterlee    Mgmt    For    For    For
1i   Elect Director Reyne K. Wisecup    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Fastenal Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Northern Trust Corporation

 

Meeting Date:    04/21/2015    Country:    USA    Primary Security ID:    665859104
Record Date:    02/23/2015    Meeting Type:    Annual    Ticker:    NTRS

 

Shares Voted:   247,968          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Linda Walker Bynoe    Mgmt    For    For    For
1.1b   Elect Director Susan Crown    Mgmt    For    For    For
1.1c   Elect Director Dean M. Harrison    Mgmt    For    For    For
1.1d   Elect Director Dipak C. Jain    Mgmt    For    For    For
1.1e   Elect Director Jose Luis Prado    Mgmt    For    For    For
1.1f   Elect Director John W. Rowe    Mgmt    For    For    For
1.1g   Elect Director Martin P. Slark    Mgmt    For    For    For
1.1h   Elect Director David H. B. Smith, Jr.    Mgmt    For    For    For
1.1i   Elect Director Donald Thompson    Mgmt    For    For    For
1.1j   Elect Director Charles A. Tribbett, III    Mgmt    For    For    For
1.1k   Elect Director Frederick H. Waddell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Report on Lobbying Payments and Political Contributions    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Cabot Oil & Gas Corporation

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    127097103
Record Date:    03/02/2015    Meeting Type:    Annual    Ticker:    COG

 

Shares Voted:   268,356          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Rhys J. Best    Mgmt    For    For    For
1.1b   Elect Director Dan O. Dinges    Mgmt    For    For    For
1.1c   Elect Director James R. Gibbs    Mgmt    For    For    For
1.1d   Elect Director Robert L. Keiser    Mgmt    For    For    For
1.1e   Elect Director Robert Kelley    Mgmt    For    For    For
1.1f   Elect Director W. Matt Ralls    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions Disclosure    SH    Against    Against    Against
5   Proxy Access    SH    Against    Against    Against

Intuitive Surgical, Inc.

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    46120E602
Record Date:    02/25/2015    Meeting Type:    Annual    Ticker:    ISRG

 

Shares Voted:   30,877          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Craig H. Barratt    Mgmt    For    For    For
1.2   Elect Director Gary S. Guthart    Mgmt    For    For    For
1.3   Elect Director Eric H. Halvorson    Mgmt    For    For    For
1.4   Elect Director Amal M. Johnson    Mgmt    For    For    For
1.5   Elect Director Alan J. Levy    Mgmt    For    For    For
1.6   Elect Director Mark J. Rubash    Mgmt    For    For    For
1.7   Elect Director Lonnie M. Smith    Mgmt    For    For    For
1.8   Elect Director George Stalk, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Intuitive Surgical, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

J.B. Hunt Transport Services, Inc.

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    445658107
Record Date:    02/17/2015    Meeting Type:    Annual    Ticker:    JBHT

 

Shares Voted:   13,643          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Douglas G. Duncan    Mgmt    For    For    For
1.2   Elect Director Francesca M. Edwardson    Mgmt    For    For    For
1.3   Elect Director Wayne Garrison    Mgmt    For    For    For
1.4   Elect Director Sharilyn S. Gasaway    Mgmt    For    For    For
1.5   Elect Director Gary C. George    Mgmt    For    For    For
1.6   Elect Director J. Bryan Hunt, Jr.    Mgmt    For    For    For
1.7   Elect Director Coleman H. Peterson    Mgmt    For    For    For
1.8   Elect Director John N. Roberts, III    Mgmt    For    For    For
1.9   Elect Director James L. Robo    Mgmt    For    For    For
1.10   Elect Director Kirk Thompson    Mgmt    For    For    For
1.11   Elect Director John A. White    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Signature Bank

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    82669G104
Record Date:    03/05/2015    Meeting Type:    Annual    Ticker:    SBNY

 

Shares Voted:   96,641          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kathryn A. Byrne    Mgmt    For    For    For
1.2   Elect Director Alfonse M. D’Amato    Mgmt    For    For    For
1.3   Elect Director Jeffrey W. Meshel    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Fortune Brands Home & Security, Inc.

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    34964C106
Record Date:    02/27/2015    Meeting Type:    Annual    Ticker:    FBHS

 

Shares Voted:   244,981          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Ann F. Hackett    Mgmt    For    For    For
1b   Elect Director John G. Morikis    Mgmt    For    For    For
1c   Elect Director Ronald V. Waters, III    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

NOBLE ENERGY, INC.

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    655044105
Record Date:    03/04/2015    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   103,135          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1.2   Elect Director Michael A. Cawley    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

NOBLE ENERGY, INC.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director Edward F. Cox    Mgmt    For    For    For
1.4   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1.5   Elect Director Eric P. Grubman    Mgmt    For    For    For
1.6   Elect Director Kirby L. Hedrick    Mgmt    For    For    For
1.7   Elect Director David L. Stover    Mgmt    For    For    For
1.8   Elect Director Scott D. Urban    Mgmt    For    For    For
1.9   Elect Director William T. Van Kleef    Mgmt    For    For    For
1.10   Elect Director Molly K. Williamson    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Approve Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
7   Adopt Proxy Access Right    SH    Against    Against    Against
8   Report on Impacts of and Plans to Align with Global Climate Change Policy    SH    Against    Refer    Against

Teradata Corporation

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    88076W103
Record Date:    02/27/2015    Meeting Type:    Annual    Ticker:    TDC

 

Shares Voted:   207,188          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Lisa R. Bacus    Mgmt    For    For    For
1b   Elect Director Michael F. Koehler    Mgmt    For    For    For
1c   Elect Director James M. Ringler    Mgmt    For    For    For
1d   Elect Director John G. Schwarz    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

UMB Financial Corporation

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    902788108
Record Date:    03/02/2015    Meeting Type:    Annual    Ticker:    UMBF

 

Shares Voted:   58,334          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Warner L. Baxter    Mgmt    For    For    For
1.2   Elect Director Robin C. Beery    Mgmt    For    For    For
1.3   Elect Director Nancy K. Buese    Mgmt    For    For    For
1.4   Elect Director Peter J. deSilva    Mgmt    For    For    For
1.5   Elect Director Terrence P. Dunn    Mgmt    For    For    For
1.6   Elect Director Kevin C. Gallagher    Mgmt    For    For    For
1.7   Elect Director Greg M. Graves    Mgmt    For    For    For
1.8   Elect Director Alexander C. Kemper    Mgmt    For    For    For
1.9   Elect Director J. Mariner Kemper    Mgmt    For    For    For
1.10   Elect Director Kris A. Robbins    Mgmt    For    For    For
1.11   Elect Director L. Joshua Sosland    Mgmt    For    For    For
1.12   Elect Director Paul Uhlmann, III    Mgmt    For    For    For
1.13   Elect Director Thomas J. Wood, III    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Require Independent Board Chairman    SH    Against    Refer    For

Under Armour, Inc.

 

Meeting Date:    04/29/2015    Country:    USA    Primary Security ID:    904311107
Record Date:    02/25/2015    Meeting Type:    Annual    Ticker:    UA

 

Shares Voted:   58,721          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kevin A. Plank    Mgmt    For    For    For
1.2   Elect Director Byron K. Adams, Jr.    Mgmt    For    For    For
1.3   Elect Director George W. Bodenheimer    Mgmt    For    For    For
1.4   Elect Director Douglas E. Coltharp    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Under Armour, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.5   Elect Director Anthony W. Deering    Mgmt    For    For    For
1.6   Elect Director Karen W. Katz    Mgmt    For    For    For
1.7   Elect Director A.B. Krongard    Mgmt    For    For    For
1.8   Elect Director William R. McDermott    Mgmt    For    For    For
1.9   Elect Director Eric T. Olson    Mgmt    For    For    For
1.10   Elect Director Harvey L. Sanders    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Mead Johnson Nutrition Company

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    582839106
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    MJN

 

Shares Voted:   132,035          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting Policy Rec

   

Vote Instruction

1.1a   Elect Director Steven M. Altschuler    Mgmt    For    For    For
1.1b   Elect Director Howard B. Bernick    Mgmt    For    For    For
1.1c   Elect Director Kimberly A. Casiano    Mgmt    For    For    For
1.1d   Elect Director Anna C. Catalano    Mgmt    For    For    For
1.1e   Elect Director Celeste A. Clark    Mgmt    For    For    For
1.1f   Elect Director James M. Cornelius    Mgmt    For    For    For
1.1g   Elect Director Stephen W. Golsby    Mgmt    For    For    For
1.1h   Elect Director Michael Grobstein    Mgmt    For    For    For
1.1i   Elect Director Peter Kasper Jakobsen    Mgmt    For    For    For
1.1j   Elect Director Peter G. Ratcliffe    Mgmt    For    For    For
1.1k   Elect Director Michael A. Sherman    Mgmt    For    For    For
1.1l   Elect Director Elliott Sigal    Mgmt    For    For    For
1.1m   Elect Director Robert S. Singer    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Mead Johnson Nutrition Company

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Polaris Industries Inc.

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    731068102
Record Date:    03/02/2015    Meeting Type:    Annual    Ticker:    PII

 

Shares Voted:   18,830          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Annette K. Clayton    Mgmt    For    For    For
1.2   Elect Director Kevin M. Farr    Mgmt    For    For    For
1.3   Elect Director John P. Wiehoff    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Zoetis Inc.

 

Meeting Date:    05/01/2015    Country:    USA    Primary Security ID:    98978V103
Record Date:    03/06/2015    Meeting Type:    Annual    Ticker:    ZTS

 

Shares Voted:   247,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Sanjay Khosla    Mgmt    For    For    For
1.2   Elect Director Willie M. Reed    Mgmt    For    For    For
1.3   Elect Director William C. Steere, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

LKQ Corporation

 

Meeting Date:    05/04/2015    Country:    USA    Primary Security ID:    501889208
Record Date:    03/11/2015    Meeting Type:    Annual    Ticker:    LKQ

 

Shares Voted:   409,241          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting Policy Rec

   

Vote Instruction

1a   Elect Director Sukhpal Singh Ahluwalia    Mgmt    For    For    For
1b   Elect Director A. Clinton Allen    Mgmt    For    For    For
1c   Elect Director Ronald G. Foster    Mgmt    For    For    For
1d   Elect Director Joseph M. Holsten    Mgmt    For    For    For
1e   Elect Director Blythe J. McGarvie    Mgmt    For    For    For
1f   Elect Director Paul M. Meister    Mgmt    For    For    For
1g   Elect Director John F. O’Brien    Mgmt    For    For    For
1h   Elect Director Guhan Subramanian    Mgmt    For    For    For
1i   Elect Director Robert L. Wagman    Mgmt    For    For    For
1j   Elect Director William M. Webster, IV    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Oasis Petroleum Inc.

 

Meeting Date:    05/04/2015    Country:    USA    Primary Security ID:    674215108
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    OAS

 

Shares Voted:   219,283          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting Policy Rec

   

Vote Instruction

1.1   Elect Director William J. Cassidy    Mgmt    For    For    For
1.2   Elect Director Taylor L. Reid    Mgmt    For    For    For
1.3   Elect Director Bobby S. Shackouls    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Oasis Petroleum Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Require Independent Board Chairman    SH    Against    Refer    Against

Nordstrom, Inc.

 

Meeting Date:    05/05/2015    Country:    USA    Primary Security ID:    655664100
Record Date:    03/02/2015    Meeting Type:    Annual    Ticker:    JWN

 

Shares Voted:   107,773          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Shellye L. Archambeau    Mgmt    For    For    For
1b   Elect Director Phyllis J. Campbell    Mgmt    For    For    For
1c   Elect Director Michelle M. Ebanks    Mgmt    For    For    For
1d   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1e   Elect Director Robert G. Miller    Mgmt    For    For    For
1f   Elect Director Blake W. Nordstrom    Mgmt    For    For    For
1g   Elect Director Erik B. Nordstrom    Mgmt    For    For    For
1h   Elect Director Peter E. Nordstrom    Mgmt    For    For    For
1i   Elect Director Philip G. Satre    Mgmt    For    For    For
1j   Elect Director Brad D. Smith    Mgmt    For    For    For
1k   Elect Director B. Kevin Turner    Mgmt    For    For    For
1l   Elect Director Robert D. Walter    Mgmt    For    For    For
1m   Elect Director Alison A. Winter    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Carter’s, Inc.

 

Meeting Date:    05/07/2015    Country:    USA    Primary Security ID:    146229109
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    CRI

 

Shares Voted:   95,706          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Paul Fulton    Mgmt    For    For    For
1b   Elect Director Thomas E. Whiddon    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Dunkin’ Brands Group, Inc.

 

Meeting Date:    05/12/2015    Country:    USA    Primary Security ID:    265504100
Record Date:    03/18/2015    Meeting Type:    Annual    Ticker:    DNKN

 

Shares Voted:   209,062          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Sandra Horbach    Mgmt    For    For    For
1.2   Elect Director Mark Nunnelly    Mgmt    For    For    For
1.3   Elect Director Carl Sparks    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6   Source 75% Cage-Free Eggs    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

First Republic Bank

 

Meeting Date:    05/12/2015    Country:    USA    Primary Security ID:    33616C100
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    FRC

 

Shares Voted:   213,777          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director James H. Herbert, II    Mgmt    For    For    For
1.2   Elect Director Katherine August-deWilde    Mgmt    For    For    For
1.3   Elect Director Thomas J. Barrack, Jr.    Mgmt    For    For    For
1.4   Elect Director Frank J. Fahrenkopf, Jr.    Mgmt    For    For    For
1.5   Elect Director L. Martin Gibbs    Mgmt    For    For    For
1.6   Elect Director Boris Groysberg    Mgmt    For    For    For
1.7   Elect Director Sandra R. Hernandez    Mgmt    For    For    For
1.8   Elect Director Pamela J. Joyner    Mgmt    For    For    For
1.9   Elect Director Reynold Levy    Mgmt    For    For    For
1.10   Elect Director Jody S. Lindell    Mgmt    For    For    For
1.11   Elect Director Duncan L. Niederauer    Mgmt    For    For    For
1.12   Elect Director George G.C. Parker    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Polypore International, Inc.

 

Meeting Date:    05/12/2015    Country:    USA    Primary Security ID:    73179V103
Record Date:    04/06/2015    Meeting Type:    Special    Ticker:    PPO

 

Shares Voted:   99,851          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Align Technology, Inc.

 

Meeting Date:    05/13/2015    Country:    USA    Primary Security ID:    016255101
Record Date:    03/18/2015    Meeting Type:    Annual    Ticker:    ALGN

 

Shares Voted:   153,994          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Joseph Lacob    Mgmt    For    For    For
1.2   Elect Director C. Raymond Larkin, Jr.    Mgmt    For    For    For
1.3   Elect Director George J. Morrow    Mgmt    For    For    For
1.4   Elect Director David C. Nagel    Mgmt    For    For    For
1.5   Elect Director Thomas M. Prescott    Mgmt    For    For    For
1.6   Elect Director Andrea L. Saia    Mgmt    For    For    For
1.7   Elect Director Greg J. Santora    Mgmt    For    For    For
1.8   Elect Director Warren S. Thaler    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

ANSYS, Inc.

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    03662Q105
Record Date:    03/18/2015    Meeting Type:    Annual    Ticker:    ANSS

 

Shares Voted:   84,172          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Bradford C. Morley    Mgmt    For    For    For
1.2   Elect Director Patrick J. Zilvitis    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Cimarex Energy Co.

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    171798101
Record Date:    03/18/2015    Meeting Type:    Annual    Ticker:    XEC

 

Shares Voted:   26,676          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Joseph R. Albi    Mgmt    For    For    For
1.2   Elect Director Michael J. Sullivan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against

Dril-Quip, Inc.

 

Meeting Date:    05/15/2015    Country:    USA    Primary Security ID:    262037104
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    DRQ

 

Shares Voted:   60,486          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Director L. H. Dick Robertson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Continental Resources, Inc.

 

Meeting Date:    05/19/2015    Country:    USA    Primary Security ID:    212015101
Record Date:    03/24/2015    Meeting Type:    Annual    Ticker:    CLR

 

Shares Voted:   169,697          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lon McCain    Mgmt    For    For    For
1.2   Elect Director Mark E. Monroe    Mgmt    For    For    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Continental Resources, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Require Independent Board Chairman    SH    Against    Refer    For

Kate Spade & Company

 

Meeting Date:    05/19/2015    Country:    USA    Primary Security ID:    485865109
Record Date:    03/25/2015    Meeting Type:    Annual    Ticker:    KATE

 

Shares Voted:   131,631          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lawrence S. Benjamin    Mgmt    For    For    For
1.2   Elect Director Raul J. Fernandez    Mgmt    For    For    For
1.3   Elect Director Kenneth B. Gilman    Mgmt    For    For    For
1.4   Elect Director Nancy J. Karch    Mgmt    For    For    For
1.5   Elect Director Kenneth P. Kopelman    Mgmt    For    For    For
1.6   Elect Director Craig A. Leavitt    Mgmt    For    For    For
1.7   Elect Director Deborah J. Lloyd    Mgmt    For    For    For
1.8   Elect Director Douglas Mack    Mgmt    For    For    For
1.9   Elect Director Jan Singer    Mgmt    For    For    For
1.10   Elect Director Doreen A. Toben    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5   Amend Right to Call Special Meeting    Mgmt    For    For    For
6   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Southwestern Energy Company

 

Meeting Date:    05/19/2015    Country:    USA    Primary Security ID:    845467109
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    SWN

 

Shares Voted:   246,472          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John D. Gass    Mgmt    For    For    For
1.2   Elect Director Catherine A. Kehr    Mgmt    For    For    For
1.3   Elect Director Greg D. Kerley    Mgmt    For    For    For
1.4   Elect Director Vello A. Kuuskraa    Mgmt    For    For    For
1.5   Elect Director Kenneth R. Mourton    Mgmt    For    For    For
1.6   Elect Director Steven L. Mueller    Mgmt    For    For    For
1.7   Elect Director Elliott Pew    Mgmt    For    For    For
1.8   Elect Director Terry W. Rathert    Mgmt    For    For    For
1.9   Elect Director Alan H. Stevens    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4   Amend Bylaws— Call Special Meetings    SH    Against    For    For
5   Proxy Access    SH    Against    Against    Against

CME Group Inc.

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    12572Q105
Record Date:    03/24/2015    Meeting Type:    Annual    Ticker:    CME

 

Shares Voted:   79,917          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b   Elect Director Phupinder S. Gill    Mgmt    For    For    For
1c   Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1d   Elect Director Charles P. Carey    Mgmt    For    For    For
1e   Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1f   Elect Director Ana Dutra    Mgmt    For    For    For
1g   Elect Director Martin J. Gepsman    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

CME Group Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1h   Elect Director Larry G. Gerdes    Mgmt    For    For    For
1i   Elect Director Daniel R. Glickman    Mgmt    For    For    For
1j   Elect Director J. Dennis Hastert    Mgmt    For    For    For
1k   Elect Director Leo Melamed    Mgmt    For    For    For
1l   Elect Director William P. Miller, II    Mgmt    For    For    For
1m   Elect Director James E. Oliff    Mgmt    For    For    For
1n   Elect Director Edemir Pinto    Mgmt    For    For    For
1o   Elect Director Alex J. Pollock    Mgmt    For    For    For
1p   Elect Director John F. Sandner    Mgmt    For    For    For
1q   Elect Director Terry L. Savage    Mgmt    For    For    For
1r   Elect Director William R. Shepard    Mgmt    For    For    For
1s   Elect Director Dennis A. Suskind    Mgmt    For    For    For
2   Ratify Ernst & Young as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    Against

GrubHub Inc.

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    400110102
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    GRUB

 

Shares Voted:   178,262          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director J. William Gurley    Mgmt    For    For    For
1.2   Elect Director Matthew Maloney    Mgmt    For    For    For
1.3   Elect Director Brian McAndrews    Mgmt    For    For    For
2   Ratify Crowe Horwath LLP as Auditors    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Ross Stores, Inc.

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    778296103
Record Date:    03/24/2015    Meeting Type:    Annual    Ticker:    ROST

 

Shares Voted:   83,047          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael Balmuth    Mgmt    For    For    For
1b   Elect Director K. Gunnar Bjorklund    Mgmt    For    For    For
1c   Elect Director Michael J. Bush    Mgmt    For    For    For
1d   Elect Director Norman A. Ferber    Mgmt    For    For    For
1e   Elect Director Sharon D. Garrett    Mgmt    For    For    For
1f   Elect Director Stephen D. Milligan    Mgmt    For    For    For
1g   Elect Director George P. Orban    Mgmt    For    For    For
1h   Elect Director Michael O’Sullivan    Mgmt    For    For    For
1i   Elect Director Lawrence S. Peiros    Mgmt    For    For    For
1j   Elect Director Gregory L. Quesnel    Mgmt    For    For    For
1k   Elect Director Barbara Rentler    Mgmt    For    For    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Verisk Analytics, Inc.

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    92345Y106
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    VRSK

 

Shares Voted:   135,954          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director J. Hyatt Brown    Mgmt    For    For    For
1.2   Elect Director Samuel G. Liss    Mgmt    For    For    For
1.3   Elect Director Therese M. Vaughan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Verisk Analytics, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director Bruce Hansen    Mgmt    For    For    For
2   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
3   Amend Articles of Incorporation and Bylaws to Eliminate References to Our Class B Common Stock, Rename Our Class A Common Stock and Update Certain Outdated Provisions and Remove Certain Redundant Provisions    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Acadia Healthcare Company, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    00404A109
Record Date:    03/27/2015    Meeting Type:    Annual    Ticker:    ACHC

 

Shares Voted:   90,107          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director E. Perot Bissell    Mgmt    For    For    For
1.2   Elect Director Hartley R. Rogers    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Expeditors International of Washington, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    302130109
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    EXPD

 

Shares Voted:   279,326          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert R. Wright    Mgmt    For    For    For
1.2   Elect Director Mark A. Emmert    Mgmt    For    For    For
1.3   Elect Director Dan P. Kourkoumelis    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Expeditors International of Washington, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director Michael J. Malone    Mgmt    For    For    For
1.5   Elect Director Richard B. McCune    Mgmt    For    For    For
1.6   Elect Director John W. Meisenbach    Mgmt    For    For    For
1.7   Elect Director Jeffrey S. Musser    Mgmt    For    For    For
1.8   Elect Director Liane J. Pelletier    Mgmt    For    For    For
1.9   Elect Director James L.K. Wang    Mgmt    For    For    For
1.10   Elect Director Tay Yoshitani    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Approve Stock Option Plan    Mgmt    For    Refer    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
5   Provide Proxy Access Right    Mgmt    For    Against    Against
6   Proxy Access    SH    Against    Against    Against
7   Require Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans    SH    Against    Refer    Against
8   Pro-rata Vesting of Equity Awards    SH    Against    Refer    For
9   Stock Retention    SH    Against    Against    Against
10   Clawback of Incentive Payments    SH    Against    For    For

Flowserve Corporation

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    34354P105
Record Date:    03/26/2015    Meeting Type:    Annual    Ticker:    FLS

 

Shares Voted:   154,839          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Mark A. Blinn    Mgmt    For    For    For
1.2   Elect Director Leif E. Darner    Mgmt    For    For    For
1.3   Elect Director Gayla J. Delly    Mgmt    For    For    For
1.4   Elect Director Lynn L. Elsenhans    Mgmt    For    For    For
1.5   Elect Director Roger L. Fix    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Flowserve Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.6   Elect Director John R. Friedery    Mgmt    For    For    For
1.7   Elect Director Joe E. Harlan    Mgmt    For    For    For
1.8   Elect Director Rick J. Mills    Mgmt    For    For    For
1.9   Elect Director Charles M. Rampacek    Mgmt    For    For    For
1.10   Elect Director David E. Roberts    Mgmt    For    For    For
1.11   Elect Director William C. Rusnack    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Provide Right to Act by Written Consent    SH    Against    For    For

Gentex Corporation

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    371901109
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    GNTX

 

Shares Voted:   327,004          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Fred Bauer    Mgmt    For    For    For
1.2   Elect Director Gary Goode    Mgmt    For    For    For
1.3   Elect Director Pete Hoekstra    Mgmt    For    For    For
1.4   Elect Director James Hollars    Mgmt    For    For    For
1.5   Elect Director John Mulder    Mgmt    For    For    For
1.6   Elect Director Mark Newton    Mgmt    For    For    For
1.7   Elect Director Richard Schaum    Mgmt    For    For    For
1.8   Elect Director Frederick Sotok    Mgmt    For    For    For
1.9   Elect Director James Wallace    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Restricted Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Gentex Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Mattel, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    577081102
Record Date:    03/27/2015    Meeting Type:    Annual    Ticker:    MAT

 

Shares Voted:   290,913          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael J. Dolan    Mgmt    For    For    For
1b   Elect Director Trevor A. Edwards    Mgmt    For    For    For
1c   Elect Director Frances D. Fergusson    Mgmt    For    For    For
1d   Elect Director Ann Lewnes    Mgmt    For    For    For
1e   Elect Director Dominic Ng    Mgmt    For    For    For
1f   Elect Director Vasant M. Prabhu    Mgmt    For    For    For
1g   Elect Director Dean A. Scarborough    Mgmt    For    For    For
1h   Elect Director Christopher A. Sinclair    Mgmt    For    For    For
1i   Elect Director Dirk Van de Put    Mgmt    For    For    For
1j   Elect Director Kathy White Loyd    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5   Require Independent Board Chairman    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Panera Bread Company

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    69840W108
Record Date:    03/27/2015    Meeting Type:    Annual    Ticker:    PNRA

 

Shares Voted:   21,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Domenic Colasacco    Mgmt    For    For    For
1.2   Elect Director Thomas E. Lynch    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Cerner Corporation

 

Meeting Date:    05/22/2015    Country:    USA    Primary Security ID:    156782104
Record Date:    03/25/2015    Meeting Type:    Annual    Ticker:    CERN

 

Shares Voted:   90,739          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Mitchell E. Daniels, Jr.    Mgmt    For    For    For
1b   Elect Director Clifford W. Illig    Mgmt    For    For    For
1c   Elect Director William B. Neaves    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Incyte Corporation

 

Meeting Date:    05/22/2015    Country:    USA    Primary Security ID:    45337C102
Record Date:    04/02/2015    Meeting Type:    Annual    Ticker:    INCY

 

Shares Voted:   64,377          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Julian C. Baker    Mgmt    For    For    For
1.2   Elect Director Jean-Jacques Bienaime    Mgmt    For    For    For
1.3   Elect Director Paul A. Brooke    Mgmt    For    For    For
1.4   Elect Director Paul J. Clancy    Mgmt    For    For    For
1.5   Elect Director Wendy L. Dixon    Mgmt    For    For    For
1.6   Elect Director Paul A. Friedman    Mgmt    For    For    For
1.7   Elect Director Herve Hoppenot    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Alkermes plc

 

Meeting Date:    05/27/2015    Country:    Ireland    Primary Security ID:    G01767105
Record Date:    03/17/2015    Meeting Type:    Annual    Ticker:    ALKS

 

Shares Voted:   142,093          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Floyd E. Bloom    Mgmt    For    For    For
1.2   Elect Director Nancy J. Wysenski    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Change Location of Annual Meeting    Mgmt    For    For    For
4   Approve PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
  and Authorize Board to Fix Their Remuneration            

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Stericycle, Inc.

 

Meeting Date:    05/27/2015    Country:    USA    Primary Security ID:    858912108
Record Date:    03/30/2015    Meeting Type:    Annual    Ticker:    SRCL

 

Shares Voted:   62,622          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Mark C. Miller    Mgmt    For    For    For
1b   Elect Director Jack W. Schuler    Mgmt    For    For    For
1c   Elect Director Charles A. Alutto    Mgmt    For    For    For
1d   Elect Director Lynn D. Bleil    Mgmt    For    For    For
1e   Elect Director Thomas D. Brown    Mgmt    For    For    For
1f   Elect Director Thomas F. Chen    Mgmt    For    For    For
1g   Elect Director Rod F. Dammeyer    Mgmt    For    For    For
1h   Elect Director William K. Hall    Mgmt    For    For    For
1i   Elect Director John Patience    Mgmt    For    For    For
1j   Elect Director Mike S. Zafirovski    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    Against

Tiffany & Co.

 

Meeting Date:    05/28/2015    Country:    USA    Primary Security ID:    886547108
Record Date:    03/30/2015    Meeting Type:    Annual    Ticker:    TIF

 

Shares Voted:   71,763          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael J. Kowalski    Mgmt    For    For    For
1b   Elect Director Rose Marie Bravo    Mgmt    For    For    For
1c   Elect Director Gary E. Costley    Mgmt    For    For    For
1d   Elect Director Frederic Cumenal    Mgmt    For    For    For
1e   Elect Director Lawrence K. Fish    Mgmt    For    For    For
1f   Elect Director Abby F. Kohnstamm    Mgmt    For    For    For
1g   Elect Director Charles K. Marquis    Mgmt    For    For    For
1h   Elect Director Peter W. May    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Tiffany & Co.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1i   Elect Director William A. Shutzer    Mgmt    For    For    For
1j   Elect Director Robert S. Singer    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Urban Outfitters, Inc.

 

Meeting Date:    06/02/2015    Country:    USA    Primary Security ID:    917047102
Record Date:    03/11/2015    Meeting Type:    Annual    Ticker:    URBN

 

Shares Voted:   244,246          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Edward N. Antoian    Mgmt    For    For    For
1.2   Elect Director Scott A. Belair    Mgmt    For    Refer    Against
1.3   Elect Director Harry S. Cherken, Jr.    Mgmt    For    Refer    Against
1.4   Elect Director Margaret A. Hayne    Mgmt    For    Refer    For
1.5   Elect Director Richard A. Hayne    Mgmt    For    Refer    For
1.6   Elect Director Elizabeth Ann Lambert    Mgmt    For    For    For
1.7   Elect Director Joel S. Lawson, III    Mgmt    For    For    For
1.8   Elect Director Robert H. Strouse    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Report on Human Rights Risk Assessment Process    SH    Against    Refer    Against
5   Proxy Access    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Alliance Data Systems Corporation

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    018581108
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    ADS

 

Shares Voted:   30,458          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Bruce K. Anderson    Mgmt    For    For    For
1.2   Elect Director Roger H. Ballou    Mgmt    For    For    For
1.3   Elect Director D. Keith Cobb    Mgmt    For    For    For
1.4   Elect Director E. Linn Draper, Jr.    Mgmt    For    For    For
1.5   Elect Director Edward J. Heffernan    Mgmt    For    For    For
1.6   Elect Director Kenneth R. Jensen    Mgmt    For    For    For
1.7   Elect Director Robert A. Minicucci    Mgmt    For    For    For
1.8   Elect Director Laurie A. Tucker    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive    Mgmt    For    For    For
  Officers’ Compensation            
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
6   Proxy Access    SH    Against    Against    Against

CoStar Group, Inc.

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    22160N109
Record Date:    04/10/2015    Meeting Type:    Annual    Ticker:    CSGP

 

Shares Voted:   47,012          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michael R. Klein    Mgmt    For    For    For
1.2   Elect Director Andrew C. Florance    Mgmt    For    For    For
1.3   Elect Director Michael J. Glosserman    Mgmt    For    For    For
1.4   Elect Director Warren H. Haber    Mgmt    For    For    For
1.5   Elect Director John W. Hill    Mgmt    For    For    For
1.6   Elect Director Christopher J. Nassetta    Mgmt    For    For    For
1.7   Elect Director David J. Steinberg    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

CoStar Group, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Ulta Salon, Cosmetics & Fragrance, Inc.

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    90384S303
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    ULTA

 

Shares Voted:   79,803          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert F. DiRomualdo    Mgmt    For    For    For
1.2   Elect Director Catherine A. Halligan    Mgmt    For    For    For
1.3   Elect Director Lorna E. Nagler    Mgmt    For    For    For
1.4   Elect Director Michelle L. Collins    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Pandora Media, Inc.

 

Meeting Date:    06/04/2015    Country:    USA    Primary Security ID:    698354107
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    P

 

Shares Voted:   631,471          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Timothy Leiweke    Mgmt    For    For    For
1.2   Elect Director Roger Faxon    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

BioMarin Pharmaceutical Inc.

 

Meeting Date:    06/09/2015    Country:    USA    Primary Security ID:    09061G101
Record Date:    04/10/2015    Meeting Type:    Annual    Ticker:    BMRN

 

Shares Voted:   88,819          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jean-Jacques Bienaime    Mgmt    For    For    For
1.2   Elect Director Michael Grey    Mgmt    For    For    For
1.3   Elect Director Elaine J. Heron    Mgmt    For    For    For
1.4   Elect Director Pierre Lapalme    Mgmt    For    For    For
1.5   Elect Director V. Bryan Lawlis    Mgmt    For    For    For
1.6   Elect Director Richard A. Meier    Mgmt    For    For    For
1.7   Elect Director Alan J. Lewis    Mgmt    For    For    For
1.8   Elect Director William D. Young    Mgmt    For    For    For
1.9   Elect Director Kenneth M. Bate    Mgmt    For    For    For
1.10   Elect Director Dennis J. Slamon    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
5   Report on Sustainability    SH    Against    Refer    Against

DSW Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    23334L102
Record Date:    04/15/2015    Meeting Type:    Annual    Ticker:    DSW

 

Shares Voted:   227,429          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jay L. Schottenstein    Mgmt    For    For    For
1.2   Elect Director Michael R. MacDonald    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

Generac Holdings Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    368736104
Record Date:    04/16/2015    Meeting Type:    Annual    Ticker:    GNRC

 

Shares Voted:   49,199          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert D. Dixon    Mgmt    For    For    For
1.2   Elect Director David A. Ramon    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

ServiceNow, Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    81762P102
Record Date:    04/21/2015    Meeting Type:    Annual    Ticker:    NOW

 

Shares Voted:   100,650          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Douglas M. Leone    Mgmt    For    For    For
1.2   Elect Director Frederic B. Luddy    Mgmt    For    For    For
1.3   Elect Director Jeffrey A. Miller    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

ACADIA Pharmaceuticals Inc.

 

Meeting Date:    06/15/2015    Country:    USA    Primary Security ID:    004225108
Record Date:    04/16/2015    Meeting Type:    Annual    Ticker:    ACAD

 

Shares Voted:   129,431          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Stephen R. Biggar    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

ACADIA Pharmaceuticals Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.2   Elect Director Torsten Rasmussen    Mgmt    For    For    For
1.3   Elect Director Daniel Soland    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Increase Authorized Common Stock    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Medivation, Inc.

 

Meeting Date:    06/16/2015    Country:    USA    Primary Security ID:    58501N101
Record Date:    04/29/2015    Meeting Type:    Annual    Ticker:    MDVN

 

Shares Voted:   71,461          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kim D. Blickenstaff    Mgmt    For    For    For
1.2   Elect Director Kathryn E. Falberg    Mgmt    For    For    For
1.3   Elect Director David T. Hung    Mgmt    For    For    For
1.4   Elect Director C. Patrick Machado    Mgmt    For    For    For
1.5   Elect Director Dawn Svoronos    Mgmt    For    For    For
1.6   Elect Director W. Anthony Vernon    Mgmt    For    For    For
1.7   Elect Director Wendy L. Yarno    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Increase Authorized Common Stock    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

SanDisk Corporation

 

Meeting Date:    06/18/2015    Country:    USA    Primary Security ID:    80004C101
Record Date:    04/20/2015    Meeting Type:    Annual    Ticker:    SNDK

 

Shares Voted:   70,299          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael E. Marks    Mgmt    For    For    For
1b   Elect Director Irwin Federman    Mgmt    For    For    For
1c   Elect Director Steven J. Gomo    Mgmt    For    For    For
1d   Elect Director Eddy W. Hartenstein    Mgmt    For    For    For
1e   Elect Director Chenming Hu    Mgmt    For    For    For
1f   Elect Director Catherine P. Lego    Mgmt    For    For    For
1g   Elect Director Sanjay Mehrotra    Mgmt    For    For    For
1h   Elect Director D. Scott Mercer    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

TripAdvisor, Inc.

 

Meeting Date:    06/18/2015    Country:    USA    Primary Security ID:    896945201
Record Date:    04/20/2015    Meeting Type:    Annual    Ticker:    TRIP

 

Shares Voted:   71,302          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Gregory B. Maffei    Mgmt    For    Refer    For
1.2   Elect Director Stephen Kaufer    Mgmt    For    Refer    For
1.3   Elect Director Jonathan F. Miller    Mgmt    For    For    For
1.4   Elect Director Dipchand (Deep) Nishar    Mgmt    For    For    For
1.5   Elect Director Jeremy Philips    Mgmt    For    For    For
1.6   Elect Director Spencer M. Rascoff    Mgmt    For    For    For
1.7   Elect Director Christopher W. Shean    Mgmt    For    Refer    For
1.8   Elect Director Sukhinder Singh Cassidy    Mgmt    For    For    For
1.9   Elect Director Robert S. Wiesenthal    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 75 Ivy Funds VIP Mid Cap Growth

 

TripAdvisor, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Henry Schein, Inc.

 

Meeting Date:    06/22/2015    Country:    USA    Primary Security ID:    806407102
Record Date:    04/23/2015    Meeting Type:    Annual    Ticker:    HSIC

 

Shares Voted:   62,798          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Barry J. Alperin    Mgmt    For    For    For
1b   Elect Director Lawrence S. Bacow    Mgmt    For    For    For
1c   Elect Director Gerald A. Benjamin    Mgmt    For    For    For
1d   Elect Director Stanley M. Bergman    Mgmt    For    For    For
1e   Elect Director James P. Breslawski    Mgmt    For    For    For
1f   Elect Director Paul Brons    Mgmt    For    For    For
1g   Elect Director Donald J. Kabat    Mgmt    For    For    For
1h   Elect Director Philip A. Laskawy    Mgmt    For    For    For
1i   Elect Director Norman S. Matthews    Mgmt    For    For    For
1j   Elect Director Mark E. Mlotek    Mgmt    For    For    For
1k   Elect Director Steven Paladino    Mgmt    For    For    For
1l   Elect Director Carol Raphael    Mgmt    For    For    For
1m   Elect Director E. Dianne Rekow    Mgmt    For    For    For
1n   Elect Director Bradley T. Sheares    Mgmt    For    For    For
1o   Elect Director Louis W. Sullivan    Mgmt    For    For    For
2   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For

IVY FUNDS VIP MONEY MARKET

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Money Market, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER AGGRESSIVE

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER MODERATELY AGGRESSIVE

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderately Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER MODERATE

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderate, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER MODERATELY CONSERVATIVE

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderately Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER CONSERVATIVE

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER MODERATE – MANAGED VOLATILITY

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderate – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER MODERATELY

AGGRESSIVE – MANAGED VOLATILITY

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderately Aggressive – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER MODERATELY

CONSERVATIVE – MANAGED VOLATILITY

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderately Conservative – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP REAL ESTATE SECURITIES

Proxy Voting Record

Vote Summary

 

BROOKDALE SENIOR LIVING INC.
Security    112463104    Meeting Type    Annual
Ticker Symbol    BKD    Meeting Date    07-Jul-2014
ISIN    US1124631045    Agenda    934044835 - Management
Record Date    20-May-2014    Holding Recon Date    20-May-2014
City / Country    / United States    Vote Deadline Date    03-Jul-2014
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed

by

   

Vote

   

For/Against
Management

1.

   DIRECTOR    Management      
 

1       FRANK M. BUMSTEAD

       For    For
 

2       T. ANDREW SMITH

       For    For
2.   RATIFICATION OF THE AUDIT COMMITTEE’S APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE 2014 FISCAL YEAR.    Management    For    For
3.   ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.    Management    For    For
4.   APPROVAL OF THE BROOKDALE SENIOR LIVING INC. 2014 OMNIBUS INCENTIVE PLAN.    Management    For    For

 

BROOKDALE SENIOR LIVING INC.
Security    112463104    Meeting Type    Special
Ticker Symbol    BKD    Meeting Date    10-Jul-2014
ISIN    US1124631045    Agenda    934045077 - Management
Record Date    12-May-2014    Holding Recon Date    12-May-2014
City / Country    / United States    Vote Deadline Date    09-Jul-2014
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed

by

   

Vote

   

For/Against
Management

1.

   TO APPROVE AN AMENDMENT TO BROOKDALE’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF BROOKDALE COMMON STOCK FROM 200 MILLION TO 400 MILLION, THE FULL TEXT OF WHICH IS ATTACHED AS ANNEX A TO THE JOINT PROXY STATEMENT/PROSPECTUS ACCOMPANYING THIS NOTICE (THE “CHARTER AMENDMENT” PROPOSAL).    Management    For    For
2.   TO APPROVE THE ISSUANCE OF BROOKDALE COMMON STOCK, PAR VALUE $0.01 PER SHARE, PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 20, 2014 (THE “MERGER AGREEMENT”), BY AND AMONG BROOKDALE SENIOR LIVING INC., BROADWAY MERGER SUB CORPORATION AND EMERITUS CORPORATION, AS THE SAME MAY BE AMENDED ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL)    Management    For    For
3.   TO APPROVE ANY MOTION TO ADJOURN THE BROOKDALE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES (THE BROOKDALE ADJOURNMENT” PROPOSAL).    Management    For    For

 

GENERAL GROWTH PROPERTIES, INC
Security    370023103    Meeting Type    Annual
Ticker Symbol    GGP    Meeting Date    16-Apr-2015
ISIN    US3700231034    Agenda    934130597 - Management
Record Date    17-Feb-2015    Holding Recon Date    17-Feb-2015
City / Country    / United States    Vote Deadline Date    15-Apr-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed

by

   

Vote

   

For/Against
Management

1A.   ELECTION OF DIRECTOR: RICHARD B. CLARK    Management    For    For
1B.   ELECTION OF DIRECTOR: MARY LOU FIALA    Management    For    For

1C.   ELECTION OF DIRECTOR: J. BRUCE FLATT    Management    For    For
1D.   ELECTION OF DIRECTOR: JOHN K. HALEY    Management    For    For
1E.   ELECTION OF DIRECTOR: DANIEL B. HURWITZ    Management    For    For
1F.   ELECTION OF DIRECTOR: BRIAN W. KINGSTON    Management    For    For
1G.   ELECTION OF DIRECTOR: SANDEEP MATHRANI    Management    For    For
1H.   ELECTION OF DIRECTOR: DAVID J. NEITHERCUT    Management    For    For
1I.   ELECTION OF DIRECTOR: MARK R. PATTERSON    Management    For    For
2.   RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For
3.   APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS.    Management    For    For
4.   SHAREHOLDER PROPOSAL ON A POLICY THAT A SIGNIFICANT PORTION OF FUTURE STOCK OPTION GRANTS TO SENIOR EXECUTIVES BE PERFORMANCE-BASED.    Shareholder    For    Against

 

DUKE REALTY CORPORATION
Security    264411505    Meeting Type    Annual
Ticker Symbol    DRE    Meeting Date    29-Apr-2015
ISIN    US2644115055    Agenda    934129847 - Management
Record Date    23-Feb-2015    Holding Recon Date    23-Feb-2015
City / Country    / United States    Vote Deadline Date    28-Apr-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1A.   ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR.    Management      
1B.   ELECTION OF DIRECTOR: WILLIAM CAVANAUGH, III    Management      
1C.   ELECTION OF DIRECTOR: ALAN H. COHEN    Management      
1D.   ELECTION OF DIRECTOR: NGAIRE E. CUNEO    Management      
1E.   ELECTION OF DIRECTOR: CHARLES R. EITEL    Management      
1F.   ELECTION OF DIRECTOR: MARTIN C. JISCHKE, PHD.    Management      
1G.   ELECTION OF DIRECTOR: DENNIS D. OKLAK    Management      
1H.   ELECTION OF DIRECTOR: MELANIE R. SABELHAUS    Management      
1I.   ELECTION OF DIRECTOR: PETER M. SCOTT, III    Management      
1J.   ELECTION OF DIRECTOR: JACK R. SHAW    Management      
1K.   ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK    Management      
1L.   ELECTION OF DIRECTOR: LYNN C. THURBER    Management      
1M.   ELECTION OF DIRECTOR: ROBERT J. WOODWARD, JR.    Management      
2.   TO VOTE ON AN ADVISORY BASIS TO APPROVE THE COMPENSATION OF THE COMPANY’S EXECUTIVE OFFICERS FOR 2014    Management      
3.   TO RATIFY THE REAPPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR 2015    Management      
4.   TO APPROVE THE COMPANY’S 2015 LONG- TERM INCENTIVE PLAN    Management      

 

DCT INDUSTRIAL TRUST INC.
Security    233153204    Meeting Type    Annual
Ticker Symbol    DCT    Meeting Date    29-Apr-2015
ISIN    US2331532042    Agenda    934139040 - Management
Record Date    03-Mar-2015    Holding Recon Date    03-Mar-2015
City / Country    / United States    Vote Deadline Date    28-Apr-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1A.   ELECTION OF DIRECTOR: THOMAS G. WATTLES    Management      
1B.   ELECTION OF DIRECTOR: PHILIP L. HAWKINS    Management      
1C.   ELECTION OF DIRECTOR: MARILYN A. ALEXANDER    Management      

1D.   ELECTION OF DIRECTOR: THOMAS F. AUGUST    Management      
1E.   ELECTION OF DIRECTOR: JOHN S. GATES, JR.    Management      
1F.   ELECTION OF DIRECTOR: RAYMOND B. GREER    Management      
1G.   ELECTION OF DIRECTOR: TRIPP H. HARDIN    Management      
1H.   ELECTION OF DIRECTOR: JOHN C. O’KEEFFE    Management      
1I.   ELECTION OF DIRECTOR: BRUCE L. WARWICK    Management      
2.   TO APPROVE, BY NON-BINDING VOTE, THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION    Management      
3.   RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015    Management      

 

PROLOGIS, INC.
Security    74340W103    Meeting Type    Annual
Ticker Symbol    PLD    Meeting Date    29-Apr-2015
ISIN    US74340W1036    Agenda    934142592 - Management
Record Date    09-Mar-2015    Holding Recon Date    09-Mar-2015
City / Country    / United States    Vote Deadline Date    28-Apr-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1A.   ELECTION OF DIRECTOR: HAMID R. MOGHADAM    Management    For    For
1B.   ELECTION OF DIRECTOR: GEORGE L. FOTIADES    Management    For    For
1C.   ELECTION OF DIRECTOR: CHRISTINE N. GARVEY    Management    For    For
1D.   ELECTION OF DIRECTOR: LYDIA H. KENNARD    Management    For    For
1E.   ELECTION OF DIRECTOR: J. MICHAEL LOSH    Management    For    For
1F.   ELECTION OF DIRECTOR: IRVING F. LYONS III    Management    For    For
1G.   ELECTION OF DIRECTOR: DAVID P. O’CONNOR    Management    For    For
1H.   ELECTION OF DIRECTOR: JEFFREY L. SKELTON    Management    For    For
1I.   ELECTION OF DIRECTOR: CARL B. WEBB    Management    For    For
1J.   ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS    Management    For    For
2.   ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION FOR 2014    Management    Against    Against
3.   RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2015    Management    For    For

 

PUBLIC STORAGE
Security    74460D109    Meeting Type    Annual
Ticker Symbol    PSA    Meeting Date    30-Apr-2015
ISIN    US74460D1090    Agenda    934141401 - Management
Record Date    06-Mar-2015    Holding Recon Date    06-Mar-2015
City / Country    / United States    Vote Deadline Date    29-Apr-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against

Management

1A   ELECTION OF DIRECTOR: RONALD L. HAVNER, JR.    Management      
1B   ELECTION OF DIRECTOR: TAMARA HUGHES GUSTAVSON    Management      
1C   ELECTION OF DIRECTOR: URI P. HARKHAM    Management      
1D   ELECTION OF DIRECTOR: B. WAYNE HUGHES, JR.    Management      
1E   ELECTION OF DIRECTOR: AVEDICK B. POLADIAN    Management      
1F   ELECTION OF DIRECTOR: GARY E. PRUITT    Management      
1G   ELECTION OF DIRECTOR: RONALD P. SPOGLI    Management      
1H   ELECTION OF DIRECTOR: DANIEL C. STATON    Management      

2   RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015.    Management      
3   ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.    Management      

 

RLJ LODGING TR
Security    74965L101    Meeting Type    Annual
Ticker Symbol    RLJ    Meeting Date    01-May-2015
ISIN    US74965L1017    Agenda    934163279 - Management
Record Date    13-Mar-2015    Holding Recon Date    13-Mar-2015
City / Country    / United States    Vote Deadline Date    30-Apr-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1.1   ELECTION OF TRUSTEE: ROBERT L. JOHNSON    Management      
1.2   ELECTION OF TRUSTEE: THOMAS J. BALTIMORE, JR.    Management      
1.3   ELECTION OF TRUSTEE: EVAN BAYH    Management      
1.4   ELECTION OF TRUSTEE: NATHANIEL A. DAVIS    Management      
1.5   ELECTION OF TRUSTEE: ROBERT M. LA FORGIA    Management      
1.6   ELECTION OF TRUSTEE: GLENDA G. MCNEAL    Management      
1.7   ELECTION OF TRUSTEE: JOSEPH RYAN    Management      
2.   TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2015.    Management      
3.   TO APPROVE (ON A NON-BINDING BASIS) THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.    Management      
4.   TO APPROVE THE RLJ LODGING TRUST 2015 EQUITY INCENTIVE PLAN, WHICH CONSTITUTES AN AMENDMENT AND RESTATEMENT OF THE RLJ LODGING TRUST 2011 EQUITY INCENTIVE PLAN.    Management      
5.   TO AMEND OUR ARTICLES OF AMENDMENT AND RESTATEMENT OF DECLARATION OF TRUST TO OPT OUT OF SECTION 3-804(C) OF THE MARYLAND GENERAL CORPORATION LAW.    Management      
6.   TO CONSIDER AND VOTE ON A NON- BINDING SHAREHOLDER PROPOSAL BY UNITE HERE.    Shareholder      

 

COUSINS PROPERTIES INCORPORATED
Security    222795106    Meeting Type    Annual
Ticker Symbol    CUZ    Meeting Date    05-May-2015
ISIN    US2227951066    Agenda    934150260 - Management
Record Date    27-Feb-2015    Holding Recon Date    27-Feb-2015
City / Country    / United States    Vote Deadline Date    04-May-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1.1   ELECTION OF DIRECTOR: ROBERT W. CHAPMAN    Management      
1.2   ELECTION OF DIRECTOR: TOM G. CHARLESWORTH    Management      
1.3   ELECTION OF DIRECTOR: LAWRENCE L. GELLERSTEDT, III    Management      
1.4   ELECTION OF DIRECTOR: LILLIAN C. GIORNELLI    Management      
1.5   ELECTION OF DIRECTOR: S. TAYLOR GLOVER    Management      
1.6   ELECTION OF DIRECTOR: JAMES H. HANCE, JR.    Management      
1.7   ELECTION OF DIRECTOR: DONNA W. HYLAND    Management      
1.8   ELECTION OF DIRECTOR: R. DARY STONE    Management      
2.   APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.    Management      
3.   RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2015.    Management      

KIMCO REALTY CORPORATION
Security    49446R109    Meeting Type    Annual
Ticker Symbol    KIM    Meeting Date    05-May-2015
ISIN    US49446R1095    Agenda    934163976 - Management
Record Date    16-Mar-2015    Holding Recon Date    16-Mar-2015
City / Country    / United States    Vote Deadline Date    04-May-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1   DIRECTOR    Management      
 

1       M. COOPER

      
 

2       P. COVIELLO

      
 

3       R. DOOLEY

      
 

4       J. GRILLS

      
 

5       D. HENRY

      
 

6       F. LOURENSO

      
 

7       C. NICHOLAS

      
 

8       R. SALTZMAN

      
2   THE ADVISORY RESOLUTION TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION (AS MORE PARTICULARLY DESCRIBED IN THE PROXY STATEMENT).    Management      
3   RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 (AS MORE PARTICULARLY DESCRIBED IN THE PROXY STATEMENT).    Management      

 

HILTON WORLDWIDE HOLDINGS INC.
Security    43300A104    Meeting Type    Annual
Ticker Symbol    HLT    Meeting Date    06-May-2015
ISIN    US43300A1043    Agenda    934148758 - Management
Record Date    12-Mar-2015    Holding Recon Date    12-Mar-2015
City / Country    / United States    Vote Deadline Date    05-May-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1.   DIRECTOR    Management      
 

1       CHRISTOPHER J. NASSETTA

         
 

2       JONATHAN D. GRAY

         
 

3       MICHAEL S. CHAE

         
 

4       TYLER S. HENRITZE

         
 

5       JUDITH A. MCHALE

         
 

6       JOHN G. SCHREIBER

         
 

7       ELIZABETH A. SMITH

         
 

8       DOUGLAS M. STEENLAND

         
 

9       WILLIAM J. STEIN

         
2.   RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2015.    Management      
3.   TO APPROVE, BY NON-BINDING VOTE, COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management      

FEDERAL REALTY INVESTMENT TRUST
Security    313747206    Meeting Type    Annual
Ticker Symbol    FRT    Meeting Date    06-May-2015
ISIN    US3137472060    Agenda    934154232 - Management
Record Date    20-Mar-2015    Holding Recon Date    20-Mar-2015
City / Country    / United States    Vote Deadline Date    05-May-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1   DIRECTOR    Management      
 

1       JON E. BORTZ

         
 

2       DAVID W. FAEDER

         
 

3       KRISTIN GAMBLE

         
 

4       GAIL P. STEINEL

         
 

5       WARREN M. THOMPSON

         
 

6       JOSEPH S. VASSALLUZZO

         
 

7       DONALD C. WOOD

         
2   TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015.    Management      
3   TO HOLD AN ADVISORY VOTE APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.    Management      
4   TO RE-APPROVE THE PERFORMANCE CRITERIA UNDER OUR 2010 PERFORMANCE INCENTIVE PLAN.    Management      

 

LASALLE HOTEL PROPERTIES
Security    517942108    Meeting Type    Annual
Ticker Symbol    LHO    Meeting Date    07-May-2015
ISIN    US5179421087    Agenda    934130701 - Management
Record Date    20-Feb-2015    Holding Recon Date    20-Feb-2015
City / Country    / United States    Vote Deadline Date    06-May-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1.   DIRECTOR    Management      
 

1       JEFFREY T. FOLAND

         
 

2       DARRYL HARTLEY-LEONARD

         
 

3       WILLIAM S. MCCALMONT

         
2.   TO RATIFY THE APPOINTMENT OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2015.    Management      
3.   TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION.    Management      

 

HEALTH CARE REIT, INC.
Security    42217K106    Meeting Type    Annual
Ticker Symbol    HCN    Meeting Date    07-May-2015
ISIN    US42217K1060    Agenda    934150373 - Management
Record Date    10-Mar-2015    Holding Recon Date    10-Mar-2015
City / Country    / United States    Vote Deadline Date    06-May-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1A.   ELECTION OF DIRECTOR: THOMAS J. DEROSA    Management    For    For
1B.   ELECTION OF DIRECTOR: JEFFREY H. DONAHUE    Management    For    For
1C.   ELECTION OF DIRECTOR: FRED S. KLIPSCH    Management    For    For
1D.   ELECTION OF DIRECTOR: GEOFFREY G. MEYERS    Management    For    For
1E.   ELECTION OF DIRECTOR: TIMOTHY J. NAUGHTON    Management    For    For
1F.   ELECTION OF DIRECTOR: SHARON M. OSTER    Management    For    For
1G.   ELECTION OF DIRECTOR: JUDITH C. PELHAM    Management    For    For
1H.   ELECTION OF DIRECTOR: SERGIO D. RIVERA    Management    For    For
1I.   ELECTION OF DIRECTOR: R. SCOTT TRUMBULL    Management    For    For
2.   THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2015.    Management    For    For
3.   APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SEC.    Management    For    For

AMERICAN CAMPUS COMMUNITIES, INC.
Security    024835100    Meeting Type    Annual
Ticker Symbol    ACC    Meeting Date    07-May-2015
ISIN    US0248351001    Agenda    934164930 - Management
Record Date    16-Mar-2015    Holding Recon Date    16-Mar-2015
City / Country    / United States    Vote Deadline Date    06-May-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1A.   ELECTION OF DIRECTOR: WILLIAM C. BAYLESS JR.    Management    For    For
1B.   ELECTION OF DIRECTOR: R.D. BURCK    Management    For    For
1C.   ELECTION OF DIRECTOR: G. STEVEN DAWSON    Management    For    For
1D.   ELECTION OF DIRECTOR: CYDNEY C. DONNELL    Management    For    For
1E.   ELECTION OF DIRECTOR: DENNIS G. LOPEZ    Management    For    For
1F.   ELECTION OF DIRECTOR: EDWARD LOWENTHAL    Management    For    For
1G.   ELECTION OF DIRECTOR: OLIVER LUCK    Management    For    For
1H.   ELECTION OF DIRECTOR: C. PATRICK OLES, JR.    Management    For    For
1I.   ELECTION OF DIRECTOR: WINSTON W. WALKER    Management    For    For
2.   RATIFICATION OF ERNST & YOUNG AS OUR INDEPENDENT AUDITORS FOR 2015    Management    For    For
3.   TO PROVIDE A NON-BINDING ADVISORY VOTE APPROVING THE COMPANY’S EXECUTIVE COMPENSATION PROGRAM    Management    For    For

 

ALEXANDRIA REAL ESTATE EQUITIES, INC.
Security    015271109    Meeting Type    Annual
Ticker Symbol    ARE    Meeting Date    07-May-2015
ISIN    US0152711091    Agenda    934171214 - Management
Record Date    31-Mar-2015    Holding Recon Date    31-Mar-2015
City / Country    / United States    Vote Deadline Date    06-May-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1.   DIRECTOR    Management      
 

1       JOEL S. MARCUS

       For    For
 

2       RICHARD B. JENNINGS

       For    For
 

3       JOHN L. ATKINS, III

       For    For
 

4       MARIA C. FREIRE

       For    For
 

5       STEVEN R. HASH

       For    For
 

6       RICHARD H. KLEIN

       For    For
 

7       JAMES H. RICHARDSON

       For    For
2.   TO CAST A NON-BINDING, ADVISORY VOTE ON A RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS MORE PARTICULARLY DESCRIBED IN THE PROXY STATEMENT FOR THE 2015 ANNUAL MEETING OF STOCKHOLDERS OF THE COMPANY.    Management    Against    Against
3.   TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.    Management    For    For

CAMDEN PROPERTY TRUST
Security    133131102    Meeting Type    Annual
Ticker Symbol    CPT    Meeting Date    08-May-2015
ISIN    US1331311027    Agenda    934152377 - Management
Record Date    16-Mar-2015    Holding Recon Date    16-Mar-2015
City / Country    / United States    Vote Deadline Date    07-May-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1.   DIRECTOR    Management      
 

1       RICHARD J. CAMPO

         
 

2       SCOTT S. INGRAHAM

         
 

3       LEWIS A. LEVEY

         
 

4       WILLIAM B. MCGUIRE, JR.

         
 

5       WILLIAM F. PAULSEN

         
 

6       D. KEITH ODEN

         
 

7       F. GARDNER PARKER

         
 

8       F.A. SEVILLA-SACASA

         
 

9       STEVEN A. WEBSTER

         
 

10     KELVIN R. WESTBROOK

         
2.   RATIFICATION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management      
3.   APPROVAL, BY AN ADVISORY VOTE, OF EXECUTIVE COMPENSATION.    Management      

 

REGENCY CENTERS CORPORATION
Security    758849103    Meeting Type    Annual
Ticker Symbol    REG    Meeting Date    12-May-2015
ISIN    US7588491032    Agenda    934150715 - Management
Record Date    18-Mar-2015    Holding Recon Date    18-Mar-2015
City / Country    / United States    Vote Deadline Date    11-May-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1.   DIRECTOR    Management      
 

1       MARTIN E. STEIN, JR.

         
 

2       RAYMOND L. BANK

         
 

3       BRYCE BLAIR

         
 

4       C. RONALD BLANKENSHIP

         
 

5       A.R. CARPENTER

         
 

6       J. DIX DRUCE, JR.

         
 

7       MARY LOU FIALA

         
 

8       DAVID P. O’CONNOR

         
 

9       JOHN C. SCHWEITZER

         
 

10     BRIAN M. SMITH

         
 

11     THOMAS G. WATTLES

         
2   ADOPTION OF AN ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION FOR FISCAL YEAR 2014.    Management      
3   RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2015.    Management      

 

DDR CORP.
Security    23317H102    Meeting Type    Annual
Ticker Symbol    DDR    Meeting Date    12-May-2015
ISIN    US23317H1023    Agenda    934162417 - Management
Record Date    17-Mar-2015    Holding Recon Date    17-Mar-2015
City / Country    / United States    Vote Deadline Date    11-May-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1A.   ELECTION OF DIRECTOR: TERRANCE R. AHERN    Management      
1B.   ELECTION OF DIRECTOR: JAMES C. BOLAND    Management      
1C.   ELECTION OF DIRECTOR: THOMAS FINNE    Management      
1D.   ELECTION OF DIRECTOR: ROBERT H. GIDEL    Management      

1E.   ELECTION OF DIRECTOR: VICTOR B. MACFARLANE    Management      
1F.   ELECTION OF DIRECTOR: DAVID J. OAKES    Management      
1G.   ELECTION OF DIRECTOR: ALEXANDER OTTO    Management      
1H.   ELECTION OF DIRECTOR: SCOTT D. ROULSTON    Management      
1I.   ELECTION OF DIRECTOR: BARRY A. SHOLEM    Management      
2.   APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management      
3.   RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management      

 

SIMON PROPERTY GROUP, INC.
Security    828806109    Meeting Type    Annual
Ticker Symbol    SPG    Meeting Date    14-May-2015
ISIN    US8288061091    Agenda    934154167 - Management
Record Date    16-Mar-2015    Holding Recon Date    16-Mar-2015
City / Country    / United States    Vote Deadline Date    13-May-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1A.   ELECTION OF DIRECTOR: MELVYN E. BERGSTEIN    Management      
1B.   ELECTION OF DIRECTOR: LARRY C. GLASSCOCK    Management      
1C.   ELECTION OF DIRECTOR: KAREN N. HORN, PH.D.    Management      
1D.   ELECTION OF DIRECTOR: ALLAN HUBBARD    Management      
1E.   ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ    Management      
1F.   ELECTION OF DIRECTOR: DANIEL C. SMITH, PH.D.    Management      
1G.   ELECTION OF DIRECTOR: J. ALBERT SMITH, JR.    Management      
2.   ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.    Management      
3.   RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management      
4.   STOCKHOLDER PROPOSAL    Shareholder      

 

VENTAS, INC.
Security    92276F100    Meeting Type    Annual
Ticker Symbol    VTR    Meeting Date    14-May-2015
ISIN    US92276F1003    Agenda    934159903 - Management
Record Date    18-Mar-2015    Holding Recon Date    18-Mar-2015
City / Country    / United States    Vote Deadline Date    13-May-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1A.   ELECTION OF DIRECTOR: MELODY C. BARNES    Management    For    For
1B.   ELECTION OF DIRECTOR: DEBRA A. CAFARO    Management    For    For
1C.   ELECTION OF DIRECTOR: DOUGLAS CROCKER II    Management    For    For
1D.   ELECTION OF DIRECTOR: RONALD G. GEARY    Management    For    For
1E.   ELECTION OF DIRECTOR: JAY M. GELLERT    Management    For    For
1F.   ELECTION OF DIRECTOR: RICHARD I. GILCHRIST    Management    For    For
1G.   ELECTION OF DIRECTOR: MATTHEW J. LUSTIG    Management    For    For
1H.   ELECTION OF DIRECTOR: DOUGLAS M. PASQUALE    Management    For    For
1I.   ELECTION OF DIRECTOR: ROBERT D. REED    Management    For    For
1J.   ELECTION OF DIRECTOR: GLENN J. RUFRANO    Management    For    For
1K.   ELECTION OF DIRECTOR: JAMES D. SHELTON    Management    For    For
2.   RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015.    Management    For    For
3.   ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For

HOST HOTELS & RESORTS, INC.
Security    44107P104    Meeting Type    Annual
Ticker Symbol    HST    Meeting Date    14-May-2015
ISIN    US44107P1049    Agenda    934177759 - Management
Record Date    19-Mar-2015    Holding Recon Date    19-Mar-2015
City / Country    / United States    Vote Deadline Date    13-May-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1.1   ELECTION OF DIRECTOR: MARY L. BAGLIVO    Management    For    For
1.2   ELECTION OF DIRECTOR: SHEILA C. BAIR    Management    For    For
1.3   ELECTION OF DIRECTOR: TERENCE C. GOLDEN    Management    For    For
1.4   ELECTION OF DIRECTOR: ANN M. KOROLOGOS    Management    For    For
1.5   ELECTION OF DIRECTOR: RICHARD E. MARRIOTT    Management    For    For
1.6   ELECTION OF DIRECTOR: JOHN B. MORSE, JR.    Management    For    For
1.7   ELECTION OF DIRECTOR: WALTER C. RAKOWICH    Management    For    For
1.8   ELECTION OF DIRECTOR: GORDON H. SMITH    Management    For    For
1.9   ELECTION OF DIRECTOR: W. EDWARD WALTER    Management    For    For
2.   RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2015.    Management    For    For
3.   ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.    Management    For    For
4.   STOCKHOLDER PROPOSAL RELATING TO BYLAW AMENDMENTS.    Shareholder    For    Against

 

ESSEX PROPERTY TRUST, INC.
Security    297178105    Meeting Type    Annual
Ticker Symbol    ESS    Meeting Date    19-May-2015
ISIN    US2971781057    Agenda    934145257 - Management
Record Date    27-Feb-2015    Holding Recon Date    27-Feb-2015
City / Country    / United States    Vote Deadline Date    18-May-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1.   DIRECTOR    Management      
 

1       DAVID W. BRADY

       For    For
 

2       KEITH R. GUERICKE

       For    For
 

3       IRVING F. LYONS, III

       For    For
 

4       GEORGE M. MARCUS

       For    For
 

5       GARY P. MARTIN

       Withheld    Against
 

6       ISSIE N. RABINOVITCH

       Withheld    Against
 

7       THOMAS E. RANDLETT

       For    For
 

8       THOMAS E. ROBINSON

       For    For
 

9       MICHAEL J. SCHALL

       For    For
 

10     BYRON A. SCORDELIS

       For    For
 

11     JANICE L. SEARS

       For    For
 

12     THOMAS P. SULLIVAN

       For    For
 

13     CLAUDE J. ZINNGRABE, JR

       For    For
2   RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2015.    Management    For    For
3   ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION.    Management    For    For

BOSTON PROPERTIES, INC.
Security    101121101    Meeting Type    Annual
Ticker Symbol    BXP    Meeting Date    19-May-2015
ISIN    US1011211018    Agenda    934172709 - Management
Record Date    25-Mar-2015    Holding Recon Date    25-Mar-2015
City / Country    / United States    Vote Deadline Date    18-May-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1A.   ELECTION OF DIRECTOR: CAROL B. EINIGER    Management    For    For
1B.   ELECTION OF DIRECTOR: JACOB A. FRENKEL    Management    For    For
1C.   ELECTION OF DIRECTOR: JOEL I. KLEIN    Management    For    For
1D.   ELECTION OF DIRECTOR: DOUGLAS T. LINDE    Management    For    For
1E.   ELECTION OF DIRECTOR: MATTHEW J. LUSTIG    Management    For    For
1F.   ELECTION OF DIRECTOR: ALAN J. PATRICOF    Management    For    For
1G.   ELECTION OF DIRECTOR: IVAN G. SEIDENBERG    Management    For    For
1H.   ELECTION OF DIRECTOR: OWEN D. THOMAS    Management    For    For
1I.   ELECTION OF DIRECTOR: MARTIN TURCHIN    Management    For    For
1J.   ELECTION OF DIRECTOR: DAVID A. TWARDOCK    Management    For    For
1K.   ELECTION OF DIRECTOR: MORTIMER B. ZUCKERMAN    Management    For    For
2.   TO APPROVE, BY NON-BINDING RESOLUTION, THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION.    Management    Against    Against
3.   TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015.    Management    For    For
4.   STOCKHOLDER PROPOSAL CONCERNING AN INDEPENDENT BOARD CHAIRMAN, IF PROPERLY PRESENTED AT THE ANNUAL MEETING.    Shareholder    For    Against
5.   STOCKHOLDER PROPOSAL CONCERNING THE ADOPTION OF PROXY ACCESS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING.    Shareholder    For    Against
6.   STOCKHOLDER PROPOSAL CONCERNING A POLICY REGARDING ACCELERATED VESTING OF EQUITY AWARDS OF SENIOR EXECUTIVES UPON A CHANGE IN CONTROL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING.    Shareholder    Against    For

 

MID-AMERICA APARTMENT COMMUNITIES, INC.
Security    59522J103    Meeting Type    Annual
Ticker Symbol    MAA    Meeting Date    19-May-2015
ISIN    US59522J1034    Agenda    934189475 - Management
Record Date    13-Mar-2015    Holding Recon Date    13-Mar-2015
City / Country    / United States    Vote Deadline Date    18-May-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1A.   ELECTION OF DIRECTOR: H. ERIC BOLTON, JR.    Management      
1B.   ELECTION OF DIRECTOR: ALAN B. GRAF, JR.    Management      
1C.   ELECTION OF DIRECTOR: RALPH HORN    Management      
1D.   ELECTION OF DIRECTOR: JAMES K. LOWDER    Management      
1E.   ELECTION OF DIRECTOR: THOMAS H. LOWDER    Management      
1F.   ELECTION OF DIRECTOR: CLAUDE B. NIELSEN    Management      
1G.   ELECTION OF DIRECTOR: PHILIP W. NORWOOD    Management      
1H.   ELECTION OF DIRECTOR: W. REID SANDERS    Management      
1I.   ELECTION OF DIRECTOR: WILLIAM B. SANSOM    Management      
1J.   ELECTION OF DIRECTOR: GARY SHORB    Management      
1K.   ELECTION OF DIRECTOR: JOHN W. SPIEGEL    Management      
2.   NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.    Management      
3.   RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015.    Management      

HUDSON PACIFIC PROPERTIES, INC.
Security    444097109    Meeting Type    Annual
Ticker Symbol    HPP    Meeting Date    20-May-2015
ISIN    US4440971095    Agenda    934175692 - Management
Record Date    20-Mar-2015    Holding Recon Date    20-Mar-2015
City / Country    / United States    Vote Deadline Date    19-May-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1A.   ELECTION OF DIRECTOR: VICTOR J. COLEMAN    Management      
1B.   ELECTION OF DIRECTOR: THEODORE R. ANTENUCCI    Management      
1C.   ELECTION OF DIRECTOR: FRANK COHEN    Management      
1D.   ELECTION OF DIRECTOR: RICHARD B. FRIED    Management      
1E.   ELECTION OF DIRECTOR: JONATHAN M. GLASER    Management      
1F.   ELECTION OF DIRECTOR: ROBERT L. HARRIS    Management      
1G.   ELECTION OF DIRECTOR: MARK D. LINEHAN    Management      
1H.   ELECTION OF DIRECTOR: ROBERT M. MORAN    Management      
1I.   ELECTION OF DIRECTOR: MICHAEL NASH    Management      
1J.   ELECTION OF DIRECTOR: BARRY A. PORTER    Management      
1K.   ELECTION OF DIRECTOR: JOHN SCHREIBER    Management      
2.   THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015.    Management      
3.   THE ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION, AS MORE FULLY DESCRIBED IN THE ENCLOSED PROXY STATEMENT.    Management      

 

STRATEGIC HOTELS & RESORTS, INC.
Security    86272T106    Meeting Type    Annual
Ticker Symbol    BEE    Meeting Date    21-May-2015
ISIN    US86272T1060    Agenda    934157668 - Management
Record Date    16-Mar-2015    Holding Recon Date    16-Mar-2015
City / Country    / United States    Vote Deadline Date    20-May-2015
SEDOL(s)       Quick Code   

 

Item

  

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1   DIRECTOR    Management      
 

1       ROBERT P. BOWEN

         
 

2       RAYMOND L. GELLEIN, JR.

         
 

3       JAMES A. JEFFS

         
 

4       DAVID W. JOHNSON

         
 

5       RICHARD D. KINCAID

         
 

6       SIR DAVID M.C. MICHELS

         
 

7       WILLIAM A. PREZANT

         
 

8       EUGENE F. REILLY

         
 

9       SHELI Z. ROSENBERG

         
2   APPROVAL ON AN ADVISORY BASIS OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN OUR PROXY STATEMENT FOR THE 2015 ANNUAL MEETING OF STOCKHOLDERS.    Management      
3   RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015.    Management      
4   A NON-BINDING STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING.    Shareholder      

UDR, INC.
Security    902653104    Meeting Type    Annual
Ticker Symbol    UDR    Meeting Date    21-May-2015
ISIN    US9026531049    Agenda    934169815 - Management
Record Date    23-Mar-2015    Holding Recon Date    23-Mar-2015
City / Country    / United States    Vote Deadline Date    20-May-2015
SEDOL(s)       Quick Code   

 

Item

   

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1.    DIRECTOR    Management      
  

1       KATHERINE A. CATTANACH

         
  

2       ROBERT P. FREEMAN

         
  

3       JON A. GROVE

         
  

4       JAMES D. KLINGBEIL

         
  

5       ROBERT A. MCNAMARA

         
  

6       MARK R. PATTERSON

         
  

7       LYNNE B. SAGALYN

         
  

8       THOMAS W. TOOMEY

         
2.    PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2015.    Management      
3.    ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.    Management      

 

KILROY REALTY CORPORATION
Security    49427F108    Meeting Type    Annual
Ticker Symbol    KRC    Meeting Date    21-May-2015
ISIN    US49427F1084    Agenda    934174614 - Management
Record Date    13-Mar-2015    Holding Recon Date    13-Mar-2015
City / Country    / United States    Vote Deadline Date    20-May-2015
SEDOL(s)       Quick Code   

 

Item

   

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1A.    ELECTION OF DIRECTOR: JOHN KILROY    Management      
1B.    ELECTION OF DIRECTOR: EDWARD BRENNAN, PH.D.    Management      
1C.    ELECTION OF DIRECTOR: JOLIE HUNT    Management      
1D.    ELECTION OF DIRECTOR: SCOTT INGRAHAM    Management      
1E.    ELECTION OF DIRECTOR: GARY STEVENSON    Management      
1F.    ELECTION OF DIRECTOR: PETER STONEBERG    Management      
2.    AMENDMENT AND RESTATEMENT OF THE COMPANY’S 2006 INCENTIVE AWARD PLAN, AS AMENDED.    Management      
3.    APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management      
4.    RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015.    Management      

 

VORNADO REALTY TRUST
Security    929042109    Meeting Type    Annual
Ticker Symbol    VNO    Meeting Date    21-May-2015
ISIN    US9290421091    Agenda    934176101 - Management
Record Date    23-Mar-2015    Holding Recon Date    23-Mar-2015
City / Country    / United States    Vote Deadline Date    20-May-2015
SEDOL(s)       Quick Code   

 

Item

   

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1.    DIRECTOR    Management      
  

1       STEVEN ROTH

         
  

2       MICHAEL D. FASCITELLI

         
  

3       RUSSELL B. WIGHT, JR.

         
2    RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.    Management      
3    NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.    Management      
4    NON-BINDING SHAREHOLDER PROPOSAL REGARDING THE APPOINTMENT OF AN INDEPENDENT CHAIRMAN.    Shareholder      

PARAMOUNT GROUP, INC.
Security    69924R108    Meeting Type    Annual
Ticker Symbol    PGRE    Meeting Date    21-May-2015
ISIN    US69924R1086    Agenda    934177456 - Management
Record Date    23-Mar-2015    Holding Recon Date    23-Mar-2015
City / Country    / United States    Vote Deadline Date    20-May-2015
SEDOL(s)       Quick Code   

 

Item

   

Proposal

   

Proposed
by

   

Vote

   

For/Against

Management

1A.    ELECTION OF DIRECTOR: ALBERT BEHLER    Management      
1B.    ELECTION OF DIRECTOR: THOMAS ARMBRUST    Management      
1C.    ELECTION OF DIRECTOR: DAN EMMETT    Management      
1D.    ELECTION OF DIRECTOR: LIZANNE GALBREATH    Management      
1E.    ELECTION OF DIRECTOR: PETER LINNEMAN    Management      
1F.    ELECTION OF DIRECTOR: DAVID O’CONNOR    Management      
1G.    ELECTION OF DIRECTOR: KATHARINA OTTO- BERNSTEIN    Management      
2.    RATIFICATION OF THE AUDIT COMMITTEE’S APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015.    Management      

 

AVALONBAY COMMUNITIES, INC.
Security    053484101    Meeting Type    Annual
Ticker Symbol    AVB    Meeting Date    21-May-2015
ISIN    US0534841012    Agenda    934185073 - Management
Record Date    06-Mar-2015    Holding Recon Date    06-Mar-2015
City / Country    / United States    Vote Deadline Date    20-May-2015
SEDOL(s)       Quick Code   

 

Item

   

Proposal

   

Proposed
by

   

Vote

   

For/Against

Management

1.    DIRECTOR    Management      
  

1       GLYN F. AEPPEL

      
  

2       TERRY S. BROWN

      
  

3       ALAN B. BUCKELEW

      
  

4       RONALD L. HAVNER, JR.

      
  

5       JOHN J. HEALY, JR.

      
  

6       TIMOTHY J. NAUGHTON

      
  

7       LANCE R. PRIMIS

      
  

8       PETER S. RUMMELL

      
  

9       H. JAY SARLES

      
  

10     W. EDWARD WALTER

      
2.    TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2015.    Management      
3.    TO ADOPT A RESOLUTION APPROVING, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION SET FORTH IN THE PROXY STATEMENT    Management      
4.    TO ADOPT A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, THAT THE BOARD OF DIRECTORS ADOPT, AND PRESENT FOR STOCKHOLDER APPROVAL, A “PROXY ACCESS” BYLAW.    Shareholder      
5.    TO ADOPT A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, THAT THE BOARD OF DIRECTORS ADOPT A POLICY ADDRESSING THE SEPARATION OF THE ROLES OF CEO AND CHAIRMAN.    Shareholder      

EXTRA SPACE STORAGE INC.
Security    30225T102    Meeting Type    Annual
Ticker Symbol    EXR    Meeting Date    26-May-2015
ISIN    US30225T1025    Agenda    934178232 - Management
Record Date    30-Mar-2015    Holding Recon Date    30-Mar-2015
City / Country    / United States    Vote Deadline Date    22-May-2015
SEDOL(s)       Quick Code   

 

Item

   

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1.    DIRECTOR    Management      
  

1       KENNETH M. WOOLLEY

      
  

2       SPENCER F. KIRK

      
  

3       KARL HAAS

      
  

4       JOSEPH D. MARGOLIS

      
  

5       DIANE OLMSTEAD

      
  

6       ROGER B. PORTER

      
  

7       K. FRED SKOUSEN

      
2.    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management      
3.    ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    Management      
4.    APPROVAL OF THE EXTRA SPACE STORAGE INC. 2015 INCENTIVE AWARD PLAN.    Management      

 

CUBESMART
Security    229663109    Meeting Type    Annual
Ticker Symbol    CUBE    Meeting Date    27-May-2015
ISIN    US2296631094    Agenda    934145283 - Management
Record Date    13-Mar-2015    Holding Recon Date    13-Mar-2015
City / Country    / United States    Vote Deadline Date    26-May-2015
SEDOL(s)       Quick Code   

 

Item

   

Proposal

   

Proposed
by

   

Vote

   

For/Against
Management

1.    DIRECTOR    Management      
  

1       W.M. DIEFENDERFER III

         
  

2       PIERO BUSSANI

         
  

3       CHRISTOPHER P. MARR

         
  

4       MARIANNE M. KELER

         
  

5       DEBORAH R. SALZBERG

         
  

6       JOHN F. REMONDI

         
  

7       JEFFREY F. ROGATZ

         
  

8       JOHN W. FAIN

         
2.    TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND OUR CURRENT DECLARATION OF TRUST (THE “DECLARATION OF TRUST”) TO INCREASE THE AUTHORIZED COMMON SHARES OF BENEFICIAL INTEREST (THE “COMMON SHARES”) FROM 200,000,000 TO 400,000,000.    Management      
3.    TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND THE DECLARATION OF TRUST TO SIMPLIFY THE OWNERSHIP LIMITATION PROVISIONS OF THE DECLARATION OF TRUST.    Management      
4.    TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND THE DECLARATION OF TRUST TO INCREASE THE “OWNERSHIP LIMIT” PERTAINING TO OWNERSHIP OF THE COMMON SHARES FROM 5.0% TO 9.8%.    Management      
5.    TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2015.    Management      
6.    TO CAST AN ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION.    Management      

ACADIA REALTY TRUST
Security    004239109    Meeting Type    Annual
Ticker Symbol    AKR    Meeting Date    27-May-2015
ISIN    US0042391096    Agenda    934183637 - Management
Record Date    01-Apr-2015    Holding Recon Date    01-Apr-2015
City / Country    / United States    Vote Deadline Date    26-May-2015
SEDOL(s)       Quick Code   

 

Item

   

Proposal

   

Proposed
by

   

Vote

   

For/Against

Management

1A.    ELECTION OF TRUSTEE: KENNETH F. BERNSTEIN    Management    For    For
1B.    ELECTION OF TRUSTEE: DOUGLAS CROCKER II    Management    For    For
1C.    ELECTION OF TRUSTEE: LORRENCE T. KELLAR    Management    For    For
1D.    ELECTION OF TRUSTEE: WENDY LUSCOMBE    Management    Against    Against
1E.    ELECTION OF TRUSTEE: WILLIAM T. SPITZ    Management    For    For
1F.    ELECTION OF TRUSTEE: LEE S. WIELANSKY    Management    For    For
2.    THE RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015.    Management    For    For
3.    THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY’S 2015 PROXY STATEMENT IN ACCORDANCE WITH COMPENSATION RULES OF THE SECURITIES AND EXCHANGE COMMISSION.    Management    For    For

 

EASTGROUP PROPERTIES, INC.
Security    277276101    Meeting Type    Annual
Ticker Symbol    EGP    Meeting Date    28-May-2015
ISIN    US2772761019    Agenda    934185883 - Management
Record Date    06-Apr-2015    Holding Recon Date    06-Apr-2015
City / Country    / United States    Vote Deadline Date    27-May-2015
SEDOL(s)       Quick Code   

 

Item

   

Proposal

   

Proposed
by

   

Vote

   

For/Against

Management

1A.    ELECTION OF DIRECTOR: D. PIKE ALOIAN    Management    For    For
1B.    ELECTION OF DIRECTOR: H.C. BAILEY, JR.    Management    For    For
1C.    ELECTION OF DIRECTOR: H. ERIC BOLTON, JR.    Management    For    For
1D.    ELECTION OF DIRECTOR: HAYDEN C. EAVES III    Management    For    For
1E.    ELECTION OF DIRECTOR: FREDRIC H. GOULD    Management    For    For
1F.    ELECTION OF DIRECTOR: DAVID H. HOSTER II    Management    For    For
1G.    ELECTION OF DIRECTOR: MARY E. MCCORMICK    Management    For    For
1H.    ELECTION OF DIRECTOR: DAVID M. OSNOS    Management    For    For
1I.    ELECTION OF DIRECTOR: LELAND R. SPEED    Management    For    For
2.    ADVISORY VOTE TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2015 FISCAL YEAR.    Management    For    For
3.    ADVISORY VOTE ON EXECUTIVE COMPENSATION.    Management    For    For

Country of
Origin

  

Region

   Country
Of
Trade		   Issuer Name   Meeting
Date		   Record
Date		   Vote
Date		   Ticker   Security
Type		   Security
Id		   ISIN   CUSIP   Contested   Proponent   Proposal
Number		   Proposal
Order
By

United States

   Canada & United States   United
States		   Prologis   4/29/2015   3/9/2015   4/27/2015   PLD   CUSIP9   74340W103   US7434101025   74340W103   No   Management   1A.   1

United States

   Canada & United States   United
States		   Prologis   4/29/2015   3/9/2015   4/27/2015   PLD   CUSIP9   74340W103   US7434101025   74340W103   No   Management   1B.   2

United States

   Canada & United States   United
States		   Prologis   4/29/2015   3/9/2015   4/27/2015   PLD   CUSIP9   74340W103   US7434101025   74340W103   No   Management   1C.   3

United States

   Canada & United States   United
States		   Prologis   4/29/2015   3/9/2015   4/27/2015   PLD   CUSIP9   74340W103   US7434101025   74340W103   No   Management   1D.   4

United States

   Canada & United States   United
States		   Prologis   4/29/2015   3/9/2015   4/27/2015   PLD   CUSIP9   74340W103   US7434101025   74340W103   No   Management   1E.   5

United States

   Canada & United States   United
States		   Prologis   4/29/2015   3/9/2015   4/27/2015   PLD   CUSIP9   74340W103   US7434101025   74340W103   No   Management   1F.   6

United States

   Canada & United States   United
States		   Prologis   4/29/2015   3/9/2015   4/27/2015   PLD   CUSIP9   74340W103   US7434101025   74340W103   No   Management   1G.   7

United States

   Canada & United States   United
States		   Prologis   4/29/2015   3/9/2015   4/27/2015   PLD   CUSIP9   74340W103   US7434101025   74340W103   No   Management   1H.   8

United States

   Canada & United States   United
States		   Prologis   4/29/2015   3/9/2015   4/27/2015   PLD   CUSIP9   74340W103   US7434101025   74340W103   No   Management   1I.   9

United States

   Canada & United States   United
States		   Prologis   4/29/2015   3/9/2015   4/27/2015   PLD   CUSIP9   74340W103   US7434101025   74340W103   No   Management   1J.   10

United States

   Canada & United States   United
States		   Prologis   4/29/2015   3/9/2015   4/27/2015   PLD   CUSIP9   74340W103   US7434101025   74340W103   No   Management   2.   11

United States

   Canada & United States   United
States		   Prologis   4/29/2015   3/9/2015   4/27/2015   PLD   CUSIP9   74340W103   US7434101025   74340W103   No   Management   3.   12

United States

   Canada & United States   United
States		   Public
Storage		   4/30/2015   3/6/2015   4/27/2015   PSA   CUSIP9   74460D109   US74460D1090   74460D109   No   Management   1A   1

United States

   Canada & United States   United
States		   Public
Storage		   4/30/2015   3/6/2015   4/27/2015   PSA   CUSIP9   74460D109   US74460D1090   74460D109   No   Management   1B   2

United States

   Canada & United States   United
States		   Public
Storage		   4/30/2015   3/6/2015   4/27/2015   PSA   CUSIP9   74460D109   US74460D1090   74460D109   No   Management   1C   3

United States

   Canada & United States   United
States		   Public
Storage		   4/30/2015   3/6/2015   4/27/2015   PSA   CUSIP9   74460D109   US74460D1090   74460D109   No   Management   1D   4

United States

   Canada & United States   United
States		   Public
Storage		   4/30/2015   3/6/2015   4/27/2015   PSA   CUSIP9   74460D109   US74460D1090   74460D109   No   Management   1E   5

United States

   Canada & United States   United
States		   Public
Storage		   4/30/2015   3/6/2015   4/27/2015   PSA   CUSIP9   74460D109   US74460D1090   74460D109   No   Management   1F   6

United States

   Canada & United States   United
States		   Public
Storage		   4/30/2015   3/6/2015   4/27/2015   PSA   CUSIP9   74460D109   US74460D1090   74460D109   No   Management   1G   7

United States

   Canada & United States   United
States		   Public
Storage		   4/30/2015   3/6/2015   4/27/2015   PSA   CUSIP9   74460D109   US74460D1090   74460D109   No   Management   1H   8

United States

   Canada & United States   United
States		   Public
Storage		   4/30/2015   3/6/2015   4/27/2015   PSA   CUSIP9   74460D109   US74460D1090   74460D109   No   Management   2   9

United States

   Canada & United States   United
States		   Public
Storage		   4/30/2015   3/6/2015   4/27/2015   PSA   CUSIP9   74460D109   US74460D1090   74460D109   No   Management   3   10

United States

   Canada & United States   United
States		   RLJ
Lodging
Trust		   5/1/2015   3/13/2015   4/27/2015   RLJ   CUSIP9   74965L101   US74965L1017   74965L101   No   Management   1.1   1

United States

   Canada & United States   United
States		   RLJ
Lodging
Trust		   5/1/2015   3/13/2015   4/27/2015   RLJ   CUSIP9   74965L101   US74965L1017   74965L101   No   Management   1.2   2

United States

   Canada & United States   United
States		   RLJ
Lodging
Trust		   5/1/2015   3/13/2015   4/27/2015   RLJ   CUSIP9   74965L101   US74965L1017   74965L101   No   Management   1.3   3

United States

   Canada & United States   United
States		   RLJ
Lodging
Trust		   5/1/2015   3/13/2015   4/27/2015   RLJ   CUSIP9   74965L101   US74965L1017   74965L101   No   Management   1.4   4

United States

   Canada & United States   United
States		   RLJ
Lodging
Trust		   5/1/2015   3/13/2015   4/27/2015   RLJ   CUSIP9   74965L101   US74965L1017   74965L101   No   Management   1.5   5

United States

   Canada & United States   United
States		   RLJ
Lodging
Trust		   5/1/2015   3/13/2015   4/27/2015   RLJ   CUSIP9   74965L101   US74965L1017   74965L101   No   Management   1.6   6

United States

   Canada & United States   United
States		   RLJ
Lodging
Trust		   5/1/2015   3/13/2015   4/27/2015   RLJ   CUSIP9   74965L101   US74965L1017   74965L101   No   Management   1.7   7

United States

   Canada & United States   United
States		   RLJ
Lodging
Trust		   5/1/2015   3/13/2015   4/27/2015   RLJ   CUSIP9   74965L101   US74965L1017   74965L101   No   Management   2.   8

United States

   Canada & United States   United
States		   RLJ
Lodging
Trust		   5/1/2015   3/13/2015   4/27/2015   RLJ   CUSIP9   74965L101   US74965L1017   74965L101   No   Management   3.   9

United States

   Canada & United States   United
States		   RLJ
Lodging
Trust		   5/1/2015   3/13/2015   4/27/2015   RLJ   CUSIP9   74965L101   US74965L1017   74965L101   No   Management   4.   10

United States

   Canada & United States   United
States		   RLJ
Lodging
Trust		   5/1/2015   3/13/2015   4/27/2015   RLJ   CUSIP9   74965L101   US74965L1017   74965L101   No   Management   5.   11

United States

   Canada & United States   United
States		   RLJ
Lodging
Trust		   5/1/2015   3/13/2015   4/27/2015   RLJ   CUSIP9   74965L101   US74965L1017   74965L101   No   ShareHolder   6.   12

United States

   Canada & United States   United
States		   Kimco
Realty
Corp.		   5/5/2015   3/16/2015   5/1/2015   KIM   CUSIP9   49446R109   US49446R1095   49446R109   No   Management     1.001

United States

   Canada & United States   United
States		   Kimco
Realty
Corp.		   5/5/2015   3/16/2015   5/1/2015   KIM   CUSIP9   49446R109   US49446R1095   49446R109   No   Management     1.002

United States

   Canada & United States   United
States		   Kimco
Realty
Corp.		   5/5/2015   3/16/2015   5/1/2015   KIM   CUSIP9   49446R109   US49446R1095   49446R109   No   Management     1.003

United States

   Canada & United States   United
States		   Kimco
Realty
Corp.		   5/5/2015   3/16/2015   5/1/2015   KIM   CUSIP9   49446R109   US49446R1095   49446R109   No   Management     1.004

United States

   Canada & United States   United
States		   Kimco
Realty
Corp.		   5/5/2015   3/16/2015   5/1/2015   KIM   CUSIP9   49446R109   US49446R1095   49446R109   No   Management     1.005

United States

   Canada & United States   United
States		   Kimco
Realty
Corp.		   5/5/2015   3/16/2015   5/1/2015   KIM   CUSIP9   49446R109   US49446R1095   49446R109   No   Management     1.006

United States

   Canada & United States   United
States		   Kimco
Realty
Corp.		   5/5/2015   3/16/2015   5/1/2015   KIM   CUSIP9   49446R109   US49446R1095   49446R109   No   Management     1.007

United States

   Canada & United States   United
States		   Kimco
Realty
Corp.		   5/5/2015   3/16/2015   5/1/2015   KIM   CUSIP9   49446R109   US49446R1095   49446R109   No   Management     1.008

United States

   Canada & United States   United
States		   Kimco
Realty
Corp.		   5/5/2015   3/16/2015   5/1/2015   KIM   CUSIP9   49446R109   US49446R1095   49446R109   No   Management   2   2

United States

   Canada & United States   United
States		   Kimco
Realty
Corp.		   5/5/2015   3/16/2015   5/1/2015   KIM   CUSIP9   49446R109   US49446R1095   49446R109   No   Management   3   3

United States

   Canada & United States   United
States		   Hilton
Worldwide
Holdings
Inc		   5/6/2015   3/12/2015   5/4/2015   HLT   CUSIP9   43300A104   US43300A1043   43300A104   No   Management     1.001

United States

   Canada & United States   United
States		   Hilton
Worldwide
Holdings
Inc		   5/6/2015   3/12/2015   5/4/2015   HLT   CUSIP9   43300A104   US43300A1043   43300A104   No   Management     1.002

United States

   Canada & United States   United
States		   Hilton
Worldwide
Holdings
Inc		   5/6/2015   3/12/2015   5/4/2015   HLT   CUSIP9   43300A104   US43300A1043   43300A104   No   Management     1.003

United States

   Canada & United States   United
States		   Hilton
Worldwide
Holdings
Inc		   5/6/2015   3/12/2015   5/4/2015   HLT   CUSIP9   43300A104   US43300A1043   43300A104   No   Management     1.004

United States

   Canada & United States   United
States		   Hilton
Worldwide
Holdings
Inc		   5/6/2015   3/12/2015   5/4/2015   HLT   CUSIP9   43300A104   US43300A1043   43300A104   No   Management     1.005

United States

   Canada & United States   United
States		   Hilton
Worldwide
Holdings
Inc		   5/6/2015   3/12/2015   5/4/2015   HLT   CUSIP9   43300A104   US43300A1043   43300A104   No   Management     1.006

United States

   Canada & United States   United
States		   Hilton
Worldwide
Holdings
Inc		   5/6/2015   3/12/2015   5/4/2015   HLT   CUSIP9   43300A104   US43300A1043   43300A104   No   Management     1.007

United States

   Canada & United States   United
States		   Hilton
Worldwide
Holdings
Inc		   5/6/2015   3/12/2015   5/4/2015   HLT   CUSIP9   43300A104   US43300A1043   43300A104   No   Management     1.008

United States

   Canada & United States   United
States		   Hilton
Worldwide
Holdings
Inc		   5/6/2015   3/12/2015   5/4/2015   HLT   CUSIP9   43300A104   US43300A1043   43300A104   No   Management     1.009

United States

   Canada & United States   United
States		   Hilton
Worldwide
Holdings
Inc		   5/6/2015   3/12/2015   5/4/2015   HLT   CUSIP9   43300A104   US43300A1043   43300A104   No   Management   2.   2

United States

   Canada & United States   United
States		   Hilton
Worldwide
Holdings
Inc		   5/6/2015   3/12/2015   5/4/2015   HLT   CUSIP9   43300A104   US43300A1043   43300A104   No   Management   3.   3

Country of
Origin

  

Region

   Country
Of
Trade		   Issuer Name   Meeting
Date		   Record
Date		   Vote
Date		   Ticker   Security
Type		   Security
Id		   ISIN   CUSIP   Contested   Proponent   Proposal
Number		   Proposal
Order
By

United States

   Canada & United States   United
States		   Alexandria
Real Estate
Equities Inc.		   5/7/2015   3/31/2015   5/6/2015   ARE   CUSIP9   015271109   US0152711091   015271109   No   Management     1.001

United States

   Canada & United States   United
States		   Alexandria
Real Estate
Equities Inc.		   5/7/2015   3/31/2015   5/6/2015   ARE   CUSIP9   015271109   US0152711091   015271109   No   Management     1.002

United States

   Canada & United States   United
States		   Alexandria
Real Estate
Equities Inc.		   5/7/2015   3/31/2015   5/6/2015   ARE   CUSIP9   015271109   US0152711091   015271109   No   Management     1.003

United States

   Canada & United States   United
States		   Alexandria
Real Estate
Equities Inc.		   5/7/2015   3/31/2015   5/6/2015   ARE   CUSIP9   015271109   US0152711091   015271109   No   Management     1.004

United States

   Canada & United States   United
States		   Alexandria
Real Estate
Equities Inc.		   5/7/2015   3/31/2015   5/6/2015   ARE   CUSIP9   015271109   US0152711091   015271109   No   Management     1.005

United States

   Canada & United States   United
States		   Alexandria
Real Estate
Equities Inc.		   5/7/2015   3/31/2015   5/6/2015   ARE   CUSIP9   015271109   US0152711091   015271109   No   Management     1.006

United States

   Canada & United States   United
States		   Alexandria
Real Estate
Equities Inc.		   5/7/2015   3/31/2015   5/6/2015   ARE   CUSIP9   015271109   US0152711091   015271109   No   Management     1.007

United States

   Canada & United States   United
States		   Alexandria
Real Estate
Equities Inc.		   5/7/2015   3/31/2015   5/6/2015   ARE   CUSIP9   015271109   US0152711091   015271109   No   Management   2.   2

United States

   Canada & United States   United
States		   Alexandria
Real Estate
Equities Inc.		   5/7/2015   3/31/2015   5/6/2015   ARE   CUSIP9   015271109   US0152711091   015271109   No   Management   3.   3

United States

   Canada & United States   United
States		   Health Care
Reit, Inc.		   5/7/2015   3/10/2015   5/4/2015   HCN   CUSIP9   42217K106   US42217K1060   42217K106   No   Management   1A.   1

United States

   Canada & United States   United
States		   Health Care
Reit, Inc.		   5/7/2015   3/10/2015   5/4/2015   HCN   CUSIP9   42217K106   US42217K1060   42217K106   No   Management   1B.   2

United States

   Canada & United States   United
States		   Health Care
Reit, Inc.		   5/7/2015   3/10/2015   5/4/2015   HCN   CUSIP9   42217K106   US42217K1060   42217K106   No   Management   1C.   3

United States

   Canada & United States   United
States		   Health Care
Reit, Inc.		   5/7/2015   3/10/2015   5/4/2015   HCN   CUSIP9   42217K106   US42217K1060   42217K106   No   Management   1D.   4

United States

   Canada & United States   United
States		   Health Care
Reit, Inc.		   5/7/2015   3/10/2015   5/4/2015   HCN   CUSIP9   42217K106   US42217K1060   42217K106   No   Management   1E.   5

United States

   Canada & United States   United
States		   Health Care
Reit, Inc.		   5/7/2015   3/10/2015   5/4/2015   HCN   CUSIP9   42217K106   US42217K1060   42217K106   No   Management   1F.   6

United States

   Canada & United States   United
States		   Health Care
Reit, Inc.		   5/7/2015   3/10/2015   5/4/2015   HCN   CUSIP9   42217K106   US42217K1060   42217K106   No   Management   1G.   7

United States

   Canada & United States   United
States		   Health Care
Reit, Inc.		   5/7/2015   3/10/2015   5/4/2015   HCN   CUSIP9   42217K106   US42217K1060   42217K106   No   Management   1H.   8

United States

   Canada & United States   United
States		   Health Care
Reit, Inc.		   5/7/2015   3/10/2015   5/4/2015   HCN   CUSIP9   42217K106   US42217K1060   42217K106   No   Management   1I.   9

United States

   Canada & United States   United
States		   Health Care
Reit, Inc.		   5/7/2015   3/10/2015   5/4/2015   HCN   CUSIP9   42217K106   US42217K1060   42217K106   No   Management   2.   10

United States

   Canada & United States   United
States		   Health Care
Reit, Inc.		   5/7/2015   3/10/2015   5/4/2015   HCN   CUSIP9   42217K106   US42217K1060   42217K106   No   Management   3.   11

United States

   Canada & United States   United
States		   American
Campus
Communities
Inc.		   5/7/2015   3/16/2015   5/4/2015   ACC   CUSIP9   024835100   US0248351001   024835100   No   Management   1A.   1

United States

   Canada & United States   United
States		   American
Campus
Communities
Inc.		   5/7/2015   3/16/2015   5/4/2015   ACC   CUSIP9   024835100   US0248351001   024835100   No   Management   1B.   2

United States

   Canada & United States   United
States		   American
Campus
Communities
Inc.		   5/7/2015   3/16/2015   5/4/2015   ACC   CUSIP9   024835100   US0248351001   024835100   No   Management   1C.   3

United States

   Canada & United States   United
States		   American
Campus
Communities
Inc.		   5/7/2015   3/16/2015   5/4/2015   ACC   CUSIP9   024835100   US0248351001   024835100   No   Management   1D.   4

United States

   Canada & United States   United
States		   American
Campus
Communities
Inc.		   5/7/2015   3/16/2015   5/4/2015   ACC   CUSIP9   024835100   US0248351001   024835100   No   Management   1E.   5

United States

   Canada & United States   United
States		   American
Campus
Communities
Inc.		   5/7/2015   3/16/2015   5/4/2015   ACC   CUSIP9   024835100   US0248351001   024835100   No   Management   1F.   6

United States

   Canada & United States   United
States		   American
Campus
Communities
Inc.		   5/7/2015   3/16/2015   5/4/2015   ACC   CUSIP9   024835100   US0248351001   024835100   No   Management   1G.   7

United States

   Canada & United States   United
States		   American
Campus
Communities
Inc.		   5/7/2015   3/16/2015   5/4/2015   ACC   CUSIP9   024835100   US0248351001   024835100   No   Management   1H.   8

United States

   Canada & United States   United
States		   American
Campus
Communities
Inc.		   5/7/2015   3/16/2015   5/4/2015   ACC   CUSIP9   024835100   US0248351001   024835100   No   Management   1I.   9

United States

   Canada & United States   United
States		   American
Campus
Communities
Inc.		   5/7/2015   3/16/2015   5/4/2015   ACC   CUSIP9   024835100   US0248351001   024835100   No   Management   2.   10

United States

   Canada & United States   United
States		   American
Campus
Communities
Inc.		   5/7/2015   3/16/2015   5/4/2015   ACC   CUSIP9   024835100   US0248351001   024835100   No   Management   3.   11

United States

   Canada & United States   United
States		   DDR Corp   5/12/2015   3/17/2015   5/6/2015   DDR   CUSIP9   23317H102   US2515911038   23317H102   No   Management   1A.   1

United States

   Canada & United States   United
States		   DDR Corp   5/12/2015   3/17/2015   5/6/2015   DDR   CUSIP9   23317H102   US2515911038   23317H102   No   Management   1B.   2

United States

   Canada & United States   United
States		   DDR Corp   5/12/2015   3/17/2015   5/6/2015   DDR   CUSIP9   23317H102   US2515911038   23317H102   No   Management   1C.   3

United States

   Canada & United States   United
States		   DDR Corp   5/12/2015   3/17/2015   5/6/2015   DDR   CUSIP9   23317H102   US2515911038   23317H102   No   Management   1D.   4

United States

   Canada & United States   United
States		   DDR Corp   5/12/2015   3/17/2015   5/6/2015   DDR   CUSIP9   23317H102   US2515911038   23317H102   No   Management   1E.   5

United States

   Canada & United States   United
States		   DDR Corp   5/12/2015   3/17/2015   5/6/2015   DDR   CUSIP9   23317H102   US2515911038   23317H102   No   Management   1F.   6

United States

   Canada & United States   United
States		   DDR Corp   5/12/2015   3/17/2015   5/6/2015   DDR   CUSIP9   23317H102   US2515911038   23317H102   No   Management   1G.   7

United States

   Canada & United States   United
States		   DDR Corp   5/12/2015   3/17/2015   5/6/2015   DDR   CUSIP9   23317H102   US2515911038   23317H102   No   Management   1H.   8

United States

   Canada & United States   United
States		   DDR Corp   5/12/2015   3/17/2015   5/6/2015   DDR   CUSIP9   23317H102   US2515911038   23317H102   No   Management   1I.   9

United States

   Canada & United States   United
States		   DDR Corp   5/12/2015   3/17/2015   5/6/2015   DDR   CUSIP9   23317H102   US2515911038   23317H102   No   Management   2.   10

United States

   Canada & United States   United
States		   DDR Corp   5/12/2015   3/17/2015   5/6/2015   DDR   CUSIP9   23317H102   US2515911038   23317H102   No   Management   3.   11

United States

   Canada & United States   United
States		   Ventas Inc   5/14/2015   3/18/2015   5/12/2015   VTR   CUSIP9   92276F100   US92276F1003   92276F100   No   Management   1A.   1

United States

   Canada & United States   United
States		   Ventas Inc   5/14/2015   3/18/2015   5/12/2015   VTR   CUSIP9   92276F100   US92276F1003   92276F100   No   Management   1B.   2

United States

   Canada & United States   United
States		   Ventas Inc   5/14/2015   3/18/2015   5/12/2015   VTR   CUSIP9   92276F100   US92276F1003   92276F100   No   Management   1C.   3

United States

   Canada & United States   United
States		   Ventas Inc   5/14/2015   3/18/2015   5/12/2015   VTR   CUSIP9   92276F100   US92276F1003   92276F100   No   Management   1D.   4

United States

   Canada & United States   United
States		   Ventas Inc   5/14/2015   3/18/2015   5/12/2015   VTR   CUSIP9   92276F100   US92276F1003   92276F100   No   Management   1E.   5

United States

   Canada & United States   United
States		   Ventas Inc   5/14/2015   3/18/2015   5/12/2015   VTR   CUSIP9   92276F100   US92276F1003   92276F100   No   Management   1F.   6

United States

   Canada & United States   United
States		   Ventas Inc   5/14/2015   3/18/2015   5/12/2015   VTR   CUSIP9   92276F100   US92276F1003   92276F100   No   Management   1G.   7

United States

   Canada & United States   United
States		   Ventas Inc   5/14/2015   3/18/2015   5/12/2015   VTR   CUSIP9   92276F100   US92276F1003   92276F100   No   Management   1H.   8

United States

   Canada & United States   United
States		   Ventas Inc   5/14/2015   3/18/2015   5/12/2015   VTR   CUSIP9   92276F100   US92276F1003   92276F100   No   Management   1I.   9

United States

   Canada & United States   United
States		   Ventas Inc   5/14/2015   3/18/2015   5/12/2015   VTR   CUSIP9   92276F100   US92276F1003   92276F100   No   Management   1J.   10

United States

   Canada & United States   United
States		   Ventas Inc   5/14/2015   3/18/2015   5/12/2015   VTR   CUSIP9   92276F100   US92276F1003   92276F100   No   Management   1K.   11

United States

   Canada & United States   United
States		   Ventas Inc   5/14/2015   3/18/2015   5/12/2015   VTR   CUSIP9   92276F100   US92276F1003   92276F100   No   Management   2.   12

United States

   Canada & United States   United
States		   Ventas Inc   5/14/2015   3/18/2015   5/12/2015   VTR   CUSIP9   92276F100   US92276F1003   92276F100   No   Management   3.   13

Country of
Origin

  

Region

   Country
Of
Trade		   Issuer Name   Meeting
Date		   Record
Date		   Vote
Date		   Ticker   Security
Type		   Security
Id		   ISIN   CUSIP   Contested   Proponent   Proposal
Number		   Proposal
Order
By

United States

   Canada & United States   United
States		   Host Hotels
& Resorts Inc		   5/14/2015   3/19/2015   5/12/2015   HST   CUSIP9   44107P104   US44107P1049   44107P104   No   Management   1.1   1

United States

   Canada & United States   United
States		   Host Hotels
& Resorts Inc		   5/14/2015   3/19/2015   5/12/2015   HST   CUSIP9   44107P104   US44107P1049   44107P104   No   Management   1.2   2

United States

   Canada & United States   United
States		   Host Hotels
& Resorts Inc		   5/14/2015   3/19/2015   5/12/2015   HST   CUSIP9   44107P104   US44107P1049   44107P104   No   Management   1.3   3

United States

   Canada & United States   United
States		   Host Hotels
& Resorts Inc		   5/14/2015   3/19/2015   5/12/2015   HST   CUSIP9   44107P104   US44107P1049   44107P104   No   Management   1.4   4

United States

   Canada & United States   United
States		   Host Hotels
& Resorts Inc		   5/14/2015   3/19/2015   5/12/2015   HST   CUSIP9   44107P104   US44107P1049   44107P104   No   Management   1.5   5

United States

   Canada & United States   United
States		   Host Hotels
& Resorts Inc		   5/14/2015   3/19/2015   5/12/2015   HST   CUSIP9   44107P104   US44107P1049   44107P104   No   Management   1.6   6

United States

   Canada & United States   United
States		   Host Hotels
& Resorts Inc		   5/14/2015   3/19/2015   5/12/2015   HST   CUSIP9   44107P104   US44107P1049   44107P104   No   Management   1.7   7

United States

   Canada & United States   United
States		   Host Hotels
& Resorts Inc		   5/14/2015   3/19/2015   5/12/2015   HST   CUSIP9   44107P104   US44107P1049   44107P104   No   Management   1.8   8

United States

   Canada & United States   United
States		   Host Hotels
& Resorts Inc		   5/14/2015   3/19/2015   5/12/2015   HST   CUSIP9   44107P104   US44107P1049   44107P104   No   Management   1.9   9

United States

   Canada & United States   United
States		   Host Hotels
& Resorts Inc		   5/14/2015   3/19/2015   5/12/2015   HST   CUSIP9   44107P104   US44107P1049   44107P104   No   Management   2.   10

United States

   Canada & United States   United
States		   Host Hotels
& Resorts Inc		   5/14/2015   3/19/2015   5/12/2015   HST   CUSIP9   44107P104   US44107P1049   44107P104   No   Management   3.   11

United States

   Canada & United States   United
States		   Host Hotels
& Resorts Inc		   5/14/2015   3/19/2015   5/12/2015   HST   CUSIP9   44107P104   US44107P1049   44107P104   No   ShareHolder   4.   12

United States

   Canada & United States   United
States		   Mid-America
Apartment
Communities,
Inc.		   5/19/2015   3/13/2015   5/12/2015   MAA   CUSIP9   59522J103   US59522J1034   59522J103   No   Management   1A.   1

United States

   Canada & United States   United
States		   Mid-America
Apartment
Communities,
Inc.		   5/19/2015   3/13/2015   5/12/2015   MAA   CUSIP9   59522J103   US59522J1034   59522J103   No   Management   1B.   2

United States

   Canada & United States   United
States		   Mid-America
Apartment
Communities,
Inc.		   5/19/2015   3/13/2015   5/12/2015   MAA   CUSIP9   59522J103   US59522J1034   59522J103   No   Management   1C.   3

United States

   Canada & United States   United
States		   Mid-America
Apartment
Communities,
Inc.		   5/19/2015   3/13/2015   5/12/2015   MAA   CUSIP9   59522J103   US59522J1034   59522J103   No   Management   1D.   4

United States

   Canada & United States   United
States		   Mid-America
Apartment
Communities,
Inc.		   5/19/2015   3/13/2015   5/12/2015   MAA   CUSIP9   59522J103   US59522J1034   59522J103   No   Management   1E.   5

United States

   Canada & United States   United
States		   Mid-America
Apartment
Communities,
Inc.		   5/19/2015   3/13/2015   5/12/2015   MAA   CUSIP9   59522J103   US59522J1034   59522J103   No   Management   1F.   6

United States

   Canada & United States   United
States		   Mid-America
Apartment
Communities,
Inc.		   5/19/2015   3/13/2015   5/12/2015   MAA   CUSIP9   59522J103   US59522J1034   59522J103   No   Management   1G.   7

United States

   Canada & United States   United
States		   Mid-America
Apartment
Communities,
Inc.		   5/19/2015   3/13/2015   5/12/2015   MAA   CUSIP9   59522J103   US59522J1034   59522J103   No   Management   1H.   8

United States

   Canada & United States   United
States		   Mid-America
Apartment
Communities,
Inc.		   5/19/2015   3/13/2015   5/12/2015   MAA   CUSIP9   59522J103   US59522J1034   59522J103   No   Management   1I.   9

United States

   Canada & United States   United
States		   Mid-America
Apartment
Communities,
Inc.		   5/19/2015   3/13/2015   5/12/2015   MAA   CUSIP9   59522J103   US59522J1034   59522J103   No   Management   1J.   10

United States

   Canada & United States   United
States		   Mid-America
Apartment
Communities,
Inc.		   5/19/2015   3/13/2015   5/12/2015   MAA   CUSIP9   59522J103   US59522J1034   59522J103   No   Management   1K.   11

United States

   Canada & United States   United
States		   Mid-America
Apartment
Communities,
Inc.		   5/19/2015   3/13/2015   5/12/2015   MAA   CUSIP9   59522J103   US59522J1034   59522J103   No   Management   2.   12

United States

   Canada & United States   United
States		   Mid-America
Apartment
Communities,
Inc.		   5/19/2015   3/13/2015   5/12/2015   MAA   CUSIP9   59522J103   US59522J1034   59522J103   No   Management   3.   13

United States

   Canada & United States   United
States		   Paramount
Group Inc		   5/21/2015   3/23/2015   5/18/2015   PGRE   CUSIP9   69924R108   US69924R1086   69924R108   No   Management   1A.   1

United States

   Canada & United States   United
States		   Paramount
Group Inc		   5/21/2015   3/23/2015   5/18/2015   PGRE   CUSIP9   69924R108   US69924R1086   69924R108   No   Management   1B.   2

United States

   Canada & United States   United
States		   Paramount
Group Inc		   5/21/2015   3/23/2015   5/18/2015   PGRE   CUSIP9   69924R108   US69924R1086   69924R108   No   Management   1C.   3

United States

   Canada & United States   United
States		   Paramount
Group Inc		   5/21/2015   3/23/2015   5/18/2015   PGRE   CUSIP9   69924R108   US69924R1086   69924R108   No   Management   1D.   4

United States

   Canada & United States   United
States		   Paramount
Group Inc		   5/21/2015   3/23/2015   5/18/2015   PGRE   CUSIP9   69924R108   US69924R1086   69924R108   No   Management   1E.   5

United States

   Canada & United States   United
States		   Paramount
Group Inc		   5/21/2015   3/23/2015   5/18/2015   PGRE   CUSIP9   69924R108   US69924R1086   69924R108   No   Management   1F.   6

United States

   Canada & United States   United
States		   Paramount
Group Inc		   5/21/2015   3/23/2015   5/18/2015   PGRE   CUSIP9   69924R108   US69924R1086   69924R108   No   Management   1G.   7

United States

   Canada & United States   United
States		   Paramount
Group Inc		   5/21/2015   3/23/2015   5/18/2015   PGRE   CUSIP9   69924R108   US69924R1086   69924R108   No   Management   2.   8

United States

   Canada & United States   United
States		   Strategic
Hotels &
Resorts Inc		   5/21/2015   3/16/2015   5/19/2015   BEE   CUSIP9   86272T106   US86272T1060   86272T106   No   Management     1.001

United States

   Canada & United States   United
States		   Strategic
Hotels &
Resorts Inc		   5/21/2015   3/16/2015   5/19/2015   BEE   CUSIP9   86272T106   US86272T1060   86272T106   No   Management     1.002

United States

   Canada & United States   United
States		   Strategic
Hotels &
Resorts Inc		   5/21/2015   3/16/2015   5/19/2015   BEE   CUSIP9   86272T106   US86272T1060   86272T106   No   Management     1.003

United States

   Canada & United States   United
States		   Strategic
Hotels &
Resorts Inc		   5/21/2015   3/16/2015   5/19/2015   BEE   CUSIP9   86272T106   US86272T1060   86272T106   No   Management     1.004

United States

   Canada & United States   United
States		   Strategic
Hotels &
Resorts Inc		   5/21/2015   3/16/2015   5/19/2015   BEE   CUSIP9   86272T106   US86272T1060   86272T106   No   Management     1.005

United States

   Canada & United States   United
States		   Strategic
Hotels &
Resorts Inc		   5/21/2015   3/16/2015   5/19/2015   BEE   CUSIP9   86272T106   US86272T1060   86272T106   No   Management     1.006

United States

   Canada & United States   United
States		   Strategic
Hotels &
Resorts Inc		   5/21/2015   3/16/2015   5/19/2015   BEE   CUSIP9   86272T106   US86272T1060   86272T106   No   Management     1.007

United States

   Canada & United States   United
States		   Strategic
Hotels &
Resorts Inc		   5/21/2015   3/16/2015   5/19/2015   BEE   CUSIP9   86272T106   US86272T1060   86272T106   No   Management     1.008

United States

   Canada & United States   United
States		   Strategic
Hotels &
Resorts Inc		   5/21/2015   3/16/2015   5/19/2015   BEE   CUSIP9   86272T106   US86272T1060   86272T106   No   Management     1.009

United States

   Canada & United States   United
States		   Strategic
Hotels &
Resorts Inc		   5/21/2015   3/16/2015   5/19/2015   BEE   CUSIP9   86272T106   US86272T1060   86272T106   No   Management   2   2

United States

   Canada & United States   United
States		   Strategic
Hotels &
Resorts Inc		   5/21/2015   3/16/2015   5/19/2015   BEE   CUSIP9   86272T106   US86272T1060   86272T106   No   Management   3   3

United States

   Canada & United States   United
States		   Strategic
Hotels &
Resorts Inc		   5/21/2015   3/16/2015   5/19/2015   BEE   CUSIP9   86272T106   US86272T1060   86272T106   No   ShareHolder   4   4

Country of
Origin

  

Region

   Country
Of
Trade		   Issuer Name   Meeting
Date		   Record
Date		   Vote
Date		   Ticker   Security
Type		   Security
Id		   ISIN   CUSIP   Contested   Proponent   Proposal
Number		   Proposal
Order
By

United States

   Canada & United States   United
States		   Kilroy
Realty Corp.		   5/21/2015   3/13/2015   5/18/2015   KRC   CUSIP9   49427F108   US49427F1084   49427F108   No   Management   1A.   1

United States

   Canada & United States   United
States		   Kilroy
Realty Corp.		   5/21/2015   3/13/2015   5/18/2015   KRC   CUSIP9   49427F108   US49427F1084   49427F108   No   Management   1B.   2

United States

   Canada & United States   United
States		   Kilroy
Realty Corp.		   5/21/2015   3/13/2015   5/18/2015   KRC   CUSIP9   49427F108   US49427F1084   49427F108   No   Management   1C.   3

United States

   Canada & United States   United
States		   Kilroy
Realty Corp.		   5/21/2015   3/13/2015   5/18/2015   KRC   CUSIP9   49427F108   US49427F1084   49427F108   No   Management   1D.   4

United States

   Canada & United States   United
States		   Kilroy
Realty Corp.		   5/21/2015   3/13/2015   5/18/2015   KRC   CUSIP9   49427F108   US49427F1084   49427F108   No   Management   1E.   5

United States

   Canada & United States   United
States		   Kilroy
Realty Corp.		   5/21/2015   3/13/2015   5/18/2015   KRC   CUSIP9   49427F108   US49427F1084   49427F108   No   Management   1F.   6

United States

   Canada & United States   United
States		   Kilroy
Realty Corp.		   5/21/2015   3/13/2015   5/18/2015   KRC   CUSIP9   49427F108   US49427F1084   49427F108   No   Management   2.   7

United States

   Canada & United States   United
States		   Kilroy
Realty Corp.		   5/21/2015   3/13/2015   5/18/2015   KRC   CUSIP9   49427F108   US49427F1084   49427F108   No   Management   3.   8

United States

   Canada & United States   United
States		   Kilroy
Realty Corp.		   5/21/2015   3/13/2015   5/18/2015   KRC   CUSIP9   49427F108   US49427F1084   49427F108   No   Management   4.   9

United States

   Canada & United States   United
States		   Avalonbay
Communities
Inc.		   5/21/2015   3/6/2015   5/18/2015   AVB   CUSIP9   053484101   US0534841012   053484101   No   Management     1.001

United States

   Canada & United States   United
States		   Avalonbay
Communities
Inc.		   5/21/2015   3/6/2015   5/18/2015   AVB   CUSIP9   053484101   US0534841012   053484101   No   Management     1.002

United States

   Canada & United States   United
States		   Avalonbay
Communities
Inc.		   5/21/2015   3/6/2015   5/18/2015   AVB   CUSIP9   053484101   US0534841012   053484101   No   Management     1.003

United States

   Canada & United States   United
States		   Avalonbay
Communities
Inc.		   5/21/2015   3/6/2015   5/18/2015   AVB   CUSIP9   053484101   US0534841012   053484101   No   Management     1.004

United States

   Canada & United States   United
States		   Avalonbay
Communities
Inc.		   5/21/2015   3/6/2015   5/18/2015   AVB   CUSIP9   053484101   US0534841012   053484101   No   Management     1.005

United States

   Canada & United States   United
States		   Avalonbay
Communities
Inc.		   5/21/2015   3/6/2015   5/18/2015   AVB   CUSIP9   053484101   US0534841012   053484101   No   Management     1.006

United States

   Canada & United States   United
States		   Avalonbay
Communities
Inc.		   5/21/2015   3/6/2015   5/18/2015   AVB   CUSIP9   053484101   US0534841012   053484101   No   Management     1.007

United States

   Canada & United States   United
States		   Avalonbay
Communities
Inc.		   5/21/2015   3/6/2015   5/18/2015   AVB   CUSIP9   053484101   US0534841012   053484101   No   Management     1.008

United States

   Canada & United States   United
States		   Avalonbay
Communities
Inc.		   5/21/2015   3/6/2015   5/18/2015   AVB   CUSIP9   053484101   US0534841012   053484101   No   Management     1.009

United States

   Canada & United States   United
States		   Avalonbay
Communities
Inc.		   5/21/2015   3/6/2015   5/18/2015   AVB   CUSIP9   053484101   US0534841012   053484101   No   Management     1.01

United States

   Canada & United States   United
States		   Avalonbay
Communities
Inc.		   5/21/2015   3/6/2015   5/18/2015   AVB   CUSIP9   053484101   US0534841012   053484101   No   Management   2.   2

United States

   Canada & United States   United
States		   Avalonbay
Communities
Inc.		   5/21/2015   3/6/2015   5/18/2015   AVB   CUSIP9   053484101   US0534841012   053484101   No   Management   3.   3

United States

   Canada & United States   United
States		   Avalonbay
Communities
Inc.		   5/21/2015   3/6/2015   5/18/2015   AVB   CUSIP9   053484101   US0534841012   053484101   No   ShareHolder   4.   4

United States

   Canada & United States   United
States		   Avalonbay
Communities
Inc.		   5/21/2015   3/6/2015   5/18/2015   AVB   CUSIP9   053484101   US0534841012   053484101   No   ShareHolder   5.   5

United States

   Canada & United States   United
States		   Extra Space
Storage Inc.		   5/26/2015   3/30/2015   5/19/2015   EXR   CUSIP9   30225T102   US30225T1025   30225T102   No   Management     1.001

United States

   Canada & United States   United
States		   Extra Space
Storage Inc.		   5/26/2015   3/30/2015   5/19/2015   EXR   CUSIP9   30225T102   US30225T1025   30225T102   No   Management     1.002

United States

   Canada & United States   United
States		   Extra Space
Storage Inc.		   5/26/2015   3/30/2015   5/19/2015   EXR   CUSIP9   30225T102   US30225T1025   30225T102   No   Management     1.003

United States

   Canada & United States   United
States		   Extra Space
Storage Inc.		   5/26/2015   3/30/2015   5/19/2015   EXR   CUSIP9   30225T102   US30225T1025   30225T102   No   Management     1.004

United States

   Canada & United States   United
States		   Extra Space
Storage Inc.		   5/26/2015   3/30/2015   5/19/2015   EXR   CUSIP9   30225T102   US30225T1025   30225T102   No   Management     1.005

United States

   Canada & United States   United
States		   Extra Space
Storage Inc.		   5/26/2015   3/30/2015   5/19/2015   EXR   CUSIP9   30225T102   US30225T1025   30225T102   No   Management     1.006

United States

   Canada & United States   United
States		   Extra Space
Storage Inc.		   5/26/2015   3/30/2015   5/19/2015   EXR   CUSIP9   30225T102   US30225T1025   30225T102   No   Management     1.007

United States

   Canada & United States   United
States		   Extra Space
Storage Inc.		   5/26/2015   3/30/2015   5/19/2015   EXR   CUSIP9   30225T102   US30225T1025   30225T102   No   Management   2.   2

United States

   Canada & United States   United
States		   Extra Space
Storage Inc.		   5/26/2015   3/30/2015   5/19/2015   EXR   CUSIP9   30225T102   US30225T1025   30225T102   No   Management   3.   3

United States

   Canada & United States   United
States		   Extra Space
Storage Inc.		   5/26/2015   3/30/2015   5/19/2015   EXR   CUSIP9   30225T102   US30225T1025   30225T102   No   Management   4.   4

United States

   Canada & United States   United
States		   Acadia
Realty Trust		   5/27/2015   4/1/2015   5/26/2015   AKR   CUSIP   004239   US0042391096   004239109   No   Management   1A.   1

United States

   Canada & United States   United
States		   Acadia
Realty Trust		   5/27/2015   4/1/2015   5/26/2015   AKR   CUSIP   004239   US0042391096   004239109   No   Management   1B.   2

United States

   Canada & United States   United
States		   Acadia
Realty Trust		   5/27/2015   4/1/2015   5/26/2015   AKR   CUSIP   004239   US0042391096   004239109   No   Management   1C.   3

United States

   Canada & United States   United
States		   Acadia
Realty Trust		   5/27/2015   4/1/2015   5/26/2015   AKR   CUSIP   004239   US0042391096   004239109   No   Management   1D.   4

United States

   Canada & United States   United
States		   Acadia
Realty Trust		   5/27/2015   4/1/2015   5/26/2015   AKR   CUSIP   004239   US0042391096   004239109   No   Management   1E.   5

United States

   Canada & United States   United
States		   Acadia
Realty Trust		   5/27/2015   4/1/2015   5/26/2015   AKR   CUSIP   004239   US0042391096   004239109   No   Management   1F.   6

United States

   Canada & United States   United
States		   Acadia
Realty Trust		   5/27/2015   4/1/2015   5/26/2015   AKR   CUSIP   004239   US0042391096   004239109   No   Management   2.   7

United States

   Canada & United States   United
States		   Acadia
Realty Trust		   5/27/2015   4/1/2015   5/26/2015   AKR   CUSIP   004239   US0042391096   004239109   No   Management   3.   8

Country of

Origin

  

Region

   Country
Of
Trade		   Issuer Name   Meeting
Date		   Record
Date		   Vote
Date		   Ticker   Security
Type		   Security
Id		   ISIN   CUSIP   Contested   Proponent   Proposal
Number		   Proposal
Order
By

United States

   Canada & United States   United
States		   Duke
Realty
Corp		   4/29/2015   2/23/2015   4/27/2015   DRE   CUSIP9   264411505   US2644115055   264411505   No   Management   1A.   1

United States

   Canada & United States   United
States		   Duke
Realty
Corp		   4/29/2015   2/23/2015   4/27/2015   DRE   CUSIP9   264411505   US2644115055   264411505   No   Management   1B.   2

United States

   Canada & United States   United
States		   Duke
Realty
Corp		   4/29/2015   2/23/2015   4/27/2015   DRE   CUSIP9   264411505   US2644115055   264411505   No   Management   1C.   3

United States

   Canada & United States   United
States		   Duke
Realty
Corp		   4/29/2015   2/23/2015   4/27/2015   DRE   CUSIP9   264411505   US2644115055   264411505   No   Management   1D.   4

United States

   Canada & United States   United
States		   Duke
Realty
Corp		   4/29/2015   2/23/2015   4/27/2015   DRE   CUSIP9   264411505   US2644115055   264411505   No   Management   1E.   5

United States

   Canada & United States   United
States		   Duke
Realty
Corp		   4/29/2015   2/23/2015   4/27/2015   DRE   CUSIP9   264411505   US2644115055   264411505   No   Management   1F.   6

United States

   Canada & United States   United
States		   Duke
Realty
Corp		   4/29/2015   2/23/2015   4/27/2015   DRE   CUSIP9   264411505   US2644115055   264411505   No   Management   1G.   7

United States

   Canada & United States   United
States		   Duke
Realty
Corp		   4/29/2015   2/23/2015   4/27/2015   DRE   CUSIP9   264411505   US2644115055   264411505   No   Management   1H.   8

United States

   Canada & United States   United
States		   Duke
Realty
Corp		   4/29/2015   2/23/2015   4/27/2015   DRE   CUSIP9   264411505   US2644115055   264411505   No   Management   1I.   9

United States

   Canada & United States   United
States		   Duke
Realty
Corp		   4/29/2015   2/23/2015   4/27/2015   DRE   CUSIP9   264411505   US2644115055   264411505   No   Management   1J.   10

United States

   Canada & United States   United
States		   Duke
Realty
Corp		   4/29/2015   2/23/2015   4/27/2015   DRE   CUSIP9   264411505   US2644115055   264411505   No   Management   1K.   11

United States

   Canada & United States   United
States		   Duke
Realty
Corp		   4/29/2015   2/23/2015   4/27/2015   DRE   CUSIP9   264411505   US2644115055   264411505   No   Management   1L.   12

United States

   Canada & United States   United
States		   Duke
Realty
Corp		   4/29/2015   2/23/2015   4/27/2015   DRE   CUSIP9   264411505   US2644115055   264411505   No   Management   1M.   13

United States

   Canada & United States   United
States		   Duke
Realty
Corp		   4/29/2015   2/23/2015   4/27/2015   DRE   CUSIP9   264411505   US2644115055   264411505   No   Management   2.   14

United States

   Canada & United States   United
States		   Duke
Realty
Corp		   4/29/2015   2/23/2015   4/27/2015   DRE   CUSIP9   264411505   US2644115055   264411505   No   Management   3.   15

United States

   Canada & United States   United
States		   Duke
Realty
Corp		   4/29/2015   2/23/2015   4/27/2015   DRE   CUSIP9   264411505   US2644115055   264411505   No   Management   4.   16

United States

   Canada & United States   United
States		   DCT
Industrial
Trust Inc		   4/29/2015   3/3/2015   4/27/2015   DCT   CUSIP9   233153204   US2331531051   233153204   No   Management   1A.   1

United States

   Canada & United States   United
States		   DCT
Industrial
Trust Inc		   4/29/2015   3/3/2015   4/27/2015   DCT   CUSIP9   233153204   US2331531051   233153204   No   Management   1B.   2

United States

   Canada & United States   United
States		   DCT
Industrial
Trust Inc		   4/29/2015   3/3/2015   4/27/2015   DCT   CUSIP9   233153204   US2331531051   233153204   No   Management   1C.   3

United States

   Canada & United States   United
States		   DCT
Industrial
Trust Inc		   4/29/2015   3/3/2015   4/27/2015   DCT   CUSIP9   233153204   US2331531051   233153204   No   Management   1D.   4

United States

   Canada & United States   United
States		   DCT
Industrial
Trust Inc		   4/29/2015   3/3/2015   4/27/2015   DCT   CUSIP9   233153204   US2331531051   233153204   No   Management   1E.   5

United States

   Canada & United States   United
States		   DCT
Industrial
Trust Inc		   4/29/2015   3/3/2015   4/27/2015   DCT   CUSIP9   233153204   US2331531051   233153204   No   Management   1F.   6

United States

   Canada & United States   United
States		   DCT
Industrial
Trust Inc		   4/29/2015   3/3/2015   4/27/2015   DCT   CUSIP9   233153204   US2331531051   233153204   No   Management   1G.   7

United States

   Canada & United States   United
States		   DCT
Industrial
Trust Inc		   4/29/2015   3/3/2015   4/27/2015   DCT   CUSIP9   233153204   US2331531051   233153204   No   Management   1H.   8

United States

   Canada & United States   United
States		   DCT
Industrial
Trust Inc		   4/29/2015   3/3/2015   4/27/2015   DCT   CUSIP9   233153204   US2331531051   233153204   No   Management   1I.   9

United States

   Canada & United States   United
States		   DCT
Industrial
Trust Inc		   4/29/2015   3/3/2015   4/27/2015   DCT   CUSIP9   233153204   US2331531051   233153204   No   Management   2.   10

United States

   Canada & United States   United
States		   DCT
Industrial
Trust Inc		   4/29/2015   3/3/2015   4/27/2015   DCT   CUSIP9   233153204   US2331531051   233153204   No   Management   3.   11

United States

   Canada & United States   United
States		   Cousins
Properties
Inc.		   5/5/2015   2/27/2015   5/1/2015   CUZ   CUSIP9   222795106   US2227951066   222795106   No   Management   1.1   1

United States

   Canada & United States   United
States		   Cousins
Properties
Inc.		   5/5/2015   2/27/2015   5/1/2015   CUZ   CUSIP9   222795106   US2227951066   222795106   No   Management   1.2   2

United States

   Canada & United States   United
States		   Cousins
Properties
Inc.		   5/5/2015   2/27/2015   5/1/2015   CUZ   CUSIP9   222795106   US2227951066   222795106   No   Management   1.3   3

United States

   Canada & United States   United
States		   Cousins
Properties
Inc.		   5/5/2015   2/27/2015   5/1/2015   CUZ   CUSIP9   222795106   US2227951066   222795106   No   Management   1.4   4

United States

   Canada & United States   United
States		   Cousins
Properties
Inc.		   5/5/2015   2/27/2015   5/1/2015   CUZ   CUSIP9   222795106   US2227951066   222795106   No   Management   1.5   5

United States

   Canada & United States   United
States		   Cousins
Properties
Inc.		   5/5/2015   2/27/2015   5/1/2015   CUZ   CUSIP9   222795106   US2227951066   222795106   No   Management   1.6   6

United States

   Canada & United States   United
States		   Cousins
Properties
Inc.		   5/5/2015   2/27/2015   5/1/2015   CUZ   CUSIP9   222795106   US2227951066   222795106   No   Management   1.7   7

United States

   Canada & United States   United
States		   Cousins
Properties
Inc.		   5/5/2015   2/27/2015   5/1/2015   CUZ   CUSIP9   222795106   US2227951066   222795106   No   Management   1.8   8

United States

   Canada & United States   United
States		   Cousins
Properties
Inc.		   5/5/2015   2/27/2015   5/1/2015   CUZ   CUSIP9   222795106   US2227951066   222795106   No   Management   2.   9

United States

   Canada & United States   United
States		   Cousins
Properties
Inc.		   5/5/2015   2/27/2015   5/1/2015   CUZ   CUSIP9   222795106   US2227951066   222795106   No   Management   3.   10

United States

   Canada & United States   United
States		   Federal
Realty
Investment
Trust		   5/6/2015   3/20/2015   5/4/2015   FRT   CUSIP9   313747206   US3137472060   313747206   No   Management     1.001

United States

   Canada & United States   United
States		   Federal
Realty
Investment
Trust		   5/6/2015   3/20/2015   5/4/2015   FRT   CUSIP9   313747206   US3137472060   313747206   No   Management     1.002

United States

   Canada & United States   United
States		   Federal
Realty
Investment
Trust		   5/6/2015   3/20/2015   5/4/2015   FRT   CUSIP9   313747206   US3137472060   313747206   No   Management     1.003

United States

   Canada & United States   United
States		   Federal
Realty
Investment
Trust		   5/6/2015   3/20/2015   5/4/2015   FRT   CUSIP9   313747206   US3137472060   313747206   No   Management     1.004

United States

   Canada & United States   United
States		   Federal
Realty
Investment
Trust		   5/6/2015   3/20/2015   5/4/2015   FRT   CUSIP9   313747206   US3137472060   313747206   No   Management     1.005

United States

   Canada & United States   United
States		   Federal
Realty
Investment
Trust		   5/6/2015   3/20/2015   5/4/2015   FRT   CUSIP9   313747206   US3137472060   313747206   No   Management     1.006

United States

   Canada & United States   United
States		   Federal
Realty
Investment
Trust		   5/6/2015   3/20/2015   5/4/2015   FRT   CUSIP9   313747206   US3137472060   313747206   No   Management     1.007

United States

   Canada & United States   United
States		   Federal
Realty
Investment
Trust		   5/6/2015   3/20/2015   5/4/2015   FRT   CUSIP9   313747206   US3137472060   313747206   No   Management   2   2

United States

   Canada & United States   United
States		   Federal
Realty
Investment
Trust		   5/6/2015   3/20/2015   5/4/2015   FRT   CUSIP9   313747206   US3137472060   313747206   No   Management   3   3

United States

   Canada & United States   United
States		   Federal
Realty
Investment
Trust		   5/6/2015   3/20/2015   5/4/2015   FRT   CUSIP9   313747206   US3137472060   313747206   No   Management   4   4

United States

   Canada & United States   United
States		   LaSalle
Hotel
Properties		   5/7/2015   2/20/2015   5/6/2015   LHO   CUSIP9   517942108   US5179421087   517942108   No   Management     1.001

United States

   Canada & United States   United
States		   LaSalle
Hotel
Properties		   5/7/2015   2/20/2015   5/6/2015   LHO   CUSIP9   517942108   US5179421087   517942108   No   Management     1.002

United States

   Canada & United States   United
States		   LaSalle
Hotel
Properties		   5/7/2015   2/20/2015   5/6/2015   LHO   CUSIP9   517942108   US5179421087   517942108   No   Management     1.003

United States

   Canada & United States   United
States		   LaSalle
Hotel
Properties		   5/7/2015   2/20/2015   5/6/2015   LHO   CUSIP9   517942108   US5179421087   517942108   No   Management   2.   2

United States

   Canada & United States   United
States		   LaSalle
Hotel
Properties		   5/7/2015   2/20/2015   5/6/2015   LHO   CUSIP9   517942108   US5179421087   517942108   No   Management   3.   3

United States

   Canada & United States   United
States		   Camden
Property
Trust		   5/8/2015   3/16/2015   5/4/2015   CPT   CUSIP9   133131102   US1331311027   133131102   No   Management     1.001

United States

   Canada & United States   United
States		   Camden
Property
Trust		   5/8/2015   3/16/2015   5/4/2015   CPT   CUSIP9   133131102   US1331311027   133131102   No   Management     1.002

United States

   Canada & United States   United
States		   Camden
Property
Trust		   5/8/2015   3/16/2015   5/4/2015   CPT   CUSIP9   133131102   US1331311027   133131102   No   Management     1.003

United States

   Canada & United States   United
States		   Camden
Property
Trust		   5/8/2015   3/16/2015   5/4/2015   CPT   CUSIP9   133131102   US1331311027   133131102   No   Management     1.004

United States

   Canada & United States   United
States		   Camden
Property
Trust		   5/8/2015   3/16/2015   5/4/2015   CPT   CUSIP9   133131102   US1331311027   133131102   No   Management     1.005

United States

   Canada & United States   United
States		   Camden
Property
Trust		   5/8/2015   3/16/2015   5/4/2015   CPT   CUSIP9   133131102   US1331311027   133131102   No   Management     1.006

United States

   Canada & United States   United
States		   Camden
Property
Trust		   5/8/2015   3/16/2015   5/4/2015   CPT   CUSIP9   133131102   US1331311027   133131102   No   Management     1.007

United States

   Canada & United States   United
States		   Camden
Property
Trust		   5/8/2015   3/16/2015   5/4/2015   CPT   CUSIP9   133131102   US1331311027   133131102   No   Management     1.008

United States

   Canada & United States   United
States		   Camden
Property
Trust		   5/8/2015   3/16/2015   5/4/2015   CPT   CUSIP9   133131102   US1331311027   133131102   No   Management     1.009

United States

   Canada & United States   United
States		   Camden
Property
Trust		   5/8/2015   3/16/2015   5/4/2015   CPT   CUSIP9   133131102   US1331311027   133131102   No   Management     1.01

United States

   Canada & United States   United
States		   Camden
Property
Trust		   5/8/2015   3/16/2015   5/4/2015   CPT   CUSIP9   133131102   US1331311027   133131102   No   Management   2.   2

United States

   Canada & United States   United
States		   Camden
Property
Trust		   5/8/2015   3/16/2015   5/4/2015   CPT   CUSIP9   133131102   US1331311027   133131102   No   Management   3.   3

Country of

Origin

  

Region

   Country
Of
Trade		   Issuer Name   Meeting
Date		   Record
Date		   Vote
Date		   Ticker   Security
Type		   Security
Id		   ISIN   CUSIP   Contested   Proponent   Proposal
Number		   Proposal
Order
By

United States

   Canada & United States   United
States		   Regency
Centers
Corporation		   5/12/2015   3/18/2015   5/11/2015   REG   CUSIP9   758849103   US7588491032   758849103   No   Management     1.001

United States

   Canada & United States   United
States		   Regency
Centers
Corporation		   5/12/2015   3/18/2015   5/11/2015   REG   CUSIP9   758849103   US7588491032   758849103   No   Management     1.002

United States

   Canada & United States   United
States		   Regency
Centers
Corporation		   5/12/2015   3/18/2015   5/11/2015   REG   CUSIP9   758849103   US7588491032   758849103   No   Management     1.003

United States

   Canada & United States   United
States		   Regency
Centers
Corporation		   5/12/2015   3/18/2015   5/11/2015   REG   CUSIP9   758849103   US7588491032   758849103   No   Management     1.004

United States

   Canada & United States   United
States		   Regency
Centers
Corporation		   5/12/2015   3/18/2015   5/11/2015   REG   CUSIP9   758849103   US7588491032   758849103   No   Management     1.005

United States

   Canada & United States   United
States		   Regency
Centers
Corporation		   5/12/2015   3/18/2015   5/11/2015   REG   CUSIP9   758849103   US7588491032   758849103   No   Management     1.006

United States

   Canada & United States   United
States		   Regency
Centers
Corporation		   5/12/2015   3/18/2015   5/11/2015   REG   CUSIP9   758849103   US7588491032   758849103   No   Management     1.007

United States

   Canada & United States   United
States		   Regency
Centers
Corporation		   5/12/2015   3/18/2015   5/11/2015   REG   CUSIP9   758849103   US7588491032   758849103   No   Management     1.008

United States

   Canada & United States   United
States		   Regency
Centers
Corporation		   5/12/2015   3/18/2015   5/11/2015   REG   CUSIP9   758849103   US7588491032   758849103   No   Management     1.009

United States

   Canada & United States   United
States		   Regency
Centers
Corporation		   5/12/2015   3/18/2015   5/11/2015   REG   CUSIP9   758849103   US7588491032   758849103   No   Management     1.01

United States

   Canada & United States   United
States		   Regency
Centers
Corporation		   5/12/2015   3/18/2015   5/11/2015   REG   CUSIP9   758849103   US7588491032   758849103   No   Management     1.011

United States

   Canada & United States   United
States		   Regency
Centers
Corporation		   5/12/2015   3/18/2015   5/11/2015   REG   CUSIP9   758849103   US7588491032   758849103   No   Management   2   2

United States

   Canada & United States   United
States		   Regency
Centers
Corporation		   5/12/2015   3/18/2015   5/11/2015   REG   CUSIP9   758849103   US7588491032   758849103   No   Management   3   3

United States

   Canada & United States   United
States		   Simon
Property
Group, Inc.		   5/14/2015   3/16/2015   5/12/2015   SPG   CUSIP9   828806109   US8288061091   828806109   No   Management   1A.   1

United States

   Canada & United States   United
States		   Simon
Property
Group, Inc.		   5/14/2015   3/16/2015   5/12/2015   SPG   CUSIP9   828806109   US8288061091   828806109   No   Management   1B.   2

United States

   Canada & United States   United
States		   Simon
Property
Group, Inc.		   5/14/2015   3/16/2015   5/12/2015   SPG   CUSIP9   828806109   US8288061091   828806109   No   Management   1C.   3

United States

   Canada & United States   United
States		   Simon
Property
Group, Inc.		   5/14/2015   3/16/2015   5/12/2015   SPG   CUSIP9   828806109   US8288061091   828806109   No   Management   1D.   4

United States

   Canada & United States   United
States		   Simon
Property
Group, Inc.		   5/14/2015   3/16/2015   5/12/2015   SPG   CUSIP9   828806109   US8288061091   828806109   No   Management   1E.   5

United States

   Canada & United States   United
States		   Simon
Property
Group, Inc.		   5/14/2015   3/16/2015   5/12/2015   SPG   CUSIP9   828806109   US8288061091   828806109   No   Management   1F.   6

United States

   Canada & United States   United
States		   Simon
Property
Group, Inc.		   5/14/2015   3/16/2015   5/12/2015   SPG   CUSIP9   828806109   US8288061091   828806109   No   Management   1G.   7

United States

   Canada & United States   United
States		   Simon
Property
Group, Inc.		   5/14/2015   3/16/2015   5/12/2015   SPG   CUSIP9   828806109   US8288061091   828806109   No   Management   2.   8

United States

   Canada & United States   United
States		   Simon
Property
Group, Inc.		   5/14/2015   3/16/2015   5/12/2015   SPG   CUSIP9   828806109   US8288061091   828806109   No   Management   3.   9

United States

   Canada & United States   United
States		   Simon
Property
Group, Inc.		   5/14/2015   3/16/2015   5/12/2015   SPG   CUSIP9   828806109   US8288061091   828806109   No   ShareHolder   4.   10

United States

   Canada & United States   United
States		   Essex
Property
Trust, Inc.		   5/19/2015   2/27/2015   5/12/2015   ESS   CUSIP9   297178105   US2971781057   297178105   No   Management     1.001

United States

   Canada & United States   United
States		   Essex
Property
Trust, Inc.		   5/19/2015   2/27/2015   5/12/2015   ESS   CUSIP9   297178105   US2971781057   297178105   No   Management     1.002

United States

   Canada & United States   United
States		   Essex
Property
Trust, Inc.		   5/19/2015   2/27/2015   5/12/2015   ESS   CUSIP9   297178105   US2971781057   297178105   No   Management     1.003

United States

   Canada & United States   United
States		   Essex
Property
Trust, Inc.		   5/19/2015   2/27/2015   5/12/2015   ESS   CUSIP9   297178105   US2971781057   297178105   No   Management     1.004

United States

   Canada & United States   United
States		   Essex
Property
Trust, Inc.		   5/19/2015   2/27/2015   5/12/2015   ESS   CUSIP9   297178105   US2971781057   297178105   No   Management     1.005

United States

   Canada & United States   United
States		   Essex
Property
Trust, Inc.		   5/19/2015   2/27/2015   5/12/2015   ESS   CUSIP9   297178105   US2971781057   297178105   No   Management     1.006

United States

   Canada & United States   United
States		   Essex
Property
Trust, Inc.		   5/19/2015   2/27/2015   5/12/2015   ESS   CUSIP9   297178105   US2971781057   297178105   No   Management     1.007

United States

   Canada & United States   United
States		   Essex
Property
Trust, Inc.		   5/19/2015   2/27/2015   5/12/2015   ESS   CUSIP9   297178105   US2971781057   297178105   No   Management     1.008

United States

   Canada & United States   United
States		   Essex
Property
Trust, Inc.		   5/19/2015   2/27/2015   5/12/2015   ESS   CUSIP9   297178105   US2971781057   297178105   No   Management     1.009

United States

   Canada & United States   United
States		   Essex
Property
Trust, Inc.		   5/19/2015   2/27/2015   5/12/2015   ESS   CUSIP9   297178105   US2971781057   297178105   No   Management     1.01

United States

   Canada & United States   United
States		   Essex
Property
Trust, Inc.		   5/19/2015   2/27/2015   5/12/2015   ESS   CUSIP9   297178105   US2971781057   297178105   No   Management     1.011

United States

   Canada & United States   United
States		   Essex
Property
Trust, Inc.		   5/19/2015   2/27/2015   5/12/2015   ESS   CUSIP9   297178105   US2971781057   297178105   No   Management     1.012

United States

   Canada & United States   United
States		   Essex
Property
Trust, Inc.		   5/19/2015   2/27/2015   5/12/2015   ESS   CUSIP9   297178105   US2971781057   297178105   No   Management     1.013

United States

   Canada & United States   United
States		   Essex
Property
Trust, Inc.		   5/19/2015   2/27/2015   5/12/2015   ESS   CUSIP9   297178105   US2971781057   297178105   No   Management   2   2

United States

   Canada & United States   United
States		   Essex
Property
Trust, Inc.		   5/19/2015   2/27/2015   5/12/2015   ESS   CUSIP9   297178105   US2971781057   297178105   No   Management   3   3

United States

   Canada & United States   United
States		   Boston
Properties,
Inc.		   5/19/2015   3/25/2015   5/18/2015   BXP   CUSIP9   101121101   US1011211018   101121101   No   Management   1A.   1

United States

   Canada & United States   United
States		   Boston
Properties,
Inc.		   5/19/2015   3/25/2015   5/18/2015   BXP   CUSIP9   101121101   US1011211018   101121101   No   Management   1B.   2

United States

   Canada & United States   United
States		   Boston
Properties,
Inc.		   5/19/2015   3/25/2015   5/18/2015   BXP   CUSIP9   101121101   US1011211018   101121101   No   Management   1C.   3

United States

   Canada & United States   United
States		   Boston
Properties,
Inc.		   5/19/2015   3/25/2015   5/18/2015   BXP   CUSIP9   101121101   US1011211018   101121101   No   Management   1D.   4

United States

   Canada & United States   United
States		   Boston
Properties,
Inc.		   5/19/2015   3/25/2015   5/18/2015   BXP   CUSIP9   101121101   US1011211018   101121101   No   Management   1E.   5

United States

   Canada & United States   United
States		   Boston
Properties,
Inc.		   5/19/2015   3/25/2015   5/18/2015   BXP   CUSIP9   101121101   US1011211018   101121101   No   Management   1F.   6

United States

   Canada & United States   United
States		   Boston
Properties,
Inc.		   5/19/2015   3/25/2015   5/18/2015   BXP   CUSIP9   101121101   US1011211018   101121101   No   Management   1G.   7

United States

   Canada & United States   United
States		   Boston
Properties,
Inc.		   5/19/2015   3/25/2015   5/18/2015   BXP   CUSIP9   101121101   US1011211018   101121101   No   Management   1H.   8

United States

   Canada & United States   United
States		   Boston
Properties,
Inc.		   5/19/2015   3/25/2015   5/18/2015   BXP   CUSIP9   101121101   US1011211018   101121101   No   Management   1I.   9

United States

   Canada & United States   United
States		   Boston
Properties,
Inc.		   5/19/2015   3/25/2015   5/18/2015   BXP   CUSIP9   101121101   US1011211018   101121101   No   Management   1J.   10

United States

   Canada & United States   United
States		   Boston
Properties,
Inc.		   5/19/2015   3/25/2015   5/18/2015   BXP   CUSIP9   101121101   US1011211018   101121101   No   Management   1K.   11

United States

   Canada & United States   United
States		   Boston
Properties,
Inc.		   5/19/2015   3/25/2015   5/18/2015   BXP   CUSIP9   101121101   US1011211018   101121101   No   Management   2.   12

United States

   Canada & United States   United
States		   Boston
Properties,
Inc.		   5/19/2015   3/25/2015   5/18/2015   BXP   CUSIP9   101121101   US1011211018   101121101   No   Management   3.   13

United States

   Canada & United States   United
States		   Boston
Properties,
Inc.		   5/19/2015   3/25/2015   5/18/2015   BXP   CUSIP9   101121101   US1011211018   101121101   No   ShareHolder   4.   14

United States

   Canada & United States   United
States		   Boston
Properties,
Inc.		   5/19/2015   3/25/2015   5/18/2015   BXP   CUSIP9   101121101   US1011211018   101121101   No   ShareHolder   5.   15

United States

   Canada & United States   United
States		   Boston
Properties,
Inc.		   5/19/2015   3/25/2015   5/18/2015   BXP   CUSIP9   101121101   US1011211018   101121101   No   ShareHolder   6.   16

Country of

Origin

  

Region

   Country
Of
Trade		   Issuer Name   Meeting
Date		   Record
Date		   Vote
Date		   Ticker   Security
Type		   Security
Id		   ISIN   CUSIP   Contested   Proponent   Proposal
Number		   Proposal
Order
By

United States

   Canada & United States   United
States		   Hudson
Pacific
Properties
Inc		   5/20/2015   3/20/2015   5/12/2015   HPP   CUSIP9   444097109   US4440971095   444097109   No   Management   1A.   1

United States

   Canada & United States   United
States		   Hudson
Pacific
Properties
Inc		   5/20/2015   3/20/2015   5/12/2015   HPP   CUSIP9   444097109   US4440971095   444097109   No   Management   1B.   2

United States

   Canada & United States   United
States		   Hudson
Pacific
Properties
Inc		   5/20/2015   3/20/2015   5/12/2015   HPP   CUSIP9   444097109   US4440971095   444097109   No   Management   1C.   3

United States

   Canada & United States   United
States		   Hudson
Pacific
Properties
Inc		   5/20/2015   3/20/2015   5/12/2015   HPP   CUSIP9   444097109   US4440971095   444097109   No   Management   1D.   4

United States

   Canada & United States   United
States		   Hudson
Pacific
Properties
Inc		   5/20/2015   3/20/2015   5/12/2015   HPP   CUSIP9   444097109   US4440971095   444097109   No   Management   1E.   5

United States

   Canada & United States   United
States		   Hudson
Pacific
Properties
Inc		   5/20/2015   3/20/2015   5/12/2015   HPP   CUSIP9   444097109   US4440971095   444097109   No   Management   1F.   6

United States

   Canada & United States   United
States		   Hudson
Pacific
Properties
Inc		   5/20/2015   3/20/2015   5/12/2015   HPP   CUSIP9   444097109   US4440971095   444097109   No   Management   1G.   7

United States

   Canada & United States   United
States		   Hudson
Pacific
Properties
Inc		   5/20/2015   3/20/2015   5/12/2015   HPP   CUSIP9   444097109   US4440971095   444097109   No   Management   1H.   8

United States

   Canada & United States   United
States		   Hudson
Pacific
Properties
Inc		   5/20/2015   3/20/2015   5/12/2015   HPP   CUSIP9   444097109   US4440971095   444097109   No   Management   1I.   9

United States

   Canada & United States   United
States		   Hudson
Pacific
Properties
Inc		   5/20/2015   3/20/2015   5/12/2015   HPP   CUSIP9   444097109   US4440971095   444097109   No   Management   1J.   10

United States

   Canada & United States   United
States		   Hudson
Pacific
Properties
Inc		   5/20/2015   3/20/2015   5/12/2015   HPP   CUSIP9   444097109   US4440971095   444097109   No   Management   1K.   11

United States

   Canada & United States   United
States		   Hudson
Pacific
Properties
Inc		   5/20/2015   3/20/2015   5/12/2015   HPP   CUSIP9   444097109   US4440971095   444097109   No   Management   2.   12

United States

   Canada & United States   United
States		   Hudson
Pacific
Properties
Inc		   5/20/2015   3/20/2015   5/12/2015   HPP   CUSIP9   444097109   US4440971095   444097109   No   Management   3.   13

United States

   Canada & United States   United
States		   UDR Inc   5/21/2015   3/23/2015   5/18/2015   UDR   CUSIP9   902653104   US9101971029   902653104   No   Management     1.001

United States

   Canada & United States   United
States		   UDR Inc   5/21/2015   3/23/2015   5/18/2015   UDR   CUSIP9   902653104   US9101971029   902653104   No   Management     1.002

United States

   Canada & United States   United
States		   UDR Inc   5/21/2015   3/23/2015   5/18/2015   UDR   CUSIP9   902653104   US9101971029   902653104   No   Management     1.003

United States

   Canada & United States   United
States		   UDR Inc   5/21/2015   3/23/2015   5/18/2015   UDR   CUSIP9   902653104   US9101971029   902653104   No   Management     1.004

United States

   Canada & United States   United
States		   UDR Inc   5/21/2015   3/23/2015   5/18/2015   UDR   CUSIP9   902653104   US9101971029   902653104   No   Management     1.005

United States

   Canada & United States   United
States		   UDR Inc   5/21/2015   3/23/2015   5/18/2015   UDR   CUSIP9   902653104   US9101971029   902653104   No   Management     1.006

United States

   Canada & United States   United
States		   UDR Inc   5/21/2015   3/23/2015   5/18/2015   UDR   CUSIP9   902653104   US9101971029   902653104   No   Management     1.007

United States

   Canada & United States   United
States		   UDR Inc   5/21/2015   3/23/2015   5/18/2015   UDR   CUSIP9   902653104   US9101971029   902653104   No   Management     1.008

United States

   Canada & United States   United
States		   UDR Inc   5/21/2015   3/23/2015   5/18/2015   UDR   CUSIP9   902653104   US9101971029   902653104   No   Management   2.   2

United States

   Canada & United States   United
States		   UDR Inc   5/21/2015   3/23/2015   5/18/2015   UDR   CUSIP9   902653104   US9101971029   902653104   No   Management   3.   3

United States

   Canada & United States   United
States		   Vornado
Realty
Trust		   5/21/2015   3/23/2015   5/19/2015   VNO   CUSIP9   929042109   US9290421091   929042109   No   Management     1.001

United States

   Canada & United States   United
States		   Vornado
Realty
Trust		   5/21/2015   3/23/2015   5/19/2015   VNO   CUSIP9   929042109   US9290421091   929042109   No   Management     1.002

United States

   Canada & United States   United
States		   Vornado
Realty
Trust		   5/21/2015   3/23/2015   5/19/2015   VNO   CUSIP9   929042109   US9290421091   929042109   No   Management     1.003

United States

   Canada & United States   United
States		   Vornado
Realty
Trust		   5/21/2015   3/23/2015   5/19/2015   VNO   CUSIP9   929042109   US9290421091   929042109   No   Management   2   2

United States

   Canada & United States   United
States		   Vornado
Realty
Trust		   5/21/2015   3/23/2015   5/19/2015   VNO   CUSIP9   929042109   US9290421091   929042109   No   Management   3   3

United States

   Canada & United States   United
States		   Vornado
Realty
Trust		   5/21/2015   3/23/2015   5/19/2015   VNO   CUSIP9   929042109   US9290421091   929042109   No   ShareHolder   4   4

United States

   Canada & United States   United
States		   CubeSmart   5/27/2015   3/13/2015   5/26/2015   CUBE   CUSIP9   229663109   US2296631094   229663109   No   Management     1.001

United States

   Canada & United States   United
States		   CubeSmart   5/27/2015   3/13/2015   5/26/2015   CUBE   CUSIP9   229663109   US2296631094   229663109   No   Management     1.002

United States

   Canada & United States   United
States		   CubeSmart   5/27/2015   3/13/2015   5/26/2015   CUBE   CUSIP9   229663109   US2296631094   229663109   No   Management     1.003

United States

   Canada & United States   United
States		   CubeSmart   5/27/2015   3/13/2015   5/26/2015   CUBE   CUSIP9   229663109   US2296631094   229663109   No   Management     1.004

United States

   Canada & United States   United
States		   CubeSmart   5/27/2015   3/13/2015   5/26/2015   CUBE   CUSIP9   229663109   US2296631094   229663109   No   Management     1.005

United States

   Canada & United States   United
States		   CubeSmart   5/27/2015   3/13/2015   5/26/2015   CUBE   CUSIP9   229663109   US2296631094   229663109   No   Management     1.006

United States

   Canada & United States   United
States		   CubeSmart   5/27/2015   3/13/2015   5/26/2015   CUBE   CUSIP9   229663109   US2296631094   229663109   No   Management     1.007

United States

   Canada & United States   United
States		   CubeSmart   5/27/2015   3/13/2015   5/26/2015   CUBE   CUSIP9   229663109   US2296631094   229663109   No   Management     1.008

United States

   Canada & United States   United
States		   CubeSmart   5/27/2015   3/13/2015   5/26/2015   CUBE   CUSIP9   229663109   US2296631094   229663109   No   Management   2.   2

United States

   Canada & United States   United
States		   CubeSmart   5/27/2015   3/13/2015   5/26/2015   CUBE   CUSIP9   229663109   US2296631094   229663109   No   Management   3.   3

United States

   Canada & United States   United
States		   CubeSmart   5/27/2015   3/13/2015   5/26/2015   CUBE   CUSIP9   229663109   US2296631094   229663109   No   Management   4.   4

United States

   Canada & United States   United
States		   CubeSmart   5/27/2015   3/13/2015   5/26/2015   CUBE   CUSIP9   229663109   US2296631094   229663109   No   Management   5.   5

United States

   Canada & United States   United
States		   CubeSmart   5/27/2015   3/13/2015   5/26/2015   CUBE   CUSIP9   229663109   US2296631094   229663109   No   Management   6.   6

United States

   Canada & United States   United
States		   Eastgroup
Properties,
Inc.		   5/28/2015   4/6/2015   5/26/2015   EGP   CUSIP   277276   US2772761019   277276101   No   Management   1A.   1

United States

   Canada & United States   United
States		   Eastgroup
Properties,
Inc.		   5/28/2015   4/6/2015   5/26/2015   EGP   CUSIP   277276   US2772761019   277276101   No   Management   1B.   2

United States

   Canada & United States   United
States		   Eastgroup
Properties,
Inc.		   5/28/2015   4/6/2015   5/26/2015   EGP   CUSIP   277276   US2772761019   277276101   No   Management   1C.   3

United States

   Canada & United States   United
States		   Eastgroup
Properties,
Inc.		   5/28/2015   4/6/2015   5/26/2015   EGP   CUSIP   277276   US2772761019   277276101   No   Management   1D.   4

United States

   Canada & United States   United
States		   Eastgroup
Properties,
Inc.		   5/28/2015   4/6/2015   5/26/2015   EGP   CUSIP   277276   US2772761019   277276101   No   Management   1E.   5

United States

   Canada & United States   United
States		   Eastgroup
Properties,
Inc.		   5/28/2015   4/6/2015   5/26/2015   EGP   CUSIP   277276   US2772761019   277276101   No   Management   1F.   6

United States

   Canada & United States   United
States		   Eastgroup
Properties,
Inc.		   5/28/2015   4/6/2015   5/26/2015   EGP   CUSIP   277276   US2772761019   277276101   No   Management   1G.   7

United States

   Canada & United States   United
States		   Eastgroup
Properties,
Inc.		   5/28/2015   4/6/2015   5/26/2015   EGP   CUSIP   277276   US2772761019   277276101   No   Management   1H.   8

United States

   Canada & United States   United
States		   Eastgroup
Properties,
Inc.		   5/28/2015   4/6/2015   5/26/2015   EGP   CUSIP   277276   US2772761019   277276101   No   Management   1I.   9

United States

   Canada & United States   United
States		   Eastgroup
Properties,
Inc.		   5/28/2015   4/6/2015   5/26/2015   EGP   CUSIP   277276   US2772761019   277276101   No   Management   2.   10

United States

   Canada & United States   United
States		   Eastgroup
Properties,
Inc.		   5/28/2015   4/6/2015   5/26/2015   EGP   CUSIP   277276   US2772761019   277276101   No   Management   3.   11

United States

   Canada & United States   United
States		   Brixmor
Property
Group Inc		   6/3/2015   4/9/2015   5/26/2015   BRX   CUSIP   11120U   US11120U1051   11120U105   No   Management     1.001

United States

   Canada & United States   United
States		   Brixmor
Property
Group Inc		   6/3/2015   4/9/2015   5/26/2015   BRX   CUSIP   11120U   US11120U1051   11120U105   No   Management     1.002

United States

   Canada & United States   United
States		   Brixmor
Property
Group Inc		   6/3/2015   4/9/2015   5/26/2015   BRX   CUSIP   11120U   US11120U1051   11120U105   No   Management     1.003

United States

   Canada & United States   United
States		   Brixmor
Property
Group Inc		   6/3/2015   4/9/2015   5/26/2015   BRX   CUSIP   11120U   US11120U1051   11120U105   No   Management     1.004

United States

   Canada & United States   United
States		   Brixmor
Property
Group Inc		   6/3/2015   4/9/2015   5/26/2015   BRX   CUSIP   11120U   US11120U1051   11120U105   No   Management     1.005

United States

   Canada & United States   United
States		   Brixmor
Property
Group Inc		   6/3/2015   4/9/2015   5/26/2015   BRX   CUSIP   11120U   US11120U1051   11120U105   No   Management     1.006

United States

   Canada & United States   United
States		   Brixmor
Property
Group Inc		   6/3/2015   4/9/2015   5/26/2015   BRX   CUSIP   11120U   US11120U1051   11120U105   No   Management     1.007

United States

   Canada & United States   United
States		   Brixmor
Property
Group Inc		   6/3/2015   4/9/2015   5/26/2015   BRX   CUSIP   11120U   US11120U1051   11120U105   No   Management     1.008

United States

   Canada & United States   United
States		   Brixmor
Property
Group Inc		   6/3/2015   4/9/2015   5/26/2015   BRX   CUSIP   11120U   US11120U1051   11120U105   No   Management     1.009

United States

   Canada & United States   United
States		   Brixmor
Property
Group Inc		   6/3/2015   4/9/2015   5/26/2015   BRX   CUSIP   11120U   US11120U1051   11120U105   No   Management   2.   2

United States

   Canada & United States   United
States		   Brixmor
Property
Group Inc		   6/3/2015   4/9/2015   5/26/2015   BRX   CUSIP   11120U   US11120U1051   11120U105   No   Management   3.   3

Country of

Origin

  

Region

   Country
Of
Trade		   Issuer Name   Meeting
Date		   Record
Date		   Vote
Date		   Ticker   Security
Type		   Security
Id		   ISIN   CUSIP   Contested   Proponent   Proposal
Number		   Proposal
Order
By

United States

   Canada & United States   United
States		   Equity
Residential
Properties
Trust		   6/24/2015   3/31/2015   6/23/2015   EQR   CUSIP   29476L   US29476L1070   29476L107   No   Management     1.001

United States

   Canada & United States   United
States		   Equity
Residential
Properties
Trust		   6/24/2015   3/31/2015   6/23/2015   EQR   CUSIP   29476L   US29476L1070   29476L107   No   Management     1.002

United States

   Canada & United States   United
States		   Equity
Residential
Properties
Trust		   6/24/2015   3/31/2015   6/23/2015   EQR   CUSIP   29476L   US29476L1070   29476L107   No   Management     1.003

United States

   Canada & United States   United
States		   Equity
Residential
Properties
Trust		   6/24/2015   3/31/2015   6/23/2015   EQR   CUSIP   29476L   US29476L1070   29476L107   No   Management     1.004

United States

   Canada & United States   United
States		   Equity
Residential
Properties
Trust		   6/24/2015   3/31/2015   6/23/2015   EQR   CUSIP   29476L   US29476L1070   29476L107   No   Management     1.005

United States

   Canada & United States   United
States		   Equity
Residential
Properties
Trust		   6/24/2015   3/31/2015   6/23/2015   EQR   CUSIP   29476L   US29476L1070   29476L107   No   Management     1.006

United States

   Canada & United States   United
States		   Equity
Residential
Properties
Trust		   6/24/2015   3/31/2015   6/23/2015   EQR   CUSIP   29476L   US29476L1070   29476L107   No   Management     1.007

United States

   Canada & United States   United
States		   Equity
Residential
Properties
Trust		   6/24/2015   3/31/2015   6/23/2015   EQR   CUSIP   29476L   US29476L1070   29476L107   No   Management     1.008

United States

   Canada & United States   United
States		   Equity
Residential
Properties
Trust		   6/24/2015   3/31/2015   6/23/2015   EQR   CUSIP   29476L   US29476L1070   29476L107   No   Management     1.009

United States

   Canada & United States   United
States		   Equity
Residential
Properties
Trust		   6/24/2015   3/31/2015   6/23/2015   EQR   CUSIP   29476L   US29476L1070   29476L107   No   Management     1.01

United States

   Canada & United States   United
States		   Equity
Residential
Properties
Trust		   6/24/2015   3/31/2015   6/23/2015   EQR   CUSIP   29476L   US29476L1070   29476L107   No   Management     1.011

United States

   Canada & United States   United
States		   Equity
Residential
Properties
Trust		   6/24/2015   3/31/2015   6/23/2015   EQR   CUSIP   29476L   US29476L1070   29476L107   No   Management     1.012

United States

   Canada & United States   United
States		   Equity
Residential
Properties
Trust		   6/24/2015   3/31/2015   6/23/2015   EQR   CUSIP   29476L   US29476L1070   29476L107   No   Management   2.   2

United States

   Canada & United States   United
States		   Equity
Residential
Properties
Trust		   6/24/2015   3/31/2015   6/23/2015   EQR   CUSIP   29476L   US29476L1070   29476L107   No   Management   3.   3

United States

   Canada & United States   United
States		   Equity
Residential
Properties
Trust		   6/24/2015   3/31/2015   6/23/2015   EQR   CUSIP   29476L   US29476L1070   29476L107   No   ShareHolder   4.   4

United States

   Canada & United States   United
States		   SL Green
Realty
Corp.		   6/4/2015   3/31/2015   6/1/2015   SLG   CUSIP   78440X   US78440X1019   78440X101   No   Management     1.001

United States

   Canada & United States   United
States		   SL Green
Realty
Corp.		   6/4/2015   3/31/2015   6/1/2015   SLG   CUSIP   78440X   US78440X1019   78440X101   No   Management     1.002

United States

   Canada & United States   United
States		   SL Green
Realty
Corp.		   6/4/2015   3/31/2015   6/1/2015   SLG   CUSIP   78440X   US78440X1019   78440X101   No   Management   2.   2

United States

   Canada & United States   United
States		   SL Green
Realty
Corp.		   6/4/2015   3/31/2015   6/1/2015   SLG   CUSIP   78440X   US78440X1019   78440X101   No   Management   3.   3

United States

   Canada & United States   United
States		   Kite Realty
Group Trust		   5/21/2015   4/7/2015   5/12/2015   KRG   CUSIP   49803T   US49803T1025   49803T300   No   Management     1.001

United States

   Canada & United States   United
States		   Kite Realty
Group Trust		   5/21/2015   4/7/2015   5/12/2015   KRG   CUSIP   49803T   US49803T1025   49803T300   No   Management     1.002

United States

   Canada & United States   United
States		   Kite Realty
Group Trust		   5/21/2015   4/7/2015   5/12/2015   KRG   CUSIP   49803T   US49803T1025   49803T300   No   Management     1.003

United States

   Canada & United States   United
States		   Kite Realty
Group Trust		   5/21/2015   4/7/2015   5/12/2015   KRG   CUSIP   49803T   US49803T1025   49803T300   No   Management     1.004

United States

   Canada & United States   United
States		   Kite Realty
Group Trust		   5/21/2015   4/7/2015   5/12/2015   KRG   CUSIP   49803T   US49803T1025   49803T300   No   Management     1.005

United States

   Canada & United States   United
States		   Kite Realty
Group Trust		   5/21/2015   4/7/2015   5/12/2015   KRG   CUSIP   49803T   US49803T1025   49803T300   No   Management     1.006

United States

   Canada & United States   United
States		   Kite Realty
Group Trust		   5/21/2015   4/7/2015   5/12/2015   KRG   CUSIP   49803T   US49803T1025   49803T300   No   Management     1.007

United States

   Canada & United States   United
States		   Kite Realty
Group Trust		   5/21/2015   4/7/2015   5/12/2015   KRG   CUSIP   49803T   US49803T1025   49803T300   No   Management     1.008

United States

   Canada & United States   United
States		   Kite Realty
Group Trust		   5/21/2015   4/7/2015   5/12/2015   KRG   CUSIP   49803T   US49803T1025   49803T300   No   Management     1.009

United States

   Canada & United States   United
States		   Kite Realty
Group Trust		   5/21/2015   4/7/2015   5/12/2015   KRG   CUSIP   49803T   US49803T1025   49803T300   No   Management   2   2

United States

   Canada & United States   United
States		   Kite Realty
Group Trust		   5/21/2015   4/7/2015   5/12/2015   KRG   CUSIP   49803T   US49803T1025   49803T300   No   Management   3   3

United States

   Canada & United States   United
States		   Kite Realty
Group Trust		   5/21/2015   4/7/2015   5/12/2015   KRG   CUSIP   49803T   US49803T1025   49803T300   No   Management   4   4

United States

   Canada & United States   United
States		   Pebblebrook
Hotel Trust		   6/17/2015   3/23/2015   6/4/2015   PEB   CUSIP   70509V   US70509V1008   70509V100   No   Management     1.001

United States

   Canada & United States   United
States		   Pebblebrook
Hotel Trust		   6/17/2015   3/23/2015   6/4/2015   PEB   CUSIP   70509V   US70509V1008   70509V100   No   Management     1.002

United States

   Canada & United States   United
States		   Pebblebrook
Hotel Trust		   6/17/2015   3/23/2015   6/4/2015   PEB   CUSIP   70509V   US70509V1008   70509V100   No   Management     1.003

United States

   Canada & United States   United
States		   Pebblebrook
Hotel Trust		   6/17/2015   3/23/2015   6/4/2015   PEB   CUSIP   70509V   US70509V1008   70509V100   No   Management     1.004

United States

   Canada & United States   United
States		   Pebblebrook
Hotel Trust		   6/17/2015   3/23/2015   6/4/2015   PEB   CUSIP   70509V   US70509V1008   70509V100   No   Management     1.005

United States

   Canada & United States   United
States		   Pebblebrook
Hotel Trust		   6/17/2015   3/23/2015   6/4/2015   PEB   CUSIP   70509V   US70509V1008   70509V100   No   Management     1.006

United States

   Canada & United States   United
States		   Pebblebrook
Hotel Trust		   6/17/2015   3/23/2015   6/4/2015   PEB   CUSIP   70509V   US70509V1008   70509V100   No   Management     1.007

United States

   Canada & United States   United
States		   Pebblebrook
Hotel Trust		   6/17/2015   3/23/2015   6/4/2015   PEB   CUSIP   70509V   US70509V1008   70509V100   No   Management   2.   2

United States

   Canada & United States   United
States		   Pebblebrook
Hotel Trust		   6/17/2015   3/23/2015   6/4/2015   PEB   CUSIP   70509V   US70509V1008   70509V100   No   Management   3.   3

United States

   Canada & United States   United
States		   Pebblebrook
Hotel Trust		   6/17/2015   3/23/2015   6/4/2015   PEB   CUSIP   70509V   US70509V1008   70509V100   No   ShareHolder   4.   4

United States

   Canada & United States   United
States		   Macerich
Co.		   5/28/2015   3/20/2015   5/26/2015   MAC   CUSIP   554382   US5543821012   554382101   No   Management   1A.   1

United States

   Canada & United States   United
States		   Macerich
Co.		   5/28/2015   3/20/2015   5/26/2015   MAC   CUSIP   554382   US5543821012   554382101   No   Management   1B.   2

United States

   Canada & United States   United
States		   Macerich
Co.		   5/28/2015   3/20/2015   5/26/2015   MAC   CUSIP   554382   US5543821012   554382101   No   Management   1C.   3

United States

   Canada & United States   United
States		   Macerich
Co.		   5/28/2015   3/20/2015   5/26/2015   MAC   CUSIP   554382   US5543821012   554382101   No   Management   1D.   4

United States

   Canada & United States   United
States		   Macerich
Co.		   5/28/2015   3/20/2015   5/26/2015   MAC   CUSIP   554382   US5543821012   554382101   No   Management   2.   5

United States

   Canada & United States   United
States		   Macerich
Co.		   5/28/2015   3/20/2015   5/26/2015   MAC   CUSIP   554382   US5543821012   554382101   No   Management   3.   6

Proposal Description

   Management
Recommendation		   Glass Lewis
Recommendation		   Custom
Recommendation		   Vote
Decision		   With Or
Against
Management		   With Or
Against Policy		   With Or
Against
Glass Lewis		  

Vote Note

   Issue
Code		   Issue Code
Category

Elect Hamid R. Moghadam

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect George L. Fotiades

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Christine N. Garvey

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Lydia H. Kennard

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect J. Michael Losh

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Irving F. Lyons III

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect David P. O’Connor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Jeffrey L. Skelton

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Carl B. Webb

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect William D. Zollars

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Advisory Vote on Executive Compensation

   For   Against   Against   Against   Against
Management		   With Policy   With Glass
Lewis		   Pay and performance disconnect   605   Compensation

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Elect Ronald L. Havner, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Tamara Hughes Gustavson

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Uri P. Harkham

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect B. Wayne Hughes, Jr.

   For   Against   Against   Against   Against
Management		   With Policy   With Glass
Lewis		   Board is not sufficiently independent   100   Board Related

Elect Avedick B. Poladian

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Gary E. Pruitt

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Ronald P. Spogli

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Daniel C. Staton

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Elect Robert L. Johnson

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Thomas J. Baltimore, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect B. Evan Bayh III

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Nathaniel A. Davis

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Robert M. La Forgia

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Glenda G. McNeal

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Joseph Ryan

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Approval of Equity Incentive Plan

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     300   Compensation

Amendment of Declaration of Trust to Opt Out of State Takeover Law

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     1113   Changes to
Company
Statutes

Shareholder Proposal Regarding Simple Majority Vote for Bylaw Amendments

   Against   For   For   For   Against
Management		   With Policy   With Glass
Lewis		   Shareholders’ ability to amend company bylaws is a fundamental shareholder right   2595   SHP:
Governance

Elect Milton Cooper

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Philip E. Coviello

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Richard G. Dooley

   For   Withhold   Withhold   Withhold   Against
Management		   With Policy   With Glass
Lewis		   Affiliate/Insider on audit committee; Affiliate/Insider on compensation committee; Board is not sufficiently independent; Affiliate/Insider on nominating/governance committee; No independent lead or presiding director   100   Board Related

Elect Joe Grills

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect David B. Henry

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Frank Lourenso

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Colombe M. Nicholas

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Richard Saltzman

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Elect Christopher J. Nassetta

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Jonathan D. Gray

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Michael S. Chae

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Tyler S. Henritze

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Judith A. McHale

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect John G. Schreiber

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Elizabeth A. Smith

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Douglas M. Steenland

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect William J. Stein

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Proposal Description

   Management
Recommendation		   Glass Lewis
Recommendation		   Custom
Recommendation		   Vote
Decision		   With Or
Against
Management		   With Or
Against Policy		   With Or
Against
Glass Lewis		  

Vote Note

   Issue
Code		   Issue Code
Category

Elect Joel S. Marcus

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Richard B. Jennings

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect John L. Atkins III

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Maria C. Freire

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Steven R. Hash

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Richard H. Klein

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect James H. Richardson

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Advisory Vote on Executive Compensation

   For   Against   Against   Against   Against
Management		   With Policy   With Glass
Lewis		   Pay and performance disconnect; Poor overall design for certain participants   605   Compensation

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Elect Thomas J. DeRosa

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Jeffrey H. Donahue

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Fred S. Klipsch

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Geoffrey G. Meyers

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Timothy J. Naughton

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Sharon M. Oster

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Judith C. Pelham

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Sergio D. Rivera

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect R. Scott Trumbull

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Elect William C. Bayless, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect R.D. Burck

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect G. Steven Dawson

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Cydney Donnell

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Dennis G. Lopez

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Edward Lowenthal

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Oliver Luck

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect C. Patrick Oles Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Winston W. Walker

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Elect Terrance R. Ahern

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect James C. Boland

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Thomas Finne

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Robert H. Gidel

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Victor B. MacFarlane

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect David J. Oakes

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Alexander Otto

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Scott D. Roulston

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Barry A. Sholem

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Elect Melody C. Barnes

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Debra A. Cafaro

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Douglas Crocker, II

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Ronald G. Geary

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Jay M. Gellert

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Richard I. Gilchrist

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Matthew J. Lustig

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Douglas M. Pasquale

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Robert D. Reed

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Glenn J. Rufrano

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect James D. Shelton

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Proposal Description

   Management
Recommendation		   Glass Lewis
Recommendation		   Custom
Recommendation		   Vote
Decision		   With Or
Against
Management		   With Or
Against Policy		   With Or
Against
Glass Lewis		  

Vote Note

   Issue
Code		   Issue Code
Category

Elect Mary L. Baglivo

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Sheila C. Bair

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Terence C. Golden

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Ann M. Korologos

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Richard E. Marriott

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect John B. Morse, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Walter C. Rakowich

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Gordon H. Smith

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect W. Edward Walter

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Shareholder Proposal Regarding Simple Majority Vote for Bylaw Amendments

   Against   For   For   For   Against
Management		   With Policy   With Glass
Lewis		   Shareholders’ ability to amend company bylaws is a fundamental shareholder right   2595   SHP:
Governance

Elect H. Eric Bolton, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Alan B. Graf, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect D. Ralph Horn

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect James K. Lowder

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Thomas H. Lowder

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Claude B. Nielsen

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Philip W. Norwood

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect W. Reid Sanders

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect William B. Sansom

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Gary Shorb

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect John W. Spiegel

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Elect Albert Behler

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Thomas Armbrust

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Dan A. Emmett

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Lizanne Galbreath

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Peter Linneman

   For   Against   Against   Against   Against
Management		   With Policy   With Glass
Lewis		   Adopted forum selection clause in past year w/o shareholder approval   100   Board Related

Elect David P. O’Connor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Katharina Otto-Berstein

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Elect Robert P. Bowen

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Raymond L. Gellein, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect James A. Jeffs

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect David W. Johnson

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Richard D. Kincaid

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect David M.C. Michels

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Willam A. Prezant

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Eugene F. Reilly

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Sheli Z. Rosenberg

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Shareholder Proposal Regarding Opt Out of Maryland’s Unsolicited Takeover Act

   Against   For   For   For   Against
Management		   With Policy   With Glass
Lewis		   There has been empirical evidence suggesting that takeover defenses are negatively correlated with shareholder value   2995   SHP: Misc

Proposal Description

   Management
Recommendation		   Glass Lewis
Recommendation		   Custom
Recommendation		   Vote
Decision		   With Or
Against
Management		   With Or
Against Policy		   With Or
Against
Glass Lewis		  

Vote Note

   Issue
Code		   Issue Code
Category

Elect John B. Kilroy, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Edward F. Brennan

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Jolie Hunt

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Scott S. Ingraham

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Gary R. Stevenson

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Peter B. Stoneberg

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Amendment to the 2006 incentive Award Plan

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     310   Compensation

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Elect Glyn F. Aeppel

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Terry S. Brown

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Alan B. Buckelew

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Ronald L. Havner, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect John J. Healy, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Timothy J. Naughton

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Lance R. Primis

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Peter S. Rummell

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect H. Jay Sarles

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect W. Edward Walter

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Shareholder Proposal Regarding Proxy Access

   Against   For   For   For   Against
Management		   With Policy   With Glass
Lewis		   A large, long-term shareholder should be able to nominate a director   2522   SHP:
Governance

Shareholder Proposal Regarding Independent Board Chairman

   Against   For   For   For   Against
Management		   With Policy   With Glass
Lewis		   An independent chairman is better able to oversee the executives of a company and set a pro-shareholder agenda   2050   SHP:
Governance

Elect Kenneth M. Woolley

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Spencer F. Kirk

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Karl Haas

   For   Withhold   Withhold   Withhold   Against
Management		   With Policy   With Glass
Lewis		   Board is not sufficiently independent   100   Board Related

Elect Joseph D. Margolis

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Diane Olmstead

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Roger B. Porter

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect K. Fred Skousen

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Approval of the Incentive Award Plan

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     300   Compensation

Elect Kenneth F. Bernstein

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Douglas Crocker, II

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Lorrence T. Kellar

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Wendy Luscombe

   For   Against   Against   Against   Against
Management		   With Policy   With Glass
Lewis		   No independent lead or presiding director   100   Board Related

Elect William T. Spitz

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Lee S. Wielansky

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Proposal Description

   Management
Recommendation		   Glass Lewis
Recommendation		   Custom
Recommendation		   Vote
Decision		   With Or
Against
Management		   With Or
Against Policy		   With Or
Against
Glass Lewis		  

Vote Note

   Issue
Code		   Issue Code
Category

Elect Thomas J. Baltimore, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect William Cavanaugh III

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Alan H. Cohen

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Ngaire E. Cuneo

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Charles R. Eitel

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Martin C. Jischke

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Dennis D. Oklak

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Melanie R. Sabelhaus

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Peter M. Scott III

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Jack R. Shaw

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Michael E. Szymanczyk

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Lynn C. Thurber

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Robert J. Woodward, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

2015 Long-Term Incentive Plan

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     300   Compensation

Elect Thomas G. Wattles

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Philip L. Hawkins

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Marilyn A. Alexander

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Thomas F. August

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect John S. Gates, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Raymond B. Greer

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Tripp H. Hardin

   For   Against   Against   Against   Against
Management		   With Policy   With Glass
Lewis		   Related party transactions; Affiliate/Insider on nominating/governance committee   100   Board Related

Elect John C. O’Keeffe

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Bruce L. Warwick

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Elect Robert M. Chapman

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Tom G. Charlesworth

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Lawrence L. Gellerstedt, III

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Lillian C. Giornelli

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect S. Taylor Glover

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect James H. Hance, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Donna W. Hyland

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect R. Dary Stone

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Elect Jon E. Bortz

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect David W. Faeder

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Kristin Gamble

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Gail P. Steinel

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Warren M. Thompson

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Joseph S. Vassalluzzo

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Donald C. Wood

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Approve 2010 Performance Incentive Plan for Purposes of Section 162(m) of the IRC

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     310   Compensation

Elect Jeffrey T Foland

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Darryl Hartley-Leonard

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect William S. McCalmont

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Elect Richard J. Campo

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Scott S. Ingraham

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Lewis A. Levey

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect William B. McGuire, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect William F. Paulsen

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect D. Keith Oden

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect F. Gardner Parker

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Frances Aldrich Sevilla-Sacasa

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Steven A. Webster

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Kelvin R. Westbrook

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Proposal Description

   Management
Recommendation		   Glass Lewis
Recommendation		   Custom
Recommendation		   Vote
Decision		   With Or
Against
Management		   With Or
Against Policy		   With Or
Against
Glass Lewis		  

Vote Note

   Issue
Code		   Issue Code
Category

Elect Martin E. Stein, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Raymond L. Bank

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Bryce Blair

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect C. Ronald Blankenship

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Alvin R. Carpenter

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect J. Dix Druce, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Mary Lou Fiala

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect David P. O’Connor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect John C. Schweitzer

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Brian M. Smith

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Thomas G. Wattles

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Elect Melvyn E. Bergstein

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Larry C. Glasscock

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Karen N. Horn

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Allan B. Hubbard

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Reuben S. Leibowitz

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Daniel C. Smith

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect J. Albert Smith, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Shareholder Proposal Regarding Counting Abstentions

   Against   Against   Against   Against   With
Management		   With Policy   With Glass
Lewis		     2510   SHP:
Governance

Elect David W. Brady

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Keith R. Guericke

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Irving F. Lyons III

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect George M. Marcus

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Gary P. Martin

   For   Withhold   Withhold   Withhold   Against
Management		   With Policy   With Glass
Lewis		   Affiliate/Insider on compensation committee   100   Board Related

Elect Issie N. Rabinovitch

   For   Withhold   Withhold   Withhold   Against
Management		   With Policy   With Glass
Lewis		   No independent lead or presiding director   100   Board Related

Elect Thomas E. Randlett

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Thomas E. Robinson

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Michael J. Schall

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Byron A. Scordelis

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Janice L. Sears

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Thomas P. Sullivan

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Claude Zinngrabe, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Elect Carol B. Einiger

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Jacob A. Frenkel

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Joel I. Klein

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Douglas T. Linde

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Matthew J. Lustig

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Alan J. Patricof

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Ivan G. Seidenberg

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Owen D. Thomas

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Martin Turchin

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect David A. Twardock

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Mortimer B. Zuckerman

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Advisory Vote on Executive Compensation

   For   Against   Against   Against   Against
Management		   With Policy   With Glass
Lewis		   Pay and performance disconnect   605   Compensation

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Shareholder Proposal Regarding Independent Board Chairman

   Against   For   For   For   Against
Management		   With Policy   With Glass
Lewis		   An independent chairman is better able to oversee the executives of a company and set a pro-shareholder agenda   2050   SHP:
Governance

Shareholder Proposal Regarding Proxy Access

   Against   For   For   For   Against
Management		   With Policy   With Glass
Lewis		   The Company’s existing proxy access bylaw is unnecessarily restrictive   2522   SHP:
Governance

Shareholder Proposal Regarding Compensation in the Event of a Change in Control

   Against   Against   Against   Against   With
Management		   With Policy   With Glass
Lewis		     2300   SHP:
Compensation

Proposal Description

   Management
Recommendation		   Glass Lewis
Recommendation		   Custom
Recommendation		   Vote
Decision		   With Or
Against
Management		   With Or
Against Policy		   With Or
Against
Glass Lewis		  

Vote Note

   Issue
Code		   Issue Code
Category

Elect Victor J. Coleman

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Theodore R. Antenucci

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Frank Cohen

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Richard B. Fried

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Jonathan M. Glaser

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Robert L. Harris II

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Mark D. Linehan

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Robert M. Moran

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Michael Nash

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Barry A. Porter

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect John Schreiber

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Elect Katherine A. Cattanach

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Robert P. Freeman

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Jon A. Grove

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect James D. Klingbeil

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Robert A. McNamara

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Mark R. Patterson

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Lynne B. Sagalyn

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Thomas W. Toomey

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Ratification of Auditor

   For   Against   Against   Against   Against
Management		   With Policy   With Glass
Lewis		   Alternative dispute resolution   200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   Against   Against   Against   Against
Management		   With Policy   With Glass
Lewis		   Pay and performance disconnect   605   Compensation

Elect Steven Roth

   For   Withhold   Withhold   For   With
Management		   Against
Policy		   Against
Glass
Lewis		   Did not implement SHP passed by a majority; Director received excessive against/withhold votes   100   Board Related

Elect Michael D. Fascitelli

   For   Withhold   Withhold   For   With
Management		   Against
Policy		   Against
Glass
Lewis		   Did not implement SHP passed by a majority; Director received excessive against/withhold votes   100   Board Related

Elect Russell B. Wight, Jr.

   For   Withhold   Withhold   For   With
Management		   Against
Policy		   Against
Glass
Lewis		   Board is not sufficiently independent; Affiliate/Insider on nominating/governance committee; Did not implement SHP passed by a majority; Director received excessive against/withhold votes   100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Shareholder Proposal Regarding Independent Board Chairman

   Against   For   For   For   Against
Management		   With Policy   With Glass
Lewis		   An independent chairman is better able to oversee the executives of a company and set a pro-shareholder agenda   2050   SHP:
Governance

Elect William M. Diefenderfer III

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Piero Bussani

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Christopher P. Marr

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Marianne M. Keler

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Deborah Ratner Salzberg

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect John F. Remondi

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Jeffrey F. Rogatz

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect John W. Fain

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Increase of Authorized Common Stock

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     800   Capital
Management

Amendments to Declaration of Trust to Simplify Ownership Limitation Provisions

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     1185   Changes to
Company
Statutes

Amendments to the Declaration of Trust to Increase Ownership Limit

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     1185   Changes to
Company
Statutes

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Elect D. Pike Aloian

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect H.C. Bailey, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect H. Eric Bolton, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Hayden C. Eaves, III

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Fredric H. Gould

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect David H. Hoster II

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Mary E. McCormick

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect David M. Osnos

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Leland R. Speed

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Elect Michael A. Carroll

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect John Schreiber

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect A.J. Agarwal

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Michael Berman

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Anthony W. Deering

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Thomas W. Dickson

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Jonathon D. Gray

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect William D. Rahm

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Wlliam J. Stein

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Proposal Description

   Management
Recommendation		   Glass Lewis
Recommendation		   Custom
Recommendation		   Vote
Decision		   With Or
Against
Management		   With Or
Against Policy		   With Or
Against
Glass Lewis		  

Vote Note

   Issue
Code		   Issue Code
Category

Elect John W. Alexander

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Charles L. Atwood

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Linda Walker Bynoe

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Mary Kay Haben

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Bradley A. Keywell

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect John E. Neal

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect David J. Neithercut

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Mark S. Shapiro

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Gerald A. Spector

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Stephen E. Sterrett

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect B. Joseph White

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Samuel Zell

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Shareholder Proposal Regarding Proxy Access

   Against   For   For   For   Against
Management		   With Policy   With Glass
Lewis		   A large, long-term shareholder should be able to nominate a director   2522   SHP:
Governance

Elect John H. Alschuler, Jr.

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Stephen L. Green

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Advisory Vote on Executive Compensation

   For   Against   Against   Against   Against
Management		   With Policy   With Glass
Lewis		   Poor overall design; Pay and performance disconnect   605   Compensation

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Elect John A. Kite

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect William E. Bindley

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Victor J. Coleman

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Lee A. Daniels

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Gerald W. Grupe

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Christie B. Kelly

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect David R. O’Reilly

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Barton R. Peterson

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Charles H. Wurtzebach

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Decrease of Authorized Shares

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     810   Capital
Management

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Elect Jon E. Bortz

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Cydney Donnell

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Ron E. Jackson

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Phillip M. Miller

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Michael J. Schall

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Earl E. Webb

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Elect Laura H. Wright

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Shareholder Proposal Regarding Opt Out of Maryland’s Unsolicited Takeover Act

   Against   For   For   Against   With
Management		   Against
Policy		   Against
Glass
Lewis		   There has been empirical evidence suggesting that takeover defenses are negatively correlated with shareholder value   2995   SHP: Misc

Elect Douglas D. Abbey

   For   Against   Against   Against   Against
Management		   With Policy   With Glass
Lewis		   Other governance issue   100   Board Related

Elect John H. Alschuler, Jr.

   For   For   For   Against   Against
Management		   Against
Policy		   Against
Glass
Lewis		     100   Board Related

Elect Steven R. Hash

   For   For   For   Against   Against
Management		   Against
Policy		   Against
Glass
Lewis		     100   Board Related

Elect Stanley A. Moore

   For   Against   Against   Against   Against
Management		   With Policy   With Glass
Lewis		   Other governance issue   100   Board Related

Ratification of Auditor

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     200   Audit/
Financials

Advisory Vote on Executive Compensation

   For   For   For   For   With
Management		   With Policy   With Glass
Lewis		     605   Compensation

Issue Code
Description

   Meeting
Vote
Status		   Meeting
Type		   Meeting
Level		   Ballot
Vote
Status		   Votable
Shares		   Shares
Held		   Shares
On
Loan		   Policy
Tag		   Watch
List		   Voting
Group		   Vote
Execution
Profile Name		   Ballot
Inbox
Group		   Proxy
Paper
ID		   Job
Number		   Agenda
Key		   Grouped
By		   Rationale
for
Exclusion		   Meeting
Notes		   Share
Holder

Election of Directors

   Voted   Annual   2   Voted   37021   39721   0   ADV0315     RES   ADV0315-MA   RES   187725   P60185   934142592   JP60185       FALSE

Election of Directors

   Voted   Annual   2   Voted   37021   39721   0   ADV0315     RES   ADV0315-MA   RES   187725   P60185   934142592   JP60185       FALSE

Election of Directors

   Voted   Annual   2   Voted   37021   39721   0   ADV0315     RES   ADV0315-MA   RES   187725   P60185   934142592   JP60185       FALSE

Election of Directors

   Voted   Annual   2   Voted   37021   39721   0   ADV0315     RES   ADV0315-MA   RES   187725   P60185   934142592   JP60185       FALSE

Election of Directors

   Voted   Annual   2   Voted   37021   39721   0   ADV0315     RES   ADV0315-MA   RES   187725   P60185   934142592   JP60185       FALSE

Election of Directors

   Voted   Annual   2   Voted   37021   39721   0   ADV0315     RES   ADV0315-MA   RES   187725   P60185   934142592   JP60185       FALSE

Election of Directors

   Voted   Annual   2   Voted   37021   39721   0   ADV0315     RES   ADV0315-MA   RES   187725   P60185   934142592   JP60185       FALSE

Election of Directors

   Voted   Annual   2   Voted   37021   39721   0   ADV0315     RES   ADV0315-MA   RES   187725   P60185   934142592   JP60185       FALSE

Election of Directors

   Voted   Annual   2   Voted   37021   39721   0   ADV0315     RES   ADV0315-MA   RES   187725   P60185   934142592   JP60185       FALSE

Election of Directors

   Voted   Annual   2   Voted   37021   39721   0   ADV0315     RES   ADV0315-MA   RES   187725   P60185   934142592   JP60185       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   2   Voted   37021   39721   0   ADV0315     RES   ADV0315-MA   RES   187725   P60185   934142592   JP60185       FALSE

Ratification of Auditor

   Voted   Annual   2   Voted   37021   39721   0   ADV0315     RES   ADV0315-MA   RES   187725   P60185   934142592   JP60185       FALSE

Election of Directors

   Voted   Annual   2   Voted   11102   10902   0   ADV0315     RES   ADV0315-MA   RES   188493   P60479   934141401   JP60479       FALSE

Election of Directors

   Voted   Annual   2   Voted   11102   10902   0   ADV0315     RES   ADV0315-MA   RES   188493   P60479   934141401   JP60479       FALSE

Election of Directors

   Voted   Annual   2   Voted   11102   10902   0   ADV0315     RES   ADV0315-MA   RES   188493   P60479   934141401   JP60479       FALSE

Election of Directors

   Voted   Annual   2   Voted   11102   10902   0   ADV0315     RES   ADV0315-MA   RES   188493   P60479   934141401   JP60479       FALSE

Election of Directors

   Voted   Annual   2   Voted   11102   10902   0   ADV0315     RES   ADV0315-MA   RES   188493   P60479   934141401   JP60479       FALSE

Election of Directors

   Voted   Annual   2   Voted   11102   10902   0   ADV0315     RES   ADV0315-MA   RES   188493   P60479   934141401   JP60479       FALSE

Election of Directors

   Voted   Annual   2   Voted   11102   10902   0   ADV0315     RES   ADV0315-MA   RES   188493   P60479   934141401   JP60479       FALSE

Election of Directors

   Voted   Annual   2   Voted   11102   10902   0   ADV0315     RES   ADV0315-MA   RES   188493   P60479   934141401   JP60479       FALSE

Ratification of Auditor

   Voted   Annual   2   Voted   11102   10902   0   ADV0315     RES   ADV0315-MA   RES   188493   P60479   934141401   JP60479       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   2   Voted   11102   10902   0   ADV0315     RES   ADV0315-MA   RES   188493   P60479   934141401   JP60479       FALSE

Election of Directors

   Voted   Annual   4   Voted   6006   6006   0   ADV0315     RES   ADV0315-MA   RES   183770   P61895   934163279   JP61895       FALSE

Election of Directors

   Voted   Annual   4   Voted   6006   6006   0   ADV0315     RES   ADV0315-MA   RES   183770   P61895   934163279   JP61895       FALSE

Election of Directors

   Voted   Annual   4   Voted   6006   6006   0   ADV0315     RES   ADV0315-MA   RES   183770   P61895   934163279   JP61895       FALSE

Election of Directors

   Voted   Annual   4   Voted   6006   6006   0   ADV0315     RES   ADV0315-MA   RES   183770   P61895   934163279   JP61895       FALSE

Election of Directors

   Voted   Annual   4   Voted   6006   6006   0   ADV0315     RES   ADV0315-MA   RES   183770   P61895   934163279   JP61895       FALSE

Election of Directors

   Voted   Annual   4   Voted   6006   6006   0   ADV0315     RES   ADV0315-MA   RES   183770   P61895   934163279   JP61895       FALSE

Election of Directors

   Voted   Annual   4   Voted   6006   6006   0   ADV0315     RES   ADV0315-MA   RES   183770   P61895   934163279   JP61895       FALSE

Ratification of Auditor

   Voted   Annual   4   Voted   6006   6006   0   ADV0315     RES   ADV0315-MA   RES   183770   P61895   934163279   JP61895       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   4   Voted   6006   6006   0   ADV0315     RES   ADV0315-MA   RES   183770   P61895   934163279   JP61895       FALSE

Adoption of Equity Compensation Plan

   Voted   Annual   4   Voted   6006   6006   0   ADV0315     RES   ADV0315-MA   RES   183770   P61895   934163279   JP61895       FALSE

Opting Out of State Takeover Law

   Voted   Annual   4   Voted   6006   6006   0   ADV0315     RES   ADV0315-MA   RES   183770   P61895   934163279   JP61895       FALSE

SHP Regarding Misc. Board/Shareholder Rights Issue

   Voted   Annual   4   Voted   6006   6006   0   ADV0315     RES   ADV0315-MA   RES   183770   P61895   934163279   JP61895       TRUE

Election of Directors

   Voted   Annual   2   Voted   39500   41800   0   ADV0315     RES   ADV0315-MA   RES   188721   P64249   934163976   JP64249       FALSE

Election of Directors

   Voted   Annual   2   Voted   39500   41800   0   ADV0315     RES   ADV0315-MA   RES   188721   P64249   934163976   JP64249       FALSE

Election of Directors

   Voted   Annual   2   Voted   39500   41800   0   ADV0315     RES   ADV0315-MA   RES   188721   P64249   934163976   JP64249       FALSE

Election of Directors

   Voted   Annual   2   Voted   39500   41800   0   ADV0315     RES   ADV0315-MA   RES   188721   P64249   934163976   JP64249       FALSE

Election of Directors

   Voted   Annual   2   Voted   39500   41800   0   ADV0315     RES   ADV0315-MA   RES   188721   P64249   934163976   JP64249       FALSE

Election of Directors

   Voted   Annual   2   Voted   39500   41800   0   ADV0315     RES   ADV0315-MA   RES   188721   P64249   934163976   JP64249       FALSE

Election of Directors

   Voted   Annual   2   Voted   39500   41800   0   ADV0315     RES   ADV0315-MA   RES   188721   P64249   934163976   JP64249       FALSE

Election of Directors

   Voted   Annual   2   Voted   39500   41800   0   ADV0315     RES   ADV0315-MA   RES   188721   P64249   934163976   JP64249       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   2   Voted   39500   41800   0   ADV0315     RES   ADV0315-MA   RES   188721   P64249   934163976   JP64249       FALSE

Ratification of Auditor

   Voted   Annual   2   Voted   39500   41800   0   ADV0315     RES   ADV0315-MA   RES   188721   P64249   934163976   JP64249       FALSE

Election of Directors

   Voted   Annual   3   Voted   24600   24400   0   ADV0315     RES   ADV0315-MA   RES   189025   P61971   934148758   JP61971       FALSE

Election of Directors

   Voted   Annual   3   Voted   24600   24400   0   ADV0315     RES   ADV0315-MA   RES   189025   P61971   934148758   JP61971       FALSE

Election of Directors

   Voted   Annual   3   Voted   24600   24400   0   ADV0315     RES   ADV0315-MA   RES   189025   P61971   934148758   JP61971       FALSE

Election of Directors

   Voted   Annual   3   Voted   24600   24400   0   ADV0315     RES   ADV0315-MA   RES   189025   P61971   934148758   JP61971       FALSE

Election of Directors

   Voted   Annual   3   Voted   24600   24400   0   ADV0315     RES   ADV0315-MA   RES   189025   P61971   934148758   JP61971       FALSE

Election of Directors

   Voted   Annual   3   Voted   24600   24400   0   ADV0315     RES   ADV0315-MA   RES   189025   P61971   934148758   JP61971       FALSE

Election of Directors

   Voted   Annual   3   Voted   24600   24400   0   ADV0315     RES   ADV0315-MA   RES   189025   P61971   934148758   JP61971       FALSE

Election of Directors

   Voted   Annual   3   Voted   24600   24400   0   ADV0315     RES   ADV0315-MA   RES   189025   P61971   934148758   JP61971       FALSE

Election of Directors

   Voted   Annual   3   Voted   24600   24400   0   ADV0315     RES   ADV0315-MA   RES   189025   P61971   934148758   JP61971       FALSE

Ratification of Auditor

   Voted   Annual   3   Voted   24600   24400   0   ADV0315     RES   ADV0315-MA   RES   189025   P61971   934148758   JP61971       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   3   Voted   24600   24400   0   ADV0315     RES   ADV0315-MA   RES   189025   P61971   934148758   JP61971       FALSE

Issue Code
Description

   Meeting
Vote
Status		   Meeting
Type		   Meeting
Level		   Ballot
Vote
Status		   Votable
Shares		   Shares
Held		   Shares
On
Loan		   Policy
Tag		   Watch
List		   Voting
Group		   Vote
Execution
Profile Name		   Ballot
Inbox
Group		   Proxy
Paper
ID		   Job
Number		   Agenda
Key		   Grouped
By		   Rationale
for
Exclusion		   Meeting
Notes		   Share
Holder

Election of Directors

   Voted   Annual   3   Voted   18500   18000   0   ADV0315     RES   ADV0315-MA   RES   190674   P58502   934171214   JP58502       FALSE

Election of Directors

   Voted   Annual   3   Voted   18500   18000   0   ADV0315     RES   ADV0315-MA   RES   190674   P58502   934171214   JP58502       FALSE

Election of Directors

   Voted   Annual   3   Voted   18500   18000   0   ADV0315     RES   ADV0315-MA   RES   190674   P58502   934171214   JP58502       FALSE

Election of Directors

   Voted   Annual   3   Voted   18500   18000   0   ADV0315     RES   ADV0315-MA   RES   190674   P58502   934171214   JP58502       FALSE

Election of Directors

   Voted   Annual   3   Voted   18500   18000   0   ADV0315     RES   ADV0315-MA   RES   190674   P58502   934171214   JP58502       FALSE

Election of Directors

   Voted   Annual   3   Voted   18500   18000   0   ADV0315     RES   ADV0315-MA   RES   190674   P58502   934171214   JP58502       FALSE

Election of Directors

   Voted   Annual   3   Voted   18500   18000   0   ADV0315     RES   ADV0315-MA   RES   190674   P58502   934171214   JP58502       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   3   Voted   18500   18000   0   ADV0315     RES   ADV0315-MA   RES   190674   P58502   934171214   JP58502       FALSE

Ratification of Auditor

   Voted   Annual   3   Voted   18500   18000   0   ADV0315     RES   ADV0315-MA   RES   190674   P58502   934171214   JP58502       FALSE

Election of Directors

   Voted   Annual   2   Voted   26500   30400   0   ADV0315     RES   ADV0315-MA   RES   186472   P61145   934150373   JP61145       FALSE

Election of Directors

   Voted   Annual   2   Voted   26500   30400   0   ADV0315     RES   ADV0315-MA   RES   186472   P61145   934150373   JP61145       FALSE

Election of Directors

   Voted   Annual   2   Voted   26500   30400   0   ADV0315     RES   ADV0315-MA   RES   186472   P61145   934150373   JP61145       FALSE

Election of Directors

   Voted   Annual   2   Voted   26500   30400   0   ADV0315     RES   ADV0315-MA   RES   186472   P61145   934150373   JP61145       FALSE

Election of Directors

   Voted   Annual   2   Voted   26500   30400   0   ADV0315     RES   ADV0315-MA   RES   186472   P61145   934150373   JP61145       FALSE

Election of Directors

   Voted   Annual   2   Voted   26500   30400   0   ADV0315     RES   ADV0315-MA   RES   186472   P61145   934150373   JP61145       FALSE

Election of Directors

   Voted   Annual   2   Voted   26500   30400   0   ADV0315     RES   ADV0315-MA   RES   186472   P61145   934150373   JP61145       FALSE

Election of Directors

   Voted   Annual   2   Voted   26500   30400   0   ADV0315     RES   ADV0315-MA   RES   186472   P61145   934150373   JP61145       FALSE

Election of Directors

   Voted   Annual   2   Voted   26500   30400   0   ADV0315     RES   ADV0315-MA   RES   186472   P61145   934150373   JP61145       FALSE

Ratification of Auditor

   Voted   Annual   2   Voted   26500   30400   0   ADV0315     RES   ADV0315-MA   RES   186472   P61145   934150373   JP61145       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   2   Voted   26500   30400   0   ADV0315     RES   ADV0315-MA   RES   186472   P61145   934150373   JP61145       FALSE

Election of Directors

   Voted   Annual   3   Voted   15900   15800   0   ADV0315     RES   ADV0315-MA   RES   189234   P60777   934164930   JP60777       FALSE

Election of Directors

   Voted   Annual   3   Voted   15900   15800   0   ADV0315     RES   ADV0315-MA   RES   189234   P60777   934164930   JP60777       FALSE

Election of Directors

   Voted   Annual   3   Voted   15900   15800   0   ADV0315     RES   ADV0315-MA   RES   189234   P60777   934164930   JP60777       FALSE

Election of Directors

   Voted   Annual   3   Voted   15900   15800   0   ADV0315     RES   ADV0315-MA   RES   189234   P60777   934164930   JP60777       FALSE

Election of Directors

   Voted   Annual   3   Voted   15900   15800   0   ADV0315     RES   ADV0315-MA   RES   189234   P60777   934164930   JP60777       FALSE

Election of Directors

   Voted   Annual   3   Voted   15900   15800   0   ADV0315     RES   ADV0315-MA   RES   189234   P60777   934164930   JP60777       FALSE

Election of Directors

   Voted   Annual   3   Voted   15900   15800   0   ADV0315     RES   ADV0315-MA   RES   189234   P60777   934164930   JP60777       FALSE

Election of Directors

   Voted   Annual   3   Voted   15900   15800   0   ADV0315     RES   ADV0315-MA   RES   189234   P60777   934164930   JP60777       FALSE

Election of Directors

   Voted   Annual   3   Voted   15900   15800   0   ADV0315     RES   ADV0315-MA   RES   189234   P60777   934164930   JP60777       FALSE

Ratification of Auditor

   Voted   Annual   3   Voted   15900   15800   0   ADV0315     RES   ADV0315-MA   RES   189234   P60777   934164930   JP60777       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   3   Voted   15900   15800   0   ADV0315     RES   ADV0315-MA   RES   189234   P60777   934164930   JP60777       FALSE

Election of Directors

   Voted   Annual   3   Voted   61200   43600   0   ADV0315     RES   ADV0315-MA   RES   189787   P58026   934162417   JP58026       FALSE

Election of Directors

   Voted   Annual   3   Voted   61200   43600   0   ADV0315     RES   ADV0315-MA   RES   189787   P58026   934162417   JP58026       FALSE

Election of Directors

   Voted   Annual   3   Voted   61200   43600   0   ADV0315     RES   ADV0315-MA   RES   189787   P58026   934162417   JP58026       FALSE

Election of Directors

   Voted   Annual   3   Voted   61200   43600   0   ADV0315     RES   ADV0315-MA   RES   189787   P58026   934162417   JP58026       FALSE

Election of Directors

   Voted   Annual   3   Voted   61200   43600   0   ADV0315     RES   ADV0315-MA   RES   189787   P58026   934162417   JP58026       FALSE

Election of Directors

   Voted   Annual   3   Voted   61200   43600   0   ADV0315     RES   ADV0315-MA   RES   189787   P58026   934162417   JP58026       FALSE

Election of Directors

   Voted   Annual   3   Voted   61200   43600   0   ADV0315     RES   ADV0315-MA   RES   189787   P58026   934162417   JP58026       FALSE

Election of Directors

   Voted   Annual   3   Voted   61200   43600   0   ADV0315     RES   ADV0315-MA   RES   189787   P58026   934162417   JP58026       FALSE

Election of Directors

   Voted   Annual   3   Voted   61200   43600   0   ADV0315     RES   ADV0315-MA   RES   189787   P58026   934162417   JP58026       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   3   Voted   61200   43600   0   ADV0315     RES   ADV0315-MA   RES   189787   P58026   934162417   JP58026       FALSE

Ratification of Auditor

   Voted   Annual   3   Voted   61200   43600   0   ADV0315     RES   ADV0315-MA   RES   189787   P58026   934162417   JP58026       FALSE

Election of Directors

   Voted   Annual   2   Voted   32396   32196   0   ADV0315     RES   ADV0315-MA   RES   185935   P59731   934159903   JP59731       FALSE

Election of Directors

   Voted   Annual   2   Voted   32396   32196   0   ADV0315     RES   ADV0315-MA   RES   185935   P59731   934159903   JP59731       FALSE

Election of Directors

   Voted   Annual   2   Voted   32396   32196   0   ADV0315     RES   ADV0315-MA   RES   185935   P59731   934159903   JP59731       FALSE

Election of Directors

   Voted   Annual   2   Voted   32396   32196   0   ADV0315     RES   ADV0315-MA   RES   185935   P59731   934159903   JP59731       FALSE

Election of Directors

   Voted   Annual   2   Voted   32396   32196   0   ADV0315     RES   ADV0315-MA   RES   185935   P59731   934159903   JP59731       FALSE

Election of Directors

   Voted   Annual   2   Voted   32396   32196   0   ADV0315     RES   ADV0315-MA   RES   185935   P59731   934159903   JP59731       FALSE

Election of Directors

   Voted   Annual   2   Voted   32396   32196   0   ADV0315     RES   ADV0315-MA   RES   185935   P59731   934159903   JP59731       FALSE

Election of Directors

   Voted   Annual   2   Voted   32396   32196   0   ADV0315     RES   ADV0315-MA   RES   185935   P59731   934159903   JP59731       FALSE

Election of Directors

   Voted   Annual   2   Voted   32396   32196   0   ADV0315     RES   ADV0315-MA   RES   185935   P59731   934159903   JP59731       FALSE

Election of Directors

   Voted   Annual   2   Voted   32396   32196   0   ADV0315     RES   ADV0315-MA   RES   185935   P59731   934159903   JP59731       FALSE

Election of Directors

   Voted   Annual   2   Voted   32396   32196   0   ADV0315     RES   ADV0315-MA   RES   185935   P59731   934159903   JP59731       FALSE

Ratification of Auditor

   Voted   Annual   2   Voted   32396   32196   0   ADV0315     RES   ADV0315-MA   RES   185935   P59731   934159903   JP59731       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   2   Voted   32396   32196   0   ADV0315     RES   ADV0315-MA   RES   185935   P59731   934159903   JP59731       FALSE

Issue Code
Description

   Meeting
Vote
Status		   Meeting
Type		   Meeting
Level		   Ballot
Vote
Status		   Votable
Shares		   Shares
Held		   Shares
On
Loan		   Policy
Tag		   Watch
List		   Voting
Group		   Vote
Execution
Profile Name		   Ballot
Inbox
Group		   Proxy
Paper
ID		   Job
Number		   Agenda
Key		   Grouped
By		   Rationale
for
Exclusion		   Meeting
Notes		   Share
Holder

Election of Directors

   Voted   Annual   2   Voted   34217   16017   0   ADV0315     RES   ADV0315-MA   RES   186710   P61482   934177759   JP61482       FALSE

Election of Directors

   Voted   Annual   2   Voted   34217   16017   0   ADV0315     RES   ADV0315-MA   RES   186710   P61482   934177759   JP61482       FALSE

Election of Directors

   Voted   Annual   2   Voted   34217   16017   0   ADV0315     RES   ADV0315-MA   RES   186710   P61482   934177759   JP61482       FALSE

Election of Directors

   Voted   Annual   2   Voted   34217   16017   0   ADV0315     RES   ADV0315-MA   RES   186710   P61482   934177759   JP61482       FALSE

Election of Directors

   Voted   Annual   2   Voted   34217   16017   0   ADV0315     RES   ADV0315-MA   RES   186710   P61482   934177759   JP61482       FALSE

Election of Directors

   Voted   Annual   2   Voted   34217   16017   0   ADV0315     RES   ADV0315-MA   RES   186710   P61482   934177759   JP61482       FALSE

Election of Directors

   Voted   Annual   2   Voted   34217   16017   0   ADV0315     RES   ADV0315-MA   RES   186710   P61482   934177759   JP61482       FALSE

Election of Directors

   Voted   Annual   2   Voted   34217   16017   0   ADV0315     RES   ADV0315-MA   RES   186710   P61482   934177759   JP61482       FALSE

Election of Directors

   Voted   Annual   2   Voted   34217   16017   0   ADV0315     RES   ADV0315-MA   RES   186710   P61482   934177759   JP61482       FALSE

Ratification of Auditor

   Voted   Annual   2   Voted   34217   16017   0   ADV0315     RES   ADV0315-MA   RES   186710   P61482   934177759   JP61482       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   2   Voted   34217   16017   0   ADV0315     RES   ADV0315-MA   RES   186710   P61482   934177759   JP61482       FALSE

SHP Regarding Misc. Board/Shareholder Rights Issue

   Voted   Annual   2   Voted   34217   16017   0   ADV0315     RES   ADV0315-MA   RES   186710   P61482   934177759   JP61482       TRUE

Election of Directors

   Voted   Annual   3   Voted   3012   3012   0   ADV0315     RES   ADV0315-MA   RES   192768   P58046   934189475   JP58046       FALSE

Election of Directors

   Voted   Annual   3   Voted   3012   3012   0   ADV0315     RES   ADV0315-MA   RES   192768   P58046   934189475   JP58046       FALSE

Election of Directors

   Voted   Annual   3   Voted   3012   3012   0   ADV0315     RES   ADV0315-MA   RES   192768   P58046   934189475   JP58046       FALSE

Election of Directors

   Voted   Annual   3   Voted   3012   3012   0   ADV0315     RES   ADV0315-MA   RES   192768   P58046   934189475   JP58046       FALSE

Election of Directors

   Voted   Annual   3   Voted   3012   3012   0   ADV0315     RES   ADV0315-MA   RES   192768   P58046   934189475   JP58046       FALSE

Election of Directors

   Voted   Annual   3   Voted   3012   3012   0   ADV0315     RES   ADV0315-MA   RES   192768   P58046   934189475   JP58046       FALSE

Election of Directors

   Voted   Annual   3   Voted   3012   3012   0   ADV0315     RES   ADV0315-MA   RES   192768   P58046   934189475   JP58046       FALSE

Election of Directors

   Voted   Annual   3   Voted   3012   3012   0   ADV0315     RES   ADV0315-MA   RES   192768   P58046   934189475   JP58046       FALSE

Election of Directors

   Voted   Annual   3   Voted   3012   3012   0   ADV0315     RES   ADV0315-MA   RES   192768   P58046   934189475   JP58046       FALSE

Election of Directors

   Voted   Annual   3   Voted   3012   3012   0   ADV0315     RES   ADV0315-MA   RES   192768   P58046   934189475   JP58046       FALSE

Election of Directors

   Voted   Annual   3   Voted   3012   3012   0   ADV0315     RES   ADV0315-MA   RES   192768   P58046   934189475   JP58046       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   3   Voted   3012   3012   0   ADV0315     RES   ADV0315-MA   RES   192768   P58046   934189475   JP58046       FALSE

Ratification of Auditor

   Voted   Annual   3   Voted   3012   3012   0   ADV0315     RES   ADV0315-MA   RES   192768   P58046   934189475   JP58046       FALSE

Election of Directors

   Voted   Annual   4   Voted   20400   20400   0   ADV0315     RES   ADV0315-MA   RES   191817   P60182   934177456   JP60182       FALSE

Election of Directors

   Voted   Annual   4   Voted   20400   20400   0   ADV0315     RES   ADV0315-MA   RES   191817   P60182   934177456   JP60182       FALSE

Election of Directors

   Voted   Annual   4   Voted   20400   20400   0   ADV0315     RES   ADV0315-MA   RES   191817   P60182   934177456   JP60182       FALSE

Election of Directors

   Voted   Annual   4   Voted   20400   20400   0   ADV0315     RES   ADV0315-MA   RES   191817   P60182   934177456   JP60182       FALSE

Election of Directors

   Voted   Annual   4   Voted   20400   20400   0   ADV0315     RES   ADV0315-MA   RES   191817   P60182   934177456   JP60182       FALSE

Election of Directors

   Voted   Annual   4   Voted   20400   20400   0   ADV0315     RES   ADV0315-MA   RES   191817   P60182   934177456   JP60182       FALSE

Election of Directors

   Voted   Annual   4   Voted   20400   20400   0   ADV0315     RES   ADV0315-MA   RES   191817   P60182   934177456   JP60182       FALSE

Ratification of Auditor

   Voted   Annual   4   Voted   20400   20400   0   ADV0315     RES   ADV0315-MA   RES   191817   P60182   934177456   JP60182       FALSE

Election of Directors

   Voted   Annual   4   Voted   56574   56174   0   ADV0315     RES   ADV0315-MA   RES   191648   P60594   934157668   JP60594       FALSE

Election of Directors

   Voted   Annual   4   Voted   56574   56174   0   ADV0315     RES   ADV0315-MA   RES   191648   P60594   934157668   JP60594       FALSE

Election of Directors

   Voted   Annual   4   Voted   56574   56174   0   ADV0315     RES   ADV0315-MA   RES   191648   P60594   934157668   JP60594       FALSE

Election of Directors

   Voted   Annual   4   Voted   56574   56174   0   ADV0315     RES   ADV0315-MA   RES   191648   P60594   934157668   JP60594       FALSE

Election of Directors

   Voted   Annual   4   Voted   56574   56174   0   ADV0315     RES   ADV0315-MA   RES   191648   P60594   934157668   JP60594       FALSE

Election of Directors

   Voted   Annual   4   Voted   56574   56174   0   ADV0315     RES   ADV0315-MA   RES   191648   P60594   934157668   JP60594       FALSE

Election of Directors

   Voted   Annual   4   Voted   56574   56174   0   ADV0315     RES   ADV0315-MA   RES   191648   P60594   934157668   JP60594       FALSE

Election of Directors

   Voted   Annual   4   Voted   56574   56174   0   ADV0315     RES   ADV0315-MA   RES   191648   P60594   934157668   JP60594       FALSE

Election of Directors

   Voted   Annual   4   Voted   56574   56174   0   ADV0315     RES   ADV0315-MA   RES   191648   P60594   934157668   JP60594       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   4   Voted   56574   56174   0   ADV0315     RES   ADV0315-MA   RES   191648   P60594   934157668   JP60594       FALSE

Ratification of Auditor

   Voted   Annual   4   Voted   56574   56174   0   ADV0315     RES   ADV0315-MA   RES   191648   P60594   934157668   JP60594       FALSE

SHP: Misc. Issues

   Voted   Annual   4   Voted   56574   56174   0   ADV0315     RES   ADV0315-MA   RES   191648   P60594   934157668   JP60594       TRUE

Issue Code
Description

   Meeting
Vote
Status		   Meeting
Type		   Meeting
Level		   Ballot
Vote
Status		   Votable
Shares		   Shares
Held		   Shares
On
Loan		   Policy
Tag		   Watch
List		   Voting
Group		   Vote
Execution
Profile Name		   Ballot
Inbox
Group		   Proxy
Paper
ID		   Job
Number		   Agenda
Key		   Grouped
By		   Rationale
for
Exclusion		   Meeting
Notes		   Share
Holder

Election of Directors

   Voted   Annual   3   Voted   6900   9300   0   ADV0315     RES   ADV0315-MA   RES   184609   P60712   934174614   JP60712       FALSE

Election of Directors

   Voted   Annual   3   Voted   6900   9300   0   ADV0315     RES   ADV0315-MA   RES   184609   P60712   934174614   JP60712       FALSE

Election of Directors

   Voted   Annual   3   Voted   6900   9300   0   ADV0315     RES   ADV0315-MA   RES   184609   P60712   934174614   JP60712       FALSE

Election of Directors

   Voted   Annual   3   Voted   6900   9300   0   ADV0315     RES   ADV0315-MA   RES   184609   P60712   934174614   JP60712       FALSE

Election of Directors

   Voted   Annual   3   Voted   6900   9300   0   ADV0315     RES   ADV0315-MA   RES   184609   P60712   934174614   JP60712       FALSE

Election of Directors

   Voted   Annual   3   Voted   6900   9300   0   ADV0315     RES   ADV0315-MA   RES   184609   P60712   934174614   JP60712       FALSE

Amendment to Equity Compensation Plan

   Voted   Annual   3   Voted   6900   9300   0   ADV0315     RES   ADV0315-MA   RES   184609   P60712   934174614   JP60712       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   3   Voted   6900   9300   0   ADV0315     RES   ADV0315-MA   RES   184609   P60712   934174614   JP60712       FALSE

Ratification of Auditor

   Voted   Annual   3   Voted   6900   9300   0   ADV0315     RES   ADV0315-MA   RES   184609   P60712   934174614   JP60712       FALSE

Election of Directors

   Voted   Annual   2   Voted   15861   15261   0   ADV0315     RES   ADV0315-MA   RES   185844   P61394   934185073   JP61394       FALSE

Election of Directors

   Voted   Annual   2   Voted   15861   15261   0   ADV0315     RES   ADV0315-MA   RES   185844   P61394   934185073   JP61394       FALSE

Election of Directors

   Voted   Annual   2   Voted   15861   15261   0   ADV0315     RES   ADV0315-MA   RES   185844   P61394   934185073   JP61394       FALSE

Election of Directors

   Voted   Annual   2   Voted   15861   15261   0   ADV0315     RES   ADV0315-MA   RES   185844   P61394   934185073   JP61394       FALSE

Election of Directors

   Voted   Annual   2   Voted   15861   15261   0   ADV0315     RES   ADV0315-MA   RES   185844   P61394   934185073   JP61394       FALSE

Election of Directors

   Voted   Annual   2   Voted   15861   15261   0   ADV0315     RES   ADV0315-MA   RES   185844   P61394   934185073   JP61394       FALSE

Election of Directors

   Voted   Annual   2   Voted   15861   15261   0   ADV0315     RES   ADV0315-MA   RES   185844   P61394   934185073   JP61394       FALSE

Election of Directors

   Voted   Annual   2   Voted   15861   15261   0   ADV0315     RES   ADV0315-MA   RES   185844   P61394   934185073   JP61394       FALSE

Election of Directors

   Voted   Annual   2   Voted   15861   15261   0   ADV0315     RES   ADV0315-MA   RES   185844   P61394   934185073   JP61394       FALSE

Election of Directors

   Voted   Annual   2   Voted   15861   15261   0   ADV0315     RES   ADV0315-MA   RES   185844   P61394   934185073   JP61394       FALSE

Ratification of Auditor

   Voted   Annual   2   Voted   15861   15261   0   ADV0315     RES   ADV0315-MA   RES   185844   P61394   934185073   JP61394       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   2   Voted   15861   15261   0   ADV0315     RES   ADV0315-MA   RES   185844   P61394   934185073   JP61394       FALSE

SHP Shareholder Access to the Nomination Process (Proxy Access)

   Voted   Annual   2   Voted   15861   15261   0   ADV0315     RES   ADV0315-MA   RES   185844   P61394   934185073   JP61394       TRUE

SHP Regarding Independent Board Chairman/Seperation of Chair and CEO

   Voted   Annual   2   Voted   15861   15261   0   ADV0315     RES   ADV0315-MA   RES   185844   P61394   934185073   JP61394       TRUE

Election of Directors

   Voted   Annual   3   Voted   21800   21800   0   ADV0315     RES   ADV0315-MA   RES   191758   P63053   934178232   JP63053       FALSE

Election of Directors

   Voted   Annual   3   Voted   21800   21800   0   ADV0315     RES   ADV0315-MA   RES   191758   P63053   934178232   JP63053       FALSE

Election of Directors

   Voted   Annual   3   Voted   21800   21800   0   ADV0315     RES   ADV0315-MA   RES   191758   P63053   934178232   JP63053       FALSE

Election of Directors

   Voted   Annual   3   Voted   21800   21800   0   ADV0315     RES   ADV0315-MA   RES   191758   P63053   934178232   JP63053       FALSE

Election of Directors

   Voted   Annual   3   Voted   21800   21800   0   ADV0315     RES   ADV0315-MA   RES   191758   P63053   934178232   JP63053       FALSE

Election of Directors

   Voted   Annual   3   Voted   21800   21800   0   ADV0315     RES   ADV0315-MA   RES   191758   P63053   934178232   JP63053       FALSE

Election of Directors

   Voted   Annual   3   Voted   21800   21800   0   ADV0315     RES   ADV0315-MA   RES   191758   P63053   934178232   JP63053       FALSE

Ratification of Auditor

   Voted   Annual   3   Voted   21800   21800   0   ADV0315     RES   ADV0315-MA   RES   191758   P63053   934178232   JP63053       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   3   Voted   21800   21800   0   ADV0315     RES   ADV0315-MA   RES   191758   P63053   934178232   JP63053       FALSE

Adoption of Equity Compensation Plan

   Voted   Annual   3   Voted   21800   21800   0   ADV0315     RES   ADV0315-MA   RES   191758   P63053   934178232   JP63053       FALSE

Election of Directors

   Voted   Annual   4   Voted   46866   46866   0   ADV0315     RES   ADV0315-MA   RES   193511   P64425   934183637   JP64425       FALSE

Election of Directors

   Voted   Annual   4   Voted   46866   46866   0   ADV0315     RES   ADV0315-MA   RES   193511   P64425   934183637   JP64425       FALSE

Election of Directors

   Voted   Annual   4   Voted   46866   46866   0   ADV0315     RES   ADV0315-MA   RES   193511   P64425   934183637   JP64425       FALSE

Election of Directors

   Voted   Annual   4   Voted   46866   46866   0   ADV0315     RES   ADV0315-MA   RES   193511   P64425   934183637   JP64425       FALSE

Election of Directors

   Voted   Annual   4   Voted   46866   46866   0   ADV0315     RES   ADV0315-MA   RES   193511   P64425   934183637   JP64425       FALSE

Election of Directors

   Voted   Annual   4   Voted   46866   46866   0   ADV0315     RES   ADV0315-MA   RES   193511   P64425   934183637   JP64425       FALSE

Ratification of Auditor

   Voted   Annual   4   Voted   46866   46866   0   ADV0315     RES   ADV0315-MA   RES   193511   P64425   934183637   JP64425       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   4   Voted   46866   46866   0   ADV0315     RES   ADV0315-MA   RES   193511   P64425   934183637   JP64425       FALSE

Issue Code
Description

   Meeting
Vote
Status		   Meeting
Type		   Meeting
Level		   Ballot
Vote
Status		   Votable
Shares		   Shares
Held		   Shares
On
Loan		   Policy
Tag		   Watch
List		   Voting
Group		   Vote
Execution
Profile Name		   Ballot
Inbox
Group		   Proxy
Paper
ID		   Job
Number		   Agenda
Key		   Grouped
By		   Rationale
for
Exclusion		   Meeting
Notes		   Share
Holder

Election of Directors

   Voted   Annual   3   Voted   68100   67600   0   ADV0315     RES   ADV0315-MA   RES   187722   P58020   934129847   JP58020       FALSE

Election of Directors

   Voted   Annual   3   Voted   68100   67600   0   ADV0315     RES   ADV0315-MA   RES   187722   P58020   934129847   JP58020       FALSE

Election of Directors

   Voted   Annual   3   Voted   68100   67600   0   ADV0315     RES   ADV0315-MA   RES   187722   P58020   934129847   JP58020       FALSE

Election of Directors

   Voted   Annual   3   Voted   68100   67600   0   ADV0315     RES   ADV0315-MA   RES   187722   P58020   934129847   JP58020       FALSE

Election of Directors

   Voted   Annual   3   Voted   68100   67600   0   ADV0315     RES   ADV0315-MA   RES   187722   P58020   934129847   JP58020       FALSE

Election of Directors

   Voted   Annual   3   Voted   68100   67600   0   ADV0315     RES   ADV0315-MA   RES   187722   P58020   934129847   JP58020       FALSE

Election of Directors

   Voted   Annual   3   Voted   68100   67600   0   ADV0315     RES   ADV0315-MA   RES   187722   P58020   934129847   JP58020       FALSE

Election of Directors

   Voted   Annual   3   Voted   68100   67600   0   ADV0315     RES   ADV0315-MA   RES   187722   P58020   934129847   JP58020       FALSE

Election of Directors

   Voted   Annual   3   Voted   68100   67600   0   ADV0315     RES   ADV0315-MA   RES   187722   P58020   934129847   JP58020       FALSE

Election of Directors

   Voted   Annual   3   Voted   68100   67600   0   ADV0315     RES   ADV0315-MA   RES   187722   P58020   934129847   JP58020       FALSE

Election of Directors

   Voted   Annual   3   Voted   68100   67600   0   ADV0315     RES   ADV0315-MA   RES   187722   P58020   934129847   JP58020       FALSE

Election of Directors

   Voted   Annual   3   Voted   68100   67600   0   ADV0315     RES   ADV0315-MA   RES   187722   P58020   934129847   JP58020       FALSE

Election of Directors

   Voted   Annual   3   Voted   68100   67600   0   ADV0315     RES   ADV0315-MA   RES   187722   P58020   934129847   JP58020       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   3   Voted   68100   67600   0   ADV0315     RES   ADV0315-MA   RES   187722   P58020   934129847   JP58020       FALSE

Ratification of Auditor

   Voted   Annual   3   Voted   68100   67600   0   ADV0315     RES   ADV0315-MA   RES   187722   P58020   934129847   JP58020       FALSE

Adoption of Equity Compensation Plan

   Voted   Annual   3   Voted   68100   67600   0   ADV0315     RES   ADV0315-MA   RES   187722   P58020   934129847   JP58020       FALSE

Election of Directors

   Voted   Annual   4   Voted   15725   15625   0   ADV0315     RES   ADV0315-MA   RES   188183   P59495   934139040   JP59495       FALSE

Election of Directors

   Voted   Annual   4   Voted   15725   15625   0   ADV0315     RES   ADV0315-MA   RES   188183   P59495   934139040   JP59495       FALSE

Election of Directors

   Voted   Annual   4   Voted   15725   15625   0   ADV0315     RES   ADV0315-MA   RES   188183   P59495   934139040   JP59495       FALSE

Election of Directors

   Voted   Annual   4   Voted   15725   15625   0   ADV0315     RES   ADV0315-MA   RES   188183   P59495   934139040   JP59495       FALSE

Election of Directors

   Voted   Annual   4   Voted   15725   15625   0   ADV0315     RES   ADV0315-MA   RES   188183   P59495   934139040   JP59495       FALSE

Election of Directors

   Voted   Annual   4   Voted   15725   15625   0   ADV0315     RES   ADV0315-MA   RES   188183   P59495   934139040   JP59495       FALSE

Election of Directors

   Voted   Annual   4   Voted   15725   15625   0   ADV0315     RES   ADV0315-MA   RES   188183   P59495   934139040   JP59495       FALSE

Election of Directors

   Voted   Annual   4   Voted   15725   15625   0   ADV0315     RES   ADV0315-MA   RES   188183   P59495   934139040   JP59495       FALSE

Election of Directors

   Voted   Annual   4   Voted   15725   15625   0   ADV0315     RES   ADV0315-MA   RES   188183   P59495   934139040   JP59495       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   4   Voted   15725   15625   0   ADV0315     RES   ADV0315-MA   RES   188183   P59495   934139040   JP59495       FALSE

Ratification of Auditor

   Voted   Annual   4   Voted   15725   15625   0   ADV0315     RES   ADV0315-MA   RES   188183   P59495   934139040   JP59495       FALSE

Election of Directors

   Voted   Annual   4   Voted   15800   7900   0   ADV0315     RES   ADV0315-MA   RES   188767   P60911   934150260   JP60911       FALSE

Election of Directors

   Voted   Annual   4   Voted   15800   7900   0   ADV0315     RES   ADV0315-MA   RES   188767   P60911   934150260   JP60911       FALSE

Election of Directors

   Voted   Annual   4   Voted   15800   7900   0   ADV0315     RES   ADV0315-MA   RES   188767   P60911   934150260   JP60911       FALSE

Election of Directors

   Voted   Annual   4   Voted   15800   7900   0   ADV0315     RES   ADV0315-MA   RES   188767   P60911   934150260   JP60911       FALSE

Election of Directors

   Voted   Annual   4   Voted   15800   7900   0   ADV0315     RES   ADV0315-MA   RES   188767   P60911   934150260   JP60911       FALSE

Election of Directors

   Voted   Annual   4   Voted   15800   7900   0   ADV0315     RES   ADV0315-MA   RES   188767   P60911   934150260   JP60911       FALSE

Election of Directors

   Voted   Annual   4   Voted   15800   7900   0   ADV0315     RES   ADV0315-MA   RES   188767   P60911   934150260   JP60911       FALSE

Election of Directors

   Voted   Annual   4   Voted   15800   7900   0   ADV0315     RES   ADV0315-MA   RES   188767   P60911   934150260   JP60911       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   4   Voted   15800   7900   0   ADV0315     RES   ADV0315-MA   RES   188767   P60911   934150260   JP60911       FALSE

Ratification of Auditor

   Voted   Annual   4   Voted   15800   7900   0   ADV0315     RES   ADV0315-MA   RES   188767   P60911   934150260   JP60911       FALSE

Election of Directors

   Voted   Annual   3   Voted   10200   10200   0   ADV0315     RES   ADV0315-MA   RES   189494   P62139   934154232   JP62139       FALSE

Election of Directors

   Voted   Annual   3   Voted   10200   10200   0   ADV0315     RES   ADV0315-MA   RES   189494   P62139   934154232   JP62139       FALSE

Election of Directors

   Voted   Annual   3   Voted   10200   10200   0   ADV0315     RES   ADV0315-MA   RES   189494   P62139   934154232   JP62139       FALSE

Election of Directors

   Voted   Annual   3   Voted   10200   10200   0   ADV0315     RES   ADV0315-MA   RES   189494   P62139   934154232   JP62139       FALSE

Election of Directors

   Voted   Annual   3   Voted   10200   10200   0   ADV0315     RES   ADV0315-MA   RES   189494   P62139   934154232   JP62139       FALSE

Election of Directors

   Voted   Annual   3   Voted   10200   10200   0   ADV0315     RES   ADV0315-MA   RES   189494   P62139   934154232   JP62139       FALSE

Election of Directors

   Voted   Annual   3   Voted   10200   10200   0   ADV0315     RES   ADV0315-MA   RES   189494   P62139   934154232   JP62139       FALSE

Ratification of Auditor

   Voted   Annual   3   Voted   10200   10200   0   ADV0315     RES   ADV0315-MA   RES   189494   P62139   934154232   JP62139       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   3   Voted   10200   10200   0   ADV0315     RES   ADV0315-MA   RES   189494   P62139   934154232   JP62139       FALSE

Amendment to Equity Compensation Plan

   Voted   Annual   3   Voted   10200   10200   0   ADV0315     RES   ADV0315-MA   RES   189494   P62139   934154232   JP62139       FALSE

Election of Directors

   Voted   Annual   3   Voted   22295   13795   0   ADV0315     RES   ADV0315-MA   RES   189468   P59309   934130701   JP59309       FALSE

Election of Directors

   Voted   Annual   3   Voted   22295   13795   0   ADV0315     RES   ADV0315-MA   RES   189468   P59309   934130701   JP59309       FALSE

Election of Directors

   Voted   Annual   3   Voted   22295   13795   0   ADV0315     RES   ADV0315-MA   RES   189468   P59309   934130701   JP59309       FALSE

Ratification of Auditor

   Voted   Annual   3   Voted   22295   13795   0   ADV0315     RES   ADV0315-MA   RES   189468   P59309   934130701   JP59309       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   3   Voted   22295   13795   0   ADV0315     RES   ADV0315-MA   RES   189468   P59309   934130701   JP59309       FALSE

Election of Directors

   Voted   Annual   3   Voted   16100   16000   0   ADV0315     RES   ADV0315-MA   RES   189505   P62732   934152377   JP62732       FALSE

Election of Directors

   Voted   Annual   3   Voted   16100   16000   0   ADV0315     RES   ADV0315-MA   RES   189505   P62732   934152377   JP62732       FALSE

Election of Directors

   Voted   Annual   3   Voted   16100   16000   0   ADV0315     RES   ADV0315-MA   RES   189505   P62732   934152377   JP62732       FALSE

Election of Directors

   Voted   Annual   3   Voted   16100   16000   0   ADV0315     RES   ADV0315-MA   RES   189505   P62732   934152377   JP62732       FALSE

Election of Directors

   Voted   Annual   3   Voted   16100   16000   0   ADV0315     RES   ADV0315-MA   RES   189505   P62732   934152377   JP62732       FALSE

Election of Directors

   Voted   Annual   3   Voted   16100   16000   0   ADV0315     RES   ADV0315-MA   RES   189505   P62732   934152377   JP62732       FALSE

Election of Directors

   Voted   Annual   3   Voted   16100   16000   0   ADV0315     RES   ADV0315-MA   RES   189505   P62732   934152377   JP62732       FALSE

Election of Directors

   Voted   Annual   3   Voted   16100   16000   0   ADV0315     RES   ADV0315-MA   RES   189505   P62732   934152377   JP62732       FALSE

Election of Directors

   Voted   Annual   3   Voted   16100   16000   0   ADV0315     RES   ADV0315-MA   RES   189505   P62732   934152377   JP62732       FALSE

Election of Directors

   Voted   Annual   3   Voted   16100   16000   0   ADV0315     RES   ADV0315-MA   RES   189505   P62732   934152377   JP62732       FALSE

Ratification of Auditor

   Voted   Annual   3   Voted   16100   16000   0   ADV0315     RES   ADV0315-MA   RES   189505   P62732   934152377   JP62732       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   3   Voted   16100   16000   0   ADV0315     RES   ADV0315-MA   RES   189505   P62732   934152377   JP62732       FALSE

Issue Code
Description

   Meeting
Vote
Status		   Meeting
Type		   Meeting
Level		   Ballot
Vote
Status		   Votable
Shares		   Shares
Held		   Shares
On
Loan		   Policy
Tag		   Watch
List		   Voting
Group		   Vote
Execution
Profile Name		   Ballot
Inbox
Group		   Proxy
Paper
ID		   Job
Number		   Agenda
Key		   Grouped
By		   Rationale
for
Exclusion		   Meeting
Notes		   Share
Holder

Election of Directors

   Voted   Annual   3   Voted   11800   11700   0   ADV0315     RES   ADV0315-MA   RES   188969   P62103   934150715   JP62103       FALSE

Election of Directors

   Voted   Annual   3   Voted   11800   11700   0   ADV0315     RES   ADV0315-MA   RES   188969   P62103   934150715   JP62103       FALSE

Election of Directors

   Voted   Annual   3   Voted   11800   11700   0   ADV0315     RES   ADV0315-MA   RES   188969   P62103   934150715   JP62103       FALSE

Election of Directors

   Voted   Annual   3   Voted   11800   11700   0   ADV0315     RES   ADV0315-MA   RES   188969   P62103   934150715   JP62103       FALSE

Election of Directors

   Voted   Annual   3   Voted   11800   11700   0   ADV0315     RES   ADV0315-MA   RES   188969   P62103   934150715   JP62103       FALSE

Election of Directors

   Voted   Annual   3   Voted   11800   11700   0   ADV0315     RES   ADV0315-MA   RES   188969   P62103   934150715   JP62103       FALSE

Election of Directors

   Voted   Annual   3   Voted   11800   11700   0   ADV0315     RES   ADV0315-MA   RES   188969   P62103   934150715   JP62103       FALSE

Election of Directors

   Voted   Annual   3   Voted   11800   11700   0   ADV0315     RES   ADV0315-MA   RES   188969   P62103   934150715   JP62103       FALSE

Election of Directors

   Voted   Annual   3   Voted   11800   11700   0   ADV0315     RES   ADV0315-MA   RES   188969   P62103   934150715   JP62103       FALSE

Election of Directors

   Voted   Annual   3   Voted   11800   11700   0   ADV0315     RES   ADV0315-MA   RES   188969   P62103   934150715   JP62103       FALSE

Election of Directors

   Voted   Annual   3   Voted   11800   11700   0   ADV0315     RES   ADV0315-MA   RES   188969   P62103   934150715   JP62103       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   3   Voted   11800   11700   0   ADV0315     RES   ADV0315-MA   RES   188969   P62103   934150715   JP62103       FALSE

Ratification of Auditor

   Voted   Annual   3   Voted   11800   11700   0   ADV0315     RES   ADV0315-MA   RES   188969   P62103   934150715   JP62103       FALSE

Election of Directors

   Voted   Annual   2   Voted   29136   28936   0   ADV0315     RES   ADV0315-MA   RES   190359   P61981   934154167   JP61981       FALSE

Election of Directors

   Voted   Annual   2   Voted   29136   28936   0   ADV0315     RES   ADV0315-MA   RES   190359   P61981   934154167   JP61981       FALSE

Election of Directors

   Voted   Annual   2   Voted   29136   28936   0   ADV0315     RES   ADV0315-MA   RES   190359   P61981   934154167   JP61981       FALSE

Election of Directors

   Voted   Annual   2   Voted   29136   28936   0   ADV0315     RES   ADV0315-MA   RES   190359   P61981   934154167   JP61981       FALSE

Election of Directors

   Voted   Annual   2   Voted   29136   28936   0   ADV0315     RES   ADV0315-MA   RES   190359   P61981   934154167   JP61981       FALSE

Election of Directors

   Voted   Annual   2   Voted   29136   28936   0   ADV0315     RES   ADV0315-MA   RES   190359   P61981   934154167   JP61981       FALSE

Election of Directors

   Voted   Annual   2   Voted   29136   28936   0   ADV0315     RES   ADV0315-MA   RES   190359   P61981   934154167   JP61981       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   2   Voted   29136   28936   0   ADV0315     RES   ADV0315-MA   RES   190359   P61981   934154167   JP61981       FALSE

Ratification of Auditor

   Voted   Annual   2   Voted   29136   28936   0   ADV0315     RES   ADV0315-MA   RES   190359   P61981   934154167   JP61981       FALSE

SHP Regarding Counting Shareholder Votes

   Voted   Annual   2   Voted   29136   28936   0   ADV0315     RES   ADV0315-MA   RES   190359   P61981   934154167   JP61981       TRUE

Election of Directors

   Voted   Annual   2   Voted   9853   9653   0   ADV0315     RES   ADV0315-MA   RES   190292   P58881   934145257   JP58881       FALSE

Election of Directors

   Voted   Annual   2   Voted   9853   9653   0   ADV0315     RES   ADV0315-MA   RES   190292   P58881   934145257   JP58881       FALSE

Election of Directors

   Voted   Annual   2   Voted   9853   9653   0   ADV0315     RES   ADV0315-MA   RES   190292   P58881   934145257   JP58881       FALSE

Election of Directors

   Voted   Annual   2   Voted   9853   9653   0   ADV0315     RES   ADV0315-MA   RES   190292   P58881   934145257   JP58881       FALSE

Election of Directors

   Voted   Annual   2   Voted   9853   9653   0   ADV0315     RES   ADV0315-MA   RES   190292   P58881   934145257   JP58881       FALSE

Election of Directors

   Voted   Annual   2   Voted   9853   9653   0   ADV0315     RES   ADV0315-MA   RES   190292   P58881   934145257   JP58881       FALSE

Election of Directors

   Voted   Annual   2   Voted   9853   9653   0   ADV0315     RES   ADV0315-MA   RES   190292   P58881   934145257   JP58881       FALSE

Election of Directors

   Voted   Annual   2   Voted   9853   9653   0   ADV0315     RES   ADV0315-MA   RES   190292   P58881   934145257   JP58881       FALSE

Election of Directors

   Voted   Annual   2   Voted   9853   9653   0   ADV0315     RES   ADV0315-MA   RES   190292   P58881   934145257   JP58881       FALSE

Election of Directors

   Voted   Annual   2   Voted   9853   9653   0   ADV0315     RES   ADV0315-MA   RES   190292   P58881   934145257   JP58881       FALSE

Election of Directors

   Voted   Annual   2   Voted   9853   9653   0   ADV0315     RES   ADV0315-MA   RES   190292   P58881   934145257   JP58881       FALSE

Election of Directors

   Voted   Annual   2   Voted   9853   9653   0   ADV0315     RES   ADV0315-MA   RES   190292   P58881   934145257   JP58881       FALSE

Election of Directors

   Voted   Annual   2   Voted   9853   9653   0   ADV0315     RES   ADV0315-MA   RES   190292   P58881   934145257   JP58881       FALSE

Ratification of Auditor

   Voted   Annual   2   Voted   9853   9653   0   ADV0315     RES   ADV0315-MA   RES   190292   P58881   934145257   JP58881       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   2   Voted   9853   9653   0   ADV0315     RES   ADV0315-MA   RES   190292   P58881   934145257   JP58881       FALSE

Election of Directors

   Voted   Annual   2   Voted   22300   22300   0   ADV0315     RES   ADV0315-MA   RES   190220   P63016   934172709   JP63016       FALSE

Election of Directors

   Voted   Annual   2   Voted   22300   22300   0   ADV0315     RES   ADV0315-MA   RES   190220   P63016   934172709   JP63016       FALSE

Election of Directors

   Voted   Annual   2   Voted   22300   22300   0   ADV0315     RES   ADV0315-MA   RES   190220   P63016   934172709   JP63016       FALSE

Election of Directors

   Voted   Annual   2   Voted   22300   22300   0   ADV0315     RES   ADV0315-MA   RES   190220   P63016   934172709   JP63016       FALSE

Election of Directors

   Voted   Annual   2   Voted   22300   22300   0   ADV0315     RES   ADV0315-MA   RES   190220   P63016   934172709   JP63016       FALSE

Election of Directors

   Voted   Annual   2   Voted   22300   22300   0   ADV0315     RES   ADV0315-MA   RES   190220   P63016   934172709   JP63016       FALSE

Election of Directors

   Voted   Annual   2   Voted   22300   22300   0   ADV0315     RES   ADV0315-MA   RES   190220   P63016   934172709   JP63016       FALSE

Election of Directors

   Voted   Annual   2   Voted   22300   22300   0   ADV0315     RES   ADV0315-MA   RES   190220   P63016   934172709   JP63016       FALSE

Election of Directors

   Voted   Annual   2   Voted   22300   22300   0   ADV0315     RES   ADV0315-MA   RES   190220   P63016   934172709   JP63016       FALSE

Election of Directors

   Voted   Annual   2   Voted   22300   22300   0   ADV0315     RES   ADV0315-MA   RES   190220   P63016   934172709   JP63016       FALSE

Election of Directors

   Voted   Annual   2   Voted   22300   22300   0   ADV0315     RES   ADV0315-MA   RES   190220   P63016   934172709   JP63016       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   2   Voted   22300   22300   0   ADV0315     RES   ADV0315-MA   RES   190220   P63016   934172709   JP63016       FALSE

Ratification of Auditor

   Voted   Annual   2   Voted   22300   22300   0   ADV0315     RES   ADV0315-MA   RES   190220   P63016   934172709   JP63016       FALSE

SHP Regarding Independent Board Chairman/Seperation of Chair and CEO

   Voted   Annual   2   Voted   22300   22300   0   ADV0315     RES   ADV0315-MA   RES   190220   P63016   934172709   JP63016       TRUE

SHP Shareholder Access to the Nomination Process (Proxy Access)

   Voted   Annual   2   Voted   22300   22300   0   ADV0315     RES   ADV0315-MA   RES   190220   P63016   934172709   JP63016       TRUE

SHP Regarding Restricting Executive Compensation

   Voted   Annual   2   Voted   22300   22300   0   ADV0315     RES   ADV0315-MA   RES   190220   P63016   934172709   JP63016       TRUE

Issue Code
Description

   Meeting
Vote
Status		   Meeting
Type		   Meeting
Level		   Ballot
Vote
Status		   Votable
Shares		   Shares
Held		   Shares
On
Loan		   Policy
Tag		   Watch
List		   Voting
Group		   Vote
Execution
Profile Name		   Ballot
Inbox
Group		   Proxy
Paper
ID		   Job
Number		   Agenda
Key		   Grouped
By		   Rationale
for
Exclusion		   Meeting
Notes		   Share
Holder

Election of Directors

   Voted   Annual   4   Voted   17100   18600   0   ADV0315     RES   ADV0315-MA   RES   190283   P63388   934175692   JP63388       FALSE

Election of Directors

   Voted   Annual   4   Voted   17100   18600   0   ADV0315     RES   ADV0315-MA   RES   190283   P63388   934175692   JP63388       FALSE

Election of Directors

   Voted   Annual   4   Voted   17100   18600   0   ADV0315     RES   ADV0315-MA   RES   190283   P63388   934175692   JP63388       FALSE

Election of Directors

   Voted   Annual   4   Voted   17100   18600   0   ADV0315     RES   ADV0315-MA   RES   190283   P63388   934175692   JP63388       FALSE

Election of Directors

   Voted   Annual   4   Voted   17100   18600   0   ADV0315     RES   ADV0315-MA   RES   190283   P63388   934175692   JP63388       FALSE

Election of Directors

   Voted   Annual   4   Voted   17100   18600   0   ADV0315     RES   ADV0315-MA   RES   190283   P63388   934175692   JP63388       FALSE

Election of Directors

   Voted   Annual   4   Voted   17100   18600   0   ADV0315     RES   ADV0315-MA   RES   190283   P63388   934175692   JP63388       FALSE

Election of Directors

   Voted   Annual   4   Voted   17100   18600   0   ADV0315     RES   ADV0315-MA   RES   190283   P63388   934175692   JP63388       FALSE

Election of Directors

   Voted   Annual   4   Voted   17100   18600   0   ADV0315     RES   ADV0315-MA   RES   190283   P63388   934175692   JP63388       FALSE

Election of Directors

   Voted   Annual   4   Voted   17100   18600   0   ADV0315     RES   ADV0315-MA   RES   190283   P63388   934175692   JP63388       FALSE

Election of Directors

   Voted   Annual   4   Voted   17100   18600   0   ADV0315     RES   ADV0315-MA   RES   190283   P63388   934175692   JP63388       FALSE

Ratification of Auditor

   Voted   Annual   4   Voted   17100   18600   0   ADV0315     RES   ADV0315-MA   RES   190283   P63388   934175692   JP63388       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   4   Voted   17100   18600   0   ADV0315     RES   ADV0315-MA   RES   190283   P63388   934175692   JP63388       FALSE

Election of Directors

   Voted   Annual   3   Voted   37972   34872   0   ADV0315     RES   ADV0315-MA   RES   183970   P60880   934169815   JP60880       FALSE

Election of Directors

   Voted   Annual   3   Voted   37972   34872   0   ADV0315     RES   ADV0315-MA   RES   183970   P60880   934169815   JP60880       FALSE

Election of Directors

   Voted   Annual   3   Voted   37972   34872   0   ADV0315     RES   ADV0315-MA   RES   183970   P60880   934169815   JP60880       FALSE

Election of Directors

   Voted   Annual   3   Voted   37972   34872   0   ADV0315     RES   ADV0315-MA   RES   183970   P60880   934169815   JP60880       FALSE

Election of Directors

   Voted   Annual   3   Voted   37972   34872   0   ADV0315     RES   ADV0315-MA   RES   183970   P60880   934169815   JP60880       FALSE

Election of Directors

   Voted   Annual   3   Voted   37972   34872   0   ADV0315     RES   ADV0315-MA   RES   183970   P60880   934169815   JP60880       FALSE

Election of Directors

   Voted   Annual   3   Voted   37972   34872   0   ADV0315     RES   ADV0315-MA   RES   183970   P60880   934169815   JP60880       FALSE

Election of Directors

   Voted   Annual   3   Voted   37972   34872   0   ADV0315     RES   ADV0315-MA   RES   183970   P60880   934169815   JP60880       FALSE

Ratification of Auditor

   Voted   Annual   3   Voted   37972   34872   0   ADV0315     RES   ADV0315-MA   RES   183970   P60880   934169815   JP60880       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   3   Voted   37972   34872   0   ADV0315     RES   ADV0315-MA   RES   183970   P60880   934169815   JP60880       FALSE

Election of Directors

   Voted   Annual   2   Voted   20294   20294   0   ADV0315     RES   ADV0315-MA   RES   191386   P64229   934176101   JP64229     Board
members
standing for
re-election
hold a
significant
number of
shares
personally,
and are thus
well-aligned
with
shareholder
interest.
Company’s
officers and
board
members,
have a long
history of
acting in
shareholders’
best interest.		   FALSE

Election of Directors

   Voted   Annual   2   Voted   20294   20294   0   ADV0315     RES   ADV0315-MA   RES   191386   P64229   934176101   JP64229     Board
members
standing for
re-election
hold a
significant
number of
shares
personally,
and are thus
well-aligned
with
shareholder
interest.
Company’s
officers and
board
members,
have a long
history of
acting in
shareholders’
best interest.		   FALSE

Election of Directors

   Voted   Annual   2   Voted   20294   20294   0   ADV0315     RES   ADV0315-MA   RES   191386   P64229   934176101   JP64229     Board
members
standing for
re-election
hold a
significant
number of
shares
personally,
and are thus
well-aligned
with
shareholder
interest.
Company’s
officers and
board
members,
have a long
history of
acting in
shareholders’
best interest.		   FALSE

Ratification of Auditor

   Voted   Annual   2   Voted   20294   20294   0   ADV0315     RES   ADV0315-MA   RES   191386   P64229   934176101   JP64229     Board
members
standing for
re-election
hold a
significant
number of
shares
personally,
and are thus
well-aligned
with
shareholder
interest.
Company’s
officers and
board
members,
have a long
history of
acting in
shareholders’
best interest.		   FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   2   Voted   20294   20294   0   ADV0315     RES   ADV0315-MA   RES   191386   P64229   934176101   JP64229     Board
members
standing for
re-election
hold a
significant
number of
shares
personally,
and are thus
well-aligned
with
shareholder
interest.
Company’s
officers and
board
members,
have a long
history of
acting in
shareholders’
best interest.		   FALSE

SHP Regarding Independent Board Chairman/Seperation of Chair and CEO

   Voted   Annual   2   Voted   20294   20294   0   ADV0315     RES   ADV0315-MA   RES   191386   P64229   934176101   JP64229     Board
members
standing for
re-election
hold a
significant
number of
shares
personally,
and are thus
well-aligned
with
shareholder
interest.
Company’s
officers and
board
members,
have a long
history of
acting in
shareholders’
best interest.		   TRUE

Election of Directors

   Voted   Annual   4   Voted   19800   19700   0   ADV0315     RES   ADV0315-MA   RES   193574   P58997   934145283   JP58997       FALSE

Election of Directors

   Voted   Annual   4   Voted   19800   19700   0   ADV0315     RES   ADV0315-MA   RES   193574   P58997   934145283   JP58997       FALSE

Election of Directors

   Voted   Annual   4   Voted   19800   19700   0   ADV0315     RES   ADV0315-MA   RES   193574   P58997   934145283   JP58997       FALSE

Election of Directors

   Voted   Annual   4   Voted   19800   19700   0   ADV0315     RES   ADV0315-MA   RES   193574   P58997   934145283   JP58997       FALSE

Election of Directors

   Voted   Annual   4   Voted   19800   19700   0   ADV0315     RES   ADV0315-MA   RES   193574   P58997   934145283   JP58997       FALSE

Election of Directors

   Voted   Annual   4   Voted   19800   19700   0   ADV0315     RES   ADV0315-MA   RES   193574   P58997   934145283   JP58997       FALSE

Election of Directors

   Voted   Annual   4   Voted   19800   19700   0   ADV0315     RES   ADV0315-MA   RES   193574   P58997   934145283   JP58997       FALSE

Election of Directors

   Voted   Annual   4   Voted   19800   19700   0   ADV0315     RES   ADV0315-MA   RES   193574   P58997   934145283   JP58997       FALSE

Increase in Authorized Common Stock

   Voted   Annual   4   Voted   19800   19700   0   ADV0315     RES   ADV0315-MA   RES   193574   P58997   934145283   JP58997       FALSE

Misc. Article Amendments

   Voted   Annual   4   Voted   19800   19700   0   ADV0315     RES   ADV0315-MA   RES   193574   P58997   934145283   JP58997       FALSE

Misc. Article Amendments

   Voted   Annual   4   Voted   19800   19700   0   ADV0315     RES   ADV0315-MA   RES   193574   P58997   934145283   JP58997       FALSE

Ratification of Auditor

   Voted   Annual   4   Voted   19800   19700   0   ADV0315     RES   ADV0315-MA   RES   193574   P58997   934145283   JP58997       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   4   Voted   19800   19700   0   ADV0315     RES   ADV0315-MA   RES   193574   P58997   934145283   JP58997       FALSE

Election of Directors

   Voted   Annual   4   Voted   13848   13848   0   ADV0315     RES   ADV0315-MA   RES   193484   P64648   934185883   JP64648       FALSE

Election of Directors

   Voted   Annual   4   Voted   13848   13848   0   ADV0315     RES   ADV0315-MA   RES   193484   P64648   934185883   JP64648       FALSE

Election of Directors

   Voted   Annual   4   Voted   13848   13848   0   ADV0315     RES   ADV0315-MA   RES   193484   P64648   934185883   JP64648       FALSE

Election of Directors

   Voted   Annual   4   Voted   13848   13848   0   ADV0315     RES   ADV0315-MA   RES   193484   P64648   934185883   JP64648       FALSE

Election of Directors

   Voted   Annual   4   Voted   13848   13848   0   ADV0315     RES   ADV0315-MA   RES   193484   P64648   934185883   JP64648       FALSE

Election of Directors

   Voted   Annual   4   Voted   13848   13848   0   ADV0315     RES   ADV0315-MA   RES   193484   P64648   934185883   JP64648       FALSE

Election of Directors

   Voted   Annual   4   Voted   13848   13848   0   ADV0315     RES   ADV0315-MA   RES   193484   P64648   934185883   JP64648       FALSE

Election of Directors

   Voted   Annual   4   Voted   13848   13848   0   ADV0315     RES   ADV0315-MA   RES   193484   P64648   934185883   JP64648       FALSE

Election of Directors

   Voted   Annual   4   Voted   13848   13848   0   ADV0315     RES   ADV0315-MA   RES   193484   P64648   934185883   JP64648       FALSE

Ratification of Auditor

   Voted   Annual   4   Voted   13848   13848   0   ADV0315     RES   ADV0315-MA   RES   193484   P64648   934185883   JP64648       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   4   Voted   13848   13848   0   ADV0315     RES   ADV0315-MA   RES   193484   P64648   934185883   JP64648       FALSE

Election of Directors

   Voted   Annual   3   Voted   19200   19200   0   ADV0315     RES   ADV0315-MA   RES   192077   P63064   934187724   JP63064       FALSE

Election of Directors

   Voted   Annual   3   Voted   19200   19200   0   ADV0315     RES   ADV0315-MA   RES   192077   P63064   934187724   JP63064       FALSE

Election of Directors

   Voted   Annual   3   Voted   19200   19200   0   ADV0315     RES   ADV0315-MA   RES   192077   P63064   934187724   JP63064       FALSE

Election of Directors

   Voted   Annual   3   Voted   19200   19200   0   ADV0315     RES   ADV0315-MA   RES   192077   P63064   934187724   JP63064       FALSE

Election of Directors

   Voted   Annual   3   Voted   19200   19200   0   ADV0315     RES   ADV0315-MA   RES   192077   P63064   934187724   JP63064       FALSE

Election of Directors

   Voted   Annual   3   Voted   19200   19200   0   ADV0315     RES   ADV0315-MA   RES   192077   P63064   934187724   JP63064       FALSE

Election of Directors

   Voted   Annual   3   Voted   19200   19200   0   ADV0315     RES   ADV0315-MA   RES   192077   P63064   934187724   JP63064       FALSE

Election of Directors

   Voted   Annual   3   Voted   19200   19200   0   ADV0315     RES   ADV0315-MA   RES   192077   P63064   934187724   JP63064       FALSE

Election of Directors

   Voted   Annual   3   Voted   19200   19200   0   ADV0315     RES   ADV0315-MA   RES   192077   P63064   934187724   JP63064       FALSE

Ratification of Auditor

   Voted   Annual   3   Voted   19200   19200   0   ADV0315     RES   ADV0315-MA   RES   192077   P63064   934187724   JP63064       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   3   Voted   19200   19200   0   ADV0315     RES   ADV0315-MA   RES   192077   P63064   934187724   JP63064       FALSE

Issue Code
Description

   Meeting
Vote
Status		   Meeting
Type		   Meeting
Level		   Ballot
Vote
Status		   Votable
Shares		   Shares
Held		   Shares
On
Loan		   Policy
Tag		   Watch
List		   Voting
Group		   Vote
Execution
Profile Name		   Ballot
Inbox
Group		   Proxy
Paper
ID		   Job
Number		   Agenda
Key		   Grouped
By		   Rationale
for
Exclusion		   Meeting
Notes		   Share
Holder

Election of Directors

   Voted   Annual   2   Voted   36121   36121   0   ADV0315     RES   ADV0315-MA   RES   194367   P60234   934198309   JP60234       FALSE

Election of Directors

   Voted   Annual   2   Voted   36121   36121   0   ADV0315     RES   ADV0315-MA   RES   194367   P60234   934198309   JP60234       FALSE

Election of Directors

   Voted   Annual   2   Voted   36121   36121   0   ADV0315     RES   ADV0315-MA   RES   194367   P60234   934198309   JP60234       FALSE

Election of Directors

   Voted   Annual   2   Voted   36121   36121   0   ADV0315     RES   ADV0315-MA   RES   194367   P60234   934198309   JP60234       FALSE

Election of Directors

   Voted   Annual   2   Voted   36121   36121   0   ADV0315     RES   ADV0315-MA   RES   194367   P60234   934198309   JP60234       FALSE

Election of Directors

   Voted   Annual   2   Voted   36121   36121   0   ADV0315     RES   ADV0315-MA   RES   194367   P60234   934198309   JP60234       FALSE

Election of Directors

   Voted   Annual   2   Voted   36121   36121   0   ADV0315     RES   ADV0315-MA   RES   194367   P60234   934198309   JP60234       FALSE

Election of Directors

   Voted   Annual   2   Voted   36121   36121   0   ADV0315     RES   ADV0315-MA   RES   194367   P60234   934198309   JP60234       FALSE

Election of Directors

   Voted   Annual   2   Voted   36121   36121   0   ADV0315     RES   ADV0315-MA   RES   194367   P60234   934198309   JP60234       FALSE

Election of Directors

   Voted   Annual   2   Voted   36121   36121   0   ADV0315     RES   ADV0315-MA   RES   194367   P60234   934198309   JP60234       FALSE

Election of Directors

   Voted   Annual   2   Voted   36121   36121   0   ADV0315     RES   ADV0315-MA   RES   194367   P60234   934198309   JP60234       FALSE

Election of Directors

   Voted   Annual   2   Voted   36121   36121   0   ADV0315     RES   ADV0315-MA   RES   194367   P60234   934198309   JP60234       FALSE

Ratification of Auditor

   Voted   Annual   2   Voted   36121   36121   0   ADV0315     RES   ADV0315-MA   RES   194367   P60234   934198309   JP60234       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   2   Voted   36121   36121   0   ADV0315     RES   ADV0315-MA   RES   194367   P60234   934198309   JP60234       FALSE

SHP Shareholder Access to the Nomination Process (Proxy Access)

   Voted   Annual   2   Voted   36121   36121   0   ADV0315     RES   ADV0315-MA   RES   194367   P60234   934198309   JP60234       TRUE

Election of Directors

   Voted   Annual   2   Voted   11700   11700   0   ADV0315     RES   ADV0315-MA   RES   194067   P61158   934194274   JP61158       FALSE

Election of Directors

   Voted   Annual   2   Voted   11700   11700   0   ADV0315     RES   ADV0315-MA   RES   194067   P61158   934194274   JP61158       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   2   Voted   11700   11700   0   ADV0315     RES   ADV0315-MA   RES   194067   P61158   934194274   JP61158       FALSE

Ratification of Auditor

   Voted   Annual   2   Voted   11700   11700   0   ADV0315     RES   ADV0315-MA   RES   194067   P61158   934194274   JP61158       FALSE

Election of Directors

   Voted   Annual   4   Voted   37650   37650   0   ADV0315     RES   ADV0315-MA   RES   193482   Z65487   934209722   JZ65487       FALSE

Election of Directors

   Voted   Annual   4   Voted   37650   37650   0   ADV0315     RES   ADV0315-MA   RES   193482   Z65487   934209722   JZ65487       FALSE

Election of Directors

   Voted   Annual   4   Voted   37650   37650   0   ADV0315     RES   ADV0315-MA   RES   193482   Z65487   934209722   JZ65487       FALSE

Election of Directors

   Voted   Annual   4   Voted   37650   37650   0   ADV0315     RES   ADV0315-MA   RES   193482   Z65487   934209722   JZ65487       FALSE

Election of Directors

   Voted   Annual   4   Voted   37650   37650   0   ADV0315     RES   ADV0315-MA   RES   193482   Z65487   934209722   JZ65487       FALSE

Election of Directors

   Voted   Annual   4   Voted   37650   37650   0   ADV0315     RES   ADV0315-MA   RES   193482   Z65487   934209722   JZ65487       FALSE

Election of Directors

   Voted   Annual   4   Voted   37650   37650   0   ADV0315     RES   ADV0315-MA   RES   193482   Z65487   934209722   JZ65487       FALSE

Election of Directors

   Voted   Annual   4   Voted   37650   37650   0   ADV0315     RES   ADV0315-MA   RES   193482   Z65487   934209722   JZ65487       FALSE

Election of Directors

   Voted   Annual   4   Voted   37650   37650   0   ADV0315     RES   ADV0315-MA   RES   193482   Z65487   934209722   JZ65487       FALSE

Decrease in Authorized Common Stock

   Voted   Annual   4   Voted   37650   37650   0   ADV0315     RES   ADV0315-MA   RES   193482   Z65487   934209722   JZ65487       FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   4   Voted   37650   37650   0   ADV0315     RES   ADV0315-MA   RES   193482   Z65487   934209722   JZ65487       FALSE

Ratification of Auditor

   Voted   Annual   4   Voted   37650   37650   0   ADV0315     RES   ADV0315-MA   RES   193482   Z65487   934209722   JZ65487       FALSE

Election of Directors

   Voted   Annual   4   Voted   23200   20500   0   ADV0315     RES   ADV0315-MA   RES   196575   P62839   934208427   JP62839     Voting WITH
Management
regarding the
shareholder
proposal. This
Management
team and
Board has a
long history of
shareholder
friendly
behavior. We
agree with
Mgmt’s
analysis of the
shareholder
proposal, their
intentions, and
its lack of
merit.		   FALSE

Election of Directors

   Voted   Annual   4   Voted   23200   20500   0   ADV0315     RES   ADV0315-MA   RES   196575   P62839   934208427   JP62839     Voting WITH
Management
regarding the
shareholder
proposal. This
Management
team and
Board has a
long history of
shareholder
friendly
behavior. We
agree with
Mgmt’s
analysis of the
shareholder
proposal, their
intentions, and
its lack of
merit.		   FALSE

Election of Directors

   Voted   Annual   4   Voted   23200   20500   0   ADV0315     RES   ADV0315-MA   RES   196575   P62839   934208427   JP62839     Voting WITH
Management
regarding the
shareholder
proposal. This
Management
team and
Board has a
long history of
shareholder
friendly
behavior. We
agree with
Mgmt’s
analysis of the
shareholder
proposal, their
intentions, and
its lack of
merit.		   FALSE

Election of Directors

   Voted   Annual   4   Voted   23200   20500   0   ADV0315     RES   ADV0315-MA   RES   196575   P62839   934208427   JP62839     Voting WITH
Management
regarding the
shareholder
proposal. This
Management
team and
Board has a
long history of
shareholder
friendly
behavior. We
agree with
Mgmt’s
analysis of the
shareholder
proposal, their
intentions, and
its lack of
merit.		   FALSE

Election of Directors

   Voted   Annual   4   Voted   23200   20500   0   ADV0315     RES   ADV0315-MA   RES   196575   P62839   934208427   JP62839     Voting WITH
Management
regarding the
shareholder
proposal. This
Management
team and
Board has a
long history of
shareholder
friendly
behavior. We
agree with
Mgmt’s
analysis of the
shareholder
proposal, their
intentions, and
its lack of
merit.		   FALSE

Election of Directors

   Voted   Annual   4   Voted   23200   20500   0   ADV0315     RES   ADV0315-MA   RES   196575   P62839   934208427   JP62839     Voting WITH
Management
regarding the
shareholder
proposal. This
Management
team and
Board has a
long history of
shareholder
friendly
behavior. We
agree with
Mgmt’s
analysis of the
shareholder
proposal, their
intentions, and
its lack of
merit.		   FALSE

Election of Directors

   Voted   Annual   4   Voted   23200   20500   0   ADV0315     RES   ADV0315-MA   RES   196575   P62839   934208427   JP62839     Voting WITH
Management
regarding the
shareholder
proposal. This
Management
team and
Board has a
long history of
shareholder
friendly
behavior. We
agree with
Mgmt’s
analysis of the
shareholder
proposal, their
intentions, and
its lack of
merit.		   FALSE

Ratification of Auditor

   Voted   Annual   4   Voted   23200   20500   0   ADV0315     RES   ADV0315-MA   RES   196575   P62839   934208427   JP62839     Voting WITH
Management
regarding the
shareholder
proposal. This
Management
team and
Board has a
long history of
shareholder
friendly
behavior. We
agree with
Mgmt’s
analysis of the
shareholder
proposal, their
intentions, and
its lack of
merit.		   FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   4   Voted   23200   20500   0   ADV0315     RES   ADV0315-MA   RES   196575   P62839   934208427   JP62839     Voting WITH
Management
regarding the
shareholder
proposal. This
Management
team and
Board has a
long history of
shareholder
friendly
behavior. We
agree with
Mgmt’s
analysis of the
shareholder
proposal, their
intentions, and
its lack of
merit.		   FALSE

SHP: Misc. Issues

   Voted   Annual   4   Voted   23200   20500   0   ADV0315     RES   ADV0315-MA   RES   196575   P62839   934208427   JP62839     Voting WITH
Management
regarding the
shareholder
proposal. This
Management
team and
Board has a
long history of
shareholder
friendly
behavior. We
agree with
Mgmt’s
analysis of the
shareholder
proposal, their
intentions, and
its lack of
merit.		   TRUE

Election of Directors

   Voted   Annual   2   Voted   13300   0   0   ADV0315     RES   ADV0315-MA   RES   197027   P61063   934224611   JP61063     Board of
Directors acted
innapropriately
during the
recent take-
over attempt
by Simon
Property
Group.
Staggering the
board and
adopting a
poison pill,
while refusing
engagement
with Simon
was
dramatically
not in
shareholders’
best interest.		   FALSE

Election of Directors

   Voted   Annual   2   Voted   13300   0   0   ADV0315     RES   ADV0315-MA   RES   197027   P61063   934224611   JP61063     Board of
Directors acted
innapropriately
during the
recent take-
over attempt
by Simon
Property
Group.
Staggering the
board and
adopting a
poison pill,
while refusing
engagement
with Simon
was
dramatically
not in
shareholders’
best interest.		   FALSE

Election of Directors

   Voted   Annual   2   Voted   13300   0   0   ADV0315     RES   ADV0315-MA   RES   197027   P61063   934224611   JP61063     Board of
Directors acted
innapropriately
during the
recent take-
over attempt
by Simon
Property
Group.
Staggering the
board and
adopting a
poison pill,
while refusing
engagement
with Simon
was
dramatically
not in
shareholders’
best interest.		   FALSE

Election of Directors

   Voted   Annual   2   Voted   13300   0   0   ADV0315     RES   ADV0315-MA   RES   197027   P61063   934224611   JP61063     Board of
Directors acted
innapropriately
during the
recent take-
over attempt
by Simon
Property
Group.
Staggering the
board and
adopting a
poison pill,
while refusing
engagement
with Simon
was
dramatically
not in
shareholders’
best interest.		   FALSE

Ratification of Auditor

   Voted   Annual   2   Voted   13300   0   0   ADV0315     RES   ADV0315-MA   RES   197027   P61063   934224611   JP61063     Board of
Directors acted
innapropriately
during the
recent take-
over attempt
by Simon
Property
Group.
Staggering the
board and
adopting a
poison pill,
while refusing
engagement
with Simon
was
dramatically
not in
shareholders’
best interest.		   FALSE

Advisory Vote on Executive Compensation

   Voted   Annual   2   Voted   13300   0   0   ADV0315     RES   ADV0315-MA   RES   197027   P61063   934224611   JP61063     Board of
Directors acted
innapropriately
during the
recent take-
over attempt
by Simon
Property
Group.
Staggering the
board and
adopting a
poison pill,
while refusing
engagement
with Simon
was
dramatically
not in
shareholders’
best interest.		   FALSE

IVY FUNDS VIP SCIENCE AND TECHNOLOGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

Marvell Technology Group Ltd.

 

Meeting Date:    07/01/2014    Country:    Bermuda    Primary Security ID:    G5876H105
Record Date:    05/02/2014    Meeting Type:    Annual    Ticker:    MRVL

 

Shares Voted:   512,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Sehat Sutardja    Mgmt    For    For    For
1b   Elect Director Juergen Gromer    Mgmt    For    For    For
1c   Elect Director John G. Kassakian    Mgmt    For    For    For
1d   Elect Director Arturo Krueger    Mgmt    For    For    For
1e   Elect Director Randhir Thakur    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date:    07/30/2014    Country:    Israel    Primary Security ID:    M8769Q102
Record Date:    06/23/2014    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   208,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1.1   Reelect Dan Propper as Director for a Three Year Term    Mgmt    For    For    For
1.2   Reelect Ory Slonim as Director for a Three Year Term    Mgmt    For    For    For
2.1   Reelect Joseph Nitzani as External Director and Approve Director’s Remuneration    Mgmt    For    Refer    For
2.2   Elect Jean-Michel Halfon as External Director and Approve Director’s Remuneration    Mgmt    For    Refer    For
3.1   Approve Annual Cash Bonus Objectives for CEO and President, for 2014 and Onwards    Mgmt    For    Refer    For
3.2   Approve Grant Annual Equity Awards to CEO and President, Starting 2015    Mgmt    For    Refer    For
4   Approve Purchase of D&O Liability Insurance Policie    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Teva Pharmaceutical Industries Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Reappoint Kesselman & Kesselman as Auditors    Mgmt    For    For    For
6   Discuss Financial Statements and the Report of the Board for 2013    Mgmt         
A   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    Against

Sprint Corporation

 

Meeting Date:    08/06/2014    Country:    USA    Primary Security ID:    85207U105
Record Date:    06/09/2014    Meeting Type:    Annual    Ticker:    S

 

Shares Voted:   653,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert R. Bennett    Mgmt    For    For    For
1.2   Elect Director Gordon M. Bethune    Mgmt    For    For    For
1.3   Elect Director Marcelo Claure    Mgmt    For    For    For
1.4   Elect Director Ronald D. Fisher    Mgmt    For    For    For
1.5   Elect Director Daniel R. Hesse    Mgmt    For    For    For
1.6   Elect Director Frank Ianna    Mgmt    For    For    For
1.7   Elect Director Michael G. Mullen    Mgmt    For    For    For
1.8   Elect Director Masayoshi Son    Mgmt    For    For    For
1.9   Elect Director Sara Martinez Tucker    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    Against
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4   Stock Retention/Holding Period    SH    Against    Against    Against
5   Report on Political Contributions    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Acxiom Corporation

 

Meeting Date:    08/07/2014    Country:    USA    Primary Security ID:    005125109
Record Date:    06/10/2014    Meeting Type:    Annual    Ticker:    ACXM

 

Shares Voted:   617,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Timothy R. Cadogan    Mgmt    For    For    For
1.2   Elect Director William T. Dillard II    Mgmt    For    For    For
1.3   Elect Director Scott E. Howe    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

WNS (Holdings) Limited

 

Meeting Date:    09/12/2014    Country:    Jersey    Primary Security ID:    92932M101
Record Date:    08/08/2014    Meeting Type:    Annual    Ticker:    WNS

 

Shares Voted:   588,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Adoption of Annual Audited Accounts for the Financial Year Ending March 31, 2014    Mgmt    For    For    For
2   Ratify Grant Thornton India LLP as Auditors    Mgmt    For    For    For
3   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
4   Reelect Keshav R. Murugesh as a Class II Director    Mgmt    For    For    For
5   Reelect Albert Aboody as a Class II Director    Mgmt    For    For    For
6   Reelect Michael Menezes as a Class II Director    Mgmt    For    For    For
7   Approve Remuneration of Directors    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Cree, Inc.

 

Meeting Date:    10/28/2014    Country:    USA    Primary Security ID:    225447101
Record Date:    08/29/2014    Meeting Type:    Annual    Ticker:    CREE

 

Shares Voted:   494,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Charles M. Swoboda    Mgmt    For    For    For
1.2   Elect Director Clyde R. Hosein    Mgmt    For    For    For
1.3   Elect Director Robert A. Ingram    Mgmt    For    For    For
1.4   Elect Director Franco Plastina    Mgmt    For    For    For
1.5   Elect Director John B. Replogle    Mgmt    For    For    For
1.6   Elect Director Alan J. Ruud    Mgmt    For    For    For
1.7   Elect Director Robert L. Tillman    Mgmt    For    For    For
1.8   Elect Director Thomas H. Werner    Mgmt    For    For    For
1.9   Elect Director Anne C. Whitaker    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Lam Research Corporation

 

Meeting Date:    11/06/2014    Country:    USA    Primary Security ID:    512807108
Record Date:    09/08/2014    Meeting Type:    Annual    Ticker:    LRCX

 

Shares Voted:   46,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Martin B. Anstice    Mgmt    For    For    For
1.2   Elect Director Eric K. Brandt    Mgmt    For    For    For
1.3   Elect Director Michael R. Cannon    Mgmt    For    For    For
1.4   Elect Director Youssef A. El-Mansy    Mgmt    For    For    For
1.5   Elect Director Christine A. Heckart    Mgmt    For    For    For
1.6   Elect Director Grant M. Inman    Mgmt    For    For    For
1.7   Elect Director Catherine P. Lego    Mgmt    For    For    For
1.8   Elect Director Stephen G. Newberry    Mgmt    For    For    For
1.9   Elect Director Krishna C. Saraswat    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Lam Research Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.10   Elect Director William R. Spivey    Mgmt    For    For    For
1.11   Elect Director Abhijit Y. Talwalkar    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Cardiovascular Systems, Inc.

 

Meeting Date:    11/12/2014    Country:    USA    Primary Security ID:    141619106
Record Date:    09/15/2014    Meeting Type:    Annual    Ticker:    CSII

 

Shares Voted:   76,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David L. Martin    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Harman International Industries, Incorporated

 

Meeting Date:    12/03/2014    Country:    USA    Primary Security ID:    413086109
Record Date:    10/07/2014    Meeting Type:    Annual    Ticker:    HAR

 

Shares Voted:   129,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Adriane M. Brown    Mgmt    For    For    For
1b   Elect Director John W. Diercksen    Mgmt    For    For    For
1c   Elect Director Ann M. Korologos    Mgmt    For    For    For
1d   Elect Director Edward H. Meyer    Mgmt    For    For    For
1e   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1f   Elect Director Kenneth M. Reiss    Mgmt    For    For    For
1g   Elect Director Hellene S. Runtagh    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Harman International Industries, Incorporated

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1h   Elect Director Frank S. Sklarsky    Mgmt    For    For    For
1i   Elect Director Gary G. Steel    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:    12/03/2014    Country:    USA    Primary Security ID:    594918104
Record Date:    09/30/2014    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   293,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director William H. Gates lll    Mgmt    For    For    For
1.2   Elect Director Maria M. Klawe    Mgmt    For    For    For
1.3   Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.4   Elect Director G. Mason Morfit    Mgmt    For    For    For
1.5   Elect Director Satya Nadella    Mgmt    For    For    For
1.6   Elect Director Charles H. Noski    Mgmt    For    For    For
1.7   Elect Director Helmut Panke    Mgmt    For    For    For
1.8   Elect Director Charles W. Scharf    Mgmt    For    For    For
1.9   Elect Director John W. Stanton    Mgmt    For    For    For
1.10   Elect Director John W. Thompson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Proxy Access    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Aspen Technology, Inc.

 

Meeting Date:    12/04/2014    Country:    USA    Primary Security ID:    045327103
Record Date:    10/10/2014    Meeting Type:    Annual    Ticker:    AZPN

 

Shares Voted:   671,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Joan C. McArdle    Mgmt    For    For    For
1.2   Elect Director Simon J. Orebi Gann    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Mobileye N.V.

 

Meeting Date:    12/12/2014    Country:    Netherlands    Primary Security ID:    N51488117
Record Date:    11/14/2014    Meeting Type:    Annual    Ticker:    MBLY

 

Shares Voted:   41,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting    Mgmt         
1   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Discharge of Managing Director Vivian Rinat    Mgmt    For    For    For
3   Approve Discharge of Former Supervisory Board Members for the Fiscal Year Ended Dec. 31, 2013    Mgmt    For    For    For
4   Amend Articles Re: Majority Requirements for Acquisition    Mgmt    For    Refer    For
5   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         

Micron Technology, Inc.

 

Meeting Date:    01/22/2015    Country:    USA    Primary Security ID:    595112103
Record Date:    11/21/2014    Meeting Type:    Annual    Ticker:    MU

 

Shares Voted:   1,538,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert L. Bailey    Mgmt    For    For    For
1.2   Elect Director Richard M. Beyer    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Micron Technology, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director Patrick J. Byrne    Mgmt    For    For    For
1.4   Elect Director D. Mark Durcan    Mgmt    For    For    For
1.5   Elect Director D. Warren A. East    Mgmt    For    For    For
1.6   Elect Director Mercedes Johnson    Mgmt    For    For    For
1.7   Elect Director Lawrence N. Mondry    Mgmt    For    For    For
1.8   Elect Director Robert E. Switz    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Eliminate Cumulative Voting    Mgmt    For    For    For
5   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

MICROSEMI CORPORATION

 

Meeting Date:    02/10/2015    Country:    USA    Primary Security ID:    595137100
Record Date:    12/15/2014    Meeting Type:    Annual    Ticker:    MSCC

 

Shares Voted:   410,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director James J. Peterson    Mgmt    For    For    For
1.2   Elect Director Dennis R. Leibel    Mgmt    For    For    For
1.3   Elect Director Thomas R. Anderson    Mgmt    For    For    For
1.4   Elect Director William E. Bendush    Mgmt    For    For    For
1.5   Elect Director Paul F. Folino    Mgmt    For    For    For
1.6   Elect Director William L. Healey    Mgmt    For    For    For
1.7   Elect Director Matthew E. Massengill    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Windstream Holdings, Inc.

 

Meeting Date:    02/20/2015    Country:    USA    Primary Security ID:    97382A101
Record Date:    01/09/2015    Meeting Type:    Special    Ticker:    WIN

 

Shares Voted:   215,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Reverse Stock Split    Mgmt    For    Refer    For
2   Amend Certificate of Incorporation of Windstream Holdings to Eliminate Certain Voting Provisions to Facilitate a Spin-off without Incurring a Large Tax Liability    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For

WNS (Holdings) Limited

 

Meeting Date:    03/09/2015    Country:    Jersey    Primary Security ID:    92932M101
Record Date:    02/02/2015    Meeting Type:    Special    Ticker:    WNS

 

Shares Voted:   598,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Share Repurchase Program    Mgmt    For    For    For

Apple Inc.

 

Meeting Date:    03/10/2015    Country:    USA    Primary Security ID:    037833100
Record Date:    01/09/2015    Meeting Type:    Annual    Ticker:    AAPL

 

Shares Voted:   78,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Tim Cook    Mgmt    For    For    For
1.2   Elect Director Al Gore    Mgmt    For    For    For
1.3   Elect Director Bob Iger    Mgmt    For    For    For
1.4   Elect Director Andrea Jung    Mgmt    For    For    For
1.5   Elect Director Art Levinson    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Apple Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.6   Elect Director Ron Sugar    Mgmt    For    For    For
1.7   Elect Director Sue Wagner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Report on Risks Associated with Repeal of Climate Change Policies    SH    Against    Refer    Against
6   Adopt Proxy Access Right    SH    Against    Against    Against

Cypress Semiconductor Corporation

 

Meeting Date:    03/12/2015    Country:    USA    Primary Security ID:    232806109
Record Date:    02/05/2015    Meeting Type:    Special    Ticker:    CY

 

Shares Voted:   669,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Photronics, Inc.

 

Meeting Date:    03/26/2015    Country:    USA    Primary Security ID:    719405102
Record Date:    02/17/2015    Meeting Type:    Annual    Ticker:    PLAB

 

Shares Voted:   472,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Walter M. Fiederowicz    Mgmt    For    For    For
1.2   Elect Director Joseph A. Fiorita, Jr.    Mgmt    For    For    For
1.3   Elect Director Liang-Choo Hsia    Mgmt    For    For    For
1.4   Elect Director Constantine S. Macricostas    Mgmt    For    For    For
1.5   Elect Director George Macricostas    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Photronics, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.6   Elect Director Mitchell G. Tyson    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Abengoa S.A.

 

Meeting Date:    03/28/2015    Country:    Spain    Primary Security ID:    E0002V179
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    ABG

 

Shares Voted:   1,361,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Approve Consolidated and Standalone Financial Statements    Mgmt    For    For    For
1.2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
1.3   Approve Discharge of Board    Mgmt    For    For    For
2.1   Reelect Manuel Sánchez Ortega as Director    Mgmt    For    For    For
2.2   Reelect Carlos Sundheim Losada as Director    Mgmt    For    For    For
2.3   Reelect María Teresa Benjumea Llorente as Director    Mgmt    For    For    For
2.4   Reelect Ignacio Solís Guardiola as Director    Mgmt    For    For    For
2.5   Reelect Fernando Solís Martínez-Campos as Director    Mgmt    For    For    For
2.6   Ratify Appointment of and Elect Antonio Fornieles Melero as Director    Mgmt    For    For    For
3   Renew Appointment of Deloitte as Auditor    Mgmt    For    For    For
4.1   Amend Articles Re: Company Name, Location, Purpose and Duration    Mgmt    For    For    For
4.2   Amend Articles Re: Share Capital, Shares, and Rights and Obligations of Shareholders    Mgmt    For    For    For
4.3   Amend Articles Re: General Meetings    Mgmt    For    Refer    Against
4.4   Amend Articles Re: Board of Directors    Mgmt    For    For    For
4.5   Remove Article 46 Re: Management    Mgmt    For    Refer    For
4.6   Amend Articles Re: Fiscal Year, Accounts and Allocation of Income    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Abengoa S.A.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4.7   Amend Articles Re: Dissolution and Liquidation    Mgmt    For    Refer    For
4.8   Approve Restated Articles of Association    Mgmt    For    Refer    Against
5   Amend Articles of General Meeting Regulations    Mgmt    For    Refer    Against
6   Advisory Vote on Remuneration Policy Report    Mgmt    For    Refer    Against
7.1   Approve Remuneration of Directors    Mgmt    For    Refer    Against
7.2   Approve Remuneration of Executive Directors    Mgmt    For    Refer    Against
8   Authorize Company to Call EGM with 15 Days’ Notice    Mgmt    For    For    For
9   Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
10   Authorize Issuance of Convertible and Non-Convertible Debt Securities Without Preemptive Rights up to EUR 5 Billion    Mgmt    For    Refer    Against
11   Authorize Share Repurchase Program    Mgmt    For    For    For
12   Receive Amendments to Board of Directors’ Regulations    Mgmt         
13   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Abengoa S.A.

 

Meeting Date:    03/28/2015    Country:    Spain    Primary Security ID:    E0002V179
Record Date:    03/03/2015    Meeting Type:    Annual    Ticker:    ABG

 

Shares Voted:   431,566          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1.1   Approve Consolidated and Standalone Financial Statements    Mgmt    For    For    For
1.2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
1.3   Approve Discharge of Board    Mgmt    For    For    For
2.1   Reelect Manuel Sánchez Ortega as Director    Mgmt    For    For    For
2.2   Reelect Carlos Sundheim Losada as Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Abengoa S.A.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2.3   Reelect María Teresa Benjumea Llorente as Director    Mgmt    For    For    For
2.4   Reelect Ignacio Solís Guardiola as Director    Mgmt    For    For    For
2.5   Reelect Fernando Solís Martínez-Campos as Director    Mgmt    For    For    For
2.6   Ratify Appointment of and Elect Antonio Fornieles Melero as Director    Mgmt    For    For    For
3   Renew Appointment of Deloitte as Auditor    Mgmt    For    For    For
4.1   Amend Articles Re: Company Name, Location, Purpose and Duration    Mgmt    For    For    For
4.2   Amend Articles Re: Share Capital, Shares, and Rights and Obligations of Shareholders    Mgmt    For    For    For
4.3   Amend Articles Re: General Meetings    Mgmt    For    Refer    Against
4.4   Amend Articles Re: Board of Directors    Mgmt    For    For    For
4.5   Remove Article 46 Re: Management    Mgmt    For    Refer    For
4.6   Amend Articles Re: Fiscal Year, Accounts and Allocation of Income    Mgmt    For    Refer    For
4.7   Amend Articles Re: Dissolution and Liquidation    Mgmt    For    Refer    For
4.8   Approve Restated Articles of Association    Mgmt    For    Refer    Against
5   Amend Articles of General Meeting Regulations    Mgmt    For    Refer    Against
6   Advisory Vote on Remuneration Policy Report    Mgmt    For    Refer    Against
7.1   Approve Remuneration of Directors    Mgmt    For    Refer    Against
7.2   Approve Remuneration of Executive Directors    Mgmt    For    Refer    Against
8   Authorize Company to Call EGM with 15 Days’ Notice    Mgmt    For    For    For
9   Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
10   Authorize Issuance of Convertible and Non-Convertible Debt Securities Without Preemptive Rights up to EUR 5 Billion    Mgmt    For    Refer    Against
11   Authorize Share Repurchase Program    Mgmt    For    For    For
12   Receive Amendments to Board of Directors’ Regulations    Mgmt         
13   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Rambus Inc.

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    750917106
Record Date:    02/27/2015    Meeting Type:    Annual    Ticker:    RMBS

 

Shares Voted:   666,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Ronald Black    Mgmt    For    For    For
1b   Elect Director Penelope A. Herscher    Mgmt    For    For    For
1c   Elect Director Eric Stang    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

FLIR Systems, Inc.

 

Meeting Date:    04/24/2015    Country:    USA    Primary Security ID:    302445101
Record Date:    02/23/2015    Meeting Type:    Annual    Ticker:    FLIR

 

Shares Voted:   175,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director William W. Crouch    Mgmt    For    For    For
1.2   Elect Director Catherine A. Halligan    Mgmt    For    For    For
1.3   Elect Director Earl R. Lewis    Mgmt    For    For    For
1.4   Elect Director Angus L. Macdonald    Mgmt    For    For    For
1.5   Elect Director Cathy A. Stauffer    Mgmt    For    For    For
1.6   Elect Director Andrew C. Teich    Mgmt    For    For    For
1.7   Elect Director Steven E. Wynne    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Eliminate Supermajority Vote Requirement    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

QIWI PLC

 

Meeting Date:    04/28/2015    Country:    Cyprus    Primary Security ID:    74735M108
Record Date:    03/12/2015    Meeting Type:    Special    Ticker:    QIWI

 

Shares Voted:   222,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Amend Company Bylaws    Mgmt    For    Refer    Against

Dialog Semiconductor plc

 

Meeting Date:    04/30/2015    Country:    United Kingdom    Primary Security ID:    G5821P111
Record Date:    04/28/2015    Meeting Type:    Annual    Ticker:    DLG

 

Shares Voted:   138,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
6   Re-elect Michael Cannon as Director    Mgmt    For    For    For
7   Re-elect Richard Beyer as Director    Mgmt    For    For    For
8   Re-elect Aidan Hughes as Director    Mgmt    For    For    For
9   Elect Alan Campbell as Director    Mgmt    For    For    For
10   Approve Long Term Incentive Plan    Mgmt    For    Refer    For
11   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
12   Authorise Issue of Equity with Pre-emptive Rights in Connection with a Rights Issue    Mgmt    For    For    For
13   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
14   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

GLOBANT S.A.

 

Meeting Date:    05/04/2015    Country:    Luxembourg    Primary Security ID:    L44385109
Record Date:    04/13/2015    Meeting Type:    Annual/Special    Ticker:    GLOB

 

Shares Voted:   109,609          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting    Mgmt         
1   Acknowledgement of the Postponement of the AGM    Mgmt         
2   Receive Board’s and Auditor’s Reports    Mgmt         
3   Approve Consolidated Financial Statements and Statutory Reports Regarding FY 2013    Mgmt    For    For    For
4   Approve Consolidated Financial Statements and Statutory Reports Regarding FY 2014    Mgmt    For    For    For
5   Approve Financial Statements    Mgmt    For    For    For
6   Approve Allocation of Results    Mgmt    For    For    For
7   Approve Discharge of Directors    Mgmt    For    For    For
8   Approve Remuneration of Directors for Financial Year 2014    Mgmt    For    Refer    For
9   Approve Remuneration of Directors for Financial Year 2015    Mgmt    For    Refer    For
10   Renew Appointment of Deloitte as Auditor for the Annual Accounts    Mgmt    For    For    For
11   Appoint Deloitte & Co S.A. as Auditor for the Consolidated Accounts    Mgmt    For    For    For
12   Reelect Francisco Alvarez-Demalde as Director    Mgmt    For    For    For
13   Reelect Bradford Eric Bernstein as Director    Mgmt    For    For    For
14   Reelect Philip Odeen as Director    Mgmt    For    For    For
15   Elect David J. Moore as Director    Mgmt    For    For    For
  Special Meeting    Mgmt         
1   Authorize Board to Issues Shares Within Framework of Authorized Capital    Mgmt    For    For    For

QTS Realty Trust, Inc.

 

Meeting Date:    05/04/2015    Country:    USA    Primary Security ID:    74736A103
Record Date:    03/09/2015    Meeting Type:    Annual    Ticker:    QTS

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

QTS Realty Trust, Inc.

 

Shares Voted:   129,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Chad L. Williams    Mgmt    For    For    For
1.2   Elect Director Philip P. Trahanas    Mgmt    For    For    For
1.3   Elect Director John W. Barter    Mgmt    For    For    For
1.4   Elect Director William O. Grabe    Mgmt    For    For    For
1.5   Elect Director Catherine R. Kinney    Mgmt    For    For    For
1.6   Elect Director Peter A. Marino    Mgmt    For    For    For
1.7   Elect Director Scott D. Miller    Mgmt    For    For    For
1.8   Elect Director Stephen E. Westhead    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Evogene Ltd.

 

Meeting Date:    05/05/2015    Country:    Israel    Primary Security ID:    M4119S104
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    EVGN

 

Shares Voted:   175,440          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Reelect Martin S. Gerstel, Chairman, as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
1.2   Reelect Ziv Kop as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
1.3   Reelect Adina Makover as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
1.4   Reelect Akiva Mozes as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
1.5   Reelect Leon Y. Recanati as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
1.6   Reelect Simcha Sadan as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
2   Renew and Increase Coverage of Company’s D&O Insurance Policy    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Evogene Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Amend Compensation Policy for the Directors and Officers of the Company Regarding Directors’ Compensation    Mgmt    For    For    For
4   Subject to Approval of Items 1.1 and 3, Approve Compensation of Martin Gerstel, Chairman    Mgmt    For    Refer    For
5   Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
6   Approve Cash Bonus to Ofer Haviv, President and CEO    Mgmt    For    Refer    For
7   Grant Ofer Haviv, President and CEO, Options to Purchase 170,000 Shares    Mgmt    For    Refer    For
8   Transact Other Business (Non-Voting)    Mgmt         
A   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    Against

Pentair PLC

 

Meeting Date:    05/05/2015    Country:    Ireland    Primary Security ID:    G7S00T104
Record Date:    03/06/2015    Meeting Type:    Annual    Ticker:    PNR

 

Shares Voted:   204,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Glynis A. Bryan    Mgmt    For    For    For
1b   Elect Director Jerry W. Burris    Mgmt    For    For    For
1c   Elect Director Carol Anthony (John) Davidson    Mgmt    For    For    For
1d   Elect Director Jacques Esculier    Mgmt    For    For    For
1e   Elect Director T. Michael Glenn    Mgmt    For    For    For
1f   Elect Director David H. Y. Ho    Mgmt    For    For    For
1g   Elect Director Randall J. Hogan    Mgmt    For    For    For
1h   Elect Director David A. Jones    Mgmt    For    For    For
1i   Elect Director Ronald L. Merriman    Mgmt    For    For    For
1j   Elect Director William T. Monahan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Pentair PLC

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1k   Elect Director Billie Ida Williamson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Authorize General Meetings Outside the Republic of Ireland    Mgmt    For    For    For
5   Determine Price Range for Reissuance of Treasury Shares    Mgmt    For    Refer    For

Tenet Healthcare Corporation

 

Meeting Date:    05/07/2015    Country:    USA    Primary Security ID:    88033G407
Record Date:    03/11/2015    Meeting Type:    Annual    Ticker:    THC

 

Shares Voted:   281,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Trevor Fetter    Mgmt    For    For    For
1b   Elect Director Brenda J. Gaines    Mgmt    For    For    For
1c   Elect Director Karen M. Garrison    Mgmt    For    For    For
1d   Elect Director Edward A. Kangas    Mgmt    For    For    For
1e   Elect Director J. Robert Kerrey    Mgmt    For    For    For
1f   Elect Director Freda C. Lewis-Hall    Mgmt    For    For    For
1g   Elect Director Richard R. Pettingill    Mgmt    For    For    For
1h   Elect Director Ronald A. Rittenmeyer    Mgmt    For    For    For
1i   Elect Director Tammy Romo    Mgmt    For    For    For
1j   Elect Director James A. Unruh    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Abengoa Yield Plc

 

Meeting Date:    05/08/2015    Country:    United Kingdom    Primary Security ID:    G00349103
Record Date:    05/06/2015    Meeting Type:    Annual    Ticker:    ABY

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Abengoa Yield Plc

 

Shares Voted:   141,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    Refer    For
4   Elect Javier Garoz Neira as Director    Mgmt    For    Refer    For
5   Appoint Deloitte as Auditors    Mgmt    For    For    For
6   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
7   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    Refer    For
8   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    Refer    For
9   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
10   Amend Articles of Association    Mgmt    For    Refer    For

China Unicom (Hong Kong) Ltd

 

Meeting Date:    05/08/2015    Country:    Hong Kong    Primary Security ID:    Y1519S111
Record Date:    05/05/2015    Meeting Type:    Annual    Ticker:    00762

 

Shares Voted:   2,080,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3a1   Elect Chang Xiaobing as Director    Mgmt    For    For    For
3a2   Elect Zhang Junan as Director    Mgmt    For    For    For
3a3   Elect Cesareo Alierta Izuel as Director    Mgmt    For    Refer    Against
3a4   Elect Chung Shui Ming Timpson as Director    Mgmt    For    Refer    For
3b   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
4   Approve Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

China Unicom (Hong Kong) Ltd

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

5   Authorize Repurchase of Issued Share Capital    Mgmt    For    For    For
6   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
7   Authorize Reissuance of Repurchased Shares    Mgmt    For    Refer    Against
8   Adopt New Articles of Association    Mgmt    For    For    For

Broadcom Corporation

 

Meeting Date:    05/12/2015    Country:    USA    Primary Security ID:    111320107
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    BRCM

 

Shares Voted:   76,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Robert J. Finocchio, Jr.    Mgmt    For    For    For
1b   Elect Director Nancy H. Handel    Mgmt    For    For    For
1c   Elect Director Eddy W. Hartenstein    Mgmt    For    For    For
1d   Elect Director Maria M. Klawe    Mgmt    For    For    For
1e   Elect Director John E. Major    Mgmt    For    For    For
1f   Elect Director Scott A. McGregor    Mgmt    For    For    For
1g   Elect Director William T. Morrow    Mgmt    For    For    For
1h   Elect Director Henry Samueli    Mgmt    For    For    For
1i   Elect Director Robert E. Switz    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Qlik Technologies Inc.

 

Meeting Date:    05/13/2015    Country:    USA    Primary Security ID:    74733T105
Record Date:    03/20/2015    Meeting Type:    Annual    Ticker:    QLIK

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Qlik Technologies Inc.

 

Shares Voted:   88,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Deborah C. Hopkins    Mgmt    For    For    For
1.2   Elect Director Steffan C. Tomlinson    Mgmt    For    For    For
1.3   Elect Director Paul Wahl    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Windstream Holdings, Inc.

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    97382A200
Record Date:    03/19/2015    Meeting Type:    Annual    Ticker:    WIN

 

Shares Voted:   267,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Carol B. Armitage    Mgmt    For    For    For
1b   Elect Director Samuel E. Beall, III    Mgmt    For    For    For
1c   Elect Director Francis X. (‘Skip’) Frantz    Mgmt    For    For    For
1d   Elect Director Jeffrey T. Hinson    Mgmt    For    For    For
1e   Elect Director Judy K. Jones    Mgmt    For    For    For
1f   Elect Director William G. LaPerch    Mgmt    For    For    For
1g   Elect Director William A. Montgomery    Mgmt    For    For    For
1h   Elect Director Michael G. Stoltz    Mgmt    For    For    For
1i   Elect Director Anthony W. Thomas    Mgmt    For    For    For
1j   Elect Director Alan L. Wells    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Provide Right to Call Special Meeting    Mgmt    For    For    For
4   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

BioAmber Inc.

 

Meeting Date:    05/15/2015    Country:    USA    Primary Security ID:    09072Q106
Record Date:    03/19/2015    Meeting Type:    Annual    Ticker:    BIOA

 

Shares Voted:   251,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Director Heinz Haller    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
3   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For

Cypress Semiconductor Corporation

 

Meeting Date:    05/15/2015    Country:    USA    Primary Security ID:    232806109
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    CY

 

Shares Voted:   669,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director T.J. Rodgers    Mgmt    For    For    For
1.2   Elect Director W. Steve Albrecht    Mgmt    For    For    For
1.3   Elect Director Eric A. Benhamou    Mgmt    For    For    For
1.4   Elect Director Wilbert van den Hoek    Mgmt    For    For    For
1.5   Elect Director John H. Kispert    Mgmt    For    For    For
1.6   Elect Director H. Raymond Bingham    Mgmt    For    For    For
1.7   Elect Director O.C. Kwon    Mgmt    For    For    For
1.8   Elect Director Michael S. Wishart    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Nanometrics Incorporated

 

Meeting Date:    05/19/2015    Country:    USA    Primary Security ID:    630077105
Record Date:    03/26/2015    Meeting Type:    Annual    Ticker:    NANO

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Nanometrics Incorporated

 

Shares Voted:   153,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director J. Thomas Bentley    Mgmt    For    For    For
1.2   Elect Director Edward J. Brown, Jr.    Mgmt    For    For    For
1.3   Elect Director Bruce C. Rhine    Mgmt    For    For    For
1.4   Elect Director Timothy J. Stultz    Mgmt    For    For    For
1.5   Elect Director Christine A. Tsingos    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Euronet Worldwide, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    298736109
Record Date:    03/24/2015    Meeting Type:    Annual    Ticker:    EEFT

 

Shares Voted:   376,803          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Paul S. Althasen    Mgmt    For    For    For
1.2   Elect Director Thomas A. McDonnell    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Intel Corporation

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    458140100
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    INTC

 

Shares Voted:   171,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Charlene Barshefsky    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Intel Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1b   Elect Director Aneel Bhusri    Mgmt    For    For    For
1c   Elect Director Andy D. Bryant    Mgmt    For    For    For
1d   Elect Director Susan L. Decker    Mgmt    For    For    For
1e   Elect Director John J. Donahoe    Mgmt    For    Refer    Against
1f   Elect Director Reed E. Hundt    Mgmt    For    For    For
1g   Elect Director Brian M. Krzanich    Mgmt    For    For    For
1h   Elect Director James D. Plummer    Mgmt    For    For    For
1i   Elect Director David S. Pottruck    Mgmt    For    For    For
1j   Elect Director Frank D. Yeary    Mgmt    For    For    For
1k   Elect Director David B. Yoffie    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6   Adopt Holy Land Principles    SH    Against    Refer    Against
7   Require Independent Board Chairman    SH    Against    Refer    For
8   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

Cerner Corporation

 

Meeting Date:    05/22/2015    Country:    USA    Primary Security ID:    156782104
Record Date:    03/25/2015    Meeting Type:    Annual    Ticker:    CERN

 

Shares Voted:   231,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Mitchell E. Daniels, Jr.    Mgmt    For    For    For
1b   Elect Director Clifford W. Illig    Mgmt    For    For    For
1c   Elect Director William B. Neaves    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Cerner Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Silver Spring Networks, Inc.

 

Meeting Date:    05/27/2015    Country:    USA    Primary Security ID:    82817Q103
Record Date:    03/30/2015    Meeting Type:    Annual    Ticker:    SSNI

 

Shares Voted:   552,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jonathan Schwartz    Mgmt    For    Refer    Withhold
1.2   Elect Director Peter Van Camp    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

EVERTEC, Inc.

 

Meeting Date:    05/29/2015    Country:    USA    Primary Security ID:    30040P103
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    EVTC

 

Shares Voted:   241,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Frank G. D’Angelo    Mgmt    For    For    For
1b   Elect Director Morgan M. Schuessler, Jr.    Mgmt    For    For    For
1c   Elect Director Olga Botero    Mgmt    For    For    For
1d   Elect Director Jorge Junquera    Mgmt    For    For    For
1e   Elect Director Teresita Loubriel    Mgmt    For    For    For
1f   Elect Director Nestor O. Rivera    Mgmt    For    Refer    Withhold
1g   Elect Director Alan H. Schumacher    Mgmt    For    For    For
1h   Elect Director Brian J. Smith    Mgmt    For    For    For
1i   Elect Director Thomas W. Swidarski    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

EVERTEC, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    Three Years    Three Years

NXP Semiconductors NV

 

Meeting Date:    06/02/2015    Country:    Netherlands    Primary Security ID:    N6596X109
Record Date:    05/05/2015    Meeting Type:    Annual    Ticker:    NXPI

 

Shares Voted:   190,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting    Mgmt         
1   Open Meeting    Mgmt         
2a   Discussion of the implementation of the remuneration policy    Mgmt         
2b   Discussion on Company’s Reserves and Dividend Policy    Mgmt         
2c   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2d   Approve Discharge of Board Members    Mgmt    For    For    For
3a   Reelect Richard L. Clemmer as Executive Director    Mgmt    For    For    For
3b   Reelect Peter Bonfield as Non-Executive Director    Mgmt    For    For    For
3c   Reelect Johannes P. Huth as Non-Executive Director    Mgmt    For    For    For
3d   Reelect Kenneth A. Goldman as Non-Executive Director    Mgmt    For    For    For
3e   Reelect Marion Helmes as Non-Executive Director    Mgmt    For    For    For
3f   Reelect Joseph Kaeser as Non-Executive Director    Mgmt    For    For    For
3g   Reelect I. Loring as Non-Executive Director    Mgmt    For    For    For
3h   Reelect Eric Meurice as Non-Executive Director    Mgmt    For    For    For
3i   Reelect Julie Southern as Non-Executive Director    Mgmt    For    For    For
3j   Reelect Rick Tsai as Non-Executive Director    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

NXP Semiconductors NV

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger    Mgmt    For    For    For
4b   Authorize Board to Exclude Preemptive Rights from Issuance Under Item 4a    Mgmt    For    For    For
5   Authorize Repurchase of Shares    Mgmt    For    For    For
6   Approve Cancellation of Ordinary Shares    Mgmt    For    For    For
7   Ratify KPMG Accountants N.V. as Auditors    Mgmt    For    For    For

QIWI PLC

 

Meeting Date:    06/02/2015    Country:    Cyprus    Primary Security ID:    74735M108
Record Date:    04/15/2015    Meeting Type:    Annual    Ticker:    QIWI

 

Shares Voted:   222,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
A.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
B.1   Ratify Auditors    Mgmt    For    For    For
B.2   Approve Remuneration of External Auditors    Mgmt    For    For    For
  Elect Directors by Cumulative Voting    Mgmt         
C.1.A   Elect Rohinton Minoo Kalifa as Director    Mgmt    None    For    For
C.1.B   Elect Igor Lojevskiy as Director    Mgmt    None    For    For
C.1.C   Elect Marcus James Rhodes as Director    Mgmt    None    For    For
C.1.D   Elect Dmitry Pleskonos as Director    Mgmt    None    For    For
C.2.A   Elect Boris Kim as Director    Mgmt    None    For    For
C.2.B   Elect Sergey Solonin as Director    Mgmt    None    For    For
C.2.C   Elect Andrey Romanenko as Director    Mgmt    None    For    For
C.2.D   Elect Alexey Rasskazov as Director    Mgmt    None    For    For
C.2.E   Elect Andrey Shemetov as Director    Mgmt    None    For    For
C.2.F   Elect Osama Bedier as Director    Mgmt    None    For    For
D.1   Approve Remuneration of Non-Executive Directors    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

QIWI PLC

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

D.2.   Approve Remuneration of Executive Directors    Mgmt    For    Refer    For

Alliance Data Systems Corporation

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    018581108
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    ADS

 

Shares Voted:   109,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Bruce K. Anderson    Mgmt    For    For    For
1.2   Elect Director Roger H. Ballou    Mgmt    For    For    For
1.3   Elect Director D. Keith Cobb    Mgmt    For    For    For
1.4   Elect Director E. Linn Draper, Jr.    Mgmt    For    For    For
1.5   Elect Director Edward J. Heffernan    Mgmt    For    For    For
1.6   Elect Director Kenneth R. Jensen    Mgmt    For    For    For
1.7   Elect Director Robert A. Minicucci    Mgmt    For    For    For
1.8   Elect Director Laurie A. Tucker    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
6   Proxy Access    SH    Against    Against    Against

FibroGen, Inc.

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    31572Q808
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    FGEN

 

Shares Voted:   75,290          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Thomas B. Neff    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

FibroGen, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1b   Elect Director Miguel Madero    Mgmt    For    For    For
1c   Elect Director James A. Schoeneck    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Google Inc.

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    38259P706
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    GOOG

 

Shares Voted:   13,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    For    For
1.3   Elect Director Eric E. Schmidt    Mgmt    For    For    For
1.4   Elect Director L. John Doerr    Mgmt    For    Refer    Withhold
1.5   Elect Director Diane B. Greene    Mgmt    For    For    For
1.6   Elect Director John L. Hennessy    Mgmt    For    Refer    Withhold
1.7   Elect Director Ann Mather    Mgmt    For    For    For
1.8   Elect Director Alan R. Mulally    Mgmt    For    For    For
1.9   Elect Director Paul S. Otellini    Mgmt    For    Refer    Withhold
1.10   Elect Director K. Ram Shriram    Mgmt    For    Refer    Withhold
1.11   Elect Director Shirley M. Tilghman    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Require a Majority Vote for the Election of Directors    SH    Against    For    For
7   Report on Costs of Renewable Energy Investments    SH    Against    Refer    Against
8   Report on Risks Associated with Repeal of Climate Change Policies    SH    Against    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Twitter, Inc.

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    90184L102
Record Date:    04/10/2015    Meeting Type:    Annual    Ticker:    TWTR

 

Shares Voted:   192,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David Rosenblatt    Mgmt    For    Refer    For
1.2   Elect Director Evan Williams    Mgmt    For    For    For
2   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vertex Pharmaceuticals Incorporated

 

Meeting Date:    06/04/2015    Country:    USA    Primary Security ID:    92532F100
Record Date:    04/10/2015    Meeting Type:    Annual    Ticker:    VRTX

 

Shares Voted:   216,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jeffrey M. Leiden    Mgmt    For    For    For
1.2   Elect Director Bruce I. Sachs    Mgmt    For    For    For
1.3   Elect Director Sangeeta N. Bhatia    Mgmt    For    For    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
6   Adopt Proxy Access Right    SH    Against    Against    Against
7   Report on Specialty Drug Pricing Risks    SH    Against    Refer    Against

Garmin Ltd.

 

Meeting Date:    06/05/2015    Country:    Switzerland    Primary Security ID:    H2906T109
Record Date:    04/10/2015    Meeting Type:    Annual    Ticker:    GRMN

 

Shares Voted:   149,200          

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Garmin Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Dividends    Mgmt    For    For    For
4   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
5.1   Elect Director Donald H. Eller    Mgmt    For    For    For
5.2   Elect Director Joseph J. Hartnett    Mgmt    For    For    For
5.3   Elect Director Min H. Kao    Mgmt    For    For    For
5.4   Elect Director Charles W. Peffer    Mgmt    For    For    For
5.5   Elect Director Clifton A. Pemble    Mgmt    For    For    For
5.6   Elect Director Thomas P. Poberezny    Mgmt    For    For    For
6   Elect Min Kao as Board Chairman    Mgmt    For    For    For
7.1   Appoint Donald H. Eller as Member of the Compensation Committee    Mgmt    For    For    For
7.2   Appoint Joseph J. Hartnett as Member of the Compensation Committee    Mgmt    For    For    For
7.3   Appoint Charles W. Peffer as Member of the Compensation Committee    Mgmt    For    For    For
7.4   Appoint Thomas P. Poberezny as Member of the Compensation Committee    Mgmt    For    For    For
8   Designate Reiss + Preuss LLP as Independent Proxy    Mgmt    For    For    For
9   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
10   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
11   Approve Fiscal Year 2016 Maximum Aggregate Compensation for the Executive Management    Mgmt    For    Refer    For
12   Approve Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2015 AGM and the 2016 AGM    Mgmt    For    Refer    For
13   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

ACI Worldwide, Inc.

 

Meeting Date:    06/08/2015    Country:    USA    Primary Security ID:    004498101
Record Date:    04/14/2015    Meeting Type:    Annual    Ticker:    ACIW

 

Shares Voted:   808,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Philip G. Heasley    Mgmt    For    For    For
1.2   Elect Director James C. McGroddy    Mgmt    For    For    For
1.3   Elect Director Charles E. Peters, Jr.    Mgmt    For    For    For
1.4   Elect Director David A. Poe    Mgmt    For    For    For
1.5   Elect Director Adalio T. Sanchez    Mgmt    For    For    For
1.6   Elect Director John M. Shay, Jr.    Mgmt    For    For    For
1.7   Elect Director Jan H. Suwinski    Mgmt    For    For    For
1.8   Elect Director Thomas W. Warsop, III    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

PRA Health Sciences, Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    69354M108
Record Date:    04/14/2015    Meeting Type:    Annual    Ticker:    PRAH

 

Shares Voted:   228,120          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Max C. Lin    Mgmt    For    Refer    For
1.2   Elect Director Matthew P. Young    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Ruckus Wireless, Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    781220108
Record Date:    04/13/2015    Meeting Type:    Annual    Ticker:    RKUS

 

Shares Voted:   398,100        

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Ruckus Wireless, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Selina Y. Lo    Mgmt    For    For    For
1.2   Elect Director Stewart Grierson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Facebook, Inc.

 

Meeting Date:    06/11/2015    Country:    USA    Primary Security ID:    30303M102
Record Date:    04/13/2015    Meeting Type:    Annual    Ticker:    FB

 

Shares Voted:   161,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Marc L. Andreessen    Mgmt    For    For    For
1.2   Elect Director Erskine B. Bowles    Mgmt    For    For    For
1.3   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    For    For
1.4   Elect Director Reed Hastings    Mgmt    For    For    For
1.5   Elect Director Jan Koum    Mgmt    For    Refer    For
1.6   Elect Director Sheryl K. Sandberg    Mgmt    For    Refer    For
1.7   Elect Director Peter A. Thiel    Mgmt    For    For    For
1.8   Elect Director Mark Zuckerberg    Mgmt    For    Refer    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5   Report on Sustainability    SH    Against    Refer    Against
6   Report on Human Rights Risk Assessment Process    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Semtech Corporation

 

Meeting Date:    06/18/2015    Country:    USA    Primary Security ID:    816850101
Record Date:    04/24/2015    Meeting Type:    Annual    Ticker:    SMTC

 

Shares Voted:   341,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Glen M. Antle    Mgmt    For    For    For
1.2   Elect Director James P. Burra    Mgmt    For    For    For
1.3   Elect Director Bruce C. Edwards    Mgmt    For    For    For
1.4   Elect Director Rockell N. Hankin    Mgmt    For    For    For
1.5   Elect Director James T. Lindstrom    Mgmt    For    For    For
1.6   Elect Director Mohan R. Maheswaran    Mgmt    For    For    For
1.7   Elect Director John L. Piotrowski    Mgmt    For    For    For
1.8   Elect Director Carmelo J. Santoro    Mgmt    For    For    For
1.9   Elect Director Sylvia Summers    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Universal Display Corporation

 

Meeting Date:    06/18/2015    Country:    USA    Primary Security ID:    91347P105
Record Date:    04/08/2015    Meeting Type:    Annual    Ticker:    OLED

 

Shares Voted:   229,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Steven V. Abramson    Mgmt    For    For    For
1b   Elect Director Leonard Becker    Mgmt    For    For    For
1c   Elect Director Richard C. Elias    Mgmt    For    For    For
1d   Elect Director Elizabeth H. Gemmill    Mgmt    For    For    For
1e   Elect Director Rosemarie B. Greco    Mgmt    For    For    For
1f   Elect Director C. Keith Hartley    Mgmt    For    For    For
1g   Elect Director Lawrence Lacerte    Mgmt    For    For    For
1h   Elect Director Sidney D. Rosenblatt    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Universal Display Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1i   Elect Director Sherwin I. Seligsohn    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Abengoa Yield plc

 

Meeting Date:    06/19/2015    Country:    United Kingdom    Primary Security ID:    G00349103
Record Date:    06/17/2015    Meeting Type:    Special    Ticker:    ABY

 

Shares Voted:   141,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Director Javier Garoz    Mgmt    For    Refer    For

Mobileye N.V.

 

Meeting Date:    06/25/2015    Country:    Netherlands    Primary Security ID:    N51488117
Record Date:    05/28/2015    Meeting Type:    Annual    Ticker:    MBLY

 

Shares Voted:   134,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Annual Meeting    Mgmt         
1   Discuss Disclosure Concerning Compensation of Present and Former Directors    Mgmt         
2   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Discharge of Current Board Members    Mgmt    For    For    For
4   Approve Discharge of Previous Board Members    Mgmt    For    For    For
5a   Elect Ammon Shashua as Executive Director    Mgmt    For    For    Against
5b   Elect Ziv Aviram as Executive Director    Mgmt    For    For    For
6   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7   Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Mobileye N.V.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

8   eceive Explanation on Company’s Reserves and Dividend Policy    Mgmt         

Isis Pharmaceuticals, Inc.

 

Meeting Date:    06/30/2015    Country:    USA    Primary Security ID:    464330109
Record Date:    05/04/2015    Meeting Type:    Annual    Ticker:    ISIS

 

Shares Voted:   318,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Breaux B. Castleman    Mgmt    For    For    For
1.2   Elect Director Frederick T. Muto    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Amend Non-Employee Director Stock Option Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Marvell Technology Group Ltd.

 

Meeting Date:    06/30/2015    Country:    Bermuda    Primary Security ID:    G5876H105
Record Date:    05/04/2015    Meeting Type:    Annual    Ticker:    MRVL

 

Shares Voted:   505,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Sehat Sutardja    Mgmt    For    For    For
1b   Elect Director Weili Dai    Mgmt    For    For    For
1c   Elect Director Juergen Gromer    Mgmt    For    For    For
1d   Elect Director John G. Kassakian    Mgmt    For    For    For
1e   Elect Director Arturo Krueger    Mgmt    For    For    For
1f   Elect Director Randhir Thakur    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 89 Ivy Funds VIP Science and Technology

 

Marvell Technology Group Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
5   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors    Mgmt    For    For    For

IVY FUNDS VIP SMALL CAP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

Rexnord Corporation

 

Meeting Date:    07/31/2014    Country:    USA    Primary Security ID:    76169B102
Record Date:    06/05/2014    Meeting Type:    Annual    Ticker:    RXN

 

Shares Voted:   218,290          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Thomas D. Christopoul    Mgmt    For    For    For
1.2   Elect Director Peter P. Copses    Mgmt    For    For    For
1.3   Elect Director John S. Stroup    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For

Arctic Cat Inc.

 

Meeting Date:    08/07/2014    Country:    USA    Primary Security ID:    039670104
Record Date:    06/10/2014    Meeting Type:    Annual    Ticker:    ACAT

 

Shares Voted:   76,230          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Tony J. Christianson    Mgmt    For    For    For
1.2   Elect Director D. Christian Koch    Mgmt    For    For    For
1.3   Elect Director Kenneth J. Roering    Mgmt    For    For    Withhold
2   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Integrated Device Technology, Inc.

 

Meeting Date:    09/16/2014    Country:    USA    Primary Security ID:    458118106
Record Date:    07/23/2014    Meeting Type:    Annual    Ticker:    IDTI

 

Shares Voted:   342,990          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John Schofield    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

Integrated Device Technology, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.2   Elect Director Gregory L. Waters    Mgmt    For    For    For
1.3   Elect Director Umesh Padval    Mgmt    For    For    For
1.4   Elect Director Gordon Parnell    Mgmt    For    For    For
1.5   Elect Director Donald Schrock    Mgmt    For    For    For
1.6   Elect Director Ron Smith    Mgmt    For    For    For
1.7   Elect Director Norman Taffe    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Cyberonics, Inc.

 

Meeting Date:    09/18/2014    Country:    USA    Primary Security ID:    23251P102
Record Date:    07/28/2014    Meeting Type:    Annual    Ticker:    CYBX

 

Shares Voted:   85,490          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Guy C. Jackson    Mgmt    For    For    For
1.2   Elect Director Joseph E. Laptewicz, Jr.    Mgmt    For    For    For
1.3   Elect Director Daniel J. Moore    Mgmt    For    For    For
1.4   Elect Director Hugh M. Morrison    Mgmt    For    For    For
1.5   Elect Director Alfred J. Novak    Mgmt    For    For    For
1.6   Elect Director Arthur L. Rosenthal    Mgmt    For    For    For
1.7   Elect Director Jon T. Tremmel    Mgmt    For    For    For
2   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Methode Electronics, Inc.

 

Meeting Date:    09/18/2014    Country:    USA    Primary Security ID:    591520200
Record Date:    07/21/2014    Meeting Type:    Annual    Ticker:    MEI

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

Methode Electronics, Inc.

 

Shares Voted:   108,430          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Walter J. Aspatore    Mgmt    For    For    For
1b   Elect Director Warren L. Batts    Mgmt    For    For    For
1c   Elect Director J. Edward Colgate    Mgmt    For    For    For
1d   Elect Director Darren M. Dawson    Mgmt    For    For    For
1e   Elect Director Donald W. Duda    Mgmt    For    For    For
1f   Elect Director Stephen F. Gates    Mgmt    For    For    For
1g   Elect Director Isabelle C. Goossen    Mgmt    For    For    For
1h   Elect Director Christopher J. Hornung    Mgmt    For    For    For
1i   Elect Director Paul G. Shelton    Mgmt    For    For    For
1j   Elect Director Lawrence B. Skatoff    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

ShoreTel, Inc.

 

Meeting Date:    11/06/2014    Country:    USA    Primary Security ID:    825211105
Record Date:    09/19/2014    Meeting Type:    Annual    Ticker:    SHOR

 

Shares Voted:   614,450          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kenneth D. Denman    Mgmt    For    For    For
1.2   Elect Director Donald Joos    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

Harman International Industries, Incorporated

 

Meeting Date:    12/03/2014    Country:    USA    Primary Security ID:    413086109
Record Date:    10/07/2014    Meeting Type:    Annual    Ticker:    HAR

 

Shares Voted:   132,550          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Adriane M. Brown    Mgmt    For    For    For
1b   Elect Director John W. Diercksen    Mgmt    For    For    For
1c   Elect Director Ann M. Korologos    Mgmt    For    For    For
1d   Elect Director Edward H. Meyer    Mgmt    For    For    For
1e   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1f   Elect Director Kenneth M. Reiss    Mgmt    For    For    For
1g   Elect Director Hellene S. Runtagh    Mgmt    For    For    For
1h   Elect Director Frank S. Sklarsky    Mgmt    For    For    For
1i   Elect Director Gary G. Steel    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Aruba Networks, Inc.

 

Meeting Date:    12/05/2014    Country:    USA    Primary Security ID:    043176106
Record Date:    10/15/2014    Meeting Type:    Annual    Ticker:    ARUN

 

Shares Voted:   252,490          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Dominic P. Orr    Mgmt    For    For    For
1.2   Elect Director Keerti Melkote    Mgmt    For    For    For
1.3   Elect Director Bernard Guidon    Mgmt    For    For    For
1.4   Elect Director Emmanuel Hernandez    Mgmt    For    For    For
1.5   Elect Director Michael R. Kourey    Mgmt    For    For    For
1.6   Elect Director Willem P. Roelandts    Mgmt    For    For    For
1.7   Elect Director Juergen Rottler    Mgmt    For    For    For
1.8   Elect Director Daniel Warmenhoven    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

Aruba Networks, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vail Resorts, Inc.

 

Meeting Date:    12/05/2014    Country:    USA    Primary Security ID:    91879Q109
Record Date:    10/14/2014    Meeting Type:    Annual    Ticker:    MTN

 

Shares Voted:   111,060          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Roland A. Hernandez    Mgmt    For    For    For
1b   Elect Director Robert A. Katz    Mgmt    For    For    For
1c   Elect Director Richard D. Kincaid    Mgmt    For    For    For
1d   Elect Director John T. Redmond    Mgmt    For    For    For
1e   Elect Director Hilary A. Schneider    Mgmt    For    For    For
1f   Elect Director D. Bruce Sewell    Mgmt    For    For    For
1g   Elect Director John F. Sorte    Mgmt    For    For    For
1h   Elect Director Peter A. Vaughn    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify Auditors    Mgmt    For    For    For

Acuity Brands, Inc.

 

Meeting Date:    01/07/2015    Country:    USA    Primary Security ID:    00508Y102
Record Date:    11/12/2014    Meeting Type:    Annual    Ticker:    AYI

 

Shares Voted:   37,960          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director W. Patrick Battle    Mgmt    For    For    For
1.2   Elect Director Peter C. Browning    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

Acuity Brands, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director James H. Hance, Jr.    Mgmt    For    For    For
1.4   Elect Director Ray M. Robinson    Mgmt    For    For    For
1.5   Elect Director Norman H. Wesley    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Targa Resources Corp.

 

Meeting Date:    02/20/2015    Country:    USA    Primary Security ID:    87612G101
Record Date:    01/22/2015    Meeting Type:    Special    Ticker:    TRGP

 

Shares Voted:   92,740          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Motorcar Parts of America, Inc.

 

Meeting Date:    03/19/2015    Country:    USA    Primary Security ID:    620071100
Record Date:    02/06/2015    Meeting Type:    Annual    Ticker:    MPAA

 

Shares Voted:   175,510          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Selwyn Joffe    Mgmt    For    For    For
1.2   Elect Director Mel Marks    Mgmt    For    For    For
1.3   Elect Director Scott J. Adelson    Mgmt    For    For    For
1.4   Elect Director Rudolph J. Borneo    Mgmt    For    For    For
1.5   Elect Director Philip Gay    Mgmt    For    For    For
1.6   Elect Director Duane Miller    Mgmt    For    For    For
1.7   Elect Director Jeffrey Mirvis    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

Motorcar Parts of America, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Lithia Motors, Inc.

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    536797103
Record Date:    02/27/2015    Meeting Type:    Annual    Ticker:    LAD

 

Shares Voted:   113,970          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Sidney B. DeBoer    Mgmt    For    For    For
1.2   Elect Director Thomas R. Becker    Mgmt    For    For    For
1.3   Elect Director Susan O. Cain    Mgmt    For    For    For
1.4   Elect Director Bryan B. DeBoer    Mgmt    For    For    For
1.5   Elect Director Shau-wai Lam    Mgmt    For    For    For
1.6   Elect Director Kenneth E. Roberts    Mgmt    For    For    For
1.7   Elect Director William J. Young    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

The Ryland Group, Inc.

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    783764103
Record Date:    02/10/2015    Meeting Type:    Annual    Ticker:    RYL

 

Shares Voted:   104,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director William L. Jews    Mgmt    For    For    For
1.2   Elect Director Ned Mansour    Mgmt    For    For    For
1.3   Elect Director Robert E. Mellor    Mgmt    For    For    For
1.4   Elect Director Norman J. Metcalfe    Mgmt    For    For    For
1.5   Elect Director Larry T. Nicholson    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

The Ryland Group, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.6   Elect Director Charlotte St. Martin    Mgmt    For    For    For
1.7   Elect Director Thomas W. Toomey    Mgmt    For    For    For
1.8   Elect Director Robert G. van Schoonenberg    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Huntington Ingalls Industries, Inc.

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    446413106
Record Date:    03/06/2015    Meeting Type:    Annual    Ticker:    HII

 

Shares Voted:   96,950          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Paul D. Miller    Mgmt    For    For    For
1.2   Elect Director C. Michael Petters    Mgmt    For    For    For
1.3   Elect Director Karl M. von der Heyden    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For

LGI Homes, Inc.

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    50187T106
Record Date:    03/02/2015    Meeting Type:    Annual    Ticker:    LGIH

 

Shares Voted:   159,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Ryan Edone    Mgmt    For    For    For
1.2   Elect Director Duncan Gage    Mgmt    For    For    For
1.3   Elect Director Eric Lipar    Mgmt    For    For    For
1.4   Elect Director Bryan Sansbury    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

LGI Homes, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.5   Elect Director Steven Smith    Mgmt    For    For    For
1.6   Elect Director Robert Vahradian    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Approve Conversion of Securities    Mgmt    For    Refer    For

Vascular Solutions, Inc.

 

Meeting Date:    05/01/2015    Country:    USA    Primary Security ID:    92231M109
Record Date:    03/09/2015    Meeting Type:    Annual    Ticker:    VASC

 

Shares Voted:   169,421          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Martin Emerson    Mgmt    For    For    For
1.2   Elect Director John Erb    Mgmt    For    For    For
1.3   Elect Director Richard Kramp    Mgmt    For    For    For
1.4   Elect Director Richard Nigon    Mgmt    For    For    For
1.5   Elect Director Paul O’Connell    Mgmt    For    For    For
1.6   Elect Director Howard Root    Mgmt    For    For    For
1.7   Elect Director Jorge Saucedo    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
3   Ratify Baker Tilly Virchow Krause, LLP as Auditors    Mgmt    For    For    For

Textura Corporation

 

Meeting Date:    05/04/2015    Country:    USA    Primary Security ID:    883211104
Record Date:    03/10/2015    Meeting Type:    Annual    Ticker:    TXTR

 

Shares Voted:   192,060          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Gregory J. Besio    Mgmt    For    Refer    For
1.2   Elect Director Matthew J. Botica    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

Textura Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director David G. Patterson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Insys Therapeutics, Inc.

 

Meeting Date:    05/05/2015    Country:    USA    Primary Security ID:    45824V209
Record Date:    04/07/2015    Meeting Type:    Annual    Ticker:    INSY

 

Shares Voted:   142,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michael Babich    Mgmt    For    Refer    Withhold
1.2   Elect Director Pierre Lapalme    Mgmt    For    Refer    Withhold
2   Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For

LifeLock, Inc.

 

Meeting Date:    05/05/2015    Country:    USA    Primary Security ID:    53224V100
Record Date:    03/19/2015    Meeting Type:    Annual    Ticker:    LOCK

 

Shares Voted:   577,730          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Gary S. Briggs    Mgmt    For    For    For
1.2   Elect Director Roy A. Guthrie    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Paycom Software, Inc.

 

Meeting Date:    05/05/2015    Country:    USA    Primary Security ID:    70432V102
Record Date:    03/17/2015    Meeting Type:    Annual    Ticker:    PAYC

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

Paycom Software, Inc.

 

Shares Voted:   165,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert J. Levenson    Mgmt    For    Refer    Withhold
1.2   Elect Director Frederick C. Peters, II    Mgmt    For    For    For
2   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    Against
4   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For

WageWorks, Inc.

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    930427109
Record Date:    03/09/2015    Meeting Type:    Annual    Ticker:    WAGE

 

Shares Voted:   145,120          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Thomas A. Bevilacqua    Mgmt    For    For    For
1.2   Elect Director Bruce G. Bodaken    Mgmt    For    For    For
1.3   Elect Director Joseph L. Jackson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    One Year    One Year
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

LDR Holding Corporation

 

Meeting Date:    05/07/2015    Country:    USA    Primary Security ID:    50185U105
Record Date:    03/10/2015    Meeting Type:    Annual    Ticker:    LDRH

 

Shares Voted:   151,520          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kevin M. Lalande    Mgmt    For    For    For
1.2   Elect Director Stefan Widensohler    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

LDR Holding Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

REVANCE THERAPEUTICS, INC.

 

Meeting Date:    05/07/2015    Country:    USA    Primary Security ID:    761330109
Record Date:    03/11/2015    Meeting Type:    Annual    Ticker:    RVNC

 

Shares Voted:   119,050          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Phyllis Gardner    Mgmt    For    Refer    Withhold
1.2   Elect Director James Glasheen    Mgmt    For    Refer    Withhold
1.3   Elect Director Angus C. Russell    Mgmt    For    Refer    Withhold
1.4   Elect Director Philip J. Vickers    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopersLLP as Auditors    Mgmt    For    For    For

Barnes Group Inc.

 

Meeting Date:    05/08/2015    Country:    USA    Primary Security ID:    067806109
Record Date:    03/10/2015    Meeting Type:    Annual    Ticker:    B

 

Shares Voted:   143,330          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Thomas O. Barnes    Mgmt    For    For    For
1.2   Elect Director Gary G. Benanav    Mgmt    For    For    For
1.3   Elect Director William S. Bristow, Jr.    Mgmt    For    For    For
1.4   Elect Director Patrick J. Dempsey    Mgmt    For    For    For
1.5   Elect Director Mylle H. Mangum    Mgmt    For    For    For
1.6   Elect Director Hassell H. McClellan    Mgmt    For    For    For
1.7   Elect Director JoAnna L. Sohovich    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

Barnes Group Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Swift Transportation Company

 

Meeting Date:    05/08/2015    Country:    USA    Primary Security ID:    87074U101
Record Date:    03/18/2015    Meeting Type:    Annual    Ticker:    SWFT

 

Shares Voted:   110,970          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jerry Moyes    Mgmt    For    For    For
1.2   Elect Director Richard H. Dozer    Mgmt    For    Refer    For
1.3   Elect Director David Vander Ploeg    Mgmt    For    Refer    For
1.4   Elect Director Glenn Brown    Mgmt    For    Refer    For
1.5   Elect Director Jose A. Cardenas    Mgmt    For    Refer    For
1.6   Elect Director William F. Riley III    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For

Synchronoss Technologies, Inc.

 

Meeting Date:    05/11/2015    Country:    USA    Primary Security ID:    87157B103
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    SNCR

 

Shares Voted:   205,870          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director William J. Cadogan    Mgmt    For    For    For
1.2   Elect Director Stephen G. Waldis    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

Synchronoss Technologies, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

ExamWorks Group, Inc.

 

Meeting Date:    05/12/2015    Country:    USA    Primary Security ID:    30066A105
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    EXAM

 

Shares Voted:   305,820          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Peter B. Bach    Mgmt    For    For    For
1.2   Elect Director Peter M. Graham    Mgmt    For    For    For
1.3   Elect Director William A. Shutzer    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Nutrisystem, Inc.

 

Meeting Date:    05/12/2015    Country:    USA    Primary Security ID:    67069D108
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    NTRI

 

Shares Voted:   230,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert F. Bernstock    Mgmt    For    For    For
1.2   Elect Director Paul Guyardo    Mgmt    For    For    For
1.3   Elect Director Michael J. Hagan    Mgmt    For    For    For
1.4   Elect Director Jay Herratti    Mgmt    For    For    For
1.5   Elect Director Brian P. Tierney    Mgmt    For    For    For
1.6   Elect Director Andrea M. Weiss    Mgmt    For    For    For
1.7   Elect Director Stephen T. Zarrilli    Mgmt    For    For    For
1.8   Elect Director Dawn M. Zier    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

Nutrisystem, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Tyler Technologies, Inc.

 

Meeting Date:    05/12/2015    Country:    USA    Primary Security ID:    902252105
Record Date:    03/20/2015    Meeting Type:    Annual    Ticker:    TYL

 

Shares Voted:   84,750          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Donald R. Brattain    Mgmt    For    For    For
1.2   Elect Director Glenn A. Carter    Mgmt    For    For    For
1.3   Elect Director Brenda A. Cline    Mgmt    For    For    For
1.4   Elect Director J. Luther King, Jr.    Mgmt    For    For    For
1.5   Elect Director John S. Marr, Jr.    Mgmt    For    For    For
1.6   Elect Director Dustin R. Womble    Mgmt    For    For    For
1.7   Elect Director John M. Yeaman    Mgmt    For    For    For
2   Amend Stock Option Plan    Mgmt    For    Refer    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Require a Majority Vote for the Election of Directors    SH    Against    For    For

Align Technology, Inc.

 

Meeting Date:    05/13/2015    Country:    USA    Primary Security ID:    016255101
Record Date:    03/18/2015    Meeting Type:    Annual    Ticker:    ALGN

 

Shares Voted:   108,280          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Joseph Lacob    Mgmt    For    For    For
1.2   Elect Director C. Raymond Larkin, Jr.    Mgmt    For    For    For
1.3   Elect Director George J. Morrow    Mgmt    For    For    For
1.4   Elect Director David C. Nagel    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

Align Technology, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.5   Elect Director Thomas M. Prescott    Mgmt    For    For    For
1.6   Elect Director Andrea L. Saia    Mgmt    For    For    For
1.7   Elect Director Greg J. Santora    Mgmt    For    For    For
1.8   Elect Director Warren S. Thaler    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Targa Resources Corp.

 

Meeting Date:    05/18/2015    Country:    USA    Primary Security ID:    87612G101
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    TRGP

 

Shares Voted:   92,740          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Joe Bob Perkins    Mgmt    For    For    For
1.2   Elect Director Ershel C. Redd, Jr.    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Report on Methane Emissions Management and Reduction Targets    SH    Against    Refer    Against

The Ultimate Software Group, Inc.

 

Meeting Date:    05/18/2015    Country:    USA    Primary Security ID:    90385D107
Record Date:    03/24/2015    Meeting Type:    Annual    Ticker:    ULTI

 

Shares Voted:   40,010          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Marc D. Scherr    Mgmt    For    For    For
1b   Elect Director Rick A. Wilber    Mgmt    For    For    For
1c   Elect Director James A. FitzPatrick, Jr.    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

The Ultimate Software Group, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Rush Enterprises, Inc.

 

Meeting Date:    05/19/2015    Country:    USA    Primary Security ID:    781846209
Record Date:    04/01/2015    Meeting Type:    Annual    Ticker:    RUSHA

 

Shares Voted:   203,650          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director W.M. ‘Rusty’ Rush    Mgmt    For    For    For
1.2   Elect Director W. Marvin Rush    Mgmt    For    For    For
1.3   Elect Director Harold D. Marshall    Mgmt    For    For    For
1.4   Elect Director Thomas A. Akin    Mgmt    For    For    For
1.5   Elect Director James C. Underwood    Mgmt    For    For    For
1.6   Elect Director Raymond J. Chess    Mgmt    For    For    For
1.7   Elect Director William H. Cary    Mgmt    For    For    For
1.8   Elect Director Kennon H. Guglielmo    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For

Texas Capital Bancshares, Inc.

 

Meeting Date:    05/19/2015    Country:    USA    Primary Security ID:    88224Q107
Record Date:    03/30/2015    Meeting Type:    Annual    Ticker:    TCBI

 

Shares Voted:   136,150          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director C. Keith Cargill    Mgmt    For    For    For
1.2   Elect Director Peter B. Bartholow    Mgmt    For    For    For
1.3   Elect Director James H. Browning    Mgmt    For    For    For
1.4   Elect Director Preston M. Geren, III    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

Texas Capital Bancshares, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.5   Elect Director Frederick B. Hegi, Jr.    Mgmt    For    For    For
1.6   Elect Director Larry L. Helm    Mgmt    For    For    For
1.7   Elect Director Charles S. Hyle    Mgmt    For    For    For
1.8   Elect Director William W. McAllister, III    Mgmt    For    For    For
1.9   Elect Director Elysia Holt Ragusa    Mgmt    For    For    For
1.10   Elect Director Steven P. Rosenberg    Mgmt    For    For    For
1.11   Elect Director Robert W. Stallings    Mgmt    For    For    For
1.12   Elect Director Dale W. Tremblay    Mgmt    For    For    For
1.13   Elect Director Ian J. Turpin    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

AtriCure, Inc.

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    04963C209
Record Date:    04/01/2015    Meeting Type:    Annual    Ticker:    ATRC

 

Shares Voted:   255,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michael H. Carrel    Mgmt    For    For    For
1.2   Elect Director Mark A. Collar    Mgmt    For    For    For
1.3   Elect Director Scott W. Drake    Mgmt    For    For    For
1.4   Elect Director Michael D. Hooven    Mgmt    For    For    For
1.5   Elect Director Richard M. Johnston    Mgmt    For    For    For
1.6   Elect Director Elizabeth D. Krell    Mgmt    For    For    For
1.7   Elect Director Mark R. Lanning    Mgmt    For    For    For
1.8   Elect Director Karen P. Robards    Mgmt    For    For    For
1.9   Elect Director Robert S. White    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

AtriCure, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Demandware, Inc.

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    24802Y105
Record Date:    03/24/2015    Meeting Type:    Annual    Ticker:    DWRE

 

Shares Voted:   124,390          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lawrence S. Bohn    Mgmt    For    For    For
1.2   Elect Director Jill Granoff    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Acadia Healthcare Company, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    00404A109
Record Date:    03/27/2015    Meeting Type:    Annual    Ticker:    ACHC

 

Shares Voted:   132,780          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director E. Perot Bissell    Mgmt    For    For    For
1.2   Elect Director Hartley R. Rogers    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Atmel Corporation

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    049513104
Record Date:    03/26/2015    Meeting Type:    Annual    Ticker:    ATML

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

Atmel Corporation

 

Shares Voted:   556,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Steven Laub    Mgmt    For    For    For
1.2   Elect Director Tsung-Ching Wu    Mgmt    For    For    For
1.3   Elect Director David Sugishita    Mgmt    For    For    For
1.4   Elect Director Papken Der Torossian    Mgmt    For    For    For
1.5   Elect Director Jack L. Saltich    Mgmt    For    For    For
1.6   Elect Director Charles Carinalli    Mgmt    For    For    For
1.7   Elect Director Edward Ross    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Skechers U.S.A., Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    830566105
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    SKX

 

Shares Voted:   215,980          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert Greenberg    Mgmt    For    For    For
1.2   Elect Director Morton Erlich    Mgmt    For    Refer    For
1.3   Elect Director Thomas Walsh    Mgmt    For    For    For
2   Report on Plans to Increase Board Diversity    SH    Against    Refer    Against

DexCom, Inc.

 

Meeting Date:    05/28/2015    Country:    USA    Primary Security ID:    252131107
Record Date:    04/02/2015    Meeting Type:    Annual    Ticker:    DXCM

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

DexCom, Inc.

 

Shares Voted:   159,940          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Terrance H. Gregg    Mgmt    For    For    For
1b   Elect Director Kevin Sayer    Mgmt    For    For    For
1c   Elect Director Nicholas Augustinos    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Gentherm Incorporated

 

Meeting Date:    05/28/2015    Country:    USA    Primary Security ID:    37253A103
Record Date:    04/13/2015    Meeting Type:    Annual    Ticker:    THRM

 

Shares Voted:   154,250          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Lewis Booth    Mgmt    For    For    For
1.2   Elect Director Francois J. Castaing    Mgmt    For    For    For
1.3   Elect Director Daniel R. Coker    Mgmt    For    For    For
1.4   Elect Director Sophie Desormiere    Mgmt    For    For    For
1.5   Elect Director Maurice E.P. Gunderson    Mgmt    For    For    For
1.6   Elect Director Oscar B. Marx, III    Mgmt    For    For    For
1.7   Elect Director Carlos E. Mazzorin    Mgmt    For    For    For
1.8   Elect Director Franz Scherer    Mgmt    For    For    For
1.9   Elect Director Byron T. Shaw, II    Mgmt    For    For    For
2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Eliminate Cumulative Voting    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

Red Robin Gourmet Burgers, Inc.

 

Meeting Date:    05/28/2015    Country:    USA    Primary Security ID:    75689M101
Record Date:    03/30/2015    Meeting Type:    Annual    Ticker:    RRGB

 

Shares Voted:   54,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Robert B. Aiken    Mgmt    For    For    For
1b   Elect Director Stephen E. Carley    Mgmt    For    For    For
1c   Elect Director Cambria W. Dunaway    Mgmt    For    For    For
1d   Elect Director Lloyd L. Hill    Mgmt    For    For    For
1e   Elect Director Richard J. Howell    Mgmt    For    For    For
1f   Elect Director Glenn B. Kaufman    Mgmt    For    For    For
1g   Elect Director Pattye L. Moore    Mgmt    For    For    For
1h   Elect Director Stuart I. Oran    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

TravelCenters of America LLC

 

Meeting Date:    05/28/2015    Country:    USA    Primary Security ID:    894174101
Record Date:    02/11/2015    Meeting Type:    Annual    Ticker:    TA

 

Shares Voted:   262,280          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Barbara D. Gilmore    Mgmt    For    For    For
1.2   Elect Director Thomas M. O’Brien    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    Against
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify McGladrey LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

Zumiez Inc.

 

Meeting Date:    05/28/2015    Country:    USA    Primary Security ID:    989817101
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    ZUMZ

 

Shares Voted:   119,040          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Richard M. Brooks    Mgmt    For    For    Against
1b   Elect Director James M. Weber    Mgmt    For    Refer    Against
1c   Elect Director Matthew L. Hyde    Mgmt    For    For    Against
2   Ratify Moss Adams LLP as Auditors    Mgmt    For    For    For

PRA GROUP, INC.

 

Meeting Date:    05/29/2015    Country:    USA    Primary Security ID:    69354N106
Record Date:    04/04/2015    Meeting Type:    Annual    Ticker:    PRAA

 

Shares Voted:   251,410          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Steven D. Fredrickson    Mgmt    For    For    Withhold
1.2   Elect Director Penelope W. Kyle    Mgmt    For    For    Withhold
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

IMAX Corporation

 

Meeting Date:    06/01/2015    Country:    Canada    Primary Security ID:    45245E109
Record Date:    04/07/2015    Meeting Type:    Annual    Ticker:    IMAX

 

Shares Voted:   132,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Neil S. Braun    Mgmt    For    For    For
1.2   Elect Director Eric A. Demirian    Mgmt    For    For    For
1.3   Elect Director Richard L. Gelfond    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

IMAX Corporation

 

Proposal Number   Proposal Text    Proponent    Mgmt Rec   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director David W. Leebron    Mgmt    For    For    For
1.5   Elect Director Michael Lynne    Mgmt    For    For    For
1.6   Elect Director Michael MacMillan    Mgmt    For    For    For
1.7   Elect Director I. Martin Pompadur    Mgmt    For    For    For
1.8   Elect Director Darren D. Throop    Mgmt    For    For    For
1.9   Elect Director Bradley J. Wechsler    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against

IPG Photonics Corporation

 

Meeting Date:    06/02/2015    Country:    USA    Primary Security ID:    44980X109
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    IPGP

 

Shares Voted:   97,860          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Valentin P. Gapontsev    Mgmt    For    For    For
1.2   Elect Director Eugene Scherbakov    Mgmt    For    For    For
1.3   Elect Director Igor Samartsev    Mgmt    For    For    For
1.4   Elect Director Michael C. Child    Mgmt    For    For    For
1.5   Elect Director Henry E. Gauthier    Mgmt    For    For    For
1.6   Elect Director William S. Hurley    Mgmt    For    For    For
1.7   Elect Director Eric Meurice    Mgmt    For    For    For
1.8   Elect Director John R. Peeler    Mgmt    For    For    For
1.9   Elect Director Thomas J. Seifert    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

KYTHERA Biopharmaceuticals, Inc.

 

Meeting Date:    06/02/2015    Country:    USA    Primary Security ID:    501570105
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    KYTH

 

Shares Voted:   75,425          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Keith R. Leonard, Jr.    Mgmt    For    For    For
1.2   Elect Director Hollings C. Renton, III    Mgmt    For    For    For
1.3   Elect Director Camille Samuels    Mgmt    For    For    For
2   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Ambarella, Inc.

 

Meeting Date:    06/04/2015    Country:    Cayman Islands    Primary Security ID:    G037AX101
Record Date:    04/08/2015    Meeting Type:    Annual    Ticker:    AMBA

 

Shares Voted:   71,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Christopher B. Paisley    Mgmt    For    For    For
1.2   Elect Director Andrew W. Verhalen    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Surgical Care Affiliates, Inc.

 

Meeting Date:    06/04/2015    Country:    USA    Primary Security ID:    86881L106
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    SCAI

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

Surgical Care Affiliates, Inc.

 

Shares Voted:   127,540          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Thomas C. Geiser    Mgmt    For    Refer    Against
1.2   Elect Director Curtis S. Lane    Mgmt    For    Refer    Against
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Ruckus Wireless, Inc.

 

Meeting Date:    06/10/2015    Country:    USA    Primary Security ID:    781220108
Record Date:    04/13/2015    Meeting Type:    Annual    Ticker:    RKUS

 

Shares Voted:   460,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Selina Y. Lo    Mgmt    For    For    For
1.2   Elect Director Stewart Grierson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

CARROLS RESTAURANT GROUP, INC.

 

Meeting Date:    06/11/2015    Country:    USA    Primary Security ID:    14574X104
Record Date:    04/16/2015    Meeting Type:    Annual    Ticker:    TAST

 

Shares Voted:   173,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David S. Harris    Mgmt    For    For    For
1.2   Elect Director Manuel A. Garcia, III    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

Moelis & Company

 

Meeting Date:    06/12/2015    Country:    USA    Primary Security ID:    60786M105
Record Date:    04/21/2015    Meeting Type:    Annual    Ticker:    MC

 

Shares Voted:   125,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kenneth Moelis    Mgmt    For    Refer    Withhold
1.2   Elect Director Eric Cantor    Mgmt    For    Refer    Withhold
1.3   Elect Director J. Richard Leaman, III    Mgmt    For    Refer    Withhold
1.4   Elect Director Navid Mahmoodzadegan    Mgmt    For    Refer    Withhold
1.5   Elect Director Jeffrey Raich    Mgmt    For    Refer    Withhold
1.6   Elect Director Stephen F. Bollenbach    Mgmt    For    For    For
1.7   Elect Director Yvonne Greenstreet    Mgmt    For    For    For
1.8   Elect Director Kenneth L. Shropshire    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

THE SPECTRANETICS CORPORATION

 

Meeting Date:    06/12/2015    Country:    USA    Primary Security ID:    84760C107
Record Date:    04/16/2015    Meeting Type:    Annual    Ticker:    SPNC

 

Shares Voted:   228,750          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director R. John Fletcher    Mgmt    For    For    For
1.2   Elect Director B. Kristine Johnson    Mgmt    For    For    For
1.3   Elect Director Todd C. Schermerhorn    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Kornit Digital Ltd.

 

Meeting Date:    06/15/2015    Country:    Israel    Primary Security ID:    M6372Q113
Record Date:    05/12/2015    Meeting Type:    Special    Ticker:    KRNT

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

Kornit Digital Ltd.

 

Shares Voted:   68,251          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Ratify Election of Lauri Hanover as External Director For a Three Year Term    Mgmt    For    For    For
1.2   Ratify Election of Jerry Mandel as External Director For a Three Year Term    Mgmt    For    For    For
2   Transact Other Business (Non-Voting)    Mgmt         
A   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    Against

K2M Group Holdings, Inc.

 

Meeting Date:    06/16/2015    Country:    USA    Primary Security ID:    48273J107
Record Date:    04/20/2015    Meeting Type:    Annual    Ticker:    KTWO

 

Shares Voted:   300,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Paul B. Queally    Mgmt    For    For    For
1.2   Elect Director Raymond A. Ranelli    Mgmt    For    For    For
1.3   Elect Director Eric D. Major    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Krispy Kreme Doughnuts, Inc.

 

Meeting Date:    06/17/2015    Country:    USA    Primary Security ID:    501014104
Record Date:    04/17/2015    Meeting Type:    Annual    Ticker:    KKD

 

Shares Voted:   274,830          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Tim E. Bentsen    Mgmt    For    For    For
1.2   Elect Director Carl E. Lee, Jr.    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

Krispy Kreme Doughnuts, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director James H. Morgan    Mgmt    For    For    For
1.4   Elect Director Andrew J. Schindler    Mgmt    For    For    For
1.5   Elect Director Tony Thompson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Repeal Securities Transfer Restrictions    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Universal Display Corporation

 

Meeting Date:    06/18/2015    Country:    USA    Primary Security ID:    91347P105
Record Date:    04/08/2015    Meeting Type:    Annual    Ticker:    OLED

 

Shares Voted:   69,410          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Steven V. Abramson    Mgmt    For    For    For
1b   Elect Director Leonard Becker    Mgmt    For    For    For
1c   Elect Director Richard C. Elias    Mgmt    For    For    For
1d   Elect Director Elizabeth H. Gemmill    Mgmt    For    For    For
1e   Elect Director Rosemarie B. Greco    Mgmt    For    For    For
1f   Elect Director C. Keith Hartley    Mgmt    For    For    For
1g   Elect Director Lawrence Lacerte    Mgmt    For    For    For
1h   Elect Director Sidney D. Rosenblatt    Mgmt    For    For    For
1i   Elect Director Sherwin I. Seligsohn    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

ZS Pharma, Inc.

 

Meeting Date:    06/18/2015    Country:    USA    Primary Security ID:    98979G105
Record Date:    04/30/2015    Meeting Type:    Annual    Ticker:    ZSPH

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 97 Ivy Funds VIP Small Cap Growth

 

ZS Pharma, Inc.

 

Shares Voted:   214,190          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Martin Babler    Mgmt    For    For    For
1.2   Elect Director Kim Popovits    Mgmt    For    For    For
2   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3   Ratify Ernst & Young, LLP as Auditors    Mgmt    For    For    For

Apogee Enterprises, Inc.

 

Meeting Date:    06/25/2015    Country:    USA    Primary Security ID:    037598109
Record Date:    05/04/2015    Meeting Type:    Annual    Ticker:    APOG

 

Shares Voted:   269,750          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Bernard P. Aldrich    Mgmt    For    For    For
1.2   Elect Director John T. Manning    Mgmt    For    For    For
1.3   Elect Director Joseph F. Puishys    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

IVY FUNDS VIP SMALL CAP VALUE

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

Foster Wheeler AG

 

Meeting Date:    07/10/2014    Country:    Switzerland    Primary Security ID:    H27178104
Record Date:    06/10/2014    Meeting Type:    Special    Ticker:    FWLT

 

Shares Voted:   99,400          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Tarun Bafna    Mgmt    For    For    For
1.2   Elect Director Samir Y. Brikho    Mgmt    For    For    For
1.3   Elect Director Ian P. McHoul    Mgmt    For    For    For
2   Elect Ian P. McHoul as Board Chairman    Mgmt    For    For    For
3.1   Elect Tarun Bafna to Compensation and Executive Development Committee    Mgmt    For    For    For
3.2   Elect Samir Y. Brikho to Compensation and Executive Development Committee    Mgmt    For    For    For
3.3   Elect Ian P. McHoul to Compensation and Executive Development Committee    Mgmt    For    For    For
4   Amend Articles    Mgmt    For    Refer    For
5   Additional and/or Counter-proposals Presented At the Meeting    Mgmt    For    Against    Against

Triumph Group, Inc.

 

Meeting Date:    07/18/2014    Country:    USA    Primary Security ID:    896818101
Record Date:    05/22/2014    Meeting Type:    Annual    Ticker:    TGI

 

Shares Voted:   42,600          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Paul Bourgon    Mgmt    For    For    For
1.2   Elect Director John G. Drosdick    Mgmt    For    For    For
1.3   Elect Director Ralph E. Eberhart    Mgmt    For    For    For
1.4   Elect Director Jeffry D. Frisby    Mgmt    For    For    For
1.5   Elect Director Richard C. Gozon    Mgmt    For    For    For
1.6   Elect Director Richard C. Ill    Mgmt    For    For    For
1.7   Elect Director William L. Mansfield    Mgmt    For    For    For
1.8   Elect Director Adam J. Palmer    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Triumph Group, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.9   Elect Director Joseph M. Silvestri    Mgmt    For    For    For
1.10   Elect Director George Simpson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

CoreLogic, Inc.

 

Meeting Date:    07/29/2014    Country:    USA    Primary Security ID:    21871D103
Record Date:    06/02/2014    Meeting Type:    Annual    Ticker:    CLGX

 

Shares Voted:   97,000          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director J. David Chatham    Mgmt    For    For    For
1.2   Elect Director Douglas C. Curling    Mgmt    For    For    For
1.3   Elect Director John C. Dorman    Mgmt    For    For    For
1.4   Elect Director Paul F. Folino    Mgmt    For    For    For
1.5   Elect Director Anand K. Nallathambi    Mgmt    For    For    For
1.6   Elect Director Thomas C. O’Brien    Mgmt    For    For    For
1.7   Elect Director Jaynie Miller Studenmund    Mgmt    For    For    For
1.8   Elect Director David F. Walker    Mgmt    For    For    For
1.9   Elect Director Mary Lee Widener    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For

The Scotts Miracle-Gro Company

 

Meeting Date:    01/29/2015    Country:    USA    Primary Security ID:    810186106
Record Date:    12/03/2014    Meeting Type:    Annual    Ticker:    SMG

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

The Scotts Miracle-Gro Company

 

Shares Voted:   219,031          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michelle A. Johnson    Mgmt    For    For    For
1.2   Elect Director Thomas N. Kelly, Jr.    Mgmt    For    For    For
1.3   Elect Director John R. Vines    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Fidelity & Guaranty Life

 

Meeting Date:    02/11/2015    Country:    USA    Primary Security ID:    315785105
Record Date:    12/15/2014    Meeting Type:    Annual    Ticker:    FGL

 

Shares Voted:   170,213          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director James M. Benson    Mgmt    For    For    For
1.2   Elect Director Kostas Cheliotis    Mgmt    For    For    For
1.3   Elect Director Phillip J. Gass    Mgmt    For    For    For
1.4   Elect Director Kevin J. Gregson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    One Year    One Year
5   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Atlas Pipeline Partners, L.P.

 

Meeting Date:    02/20/2015    Country:    USA    Primary Security ID:    049392103
Record Date:    01/22/2015    Meeting Type:    Special    Ticker:    APL

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Atlas Pipeline Partners, L.P.

 

Shares Voted:   163,700          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    Against

NCI Building Systems, Inc.

 

Meeting Date:    02/24/2015    Country:    USA    Primary Security ID:    628852204
Record Date:    01/13/2015    Meeting Type:    Annual    Ticker:    NCS

 

Shares Voted:   86,300          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director James G. Berges    Mgmt    For    For    For
1.2   Elect Director Lawrence J. Kremer    Mgmt    For    For    For
1.3   Elect Director John J. Holland    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Spansion Inc.

 

Meeting Date:    03/12/2015    Country:    USA    Primary Security ID:    84649R200
Record Date:    02/05/2015    Meeting Type:    Special    Ticker:    CODE

 

Shares Voted:   161,400          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For

Cytec Industries Inc.

 

Meeting Date:    04/16/2015    Country:    USA    Primary Security ID:    232820100
Record Date:    02/20/2015    Meeting Type:    Annual    Ticker:    CYT

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Cytec Industries Inc.

 

Shares Voted:   108,700          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director David P. Hess    Mgmt    For    For    For
1b   Elect Director Barry C. Johnson    Mgmt    For    For    For
1c   Elect Director Carol P. Lowe    Mgmt    For    For    For
1d   Elect Director Thomas W. Rabaut    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Avery Dennison Corporation

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    053611109
Record Date:    02/23/2015    Meeting Type:    Annual    Ticker:    AVY

 

Shares Voted:   88,600          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Bradley A. Alford    Mgmt    For    For    For
1b   Elect Director Anthony K. Anderson    Mgmt    For    For    For
1c   Elect Director Peter K. Barker    Mgmt    For    For    For
1d   Elect Director Ken C. Hicks    Mgmt    For    For    For
1e   Elect Director David E. I. Pyott    Mgmt    For    For    For
1f   Elect Director Dean A. Scarborough    Mgmt    For    For    For
1g   Elect Director Patrick T. Siewert    Mgmt    For    For    For
1h   Elect Director Julia A. Stewart    Mgmt    For    For    For
1i   Elect Director Martha N. Sullivan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Greenhill & Co., Inc.

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    395259104
Record Date:    03/02/2015    Meeting Type:    Annual    Ticker:    GHL

 

Shares Voted:   101,200          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert F. Greenhill    Mgmt    For    For    For
1.2   Elect Director Scott L. Bok    Mgmt    For    For    For
1.3   Elect Director Robert T. Blakely    Mgmt    For    Refer    Withhold
1.4   Elect Director Steven F. Goldstone    Mgmt    For    Refer    Withhold
1.5   Elect Director Stephen L. Key    Mgmt    For    Refer    Withhold
1.6   Elect Director Karen P. Robards    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against

Matson, Inc.

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    57686G105
Record Date:    02/17/2015    Meeting Type:    Annual    Ticker:    MATX

 

Shares Voted:   326,329          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director W. Blake Baird    Mgmt    For    For    For
1.2   Elect Director Michael J. Chun    Mgmt    For    For    For
1.3   Elect Director Matthew J. Cox    Mgmt    For    For    For
1.4   Elect Director Walter A. Dods, Jr.    Mgmt    For    For    For
1.5   Elect Director Thomas B. Fargo    Mgmt    For    For    For
1.6   Elect Director Constance H. Lau    Mgmt    For    For    For
1.7   Elect Director Jeffrey N. Watanabe    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Matson, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

SVB Financial Group

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    78486Q101
Record Date:    02/24/2015    Meeting Type:    Annual    Ticker:    SIVB

 

Shares Voted:   72,100          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Greg W. Becker    Mgmt    For    For    For
1.2   Elect Director Eric A. Benhamou    Mgmt    For    For    For
1.3   Elect Director David M. Clapper    Mgmt    For    For    For
1.4   Elect Director Roger F. Dunbar    Mgmt    For    For    For
1.5   Elect Director Joel P. Friedman    Mgmt    For    For    For
1.6   Elect Director C. Richard Kramlich    Mgmt    For    For    For
1.7   Elect Director Lata Krishnan    Mgmt    For    For    For
1.8   Elect Director Jeffrey N. Maggioncalda    Mgmt    For    For    For
1.9   Elect Director Kate D. Mitchell    Mgmt    For    For    For
1.10   Elect Director John F. Robinson    Mgmt    For    For    For
1.11   Elect Director Garen K. Staglin    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Synovus Financial Corp.

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    87161C501
Record Date:    02/12/2015    Meeting Type:    Annual    Ticker:    SNV

 

Shares Voted:   217,157          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1A   Elect Director Catherine A. Allen    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Synovus Financial Corp.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1B   Elect Director Tim E. Bentsen    Mgmt    For    For    For
1C   Elect Director Stephen T. Butler    Mgmt    For    For    For
1D   Elect Director Elizabeth W. Camp    Mgmt    For    For    For
1E   Elect Director T. Michael Goodrich    Mgmt    For    For    For
1F   Elect Director V. Nathaniel Hansford    Mgmt    For    For    For
1G   Elect Director Jerry W. Nix    Mgmt    For    For    For
1H   Elect Director Harris Pastides    Mgmt    For    For    For
1I   Elect Director Joseph J. Prochaska, Jr.    Mgmt    For    For    For
1J   Elect Director Kessel D. Stelling    Mgmt    For    For    For
1K   Elect Director Melvin T. Stith    Mgmt    For    For    For
1L   Elect Director Barry L. Storey    Mgmt    For    For    For
1M   Elect Director Philip W. Tomlinson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Webster Financial Corporation

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    947890109
Record Date:    02/23/2015    Meeting Type:    Annual    Ticker:    WBS

 

Shares Voted:   188,900          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director William L. Atwell    Mgmt    For    For    For
1b   Elect Director Joel S. Becker    Mgmt    For    For    For
1c   Elect Director John J. Crawford    Mgmt    For    For    For
1d   Elect Director Robert A. Finkenzeller    Mgmt    For    For    For
1e   Elect Director Elizabeth E. Flynn    Mgmt    For    For    For
1f   Elect Director C. Michael Jacobi    Mgmt    For    For    For
1g   Elect Director Laurence C. Morse    Mgmt    For    For    For
1h   Elect Director Karen R. Osar    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Webster Financial Corporation

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1i   Elect Director Mark Pettie    Mgmt    For    For    For
1j   Elect Director Charles W. Shivery    Mgmt    For    For    For
1k   Elect Director James C. Smith    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

First Horizon National Corporation

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    320517105
Record Date:    02/27/2015    Meeting Type:    Annual    Ticker:    FHN

 

Shares Voted:   630,873          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert B. Carter    Mgmt    For    For    For
1.2   Elect Director John C. Compton    Mgmt    For    For    For
1.3   Elect Director Mark A. Emkes    Mgmt    For    For    For
1.4   Elect Director Corydon J. Gilchrist    Mgmt    For    For    For
1.5   Elect Director Vicky B. Gregg    Mgmt    For    For    For
1.6   Elect Director D. Bryan Jordan    Mgmt    For    For    For
1.7   Elect Director R. Brad Martin    Mgmt    For    For    For
1.8   Elect Director Scott M. Niswonger    Mgmt    For    For    For
1.9   Elect Director Vicki R. Palmer    Mgmt    For    For    For
1.10   Elect Director Colin V. Reed    Mgmt    For    For    For
1.11   Elect Director Cecelia D. Stewart    Mgmt    For    For    For
1.12   Elect Director Luke Yancy, III    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Boise Cascade Company

 

Meeting Date:    04/29/2015    Country:    USA    Primary Security ID:    09739D100
Record Date:    03/02/2015    Meeting Type:    Annual    Ticker:    BCC

 

Shares Voted:   112,400          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Elect Director Richard H. Fleming    Mgmt    For    For    For
2   Elect Director Mack L. Hogans    Mgmt    For    For    For
3   Elect Director Christopher J. McGowan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Deluxe Corporation

 

Meeting Date:    04/29/2015    Country:    USA    Primary Security ID:    248019101
Record Date:    03/03/2015    Meeting Type:    Annual    Ticker:    DLX

 

Shares Voted:   59,900          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Ronald C. Baldwin    Mgmt    For    For    For
1.2   Elect Director Charles A. Haggerty    Mgmt    For    For    For
1.3   Elect Director C.E. Mayberry McKissack    Mgmt    For    For    For
1.4   Elect Director Don J. McGrath    Mgmt    For    For    For
1.5   Elect Director Neil J. Metviner    Mgmt    For    For    For
1.6   Elect Director Stephen P. Nachtsheim    Mgmt    For    For    For
1.7   Elect Director Mary Ann O’Dwyer    Mgmt    For    For    For
1.8   Elect Director Thomas J. Reddin    Mgmt    For    For    For
1.9   Elect Director Martyn R. Redgrave    Mgmt    For    For    For
1.10   Elect Director Lee J. Schram    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Halyard Health, Inc.

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    40650V100
Record Date:    03/06/2015    Meeting Type:    Annual    Ticker:    HYH

 

Shares Voted:   156,300          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Gary D. Blackford    Mgmt    For    For    For
1.2   Elect Director Patrick J. O’Leary    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

RLJ Lodging Trust

 

Meeting Date:    05/01/2015    Country:    USA    Primary Security ID:    74965L101
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    RLJ

 

Shares Voted:   70,800          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert L. Johnson    Mgmt    For    For    For
1.2   Elect Director Thomas J. Baltimore, Jr.    Mgmt    For    For    For
1.3   Elect Director Evan Bayh    Mgmt    For    For    For
1.4   Elect Director Nathaniel A. Davis    Mgmt    For    For    For
1.5   Elect Director Robert M. La Forgia    Mgmt    For    For    For
1.6   Elect Director Glenda G. McNeal    Mgmt    For    For    For
1.7   Elect Director Joseph Ryan    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Declaration of Trust    Mgmt    For    Refer    For
6   Amend Vote Requirements to Amend Bylaws    SH    Against    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Argo Group International Holdings, Ltd.

 

Meeting Date:    05/05/2015    Country:    Bermuda    Primary Security ID:    G0464B107
Record Date:    03/09/2015    Meeting Type:    Annual    Ticker:    AGII

 

Shares Voted:   106,320          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Hector De Leon    Mgmt    For    For    For
1.1b   Elect Director Mural R. Josephson    Mgmt    For    For    For
1.1c   Elect Director Gary V. Woods    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Delek US Holdings, Inc.

 

Meeting Date:    05/05/2015    Country:    USA    Primary Security ID:    246647101
Record Date:    03/12/2015    Meeting Type:    Annual    Ticker:    DK

 

Shares Voted:   95,800          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Erza Uzi Yemin    Mgmt    For    For    For
1.2   Elect Director William J. Finnerty    Mgmt    For    For    For
1.3   Elect Director Carlos E. Jorda    Mgmt    For    For    For
1.4   Elect Director Charles H. Leonard    Mgmt    For    For    For
1.5   Elect Director Shlomo Zohar    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Great Plains Energy Incorporated

 

Meeting Date:    05/05/2015    Country:    USA    Primary Security ID:    391164100
Record Date:    02/24/2015    Meeting Type:    Annual    Ticker:    GXP

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Great Plains Energy Incorporated

 

Shares Voted:   97,100          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Terry Bassham    Mgmt    For    For    For
1.2   Elect Director David L. Bodde    Mgmt    For    For    For
1.3   Elect Director Randall C. Ferguson, Jr.    Mgmt    For    For    For
1.4   Elect Director Gary D. Forsee    Mgmt    For    For    For
1.5   Elect Director Scott D. Grimes    Mgmt    For    For    For
1.6   Elect Director Thomas D. Hyde    Mgmt    For    For    For
1.7   Elect Director James A. Mitchell    Mgmt    For    For    For
1.8   Elect Director Ann D. Murtlow    Mgmt    For    For    For
1.9   Elect Director John J. Sherman    Mgmt    For    For    For
1.10   Elect Director Linda H. Talbott    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Adopt Quantitative Carbon Dioxide Reduction Goals    SH    Against    Refer    Against

Portland General Electric Company

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    736508847
Record Date:    03/03/2015    Meeting Type:    Annual    Ticker:    POR

 

Shares Voted:   47,000          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director John W. Ballantine    Mgmt    For    For    For
1b   Elect Director Rodney L. Brown, Jr.    Mgmt    For    For    For
1c   Elect Director Jack E. Davis    Mgmt    For    For    For
1d   Elect Director David A. Dietzler    Mgmt    For    For    For
1e   Elect Director Kirby A. Dyess    Mgmt    For    For    For
1f   Elect Director Mark B. Ganz    Mgmt    For    For    For
1g   Elect Director Kathryn J. Jackson    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Portland General Electric Company

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1h   Elect Director Neil J. Nelson    Mgmt    For    For    For
1i   Elect Director M. Lee Pelton    Mgmt    For    For    For
1j   Elect Director James J. Piro    Mgmt    For    For    For
1k   Elect Director Charles W. Shivery    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Corporate Office Properties Trust

 

Meeting Date:    05/07/2015    Country:    USA    Primary Security ID:    22002T108
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    OFC

 

Shares Voted:   144,700          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Thomas F. Brady    Mgmt    For    For    For
1b   Elect Director Robert L. Denton    Mgmt    For    For    For
1c   Elect Director Philip L. Hawkins    Mgmt    For    For    For
1d   Elect Director Elizabeth A. Hight    Mgmt    For    For    For
1e   Elect Director David M. Jacobstein    Mgmt    For    For    For
1f   Elect Director Steven D. Kesler    Mgmt    For    For    For
1g   Elect Director C. Taylor Pickett    Mgmt    For    For    For
1h   Elect Director Richard Szafranski    Mgmt    For    For    For
1i   Elect Director Roger A. Waesche, Jr.    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

HealthSouth Corporation

 

Meeting Date:    05/07/2015    Country:    USA    Primary Security ID:    421924309
Record Date:    03/10/2015    Meeting Type:    Annual    Ticker:    HLS

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

HealthSouth Corporation

 

Shares Voted:   148,600          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John W. Chidsey    Mgmt    For    For    For
1.2   Elect Director Donald L. Correll    Mgmt    For    For    For
1.3   Elect Director Yvonne M. Curl    Mgmt    For    For    For
1.4   Elect Director Charles M. Elson    Mgmt    For    For    For
1.5   Elect Director Jay Grinney    Mgmt    For    For    For
1.6   Elect Director Joan E. Herman    Mgmt    For    For    For
1.7   Elect Director Leo I. Higdon, Jr.    Mgmt    For    For    For
1.8   Elect Director Leslye G. Katz    Mgmt    For    For    For
1.9   Elect Director John E. Maupin, Jr.    Mgmt    For    For    For
1.10   Elect Director L. Edward Shaw, Jr.    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    Against
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Helix Energy Solutions Group, Inc.

 

Meeting Date:    05/07/2015    Country:    USA    Primary Security ID:    42330P107
Record Date:    03/09/2015    Meeting Type:    Annual    Ticker:    HLX

 

Shares Voted:   19,000          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director T. William Porter    Mgmt    For    For    For
1.2   Elect Director Anthony Tripodo    Mgmt    For    For    For
1.3   Elect Director James A. Watt    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

LaSalle Hotel Properties

 

Meeting Date:    05/07/2015    Country:    USA    Primary Security ID:    517942108
Record Date:    02/20/2015    Meeting Type:    Annual    Ticker:    LHO

 

Shares Voted:   79,400          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jeffrey T. Foland    Mgmt    For    For    For
1.2   Elect Director Darryl Hartley-Leonard    Mgmt    For    For    For
1.3   Elect Director William S. McCalmont    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Southwest Gas Corporation

 

Meeting Date:    05/07/2015    Country:    USA    Primary Security ID:    844895102
Record Date:    03/10/2015    Meeting Type:    Annual    Ticker:    SWX

 

Shares Voted:   64,576          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert L. Boughner    Mgmt    For    For    For
1.2   Elect Director Jose A. Cardenas    Mgmt    For    For    For
1.3   Elect Director Thomas E. Chestnut    Mgmt    For    For    For
1.4   Elect Director Stephen C. Comer    Mgmt    For    For    For
1.5   Elect Director LeRoy C. Hanneman, Jr.    Mgmt    For    For    For
1.6   Elect Director John P. Hester    Mgmt    For    For    For
1.7   Elect Director Anne L. Mariucci    Mgmt    For    For    For
1.8   Elect Director Michael J. Melarkey    Mgmt    For    For    For
1.9   Elect Director Jeffrey W. Shaw    Mgmt    For    For    For
1.10   Elect Director A. Randall Thoman    Mgmt    For    For    For
1.11   Elect Director Thomas A. Thomas    Mgmt    For    For    For
1.12   Elect Director Terrence ‘Terry’ L. Wright    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Southwest Gas Corporation

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

The Timken Company

 

Meeting Date:    05/07/2015    Country:    USA    Primary Security ID:    887389104
Record Date:    02/23/2015    Meeting Type:    Annual    Ticker:    TKR

 

Shares Voted:   104,300          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Maria A. Crowe    Mgmt    For    For    For
1.2   Elect Director Richard G. Kyle    Mgmt    For    For    For
1.3   Elect Director John A. Luke, Jr.    Mgmt    For    For    For
1.4   Elect Director Christopher L. Mapes    Mgmt    For    For    For
1.5   Elect Director Ajita G. Rajendra    Mgmt    For    For    For
1.6   Elect Director Joseph W. Ralston    Mgmt    For    For    For
1.7   Elect Director John P. Reilly    Mgmt    For    For    For
1.8   Elect Director Frank C. Sullivan    Mgmt    For    For    For
1.9   Elect Director John M. Timken, Jr.    Mgmt    For    For    For
1.10   Elect Director Ward J. Timken, Jr.    Mgmt    For    For    For
1.11   Elect Director Jacqueline F. Woods    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Marten Transport, Ltd.

 

Meeting Date:    05/12/2015    Country:    USA    Primary Security ID:    573075108
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    MRTN

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Marten Transport, Ltd.

 

Shares Voted:   104,850          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Randolph L. Marten    Mgmt    For    For    For
1.2   Elect Director Larry B. Hagness    Mgmt    For    For    For
1.3   Elect Director Thomas J. Winkel    Mgmt    For    For    For
1.4   Elect Director Jerry M. Bauer    Mgmt    For    For    For
1.5   Elect Director Robert L. Demorest    Mgmt    For    For    For
1.6   Elect Director G. Larry Owens    Mgmt    For    For    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
6   Other Business    Mgmt    For    Against    Against

Nutrisystem, Inc.

 

Meeting Date:    05/12/2015    Country:    USA    Primary Security ID:    67069D108
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    NTRI

 

Shares Voted:   249,282          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert F. Bernstock    Mgmt    For    For    For
1.2   Elect Director Paul Guyardo    Mgmt    For    For    For
1.3   Elect Director Michael J. Hagan    Mgmt    For    For    For
1.4   Elect Director Jay Herratti    Mgmt    For    For    For
1.5   Elect Director Brian P. Tierney    Mgmt    For    For    For
1.6   Elect Director Andrea M. Weiss    Mgmt    For    For    For
1.7   Elect Director Stephen T. Zarrilli    Mgmt    For    For    For
1.8   Elect Director Dawn M. Zier    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Nutrisystem, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Teradyne, Inc.

 

Meeting Date:    05/12/2015    Country:    USA    Primary Security ID:    880770102
Record Date:    03/19/2015    Meeting Type:    Annual    Ticker:    TER

 

Shares Voted:   243,600          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Michael A. Bradley    Mgmt    For    For    For
1.2   Elect Director Daniel W. Christman    Mgmt    For    For    For
1.3   Elect Director Edwin J. Gillis    Mgmt    For    For    For
1.4   Elect Director Timothy E. Guertin    Mgmt    For    For    For
1.5   Elect Director Mark E. Jagiela    Mgmt    For    For    For
1.6   Elect Director Mercedes Johnson    Mgmt    For    For    For
1.7   Elect Director Paul J. Tufano    Mgmt    For    For    For
1.8   Elect Director Roy A. Vallee    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Werner Enterprises, Inc.

 

Meeting Date:    05/12/2015    Country:    USA    Primary Security ID:    950755108
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    WERN

 

Shares Voted:   84,200          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Clarence L. Werner    Mgmt    For    For    For
1.2   Elect Director Patrick J. Jung    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Werner Enterprises, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.3   Elect Director Duane K. Sather    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Highwoods Properties, Inc.

 

Meeting Date:    05/13/2015    Country:    USA    Primary Security ID:    431284108
Record Date:    03/02/2015    Meeting Type:    Annual    Ticker:    HIW

 

Shares Voted:   55,500          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Charles A. Anderson    Mgmt    For    For    For
1.2   Elect Director Gene H. Anderson    Mgmt    For    For    For
1.3   Elect Director Carlos E. Evans    Mgmt    For    For    For
1.4   Elect Director Edward J. Fritsch    Mgmt    For    For    For
1.5   Elect Director David J. Hartzell    Mgmt    For    For    For
1.6   Elect Director Sherry A. Kellett    Mgmt    For    For    For
1.7   Elect Director O. Temple Sloan, Jr.    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Masonite International Corporation

 

Meeting Date:    05/13/2015    Country:    Canada    Primary Security ID:    575385109
Record Date:    03/18/2015    Meeting Type:    Annual    Ticker:    DOOR

 

Shares Voted:   106,298          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Frederick J. Lynch    Mgmt    For    For    For
1.2   Elect Director Jody L. Bilney    Mgmt    For    For    For
1.3   Elect Director Robert J. Byrne    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Masonite International Corporation

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director Peter R. Dachowski    Mgmt    For    For    For
1.5   Elect Director Jonathan F. Foster    Mgmt    For    For    For
1.6   Elect Director George A. Lorch    Mgmt    For    For    For
1.7   Elect Director Rick J. Mills    Mgmt    For    For    For
1.8   Elect Director Francis M. Scricco    Mgmt    For    For    For
1.9   Elect Director John C. Wills    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Cypress Semiconductor Corporation

 

Meeting Date:    05/15/2015    Country:    USA    Primary Security ID:    232806109
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    CY

 

Shares Voted:   396,559          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director T.J. Rodgers    Mgmt    For    For    For
1.2   Elect Director W. Steve Albrecht    Mgmt    For    For    For
1.3   Elect Director Eric A. Benhamou    Mgmt    For    For    For
1.4   Elect Director Wilbert van den Hoek    Mgmt    For    For    For
1.5   Elect Director John H. Kispert    Mgmt    For    For    For
1.6   Elect Director H. Raymond Bingham    Mgmt    For    For    For
1.7   Elect Director O.C. Kwon    Mgmt    For    For    For
1.8   Elect Director Michael S. Wishart    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Axiall Corporation

 

Meeting Date:    05/19/2015    Country:    USA    Primary Security ID:    05463D100
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    AXLL

 

Shares Voted:   97,440          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Paul D. Carrico    Mgmt    For    For    For
1.2   Elect Director T. Kevin DeNicola    Mgmt    For    For    For
1.3   Elect Director Patrick J. Fleming    Mgmt    For    For    For
1.4   Elect Director Robert M. Gervis    Mgmt    For    For    For
1.5   Elect Director Victoria F. Haynes    Mgmt    For    For    For
1.6   Elect Director Michael H. McGarry    Mgmt    For    For    For
1.7   Elect Director William L. Mansfield    Mgmt    For    For    For
1.8   Elect Director Mark L. Noetzel    Mgmt    For    For    For
1.9   Elect Director Robert Ripp    Mgmt    For    For    For
1.10   Elect Director David N. Weinstein    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP Auditors    Mgmt    For    For    For

B&G Foods, Inc.

 

Meeting Date:    05/19/2015    Country:    USA    Primary Security ID:    05508R106
Record Date:    03/24/2015    Meeting Type:    Annual    Ticker:    BGS

 

Shares Voted:   143,800          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director DeAnn L. Brunts    Mgmt    For    For    For
1.2   Elect Director Robert C. Cantwell    Mgmt    For    For    For
1.3   Elect Director Charles F. Marcy    Mgmt    For    For    For
1.4   Elect Director Dennis M. Mullen    Mgmt    For    For    For
1.5   Elect Director Cheryl M. Palmer    Mgmt    For    For    For
1.6   Elect Director Alfred Poe    Mgmt    For    For    For
1.7   Elect Director Stephen C. Sherrill    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

B&G Foods, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.8   Elect Director David L. Wenner    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Boulder Brands, Inc.

 

Meeting Date:    05/19/2015    Country:    USA    Primary Security ID:    101405108
Record Date:    03/26/2015    Meeting Type:    Annual    Ticker:    BDBD

 

Shares Voted:   905,666          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director R. Dean Hollis    Mgmt    For    For    For
1b   Elect Director Thomas K. McInerney    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

HSN, Inc.

 

Meeting Date:    05/19/2015    Country:    USA    Primary Security ID:    404303109
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    HSNI

 

Shares Voted:   100,700          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director William Costello    Mgmt    For    For    For
1.2   Elect Director James M. Follo    Mgmt    For    For    For
1.3   Elect Director Mindy Grossman    Mgmt    For    For    For
1.4   Elect Director Stephanie Kugelman    Mgmt    For    For    For
1.5   Elect Director Arthur C. Martinez    Mgmt    For    For    For
1.6   Elect Director Thomas J. Mclnerney    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

HSN, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.7   Elect Director John B. (Jay) Morse, Jr.    Mgmt    For    For    For
1.8   Elect Director Matthew E. Rubel    Mgmt    For    For    For
1.9   Elect Director Ann Sarnoff    Mgmt    For    For    For
1.10   Elect Director Courtnee Ulrich    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Insight Enterprises, Inc.

 

Meeting Date:    05/19/2015    Country:    USA    Primary Security ID:    45765U103
Record Date:    03/27/2015    Meeting Type:    Annual    Ticker:    NSIT

 

Shares Voted:   92,400          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Declassify the Board of Directors    Mgmt    For    For    For
2.1   Elect Director Timothy A. Crown    Mgmt    For    For    For
2.2   Elect Director Anthony A. Ibarguen    Mgmt    For    For    For
2.3   Elect Director Kathleen S. Pushor    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Western Alliance Bancorporation

 

Meeting Date:    05/19/2015    Country:    USA    Primary Security ID:    957638109
Record Date:    04/01/2015    Meeting Type:    Annual    Ticker:    WAL

 

Shares Voted:   296,200          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Bruce Beach    Mgmt    For    For    For
1.2   Elect Director William S. Boyd    Mgmt    For    For    For
1.3   Elect Director Steven J. Hilton    Mgmt    For    For    For
1.4   Elect Director Marianne Boyd Johnson    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Western Alliance Bancorporation

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.5   Elect Director Kenneth A. Vecchione    Mgmt    For    For    For
2   Amend Articles to Declassify the Board, to Provide for the Annual Election of all Directors, and Removal of Directors Without Cause    Mgmt    For    Refer    For
3   Provide Right to Call Special Meeting    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify McGladrey LLP as Auditors    Mgmt    For    For    For

Continental Building Products, Inc.

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    211171103
Record Date:    03/26/2015    Meeting Type:    Annual    Ticker:    CBPX

 

Shares Voted:   198,400          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kevin J. Barner    Mgmt    For    Refer    For
1.2   Elect Director Chadwick S. Suss    Mgmt    For    Refer    For
1.3   Elect Director Kyle S. Volluz    Mgmt    For    Refer    For
2   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Endurance Specialty Holdings Ltd.

 

Meeting Date:    05/20/2015    Country:    Bermuda    Primary Security ID:    G30397106
Record Date:    03/20/2015    Meeting Type:    Annual    Ticker:    ENH

 

Shares Voted:   86,800          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John T. Baily    Mgmt    For    For    For
1.2   Elect Director Norman Barham    Mgmt    For    For    For
1.3   Elect Director Galen R. Barnes    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Endurance Specialty Holdings Ltd.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director William H. Bolinder    Mgmt    For    For    For
1.5   Elect Director Philip M. Butterfield    Mgmt    For    For    For
1.6   Elect Director Steven W. Carlsen    Mgmt    For    For    For
1.7   Elect Director John R. Charman    Mgmt    For    For    For
1.8   Elect Director Susan S. Fleming    Mgmt    For    For    For
1.9   Elect Director Scott D. Moore    Mgmt    For    For    For
1.10   Elect Director William J. Raver    Mgmt    For    For    For
1.11   Elect Director Robert A. Spass    Mgmt    For    For    For
2   Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Reinsurance Group of America, Incorporated

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    759351604
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    RGA

 

Shares Voted:   76,800          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Frederick J. Sievert    Mgmt    For    For    For
1.2   Elect Director Stanley B. Tulin    Mgmt    For    For    For
1.3   Elect Director A. Greig Woodring    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Kite Realty Group Trust

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    49803T300
Record Date:    04/01/2015    Meeting Type:    Annual    Ticker:    KRG

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Kite Realty Group Trust

 

Shares Voted:   177,800          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director John A. Kite    Mgmt    For    For    For
1.2   Elect Director William E. Bindley    Mgmt    For    For    For
1.3   Elect Director Victor J. Coleman    Mgmt    For    For    For
1.4   Elect Director Lee A. Daniels    Mgmt    For    For    For
1.5   Elect Director Gerald W. Grupe    Mgmt    For    For    For
1.6   Elect Director Christie B. Kelly    Mgmt    For    For    For
1.7   Elect Director David R. O’Reilly    Mgmt    For    For    For
1.8   Elect Director Barton R. Peterson    Mgmt    For    For    For
1.9   Elect Director Charles H. Wurtzebach    Mgmt    For    For    For
2   Reduce Authorized Common Stock    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

PrivateBancorp, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    742962103
Record Date:    03/27/2015    Meeting Type:    Annual    Ticker:    PVTB

 

Shares Voted:   172,600          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Norman R. Bobins    Mgmt    For    For    For
1.2   Elect Director Michelle L. Collins    Mgmt    For    For    For
1.3   Elect Director James M. Guyette    Mgmt    For    For    For
1.4   Elect Director Ralph B. Mandell    Mgmt    For    For    For
1.5   Elect Director Cheryl Mayberry McKissack    Mgmt    For    For    For
1.6   Elect Director James B. Nicholson    Mgmt    For    For    For
1.7   Elect Director Edward W. Rabin    Mgmt    For    For    For
1.8   Elect Director Larry D. Richman    Mgmt    For    For    For
1.9   Elect Director William R. Rybak    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

PrivateBancorp, Inc.

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.10   Elect Director Alejandro Silva    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Strategic Hotels & Resorts, Inc.

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    86272T106
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    BEE

 

Shares Voted:   248,885          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert P. Bowen    Mgmt    For    For    For
1.2   Elect Director Raymond L. Gellein, Jr.    Mgmt    For    For    For
1.3   Elect Director James A. Jeffs    Mgmt    For    For    For
1.4   Elect Director David W. Johnson    Mgmt    For    For    For
1.5   Elect Director Richard D. Kincaid    Mgmt    For    For    For
1.6   Elect Director David M.C. Michels    Mgmt    For    For    For
1.7   Elect Director William A. Prezant    Mgmt    For    For    For
1.8   Elect Director Eugene F. Reilly    Mgmt    For    For    For
1.9   Elect Director Sheli Z. Rosenberg    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Amend Articles to Remove Antitakeover Provisions    SH    Against    Refer    For

Superior Energy Services, Inc.

 

Meeting Date:    05/22/2015    Country:    USA    Primary Security ID:    868157108
Record Date:    04/08/2015    Meeting Type:    Annual    Ticker:    SPN

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Superior Energy Services, Inc.

 

Shares Voted:   94,300          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Harold J. Bouillion    Mgmt    For    For    For
1.2   Elect Director David D. Dunlap    Mgmt    For    For    For
1.3   Elect Director James M. Funk    Mgmt    For    For    For
1.4   Elect Director Terence E. Hall    Mgmt    For    For    For
1.5   Elect Director Peter D. Kinnear    Mgmt    For    For    For
1.6   Elect Director Michael M. McShane    Mgmt    For    For    For
1.7   Elect Director W. Matt Ralls    Mgmt    For    For    For
1.8   Elect Director Justin L. Sullivan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify KPMG LLP as Auditors    Mgmt    For    For    For

DreamWorks Animation SKG, Inc.

 

Meeting Date:    05/26/2015    Country:    USA    Primary Security ID:    26153C103
Record Date:    04/01/2015    Meeting Type:    Annual    Ticker:    DWA

 

Shares Voted:   94,047          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jeffrey Katzenberg    Mgmt    For    Refer    For
1.2   Elect Director Harry ‘Skip’ Brittenham    Mgmt    For    For    For
1.3   Elect Director Thomas E. Freston    Mgmt    For    Refer    For
1.4   Elect Director Lucian Grainge    Mgmt    For    Refer    For
1.5   Elect Director Mellody Hobson    Mgmt    For    Refer    For
1.6   Elect Director Jason Kilar    Mgmt    For    For    For
1.7   Elect Director Michael J. Montgomery    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Carmike Cinemas, Inc.

 

Meeting Date:    05/28/2015    Country:    USA    Primary Security ID:    143436400
Record Date:    04/02/2015    Meeting Type:    Annual    Ticker:    CKEC

 

Shares Voted:   447,708          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Roland C. Smith    Mgmt    For    For    For
1.2   Elect Director Mark R. Bell    Mgmt    For    For    For
1.3   Elect Director Jeffrey W. Berkman    Mgmt    For    For    For
1.4   Elect Director Sean T. Erwin    Mgmt    For    For    For
1.5   Elect Director James A. Fleming    Mgmt    For    For    For
1.6   Elect Director S. David Passman, III    Mgmt    For    For    For
1.7   Elect Director Patricia A. Wilson    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Forest City Enterprises, Inc.

 

Meeting Date:    05/28/2015    Country:    USA    Primary Security ID:    345550107
Record Date:    03/31/2015    Meeting Type:    Annual    Ticker:    FCE.A

 

Shares Voted:   105,700          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Arthur F. Anton    Mgmt    For    For    For
1.2   Elect Director Scott S. Cowen    Mgmt    For    For    For
1.3   Elect Director Michael P. Esposito, Jr.    Mgmt    For    For    For
1.4   Elect Director Stan Ross    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

PRA GROUP, INC.

 

Meeting Date:    05/29/2015    Country:    USA    Primary Security ID:    69354N106
Record Date:    04/04/2015    Meeting Type:    Annual    Ticker:    PRAA

 

Shares Voted:   127,600          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Steven D. Fredrickson    Mgmt    For    For    Withhold
1.2   Elect Director Penelope W. Kyle    Mgmt    For    For    Withhold
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Kaiser Aluminum Corporation

 

Meeting Date:    06/02/2015    Country:    USA    Primary Security ID:    483007704
Record Date:    04/10/2015    Meeting Type:    Annual    Ticker:    KALU

 

Shares Voted:   60,689          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David Foster    Mgmt    For    For    For
1.2   Elect Director L. Patrick Hassey    Mgmt    For    For    For
1.3   Elect Director Teresa A. Hopp    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
5   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

LifePoint Health, Inc.

 

Meeting Date:    06/02/2015    Country:    USA    Primary Security ID:    53219L109
Record Date:    04/10/2015    Meeting Type:    Annual    Ticker:    LPNT

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

LifePoint Health, Inc.

 

Shares Voted:   71,700          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Marguerite W. Kondracke    Mgmt    For    For    For
1.2   Elect Director John E. Maupin, Jr.    Mgmt    For    For    For
1.3   Elect Director Marilyn B. Tavenner    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

American Equity Investment Life Holding Company

 

Meeting Date:    06/04/2015    Country:    USA    Primary Security ID:    025676206
Record Date:    04/10/2015    Meeting Type:    Annual    Ticker:    AEL

 

Shares Voted:   196,400          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David S. Mulcahy    Mgmt    For    For    For
1.2   Elect Director David J. Noble    Mgmt    For    For    For
1.3   Elect Director A. J. Strickland, III    Mgmt    For    For    For
1.4   Elect Director Harley A. Whitfield, Sr.    Mgmt    For    For    For
2   Approve Restricted Stock Plan    Mgmt    For    Refer    For
3   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Talmer Bancorp, Inc.

 

Meeting Date:    06/08/2015    Country:    USA    Primary Security ID:    87482X101
Record Date:    04/15/2015    Meeting Type:    Annual    Ticker:    TLMR

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Talmer Bancorp, Inc.

 

Shares Voted:   125,879          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Max Berlin    Mgmt    For    Refer    Withhold
1.2   Elect Director Gary Collins    Mgmt    For    For    For
1.3   Elect Director Jennifer Granholm    Mgmt    For    For    Withhold
1.4   Elect Director Paul Hodges, III    Mgmt    For    For    For
1.5   Elect Director Denny Kim    Mgmt    For    For    For
1.6   Elect Director Ronald Klein    Mgmt    For    For    For
1.7   Elect Director David Leitch    Mgmt    For    For    Withhold
1.8   Elect Director Barbara Mahone    Mgmt    For    For    Withhold
1.9   Elect Director Robert Naftaly    Mgmt    For    For    Withhold
1.10   Elect Director Albert Papa    Mgmt    For    For    For
1.11   Elect Director David Provost    Mgmt    For    For    For
1.12   Elect Director Thomas Schellenberg    Mgmt    For    For    Withhold
1.13   Elect Director Gary Torgow    Mgmt    For    For    For
1.14   Elect Director Arthur Weiss    Mgmt    For    Refer    For
2   Ratify Crowe Horwath LLP as Auditors    Mgmt    For    For    Against

FTD Companies, Inc.

 

Meeting Date:    06/09/2015    Country:    USA    Primary Security ID:    30281V108
Record Date:    04/16/2015    Meeting Type:    Annual    Ticker:    FTD

 

Shares Voted:   184,390          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director James T. Armstrong    Mgmt    For    For    For
1.2   Elect Director Candace H. Duncan    Mgmt    For    For    For
1.3   Elect Director Dennis Holt    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

The J.G. Wentworth Company

 

Meeting Date:    06/11/2015    Country:    USA    Primary Security ID:    46618D108
Record Date:    04/13/2015    Meeting Type:    Annual    Ticker:    JGW

 

Shares Voted:   114,342          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kevin Hammond    Mgmt    For    Refer    For
1.2   Elect Director Stewart A. Stockdale    Mgmt    For    Refer    For
1.3   Elect Director William J. Morgan    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Krispy Kreme Doughnuts, Inc.

 

Meeting Date:    06/17/2015    Country:    USA    Primary Security ID:    501014104
Record Date:    04/17/2015    Meeting Type:    Annual    Ticker:    KKD

 

Shares Voted:   654,224          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Tim E. Bentsen    Mgmt    For    For    For
1.2   Elect Director Carl E. Lee, Jr.    Mgmt    For    For    For
1.3   Elect Director James H. Morgan    Mgmt    For    For    For
1.4   Elect Director Andrew J. Schindler    Mgmt    For    For    For
1.5   Elect Director Tony Thompson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Repeal Securities Transfer Restrictions    Mgmt    For    Refer    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Endurance Specialty Holdings Ltd.

 

Meeting Date:    06/30/2015    Country:    Bermuda    Primary Security ID:    G30397106
Record Date:    05/26/2015    Meeting Type:    Special    Ticker:    ENH

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Endurance Specialty Holdings Ltd.

 

Shares Voted:   88,500          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Merger    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

IVY FUNDS VIP VALUE

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

ALLY FINANCIAL INC.

 

Meeting Date:    07/17/2014    Country:    USA    Primary Security ID:    02005N100
Record Date:    06/03/2014    Meeting Type:    Annual    Ticker:    ALLY

 

Shares Voted:   204,600      

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Franklin W. Hobbs    Mgmt    For    For    For
1.2   Elect Director Robert T. Blakely    Mgmt    For    For    For
1.3   Elect Director Mayree C. Clark    Mgmt    For    For    For
1.4   Elect Director Stephen A. Feinberg    Mgmt    For    Refer    Withhold
1.5   Elect Director Kim S. Fennebresque    Mgmt    For    For    For
1.6   Elect Director Gerald Greenwald    Mgmt    For    For    For
1.7   Elect Director Marjorie Magner    Mgmt    For    For    For
1.8   Elect Director Mathew Pendo    Mgmt    For    For    For
1.9   Elect Director John J. Stack    Mgmt    For    For    For
1.10   Elect Director Michael A. Carpenter    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

McKesson Corporation

 

Meeting Date:    07/30/2014    Country:    USA    Primary Security ID:    58155Q103
Record Date:    06/02/2014    Meeting Type:    Annual    Ticker:    MCK

 

Shares Voted:   41,100      

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Andy D. Bryant    Mgmt    For    For    For
1b   Elect Director Wayne A. Budd    Mgmt    For    For    For
1c   Elect Director N. Anthony Coles    Mgmt    For    For    For
1d   Elect Director John H. Hammergren    Mgmt    For    For    For
1e   Elect Director Alton F. Irby, III    Mgmt    For    For    For
1f   Elect Director M. Christine Jacobs    Mgmt    For    For    For
1g   Elect Director Marie L. Knowles    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

McKesson Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1h   Elect Director David M. Lawrence    Mgmt    For    For    For
1i   Elect Director Edward A. Mueller    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For
5   Report on Political Contributions    SH    Against    Against    Against
6   Pro-rata Vesting of Equity Awards    SH    Against    Refer    For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date:    07/30/2014    Country:    Israel    Primary Security ID:    M8769Q102
Record Date:    06/23/2014    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   171,800          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1.1   Reelect Dan Propper as Director for a Three Year Term    Mgmt    For    For    For
1.2   Reelect Ory Slonim as Director for a Three Year Term    Mgmt    For    For    For
2.1   Reelect Joseph Nitzani as External Director and    Mgmt    For    Refer    For
  Approve Director’s Remuneration            
2.2   Elect Jean-Michel Halfon as External Director and Approve Director’s Remuneration    Mgmt    For    Refer    For
3.1   Approve Annual Cash Bonus Objectives for CEO and President, for 2014 and Onwards    Mgmt    For    Refer    For
3.2   Approve Grant Annual Equity Awards to CEO and President, Starting 2015    Mgmt    For    Refer    For
4   Approve Purchase of D&O Liability Insurance Policie    Mgmt    For    Refer    For
5   Reappoint Kesselman & Kesselman as Auditors    Mgmt    For    For    For
6   Discuss Financial Statements and the Report of the Board for 2013    Mgmt         

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

Teva Pharmaceutical Industries Ltd.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

A   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    Against

Time Warner Cable Inc.

 

Meeting Date:    10/09/2014    Country:    USA    Primary Security ID:    88732J207
Record Date:    08/18/2014    Meeting Type:    Special    Ticker:    TWC

 

Shares Voted:   97,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

WellPoint, Inc.

 

Meeting Date:    11/05/2014    Country:    USA    Primary Security ID:    94973V107
Record Date:    09/12/2014    Meeting Type:    Special    Ticker:    WLP

 

Shares Voted:   45,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Change Company Name to Anthem, Inc.    Mgmt    For    For    For

WESTERN DIGITAL CORPORATION

 

Meeting Date:    11/05/2014    Country:    USA    Primary Security ID:    958102105
Record Date:    09/09/2014    Meeting Type:    Annual    Ticker:    WDC

 

Shares Voted:   187,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Kathleen A. Cote    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

WESTERN DIGITAL CORPORATION

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1b   Elect Director Henry T. DeNero    Mgmt    For    For    For
1c   Elect Director Michael D. Lambert    Mgmt    For    For    For
1d   Elect Director Len J. Lauer    Mgmt    For    For    For
1e   Elect Director Matthew E. Massengill    Mgmt    For    For    For
1f   Elect Director Stephen D. Milligan    Mgmt    For    For    For
1g   Elect Director Thomas E. Pardun    Mgmt    For    For    For
1h   Elect Director Paula A. Price    Mgmt    For    For    For
1i   Elect Director Masahiro Yamamura    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Micron Technology, Inc.

 

Meeting Date:    01/22/2015    Country:    USA    Primary Security ID:    595112103
Record Date:    11/21/2014    Meeting Type:    Annual    Ticker:    MU

 

Shares Voted:   55,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Robert L. Bailey    Mgmt    For    For    For
1.2   Elect Director Richard M. Beyer    Mgmt    For    For    For
1.3   Elect Director Patrick J. Byrne    Mgmt    For    For    For
1.4   Elect Director D. Mark Durcan    Mgmt    For    For    For
1.5   Elect Director D. Warren A. East    Mgmt    For    For    For
1.6   Elect Director Mercedes Johnson    Mgmt    For    For    For
1.7   Elect Director Lawrence N. Mondry    Mgmt    For    For    For
1.8   Elect Director Robert E. Switz    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Eliminate Cumulative Voting    Mgmt    For    For    For
5   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

Micron Technology, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

6   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Atlas Energy, L.P.

 

Meeting Date:    02/20/2015    Country:    USA    Primary Security ID:    04930A104
Record Date:    01/22/2015    Meeting Type:    Special    Ticker:    ATLS

 

Shares Voted:   266,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    Against

Atlas Pipeline Partners, L.P.

 

Meeting Date:    02/20/2015    Country:    USA    Primary Security ID:    049392103
Record Date:    01/22/2015    Meeting Type:    Special    Ticker:    APL

 

Shares Voted:   352,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    Against

Targa Resources Corp.

 

Meeting Date:    02/20/2015    Country:    USA    Primary Security ID:    87612G101
Record Date:    01/22/2015    Meeting Type:    Special    Ticker:    TRGP

 

Shares Voted:   11,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

Melco Crown Entertainment Ltd.

 

Meeting Date:    03/25/2015    Country:    Cayman Islands    Primary Security ID:    G5974K109
Record Date:    02/17/2015    Meeting Type:    Special    Ticker:    06883

 

Shares Voted:   127,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Voluntary Withdrawal of Listing of Ordinary Shares from the Hong Kong Stock Exchange    Mgmt    For    For    For
2   Amend Articles Re: Proposed DeListing    Mgmt    For    Refer    For

Humana Inc.

 

Meeting Date:    04/16/2015    Country:    USA    Primary Security ID:    444859102
Record Date:    02/20/2015    Meeting Type:    Annual    Ticker:    HUM

 

Shares Voted:   60,100          

 

Proposal

Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Kurt J. Hilzinger    Mgmt    For    For    For
1b   Elect Director Bruce D. Broussard    Mgmt    For    For    For
1c   Elect Director Frank A. D’Amelio    Mgmt    For    For    For
1d   Elect Director W. Roy Dunbar    Mgmt    For    For    For
1e   Elect Director David A. Jones, Jr.    Mgmt    For    For    For
1f   Elect Director William J. McDonald    Mgmt    For    For    For
1g   Elect Director William E. Mitchell    Mgmt    For    For    For
1h   Elect Director David B. Nash    Mgmt    For    For    For
1i   Elect Director James J. O’Brien    Mgmt    For    For    For
1j   Elect Director Marissa T. Peterson    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

Regions Financial Corporation

 

Meeting Date:    04/23/2015    Country:    USA    Primary Security ID:    7591EP100
Record Date:    02/23/2015    Meeting Type:    Annual    Ticker:    RF

 

Shares Voted:   869,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director George W. Bryan    Mgmt    For    For    For
1.1b   Elect Director Carolyn H. Byrd    Mgmt    For    For    For
1.1c   Elect Director David J. Cooper, Sr.    Mgmt    For    For    For
1.1d   Elect Director Don DeFosset    Mgmt    For    For    For
1.1e   Elect Director Eric C. Fast    Mgmt    For    For    For
1.1f   Elect Director O. B. Grayson Hall, Jr.    Mgmt    For    For    For
1.1g   Elect Director John D. Johns    Mgmt    For    For    For
1.1h   Elect Director Ruth Ann Marshall    Mgmt    For    For    For
1.1i   Elect Director Susan W. Matlock    Mgmt    For    For    For
1.1j   Elect Director John E. Maupin, Jr.    Mgmt    For    For    For
1.1k   Elect Director Charles D. McCrary    Mgmt    For    For    For
1.1l   Elect Director Lee J. Styslinger, III    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Citigroup Inc.

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    172967424
Record Date:    02/27/2015    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   362,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1c   Elect Director Peter B. Henry    Mgmt    For    For    For
1d   Elect Director Franz B. Humer    Mgmt    For    Refer    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

Citigroup Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1e   Elect Director Michael E. O’Neill    Mgmt    For    For    For
1f   Elect Director Gary M. Reiner    Mgmt    For    For    For
1g   Elect Director Judith Rodin    Mgmt    For    For    For
1h   Elect Director Anthony M. Santomero    Mgmt    For    For    For
1i   Elect Director Joan E. Spero    Mgmt    For    For    For
1j   Elect Director Diana L. Taylor    Mgmt    For    For    For
1k   Elect Director William S. Thompson, Jr.    Mgmt    For    For    For
1l   Elect Director James S. Turley    Mgmt    For    For    For
1m   Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Adopt Proxy Access Right    SH    For    Against    Against
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Claw-back of Payments under Restatements    SH    Against    For    For
8   Limits for Directors Involved with Bankruptcy    SH    Against    Refer    Against
9   Report on Certain Vesting Program    SH    Against    Refer    Against

Coca-Cola Enterprises, Inc.

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    19122T109
Record Date:    03/02/2015    Meeting Type:    Annual    Ticker:    CCE

 

Shares Voted:   185,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jan Bennink    Mgmt    For    For    For
1.2   Elect Director John F. Brock    Mgmt    For    For    For
1.3   Elect Director Calvin Darden    Mgmt    For    For    For
1.4   Elect Director L. Phillip Humann    Mgmt    For    For    For
1.5   Elect Director Orrin H. Ingram, II    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

Coca-Cola Enterprises, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.6   Elect Director Thomas H. Johnson    Mgmt    For    For    For
1.7   Elect Director Suzanne B. Labarge    Mgmt    For    For    For
1.8   Elect Director Veronique Morali    Mgmt    For    For    For
1.9   Elect Director Andrea L. Saia    Mgmt    For    For    For
1.10   Elect Director Garry Watts    Mgmt    For    For    For
1.11   Elect Director Curtis R. Welling    Mgmt    For    For    For
1.12   Elect Director Phoebe A. Wood    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Exelon Corporation

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    30161N101
Record Date:    03/10/2015    Meeting Type:    Annual    Ticker:    EXC

 

Shares Voted:   143,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Anthony K. Anderson    Mgmt    For    For    For
1.1b   Elect Director Ann C. Berzin    Mgmt    For    For    For
1.1c   Elect Director John A. Canning    Mgmt    For    For    For
1.1d   Elect Director Christopher M. Crane    Mgmt    For    For    For
1.1e   Elect Director Yves C. de Balmann    Mgmt    For    For    For
1.1f   Elect Director Nicholas DeBenedictis    Mgmt    For    For    For
1.1g   Elect Director Paul L. Joskow    Mgmt    For    For    For
1.1h   Elect Director Robert J. Lawless    Mgmt    For    For    For
1.1i   Elect Director Richard W. Mies    Mgmt    For    For    For
1.1j   Elect Director William C. Richardson    Mgmt    For    For    For
1.1k   Elect Director John W. Rogers, Jr.    Mgmt    For    For    For
1.1l   Elect Director Mayo A. Shattuck, III    Mgmt    For    For    For
1.1m   Elect Director Stephen D. Steinour    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

Exelon Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Provide Proxy Access Right    Mgmt    For    Against    Against
6   Proxy Access    SH    Against    Against    Against

MetLife, Inc.

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    59156R108
Record Date:    02/27/2015    Meeting Type:    Annual    Ticker:    MET

 

Shares Voted:   272,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Cheryl W. Grise    Mgmt    For    For    For
1.2   Elect Director Carlos M. Gutierrez    Mgmt    For    For    For
1.3   Elect Director R. Glenn Hubbard    Mgmt    For    For    For
1.4   Elect Director Steven A. Kandarian    Mgmt    For    For    For
1.5   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1.6   Elect Director Edward J. Kelly, III    Mgmt    For    For    For
1.7   Elect Director William E. Kennard    Mgmt    For    For    For
1.8   Elect Director James M. Kilts    Mgmt    For    For    For
1.9   Elect Director Catherine R. Kinney    Mgmt    For    For    For
1.10   Elect Director Denise M. Morrison    Mgmt    For    For    For
1.11   Elect Director Kenton J. Sicchitano    Mgmt    For    For    For
1.12   Elect Director Lulu C. Wang    Mgmt    For    For    For
2a   Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation    Mgmt    For    For    For
2b   Reduce Supermajority Vote Requirement to Amend Bylaws    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

Regency Energy Partners LP

 

Meeting Date:    04/28/2015    Country:    USA    Primary Security ID:    75885Y107
Record Date:    03/24/2015    Meeting Type:    Special    Ticker:    RGP

 

Shares Voted:   185,200          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For
3   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

Marathon Petroleum Corporation

 

Meeting Date:    04/29/2015    Country:    USA    Primary Security ID:    56585A102
Record Date:    03/02/2015    Meeting Type:    Annual    Ticker:    MPC

 

Shares Voted:   110,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David A. Daberko    Mgmt    For    For    For
1.2   Elect Director Donna A. James    Mgmt    For    For    For
1.3   Elect Director James E. Rohr    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against

Capital One Financial Corporation

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    14040H105
Record Date:    03/05/2015    Meeting Type:    Annual    Ticker:    COF

 

Shares Voted:   234,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1a   Elect Director Richard D. Fairbank    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

Capital One Financial Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting Policy Rec

   

Vote Instruction

1.1b   Elect Director Patrick W. Gross    Mgmt    For    For    For
1.1c   Elect Director Ann Fritz Hackett    Mgmt    For    For    For
1.1d   Elect Director Lewis Hay, III    Mgmt    For    For    For
1.1e   Elect Director Benjamin P. Jenkins, III    Mgmt    For    For    For
1.1f   Elect Director Pierre E. Leroy    Mgmt    For    For    For
1.1g   Elect Director Peter E. Raskind    Mgmt    For    For    For
1.1h   Elect Director Mayo A. Shattuck, III    Mgmt    For    For    For
1.1i   Elect Director Bradford H. Warner    Mgmt    For    For    For
1.1j   Elect Director Catherine G. West    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Call Special Meeting    Mgmt    For    For    For
5   Amend Bylaws—Call Special Meetings    SH    Against    For    For

HCA Holdings, Inc.

 

Meeting Date:    04/30/2015    Country:    USA    Primary Security ID:    40412C101
Record Date:    03/06/2015    Meeting Type:    Annual    Ticker:    HCA

 

Shares Voted:   130,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director R. Milton Johnson    Mgmt    For    For    For
1.2   Elect Director Robert J. Dennis    Mgmt    For    For    For
1.3   Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1.4   Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1.5   Elect Director William R. Frist    Mgmt    For    For    For
1.6   Elect Director Ann H. Lamont    Mgmt    For    For    For
1.7   Elect Director Jay O. Light    Mgmt    For    For    For
1.8   Elect Director Geoffrey G. Meyers    Mgmt    For    For    For
1.9   Elect Director Michael W. Michelson    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

HCA Holdings, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.10   Elect Director Wayne J. Riley    Mgmt    For    For    For
1.11   Elect Director John W. Rowe    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Bank of America Corporation

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    060505104
Record Date:    03/11/2015    Meeting Type:    Annual    Ticker:    BAC

 

Shares Voted:   386,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Sharon L. Allen    Mgmt    For    Refer    Against
1b   Elect Director Susan S. Bies    Mgmt    For    For    For
1c   Elect Director Jack O. Bovender, Jr.    Mgmt    For    For    For
1d   Elect Director Frank P. Bramble, Sr.    Mgmt    For    Refer    Against
1e   Elect Director Pierre J. P. de Weck    Mgmt    For    For    For
1f   Elect Director Arnold W. Donald    Mgmt    For    For    For
1g   Elect Director Charles K. Gifford    Mgmt    For    For    For
1h   Elect Director Linda P. Hudson    Mgmt    For    For    For
1i   Elect Director Monica C. Lozano    Mgmt    For    For    For
1j   Elect Director Thomas J. May    Mgmt    For    Refer    Against
1k   Elect Director Brian T. Moynihan    Mgmt    For    For    For
1l   Elect Director Lionel L. Nowell, III    Mgmt    For    Refer    Against
1m   Elect Director R. David Yost    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Report on Climate Change Financing Risk    SH    Against    Refer    Against
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

Bank of America Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

7   Provide Right to Act by Written Consent    SH    Against    For    For
8   Establish Other Governance Board Committee    SH    Against    Refer    Against

Philip Morris International Inc.

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    718172109
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   164,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director André Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Werner Geissler    Mgmt    For    For    For
1.5   Elect Director Jennifer Li    Mgmt    For    For    For
1.6   Elect Director Jun Makihara    Mgmt    For    For    For
1.7   Elect Director Sergio Marchionne    Mgmt    For    Refer    For
1.8   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.9   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.10   Elect Director Frederik Paulsen    Mgmt    For    For    For
1.11   Elect Director Robert B. Polet    Mgmt    For    For    For
1.12   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Adopt Anti-Forced Labor Policy for Tobacco Supply Chain    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

PulteGroup, Inc.

 

Meeting Date:    05/06/2015    Country:    USA    Primary Security ID:    745867101
Record Date:    03/12/2015    Meeting Type:    Annual    Ticker:    PHM

 

Shares Voted:   392,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Brian P. Anderson    Mgmt    For    For    For
1.2   Elect Director Bryce Blair    Mgmt    For    For    For
1.3   Elect Director Richard J. Dugas, Jr.    Mgmt    For    For    For
1.4   Elect Director Thomas J. Folliard    Mgmt    For    For    For
1.5   Elect Director Cheryl W. Grise    Mgmt    For    For    For
1.6   Elect Director Andre J. Hawaux    Mgmt    For    For    For
1.7   Elect Director Debra J. Kelly-Ennis    Mgmt    For    For    For
1.8   Elect Director Patrick J. O’Leary    Mgmt    For    For    For
1.9   Elect Director James J. Postl    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Performance-Based and/or Time-Based Equity Awards    SH    Against    Refer    Against

CVS Health Corporation

 

Meeting Date:    05/07/2015    Country:    USA    Primary Security ID:    126650100
Record Date:    03/12/2015    Meeting Type:    Annual    Ticker:    CVS

 

Shares Voted:   49,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Richard M. Bracken    Mgmt    For    For    For
1b   Elect Director C. David Brown, II    Mgmt    For    For    For
1c   Elect Director Alecia A. DeCoudreaux    Mgmt    For    For    For
1d   Elect Director Nancy-Ann M. DeParle    Mgmt    For    For    For
1e   Elect Director David W. Dorman    Mgmt    For    For    For
1f   Elect Director Anne M. Finucane    Mgmt    For    For    For
1g   Elect Director Larry J. Merlo    Mgmt    For    For    For
1h   Elect Director Jean-Pierre Millon    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

CVS Health Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1i   Elect Director Richard J. Swift    Mgmt    For    For    For
1j   Elect Director William C. Weldon    Mgmt    For    For    For
1k   Elect Director Tony L. White    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Report on Consistency Between Corporate Values and Political Contributions    SH    Against    Against    Against

Magna International Inc.

 

Meeting Date:    05/07/2015    Country:    Canada    Primary Security ID:    559222401
Record Date:    03/24/2015    Meeting Type:    Annual    Ticker:    MG

 

Shares Voted:   113,700          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Scott B. Bonham    Mgmt    For    For    For
1.2   Elect Director Peter G. Bowie    Mgmt    For    For    For
1.3   Elect Director J. Trevor Eyton    Mgmt    For    For    For
1.4   Elect Director V. Peter Harder    Mgmt    For    For    For
1.5   Elect Director Lady Barbara Judge    Mgmt    For    For    For
1.6   Elect Director Kurt J. Lauk    Mgmt    For    For    For
1.7   Elect Director Cynthia A. Niekamp    Mgmt    For    For    For
1.8   Elect Director Indira V. Samarasekera    Mgmt    For    For    For
1.9   Elect Director Donald J. Walker    Mgmt    For    For    For
1.10   Elect Director Lawrence D. Worrall    Mgmt    For    For    For
1.11   Elect Director William L. Young    Mgmt    For    For    For
2   Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

AMERICAN INTERNATIONAL GROUP, INC.

 

Meeting Date:    05/13/2015    Country:    USA    Primary Security ID:    026874784
Record Date:    03/18/2015    Meeting Type:    Annual    Ticker:    AIG

 

Shares Voted:   395,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director W. Don Cornwell    Mgmt    For    For    For
1b   Elect Director Peter R. Fisher    Mgmt    For    For    For
1c   Elect Director John H. Fitzpatrick    Mgmt    For    For    For
1d   Elect Director Peter D. Hancock    Mgmt    For    For    For
1e   Elect Director William G. Jurgensen    Mgmt    For    For    For
1f   Elect Director Christopher S. Lynch    Mgmt    For    For    For
1g   Elect Director George L. Miles, Jr.    Mgmt    For    For    For
1h   Elect Director Henry S. Miller    Mgmt    For    For    For
1i   Elect Director Robert S. Miller    Mgmt    For    For    For
1j   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1k   Elect Director Ronald A. Rittenmeyer    Mgmt    For    For    For
1l   Elect Director Douglas M. Steenland    Mgmt    For    For    For
1m   Elect Director Theresa M. Stone    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Anthem, Inc.

 

Meeting Date:    05/13/2015    Country:    USA    Primary Security ID:    036752103
Record Date:    03/19/2015    Meeting Type:    Annual    Ticker:    ANTM

 

Shares Voted:   26,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Julie A. Hill    Mgmt    For    For    For
1b   Elect Director Ramiro G. Peru    Mgmt    For    For    For
1c   Elect Director John H. Short    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

Anthem, Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive    Mgmt    For    For    For
  Officers’ Compensation            
4   Declassify the Board of Directors    SH    None    For    For
5   Proxy Access    SH    Against    Against    Against

Amgen Inc.

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    031162100
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    AMGN

 

Shares Voted:   66,600          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director David Baltimore    Mgmt    For    For    For
1.2   Elect Director Frank J. Biondi, Jr.    Mgmt    For    For    For
1.3   Elect Director Robert A. Bradway    Mgmt    For    For    For
1.4   Elect Director Francois de Carbonnel    Mgmt    For    For    For
1.5   Elect Director Vance D. Coffman    Mgmt    For    For    For
1.6   Elect Director Robert A. Eckert    Mgmt    For    For    For
1.7   Elect Director Greg C. Garland    Mgmt    For    For    For
1.8   Elect Director Rebecca M. Henderson    Mgmt    For    For    For
1.9   Elect Director Frank C. Herringer    Mgmt    For    For    For
1.10   Elect Director Tyler Jacks    Mgmt    For    For    For
1.11   Elect Director Judith C. Pelham    Mgmt    For    For    For
1.12   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1.13   Elect Director R. Sanders Williams    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Vote Counting to Exclude Abstentions    SH    Against    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

The Dow Chemical Company

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    260543103
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    DOW

 

Shares Voted:   206,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Ajay Banga    Mgmt    For    For    For
1b   Elect Director Jacqueline K. Barton    Mgmt    For    For    For
1c   Elect Director James A. Bell    Mgmt    For    For    For
1d   Elect Director Richard K. Davis    Mgmt    For    For    For
1e   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1f   Elect Director Andrew N. Liveris    Mgmt    For    For    For
1g   Elect Director Mark Loughridge    Mgmt    For    For    For
1h   Elect Director Raymond J. Milchovich    Mgmt    For    For    For
1i   Elect Director Robert S. Miller    Mgmt    For    For    For
1j   Elect Director Paul Polman    Mgmt    For    For    For
1k   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1l   Elect Director James M. Ringler    Mgmt    For    For    For
1m   Elect Director Ruth G. Shaw    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against

Wyndham Worldwide Corporation

 

Meeting Date:    05/14/2015    Country:    USA    Primary Security ID:    98310W108
Record Date:    03/19/2015    Meeting Type:    Annual    Ticker:    WYN

 

Shares Voted:   119,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Stephen P. Holmes    Mgmt    For    For    For
1.2   Elect Director Myra J. Biblowit    Mgmt    For    For    For
1.3   Elect Director James E. Buckman    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

Wyndham Worldwide Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director George Herrera    Mgmt    For    For    For
1.5   Elect Director Brian Mulroney    Mgmt    For    For    For
1.6   Elect Director Pauline D.E. Richards    Mgmt    For    For    For
1.7   Elect Director Michael H. Wargotz    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Aetna Inc.

 

Meeting Date:    05/15/2015    Country:    USA    Primary Security ID:    00817Y108
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    AET

 

Shares Voted:   56,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Fernando Aguirre    Mgmt    For    For    For
1b   Elect Director Mark T. Bertolini    Mgmt    For    For    For
1c   Elect Director Frank M. Clark    Mgmt    For    For    For
1d   Elect Director Betsy Z. Cohen    Mgmt    For    For    For
1e   Elect Director Molly J. Coye    Mgmt    For    For    For
1f   Elect Director Roger N. Farah    Mgmt    For    For    For
1g   Elect Director Barbara Hackman Franklin    Mgmt    For    For    For
1h   Elect Director Jeffrey E. Garten    Mgmt    For    For    For
1i   Elect Director Ellen M. Hancock    Mgmt    For    For    For
1j   Elect Director Richard J. Harrington    Mgmt    For    For    For
1k   Elect Director Edward J. Ludwig    Mgmt    For    For    For
1l   Elect Director Joseph P. Newhouse    Mgmt    For    For    For
1m   Elect Director Olympia J. Snowe    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4A   Amend Policy to Disclose Payments to Tax-Exempt Organizations    SH    Against    Against    Against

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

Aetna Inc.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

4B   Adopt Share Retention Policy For Senior Executives    SH    Against    Against    Against

Macy’s, Inc.

 

Meeting Date:    05/15/2015    Country:    USA    Primary Security ID:    55616P104
Record Date:    03/20/2015    Meeting Type:    Annual    Ticker:    M

 

Shares Voted:   154,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Stephen F. Bollenbach    Mgmt    For    For    For
1b   Elect Director John A. Bryant    Mgmt    For    For    For
1c   Elect Director Deirdre P. Connelly    Mgmt    For    For    For
1d   Elect Director Meyer Feldberg    Mgmt    For    For    For
1e   Elect Director Leslie D. Hale    Mgmt    For    For    For
1f   Elect Director Sara Levinson    Mgmt    For    For    For
1g   Elect Director Terry J. Lundgren    Mgmt    For    For    For
1h   Elect Director Joseph Neubauer    Mgmt    For    For    For
1i   Elect Director Joyce M. Roche    Mgmt    For    For    For
1j   Elect Director Paul C. Varga    Mgmt    For    For    For
1k   Elect Director Craig E. Weatherup    Mgmt    For    For    For
1l   Elect Director Marna C. Whittington    Mgmt    For    For    For
1m   Elect Director Annie Young-Scrivner    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

Targa Resources Corp.

 

Meeting Date:    05/18/2015    Country:    USA    Primary Security ID:    87612G101
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    TRGP

 

Shares Voted:   22,285          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Joe Bob Perkins    Mgmt    For    For    For
1.2   Elect Director Ershel C. Redd, Jr.    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Report on Methane Emissions Management and Reduction Targets    SH    Against    Refer    Against

Reinsurance Group of America, Incorporated

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    759351604
Record Date:    03/16/2015    Meeting Type:    Annual    Ticker:    RGA

 

Shares Voted:   139,900          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Frederick J. Sievert    Mgmt    For    For    For
1.2   Elect Director Stanley B. Tulin    Mgmt    For    For    For
1.3   Elect Director A. Greig Woodring    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive    Mgmt    For    For    For
  Officers’ Compensation            
3   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

State Street Corporation

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    857477103
Record Date:    03/13/2015    Meeting Type:    Annual    Ticker:    STT

 

Shares Voted:   110,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Jose E. Almeida    Mgmt    For    For    For
1b   Elect Director Kennett F. Burnes    Mgmt    For    For    For
1c   Elect Director Patrick de Saint-Aignan    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

State Street Corporation

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1d   Elect Director Amelia C. Fawcett    Mgmt    For    For    For
1e   Elect Director William C. Freda    Mgmt    For    For    For
1f   Elect Director Linda A. Hill    Mgmt    For    For    For
1g   Elect Director Joseph L. Hooley    Mgmt    For    For    For
1h   Elect Director Robert S. Kaplan    Mgmt    For    For    For
1i   Elect Director Richard P. Sergel    Mgmt    For    For    For
1j   Elect Director Ronald L. Skates    Mgmt    For    For    For
1k   Elect Director Gregory L. Summe    Mgmt    For    For    For
1l   Elect Director Thomas J. Wilson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Xerox Corporation

 

Meeting Date:    05/20/2015    Country:    USA    Primary Security ID:    984121103
Record Date:    03/23/2015    Meeting Type:    Annual    Ticker:    XRX

 

Shares Voted:   926,400          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Ursula M. Burns    Mgmt    For    For    For
1.2   Elect Director Richard J. Harrington    Mgmt    For    For    For
1.3   Elect Director William Curt Hunter    Mgmt    For    For    For
1.4   Elect Director Robert J. Keegan    Mgmt    For    For    For
1.5   Elect Director Charles Prince    Mgmt    For    For    For
1.6   Elect Director Ann N. Reese    Mgmt    For    For    For
1.7   Elect Director Stephen H. Rusckowski    Mgmt    For    For    For
1.8   Elect Director Sara Martinez Tucker    Mgmt    For    For    For
1.9   Elect Director Mary Agnes Wilderotter    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive    Mgmt    For    For    For
  Officers’ Compensation            

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

Comcast Corporation

 

Meeting Date:    05/21/2015    Country:    USA    Primary Security ID:    20030N101
Record Date:    03/12/2015    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   144,000          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.3   Elect Director Edward D. Breen    Mgmt    For    For    For
1.4   Elect Director Joseph J. Collins    Mgmt    For    For    For
1.5   Elect Director J. Michael Cook    Mgmt    For    For    For
1.6   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.7   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.8   Elect Director Eduardo G. Mestre    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Ralph J. Roberts    Mgmt    For    For    For
1.11   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
1.12   Elect Director Judith Rodin    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Awards    SH    Against    Refer    For
6   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For

MarkWest Energy Partners, L.P.

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    570759100
Record Date:    04/06/2015    Meeting Type:    Annual    Ticker:    MWE

 

Shares Voted:   90,100          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Frank M. Semple    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

MarkWest Energy Partners, L.P.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.2   Elect Director Donald D. Wolf    Mgmt    For    For    For
1.3   Elect Director Michael L. Beatty    Mgmt    For    Refer    For
1.4   Elect Director William A. Bruckmann, III    Mgmt    For    For    For
1.5   Elect Director Donald C. Heppermann    Mgmt    For    For    For
1.6   Elect Director Randall J. Larson    Mgmt    For    For    For
1.7   Elect Director Anne E. Fox Mounsey    Mgmt    For    For    For
1.8   Elect Director William P. Nicoletti    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

Molson Coors Brewing Company

 

Meeting Date:    06/03/2015    Country:    USA    Primary Security ID:    60871R209
Record Date:    04/10/2015    Meeting Type:    Annual    Ticker:    TAP

 

Shares Voted:   90,800          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Roger G. Eaton    Mgmt    For    For    For
1.2   Elect Director Charles M. Herington    Mgmt    For    For    For
1.3   Elect Director H. Sanford Riley    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Las Vegas Sands Corp.

 

Meeting Date:    06/04/2015    Country:    USA    Primary Security ID:    517834107
Record Date:    04/13/2015    Meeting Type:    Annual    Ticker:    LVS

 

Shares Voted:   219,300          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.1   Elect Director Jason N. Ader    Mgmt    For    For    For
1.2   Elect Director Micheline Chau    Mgmt    For    For    For
1.3   Elect Director Michael A. Leven    Mgmt    For    For    For

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 88 Ivy Funds VIP Value

 

Las Vegas Sands Corp.

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1.4   Elect Director David F. Levi    Mgmt    For    For    For
2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

SanDisk Corporation

 

Meeting Date:    06/18/2015    Country:    USA    Primary Security ID:    80004C101
Record Date:    04/20/2015    Meeting Type:    Annual    Ticker:    SNDK

 

Shares Voted:   167,500          

 

Proposal
Number

  

Proposal Text

   

Proponent

   

Mgmt Rec

   

Voting

Policy Rec

   

Vote

Instruction

1a   Elect Director Michael E. Marks    Mgmt    For    For    For
1b   Elect Director Irwin Federman    Mgmt    For    For    For
1c   Elect Director Steven J. Gomo    Mgmt    For    For    For
1d   Elect Director Eddy W. Hartenstein    Mgmt    For    For    For
1e   Elect Director Chenming Hu    Mgmt    For    For    For
1f   Elect Director Catherine P. Lego    Mgmt    For    For    For
1g   Elect Director Sanjay Mehrotra    Mgmt    For    For    For
1h   Elect Director D. Scott Mercer    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

IVY FUNDS VARIABLE INSURANCE PORTFOLIOS

(Registrant)
By:  

/s/    Philip A. Shipp

  Philip A. Shipp, Assistant Secretary
Date: August 31, 2015
By:  

/s/    Henry J. Herrmann

  Henry J. Herrmann, President and Principal Executive Officer
Date: August 31, 2015