N-PX 1 d758883dnpx.htm IVY FUNDS VARIABLE INSURANCE PORTFOLIOS Ivy Funds Variable Insurance Portfolios

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-5017

IVY FUNDS VARIABLE INSURANCE PORTFOLIOS

(Exact Name as Specified in Charter)

 

6300 Lamar Avenue, Overland Park, Kansas 66202-4200
(Address of Principal Executive Office) (Zip Code)
Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (913) 236-2000

Date of fiscal year end: December 31

Date of reporting period: July 1, 2013 to June 30, 2014


IVY FUNDS VIP ASSET STRATEGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

Sands China Ltd.

 

Meeting Date:    07/26/2013    Country:    Hong Kong    Provider Security ID:    G7800X107
Record Date:    07/15/2013    Meeting Type:    Special    Ticker:    01928

 

Shares Voted:   14,799,626          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date:    08/27/2013    Country:    Israel    Provider Security ID:    M8769Q102
Record Date:    07/25/2013    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   54,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1a   Reelect Moshe Many as Director Until the End of the 2016 General Meeting    Mgmt    For    For    For
1b   Reelect Arie Belldegrun as Director Until the End of the 2016 General Meeting    Mgmt    For    For    For
1c   Reelect Amir Elstein as Director Until the End of the 2016 General Meeting    Mgmt    For    For    For
1d   Reelect Yitzhak Peterburg as Director Until the End of the 2016 General Meeting    Mgmt    For    For    For
2a   Approve Cash Bonus of USD 1,203,125 to Jeremy Levin, President and CEO    Mgmt    For    Refer    For
2a.1   Vote YES if you have a personal interest in item 2a; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager.    Mgmt    None    Refer    Against
2b   Approval of Bonus Objectives and Payout Terms for 2013 for Jeremy Levin, President and CEO    Mgmt    For    Refer    For
2b.1   Vote YES if you have a personal interest in item 2b; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager.    Mgmt    None    Refer    Against
3   Approve Compensation Policy for the Directors and Officers of the Company    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Teva Pharmaceutical Industries Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.a   Vote YES if you have a personal interest in item 3; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager.    Mgmt    None    Refer    Against
4   Approve Dividend for First and Second Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share    Mgmt    For    For    For
5   Appoint Kesselman and Kesselman (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting    Mgmt    For    For    For
6   Discuss Financial Statements for 2012    Mgmt         

China Construction Bank Corporation

 

Meeting Date:    10/24/2013    Country:    Hong Kong    Provider Security ID:    Y1397N101
Record Date:    09/23/2013    Meeting Type:    Special    Ticker:    00939

 

Shares Voted:   1,041,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Remuneration Distribution and Settlement Plan for Directors and Supervisors    Mgmt    For    Refer    For
2   Elect Zhang Long as Director    Mgmt    For    For    For
3   Elect Zhang Yanling as Director    Mgmt    For    For    For
4   Elect Guo Yanpeng as Director    Mgmt    For    For    For

Cisco Systems, Inc.

 

Meeting Date:    11/19/2013    Country:    USA    Provider Security ID:    17275R102
Record Date:    09/20/2013    Meeting Type:    Annual    Ticker:    CSCO

 

Shares Voted:   336,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Carol A. Bartz    Mgmt    For    For    For
1b   Elect Director Marc Benioff    Mgmt    For    For    For
1c   Elect Director Gregory Q. Brown    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Cisco Systems, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director M. Michele Burns    Mgmt    For    For    For
1e   Elect Director Michael D. Capellas    Mgmt    For    For    For
1f   Elect Director John T. Chambers    Mgmt    For    For    For
1g   Elect Director Brian L. Halla    Mgmt    For    For    For
1h   Elect Director John L. Hennessy    Mgmt    For    For    For
1i   Elect Director Kristina M. Johnson    Mgmt    For    For    For
1j   Elect Director Roderick C. McGeary    Mgmt    For    For    For
1k   Elect Director Arun Sarin    Mgmt    For    For    For
1l   Elect Director Steven M. West    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For
5   Approve Proxy Advisor Competition    SH    Against    Refer    Against

British Sky Broadcasting Group plc

 

Meeting Date:    11/22/2013    Country:    United Kingdom    Provider Security ID:    G15632105
Record Date:    11/20/2013    Meeting Type:    Annual    Ticker:    BSY

 

Shares Voted:   226,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Elect Chase Carey as Director    Mgmt    For    For    For
4   Re-elect Tracy Clarke as Director    Mgmt    For    For    For
5   Re-elect Jeremy Darroch as Director    Mgmt    For    For    For
6   Re-elect David DeVoe as Director    Mgmt    For    For    For
7   Re-elect Nick Ferguson as Director    Mgmt    For    For    For
8   Re-elect Martin Gilbert as Director    Mgmt    For    For    For
9   Elect Adine Grate as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

British Sky Broadcasting Group plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10   Re-elect Andrew Griffith as Director    Mgmt    For    For    For
11   Re-elect Andy Higginson as Director    Mgmt    For    For    For
12   Elect Dave Lewis as Director    Mgmt    For    For    For
13   Re-elect James Murdoch as Director    Mgmt    For    For    For
14   Re-elect Matthieu Pigasse as Director    Mgmt    For    Refer    For
15   Re-elect Danny Rimer as Director    Mgmt    For    For    For
16   Re-elect Arthur Siskind as Director    Mgmt    For    For    For
17   Elect Andy Sukawaty as Director    Mgmt    For    For    For
18   Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration    Mgmt    For    For    For
19   Approve Remuneration Report    Mgmt    For    Refer    For
20   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
21   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
23   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For
24   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
25   Authorise Off-Market Purchase of Ordinary Shares    Mgmt    For    Refer    For
26   Approve the Twenty-First Century Fox Agreement as a Related Party Transaction    Mgmt    For    Refer    For
27   Approve 2013 Sharesave Scheme Rules    Mgmt    For    For    For

ACE Limited

 

Meeting Date:    01/10/2014    Country:    Switzerland    Provider Security ID:    H0023R105
Record Date:    12/05/2013    Meeting Type:    Special    Ticker:    ACE

 

Shares Voted:   15,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Dividend Distribution from Legal Reserves    Mgmt    For    For    For
2   Elect of Homburger AG as Independent Proxy    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

ACE Limited

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Transact Other Business (Voting)    Mgmt    For    Refer    Against

Intuit Inc.

 

Meeting Date:    01/23/2014    Country:    USA    Provider Security ID:    461202103
Record Date:    11/25/2013    Meeting Type:    Annual    Ticker:    INTU

 

Shares Voted:   225,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Christopher W. Brody    Mgmt    For    For    For
1b   Elect Director William V. Campbell    Mgmt    For    For    For
1c   Elect Director Scott D. Cook    Mgmt    For    For    For
1d   Elect Director Diane B. Greene    Mgmt    For    For    For
1e   Elect Director Edward A. Kangas    Mgmt    For    For    For
1f   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1g   Elect Director Dennis D. Powell    Mgmt    For    For    For
1h   Elect Director Brad D. Smith    Mgmt    For    For    For
1i   Elect Director Jeff Weiner    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Accenture plc

 

Meeting Date:    01/30/2014    Country:    Ireland    Provider Security ID:    G1151C101
Record Date:    12/06/2013    Meeting Type:    Annual    Ticker:    ACN

 

Shares Voted:   50,700          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2a   Elect Director Jaime Ardila    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Accenture plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2b   Elect Director Charles H. Giancarlo    Mgmt    For    For    For
2c   Elect Director William L. Kimsey    Mgmt    For    For    For
2d   Elect Director Blythe J. McGarvie    Mgmt    For    For    For
2e   Elect Director Mark Moody-Stuart    Mgmt    For    For    For
2f   Elect Director Pierre Nanterme    Mgmt    For    For    For
2g   Elect Director Gilles C. Pelisson    Mgmt    For    For    For
2h   Elect Director Wulf von Schimmelmann    Mgmt    For    For    For
3   Approve Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights    Mgmt    For    Refer    For
6   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
7   Approve Reduction in Share Capital and Creation of Distributable Reserves    Mgmt    For    For    For
8   Authorize the Holding of the 2015 AGM at a Location Outside Ireland    Mgmt    For    Refer    For
9   Authorize Open-Market Purchases of Class A Ordinary Shares    Mgmt    For    For    For
10   Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock    Mgmt    For    Refer    For

Apple Inc.

 

Meeting Date:    02/28/2014    Country:    USA    Provider Security ID:    037833100
Record Date:    12/30/2013    Meeting Type:    Annual    Ticker:    AAPL

 

Shares Voted:   29,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William Campbell    Mgmt    For    For    For
1.2   Elect Director Timothy Cook    Mgmt    For    For    For
1.3   Elect Director Millard Drexler    Mgmt    For    For    For
1.4   Elect Director Al Gore    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Apple Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director Robert Iger    Mgmt    For    For    For
1.6   Elect Director Andrea Jung    Mgmt    For    For    For
1.7   Elect Director Arthur Levinson    Mgmt    For    For    For
1.8   Elect Director Ronald Sugar    Mgmt    For    For    For
2   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
3   Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock    Mgmt    For    Refer    For
4   Establish a Par Value for Common Stock    Mgmt    For    Refer    For
5   Ratify Auditors    Mgmt    For    For    For
6   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
7   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
8   Establish Board Committee on Human Rights    SH    Against    Against    Against
9   Report on Trade Associations and Organizations that Promote Sustainability Practices    SH    Against    Refer    Against
10   Advisory Vote to Increase Capital Repurchase Program    SH    Against    Refer    Against
11   Proxy Access    SH    Against    Refer    Against

Applied Materials, Inc.

 

Meeting Date:    03/04/2014    Country:    USA    Provider Security ID:    038222105
Record Date:    01/08/2014    Meeting Type:    Annual    Ticker:    AMAT

 

Shares Voted:   582,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Aart J. de Geus    Mgmt    For    For    For
1b   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1c   Elect Director Stephen R. Forrest    Mgmt    For    For    For
1d   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1e   Elect Director Susan M. James    Mgmt    For    For    For
1f   Elect Director Alexander A. Karsner    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Applied Materials, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g   Elect Director Gerhard H. Parker    Mgmt    For    For    For
1h   Elect Director Dennis D. Powell    Mgmt    For    For    For
1i   Elect Director Willem P. Roelandts    Mgmt    For    For    For
1j   Elect Director James E. Rogers    Mgmt    For    For    For
1k   Elect Director Michael R. Splinter    Mgmt    For    For    For
1l   Elect Director Robert H. Swan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Amend Bylaws — Call Special Meetings    SH    Against    For    Against

Hyundai Motor Co.

 

Meeting Date:    03/14/2014    Country:    South Korea    Provider Security ID:    Y38472109
Record Date:    12/31/2013    Meeting Type:    Annual    Ticker:    005380

 

Shares Voted:   92,632          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,950 per Share    Mgmt    For    For    For
2   Reelect Jung Mong-Goo as Inside Director and Reelect Oh Se-Bin as Outside Director    Mgmt    For    For    For
3   Reelect Oh Se-Bin as Member of Audit Committee    Mgmt    For    Refer    For
4   Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    Against

Samsung Electronics Co. Ltd.

 

Meeting Date:    03/14/2014    Country:    South Korea    Provider Security ID:    Y74718100
Record Date:    12/31/2013    Meeting Type:    Annual    Ticker:    005930


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Samsung Electronics Co. Ltd.

 

Shares Voted:   3,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Financial Statements, Allocation of Income, and Dividend of KRW 13,800 per Share    Mgmt    For    For    For
2   Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    Against

Canon Inc.

 

Meeting Date:    03/28/2014    Country:    Japan    Provider Security ID:    J05124144
Record Date:    12/31/2013    Meeting Type:    Annual    Ticker:    7751

 

Shares Voted:   470,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 65    Mgmt    For    For    For
2   Amend Articles to Indemnify Directors    Mgmt    For    Refer    For
3.1   Elect Director Mitarai, Fujio    Mgmt    For    For    For
3.2   Elect Director Tanaka, Toshizo    Mgmt    For    For    For
3.3   Elect Director Ikoma, Toshiaki    Mgmt    For    For    For
3.4   Elect Director Adachi, Yoroku    Mgmt    For    For    For
3.5   Elect Director Mitsuhashi, Yasuo    Mgmt    For    For    For
3.6   Elect Director Matsumoto, Shigeyuki    Mgmt    For    For    For
3.7   Elect Director Homma, Toshio    Mgmt    For    For    For
3.8   Elect Director Ozawa, Hideki    Mgmt    For    For    For
3.9   Elect Director Maeda, Masaya    Mgmt    For    For    For
3.10   Elect Director Tani, Yasuhiro    Mgmt    For    For    For
3.11   Elect Director Nagasawa, Kenichi    Mgmt    For    For    For
3.12   Elect Director Otsuka, Naoji    Mgmt    For    For    For
3.13   Elect Director Yamada, Masanori    Mgmt    For    For    For
3.14   Elect Director Wakiya, Aitake    Mgmt    For    For    For
3.15   Elect Director Ono, Kazuto    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Canon Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.16   Elect Director Kimura, Akiyoshi    Mgmt    For    For    For
3.17   Elect Director Osanai, Eiji    Mgmt    For    For    For
3.18   Elect Director Saida, Kunitaro    Mgmt    For    For    For
3.19   Elect Director Kato, Haruhiko    Mgmt    For    For    For
4.1   Appoint Statutory Auditor Araki, Makoto    Mgmt    For    Refer    For
4.2   Appoint Statutory Auditor Yoshida, Osami    Mgmt    For    Refer    For
4.3   Appoint Statutory Auditor Kitamura, Kuniyoshi    Mgmt    For    Refer    Against
5   Approve Annual Bonus Payment to Directors    Mgmt    For    Refer    For

Daimler AG

 

Meeting Date:    04/09/2014    Country:    Germany    Provider Security ID:    D1668R123
Record Date:       Meeting Type:    Annual    Ticker:    DAI

 

Shares Voted:   153,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2013    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 2.25 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2013    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2013    Mgmt    For    For    For
5   Ratify KMPG AG as Auditors for Fiscal 2014    Mgmt    For    For    For
6   Approve Remuneration System for Management Board Members    Mgmt    For    For    For
7.1   Elect Bernd Bohr to the Supervisory Board    Mgmt    For    For    For
7.2   Elect Joe Kaeser to the Supervisory Board    Mgmt    For    For    For
7.3   Elect Bernd Pischetsrieder to the Supervisory Board    Mgmt    For    For    For
8   Approve Creation of EUR1 Billion of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
9   Amend Articles Re: Remuneration of Supervisory Board    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Daimler AG

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10   Amend Affiliation Agreements with Subsidiaries    Mgmt    For    Refer    For
11   Approve Affiliation Agreements with Subsidiaries    Mgmt    For    Refer    For

Adobe Systems Incorporated

 

Meeting Date:    04/10/2014    Country:    USA    Provider Security ID:    00724F101
Record Date:    02/14/2014    Meeting Type:    Annual    Ticker:    ADBE

 

Shares Voted:   128,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Amy L. Banse    Mgmt    For    For    For
1b   Elect Director Kelly J. Barlow    Mgmt    For    For    For
1c   Elect Director Edward W. Barnholt    Mgmt    For    For    For
1d   Elect Director Robert K. Burgess    Mgmt    For    For    For
1e   Elect Director Frank A. Calderoni    Mgmt    For    For    For
1f   Elect Director Michael R. Cannon    Mgmt    For    For    For
1g   Elect Director James E. Daley    Mgmt    For    For    For
1h   Elect Director Laura B. Desmond    Mgmt    For    For    For
1i   Elect Director Charles M. Geschke    Mgmt    For    For    For
1j   Elect Director Shantanu Narayen    Mgmt    For    For    For
1k   Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1l   Elect Director Robert Sedgewick    Mgmt    For    For    For
1m   Elect Director John E. Warnock    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Swiss Reinsurance (Schweizerische Rueckversicherungs)

 

Meeting Date:    04/11/2014    Country:    Switzerland    Provider Security ID:    H8431B109
Record Date:       Meeting Type:    Annual    Ticker:    SREN


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Swiss Reinsurance (Schweizerische Rueckversicherungs)

 

Shares Voted:   207,700          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Approve Remuneration Report    Mgmt    For    For    For
1.2   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income    Mgmt    For    For    For
3.1   Approve Ordinary Dividends of CHF 3.85 per Share from Capital Contribution Reserves    Mgmt    For    For    For
3.2   Approve Special Dividends of CHF 4.15 per Share from Capital Contribution Reserves    Mgmt    For    For    For
4   Approve Discharge of the Board    Mgmt    For    For    For
5.1a   Reelect Walter Kielholz as Director and Board Chairman    Mgmt    For    For    For
5.1b   Reelect Raymund Breu as Director    Mgmt    For    For    For
5.1c   Reelect Mathis Cabiallavetta as Director    Mgmt    For    For    For
5.1d   Reelect Raymond Ch’ien as Director    Mgmt    For    For    For
5.1e   Reelect Renato Fassbind as Director    Mgmt    For    For    For
5.1f   Reelect Mary Francis as Director    Mgmt    For    For    For
5.1g   Reelect Rajna Gibson Brandon as Director    Mgmt    For    For    For
5.1h   Reelect Robert Henrikson as Director    Mgmt    For    For    For
5.1i   Reelect Hans Ulrich Marki as Director    Mgmt    For    For    For
5.1j   Reelect Carlos Represas as Director    Mgmt    For    For    For
5.1k   Reelect Jean-Pierre Roth as Director    Mgmt    For    For    For
5.1l   Elect Susan Wagner as Director    Mgmt    For    For    For
5.2.1   Appoint Renato Fassbind as Member of the Compensation Committee    Mgmt    For    For    For
5.2.2   Appoint Robert Henrikson as Member of the Compensation Committee    Mgmt    For    For    For
5.2.3   Appoint Hans Ulrich Marki as Member of the Compensation Committee    Mgmt    For    For    For
5.2.4   Appoint Carlos Represas as Member of the Compensation Committee    Mgmt    For    For    For
5.3   Designate Proxy Voting Services GmbH as Independent Proxy    Mgmt    For    Refer    For
5.4   Ratify PricewaterhouseCooperes AG as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Swiss Reinsurance (Schweizerische Rueckversicherungs)

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies    Mgmt    For    For    For

LyondellBasell Industries NV

 

Meeting Date:    04/16/2014    Country:    Netherlands    Provider Security ID:    N53745100
Record Date:    03/19/2014    Meeting Type:    Annual    Ticker:    LYB

 

Shares Voted:   96,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Jagjeet S. Bindra to Supervisory Board    Mgmt    For    For    For
1b   Elect Milton Carroll to Supervisory Board    Mgmt    For    For    For
1c   Elect Claire S. Farley to Supervisory Board    Mgmt    For    For    For
1d   Elect Rudy van der Meer to Supervisory Board    Mgmt    For    For    For
1e   Elect Isabella D. Goren to Supervisory Board    Mgmt    For    For    For
1f   Elect Nance K. Dicciani to Supervisory Board    Mgmt    For    For    For
2a   Elect Karyn F. Ovelmen to Management Board    Mgmt    For    For    For
2b   Elect Craig B. Glidden to Management Board    Mgmt    For    For    For
2c   Elect Bhavesh V. Patel to Management Board    Mgmt    For    For    For
2d   Elect Patrick D. Quarles to Management Board    Mgmt    For    For    For
2e   Elect Timothy D. Roberts to Management Board    Mgmt    For    For    For
3   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
4   Approve Discharge of Management Board    Mgmt    For    For    For
5   Approve Discharge of Supervisory Board    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
7   Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    Mgmt    For    For    For
8   Approve Dividends of USD 2.20 Per Share    Mgmt    For    For    For
9   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

LyondellBasell Industries NV

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11   Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account    Mgmt    For    For    For

Texas Instruments Incorporated

 

Meeting Date:    04/17/2014    Country:    USA    Provider Security ID:    882508104
Record Date:    02/18/2014    Meeting Type:    Annual    Ticker:    TXN

 

Shares Voted:   318,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Ralph W. Babb, Jr.    Mgmt    For    For    For
1b   Elect Director Mark A. Blinn    Mgmt    For    For    For
1c   Elect Director Daniel A. Carp    Mgmt    For    For    For
1d   Elect Director Carrie S. Cox    Mgmt    For    For    For
1e   Elect Director Ronald Kirk    Mgmt    For    For    For
1f   Elect Director Pamela H. Patsley    Mgmt    For    For    For
1g   Elect Director Robert E. Sanchez    Mgmt    For    For    For
1h   Elect Director Wayne R. Sanders    Mgmt    For    For    For
1i   Elect Director Ruth J. Simmons    Mgmt    For    For    For
1j   Elect Director Richard K. Templeton    Mgmt    For    For    For
1k   Elect Director Christine Todd Whitman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

MetLife, Inc.

 

Meeting Date:    04/22/2014    Country:    USA    Provider Security ID:    59156R108
Record Date:    02/28/2014    Meeting Type:    Annual    Ticker:    MET


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

MetLife, Inc.

 

Shares Voted:   341,200          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Cheryl W. Grisé    Mgmt    For    For    For
1.2   Elect Director Carlos M. Gutierrez    Mgmt    For    For    For
1.3   Elect Director R. Glenn Hubbard    Mgmt    For    For    For
1.4   Elect Director Steven A. Kandarian    Mgmt    For    For    For
1.5   Elect Director John M. Keane    Mgmt    For    For    For
1.6   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1.7   Elect Director William E. Kennard    Mgmt    For    For    For
1.8   Elect Director James M. Kilts    Mgmt    For    For    For
1.9   Elect Director Catherine R. Kinney    Mgmt    For    For    For
1.10   Elect Director Denise M. Morrison    Mgmt    For    For    For
1.11   Elect Director Kenton J. Sicchitano    Mgmt    For    For    For
1.12   Elect Director Lulu C. Wang    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Approve Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For

Axa

 

Meeting Date:    04/23/2014    Country:    France    Provider Security ID:    F06106102
Record Date:    04/15/2014    Meeting Type:    Annual/Special    Ticker:    CS

 

Shares Voted:   521,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Axa

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Allocation of Income and Dividends of EUR 0.81 per Share    Mgmt    For    For    For
4   Advisory Vote on Compensation of Henri de Castries, Chairman and CEO    Mgmt    For    For    For
5   Advisory Vote on Compensation of Denis Duverne, Vice CEO    Mgmt    For    For    For
6   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
7   Approve Severance Payment Agreement with Henri de Castries    Mgmt    For    Refer    Against
8   Approve Severance Payment Agreement with Denis Duverne    Mgmt    For    Refer    For
9   Reelect Henri de Castries as Director    Mgmt    For    For    Against
10   Reelect Norbert Dentressangle as Director    Mgmt    For    For    For
11   Reelect Denis Duverne as Director    Mgmt    For    For    For
12   Reelect Isabelle Kocher as Director    Mgmt    For    For    For
13   Reelect Suet Fern Lee as Director    Mgmt    For    For    For
14   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million    Mgmt    For    Refer    For
15   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
16   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
17   Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Subsidiaries    Mgmt    For    For    For
18   Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    Refer    For
19   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    Refer    For
20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
  Ordinary Business    Mgmt         
21   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

AstraZeneca plc

 

Meeting Date:    04/24/2014    Country:    United Kingdom    Provider Security ID:    G0593M107
Record Date:    04/22/2014    Meeting Type:    Annual    Ticker:    AZN

 

Shares Voted:   102,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Dividends    Mgmt    For    For    For
3   Appoint KPMG LLP as Auditor    Mgmt    For    For    For
4   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
5(a)   Re-elect Leif Johansson as Director    Mgmt    For    For    For
5(b)   Re-elect Pascal Soriot as Director    Mgmt    For    For    For
5(c)   Elect Marc Dunoyer as Director    Mgmt    For    For    For
5(d)   Re-elect Genevieve Berger as Director    Mgmt    For    For    For
5(e)   Re-elect Bruce Burlington as Director    Mgmt    For    For    For
5(f)   Elect Ann Cairns as Director    Mgmt    For    For    For
5(g)   Re-elect Graham Chipchase as Director    Mgmt    For    For    For
5(h)   Re-elect Jean-Philippe Courtois as Director    Mgmt    For    Refer    Against
5(i)   Re-elect Rudy Markham as Director    Mgmt    For    For    For
5(j)   Re-elect Nancy Rothwell as Director    Mgmt    For    For    For
5(k)   Re-elect Shriti Vadera as Director    Mgmt    For    For    For
5(l)   Re-elect John Varley as Director    Mgmt    For    For    For
5(m)   Re-elect Marcus Wallenberg as Director    Mgmt    For    For    For
6   Approve Remuneration Report    Mgmt    For    Refer    Against
7   Approve Remuneration Policy    Mgmt    For    Refer    Against
8   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
9   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
10   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
11   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
12   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

AstraZeneca plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13   Approve Performance Share Plan    Mgmt    For    Refer    For

Pfizer Inc.

 

Meeting Date:    04/24/2014    Country:    USA    Provider Security ID:    717081103
Record Date:    02/26/2014    Meeting Type:    Annual    Ticker:    PFE

 

Shares Voted:   607,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dennis A. Ausiello    Mgmt    For    For    For
1.2   Elect Director W. Don Cornwell    Mgmt    For    For    For
1.3   Elect Director Frances D. Fergusson    Mgmt    For    For    For
1.4   Elect Director Helen H. Hobbs    Mgmt    For    For    For
1.5   Elect Director Constance J. Horner    Mgmt    For    For    For
1.6   Elect Director James M. Kilts    Mgmt    For    For    For
1.7   Elect Director George A. Lorch    Mgmt    For    For    For
1.8   Elect Director Shantanu Narayen    Mgmt    For    For    For
1.9   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1.10   Elect Director Ian C. Read    Mgmt    For    For    For
1.11   Elect Director Stephen W. Sanger    Mgmt    For    For    For
1.12   Elect Director Marc Tessier-Lavigne    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    Against
5   Require Shareholder Vote to Approve Political Contributions Policy    SH    Against    Refer    Against
6   Review and Assess Membership of Lobbying Organizations    SH    Against    Refer    Against
7   Provide Right to Act by Written Consent    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Continental AG

 

Meeting Date:    04/25/2014    Country:    Germany    Provider Security ID:    D16212140
Record Date:    04/03/2014    Meeting Type:    Annual    Ticker:    CON

 

Shares Voted:   73,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 2.50 per Share    Mgmt    For    For    For
3.1   Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2013    Mgmt    For    For    For
3.2   Approve Discharge of Management Board Member Jose Avila for Fiscal 2013    Mgmt    For    For    For
3.3   Approve Discharge of Management Board Member Ralf Cramer for Fiscal 2013    Mgmt    For    For    For
3.4   Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2013    Mgmt    For    For    For
3.5   Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2013    Mgmt    For    For    For
3.6   Approve Discharge of Management Board Member Wolfgang Schafer for Fiscal 2013    Mgmt    For    For    For
3.7   Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2013    Mgmt    For    For    For
3.8   Approve Discharge of Management Board Member Elke Strathmann for Fiscal 2013    Mgmt    For    For    For
3.9   Approve Discharge of Management Board Member Heinz-Gerhard Wente for Fiscal 2013    Mgmt    For    For    For
4.1   Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2013    Mgmt    For    For    For
4.2   Approve Discharge of Supervisory Board Member Werner Bischoff for Fiscal 2013    Mgmt    For    For    For
4.3   Approve Discharge of Supervisory Board Member Michael Deister for Fiscal 2013    Mgmt    For    For    For
4.4   Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2013    Mgmt    For    For    For
4.5   Approve Discharge of Supervisory Board Member Hans Fischl for Fiscal 2013    Mgmt    For    For    For
4.6   Approve Discharge of Supervisory Board Member Juergen Geissinger for Fiscal 2013    Mgmt    For    For    For
4.7   Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2013    Mgmt    For    For    For
4.8   Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2013    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Continental AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.9   Approve Discharge of Supervisory Board Member Hans-Olaf Henkel for Fiscal 2013    Mgmt    For    For    For
4.10   Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2013    Mgmt    For    For    For
4.11   Approve Discharge of Supervisory Board Member Joerg Koehlinger for Fiscal 2013    Mgmt    For    For    For
4.12   Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2013    Mgmt    For    For    For
4.13   Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2013    Mgmt    For    For    For
4.14   Approve Discharge of Supervisory Board Member Dirk Normann for Fiscal 2013    Mgmt    For    For    For
4.15   Approve Discharge of Supervisory Board Member Artur Otto for Fiscal 2013    Mgmt    For    For    For
4.16   Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2013    Mgmt    For    For    For
4.17   Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2013    Mgmt    For    For    For
4.18   Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler for Fiscal 2013    Mgmt    For    For    For
4.19   Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2013    Mgmt    For    For    For
4.20   Approve Discharge of Supervisory Board Member Bernd Voss for Fiscal 2013    Mgmt    For    For    For
4.21   Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2013    Mgmt    For    For    For
4.22   Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2013    Mgmt    For    For    For
5   Ratify KPMG as Auditors for Fiscal 2014 and for Review of Interim Financial Reports    Mgmt    For    For    For
6.1   Elect Gunther Dunkel to the Supervisory Board    Mgmt    For    For    For
6.2   Elect Peter Gutzmer to the Supervisory Board    Mgmt    For    For    For
6.3   Elect Klaus Mangold to the Supervisory Board    Mgmt    For    For    For
6.4   Elect Sabine Neuss to the Supervisory Board    Mgmt    For    For    For
6.5   Elect Rolf Nonnenmacher to the Supervisory Board from October 1, 2014 until the 2019 AGM    Mgmt    For    For    For
6.6   Elect Wolfgang Reizle to the Supervisory Board    Mgmt    For    For    For
6.7   Elect Klaus Rosenfeld to the Supervisory Board    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Continental AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6.8   Elect Georg Schaeffler to the Supervisory Board    Mgmt    For    For    For
6.9   Elect Maria-Elisabeth Schaeffler to the Supervisory Board    Mgmt    For    For    For
6.10   Elect Bernd Voss to the Supervisory Board from the AGM until September 30, 2014    Mgmt    For    For    For
6.11   Elect Siegfried Wolf to the Supervisory Board    Mgmt    For    For    For
7   Approve Remuneration System for Management Board Members    Mgmt    For    For    For
8   Amend Affiliation Agreements with Subsidiaries    Mgmt    For    Refer    For

The Boeing Company

 

Meeting Date:    04/28/2014    Country:    USA    Provider Security ID:    097023105
Record Date:    02/27/2014    Meeting Type:    Annual    Ticker:    BA

 

Shares Voted:

  68,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David L. Calhoun    Mgmt    For    For    For
1b   Elect Director Arthur D. Collins, Jr.    Mgmt    For    For    For
1c   Elect Director Linda Z. Cook    Mgmt    For    For    For
1d   Elect Director Kenneth M. Duberstein    Mgmt    For    For    For
1e   Elect Director Edmund P. Giambastiani, Jr.    Mgmt    For    For    For
1f   Elect Director Lawrence W. Kellner    Mgmt    For    For    For
1g   Elect Director Edward M. Liddy    Mgmt    For    For    For
1h   Elect Director W. James McNerney, Jr.    Mgmt    For    For    For
1i   Elect Director Susan C. Schwab    Mgmt    For    For    For
1j   Elect Director Ronald A. Williams    Mgmt    For    For    For
1k   Elect Director Mike S. Zafirovski    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

The Boeing Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Provide Right to Act by Written Consent    SH    Against    For    For
7   Require Independent Board Chairman    SH    Against    Refer    For

Humana Inc.

 

Meeting Date:    04/29/2014    Country:    USA    Provider Security ID:    444859102
Record Date:    02/28/2014    Meeting Type:    Annual    Ticker:    HUM

 

Shares Voted:   33,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kurt J. Hilzinger    Mgmt    For    For    For
1b   Elect Director Bruce D. Broussard    Mgmt    For    For    For
1c   Elect Director Frank A. D’Amelio    Mgmt    For    For    For
1d   Elect Director W. Roy Dunbar    Mgmt    For    For    For
1e   Elect Director David A. Jones, Jr.    Mgmt    For    For    For
1f   Elect Director William J. McDonald    Mgmt    For    For    For
1g   Elect Director William E. Mitchell    Mgmt    For    For    For
1h   Elect Director David B. Nash    Mgmt    For    For    For
1i   Elect Director James J. O’Brien    Mgmt    For    For    For
1j   Elect Director Marissa T. Peterson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against

Wells Fargo & Company

 

Meeting Date:    04/29/2014    Country:    USA    Provider Security ID:    949746101
Record Date:    03/04/2014    Meeting Type:    Annual    Ticker:    WFC


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Wells Fargo & Company

 

Shares Voted:   210,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director John D. Baker, II    Mgmt    For    For    For
1b   Elect Director Elaine L. Chao    Mgmt    For    For    For
1c   Elect Director John S. Chen    Mgmt    For    For    For
1d   Elect Director Lloyd H. Dean    Mgmt    For    For    For
1e   Elect Director Susan E. Engel    Mgmt    For    For    For
1f   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1g   Elect Director Donald M. James    Mgmt    For    For    For
1h   Elect Director Cynthia H. Milligan    Mgmt    For    For    For
1i   Elect Director Federico F. Pena    Mgmt    For    For    For
1j   Elect Director James H. Quigley    Mgmt    For    For    For
1k   Elect Director Judith M. Runstad    Mgmt    For    For    For
1l   Elect Director Stephen W. Sanger    Mgmt    For    For    For
1m   Elect Director John G. Stumpf    Mgmt    For    For    For
1n   Elect Director Susan G. Swenson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Review Fair Housing and Fair Lending Compliance    SH    Against    Refer    Against

Starwood Hotels & Resorts Worldwide, Inc.

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    85590A401
Record Date:    03/06/2014    Meeting Type:    Annual    Ticker:    HOT

 

Shares Voted:   222,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Frits van Paasschen    Mgmt    For    For    For
1b   Elect Director Bruce W. Duncan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Starwood Hotels & Resorts Worldwide, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director Adam M. Aron    Mgmt    For    For    For
1d   Elect Director Charlene Barshefsky    Mgmt    For    For    For
1e   Elect Director Thomas E. Clarke    Mgmt    For    For    For
1f   Elect Director Clayton C. Daley, Jr.    Mgmt    For    For    For
1g   Elect Director Lizanne Galbreath    Mgmt    For    For    For
1h   Elect Director Eric Hippeau    Mgmt    For    For    For
1i   Elect Director Aylwin B. Lewis    Mgmt    For    For    For
1j   Elect Director Stephen R. Quazzo    Mgmt    For    For    For
1k   Elect Director Thomas O. Ryder    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Occidental Petroleum Corporation

 

Meeting Date:    05/02/2014    Country:    USA    Provider Security ID:    674599105
Record Date:    03/13/2014    Meeting Type:    Annual    Ticker:    OXY

 

Shares Voted:   118,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director Spencer Abraham    Mgmt    For    For    For
1.2   Elect Director Howard I. Atkins    Mgmt    For    For    For
1.3   Elect Director Eugene L. Batchelder    Mgmt    For    For    For
1.4   Elect Director Stephen I. Chazen    Mgmt    For    For    For
1.5   Elect Director Edward P. Djerejian    Mgmt    For    For    For
1.6   Elect Director John E. Feick    Mgmt    For    For    For
1.7   Elect Director Margaret M. Foran    Mgmt    For    For    For
1.8   Elect Director Carlos M. Gutierrez    Mgmt    For    For    For
1.9   Elect Director William R. Klesse    Mgmt    For    For    For
1.10   Elect Director Avedick B. Poladian    Mgmt    For    For    For
1.11   Elect Director Elisse B. Walter    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Occidental Petroleum Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2

  Remove Age Restriction for Directors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    Mgmt    For    For    For
5   Separate the Roles of the Chairman of the Board and the Chief Executive Officer    Mgmt    For    Refer    Against
6   Ratify Auditors    Mgmt    For    For    For
7   Stock Retention/Holding Period    SH    Against    Against    Against
8   Review and Assess Membership of Lobbying Organizations    SH    Against    Refer    Against
9   Report on Management of Hydraulic Fracturing Risks and Opportunities    SH    Against    Refer    Against
10   Report on Methane Emissions Management and Reduction Targets    SH    Against    Refer    Against

Nielsen N.V.

 

Meeting Date:    05/06/2014    Country:    Netherlands    Provider Security ID:    N63218106
Record Date:    04/08/2014    Meeting Type:    Annual    Ticker:    NLSN

 

Shares Voted:   621,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Discharge of Board of Directors    Mgmt    For    For    For
3a   Elect Director James A. Attwood, Jr.    Mgmt    For    For    For
3b   Elect Director David L. Calhoun    Mgmt    For    For    For
3c   Elect Director Karen M. Hoguet    Mgmt    For    For    For
3d   Elect Director James M. Kilts    Mgmt    For    For    For
3e   Elect Director Alexander Navab    Mgmt    For    For    For
3f   Elect Director Robert Pozen    Mgmt    For    For    For
3g   Elect Director Vivek Ranadive    Mgmt    For    For    For
3h   Elect Director Ganesh Rao    Mgmt    For    For    For
3i   Elect Director Javier G. Teruel    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Nielsen N.V.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts    Mgmt    For    For    For
6   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
7   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
8   Change Company Name    Mgmt    For    For    For
9   Advisory Vote to Approve Remuneration of Executives    Mgmt    For    Refer    For

Allianz SE

 

Meeting Date:    05/07/2014    Country:    Germany    Provider Security ID:    D03080112
Record Date:       Meeting Type:    Annual    Ticker:    ALV

 

Shares Voted:   124,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 5.30 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2013    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2013    Mgmt    For    For    For
5   Elect Jim Hagemann Snabe to the Supervisory Board    Mgmt    For    For    For
6   Approve Creation of EUR 550 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
7   Approve Creation of EUR 15 Million Pool of Capital for Employee Stock Purchase Plan    Mgmt    For    For    For
8   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR10 Billion; Approve Creation of EUR 230 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    Refer    For
9   Authorize the Acquisition Treasury Shares for Trading Purposes    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Allianz SE

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10

  Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
11   Authorize Use of Financial Derivatives when Repurchasing Shares    Mgmt    For    Refer    For
12   Amend Affiliation Agreements with Subsidiaries    Mgmt    For    Refer    For

Gilead Sciences, Inc.

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    375558103
Record Date:    03/12/2014    Meeting Type:    Annual    Ticker:    GILD

 

Shares Voted:   172,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a

  Elect Director John F. Cogan    Mgmt    For    For    For
1b   Elect Director Etienne F. Davignon    Mgmt    For    For    For
1c   Elect Director Carla A. Hills    Mgmt    For    For    For
1d   Elect Director Kevin E. Lofton    Mgmt    For    For    For
1e   Elect Director John W. Madigan    Mgmt    For    For    For
1f   Elect Director John C. Martin    Mgmt    For    For    For
1g   Elect Director Nicholas G. Moore    Mgmt    For    For    For
1h   Elect Director Richard J. Whitley    Mgmt    For    For    For
1i   Elect Director Gayle E. Wilson    Mgmt    For    For    For
1j   Elect Director Per Wold-Olsen    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions    Mgmt    For    Refer    Against
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Require Independent Board Chairman    SH    Against    Refer    For
6   Provide Right to Act by Written Consent    SH    Against    For    For
7   Link CEO Compensation to Patient Access to the Company’s Medicine    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Philip Morris International Inc.

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    718172109
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   294,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Jennifer Li    Mgmt    For    For    For
1.5   Elect Director Sergio Marchionne    Mgmt    For    For    For
1.6   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.7   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.8   Elect Director Robert B. Polet    Mgmt    For    For    For
1.9   Elect Director Carlos Slim Helu    Mgmt    For    For    For
1.10   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Adopt Policy to Restrict Non-Required Animal Testing    SH    Against    Against    Against

Phillips 66

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    718546104
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    PSX

 

Shares Voted:   321,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William R. Loomis, Jr.    Mgmt    For    For    For
1b   Elect Director Glenn F. Tilton    Mgmt    For    For    For
1c   Elect Director Marna C. Whittington    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Phillips 66

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Quantitative GHG Goals for Operations    SH    Against    Refer    Against

AIA Group Ltd.

 

Meeting Date:    05/09/2014    Country:    Hong Kong    Provider Security ID:    Y002A1105
Record Date:    05/02/2014    Meeting Type:    Annual    Ticker:    01299

 

Shares Voted:   8,833,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1

  Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Declare Final Dividend    Mgmt    For    For    For
3   Elect Mohamed Azman Yahya as Director    Mgmt    For    For    For
4   Elect Edmund Sze-Wing Tse as Director    Mgmt    For    For    For
5   Elect Jack Chak-Kwong So as Director    Mgmt    For    For    For
6   Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7a   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
7b   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7c   Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme    Mgmt    For    Refer    For
8   Adopt New Articles of Association    Mgmt    For    For    For

AMERICAN INTERNATIONAL GROUP, INC.

 

Meeting Date:    05/12/2014    Country:    USA    Provider Security ID:    026874784
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    AIG


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

AMERICAN INTERNATIONAL GROUP, INC.

 

Shares Voted:   336,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Robert H. Benmosche    Mgmt    For    For    For
1b   Elect Director W. Don Cornwell    Mgmt    For    For    For
1c   Elect Director Peter R. Fisher    Mgmt    For    For    For
1d   Elect Director John H. Fitzpatrick    Mgmt    For    For    For
1e   Elect Director William G. Jurgensen    Mgmt    For    For    For
1f   Elect Director Christopher S. Lynch    Mgmt    For    For    For
1g   Elect Director Arthur C. Martinez    Mgmt    For    For    For
1h   Elect Director George L. Miles, Jr.    Mgmt    For    For    For
1i   Elect Director Henry S. Miller    Mgmt    For    For    For
1j   Elect Director Robert S. Miller    Mgmt    For    For    For
1k   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1l   Elect Director Ronald A. Rittenmeyer    Mgmt    For    For    For
1m   Elect Director Douglas M. Steenland    Mgmt    For    For    For
1n   Elect Director Theresa M. Stone    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG’s Tax Attributes    Mgmt    For    Refer    For
4   Amend Tax Asset Protection Plan    Mgmt    For    Refer    Against
5   Ratify Auditors    Mgmt    For    For    For

ConocoPhillips

 

Meeting Date:    05/13/2014    Country:    USA    Provider Security ID:    20825C104
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    COP

 

Shares Voted:   226,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard L. Armitage    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

ConocoPhillips

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1b   Elect Director Richard H. Auchinleck    Mgmt    For    For    For
1c   Elect Director Charles E. Bunch    Mgmt    For    For    For
1d   Elect Director James E. Copeland, Jr.    Mgmt    For    For    For
1e   Elect Director Jody L. Freeman    Mgmt    For    For    For
1f   Elect Director Gay Huey Evans    Mgmt    For    For    For
1g   Elect Director Ryan M. Lance    Mgmt    For    For    For
1h   Elect Director Robert A. Niblock    Mgmt    For    For    For
1i   Elect Director Harald J. Norvik    Mgmt    For    For    For
1j   Elect Director William E. Wade, Jr.    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Adopt Quantitative GHG Goals for Operations    SH    Against    Refer    Against

Prudential Financial, Inc.

 

Meeting Date:    05/13/2014    Country:    USA    Provider Security ID:    744320102
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    PRU

 

Shares Voted:   201,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director Thomas J. Baltimore, Jr.    Mgmt    For    For    For
1.2   Elect Director Gordon M. Bethune    Mgmt    For    For    For
1.3   Elect Director Gilbert F. Casellas    Mgmt    For    For    For
1.4   Elect Director James G. Cullen    Mgmt    For    For    For
1.5   Elect Director Mark B. Grier    Mgmt    For    For    For
1.6   Elect Director Constance J. Horner    Mgmt    For    For    For
1.7   Elect Director Martina Hund-Mejean    Mgmt    For    For    For
1.8   Elect Director Karl J. Krapek    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Prudential Financial, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9

  Elect Director Christine A. Poon    Mgmt    For    For    For
1.10   Elect Director Douglas A. Scovanner    Mgmt    For    For    For
1.11   Elect Director John R. Strangfeld    Mgmt    For    For    For
1.12   Elect Director James A. Unruh    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Stock Retention/Holding Period    SH    Against    Against    Against

BNP Paribas SA

 

Meeting Date:    05/14/2014    Country:    France    Provider Security ID:    F1058Q238
Record Date:    05/08/2014    Meeting Type:    Annual/Special    Ticker:    BNP

 

Shares Voted:

  33,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.50 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    For    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Reelect Jean-Francois Lepetit as Director    Mgmt    For    For    For
7   Reelect Baudouin Prot as Director    Mgmt    For    For    For
8   Reelect Fields Wicker-Miurin as Director    Mgmt    For    For    For
9   Ratify Appointment and Reelect Monique Cohen as Director    Mgmt    For    For    For
10   Elect Daniela Schwarzer as Director    Mgmt    For    For    For
11   Advisory Vote on Compensation of Baudouin Prot, Chairman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

BNP Paribas SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12

  Advisory Vote on Compensation of Jean-Laurent Bonnafe, CEO    Mgmt    For    For    For
13   Advisory Vote on Compensation of Georges Chodron de Courcel, Philippe Bordenave, and Francois Villeroy de Galhau, Vice-CEOs    Mgmt    For    For    For
14   Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers    Mgmt    For    For    For
15   Fix Maximum Variable Compensation Ratio for Executives and Risk Takers    Mgmt    For    Refer    For
  Extraordinary Business    Mgmt         
16   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion    Mgmt    For    For    For
17   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million    Mgmt    For    For    For
18   Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers    Mgmt    For    For    For
19   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
20   Set Total Limit for Capital Increase without Preemptive Rights to Result from Issuance Requests Under Items 17 to 19 at EUR 240 Million    Mgmt    For    For    For
21   Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
22   Set Total Limit for Capital Increase with or without Preemptive Rights to Result from Issuance Requests Under Items 16 to 19 at EUR 1 Billion    Mgmt    For    For    For
23   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
24   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
25   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Tencent Holdings Ltd.

 

Meeting Date:    05/14/2014    Country:    Hong Kong    Provider Security ID:    G87572148
Record Date:    05/09/2014    Meeting Type:    Annual    Ticker:    00700

 

Shares Voted:   248,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Declare Final Dividend    Mgmt    For    For    For
3a1   Elect Lau Chi Ping Martin as Director    Mgmt    For    For    For
3a2   Elect Charles St Leger Searle as Director    Mgmt    For    For    For
3b   Authorize Board to Fix Directors’ Remuneration    Mgmt    For    Refer    For
4   Reappoint Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
6   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7   Authorize Reissuance of Repurchased Shares    Mgmt    For    Refer    Against
8   Approve Share Subdivision    Mgmt    For    For    For
9   Adopt the Option Scheme of Riot Games, Inc.    Mgmt    For    Refer    For
10   Amend Existing Memorandum and Articles of Association and Adopt Amended and Restated Memorandum and Articles of Association of the Company    Mgmt    For    Refer    For

Amgen Inc.

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    031162100
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    AMGN

 

Shares Voted:   99,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director David Baltimore    Mgmt    For    For    For
1.2   Elect Director Frank J. Biondi, Jr.    Mgmt    For    For    For
1.3   Elect Director Robert A. Bradway    Mgmt    For    For    For
1.4   Elect Director Francois de Carbonnel    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Amgen Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5

  Elect Director Vance D. Coffman    Mgmt    For    For    For
1.6   Elect Director Robert A. Eckert    Mgmt    For    For    For
1.7   Elect Director Greg C. Garland    Mgmt    For    For    For
1.8   Elect Director Rebecca M. Henderson    Mgmt    For    For    For
1.9   Elect Director Frank C. Herringer    Mgmt    For    For    For
1.10   Elect Director Tyler Jacks    Mgmt    For    For    For
1.11   Elect Director Judith C. Pelham    Mgmt    For    For    For
1.12   Elect Director Ronald D. Sugar    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Vote Counting to Exclude Abstentions    SH    Against    Refer    For

BMW Group Bayerische Motoren Werke AG

 

Meeting Date:    05/15/2014    Country:    Germany    Provider Security ID:    D12096109
Record Date:    04/23/2014    Meeting Type:    Annual    Ticker:    BMW

 

Shares Voted:   144,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 2.62 per Preffered Share and 2.60 per Ordinary Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2013    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2013    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2014    Mgmt    For    For    For
6.1   Elect Franz Haniel to the Supervisory Board    Mgmt    For    For    For
6.2   Elect Susanne Klatten to the Supervisory Board    Mgmt    For    For    For
6.3   Elect Robert Lane to the Supervisory Board    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

BMW Group Bayerische Motoren Werke AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6.4

  Elect Wolfgang Mayrhuber to the Supervisory Board    Mgmt    For    For    For
6.5   Elect Stefan Quandt to the Supervisory Board    Mgmt    For    For    For
7   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
8   Approve Creation of EUR 5 Million Pool of Capital for Employee Stock Purchase Plan    Mgmt    For    For    For
9   Approve Remuneration System for Management Board Members    Mgmt    For    For    For

The Dow Chemical Company

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    260543103
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    DOW

 

Shares Voted:   280,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a

  Elect Director Arnold A. Allemang    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director Jacqueline K. Barton    Mgmt    For    For    For
1d   Elect Director James A. Bell    Mgmt    For    For    For
1e   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1f   Elect Director Andrew N. Liveris    Mgmt    For    For    For
1g   Elect Director Paul Polman    Mgmt    For    For    For
1h   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1i   Elect Director James M. Ringler    Mgmt    For    For    For
1j   Elect Director Ruth G. Shaw    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Stock Retention/Holding Period    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Hutchison Whampoa Limited

 

Meeting Date:    05/16/2014    Country:    Hong Kong    Provider Security ID:    Y38024108
Record Date:    05/12/2014    Meeting Type:    Annual    Ticker:    00013

 

Shares Voted:   985,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1

  Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Declare Final Dividend    Mgmt    For    For    For
3a   Elect Fok Kin Ning, Canning as Director    Mgmt    For    For    For
3b   Elect Lai Kai Ming, Dominic as Director    Mgmt    For    For    For
3c   Elect Kam Hing Lam as Director    Mgmt    For    For    For
3d   Elect William Shurniak as Director    Mgmt    For    For    For
3e   Elect Wong Chung Hin as Director    Mgmt    For    For    For
4   Approve Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5a   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
5b   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5c   Authorize Reissuance of Repurchased Shares    Mgmt    For    Refer    Against
6   Adopt New Articles of Association    Mgmt    For    For    For
7a   Add Chinese Name to Existing Company Name    Mgmt    For    For    For
7b   Amend Articles of Association    Mgmt    For    For    For

The Goldman Sachs Group, Inc.

 

Meeting Date:    05/16/2014    Country:    USA    Provider Security ID:    38141G104
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    GS

 

Shares Voted:   107,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd C. Blankfein    Mgmt    For    For    For
1b   Elect Director M. Michele Burns    Mgmt    For    For    For
1c   Elect Director Gary D. Cohn    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

The Goldman Sachs Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d

  Elect Director Claes Dahlback    Mgmt    For    For    For
1e   Elect Director William W. George    Mgmt    For    For    For
1f   Elect Director James A. Johnson    Mgmt    For    For    For
1g   Elect Director Lakshmi N. Mittal    Mgmt    For    For    For
1h   Elect Director Adebayo O. Ogunlesi    Mgmt    For    For    For
1i   Elect Director Peter Oppenheimer    Mgmt    For    For    For
1j   Elect Director James J. Schiro    Mgmt    For    For    For
1k   Elect Director Debora L. Spar    Mgmt    For    For    For
1l   Elect Director Mark E. Tucker    Mgmt    For    For    For
1m   Elect Director David A. Viniar    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Adopt Proxy Access Right    SH    Against    Against    Against

Wynn Resorts, Limited

 

Meeting Date:    05/16/2014    Country:    USA    Provider Security ID:    983134107
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    WYNN

 

Shares Voted:   271,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director Robert J. Miller    Mgmt    For    For    For
1.2   Elect Director D. Boone Wayson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Board Qualifications    Mgmt    For    Refer    Against
6   Report on Political Contributions    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Omnicom Group Inc.

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    681919106
Record Date:    04/01/2014    Meeting Type:    Annual    Ticker:    OMC

 

Shares Voted:   71,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director John D. Wren    Mgmt    For    For    For
1.2   Elect Director Bruce Crawford    Mgmt    For    For    For
1.3   Elect Director Alan R. Batkin    Mgmt    For    For    For
1.4   Elect Director Mary C. Choksi    Mgmt    For    For    For
1.5   Elect Director Robert Charles Clark    Mgmt    For    For    For
1.6   Elect Director Leonard S. Coleman, Jr.    Mgmt    For    For    For
1.7   Elect Director Errol M. Cook    Mgmt    For    For    For
1.8   Elect Director Susan S. Denison    Mgmt    For    For    For
1.9   Elect Director Michael A. Henning    Mgmt    For    For    For
1.10   Elect Director John R. Murphy    Mgmt    For    For    For
1.11   Elect Director John R. Purcell    Mgmt    For    For    For
1.12   Elect Director Linda Johnson Rice    Mgmt    For    For    For
1.13   Elect Director Gary L. Roubos    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Societe Generale

 

Meeting Date:    05/20/2014    Country:    France    Provider Security ID:    F43638141
Record Date:    05/14/2014    Meeting Type:    Annual/Special    Ticker:    GLE

 

Shares Voted:

  192,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Societe Generale

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Allocation of Income and Dividends of EUR 1.00 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report Mentioning the Absence of Related-Party Transactions    Mgmt    For    Refer    For
5   Advisory Vote on Compensation of Frederic Oudea, Chairman and CEO    Mgmt    For    For    For
6   Advisory Vote on Compensation of Severin Cabannes, Jean-Francois Sammarcelli and Bernardo Sanchez Incera, Vice-CEOs    Mgmt    For    For    For
7   Advisory Vote on the Aggregate Remuneration Granted in 2013 to Senior Management, Responsible Officers and Regulated Risk-Takers    Mgmt    For    For    For
8   Fix Maximum Variable Compensation Ratio for Executives and Risk Takers    Mgmt    For    Refer    For
9   Reelect Robert Castaigne as Director    Mgmt    For    For    For
10   Elect Lorenzo Bini Smaghi as Director    Mgmt    For    For    For
11   Authorize Repurchase of Up to 5 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
12   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 399 Million and/or Capitalization of Reserves of up to EUR 550 Million    Mgmt    For    For    For
13   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 99.839 Million    Mgmt    For    For    For
14   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
15   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
16   Authorize Issuance of Convertible Bonds for Private Placements without Preemptive Rights, up to Aggregate Nominal Ammount of EUR 99.839 Million    Mgmt    For    For    For
17   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
18   Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Societe Generale

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

19   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
20   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Amazon.com, Inc.

 

Meeting Date:   05/21/2014    Country:   USA    Provider Security ID:    023135106
Record Date:   03/31/2014    Meeting Type:   Annual    Ticker:    AMZN

 

Shares Voted:   27,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Tom A. Alberg    Mgmt    For    For    For
1c   Elect Director John Seely Brown    Mgmt    For    For    For
1d   Elect Director William B. Gordon    Mgmt    For    For    For
1e   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1f   Elect Director Alain Monie    Mgmt    For    For    For
1g   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    For    For

Comcast Corporation

 

Meeting Date:       05/21/2014       Country:       USA    Provider Security ID:    20030N101
Record Date:       03/21/2014       Meeting Type:       Annual    Ticker:    CMCSA


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Comcast Corporation

 

Shares Voted:   166,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.3   Elect Director Edward D. Breen    Mgmt    For    For    For
1.4   Elect Director Joseph J. Collins    Mgmt    For    For    For
1.5   Elect Director J. Michael Cook    Mgmt    For    For    For
1.6   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.7   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.8   Elect Director Eduardo G. Mestre    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Ralph J. Roberts    Mgmt    For    For    For
1.11   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
1.12   Elect Director Judith Rodin    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Plans    SH    Against    Refer    Against

Macau Legend Development Ltd.

 

Meeting Date:    05/27/2014    Country:    Cayman Islands    Provider Security ID:    G57361100
Record Date:    05/23/2014    Meeting Type:    Annual    Ticker:    01680

 

Shares Voted:   5,622,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Elect Chow Kam Fai, David as Director    Mgmt    For    For    For
3   Elect Lam Fong Ngo as Director    Mgmt    For    For    For
4   Elect Sheldon Trainor-DeGirolamo as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Macau Legend Development Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Elect Tong Ka Wing, Carl as Director    Mgmt    For    For    For
6   Elect Fong Chung, Mark as Director    Mgmt    For    For    For
7   Elect Xie Min as Director    Mgmt    For    For    For
8   Elect Tam Wai Chu, Maria as Director    Mgmt    For    For    For
9   Authorize Board to Fix Remuneration of Directors    Mgmt    For    Refer    For
10   Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
11   Authorize Share Repurchase Program    Mgmt    For    For    For
12   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
13   Authorize Reissuance of Repurchased Shares    Mgmt    For    Refer    Against

Sands China Ltd.

 

Meeting Date:    05/30/2014    Country:    Hong Kong    Provider Security ID:    G7800X107
Record Date:    05/19/2014    Meeting Type:    Annual    Ticker:    01928

 

Shares Voted:   7,306,426          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Declare Final Dividend    Mgmt    For    For    For
3a   Elect Chiang Yun as Director    Mgmt    For    For    For
3b   Elect Iain Ferguson Bruce as Director    Mgmt    For    For    For
3c   Elect Charles Daniel Forman as Director    Mgmt    For    For    For
3d   Elect Robert Glen Goldstein as Director    Mgmt    For    For    For
3e   Authorize Board to Fix Directors’ Remuneration    Mgmt    For    Refer    For
4   Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Sands China Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7   Authorize Reissuance of Repurchased Shares    Mgmt    For    Refer    Against

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/03/2014    Country:    USA    Provider Security ID:    192446102
Record Date:    04/07/2014    Meeting Type:    Annual    Ticker:    CTSH

 

Shares Voted:   375,090          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1b   Elect Director Robert E. Weissman    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For

Las Vegas Sands Corp.

 

Meeting Date:    06/04/2014    Country:    USA    Provider Security ID:    517834107
Record Date:    04/14/2014    Meeting Type:    Annual    Ticker:    LVS

 

Shares Voted:   151,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Charles D. Forman    Mgmt    For    For    For
1.2   Elect Director George Jamieson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Activision Blizzard, Inc.

 

Meeting Date:    06/05/2014    Country:    USA    Provider Security ID:    00507V109
Record Date:    04/07/2014    Meeting Type:    Annual    Ticker:    ATVI

 

Shares Voted:   394,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert J. Corti    Mgmt    For    For    For
1.2   Elect Director Brian G. Kelly    Mgmt    For    For    For
1.3   Elect Director Robert A. Kotick    Mgmt    For    For    For
1.4   Elect Director Barry Meyer    Mgmt    For    For    For
1.5   Elect Director Robert J. Morgado    Mgmt    For    For    For
1.6   Elect Director Peter Nolan    Mgmt    For    For    For
1.7   Elect Director Richard Sarnoff    Mgmt    For    For    For
1.8   Elect Director Elaine Wynn    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3A   Amend Provisions Relating to the Relationship with Vivendi    Mgmt    For    Refer    For
3B   Amend Provisions Relating to Supermajority and Special Voting Requirements    Mgmt    For    Refer    For
3C   Amend Provisions Relating to the Ability to Amend Bylaws    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
5   Ratify Auditors    Mgmt    For    For    For

Galaxy Entertainment Group Ltd.

 

Meeting Date:    06/11/2014    Country:    Hong Kong    Provider Security ID:    Y2679D118
Record Date:    06/06/2014    Meeting Type:    Annual    Ticker:    00027

 

Shares Voted:   10,745,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2a   Elect Paddy Tang Lui Wai Yu as Director    Mgmt    For    For    For
2b   Elect William Yip Shue Lam as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Galaxy Entertainment Group Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2c   Authorize Board to Fix Directors’ Remuneration    Mgmt    For    Refer    For
3   Reappoint Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
4b   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
4c   Authorize Reissuance of Repurchased Shares    Mgmt    For    Refer    Against
5a   Delete Memorandum of Association    Mgmt    For    For    For
5b   Amend Articles of Association    Mgmt    For    For    For
5c   Adopt New Articles of Association    Mgmt    For    For    For

Biogen Idec Inc.

 

Meeting Date:    06/12/2014    Country:    USA    Provider Security ID:    09062X103
Record Date:    04/15/2014    Meeting Type:    Annual    Ticker:    BIIB

 

Shares Voted:   30,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Caroline D. Dorsa    Mgmt    For    For    For
1.2   Elect Director Stelios Papadopoulos    Mgmt    For    For    For
1.3   Elect Director George A. Scangos    Mgmt    For    For    For
1.4   Elect Director Lynn Schenk    Mgmt    For    For    For
1.5   Elect Director Alexander J. Denner    Mgmt    For    For    For
1.6   Elect Director Nancy L. Leaming    Mgmt    For    For    For
1.7   Elect Director Richard C. Mulligan    Mgmt    For    For    For
1.8   Elect Director Robert W. Pangia    Mgmt    For    For    For
1.9   Elect Director Brian S. Posner    Mgmt    For    For    For
1.10   Elect Director Eric K. Rowinsky    Mgmt    For    For    For
1.11   Elect Director Stephen A. Sherwin    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Toyota Motor Corp.

 

Meeting Date:    06/17/2014    Country:    Japan    Provider Security ID:    J92676113
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    7203

 

Shares Voted:   236,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 100    Mgmt    For    For    For
2.1   Elect Director Uchiyamada, Takeshi    Mgmt    For    For    For
2.2   Elect Director Toyoda, Akio    Mgmt    For    For    For
2.3   Elect Director Ozawa, Satoshi    Mgmt    For    For    For
2.4   Elect Director Kodaira, Nobuyori    Mgmt    For    For    For
2.5   Elect Director Kato, Mitsuhisa    Mgmt    For    For    For
2.6   Elect Director Maekawa, Masamoto    Mgmt    For    For    For
2.7   Elect Director Ihara, Yasumori    Mgmt    For    For    For
2.8   Elect Director Sudo, Seiichi    Mgmt    For    For    For
2.9   Elect Director Saga, Koei    Mgmt    For    For    For
2.10   Elect Director Fukuichi, Tokuo    Mgmt    For    For    For
2.11   Elect Director Terashi, Shigeki    Mgmt    For    For    For
2.12   Elect Director Ishii, Yoshimasa    Mgmt    For    For    For
2.13   Elect Director Uno, Ikuo    Mgmt    For    Refer    Against
2.14   Elect Director Kato, Haruhiko    Mgmt    For    For    For
2.15   Elect Director Mark T. Hogan    Mgmt    For    For    For
3.1   Appoint Statutory Auditor Nakatsugawa, Masaki    Mgmt    For    For    For
3.2   Appoint Statutory Auditor Kitayama, Teisuke    Mgmt    For    Refer    Against
4   Appoint Alternate Statutory Auditor Sakai, Ryuuji    Mgmt    For    For    For
5   Approve Annual Bonus Payment to Directors    Mgmt    For    Refer    For
6   Approve Disposal of Treasury Shares for a Private Placement    Mgmt    For    Refer    For

Japan AirLines Co. Ltd.

 

Meeting Date:    06/18/2014    Country:    Japan    Provider Security ID:    J25979121
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    9201


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Japan AirLines Co. Ltd.

 

Shares Voted:   271          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 160    Mgmt    For    For    For
2   Amend Articles To Update Authorized Capital to Reflect Stock Split    Mgmt    For    Refer    For
3.1   Elect Director Onishi, Masaru    Mgmt    For    For    For
3.2   Elect Director Ueki, Yoshiharu    Mgmt    For    For    For
3.3   Elect Director Sato, Nobuhiro    Mgmt    For    For    For
3.4   Elect Director Kamikawa, Hirohide    Mgmt    For    For    For
3.5   Elect Director Okawa, Junko    Mgmt    For    For    For
3.6   Elect Director Fujita, Tadashi    Mgmt    For    For    For
3.7   Elect Director Saito, Norikazu    Mgmt    For    For    For
3.8   Elect Director Kainaka, Tatsuo    Mgmt    For    For    For
3.9   Elect Director Iwata, Kimie    Mgmt    For    For    For

NTT DoCoMo Inc.

 

Meeting Date:    06/19/2014    Country:    Japan    Provider Security ID:    J59399121
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    9437

 

Shares Voted:   724,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 30    Mgmt    For    For    For
2.1   Elect Director Kato, Kaoru    Mgmt    For    For    For
2.2   Elect Director Yoshizawa, Kazuhiro    Mgmt    For    For    For
2.3   Elect Director Sakai, Yoshikiyo    Mgmt    For    For    For
2.4   Elect Director Terasaki, Akira    Mgmt    For    For    For
2.5   Elect Director Onoe, Seizo    Mgmt    For    For    For
2.6   Elect Director Sato, Hirotaka    Mgmt    For    For    For
2.7   Elect Director Takagi, Kazuhiro    Mgmt    For    For    For
2.8   Elect Director Asami, Hiroyasu    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

NTT DoCoMo Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.9   Elect Director Suto, Shoji    Mgmt    For    For    For
2.10   Elect Director Omatsuzawa, Kiyohiro    Mgmt    For    For    For
2.11   Elect Director Nakayama, Toshiki    Mgmt    For    For    For
2.12   Elect Director Kii, Hajime    Mgmt    For    For    For
2.13   Elect Director Tani, Makoto    Mgmt    For    For    For
2.14   Elect Director Murakami, Teruyasu    Mgmt    For    For    For
2.15   Elect Director Nakamura, Takashi    Mgmt    For    For    For
3.1   Appoint Statutory Auditor Kobayashi, Toru    Mgmt    For    For    For
3.2   Appoint Statutory Auditor Okihara, Toshimune    Mgmt    For    Refer    Against

Sony Corporation

 

Meeting Date:    06/19/2014    Country:    Japan    Provider Security ID:    J76379106
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    6758

 

Shares Voted:   1,419,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Hirai, Kazuo    Mgmt    For    For    For
1.2   Elect Director Yoshida, Kenichiro    Mgmt    For    For    For
1.3   Elect Director Anraku, Kanemitsu    Mgmt    For    For    For
1.4   Elect Director Nagayama, Osamu    Mgmt    For    For    For
1.5   Elect Director Nimura, Takaaki    Mgmt    For    For    For
1.6   Elect Director Harada, Eiko    Mgmt    For    For    For
1.7   Elect Director Ito, Joichi    Mgmt    For    For    For
1.8   Elect Director Tim Schaaff    Mgmt    For    For    For
1.9   Elect Director Matsunaga, Kazuo    Mgmt    For    For    For
1.10   Elect Director Miyata, Koichi    Mgmt    For    For    For
1.11   Elect Director John V.Roos    Mgmt    For    For    For
1.12   Elect Director Sakurai, Eriko    Mgmt    For    For    For
2   Approve Stock Option Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Applied Materials, Inc.

 

Meeting Date:    06/23/2014    Country:    USA    Provider Security ID:    038222105
Record Date:    05/09/2014    Meeting Type:    Special    Ticker:    AMAT

 

Shares Voted:   958,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For

Fuji Heavy Industries Ltd.

 

Meeting Date:    06/24/2014    Country:    Japan    Provider Security ID:    J14406136
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    7270

 

Shares Voted:   585,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 33    Mgmt    For    For    For
2   Amend Articles to Change Location of Head Office    Mgmt    For    Refer    For
3.1   Elect Director Yoshinaga, Yasuyuki    Mgmt    For    For    For
3.2   Elect Director Kondo, Jun    Mgmt    For    For    For
3.3   Elect Director Mabuchi, Akira    Mgmt    For    For    For
3.4   Elect Director Muto, Naoto    Mgmt    For    For    For
3.5   Elect Director Takahashi, Mitsuru    Mgmt    For    For    For
3.6   Elect Director Tachimori, Takeshi    Mgmt    For    For    For
3.7   Elect Director Arima, Toshio    Mgmt    For    For    For
4   Appoint Alternate Statutory Auditor Tamazawa, Kenji    Mgmt    For    For    For

Mizuho Financial Group Inc.

 

Meeting Date:    06/24/2014    Country:    Japan    Provider Security ID:    J4599L102
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    8411


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Mizuho Financial Group Inc.

 

Shares Voted:   12,516,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 3.5    Mgmt    For    Refer    Against
2   Amend Articles To Adopt U.S.-Style Board Structure - Reduce Directors’ Term - Recognize Validity of Board Resolutions in Written or Electronic Format - Authorize Board to Determine Income Allocation – Remove Provisions on Class 13 Preferred Shares    Mgmt    For    Refer    For
3.1   Elect Director Sato, Yasuhiro    Mgmt    For    For    For
3.2   Elect Director Tsujita, Yasunori    Mgmt    For    For    For
3.3   Elect Director Aya, Ryusuke    Mgmt    For    For    For
3.4   Elect Director Shimbo, Junichi    Mgmt    For    For    For
3.5   Elect Director Fujiwara, Koji    Mgmt    For    For    For
3.6   Elect Director Takahashi, Hideyuki    Mgmt    For    For    For
3.7   Elect Director Funaki, Nobukatsu    Mgmt    For    For    For
3.8   Elect Director Nomiyama, Akihiko    Mgmt    For    For    For
3.9   Elect Director Ohashi, Mitsuo    Mgmt    For    For    For
3.10   Elect Director Kawamura, Takashi    Mgmt    For    For    For
3.11   Elect Director Kainaka, Tatsuo    Mgmt    For    For    For
3.12   Elect Director Anraku, Kanemitsu    Mgmt    For    For    For
3.13   Elect Director Ota, Hiroko    Mgmt    For    For    For
4   Amend Articles to Guide Subsidiaries and Affiliates to Make Appropriate Valuation Reports when Hired to Do So    SH    Against    Refer    Against
5   Approve Alternate Income Allocation, with a Final Dividend of JPY 5    SH    Against    Refer    For
6   Amend Articles to Put Director Nominees’ and Statutory Auditor Nominees’ Concurrent Posts at Listed Companies in Proxy Materials    SH    Against    Refer    Against
7   Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately    SH    Against    Refer    Against
8   Amend Articles to Prohibit Directors, Employees or Shareholders from Using Defamatory Terms Such as “Vulture” to Characterize Foreign Shareholders    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Mizuho Financial Group Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9   Amend Articles to Attach Unique Number to Each Account Created after My Number Act Takes Effect    SH    Against    Refer    Against
10   Amend Articles to Refrain from Disrespecting Shareholders and Providing Loans to Anti-Social Groups    SH    Against    Refer    Against
11   Amend Articles to Disclose Voting Decisions of Asset Managers Managing Pension Funds on the Company’s Website    SH    Against    Refer    Against
12   Amend Articles to Prohibit Mizuho Financial Group’s Securities Companies from Manipulating Stock Prices on Green-Sheet Markets    SH    Against    Refer    Against

Taiwan Semiconductor Manufacturing Co., Ltd.

 

Meeting Date:    06/24/2014    Country:    Taiwan    Provider Security ID:    Y84629107
Record Date:    04/25/2014    Meeting Type:    Annual    Ticker:    2330

 

Shares Voted:   1,408,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve 2013 Business Operations Report and Financial Statements    Mgmt    For    For    For
2   Approve 2013 Plan on Profit Distribution    Mgmt    For    For    For
3   Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets and Approve Amendments to Trading Procedures Governing Derivatives Products    Mgmt    For    For    For
4   Transact Other Business (Non-Voting)    Mgmt         

Nomura Holdings Inc.

 

Meeting Date:    06/25/2014    Country:    Japan    Provider Security ID:    J59009159
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    8604

 

Shares Voted:   3,091,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Koga, Nobuyuki    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Nomura Holdings Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect Director Nagai, Koji    Mgmt    For    For    For
1.3   Elect Director Yoshikawa, Atsushi    Mgmt    For    For    For
1.4   Elect Director Suzuki, Hiroyuki    Mgmt    For    For    For
1.5   Elect Director David Benson    Mgmt    For    For    For
1.6   Elect Director Sakane, Masahiro    Mgmt    For    For    For
1.7   Elect Director Kusakari, Takao    Mgmt    For    For    For
1.8   Elect Director Fujinuma, Tsuguoki    Mgmt    For    For    For
1.9   Elect Director Kanemoto, Toshinori    Mgmt    For    For    For
1.10   Elect Director Clara Furse    Mgmt    For    For    For
1.11   Elect Director Michael Lim Choo San    Mgmt    For    For    For

DYNAM Japan Holdings Co., Ltd.

 

Meeting Date:    06/26/2014    Country:    Japan    Provider Security ID:    J1250Z107
Record Date:    05/28/2014    Meeting Type:    Annual    Ticker:    06889

 

Shares Voted:   1,166,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    Mgmt    For    Refer    Against
2a   Elect Yoji Sato as Director    Mgmt    For    For    For
2b   Elect Kohei Sato as Director    Mgmt    For    For    For
2c   Elect Noriaki Ushijima as Director    Mgmt    For    For    For
2d   Elect Katsuhide Horiba as Director    Mgmt    For    For    For
2e   Elect Ichiro Takano as Director    Mgmt    For    For    For
2f   Elect Yukio Yoshida as Director    Mgmt    For    For    For
2g   Elect Mitsutoshi Kato as Director    Mgmt    For    For    For
2h   Elect Thomas Chun Kee Yip as Director    Mgmt    For    For    For
3   Approve Election of Accounting Auditor    Mgmt    For    For    For
4   Approve Election of an Auditor pursuant to the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Panasonic Corp

 

Meeting Date:    06/26/2014    Country:    Japan    Provider Security ID:    J6354Y104
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    6752

 

Shares Voted:   2,047,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Nagae, Shuusaku    Mgmt    For    For    For
1.2   Elect Director Matsushita, Masayuki    Mgmt    For    For    For
1.3   Elect Director Tsuga, Kazuhiro    Mgmt    For    For    For
1.4   Elect Director Yamada, Yoshihiko    Mgmt    For    For    For
1.5   Elect Director Takami, Kazunori    Mgmt    For    For    For
1.6   Elect Director Kawai, Hideaki    Mgmt    For    For    For
1.7   Elect Director Miyabe, Yoshiyuki    Mgmt    For    For    For
1.8   Elect Director Yoshioka, Tamio    Mgmt    For    For    For
1.9   Elect Director Toyama, Takashi    Mgmt    For    For    For
1.10   Elect Director Yoshida, Mamoru    Mgmt    For    For    For
1.11   Elect Director Nomura, Tsuyoshi    Mgmt    For    For    For
1.12   Elect Director Uno, Ikuo    Mgmt    For    Refer    Against
1.13   Elect Director Oku, Masayuki    Mgmt    For    For    For
1.14   Elect Director Ota, Hiroko    Mgmt    For    For    For
1.15   Elect Director Ito, Yoshio    Mgmt    For    For    For
1.16   Elect Director Ishii, Jun    Mgmt    For    For    For
1.17   Elect Director Sato, Mototsugu    Mgmt    For    For    For
2.1   Appoint Statutory Auditor Sato, Yoshio    Mgmt    For    Refer    Against
2.2   Appoint Statutory Auditor Kinoshita, Toshio    Mgmt    For    For    For
3   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For

FUJIFILM Holdings Corp.

 

Meeting Date:    06/27/2014    Country:    Japan    Provider Security ID:    J14208102
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    4901


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

FUJIFILM Holdings Corp.

 

Shares Voted:   346,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 30    Mgmt    For    For    For
2.1   Elect Director Komori, Shigetaka    Mgmt    For    For    For
2.2   Elect Director Nakajima, Shigehiro    Mgmt    For    For    For
2.3   Elect Director Tamai, Koichi    Mgmt    For    For    For
2.4   Elect Director Toda, Yuuzo    Mgmt    For    For    For
2.5   Elect Director Ishikawa, Takatoshi    Mgmt    For    For    For
2.6   Elect Director Sukeno, Kenji    Mgmt    For    For    For
2.7   Elect Director Furuya, Kazuhiko    Mgmt    For    For    For
2.8   Elect Director Asami, Masahiro    Mgmt    For    For    For
2.9   Elect Director Yamamoto, Tadahito    Mgmt    For    For    For
2.10   Elect Director Kitayama, Teisuke    Mgmt    For    For    For
2.11   Elect Director Takahashi, Toru    Mgmt    For    For    For
2.12   Elect Director Inoue, Hiroshi    Mgmt    For    For    For
3   Appoint Statutory Auditor Kosugi, Takeo    Mgmt    For    For    For
4   Appoint Alternate Statutory Auditor Kobayakawa, Hisayoshi    Mgmt    For    For    For

Mitsubishi UFJ Financial Group

 

Meeting Date:    06/27/2014    Country:    Japan    Provider Security ID:    J44497105
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    8306

 

Shares Voted:   3,516,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 9    Mgmt    For    For    For
2.1   Elect Director Sono, Kiyoshi    Mgmt    For    For    For
2.2   Elect Director Wakabayashi, Tatsuo    Mgmt    For    For    For
2.3   Elect Director Hirano, Nobuyuki    Mgmt    For    For    For
2.4   Elect Director Tanaka, Masaaki    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Mitsubishi UFJ Financial Group

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.5   Elect Director Yuuki, Taihei    Mgmt    For    For    For
2.6   Elect Director Kagawa, Akihiko    Mgmt    For    For    For
2.7   Elect Director Kuroda, Tadashi    Mgmt    For    For    For
2.8   Elect Director Nagaoka, Takashi    Mgmt    For    For    For
2.9   Elect Director Okamoto, Junichi    Mgmt    For    For    For
2.10   Elect Director Noguchi, Hiroyuki    Mgmt    For    For    For
2.11   Elect Director Okuda, Tsutomu    Mgmt    For    For    For
2.12   Elect Director Araki, Ryuuji    Mgmt    For    For    For
2.13   Elect Director Okamoto, Kunie    Mgmt    For    For    For
2.14   Elect Director Kawamoto, Yuuko    Mgmt    For    For    For
2.15   Elect Director Matsuyama, Haruka    Mgmt    For    For    For
3   Appoint Statutory Auditor Sato, Yukihiro    Mgmt    For    Refer    Against
4   Approve Adjustment to Aggregate Compensation Ceiling for Directors    Mgmt    For    Refer    For

Sumitomo Mitsui Financial Group, Inc.

 

Meeting Date:    06/27/2014    Country:    Japan    Provider Security ID:    J7771X109
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    8316

 

Shares Voted:   545,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 65    Mgmt    For    For    For
2.1   Elect Director Miyata, Koichi    Mgmt    For    For    For
2.2   Elect Director Kurumatani, Nobuaki    Mgmt    For    For    For
2.3   Elect Director Inoue, Atsuhiko    Mgmt    For    For    For
2.4   Elect Director Ota, Jun    Mgmt    For    For    For
2.5   Elect Director Yokoyama, Yoshinori    Mgmt    For    For    For
3   Appoint Statutory Auditor Nakao, Kazuhiko    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 90 Ivy VIP Asset Strategy

 

Sumitomo Mitsui Trust Holdings, Inc.

 

Meeting Date:    06/27/2014    Country:    Japan    Provider Security ID:    J7772M102
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    8309

 

Shares Voted:   4,580,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final    Mgmt    For    For    For
  Dividend of JPY 5            
2.1   Elect Director Tsunekage, Hitoshi    Mgmt    For    For    For
2.2   Elect Director Kitamura, Kunitaro    Mgmt    For    For    For
2.3   Elect Director Otsuka, Akio    Mgmt    For    For    For
2.4   Elect Director Iwasaki, Nobuo    Mgmt    For    For    For
2.5   Elect Director Okubo, Tetsuo    Mgmt    For    For    For
2.6   Elect Director Hashimoto, Masaru    Mgmt    For    For    For
2.7   Elect Director Okuno, Jun    Mgmt    For    For    For
2.8   Elect Director Mukohara, Kiyoshi    Mgmt    For    For    For
2.9   Elect Director Hoshino, Toshio    Mgmt    For    For    For
2.10   Elect Director Shinohara, Soichi    Mgmt    For    For    For
3   Appoint Statutory Auditor Sugita, Teruhiko    Mgmt    For    For    For
4   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For


IVY FUNDS VIP BALANCED

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

Precision Castparts Corp.

 

Meeting Date:    08/13/2013    Country:    USA    Provider Security ID:    740189105
Record Date:    06/11/2013    Meeting Type:    Annual    Ticker:    PCP

 

Shares Voted:   21,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark Donegan    Mgmt    For    For    For
1.2   Elect Director Daniel J. Murphy    Mgmt    For    For    For
1.3   Elect Director Vernon E. Oechsle    Mgmt    For    For    For
1.4   Elect Director Ulrich Schmidt    Mgmt    For    For    For
1.5   Elect Director Richard L. Wambold    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive    Mgmt    For    For    For
  Officers’ Compensation            
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For

Microchip Technology Incorporated

 

Meeting Date:    08/16/2013    Country:    USA    Provider Security ID:    595017104
Record Date:    06/20/2013    Meeting Type:    Annual    Ticker:    MCHP

 

Shares Voted:   122,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steve Sanghi    Mgmt    For    For    For
1.2   Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3   Elect Director L.B. Day    Mgmt    For    For    For
1.4   Elect Director Albert J. Hugo-Martinez    Mgmt    For    For    For
1.5   Elect Director Wade F. Meyercord    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Twenty-First Century Fox, Inc.

 

Meeting Date:    10/18/2013    Country:    USA    Provider Security ID:    90130A101
Record Date:    08/21/2013    Meeting Type:    Annual    Ticker:    FOX

 

Shares Voted:   165,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director K. Rupert Murdoch    Mgmt    For    For    For
1b   Elect Director Delphine Arnault    Mgmt    For    For    For
1c   Elect Director James W. Breyer    Mgmt    For    For    For
1d   Elect Director Chase Carey    Mgmt    For    For    For
1e   Elect Director David F. DeVoe    Mgmt    For    For    For
1f   Elect Director Viet Dinh    Mgmt    For    For    For
1g   Elect Director Roderick I. Eddington    Mgmt    For    For    For
1h   Elect Director James R. Murdoch    Mgmt    For    For    For
1i   Elect Director Lachlan K. Murdoch    Mgmt    For    For    For
1j   Elect Director Jacques Nasser    Mgmt    For    For    For
1k   Elect Director Robert S. Silberman    Mgmt    For    For    For
1l   Elect Director Alvaro Uribe    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Require Independent Board Chairman    SH    Against    Refer    For
6  

Approve Recapitalization Plan for all Stock to Have

One-vote per Share

   SH    Against    Refer    For
7   Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder    Mgmt    None    Refer    For

The Estee Lauder Companies Inc.

 

Meeting Date:    11/12/2013    Country:    USA    Provider Security ID:    518439104
Record Date:    09/13/2013    Meeting Type:    Annual    Ticker:    EL


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

The Estee Lauder Companies Inc.

 

Shares Voted:   79,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Aerin Lauder    Mgmt    For    For    For
1.2   Elect Director William P. Lauder    Mgmt    For    For    For
1.3   Elect Director Richard D. Parsons    Mgmt    For    For    For
1.4   Elect Director Lynn Forester de Rothschild    Mgmt    For    For    For
1.5   Elect Director Richard F. Zannino    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Adopt and Implement Sustainable Palm Oil Policy    SH    Against    Refer    Against

Cisco Systems, Inc.

 

Meeting Date:    11/19/2013    Country:    USA    Provider Security ID:    17275R102
Record Date:    09/20/2013    Meeting Type:    Annual    Ticker:    CSCO

 

Shares Voted:   250,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Carol A. Bartz    Mgmt    For    For    For
1b   Elect Director Marc Benioff    Mgmt    For    For    For
1c   Elect Director Gregory Q. Brown    Mgmt    For    For    For
1d   Elect Director M. Michele Burns    Mgmt    For    For    For
1e   Elect Director Michael D. Capellas    Mgmt    For    For    For
1f   Elect Director John T. Chambers    Mgmt    For    For    For
1g   Elect Director Brian L. Halla    Mgmt    For    For    For
1h   Elect Director John L. Hennessy    Mgmt    For    For    For
1i   Elect Director Kristina M. Johnson    Mgmt    For    For    For
1j   Elect Director Roderick C. McGeary    Mgmt    For    For    For
1k   Elect Director Arun Sarin    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Cisco Systems, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1l   Elect Director Steven M. West    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For
5   Approve Proxy Advisor Competition    SH    Against    Refer    Against

Pall Corporation

 

Meeting Date:    12/11/2013    Country:    USA    Provider Security ID:    696429307
Record Date:    10/14/2013    Meeting Type:    Annual    Ticker:    PLL

 

Shares Voted:   74,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Amy E. Alving    Mgmt    For    For    For
1.2   Elect Director Robert B. Coutts    Mgmt    For    For    For
1.3   Elect Director Mark E. Goldstein    Mgmt    For    For    For
1.4   Elect Director Cheryl W. Grise    Mgmt    For    For    For
1.5   Elect Director Ronald L. Hoffman    Mgmt    For    For    For
1.6   Elect Director Lawrence D. Kingsley    Mgmt    For    For    For
1.7   Elect Director Dennis N. Longstreet    Mgmt    For    For    For
1.8   Elect Director B. Craig Owens    Mgmt    For    For    For
1.9   Elect Director Katharine L. Plourde    Mgmt    For    For    For
1.10   Elect Director Edward Travaglianti    Mgmt    For    For    For
1.11   Elect Director Bret W. Wise    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Intuit Inc.

 

Meeting Date:    01/23/2014    Country:    USA    Provider Security ID:    461202103
Record Date:    11/25/2013    Meeting Type:    Annual    Ticker:    INTU


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Intuit Inc.

 

Shares Voted:   70,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Christopher W. Brody    Mgmt    For    For    For
1b   Elect Director William V. Campbell    Mgmt    For    For    For
1c   Elect Director Scott D. Cook    Mgmt    For    For    For
1d   Elect Director Diane B. Greene    Mgmt    For    For    For
1e   Elect Director Edward A. Kangas    Mgmt    For    For    For
1f   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1g   Elect Director Dennis D. Powell    Mgmt    For    For    For
1h   Elect Director Brad D. Smith    Mgmt    For    For    For
1i   Elect Director Jeff Weiner    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Monsanto Company

 

Meeting Date:    01/28/2014    Country:    USA    Provider Security ID:    61166W101
Record Date:    12/02/2013    Meeting Type:    Annual    Ticker:    MON

 

Shares Voted:   35,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gregory H. Boyce    Mgmt    For    For    For
1b   Elect Director Laura K. Ipsen    Mgmt    For    For    For
1c   Elect Director William U. Parfet    Mgmt    For    For    For
1d   Elect Director George H. Poste    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Risk of Genetic Engineering in Order to Work with Regulators    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Monsanto Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Report on Risk of Genetically Engineered Products    SH    Against    Refer    Against

Rockwell Automation, Inc.

 

Meeting Date:    02/04/2014    Country:    USA    Provider Security ID:    773903109
Record Date:    12/09/2013    Meeting Type:    Annual    Ticker:    ROK

 

Shares Voted:   54,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

A1   Elect Director Steven R. Kalmanson    Mgmt    For    For    For
A2   Elect Director James P. Keane    Mgmt    For    For    For
A3   Elect Director Donald R. Parfet    Mgmt    For    For    For
B   Ratify Auditors    Mgmt    For    For    For
C   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
D   Require a Majority Vote for the Election of Directors    SH    None    For    For

Apple Inc.

 

Meeting Date:    02/28/2014    Country:    USA    Provider Security ID:    037833100
Record Date:    12/30/2013    Meeting Type:    Annual    Ticker:    AAPL

 

Shares Voted:   11,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William Campbell    Mgmt    For    For    For
1.2   Elect Director Timothy Cook    Mgmt    For    For    For
1.3   Elect Director Millard Drexler    Mgmt    For    For    For
1.4   Elect Director Al Gore    Mgmt    For    For    For
1.5   Elect Director Robert Iger    Mgmt    For    For    For
1.6   Elect Director Andrea Jung    Mgmt    For    For    For
1.7   Elect Director Arthur Levinson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Apple Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8   Elect Director Ronald Sugar    Mgmt    For    For    For
2   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
3   Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock    Mgmt    For    Refer    For
4   Establish a Par Value for Common Stock    Mgmt    For    Refer    For
5   Ratify Auditors    Mgmt    For    For    For
6   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
7   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
8   Establish Board Committee on Human Rights    SH    Against    Against    Against
9   Report on Trade Associations and Organizations that Promote Sustainability Practices    SH    Against    Refer    Against
10   Advisory Vote to Increase Capital Repurchase Program    SH    Against    Refer    Against
11   Proxy Access    SH    Against    Refer    Against

Applied Materials, Inc.

 

Meeting Date:    03/04/2014    Country:    USA    Provider Security ID:    038222105
Record Date:    01/08/2014    Meeting Type:    Annual    Ticker:    AMAT

 

Shares Voted:   347,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Aart J. de Geus    Mgmt    For    For    For
1b   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1c   Elect Director Stephen R. Forrest    Mgmt    For    For    For
1d   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1e   Elect Director Susan M. James    Mgmt    For    For    For
1f   Elect Director Alexander A. Karsner    Mgmt    For    For    For
1g   Elect Director Gerhard H. Parker    Mgmt    For    For    For
1h   Elect Director Dennis D. Powell    Mgmt    For    For    For
1i   Elect Director Willem P. Roelandts    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Applied Materials, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director James E. Rogers    Mgmt    For    For    For
1k   Elect Director Michael R. Splinter    Mgmt    For    For    For
1l   Elect Director Robert H. Swan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Amend Bylaws — Call Special Meetings    SH    Against    For    Against

Covidien plc

 

Meeting Date:    03/19/2014    Country:    Ireland    Provider Security ID:    G2554F113
Record Date:    01/09/2014    Meeting Type:    Annual    Ticker:    COV

 

Shares Voted:   78,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jose E. Almeida    Mgmt    For    For    For
1b   Elect Director Joy A. Amundson    Mgmt    For    For    For
1c   Elect Director Craig Arnold    Mgmt    For    For    For
1d   Elect Director Robert H. Brust    Mgmt    For    For    For
1e   Elect Director Christopher J. Coughlin    Mgmt    For    For    For
1f   Elect Director Randall J. Hogan, III    Mgmt    For    For    For
1g   Elect Director Martin D. Madaus    Mgmt    For    For    For
1h   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1i   Elect Director Stephen H. Rusckowski    Mgmt    For    For    For
1j   Elect Director Joseph A. Zaccagnino    Mgmt    For    For    For
2   Approve Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Authorize Market Purchases of Ordinary Shares    Mgmt    For    For    For
5   Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Covidien plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Renew Director’s Authority to Issue Shares    Mgmt    For    Against    Against
7   Renew Director’s Authority to Issue Shares for Cash    Mgmt    For    For    For

Starbucks Corporation

 

Meeting Date:    03/19/2014    Country:    USA    Provider Security ID:    855244109
Record Date:    01/09/2014    Meeting Type:    Annual    Ticker:    SBUX

 

Shares Voted:   48,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Election Of Director Howard Schultz    Mgmt    For    For    For
1b   Election Of Director William W. Bradley    Mgmt    For    For    For
1c   Election Of Director Robert M. Gates    Mgmt    For    For    For
1d   Election Of Director Mellody Hobson    Mgmt    For    For    For
1e   Election Of Director Kevin R. Johnson    Mgmt    For    For    For
1f   Election Of Director Olden Lee    Mgmt    For    For    For
1g   Election Of Director Joshua Cooper Ramo    Mgmt    For    For    For
1h   Election Of Director James G. Shennan, Jr.    Mgmt    For    For    For
1i   Election Of Director Clara Shih    Mgmt    For    For    For
1j   Election Of Director Javier G. Teruel    Mgmt    For    For    For
1k   Election Of Director Myron E. Ullman, III    Mgmt    For    For    For
1l   Election Of Director Craig E. Weatherup    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Prohibit Political Spending    SH    Against    Refer    Against
5   Require Independent Board Chairman    SH    Against    Refer    For

Twenty-First Century Fox, Inc.

 

Meeting Date:    03/21/2014    Country:    USA    Provider Security ID:    90130A101
Record Date:    01/23/2014    Meeting Type:    Special    Ticker:    FOX


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Twenty-First Century Fox, Inc.

 

Shares Voted:   165,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Delisting of Shares from Stock Exchange    Mgmt    For    Refer    For
2   Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder    Mgmt    None    Refer    For

Schlumberger Limited

 

Meeting Date:    04/09/2014    Country:    Curacao    Provider Security ID:    806857108
Record Date:    02/19/2014    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   58,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director Tony Isaac    Mgmt    For    For    For
1c   Elect Director K. Vaman Kamath    Mgmt    For    For    For
1d   Elect Director Maureen Kempston Darkes    Mgmt    For    For    For
1e   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1f   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1g   Elect Director Michael E. Marks    Mgmt    For    For    For
1h   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1i   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1j   Elect Director Tore I. Sandvold    Mgmt    For    For    For
1k   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Northern Trust Corporation

 

Meeting Date:    04/15/2014    Country:    USA    Provider Security ID:    665859104
Record Date:    02/18/2014    Meeting Type:    Annual    Ticker:    NTRS

 

Shares Voted:   102,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Linda Walker Bynoe    Mgmt    For    For    For
1.2   Elect Director Nicholas D. Chabraja    Mgmt    For    For    For
1.3   Elect Director Susan Crown    Mgmt    For    For    For
1.4   Elect Director Dipak C. Jain    Mgmt    For    For    For
1.5   Elect Director Robert W. Lane    Mgmt    For    For    For
1.6   Elect Director Jose Luis Prado    Mgmt    For    For    For
1.7   Elect Director John W. Rowe    Mgmt    For    For    For
1.8   Elect Director Martin P. Slark    Mgmt    For    For    For
1.9   Elect Director David H. B. Smith, Jr.    Mgmt    For    For    For
1.10   Elect Director Charles A. Tribbett, III    Mgmt    For    For    For
1.11   Elect Director Frederick H. Waddell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Report on Lobbying and Political Contributions    SH    Against    Against    Against

PPG Industries, Inc.

 

Meeting Date:    04/17/2014    Country:    USA    Provider Security ID:    693506107
Record Date:    02/21/2014    Meeting Type:    Annual    Ticker:    PPG

 

Shares Voted:   26,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Stephen F. Angel    Mgmt    For    For    For
1.2   Elect Director Hugh Grant    Mgmt    For    For    For
1.3   Elect Director Michele J. Hooper    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

PPG Industries, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Reduce Supermajority Vote Requirement in the Articles of Incorporation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For
5   Require Independent Board Chairman    SH    Against    Refer    Against

Citigroup Inc.

 

Meeting Date:    04/22/2014    Country:    USA    Provider Security ID:    172967424
Record Date:    02/24/2014    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   133,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1c   Elect Director Franz B. Humer    Mgmt    For    For    For
1d   Elect Director Eugene M. McQuade    Mgmt    For    For    For
1e   Elect Director Michael E. O’Neill    Mgmt    For    For    For
1f   Elect Director Gary M. Reiner    Mgmt    For    For    For
1g   Elect Director Judith Rodin    Mgmt    For    For    For
1h   Elect Director Robert L. Ryan    Mgmt    For    For    For
1i   Elect Director Anthony M. Santomero    Mgmt    For    For    For
1j   Elect Director Joan E. Spero    Mgmt    For    For    For
1k   Elect Director Diana L. Taylor    Mgmt    For    For    For
1l   Elect Director William S. Thompson, Jr.    Mgmt    For    For    For
1m   Elect Director James S. Turley    Mgmt    For    For    For
1n   Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Stock Retention/Holding Period    SH    Against    Against    Against
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Citigroup Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7   Amend Director Indemnifications Provisions    SH    Against    Against    Against
8   Adopt Proxy Access Right    SH    Against    Against    Against

NOBLE ENERGY, INC.

 

Meeting Date:    04/22/2014    Country:    USA    Provider Security ID:    655044105
Record Date:    03/05/2014    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   68,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1.2   Elect Director Michael A. Cawley    Mgmt    For    For    For
1.3   Elect Director Edward F. Cox    Mgmt    For    For    For
1.4   Elect Director Charles D. Davidson    Mgmt    For    For    For
1.5   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1.6   Elect Director Eric P. Grubman    Mgmt    For    For    For
1.7   Elect Director Kirby L. Hedrick    Mgmt    For    For    For
1.8   Elect Director Scott D. Urban    Mgmt    For    For    For
1.9   Elect Director William T. Van Kleef    Mgmt    For    For    For
1.10   Elect Director Molly K. Williamson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

The PNC Financial Services Group, Inc.

 

Meeting Date:    04/22/2014    Country:    USA    Provider Security ID:    693475105
Record Date:    01/31/2014    Meeting Type:    Annual    Ticker:    PNC

 

Shares Voted:   92,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard O. Berndt    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

The PNC Financial Services Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect Director Charles E. Bunch    Mgmt    For    For    For
1.3   Elect Director Paul W. Chellgren    Mgmt    For    For    For
1.4   Elect Director William S. Demchak    Mgmt    For    For    For
1.5   Elect Director Andrew T. Feldstein    Mgmt    For    For    For
1.6   Elect Director Kay Coles James    Mgmt    For    For    For
1.7   Elect Director Richard B. Kelson    Mgmt    For    For    For
1.8   Elect Director Anthony A. Massaro    Mgmt    For    For    For
1.9   Elect Director Jane G. Pepper    Mgmt    For    For    For
1.10   Elect Director Donald J. Shepard    Mgmt    For    For    For
1.11   Elect Director Lorene K. Steffes    Mgmt    For    For    For
1.12   Elect Director Dennis F. Strigl    Mgmt    For    For    For
1.13   Elect Director Thomas J. Usher    Mgmt    For    For    For
1.14   Elect Director George H. Walls, Jr.    Mgmt    For    For    For
1.15   Elect Director Helge H. Wehmeier    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Climate Change Financing Risk    SH    Against    Refer    Against

Johnson & Johnson

 

Meeting Date:    04/24/2014    Country:    USA    Provider Security ID:    478160104
Record Date:    02/25/2014    Meeting Type:    Annual    Ticker:    JNJ

 

Shares Voted:   65,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Mary Sue Coleman    Mgmt    For    For    For
1b   Elect Director James G. Cullen    Mgmt    For    For    For
1c   Elect Director Ian E. L. Davis    Mgmt    For    For    For
1d   Elect Director Alex Gorsky    Mgmt    For    For    For
1e   Elect Director Susan L. Lindquist    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Johnson & Johnson

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Mark B. McClellan    Mgmt    For    For    For
1g   Elect Director Anne M. Mulcahy    Mgmt    For    For    For
1h   Elect Director Leo F. Mullin    Mgmt    For    For    For
1i   Elect Director William D. Perez    Mgmt    For    For    For
1j   Elect Director Charles Prince    Mgmt    For    For    For
1k   Elect Director A. Eugene Washington    Mgmt    For    For    For
1l   Elect Director Ronald A. Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Stock Retention/Holding Period    SH    Against    Against    Against

Harley-Davidson, Inc.

 

Meeting Date:    04/26/2014    Country:    USA    Provider Security ID:    412822108
Record Date:    02/26/2014    Meeting Type:    Annual    Ticker:    HOG

 

Shares Voted:   90,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Barry K. Allen    Mgmt    For    For    For
1.2   Elect Director R. John Anderson    Mgmt    For    For    For
1.3   Elect Director Richard I. Beattie    Mgmt    For    For    For
1.4   Elect Director Michael J. Cave    Mgmt    For    For    For
1.5   Elect Director Georges H. Conrades    Mgmt    For    For    For
1.6   Elect Director Donald A. James    Mgmt    For    For    For
1.7   Elect Director Sara L. Levinson    Mgmt    For    For    For
1.8   Elect Director N. Thomas Linebarger    Mgmt    For    For    For
1.9   Elect Director George L. Miles, Jr.    Mgmt    For    For    For
1.10   Elect Director James A. Norling    Mgmt    For    For    For
1.11   Elect Director Keith E. Wandell    Mgmt    For    For    For
1.12   Elect Director Jochen Zeitz    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Harley-Davidson, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For
5   Require a Majority Vote for the Election of Directors    SH    Against    For    Against

Honeywell International Inc.

 

Meeting Date:    04/28/2014    Country:    USA    Provider Security ID:    438516106
Record Date:    02/28/2014    Meeting Type:    Annual    Ticker:    HON

 

Shares Voted:   65,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Gordon M. Bethune    Mgmt    For    For    For
1B   Elect Director Kevin Burke    Mgmt    For    For    For
1C   Elect Director Jaime Chico Pardo    Mgmt    For    For    For
1D   Elect Director David M. Cote    Mgmt    For    For    For
1E   Elect Director D. Scott Davis    Mgmt    For    For    For
1F   Elect Director Linnet F. Deily    Mgmt    For    For    For
1G   Elect Director Judd Gregg    Mgmt    For    For    For
1H   Elect Director Clive Hollick    Mgmt    For    For    For
1I   Elect Director Grace D. Lieblein    Mgmt    For    For    For
1J   Elect Director George Paz    Mgmt    For    For    For
1K   Elect Director Bradley T. Sheares    Mgmt    For    For    For
1L   Elect Director Robin L. Washington    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

The Boeing Company

 

Meeting Date:    04/28/2014    Country:    USA    Provider Security ID:    097023105
Record Date:    02/27/2014    Meeting Type:    Annual    Ticker:    BA

 

Shares Voted:   44,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David L. Calhoun    Mgmt    For    For    For
1b   Elect Director Arthur D. Collins, Jr.    Mgmt    For    For    For
1c   Elect Director Linda Z. Cook    Mgmt    For    For    For
1d   Elect Director Kenneth M. Duberstein    Mgmt    For    For    For
1e   Elect Director Edmund P. Giambastiani, Jr.    Mgmt    For    For    For
1f   Elect Director Lawrence W. Kellner    Mgmt    For    For    For
1g   Elect Director Edward M. Liddy    Mgmt    For    For    For
1h   Elect Director W. James McNerney, Jr.    Mgmt    For    For    For
1i   Elect Director Susan C. Schwab    Mgmt    For    For    For
1j   Elect Director Ronald A. Williams    Mgmt    For    For    For
1k   Elect Director Mike S. Zafirovski    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Auditors    Mgmt    For    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Provide Right to Act by Written Consent    SH    Against    For    For
7   Require Independent Board Chairman    SH    Against    Refer    For

Anheuser-Busch InBev SA

 

Meeting Date:    04/30/2014    Country:    Belgium    Provider Security ID:    B6399C107
Record Date:    03/21/2014    Meeting Type:    Annual/Special    Ticker:    ABI

 

Shares Voted:   67,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Anheuser-Busch InBev SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Special Meeting    Mgmt         
A1   Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options    Mgmt    For    Refer    For
A2a   Receive Special Board Report Re: Authorized Capital    Mgmt         
A2b   Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital    Mgmt    For    For    For
B1a   Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital    Mgmt    For    For    For
B1b   Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a    Mgmt    For    Refer    For
  Annual Meeting    Mgmt         
C1   Receive Directors’ Reports (Non-Voting)    Mgmt         
C2   Receive Auditors’ Reports (Non-Voting)    Mgmt         
C3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
C4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share    Mgmt    For    For    For
C5   Approve Discharge of Directors    Mgmt    For    For    For
C6   Approve Discharge of Auditors    Mgmt    For    Refer    For
C7a   Reelect Kees Storm as Independent Director    Mgmt    For    For    For
C7b   Reelect Mark Winkelman as Independent Director    Mgmt    For    For    For
C7c   Reelect Alexandre Van Damme as Director    Mgmt    For    For    For
C7d   Reelect Gregoire de Spoelberch as Director    Mgmt    For    For    For
C7e   Reelect Carlos Alberto de Veiga Sicupera as Director    Mgmt    For    For    For
C7f   Reelect Marcel Herrmann Telles as Director    Mgmt    For    For    For
C7g   Elect Paulo Lemann as Director    Mgmt    For    For    For
C7h   Elect Alexandre Behring as Director    Mgmt    For    For    For
C7i   Elect Elio Leoni Sceti as Independent Director    Mgmt    For    For    For
C7j   Elect Maria Asuncion Aramburuzabala Larregui as Director    Mgmt    For    For    For
C7k   Elect Valentin Diez Morodo as Director    Mgmt    For    For    For
C8a   Approve Remuneration Report    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Anheuser-Busch InBev SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

C8b

  Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors    Mgmt    For    Refer    Against
D1   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For

Mead Johnson Nutrition Company

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    582839106
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    MJN

 

Shares Voted:   48,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Steven M. Altschuler    Mgmt    For    For    For
1b   Elect Director Howard B. Bernick    Mgmt    For    For    For
1c   Elect Director Kimberly A. Casiano    Mgmt    For    For    For
1d   Elect Director Anna C. Catalano    Mgmt    For    For    For
1e   Elect Director Celeste A. Clark    Mgmt    For    For    For
1f   Elect Director James M. Cornelius    Mgmt    For    For    For
1g   Elect Director Stephen W. Golsby    Mgmt    For    For    For
1h   Elect Director Michael Grobstein    Mgmt    For    For    For
1i   Elect Director Peter Kasper Jakobsen    Mgmt    For    For    For
1j   Elect Director Peter G. Ratcliffe    Mgmt    For    For    For
1k   Elect Director Elliott Sigal    Mgmt    For    For    For
1l   Elect Director Robert S. Singer    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

GlaxoSmithKline plc

 

Meeting Date:    05/07/2014    Country:    United Kingdom    Provider Security ID:    G3910J112
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    GSK


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

GlaxoSmithKline plc

 

Shares Voted:   104,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Re-elect Sir Christopher Gent as Director    Mgmt    For    For    For
5   Re-elect Sir Andrew Witty as Director    Mgmt    For    For    For
6   Re-elect Sir Roy Anderson as Director    Mgmt    For    For    For
7   Re-elect Dr Stephanie Burns as Director    Mgmt    For    For    For
8   Re-elect Stacey Cartwright as Director    Mgmt    For    For    For
9   Re-elect Simon Dingemans as Director    Mgmt    For    For    For
10   Re-elect Lynn Elsenhans as Director    Mgmt    For    For    For
11   Re-elect Judy Lewent as Director    Mgmt    For    For    For
12   Re-elect Sir Deryck Maughan as Director    Mgmt    For    For    For
13   Re-elect Dr Daniel Podolsky as Director    Mgmt    For    For    For
14   Re-elect Dr Moncef Slaoui as Director    Mgmt    For    For    For
15   Re-elect Tom de Swaan as Director    Mgmt    For    For    For
16   Re-elect Jing Ulrich as Director    Mgmt    For    For    For
17   Re-elect Hans Wijers as Director    Mgmt    For    For    For
18   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
19   Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
20   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
21   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
23   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
24   Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

GlaxoSmithKline plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

25   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Phillips 66

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    718546104
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    PSX

 

Shares Voted:   85,750          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a

  Elect Director William R. Loomis, Jr.    Mgmt    For    For    For
1b   Elect Director Glenn F. Tilton    Mgmt    For    For    For
1c   Elect Director Marna C. Whittington    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Quantitative GHG Goals for Operations    SH    Against    Refer    Against

Colgate-Palmolive Company

 

Meeting Date:    05/09/2014    Country:    USA    Provider Security ID:    194162103
Record Date:    03/10/2014    Meeting Type:    Annual    Ticker:    CL

 

Shares Voted:   77,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a

  Elect Director Nikesh Arora    Mgmt    For    For    For
1b   Elect Director John T. Cahill    Mgmt    For    For    For
1c   Elect Director Ian Cook    Mgmt    For    For    For
1d   Elect Director Helene D. Gayle    Mgmt    For    For    For
1e   Elect Director Ellen M. Hancock    Mgmt    For    For    For
1f   Elect Director Joseph Jimenez    Mgmt    For    For    For
1g   Elect Director Richard J. Kogan    Mgmt    For    For    For
1h   Elect Director Delano E. Lewis    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Colgate-Palmolive Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director J. Pedro Reinhard    Mgmt    For    For    For
1j   Elect Director Stephen I. Sadove    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Stock Retention    SH    Against    Against    Against

American Express Company

 

Meeting Date:    05/12/2014    Country:    USA    Provider Security ID:    025816109
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    AXP

 

Shares Voted:   67,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a

  Elect Director Charlene Barshefsky    Mgmt    For    For    For
1b   Elect Director Ursula M. Burns    Mgmt    For    For    For
1c   Elect Director Kenneth I. Chenault    Mgmt    For    For    For
1d   Elect Director Peter Chernin    Mgmt    For    For    For
1e   Elect Director Anne Lauvergeon    Mgmt    For    For    For
1f   Elect Director Theodore J. Leonsis    Mgmt    For    For    For
1g   Elect Director Richard C. Levin    Mgmt    For    For    For
1h   Elect Director Richard A. McGinn    Mgmt    For    For    For
1i   Elect Director Samuel J. Palmisano    Mgmt    For    For    For
1j   Elect Director Steven S Reinemund    Mgmt    For    For    For
1k   Elect Director Daniel L. Vasella    Mgmt    For    For    For
1l   Elect Director Robert D. Walter    Mgmt    For    For    For
1m   Elect Director Ronald A. Williams    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Prepare Employment Diversity Report    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

American Express Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Report on Board Oversight of Privacy and Data Security and Requests for Customer Information    SH    Against    Refer    Against
6   Provide Right to Act by Written Consent    SH    Against    For    For
7   Stock Retention/Holding Period    SH    Against    Against    Against

AMERICAN INTERNATIONAL GROUP, INC.

 

Meeting Date:    05/12/2014    Country:    USA    Provider Security ID:    026874784
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    AIG

 

Shares Voted:   116,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a

  Elect Director Robert H. Benmosche    Mgmt    For    For    For
1b   Elect Director W. Don Cornwell    Mgmt    For    For    For
1c   Elect Director Peter R. Fisher    Mgmt    For    For    For
1d   Elect Director John H. Fitzpatrick    Mgmt    For    For    For
1e   Elect Director William G. Jurgensen    Mgmt    For    For    For
1f   Elect Director Christopher S. Lynch    Mgmt    For    For    For
1g   Elect Director Arthur C. Martinez    Mgmt    For    For    For
1h   Elect Director George L. Miles, Jr.    Mgmt    For    For    For
1i   Elect Director Henry S. Miller    Mgmt    For    For    For
1j   Elect Director Robert S. Miller    Mgmt    For    For    For
1k   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1l   Elect Director Ronald A. Rittenmeyer    Mgmt    For    For    For
1m   Elect Director Douglas M. Steenland    Mgmt    For    For    For
1n   Elect Director Theresa M. Stone    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG’s Tax Attributes    Mgmt    For    Refer    For
4   Amend Tax Asset Protection Plan    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

AMERICAN INTERNATIONAL GROUP, INC.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Ratify Auditors    Mgmt    For    For    For

3M Company

 

Meeting Date:    05/13/2014    Country:    USA    Provider Security ID:    88579Y101
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    MMM

 

Shares Voted:   37,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linda G. Alvarado    Mgmt    For    For    For
1b   Elect Director Thomas ‘Tony’ K. Brown    Mgmt    For    For    For
1c   Elect Director Vance D. Coffman    Mgmt    For    For    For
1d   Elect Director Michael L. Eskew    Mgmt    For    For    For
1e   Elect Director Herbert L. Henkel    Mgmt    For    For    For
1f   Elect Director Muhtar Kent    Mgmt    For    For    For
1g   Elect Director Edward M. Liddy    Mgmt    For    For    For
1h   Elect Director Inge G. Thulin    Mgmt    For    For    For
1i   Elect Director Robert J. Ulrich    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

ConocoPhillips

 

Meeting Date:    05/13/2014    Country:    USA    Provider Security ID:    20825C104
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    COP

 

Shares Voted:   92,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard L. Armitage    Mgmt    For    For    For
1b   Elect Director Richard H. Auchinleck    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

ConocoPhillips

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director Charles E. Bunch    Mgmt    For    For    For
1d   Elect Director James E. Copeland, Jr.    Mgmt    For    For    For
1e   Elect Director Jody L. Freeman    Mgmt    For    For    For
1f   Elect Director Gay Huey Evans    Mgmt    For    For    For
1g   Elect Director Ryan M. Lance    Mgmt    For    For    For
1h   Elect Director Robert A. Niblock    Mgmt    For    For    For
1i   Elect Director Harald J. Norvik    Mgmt    For    For    For
1j   Elect Director William E. Wade, Jr.    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Adopt Quantitative GHG Goals for Operations    SH    Against    Refer    Against

Cummins Inc.

 

Meeting Date:    05/13/2014    Country:    USA    Provider Security ID:    231021106
Record Date:    03/11/2014    Meeting Type:    Annual    Ticker:    CMI

 

Shares Voted:   44,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director N. Thomas Linebarger    Mgmt    For    For    For
2   Elect Director William I. Miller    Mgmt    For    For    For
3   Elect Director Alexis M. Herman    Mgmt    For    For    For
4   Elect Director Georgia R. Nelson    Mgmt    For    For    For
5   Elect Director Robert K. Herdman    Mgmt    For    For    For
6   Elect Director Robert J. Bernhard    Mgmt    For    For    For
7   Elect Director Franklin R. Chang Diaz    Mgmt    For    For    For
8   Elect Director Stephen B. Dobbs    Mgmt    For    For    For
9   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Cummins Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10   Ratify Auditors    Mgmt    For    For    For
11   Provide For Confidential Running Vote Tallies    SH    Against    For    For

Hyatt Hotels Corporation

 

Meeting Date:    05/14/2014    Country:    USA    Provider Security ID:    448579102
Record Date:    03/28/2014    Meeting Type:    Annual    Ticker:    H

 

Shares Voted:   58,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1

  Elect Director Thomas J. Pritzker    Mgmt    For    For    For
1.2   Elect Director Pamela M. Nicholson    Mgmt    For    For    For
1.3   Elect Director Richard C. Tuttle    Mgmt    For    For    For
1.4   Elect Director James H. Wooten, Jr.    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

National Oilwell Varco, Inc.

 

Meeting Date:    05/14/2014    Country:    USA    Provider Security ID:    637071101
Record Date:    04/01/2014    Meeting Type:    Annual    Ticker:    NOV

 

Shares Voted:   74,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Merrill A. Miller, Jr.    Mgmt    For    For    For
1B   Elect Director Clay C. Williams    Mgmt    For    For    For
1C   Elect Director Greg L. Armstrong    Mgmt    For    For    For
1D   Elect Director Robert E. Beauchamp    Mgmt    For    For    For
1E   Elect Director Marcela E. Donadio    Mgmt    For    For    For
1F   Elect Director Ben A. Guill    Mgmt    For    For    For
1G   Elect Director David D. Harrison    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

National Oilwell Varco, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1H   Elect Director Roger L. Jarvis    Mgmt    For    For    For
1I   Elect Director Eric L. Mattson    Mgmt    For    For    For
1K   Elect Director Jeffery A. Smisek    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

The Dow Chemical Company

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    260543103
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    DOW

 

Shares Voted:   133,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Arnold A. Allemang    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director Jacqueline K. Barton    Mgmt    For    For    For
1d   Elect Director James A. Bell    Mgmt    For    For    For
1e   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1f   Elect Director Andrew N. Liveris    Mgmt    For    For    For
1g   Elect Director Paul Polman    Mgmt    For    For    For
1h   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1i   Elect Director James M. Ringler    Mgmt    For    For    For
1j   Elect Director Ruth G. Shaw    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Stock Retention/Holding Period    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Union Pacific Corporation

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    907818108
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   37,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1.2   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1.3   Elect Director David B. Dillon    Mgmt    For    For    For
1.4   Elect Director Judith Richards Hope    Mgmt    For    For    For
1.5   Elect Director John J. Koraleski    Mgmt    For    For    For
1.6   Elect Director Charles C. Krulak    Mgmt    For    For    For
1.7   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1.8   Elect Director Michael W. McConnell    Mgmt    For    For    For
1.9   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1.10   Elect Director Steven R. Rogel    Mgmt    For    For    For
1.11   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Stock Retention/Holding Period    SH    Against    Against    Against

JPMorgan Chase & Co.

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    46625h100
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   117,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Crandall C. Bowles    Mgmt    For    For    For
1d   Elect Director Stephen B. Burke    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

JPMorgan Chase & Co.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director James S. Crown    Mgmt    For    For    For
1f   Elect Director James Dimon    Mgmt    For    For    For
1g   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1h   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1i   Elect Director Michael A. Neal    Mgmt    For    For    For
1j   Elect Director Lee R. Raymond    Mgmt    For    For    For
1k   Elect Director William C. Weldon    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Amend Articles/Bylaws/Charter — Call Special Meetings    SH    Against    For    For
6   Provide for Cumulative Voting    SH    Against    Against    Against

Pentair Ltd.

 

Meeting Date:    05/20/2014    Country:    Switzerland    Provider Security ID:    H6169Q108
Record Date:    04/30/2014    Meeting Type:    Annual    Ticker:    PNR

 

Shares Voted:   65,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Glynis A. Bryan    Mgmt    For    For    For
1b   Elect Director Jerry W. Burris    Mgmt    For    For    For
1c   Elect Director Carol Anthony (John) Davidson    Mgmt    For    For    For
1d   Elect Director T. Michael Glenn    Mgmt    For    For    For
1e   Elect Director David H.Y. Ho    Mgmt    For    For    For
1f   Elect Director Randall J. Hogan    Mgmt    For    For    For
1g   Elect Director David A. Jones    Mgmt    For    For    For
1h   Elect Director Ronald L. Merriman    Mgmt    For    For    For
1i   Elect Director William T. Monahan    Mgmt    For    For    For
1j   Elect Director Billie Ida Williamson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Pentair Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Elect Randall J. Hogan as Board Chairman    Mgmt    For    Refer    For
3a   Appoint David A. Jones as Member of the Compensation Committee    Mgmt    For    For    For
3b   Appoint Glynis A. Bryan as Member of the Compensation Committee    Mgmt    For    For    For
3c   Appoint T. Michael Glenn as Member of the Compensation Committee    Mgmt    For    For    For
3d   Appoint William T. Monahan as Member of the Compensation Committee    Mgmt    For    For    For
4   Designate Proxy Voting Services GmbH as Independent Proxy    Mgmt    For    For    For
5   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
6   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
7a   Ratify Deloitte AG as Statutory Auditors    Mgmt    For    For    For
7b   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
7c   Ratify PricewaterhouseCoopers as Special Auditors    Mgmt    For    For    For
8a   Approve the Appropriation of results for the year ended December 31, 2013    Mgmt    For    Refer    For
8b   Approve Dividends    Mgmt    For    For    For
9   Advisory Vote to Ratify Names Executive Officers’ Compensation    Mgmt    For    For    For
10   Approve Renewal of the Authorized Share Capital of Pentair Ltd    Mgmt    For    Against    For

Pentair Ltd.

 

Meeting Date:    05/20/2014    Country:    Switzerland    Provider Security ID:    H6169Q108
Record Date:    04/30/2014    Meeting Type:    Special    Ticker:    PNR

 

Shares Voted:   65,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Change State of Incorporation [from Switzerland to Ireland]    Mgmt    For    Refer    For
2   Approve Proposal to Eliminate the 20% Voting Cap in Pentair-Ireland’s Articles of Association    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Pentair Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approval to Create Distributable Reserves of Pentair-Ireland    Mgmt    For    Refer    For

Amazon.com, Inc.

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    023135106
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   16,700          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Tom A. Alberg    Mgmt    For    For    For
1c   Elect Director John Seely Brown    Mgmt    For    For    For
1d   Elect Director William B. Gordon    Mgmt    For    For    For
1e   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1f   Elect Director Alain Monie    Mgmt    For    For    For
1g   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    For    For

Comcast Corporation

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    20030N101
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   96,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Comcast Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Edward D. Breen    Mgmt    For    For    For
1.4   Elect Director Joseph J. Collins    Mgmt    For    For    For
1.5   Elect Director J. Michael Cook    Mgmt    For    For    For
1.6   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.7   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.8   Elect Director Eduardo G. Mestre    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Ralph J. Roberts    Mgmt    For    For    For
1.11   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
1.12   Elect Director Judith Rodin    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Plans    SH    Against    Refer    Against

Verisk Analytics, Inc.

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    92345Y106
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    VRSK

 

Shares Voted:   60,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Frank J. Coyne    Mgmt    For    For    For
1.2   Elect Director Christopher M. Foskett    Mgmt    For    For    For
1.3   Elect Director David B. Wright    Mgmt    For    For    For
1.4   Elect Director Thomas F. Motamed    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

L Brands, Inc.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    501797104
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    LB

 

Shares Voted:   128,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Donna A. James    Mgmt    For    For    For
1.2   Elect Director Jeffrey H. Miro    Mgmt    For    For    For
1.3   Elect Director Michael G. Morris    Mgmt    For    For    For
1.4   Elect Director Raymond Zimmerman    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

The Home Depot, Inc.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    437076102
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   71,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director F. Duane Ackerman    Mgmt    For    For    For
1b   Elect Director Francis S. Blake    Mgmt    For    For    For
1c   Elect Director Ari Bousbib    Mgmt    For    For    For
1d   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e   Elect Director J. Frank Brown    Mgmt    For    For    For
1f   Elect Director Albert P. Carey    Mgmt    For    For    For
1g   Elect Director Armando Codina    Mgmt    For    For    For
1h   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1i   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1j   Elect Director Karen L. Katen    Mgmt    For    For    For
1k   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

The Home Depot, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Bylaws — Call Special Meetings    SH    Against    For    For
5   Prepare Employment Diversity Report    SH    Against    Refer    Against

The Travelers Companies, Inc.

 

Meeting Date:    05/27/2014    Country:    USA    Provider Security ID:    89417E109
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    TRV

 

Shares Voted:  

49,800

         

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Alan L. Beller    Mgmt    For    For    For
1b   Elect Director John H. Dasburg    Mgmt    For    For    For
1c   Elect Director Janet M. Dolan    Mgmt    For    For    For
1d   Elect Director Kenneth M. Duberstein    Mgmt    For    For    For
1e   Elect Director Jay S. Fishman    Mgmt    For    For    For
1f   Elect Director Patricia L. Higgins    Mgmt    For    For    For
1g   Elect Director Thomas R. Hodgson    Mgmt    For    For    For
1h   Elect Director William J. Kane    Mgmt    For    For    For
1i   Elect Director Cleve L. Killingsworth, Jr.    Mgmt    For    For    For
1j   Elect Director Philip T. (Pete) Ruegger, III    Mgmt    For    For    For
1k   Elect Director Donald J. Shepard    Mgmt    For    For    For
1l   Elect Director Laurie J. Thomsen    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Report on Political Contributions    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Exxon Mobil Corporation

 

Meeting Date:    05/28/2014    Country:    USA    Provider Security ID:    30231G102
Record Date:    04/04/2014    Meeting Type:    Annual    Ticker:    XOM

 

Shares Voted:   47,700          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael J. Boskin    Mgmt    For    For    For
1.2   Elect Director Peter Brabeck-Letmathe    Mgmt    For    For    For
1.3   Elect Director Ursula M. Burns    Mgmt    For    For    For
1.4   Elect Director Larry R. Faulkner    Mgmt    For    For    For
1.5   Elect Director Jay S. Fishman    Mgmt    For    For    For
1.6   Elect Director Henrietta H. Fore    Mgmt    For    For    For
1.7   Elect Director Kenneth C. Frazier    Mgmt    For    For    For
1.8   Elect Director William W. George    Mgmt    For    For    For
1.9   Elect Director Samuel J. Palmisano    Mgmt    For    For    For
1.10   Elect Director Steven S Reinemund    Mgmt    For    For    For
1.11   Elect Director Rex W. Tillerson    Mgmt    For    For    For
1.12   Elect Director William C. Weldon    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require a Majority Vote for the Election of Directors    SH    Against    For    For
5   Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually    SH    Against    Refer    Against
6   Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity    SH    Against    Against    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against

UnitedHealth Group Incorporated

 

Meeting Date:    06/02/2014    Country:    USA    Provider Security ID:    91324P102
Record Date:    04/04/2014    Meeting Type:    Annual    Ticker:    UNH


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

UnitedHealth Group Incorporated

 

Shares Voted:   45,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William C. Ballard, Jr.    Mgmt    For    For    For
1b   Elect Director Edson Bueno    Mgmt    For    For    For
1c   Elect Director Richard T. Burke    Mgmt    For    For    For
1d   Elect Directo Robert J. Darretta    Mgmt    For    For    For
1e   Elect Director Stephen J. Hemsley    Mgmt    For    For    For
1f   Elect Director Michele J. Hooper    Mgmt    For    For    For
1g   Elect Director Rodger A. Lawson    Mgmt    For    For    For
1h   Elect Director Douglas W. Leatherdale    Mgmt    For    For    For
1i   Elect Director Glenn M. Renwick    Mgmt    For    For    For
1j   Elect Director Kenneth I. Shine    Mgmt    For    For    For
1k   Elect Director Gail R. Wilensky    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Provide for Cumulative Voting    SH    Against    Against    Against
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/03/2014    Country:    USA    Provider Security ID:    192446102
Record Date:    04/07/2014    Meeting Type:    Annual    Ticker:    CTSH

 

Shares Voted:   132,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1b   Elect Director Robert E. Weissman    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Alliance Data Systems Corporation

 

Meeting Date:    06/05/2014    Country:    USA    Provider Security ID:    018581108
Record Date:    04/07/2014    Meeting Type:    Annual    Ticker:    ADS

 

Shares Voted:   18,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Bruce K. Anderson    Mgmt    For    For    For
1.2   Elect Director Roger H. Ballou    Mgmt    For    For    For
1.3   Elect Director Lawrence M. Benveniste    Mgmt    For    For    For
1.4   Elect Director D. Keith Cobb    Mgmt    For    For    For
1.5   Elect Director E. Linn Draper, Jr.    Mgmt    For    For    For
1.6   Elect Director Kenneth R. Jensen    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Panera Bread Company

 

Meeting Date:    06/05/2014    Country:    USA    Provider Security ID:    69840W108
Record Date:    04/07/2014    Meeting Type:    Annual    Ticker:    PNRA

 

Shares Voted:   17,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Fred K. Foulkes    Mgmt    For    For    For
1.2   Elect Director Ronald M. Shaich    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For

Time Warner Cable Inc.

 

Meeting Date:    06/05/2014    Country:    USA    Provider Security ID:    88732J207
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    TWC


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 98 Ivy VIP Balanced

 

Time Warner Cable Inc.

 

Shares Voted:   36,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Carole Black    Mgmt    For    For    For
1b   Elect Director Glenn A. Britt    Mgmt    For    For    For
1c   Elect Director Thomas H. Castro    Mgmt    For    For    For
1d   Elect Director David C. Chang    Mgmt    For    For    For
1e   Elect Director James E. Copeland, Jr.    Mgmt    For    For    For
1f   Elect Director Peter R. Haje    Mgmt    For    For    For
1g   Elect Director Donna A. James    Mgmt    For    For    For
1h   Elect Director Don Logan    Mgmt    For    For    For
1i   Elect Director Robert D. Marcus    Mgmt    For    For    For
1j   Elect Director N.J. Nicholas, Jr.    Mgmt    For    For    For
1k   Elect Director Wayne H. Pace    Mgmt    For    For    For
1l   Elect Director Edward D. Shirley    Mgmt    For    For    For
1m   Elect Director John E. Sununu    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against

Applied Materials, Inc.

 

Meeting Date:    06/23/2014    Country:    USA    Provider Security ID:    038222105
Record Date:    05/09/2014    Meeting Type:    Special    Ticker:    AMAT

 

Shares Voted:   347,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For


IVY FUNDS VIP BOND

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY FUNDS VIP CORE EQUITY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

Ralph Lauren Corporation

 

Meeting Date:    08/08/2013    Country:    USA    Provider Security ID:    751212101
Record Date:    06/20/2013    Meeting Type:    Annual    Ticker:    RL

 

Shares Voted:   50,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Frank A. Bennack, Jr.    Mgmt    For    For    For
1.2   Elect Director Joel L. Fleishman    Mgmt    For    For    For
1.3   Elect Director Hubert Joly    Mgmt    For    For    For
1.4   Elect Director Steven P. Murphy    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Twenty-First Century Fox, Inc.

 

Meeting Date:    10/18/2013    Country:    USA    Provider Security ID:    90130A101
Record Date:    08/21/2013    Meeting Type:    Annual    Ticker:    FOX

 

Shares Voted:   385,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director K. Rupert Murdoch    Mgmt    For    For    For
1b   Elect Director Delphine Arnault    Mgmt    For    For    For
1c   Elect Director James W. Breyer    Mgmt    For    For    For
1d   Elect Director Chase Carey    Mgmt    For    For    For
1e   Elect Director David F. DeVoe    Mgmt    For    For    For
1f   Elect Director Viet Dinh    Mgmt    For    For    For
1g   Elect Director Roderick I. Eddington    Mgmt    For    For    For
1h   Elect Director James R. Murdoch    Mgmt    For    For    For
1i   Elect Director Lachlan K. Murdoch    Mgmt    For    For    For
1j   Elect Director Jacques Nasser    Mgmt    For    For    For
1k   Elect Director Robert S. Silberman    Mgmt    For    For    For
1l   Elect Director Alvaro Uribe    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Twenty-First Century Fox, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Require Independent Board Chairman    SH    Against    Refer    For
6   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    Refer    For
7   Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder    Mgmt    None    Refer    For

Cisco Systems, Inc.

 

Meeting Date:    11/19/2013    Country:    USA    Provider Security ID:    17275R102
Record Date:    09/20/2013    Meeting Type:    Annual    Ticker:    CSCO

 

Shares Voted:   535,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Carol A. Bartz    Mgmt    For    For    For
1b   Elect Director Marc Benioff    Mgmt    For    For    For
1c   Elect Director Gregory Q. Brown    Mgmt    For    For    For
1d   Elect Director M. Michele Burns    Mgmt    For    For    For
1e   Elect Director Michael D. Capellas    Mgmt    For    For    For
1f   Elect Director John T. Chambers    Mgmt    For    For    For
1g   Elect Director Brian L. Halla    Mgmt    For    For    For
1h   Elect Director John L. Hennessy    Mgmt    For    For    For
1i   Elect Director Kristina M. Johnson    Mgmt    For    For    For
1j   Elect Director Roderick C. McGeary    Mgmt    For    For    For
1k   Elect Director Arun Sarin    Mgmt    For    For    For
1l   Elect Director Steven M. West    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Cisco Systems, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Ratify Auditors    Mgmt    For    For    For
5   Approve Proxy Advisor Competition    SH    Against    Refer    Against

Harman International Industries, Incorporated

 

Meeting Date:    12/04/2013    Country:    USA    Provider Security ID:    413086109
Record Date:    10/07/2013    Meeting Type:    Annual    Ticker:    HAR

 

Shares Voted:   82,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Adriane M. Brown    Mgmt    For    For    For
1b   Elect Director John W. Diercksen    Mgmt    For    For    For
1c   Elect Director Ann M. Korologos    Mgmt    For    For    For
1d   Elect Director Jiren Liu    Mgmt    For    Refer    For
1e   Elect Director Edward H. Meyer    Mgmt    For    For    For
1f   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1g   Elect Director Kenneth M. Reiss    Mgmt    For    For    For
1h   Elect Director Hellene S. Runtagh    Mgmt    For    For    For
1i   Elect Director Frank S. Sklarsky    Mgmt    For    For    For
1j   Elect Director Gary G. Steel    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Pall Corporation

 

Meeting Date:    12/11/2013    Country:    USA    Provider Security ID:    696429307
Record Date:    10/14/2013    Meeting Type:    Annual    Ticker:    PLL


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Pall Corporation

 

Shares Voted:   169,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Amy E. Alving    Mgmt    For    For    For
1.2   Elect Director Robert B. Coutts    Mgmt    For    For    For
1.3   Elect Director Mark E. Goldstein    Mgmt    For    For    For
1.4   Elect Director Cheryl W. Grise    Mgmt    For    For    For
1.5   Elect Director Ronald L. Hoffman    Mgmt    For    For    For
1.6   Elect Director Lawrence D. Kingsley    Mgmt    For    For    For
1.7   Elect Director Dennis N. Longstreet    Mgmt    For    For    For
1.8   Elect Director B. Craig Owens    Mgmt    For    For    For
1.9   Elect Director Katharine L. Plourde    Mgmt    For    For    For
1.10   Elect Director Edward Travaglianti    Mgmt    For    For    For
1.11   Elect Director Bret W. Wise    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Costco Wholesale Corporation

 

Meeting Date:    01/30/2014    Country:    USA    Provider Security ID:    22160K105
Record Date:    11/25/2013    Meeting Type:    Annual    Ticker:    COST

 

Shares Voted:   69,470          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Susan L. Decker    Mgmt    For    Refer    Withhold
1.2   Elect Director Richard M. Libenson    Mgmt    For    For    For
1.3   Elect Director John W. Meisenbach    Mgmt    For    For    For
1.4   Elect Director Charles T. Munger    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Simple Majority Vote    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Costco Wholesale Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Declassify the Board of Directors    Mgmt    None    For    For

Applied Materials, Inc.

 

Meeting Date:    03/04/2014    Country:    USA    Provider Security ID:    038222105
Record Date:    01/08/2014    Meeting Type:    Annual    Ticker:    AMAT

 

Shares Voted:   878,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Aart J. de Geus    Mgmt    For    For    For
1b   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1c   Elect Director Stephen R. Forrest    Mgmt    For    For    For
1d   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1e   Elect Director Susan M. James    Mgmt    For    For    For
1f   Elect Director Alexander A. Karsner    Mgmt    For    For    For
1g   Elect Director Gerhard H. Parker    Mgmt    For    For    For
1h   Elect Director Dennis D. Powell    Mgmt    For    For    For
1i   Elect Director Willem P. Roelandts    Mgmt    For    For    For
1j   Elect Director James E. Rogers    Mgmt    For    For    For
1k   Elect Director Michael R. Splinter    Mgmt    For    For    For
1l   Elect Director Robert H. Swan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Amend Bylaws — Call Special Meetings    SH    Against    For    Against

F5 Networks, Inc.

 

Meeting Date:    03/13/2014    Country:    USA    Provider Security ID:    315616102
Record Date:    01/06/2014    Meeting Type:    Annual    Ticker:    FFIV


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

F5 Networks, Inc.

 

Shares Voted:   55,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director A. Gary Ames    Mgmt    For    For    For
1b   Elect Director Stephen Smith    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Twenty-First Century Fox, Inc.

 

Meeting Date:    03/21/2014    Country:    USA    Provider Security ID:    90130A101
Record Date:    01/23/2014    Meeting Type:    Special    Ticker:    FOX

 

Shares Voted:   379,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Delisting of Shares from Stock Exchange    Mgmt    For    Refer    For
2   Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder    Mgmt    None    Refer    For

Adobe Systems Incorporated

 

Meeting Date:    04/10/2014    Country:    USA    Provider Security ID:    00724F101
Record Date:    02/14/2014    Meeting Type:    Annual    Ticker:    ADBE

 

Shares Voted:   225,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Amy L. Banse    Mgmt    For    For    For
1b   Elect Director Kelly J. Barlow    Mgmt    For    For    For
1c   Elect Director Edward W. Barnholt    Mgmt    For    For    For
1d   Elect Director Robert K. Burgess    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Adobe Systems Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Frank A. Calderoni    Mgmt    For    For    For
1f   Elect Director Michael R. Cannon    Mgmt    For    For    For
1g   Elect Director James E. Daley    Mgmt    For    For    For
1h   Elect Director Laura B. Desmond    Mgmt    For    For    For
1i   Elect Director Charles M. Geschke    Mgmt    For    For    For
1j   Elect Director Shantanu Narayen    Mgmt    For    For    For
1k   Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1l   Elect Director Robert Sedgewick    Mgmt    For    For    For
1m   Elect Director John E. Warnock    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

LyondellBasell Industries NV

 

Meeting Date:    04/16/2014    Country:    Netherlands    Provider Security ID:    N53745100
Record Date:    03/19/2014    Meeting Type:    Annual    Ticker:    LYB

 

Shares Voted:   94,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Jagjeet S. Bindra to Supervisory Board    Mgmt    For    For    For
1b   Elect Milton Carroll to Supervisory Board    Mgmt    For    For    For
1c   Elect Claire S. Farley to Supervisory Board    Mgmt    For    For    For
1d   Elect Rudy van der Meer to Supervisory Board    Mgmt    For    For    For
1e   Elect Isabella D. Goren to Supervisory Board    Mgmt    For    For    For
1f   Elect Nance K. Dicciani to Supervisory Board    Mgmt    For    For    For
2a   Elect Karyn F. Ovelmen to Management Board    Mgmt    For    For    For
2b   Elect Craig B. Glidden to Management Board    Mgmt    For    For    For
2c   Elect Bhavesh V. Patel to Management Board    Mgmt    For    For    For
2d   Elect Patrick D. Quarles to Management Board    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

LyondellBasell Industries NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2e   Elect Timothy D. Roberts to Management Board    Mgmt    For    For    For
3   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
4   Approve Discharge of Management Board    Mgmt    For    For    For
5   Approve Discharge of Supervisory Board    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
7   Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    Mgmt    For    For    For
8   Approve Dividends of USD 2.20 Per Share    Mgmt    For    For    For
9   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
11   Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account    Mgmt    For    For    For

PPG Industries, Inc.

 

Meeting Date:    04/17/2014    Country:    USA    Provider Security ID:    693506107
Record Date:    02/21/2014    Meeting Type:    Annual    Ticker:    PPG

 

Shares Voted:   30,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Stephen F. Angel    Mgmt    For    For    For
1.2   Elect Director Hugh Grant    Mgmt    For    For    For
1.3   Elect Director Michele J. Hooper    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Reduce Supermajority Vote Requirement in the Articles of Incorporation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For
5   Require Independent Board Chairman    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Texas Instruments Incorporated

 

Meeting Date:    04/17/2014    Country:    USA    Provider Security ID:    882508104
Record Date:    02/18/2014    Meeting Type:    Annual    Ticker:    TXN

 

Shares Voted:   248,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Ralph W. Babb, Jr.    Mgmt    For    For    For
1b   Elect Director Mark A. Blinn    Mgmt    For    For    For
1c   Elect Director Daniel A. Carp    Mgmt    For    For    For
1d   Elect Director Carrie S. Cox    Mgmt    For    For    For
1e   Elect Director Ronald Kirk    Mgmt    For    For    For
1f   Elect Director Pamela H. Patsley    Mgmt    For    For    For
1g   Elect Director Robert E. Sanchez    Mgmt    For    For    For
1h   Elect Director Wayne R. Sanders    Mgmt    For    For    For
1i   Elect Director Ruth J. Simmons    Mgmt    For    For    For
1j   Elect Director Richard K. Templeton    Mgmt    For    For    For
1k   Elect Director Christine Todd Whitman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Citigroup Inc.

 

Meeting Date:    04/22/2014    Country:    USA    Provider Security ID:    172967424
Record Date:    02/24/2014    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   303,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1c   Elect Director Franz B. Humer    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Citigroup Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director Eugene M. McQuade    Mgmt    For    For    For
1e   Elect Director Michael E. O’Neill    Mgmt    For    For    For
1f   Elect Director Gary M. Reiner    Mgmt    For    For    For
1g   Elect Director Judith Rodin    Mgmt    For    For    For
1h   Elect Director Robert L. Ryan    Mgmt    For    For    For
1i   Elect Director Anthony M. Santomero    Mgmt    For    For    For
1j   Elect Director Joan E. Spero    Mgmt    For    For    For
1k   Elect Director Diana L. Taylor    Mgmt    For    For    For
1l   Elect Director William S. Thompson, Jr.    Mgmt    For    For    For
1m   Elect Director James S. Turley    Mgmt    For    For    For
1n   Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Stock Retention/Holding Period    SH    Against    Against    Against
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Amend Director Indemnifications Provisions    SH    Against    Against    Against
8   Adopt Proxy Access Right    SH    Against    Against    Against

NOBLE ENERGY, INC.

 

Meeting Date:    04/22/2014    Country:    USA    Provider Security ID:    655044105
Record Date:    03/05/2014    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   200,566          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1.2   Elect Director Michael A. Cawley    Mgmt    For    For    For
1.3   Elect Director Edward F. Cox    Mgmt    For    For    For
1.4   Elect Director Charles D. Davidson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

NOBLE ENERGY, INC.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1.6   Elect Director Eric P. Grubman    Mgmt    For    For    For
1.7   Elect Director Kirby L. Hedrick    Mgmt    For    For    For
1.8   Elect Director Scott D. Urban    Mgmt    For    For    For
1.9   Elect Director William T. Van Kleef    Mgmt    For    For    For
1.10   Elect Director Molly K. Williamson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Pfizer Inc.

 

Meeting Date:    04/24/2014    Country:    USA    Provider Security ID:    717081103
Record Date:    02/26/2014    Meeting Type:    Annual    Ticker:    PFE

 

Shares Voted:   356,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dennis A. Ausiello    Mgmt    For    For    For
1.2   Elect Director W. Don Cornwell    Mgmt    For    For    For
1.3   Elect Director Frances D. Fergusson    Mgmt    For    For    For
1.4   Elect Director Helen H. Hobbs    Mgmt    For    For    For
1.5   Elect Director Constance J. Horner    Mgmt    For    For    For
1.6   Elect Director James M. Kilts    Mgmt    For    For    For
1.7   Elect Director George A. Lorch    Mgmt    For    For    For
1.8   Elect Director Shantanu Narayen    Mgmt    For    For    For
1.9   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1.10   Elect Director Ian C. Read    Mgmt    For    For    For
1.11   Elect Director Stephen W. Sanger    Mgmt    For    For    For
1.12   Elect Director Marc Tessier-Lavigne    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Pfizer Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Approve Omnibus Stock Plan    Mgmt    For    Refer    Against
5   Require Shareholder Vote to Approve Political Contributions Policy    SH    Against    Refer    Against
6   Review and Assess Membership of Lobbying Organizations    SH    Against    Refer    Against
7   Provide Right to Act by Written Consent    SH    Against    For    For

Harley-Davidson, Inc.

 

Meeting Date:    04/26/2014    Country:    USA    Provider Security ID:    412822108
Record Date:    02/26/2014    Meeting Type:    Annual    Ticker:    HOG

 

Shares Voted:   215,332          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Barry K. Allen    Mgmt    For    For    For
1.2   Elect Director R. John Anderson    Mgmt    For    For    For
1.3   Elect Director Richard I. Beattie    Mgmt    For    For    For
1.4   Elect Director Michael J. Cave    Mgmt    For    For    For
1.5   Elect Director Georges H. Conrades    Mgmt    For    For    For
1.6   Elect Director Donald A. James    Mgmt    For    For    For
1.7   Elect Director Sara L. Levinson    Mgmt    For    For    For
1.8   Elect Director N. Thomas Linebarger    Mgmt    For    For    For
1.9   Elect Director George L. Miles, Jr.    Mgmt    For    For    For
1.10   Elect Director James A. Norling    Mgmt    For    For    For
1.11   Elect Director Keith E. Wandell    Mgmt    For    For    For
1.12   Elect Director Jochen Zeitz    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For
5   Require a Majority Vote for the Election of Directors    SH    Against    For    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Shire plc

 

Meeting Date:    04/29/2014    Country:    United Kingdom    Provider Security ID:    G8124V108
Record Date:    03/18/2014    Meeting Type:    Annual    Ticker:    SHP

 

Shares Voted:   74,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Elect Dominic Blakemore as Director    Mgmt    For    For    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Re-elect Dr Steven Gillis as Director    Mgmt    For    For    For
7   Re-elect Dr David Ginsburg as Director    Mgmt    For    For    For
8   Re-elect David Kappler as Director    Mgmt    For    For    For
9   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
10   Re-elect Anne Minto as Director    Mgmt    For    For    For
11   Re-elect Dr Flemming Ornskov as Director    Mgmt    For    For    For
12   Re-elect David Stout as Director    Mgmt    For    For    For
13   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
14   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15   Approve Increase in Borrowing Powers    Mgmt    For    Refer    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Anheuser-Busch InBev SA

 

Meeting Date:    04/30/2014    Country:    Belgium    Provider Security ID:    B6399C107
Record Date:    03/21/2014    Meeting Type:    Annual/Special    Ticker:    ABI


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Anheuser-Busch InBev SA

 

Shares Voted:   142,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Special Meeting    Mgmt         
A1   Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options    Mgmt    For    Refer    For
A2a   Receive Special Board Report Re: Authorized Capital    Mgmt         
A2b   Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital    Mgmt    For    For    For
B1a   Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital    Mgmt    For    For    For
B1b   Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a    Mgmt    For    Refer    For
  Annual Meeting    Mgmt         
C1   Receive Directors’ Reports (Non-Voting)    Mgmt         
C2   Receive Auditors’ Reports (Non-Voting)    Mgmt         
C3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
C4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share    Mgmt    For    For    For
C5   Approve Discharge of Directors    Mgmt    For    For    For
C6   Approve Discharge of Auditors    Mgmt    For    Refer    For
C7a   Reelect Kees Storm as Independent Director    Mgmt    For    For    For
C7b   Reelect Mark Winkelman as Independent Director    Mgmt    For    For    For
C7c   Reelect Alexandre Van Damme as Director    Mgmt    For    For    For
C7d   Reelect Gregoire de Spoelberch as Director    Mgmt    For    For    For
C7e   Reelect Carlos Alberto de Veiga Sicupera as Director    Mgmt    For    For    For
C7f   Reelect Marcel Herrmann Telles as Director    Mgmt    For    For    For
C7g   Elect Paulo Lemann as Director    Mgmt    For    For    For
C7h   Elect Alexandre Behring as Director    Mgmt    For    For    For
C7i   Elect Elio Leoni Sceti as Independent Director    Mgmt    For    For    For
C7j   Elect Maria Asuncion Aramburuzabala Larregui as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Anheuser-Busch InBev SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

C7k   Elect Valentin Diez Morodo as Director    Mgmt    For    For    For
C8a   Approve Remuneration Report    Mgmt    For    Refer    Against
C8b   Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors    Mgmt    For    Refer    Against
D1   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For

Canadian Pacific Railway Limited

 

Meeting Date:    05/01/2014    Country:    Canada    Provider Security ID:    13645T100
Record Date:    03/03/2014    Meeting Type:    Annual    Ticker:    CP

 

Shares Voted:   130,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
3.1   Elect Director William A. Ackman    Mgmt    For    For    For
3.2   Elect Director Gary F. Colter    Mgmt    For    For    For
3.3   Elect Director Isabelle Courville    Mgmt    For    For    For
3.4   Elect Director Paul G. Haggis    Mgmt    For    For    For
3.5   Elect Director E. Hunter Harrison    Mgmt    For    For    For
3.6   Elect Director Paul C. Hilal    Mgmt    For    For    For
3.7   Elect Director Krystyna T. Hoeg    Mgmt    For    For    For
3.8   Elect Director Rebecca MacDonald    Mgmt    For    For    For
3.9   Elect Director Anthony R. Melman    Mgmt    For    For    For
3.10   Elect Director Linda J. Morgan    Mgmt    For    For    For
3.11   Elect Director Jim Prentice    Mgmt    For    For    For
3.12   Elect Director Andrew F. Reardon    Mgmt    For    For    For
3.13   Elect Director Stephen C. Tobias    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Kansas City Southern

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    485170302
Record Date:    03/03/2014    Meeting Type:    Annual    Ticker:    KSU

 

Shares Voted:   95,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Henry R. Davis    Mgmt    For    For    For
1.2   Elect Director Robert J. Druten    Mgmt    For    For    For
1.3   Elect Director Rodney E. Slater    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For
5   Provide Right to Call Special Meeting    Mgmt    For    For    For

Mead Johnson Nutrition Company

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    582839106
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    MJN

 

Shares Voted:   86,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Steven M. Altschuler    Mgmt    For    For    For
1b   Elect Director Howard B. Bernick    Mgmt    For    For    For
1c   Elect Director Kimberly A. Casiano    Mgmt    For    For    For
1d   Elect Director Anna C. Catalano    Mgmt    For    For    For
1e   Elect Director Celeste A. Clark    Mgmt    For    For    For
1f   Elect Director James M. Cornelius    Mgmt    For    For    For
1g   Elect Director Stephen W. Golsby    Mgmt    For    For    For
1h   Elect Director Michael Grobstein    Mgmt    For    For    For
1i   Elect Director Peter Kasper Jakobsen    Mgmt    For    For    For
1j   Elect Director Peter G. Ratcliffe    Mgmt    For    For    For
1k   Elect Director Elliott Sigal    Mgmt    For    For    For
1l   Elect Director Robert S. Singer    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Mead Johnson Nutrition Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

YUM! Brands, Inc.

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    988498101
Record Date:    03/03/2014    Meeting Type:    Annual    Ticker:    YUM

 

Shares Voted:   97,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael J. Cavanagh    Mgmt    For    For    For
1b   Elect Director David W. Dorman    Mgmt    For    For    For
1c   Elect Director Massimo Ferragamo    Mgmt    For    For    For
1d   Elect Director Mirian M. Graddick-Weir    Mgmt    For    For    For
1e   Elect Director Bonnie G. Hill    Mgmt    For    For    For
1f   Elect Director Jonathan S. Linen    Mgmt    For    For    For
1g   Elect Director Thomas C. Nelson    Mgmt    For    For    For
1h   Elect Director David C. Novak    Mgmt    For    For    For
1i   Elect Director Thomas M. Ryan    Mgmt    For    For    For
1j   Elect Director Jing-Shyh S. Su    Mgmt    For    For    For
1k   Elect Director Robert D. Walter    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For

Alexion Pharmaceuticals, Inc.

 

Meeting Date:    05/05/2014    Country:    USA    Provider Security ID:    015351109
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    ALXN


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Alexion Pharmaceuticals, Inc.

 

Shares Voted:   59,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Leonard Bell    Mgmt    For    For    For
1.2   Elect Director Max Link    Mgmt    For    For    For
1.3   Elect Director William R. Keller    Mgmt    For    For    For
1.4   Elect Director John T. Mollen    Mgmt    For    For    For
1.5   Elect Director R. Douglas Norby    Mgmt    For    For    For
1.6   Elect Director Alvin S. Parven    Mgmt    For    For    For
1.7   Elect Director Andreas Rummelt    Mgmt    For    For    For
1.8   Elect Director Ann M. Veneman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote    SH    Against    For    For

Bristol-Myers Squibb Company

 

Meeting Date:    05/06/2014    Country:    USA    Provider Security ID:    110122108
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    BMY

 

Shares Voted:   220,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Lamberto Andreotti    Mgmt    For    For    For
1B   Elect Director Lewis B. Campbell    Mgmt    For    For    For
1C   Elect Director James M. Cornelius    Mgmt    For    For    For
1D   Elect Director Laurie H. Glimcher    Mgmt    For    For    For
1E   Elect Director Michael Grobstein    Mgmt    For    For    For
1F   Elect Director Alan J. Lacy    Mgmt    For    For    For
1G   Elect Director Thomas J. Lynch, Jr.    Mgmt    For    For    For
1H   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1I   Elect Director Vicki L. Sato    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Bristol-Myers Squibb Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1J   Elect Director Gerald L. Storch    Mgmt    For    For    For
1K   Elect Director Togo D. West, Jr.    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Simple Majority Vote    SH    None    For    For

Nielsen N.V.

 

Meeting Date:    05/06/2014    Country:    Netherlands    Provider Security ID:    N63218106
Record Date:    04/08/2014    Meeting Type:    Annual    Ticker:    NLSN

 

Shares Voted:   176,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Discharge of Board of Directors    Mgmt    For    For    For
3a   Elect Director James A. Attwood, Jr.    Mgmt    For    For    For
3b   Elect Director David L. Calhoun    Mgmt    For    For    For
3c   Elect Director Karen M. Hoguet    Mgmt    For    For    For
3d   Elect Director James M. Kilts    Mgmt    For    For    For
3e   Elect Director Alexander Navab    Mgmt    For    For    For
3f   Elect Director Robert Pozen    Mgmt    For    For    For
3g   Elect Director Vivek Ranadive    Mgmt    For    For    For
3h   Elect Director Ganesh Rao    Mgmt    For    For    For
3i   Elect Director Javier G. Teruel    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts    Mgmt    For    For    For
6   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
7   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
8   Change Company Name    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Nielsen N.V.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9   Advisory Vote to Approve Remuneration of Executives    Mgmt    For    Refer    For

Bank of America Corporation

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    060505104
Record Date:    03/12/2014    Meeting Type:    Annual    Ticker:    BAC

 

Shares Voted:   1,171,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sharon L. Allen    Mgmt    For    For    For
1.2   Elect Director Susan S. Bies    Mgmt    For    For    For
1.3   Elect Director Jack O. Bovender, Jr.    Mgmt    For    For    For
1.4   Elect Director Frank P. Bramble, Sr.    Mgmt    For    For    For
1.5   Elect Director Pierre J. P. de Weck    Mgmt    For    For    For
1.6   Elect Director Arnold W. Donald    Mgmt    For    For    For
1.7   Elect Director Charles K. Gifford    Mgmt    For    For    For
1.8   Elect Director Charles O. Holliday, Jr.    Mgmt    For    For    For
1.9   Elect Director Linda P. Hudson    Mgmt    For    For    For
1.10   Elect Director Monica C. Lozano    Mgmt    For    For    For
1.11   Elect Director Thomas J. May    Mgmt    For    For    For
1.12   Elect Director Brian T. Moynihan    Mgmt    For    For    For
1.13   Elect Director Lionel L. Nowell, III    Mgmt    For    For    For
1.14   Elect Director Clayton S. Rose    Mgmt    For    For    For
1.15   Elect Director R. David Yost    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Amend Certificate of Designations for Series T Preferred Stock    Mgmt    For    Refer    For
5   Provide for Cumulative Voting    SH    Against    Against    Against
6   Adopt Proxy Access Right    SH    Against    Against    Against
7   Report on Climate Change Financing Risk    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Bank of America Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Philip Morris International Inc.

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    718172109
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   155,766          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Jennifer Li    Mgmt    For    For    For
1.5   Elect Director Sergio Marchionne    Mgmt    For    For    For
1.6   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.7   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.8   Elect Director Robert B. Polet    Mgmt    For    For    For
1.9   Elect Director Carlos Slim Helu    Mgmt    For    For    For
1.10   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Adopt Policy to Restrict Non-Required Animal Testing    SH    Against    Against    Against

Phillips 66

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    718546104
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    PSX


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Phillips 66

 

Shares Voted:   189,324          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William R. Loomis, Jr.    Mgmt    For    For    For
1b   Elect Director Glenn F. Tilton    Mgmt    For    For    For
1c   Elect Director Marna C. Whittington    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Quantitative GHG Goals for Operations    SH    Against    Refer    Against

AMERICAN INTERNATIONAL GROUP, INC.

 

Meeting Date:    05/12/2014    Country:    USA    Provider Security ID:    026874784
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    AIG

 

Shares Voted:   326,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Robert H. Benmosche    Mgmt    For    For    For
1b   Elect Director W. Don Cornwell    Mgmt    For    For    For
1c   Elect Director Peter R. Fisher    Mgmt    For    For    For
1d   Elect Director John H. Fitzpatrick    Mgmt    For    For    For
1e   Elect Director William G. Jurgensen    Mgmt    For    For    For
1f   Elect Director Christopher S. Lynch    Mgmt    For    For    For
1g   Elect Director Arthur C. Martinez    Mgmt    For    For    For
1h   Elect Director George L. Miles, Jr.    Mgmt    For    For    For
1i   Elect Director Henry S. Miller    Mgmt    For    For    For
1j   Elect Director Robert S. Miller    Mgmt    For    For    For
1k   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1l   Elect Director Ronald A. Rittenmeyer    Mgmt    For    For    For
1m   Elect Director Douglas M. Steenland    Mgmt    For    For    For
1n   Elect Director Theresa M. Stone    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

AMERICAN INTERNATIONAL GROUP, INC.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG’s Tax Attributes    Mgmt    For    Refer    For
4   Amend Tax Asset Protection Plan    Mgmt    For    Refer    Against
5   Ratify Auditors    Mgmt    For    For    For

Cummins Inc.

 

Meeting Date:    05/13/2014    Country:    USA    Provider Security ID:    231021106
Record Date:    03/11/2014    Meeting Type:    Annual    Ticker:    CMI

 

Shares Voted:   80,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director N. Thomas Linebarger    Mgmt    For    For    For
2   Elect Director William I. Miller    Mgmt    For    For    For
3   Elect Director Alexis M. Herman    Mgmt    For    For    For
4   Elect Director Georgia R. Nelson    Mgmt    For    For    For
5   Elect Director Robert K. Herdman    Mgmt    For    For    For
6   Elect Director Robert J. Bernhard    Mgmt    For    For    For
7   Elect Director Franklin R. Chang Diaz    Mgmt    For    For    For
8   Elect Director Stephen B. Dobbs    Mgmt    For    For    For
9   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
10   Ratify Auditors    Mgmt    For    For    For
11   Provide For Confidential Running Vote Tallies    SH    Against    For    For

Chipotle Mexican Grill, Inc.

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    169656105
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    CMG


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Chipotle Mexican Grill, Inc.

 

Shares Voted:   13,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John Charlesworth    Mgmt    For    For    For
1.2   Elect Director Monty Moran    Mgmt    For    For    For
1.3   Elect Director Kimbal Musk    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
5   Report on Sustainability    SH    Against    Refer    Against
6   Reduce Supermajority Vote Requirement    SH    Against    For    For

The Dow Chemical Company

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    260543103
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    DOW

 

Shares Voted:   274,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Arnold A. Allemang    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director Jacqueline K. Barton    Mgmt    For    For    For
1d   Elect Director James A. Bell    Mgmt    For    For    For
1e   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1f   Elect Director Andrew N. Liveris    Mgmt    For    For    For
1g   Elect Director Paul Polman    Mgmt    For    For    For
1h   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1i   Elect Director James M. Ringler    Mgmt    For    For    For
1j   Elect Director Ruth G. Shaw    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

The Dow Chemical Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Stock Retention/Holding Period    SH    Against    Against    Against

Pentair Ltd.

 

Meeting Date:    05/20/2014    Country:    Switzerland    Provider Security ID:    H6169Q108
Record Date:    04/30/2014    Meeting Type:    Annual    Ticker:    PNR

 

Shares Voted:   184,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Glynis A. Bryan    Mgmt    For    For    For
1b   Elect Director Jerry W. Burris    Mgmt    For    For    For
1c   Elect Director Carol Anthony (John) Davidson    Mgmt    For    For    For
1d   Elect Director T. Michael Glenn    Mgmt    For    For    For
1e   Elect Director David H.Y. Ho    Mgmt    For    For    For
1f   Elect Director Randall J. Hogan    Mgmt    For    For    For
1g   Elect Director David A. Jones    Mgmt    For    For    For
1h   Elect Director Ronald L. Merriman    Mgmt    For    For    For
1i   Elect Director William T. Monahan    Mgmt    For    For    For
1j   Elect Director Billie Ida Williamson    Mgmt    For    For    For
2   Elect Randall J. Hogan as Board Chairman    Mgmt    For    Refer    For
3a   Appoint David A. Jones as Member of the Compensation Committee    Mgmt    For    For    For
3b   Appoint Glynis A. Bryan as Member of the Compensation Committee    Mgmt    For    For    For
3c   Appoint T. Michael Glenn as Member of the Compensation Committee    Mgmt    For    For    For
3d   Appoint William T. Monahan as Member of the Compensation Committee    Mgmt    For    For    For
4   Designate Proxy Voting Services GmbH as Independent Proxy    Mgmt    For    For    For
5   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Pentair Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
7a   Ratify Deloitte AG as Statutory Auditors    Mgmt    For    For    For
7b   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
7c   Ratify PricewaterhouseCoopers as Special Auditors    Mgmt    For    For    For
8a   Approve the Appropriation of results for the year ended December 31, 2013    Mgmt    For    Refer    For
8b   Approve Dividends    Mgmt    For    For    For
9   Advisory Vote to Ratify Names Executive Officers’ Compensation    Mgmt    For    For    For
10   Approve Renewal of the Authorized Share Capital of Pentair Ltd    Mgmt    For    Against    For

Pentair Ltd.

 

Meeting Date:    05/20/2014    Country:    Switzerland    Provider Security ID:    H6169Q108
Record Date:    04/30/2014    Meeting Type:    Special    Ticker:    PNR

 

Shares Voted:   184,200          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Change State of Incorporation [from Switzerland to Ireland]    Mgmt    For    Refer    For
2   Approve Proposal to Eliminate the 20% Voting Cap in Pentair-Ireland’s Articles of Association    Mgmt    For    Refer    For
3   Approval to Create Distributable Reserves of Pentair-Ireland    Mgmt    For    Refer    For

Amazon.com, Inc.

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    023135106
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   17,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Amazon.com, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1b   Elect Director Tom A. Alberg    Mgmt    For    For    For
1c   Elect Director John Seely Brown    Mgmt    For    For    For
1d   Elect Director William B. Gordon    Mgmt    For    For    For
1e   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1f   Elect Director Alain Monie    Mgmt    For    For    For
1g   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h   Elect Director Thomas O. Ryder    Mgmt    For    For    For
1i   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    For    For

Comcast Corporation

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    20030N101
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   283,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.3   Elect Director Edward D. Breen    Mgmt    For    For    For
1.4   Elect Director Joseph J. Collins    Mgmt    For    For    For
1.5   Elect Director J. Michael Cook    Mgmt    For    For    For
1.6   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.7   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.8   Elect Director Eduardo G. Mestre    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Ralph J. Roberts    Mgmt    For    For    For
1.11   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Comcast Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.12   Elect Director Judith Rodin    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Plans    SH    Against    Refer    Against

Facebook, Inc.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    30303M102
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    FB

 

Shares Voted:   148,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Marc L. Andreessen    Mgmt    For    For    For
1.2   Elect Director Erskine B. Bowles    Mgmt    For    For    For
1.3   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    For    For
1.4   Elect Director Donald E. Graham    Mgmt    For    For    For
1.5   Elect Director Reed Hastings    Mgmt    For    For    For
1.6   Elect Director Sheryl K. Sandberg    Mgmt    For    For    For
1.7   Elect Director Peter A. Thiel    Mgmt    For    For    For
1.8   Elect Director Mark Zuckerberg    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    Refer    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Screen Political Contributions for Consistency with Corporate Values    SH    Against    Refer    Against
6   Assess Privacy and Advertising Policy Relating to Childhood Obesity    SH    Against    Refer    Against
7   Report on Sustainability    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Flowserve Corporation

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    34354P105
Record Date:    03/27/2014    Meeting Type:    Annual    Ticker:    FLS

 

Shares Voted:   137,700          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gayla J. Delly    Mgmt    For    For    For
1.2   Elect Director Rick J. Mills    Mgmt    For    For    For
1.3   Elect Director Charles M. Rampacek    Mgmt    For    For    For
1.4   Elect Director William C. Rusnack    Mgmt    For    For    For
1.5   Elect Director John R. Friedery    Mgmt    For    For    For
1.6   Elect Director Joe E. Harlan    Mgmt    For    For    For
1.7   Elect Director Leif E. Darner    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Proxy Voting Disclosure, Confidentiality, and Tabulation    SH    Against    For    For

L Brands, Inc.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    501797104
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    LB

 

Shares Voted:   79,200          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Donna A. James    Mgmt    For    For    For
1.2   Elect Director Jeffrey H. Miro    Mgmt    For    For    For
1.3   Elect Director Michael G. Morris    Mgmt    For    For    For
1.4   Elect Director Raymond Zimmerman    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

The Home Depot, Inc.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    437076102
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   108,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director F. Duane Ackerman    Mgmt    For    For    For
1b   Elect Director Francis S. Blake    Mgmt    For    For    For
1c   Elect Director Ari Bousbib    Mgmt    For    For    For
1d   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e   Elect Director J. Frank Brown    Mgmt    For    For    For
1f   Elect Director Albert P. Carey    Mgmt    For    For    For
1g   Elect Director Armando Codina    Mgmt    For    For    For
1h   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1i   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1j   Elect Director Karen L. Katen    Mgmt    For    For    For
1k   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Bylaws — Call Special Meetings    SH    Against    For    For
5   Prepare Employment Diversity Report    SH    Against    Refer    Against

MasterCard Incorporated

 

Meeting Date:    06/03/2014    Country:    USA    Provider Security ID:    57636Q104
Record Date:    04/09/2014    Meeting Type:    Annual    Ticker:    MA

 

Shares Voted:   210,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director Silvio Barzi    Mgmt    For    For    For
1d   Elect Director David R. Carlucci    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

MasterCard Incorporated

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Steven J. Freiberg    Mgmt    For    For    For
1f   Elect Director Julius Genachowski    Mgmt    For    For    For
1g   Elect Director Merit E. Janow    Mgmt    For    For    For
1h   Elect Director Nancy J. Karch    Mgmt    For    For    For
1i   Elect Director Marc Olivie    Mgmt    For    For    For
1j   Elect Director Rima Qureshi    Mgmt    For    For    For
1k   Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1l   Elect Director Jackson P. Tai    Mgmt    For    For    For
1m   Elect Director Edward Suning Tian    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Las Vegas Sands Corp.

 

Meeting Date:    06/04/2014    Country:    USA    Provider Security ID:    517834107
Record Date:    04/14/2014    Meeting Type:    Annual    Ticker:    LVS

 

Shares Voted:   60,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Charles D. Forman    Mgmt    For    For    For
1.2   Elect Director George Jamieson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Alliance Data Systems Corporation

 

Meeting Date:    06/05/2014    Country:    USA    Provider Security ID:    018581108
Record Date:    04/07/2014    Meeting Type:    Annual    Ticker:    ADS


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Alliance Data Systems Corporation

 

Shares Voted:   19,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Bruce K. Anderson    Mgmt    For    For    For
1.2   Elect Director Roger H. Ballou    Mgmt    For    For    For
1.3   Elect Director Lawrence M. Benveniste    Mgmt    For    For    For
1.4   Elect Director D. Keith Cobb    Mgmt    For    For    For
1.5   Elect Director E. Linn Draper, Jr.    Mgmt    For    For    For
1.6   Elect Director Kenneth R. Jensen    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Time Warner Cable Inc.

 

Meeting Date:    06/05/2014    Country:    USA    Provider Security ID:    88732J207
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    TWC

 

Shares Voted:   68,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Carole Black    Mgmt    For    For    For
1b   Elect Director Glenn A. Britt    Mgmt    For    For    For
1c   Elect Director Thomas H. Castro    Mgmt    For    For    For
1d   Elect Director David C. Chang    Mgmt    For    For    For
1e   Elect Director James E. Copeland, Jr.    Mgmt    For    For    For
1f   Elect Director Peter R. Haje    Mgmt    For    For    For
1g   Elect Director Donna A. James    Mgmt    For    For    For
1h   Elect Director Don Logan    Mgmt    For    For    For
1i   Elect Director Robert D. Marcus    Mgmt    For    For    For
1j   Elect Director N.J. Nicholas, Jr.    Mgmt    For    For    For
1k   Elect Director Wayne H. Pace    Mgmt    For    For    For
1l   Elect Director Edward D. Shirley    Mgmt    For    For    For
1m   Elect Director John E. Sununu    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Time Warner Cable Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against

Biogen Idec Inc.

 

Meeting Date:    06/12/2014    Country:    USA    Provider Security ID:    09062X103
Record Date:    04/15/2014    Meeting Type:    Annual    Ticker:    BIIB

 

Shares Voted:   31,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Caroline D. Dorsa    Mgmt    For    For    For
1.2   Elect Director Stelios Papadopoulos    Mgmt    For    For    For
1.3   Elect Director George A. Scangos    Mgmt    For    For    For
1.4   Elect Director Lynn Schenk    Mgmt    For    For    For
1.5   Elect Director Alexander J. Denner    Mgmt    For    For    For
1.6   Elect Director Nancy L. Leaming    Mgmt    For    For    For
1.7   Elect Director Richard C. Mulligan    Mgmt    For    For    For
1.8   Elect Director Robert W. Pangia    Mgmt    For    For    For
1.9   Elect Director Brian S. Posner    Mgmt    For    For    For
1.10   Elect Director Eric K. Rowinsky    Mgmt    For    For    For
1.11   Elect Director Stephen A. Sherwin    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Applied Materials, Inc.

 

Meeting Date:    06/23/2014    Country:    USA    Provider Security ID:    038222105
Record Date:    05/09/2014    Meeting Type:    Special    Ticker:    AMAT


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 95 Ivy VIP Core Equity

 

Applied Materials, Inc.

 

Shares Voted:   887,700          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For


IVY FUNDS VIP DIVIDEND OPPORTUNITIES

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

Microchip Technology Incorporated

 

Meeting Date:    08/16/2013    Country:    USA    Provider Security ID:    595017104
Record Date:    06/20/2013    Meeting Type:    Annual    Ticker:    MCHP

 

Shares Voted:   377,058          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steve Sanghi    Mgmt    For    For    For
1.2   Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3   Elect Director L.B. Day    Mgmt    For    For    For
1.4   Elect Director Albert J. Hugo-Martinez    Mgmt    For    For    For
1.5   Elect Director Wade F. Meyercord    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Diageo plc

 

Meeting Date:    09/19/2013    Country:    United Kingdom    Provider Security ID:    G42089113
Record Date:    08/13/2013    Meeting Type:    Annual    Ticker:    DGE

 

Shares Voted:   76,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Peggy Bruzelius as Director    Mgmt    For    For    For
5   Re-elect Laurence Danon as Director    Mgmt    For    For    For
6   Re-elect Lord Davies as Director    Mgmt    For    For    For
7   Re-elect Ho KwonPing as Director    Mgmt    For    For    For
8   Re-elect Betsy Holden as Director    Mgmt    For    For    For
9   Re-elect Dr Franz Humer as Director    Mgmt    For    For    For
10   Re-elect Deirdre Mahlan as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Diageo plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11   Re-elect Ivan Menezes as Director    Mgmt    For    For    For
12   Re-elect Philip Scott as Director    Mgmt    For    For    For
13   Appoint KPMG LLP as Auditors    Mgmt    For    For    For
14   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
18   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Seadrill Limited

 

Meeting Date:    09/20/2013    Country:    Bermuda    Provider Security ID:    G7945E105
Record Date:    07/19/2013    Meeting Type:    Annual    Ticker:    SDRL

 

Shares Voted:   197,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Reelect John Fredriksen as Director    Mgmt    For    For    For
2   Reelect Olav Troim as Director    Mgmt    For    For    For
3   Reelect Kate Blankenship as Director    Mgmt    For    For    For
4   Reelect Kathrine Fredriksen as Director    Mgmt    For    For    For
5   Reelect Carl Steen as Director    Mgmt    For    For    For
6   Reelect Bert Bekker as Director    Mgmt    For    For    For
7   Reelect Paul Leand Jr as Director    Mgmt    For    For    For
8   Amend Bye-Laws Re: Board Related Amendments    Mgmt    For    Refer    For
9   Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
10   Approve Remuneration of Directors for 2013 in Aggregate of USD 1.5 Million    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Paychex, Inc.

 

Meeting Date:    10/16/2013    Country:    USA    Provider Security ID:    704326107
Record Date:    08/19/2013    Meeting Type:    Annual    Ticker:    PAYX

 

Shares Voted:   120,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director B. Thomas Golisano    Mgmt    For    For    For
1b   Elect Director Joseph G. Doody    Mgmt    For    For    For
1c   Elect Director David J. S. Flaschen    Mgmt    For    For    For
1d   Elect Director Phillip Horsley    Mgmt    For    For    For
1e   Elect Director Grant M. Inman    Mgmt    For    For    For
1f   Elect Director Pamela A. Joseph    Mgmt    For    For    For
1g   Elect Director Martin Mucci    Mgmt    For    For    For
1h   Elect Director Joseph M. Tucci    Mgmt    For    For    For
1i   Elect Director Joseph M. Velli    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Cisco Systems, Inc.

 

Meeting Date:    11/19/2013    Country:    USA    Provider Security ID:    17275R102
Record Date:    09/20/2013    Meeting Type:    Annual    Ticker:    CSCO

 

Shares Voted:   393,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Carol A. Bartz    Mgmt    For    For    For
1b   Elect Director Marc Benioff    Mgmt    For    For    For
1c   Elect Director Gregory Q. Brown    Mgmt    For    For    For
1d   Elect Director M. Michele Burns    Mgmt    For    For    For
1e   Elect Director Michael D. Capellas    Mgmt    For    For    For
1f   Elect Director John T. Chambers    Mgmt    For    For    For
1g   Elect Director Brian L. Halla    Mgmt    For    For    For
1h   Elect Director John L. Hennessy    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Cisco Systems, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director Kristina M. Johnson    Mgmt    For    For    For
1j   Elect Director Roderick C. McGeary    Mgmt    For    For    For
1k   Elect Director Arun Sarin    Mgmt    For    For    For
1l   Elect Director Steven M. West    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For
5   Approve Proxy Advisor Competition    SH    Against    Refer    Against

ACE Limited

 

Meeting Date:    01/10/2014    Country:    Switzerland    Provider Security ID:    H0023R105
Record Date:    12/05/2013    Meeting Type:    Special    Ticker:    ACE

 

Shares Voted:   96,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Dividend Distribution from Legal Reserves    Mgmt    For    For    For
2   Elect of Homburger AG as Independent Proxy    Mgmt    For    Refer    For
3   Transact Other Business (Voting)    Mgmt    For    Refer    Against

Visa Inc.

 

Meeting Date:    01/29/2014    Country:    USA    Provider Security ID:    92826C839
Record Date:    12/03/2013    Meeting Type:    Annual    Ticker:    V

 

Shares Voted:   38,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Mary B. Cranston    Mgmt    For    For    For
1b   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1c   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Visa Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1e   Elect Director Cathy E. Minehan    Mgmt    For    For    For
1f   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1g   Elect Director David J. Pang    Mgmt    For    For    For
1h   Elect Director Charles W. Scharf    Mgmt    For    For    For
1i   Elect Director William S. Shanahan    Mgmt    For    For    For
1j   Elect Director John A. C. Swainson    Mgmt    For    For    For
1k   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Apple Inc.

 

Meeting Date:    02/28/2014    Country:    USA    Provider Security ID:    037833100
Record Date:    12/30/2013    Meeting Type:    Annual    Ticker:    AAPL

 

Shares Voted:   12,950          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William Campbell    Mgmt    For    For    For
1.2   Elect Director Timothy Cook    Mgmt    For    For    For
1.3   Elect Director Millard Drexler    Mgmt    For    For    For
1.4   Elect Director Al Gore    Mgmt    For    For    For
1.5   Elect Director Robert Iger    Mgmt    For    For    For
1.6   Elect Director Andrea Jung    Mgmt    For    For    For
1.7   Elect Director Arthur Levinson    Mgmt    For    For    For
1.8   Elect Director Ronald Sugar    Mgmt    For    For    For
2   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
3   Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock    Mgmt    For    Refer    For
4   Establish a Par Value for Common Stock    Mgmt    For    Refer    For
5   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Apple Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
7   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
8   Establish Board Committee on Human Rights    SH    Against    Against    Against
9   Report on Trade Associations and Organizations that Promote Sustainability Practices    SH    Against    Refer    Against
10   Advisory Vote to Increase Capital Repurchase Program    SH    Against    Refer    Against
11   Proxy Access    SH    Against    Refer    Against

Applied Materials, Inc.

 

Meeting Date:    03/04/2014    Country:    USA    Provider Security ID:    038222105
Record Date:    01/08/2014    Meeting Type:    Annual    Ticker:    AMAT

 

Shares Voted:   541,150          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Aart J. de Geus    Mgmt    For    For    For
1b   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1c   Elect Director Stephen R. Forrest    Mgmt    For    For    For
1d   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1e   Elect Director Susan M. James    Mgmt    For    For    For
1f   Elect Director Alexander A. Karsner    Mgmt    For    For    For
1g   Elect Director Gerhard H. Parker    Mgmt    For    For    For
1h   Elect Director Dennis D. Powell    Mgmt    For    For    For
1i   Elect Director Willem P. Roelandts    Mgmt    For    For    For
1j   Elect Director James E. Rogers    Mgmt    For    For    For
1k   Elect Director Michael R. Splinter    Mgmt    For    For    For
1l   Elect Director Robert H. Swan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Amend Bylaws — Call Special Meetings    SH    Against    For    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Analog Devices, Inc.

 

Meeting Date:    03/12/2014    Country:    USA    Provider Security ID:    032654105
Record Date:    01/10/2014    Meeting Type:    Annual    Ticker:    ADI

 

Shares Voted:   147,200          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Ray Stata    Mgmt    For    For    For
1b   Elect Director Vincent T. Roche    Mgmt    For    For    For
1c   Elect Director Richard M. Beyer    Mgmt    For    For    For
1d   Elect Director James A. Champy    Mgmt    For    For    For
1e   Elect Director John C. Hodgson    Mgmt    For    For    For
1f   Elect Director Yves-Andre Istel    Mgmt    For    For    For
1g   Elect Director Neil Novich    Mgmt    For    For    For
1h   Elect Director F. Grant Saviers    Mgmt    For    For    For
1i   Elect Director Kenton J. Sicchitano    Mgmt    For    For    For
1j   Elect Director Lisa T. Su    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Auditors    Mgmt    For    For    For

Schlumberger Limited

 

Meeting Date:    04/09/2014    Country:    Curacao    Provider Security ID:    806857108
Record Date:    02/19/2014    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   142,797          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director Tony Isaac    Mgmt    For    For    For
1c   Elect Director K. Vaman Kamath    Mgmt    For    For    For
1d   Elect Director Maureen Kempston Darkes    Mgmt    For    For    For
1e   Elect Director Paal Kibsgaard    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Schlumberger Limited

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1g   Elect Director Michael E. Marks    Mgmt    For    For    For
1h   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1i   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1j   Elect Director Tore I. Sandvold    Mgmt    For    For    For
1k   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Northern Trust Corporation

 

Meeting Date:    04/15/2014    Country:    USA    Provider Security ID:    665859104
Record Date:    02/18/2014    Meeting Type:    Annual    Ticker:    NTRS

 

Shares Voted:   100,850          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Linda Walker Bynoe    Mgmt    For    For    For
1.2   Elect Director Nicholas D. Chabraja    Mgmt    For    For    For
1.3   Elect Director Susan Crown    Mgmt    For    For    For
1.4   Elect Director Dipak C. Jain    Mgmt    For    For    For
1.5   Elect Director Robert W. Lane    Mgmt    For    For    For
1.6   Elect Director Jose Luis Prado    Mgmt    For    For    For
1.7   Elect Director John W. Rowe    Mgmt    For    For    For
1.8   Elect Director Martin P. Slark    Mgmt    For    For    For
1.9   Elect Director David H. B. Smith, Jr.    Mgmt    For    For    For
1.10   Elect Director Charles A. Tribbett, III    Mgmt    For    For    For
1.11   Elect Director Frederick H. Waddell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Northern Trust Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Report on Lobbying and Political Contributions    SH    Against    Against    Against

LyondellBasell Industries NV

 

Meeting Date:    04/16/2014    Country:    Netherlands    Provider Security ID:    N53745100
Record Date:    03/19/2014    Meeting Type:    Annual    Ticker:    LYB

 

Shares Voted:   94,200          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Jagjeet S. Bindra to Supervisory Board    Mgmt    For    For    For
1b   Elect Milton Carroll to Supervisory Board    Mgmt    For    For    For
1c   Elect Claire S. Farley to Supervisory Board    Mgmt    For    For    For
1d   Elect Rudy van der Meer to Supervisory Board    Mgmt    For    For    For
1e   Elect Isabella D. Goren to Supervisory Board    Mgmt    For    For    For
1f   Elect Nance K. Dicciani to Supervisory Board    Mgmt    For    For    For
2a   Elect Karyn F. Ovelmen to Management Board    Mgmt    For    For    For
2b   Elect Craig B. Glidden to Management Board    Mgmt    For    For    For
2c   Elect Bhavesh V. Patel to Management Board    Mgmt    For    For    For
2d   Elect Patrick D. Quarles to Management Board    Mgmt    For    For    For
2e   Elect Timothy D. Roberts to Management Board    Mgmt    For    For    For
3   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
4   Approve Discharge of Management Board    Mgmt    For    For    For
5   Approve Discharge of Supervisory Board    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
7   Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    Mgmt    For    For    For
8   Approve Dividends of USD 2.20 Per Share    Mgmt    For    For    For
9   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

LyondellBasell Industries NV

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11   Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account    Mgmt    For    For    For

PPG Industries, Inc.

 

Meeting Date:    04/17/2014    Country:    USA    Provider Security ID:    693506107
Record Date:    02/21/2014    Meeting Type:    Annual    Ticker:    PPG

 

Shares Voted:   51,350          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Stephen F. Angel    Mgmt    For    For    For
1.2   Elect Director Hugh Grant    Mgmt    For    For    For
1.3   Elect Director Michele J. Hooper    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Reduce Supermajority Vote Requirement in the Articles of Incorporation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For
5   Require Independent Board Chairman    SH    Against    Refer    Against

Texas Instruments Incorporated

 

Meeting Date:    04/17/2014    Country:    USA    Provider Security ID:    882508104
Record Date:    02/18/2014    Meeting Type:    Annual    Ticker:    TXN

 

Shares Voted:   194,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Ralph W. Babb, Jr.    Mgmt    For    For    For
1b   Elect Director Mark A. Blinn    Mgmt    For    For    For
1c   Elect Director Daniel A. Carp    Mgmt    For    For    For
1d   Elect Director Carrie S. Cox    Mgmt    For    For    For
1e   Elect Director Ronald Kirk    Mgmt    For    For    For
1f   Elect Director Pamela H. Patsley    Mgmt    For    For    Forg


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Texas Instruments Incorporated

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g   Elect Director Robert E. Sanchez    Mgmt    For    For    For
1h   Elect Director Wayne R. Sanders    Mgmt    For    For    For
1i   Elect Director Ruth J. Simmons    Mgmt    For    For    For
1j   Elect Director Richard K. Templeton    Mgmt    For    For    For
1k   Elect Director Christine Todd Whitman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Eaton Corporation plc

 

Meeting Date:    04/23/2014    Country:    Ireland    Provider Security ID:    G29183103
Record Date:    02/24/2014    Meeting Type:    Annual    Ticker:    ETN

 

Shares Voted:   105,250          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director George S. Barrett    Mgmt    For    For    For
1b   Elect Director Todd M. Bluedorn    Mgmt    For    For    For
1c   Elect Director Christopher M. Connor    Mgmt    For    For    For
1d   Elect Director Michael J. Critelli    Mgmt    For    For    For
1e   Elect Director Alexander M. Cutler    Mgmt    For    For    For
1f   Elect Director Charles E. Golden    Mgmt    For    For    For
1g   Elect Director Linda A. Hill    Mgmt    For    For    For
1h   Elect Director Arthur E. Johnson    Mgmt    For    For    For
1i   Elect Director Ned C. Lautenbach    Mgmt    For    For    For
1j   Elect Director Deborah L. McCoy    Mgmt    For    For    For
1k   Elect Director Gregory R. Page    Mgmt    For    For    For
1l   Elect Director Gerald B. Smith    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Eaton Corporation plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approval of Overseas Market Purchases of the Company Shares    Mgmt    For    For    For

Johnson & Johnson

 

Meeting Date:    04/24/2014    Country:    USA    Provider Security ID:    478160104
Record Date:    02/25/2014    Meeting Type:    Annual    Ticker:    JNJ

 

Shares Voted:   111,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Mary Sue Coleman    Mgmt    For    For    For
1b   Elect Director James G. Cullen    Mgmt    For    For    For
1c   Elect Director Ian E. L. Davis    Mgmt    For    For    For
1d   Elect Director Alex Gorsky    Mgmt    For    For    For
1e   Elect Director Susan L. Lindquist    Mgmt    For    For    For
1f   Elect Director Mark B. McClellan    Mgmt    For    For    For
1g   Elect Director Anne M. Mulcahy    Mgmt    For    For    For
1h   Elect Director Leo F. Mullin    Mgmt    For    For    For
1i   Elect Director William D. Perez    Mgmt    For    For    For
1j   Elect Director Charles Prince    Mgmt    For    For    For
1k   Elect Director A. Eugene Washington    Mgmt    For    For    For
1l   Elect Director Ronald A. Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Stock Retention/Holding Period    SH    Against    Against    Against

 


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Lockheed Martin Corporation

 

Meeting Date:    04/24/2014    Country:    USA    Provider Security ID:    539830109
Record Date:    02/21/2014    Meeting Type:    Annual    Ticker:    LMT

 

Shares Voted:   51,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Daniel F. Akerson    Mgmt    For    For    For
1.2   Elect Director Nolan D. Archibald    Mgmt    For    For    For
1.3   Elect Director Rosalind G. Brewer    Mgmt    For    For    For
1.4   Elect Director David B. Burritt    Mgmt    For    For    For
1.5   Elect Director James O. Ellis, Jr.    Mgmt    For    For    For
1.6   Elect Director Thomas J. Falk    Mgmt    For    For    For
1.7   Elect Director Marillyn A. Hewson    Mgmt    For    For    For
1.8   Elect Director Gwendolyn S. King    Mgmt    For    For    For
1.9   Elect Director James M. Loy    Mgmt    For    For    For
1.10   Elect Director Douglas H. McCorkindale    Mgmt    For    For    For
1.11   Elect Director Joseph W. Ralston    Mgmt    For    For    For
1.12   Elect Director Anne Stevens    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Stock Retention/Holding Period    SH    Against    Refer    Against
7   Claw-back of Payments under Restatements    SH    Against    For    Against

Pfizer Inc.

 

Meeting Date:    04/24/2014    Country:    USA    Provider Security ID:    717081103
Record Date:    02/26/2014    Meeting Type:    Annual    Ticker:    PFE

 

Shares Voted:   373,250          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dennis A. Ausiello    Mgmt    For    For    For
1.2   Elect Director W. Don Cornwell    Mgmt    For    For    For
1.3   Elect Director Frances D. Fergusson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Pfizer Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director Helen H. Hobbs    Mgmt    For    For    For
1.5   Elect Director Constance J. Horner    Mgmt    For    For    For
1.6   Elect Director James M. Kilts    Mgmt    For    For    For
1.7   Elect Director George A. Lorch    Mgmt    For    For    For
1.8   Elect Director Shantanu Narayen    Mgmt    For    For    For
1.9   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1.10   Elect Director Ian C. Read    Mgmt    For    For    For
1.11   Elect Director Stephen W. Sanger    Mgmt    For    For    For
1.12   Elect Director Marc Tessier-Lavigne    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    Against
5   Require Shareholder Vote to Approve Political Contributions Policy    SH    Against    Refer    Against
6   Review and Assess Membership of Lobbying Organizations    SH    Against    Refer    Against
7   Provide Right to Act by Written Consent    SH    Against    For    For

Honeywell International Inc.

 

Meeting Date:    04/28/2014    Country:    USA    Provider Security ID:    438516106
Record Date:    02/28/2014    Meeting Type:    Annual    Ticker:    HON

 

Shares Voted:   121,550          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Gordon M. Bethune    Mgmt    For    For    For
1B   Elect Director Kevin Burke    Mgmt    For    For    For
1C   Elect Director Jaime Chico Pardo    Mgmt    For    For    For
1D   Elect Director David M. Cote    Mgmt    For    For    For
1E   Elect Director D. Scott Davis    Mgmt    For    For    For
1F   Elect Director Linnet F. Deily    Mgmt    For    For    For
1G   Elect Director Judd Gregg    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Honeywell International Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1H   Elect Director Clive Hollick    Mgmt    For    For    For
1I   Elect Director Grace D. Lieblein    Mgmt    For    For    For
1J   Elect Director George Paz    Mgmt    For    For    For
1K   Elect Director Bradley T. Sheares    Mgmt    For    For    For
1L   Elect Director Robin L. Washington    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against

The Boeing Company

 

Meeting Date:    04/28/2014    Country:    USA    Provider Security ID:    097023105
Record Date:    02/27/2014    Meeting Type:    Annual    Ticker:    BA

 

Shares Voted:   78,350          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David L. Calhoun    Mgmt    For    For    For
1b   Elect Director Arthur D. Collins, Jr.    Mgmt    For    For    For
1c   Elect Director Linda Z. Cook    Mgmt    For    For    For
1d   Elect Director Kenneth M. Duberstein    Mgmt    For    For    For
1e   Elect Director Edmund P. Giambastiani, Jr.    Mgmt    For    For    For
1f   Elect Director Lawrence W. Kellner    Mgmt    For    For    For
1g   Elect Director Edward M. Liddy    Mgmt    For    For    For
1h   Elect Director W. James McNerney, Jr.    Mgmt    For    For    For
1i   Elect Director Susan C. Schwab    Mgmt    For    For    For
1j   Elect Director Ronald A. Williams    Mgmt    For    For    For
1k   Elect Director Mike S. Zafirovski    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

The Boeing Company

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Auditors    Mgmt    For    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Provide Right to Act by Written Consent    SH    Against    For    For
7   Require Independent Board Chairman    SH    Against    Refer    For

Wells Fargo & Company

 

Meeting Date:    04/29/2014    Country:    USA    Provider Security ID:    949746101
Record Date:    03/04/2014    Meeting Type:    Annual    Ticker:    WFC

 

Shares Voted:   260,050          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director John D. Baker, II    Mgmt    For    For    For
1b   Elect Director Elaine L. Chao    Mgmt    For    For    For
1c   Elect Director John S. Chen    Mgmt    For    For    For
1d   Elect Director Lloyd H. Dean    Mgmt    For    For    For
1e   Elect Director Susan E. Engel    Mgmt    For    For    For
1f   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1g   Elect Director Donald M. James    Mgmt    For    For    For
1h   Elect Director Cynthia H. Milligan    Mgmt    For    For    For
1i   Elect Director Federico F. Pena    Mgmt    For    For    For
1j   Elect Director James H. Quigley    Mgmt    For    For    For
1k   Elect Director Judith M. Runstad    Mgmt    For    For    For
1l   Elect Director Stephen W. Sanger    Mgmt    For    For    For
1m   Elect Director John G. Stumpf    Mgmt    For    For    For
1n   Elect Director Susan G. Swenson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Wells Fargo & Company

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Require Independent Board Chairman    SH    Against    Refer    For
5   Review Fair Housing and Fair Lending Compliance    SH    Against    Refer    Against

Anheuser-Busch InBev SA

 

Meeting Date:    04/30/2014    Country:    Belgium    Provider Security ID:    B6399C107
Record Date:    03/21/2014    Meeting Type:    Annual/Special    Ticker:    ABI

 

Shares Voted:   148,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Special Meeting    Mgmt         
A1   Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options    Mgmt    For    Refer    For
A2a   Receive Special Board Report Re: Authorized Capital    Mgmt         
A2b   Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital    Mgmt    For    For    For
B1a   Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital    Mgmt    For    For    For
B1b   Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a    Mgmt    For    Refer    For
  Annual Meeting    Mgmt         
C1   Receive Directors’ Reports (Non-Voting)    Mgmt         
C2   Receive Auditors’ Reports (Non-Voting)    Mgmt         
C3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
C4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share    Mgmt    For    For    For
C5   Approve Discharge of Directors    Mgmt    For    For    For
C6   Approve Discharge of Auditors    Mgmt    For    Refer    For
C7a   Reelect Kees Storm as Independent Director    Mgmt    For    For    For
C7b   Reelect Mark Winkelman as Independent Director    Mgmt    For    For    For
C7c   Reelect Alexandre Van Damme as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Anheuser-Busch InBev SA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

C7d   Reelect Gregoire de Spoelberch as Director    Mgmt    For    For    For
C7e   Reelect Carlos Alberto de Veiga Sicupera as Director    Mgmt    For    For    For
C7f   Reelect Marcel Herrmann Telles as Director    Mgmt    For    For    For
C7g   Elect Paulo Lemann as Director    Mgmt    For    For    For
C7h   Elect Alexandre Behring as Director    Mgmt    For    For    For
C7i   Elect Elio Leoni Sceti as Independent Director    Mgmt    For    For    For
C7j   Elect Maria Asuncion Aramburuzabala Larregui as Director    Mgmt    For    For    For
C7k   Elect Valentin Diez Morodo as Director    Mgmt    For    For    For
C8a   Approve Remuneration Report    Mgmt    For    Refer    Against
C8b   Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors    Mgmt    For    Refer    Against
D1   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For

Mead Johnson Nutrition Company

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    582839106
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    MJN

 

Shares Voted:   92,450          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Steven M. Altschuler    Mgmt    For    For    For
1b   Elect Director Howard B. Bernick    Mgmt    For    For    For
1c   Elect Director Kimberly A. Casiano    Mgmt    For    For    For
1d   Elect Director Anna C. Catalano    Mgmt    For    For    For
1e   Elect Director Celeste A. Clark    Mgmt    For    For    For
1f   Elect Director James M. Cornelius    Mgmt    For    For    For
1g   Elect Director Stephen W. Golsby    Mgmt    For    For    For
1h   Elect Director Michael Grobstein    Mgmt    For    For    For
1i   Elect Director Peter Kasper Jakobsen    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Mead Johnson Nutrition Company

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director Peter G. Ratcliffe    Mgmt    For    For    For
1k   Elect Director Elliott Sigal    Mgmt    For    For    For
1l   Elect Director Robert S. Singer    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Occidental Petroleum Corporation

 

Meeting Date:    05/02/2014    Country:    USA    Provider Security ID:    674599105
Record Date:    03/13/2014    Meeting Type:    Annual    Ticker:    OXY

 

Shares Voted:   86,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Spencer Abraham    Mgmt    For    For    For
1.2   Elect Director Howard I. Atkins    Mgmt    For    For    For
1.3   Elect Director Eugene L. Batchelder    Mgmt    For    For    For
1.4   Elect Director Stephen I. Chazen    Mgmt    For    For    For
1.5   Elect Director Edward P. Djerejian    Mgmt    For    For    For
1.6   Elect Director John E. Feick    Mgmt    For    For    For
1.7   Elect Director Margaret M. Foran    Mgmt    For    For    For
1.8   Elect Director Carlos M. Gutierrez    Mgmt    For    For    For
1.9   Elect Director William R. Klesse    Mgmt    For    For    For
1.10   Elect Director Avedick B. Poladian    Mgmt    For    For    For
1.11   Elect Director Elisse B. Walter    Mgmt    For    For    For
2   Remove Age Restriction for Directors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    Mgmt    For    For    For
5   Separate the Roles of the Chairman of the Board and the Chief Executive Officer    Mgmt    For    Refer    Against
6   Ratify Auditors    Mgmt    For    For    For
7   Stock Retention/Holding Period    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Occidental Petroleum Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8   Review and Assess Membership of Lobbying Organizations    SH    Against    Refer    Against
9   Report on Management of Hydraulic Fracturing Risks and Opportunities    SH    Against    Refer    Against
10   Report on Methane Emissions Management and Reduction Targets    SH    Against    Refer    Against

Bristol-Myers Squibb Company

 

Meeting Date:    05/06/2014    Country:    USA    Provider Security ID:    110122108
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    BMY

 

Shares Voted:   253,650          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Lamberto Andreotti    Mgmt    For    For    For
1B   Elect Director Lewis B. Campbell    Mgmt    For    For    For
1C   Elect Director James M. Cornelius    Mgmt    For    For    For
1D   Elect Director Laurie H. Glimcher    Mgmt    For    For    For
1E   Elect Director Michael Grobstein    Mgmt    For    For    For
1F   Elect Director Alan J. Lacy    Mgmt    For    For    For
1G   Elect Director Thomas J. Lynch, Jr.    Mgmt    For    For    For
1H   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1I   Elect Director Vicki L. Sato    Mgmt    For    For    For
1J   Elect Director Gerald L. Storch    Mgmt    For    For    For
1K   Elect Director Togo D. West, Jr.    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Simple Majority Vote    SH    None    For    For

 


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Nielsen N.V.

 

Meeting Date:    05/06/2014    Country:    Netherlands    Provider Security ID:    N63218106
Record Date:    04/08/2014    Meeting Type:    Annual    Ticker:    NLSN

 

Shares Voted:   155,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Discharge of Board of Directors    Mgmt    For    For    For
3a   Elect Director James A. Attwood, Jr.    Mgmt    For    For    For
3b   Elect Director David L. Calhoun    Mgmt    For    For    For
3c   Elect Director Karen M. Hoguet    Mgmt    For    For    For
3d   Elect Director James M. Kilts    Mgmt    For    For    For
3e   Elect Director Alexander Navab    Mgmt    For    For    For
3f   Elect Director Robert Pozen    Mgmt    For    For    For
3g   Elect Director Vivek Ranadive    Mgmt    For    For    For
3h   Elect Director Ganesh Rao    Mgmt    For    For    For
3i   Elect Director Javier G. Teruel    Mgmt    For    For    For
4   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts    Mgmt    For    For    For
6   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
7   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
8   Change Company Name    Mgmt    For    For    For
9   Advisory Vote to Approve Remuneration of Executives    Mgmt    For    Refer    For

GlaxoSmithKline plc

 

Meeting Date:    05/07/2014    Country:    United Kingdom    Provider Security ID:    G3910J112
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    GSK

 

Shares Voted:   154,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

GlaxoSmithKline plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Re-elect Sir Christopher Gent as Director    Mgmt    For    For    For
5   Re-elect Sir Andrew Witty as Director    Mgmt    For    For    For
6   Re-elect Sir Roy Anderson as Director    Mgmt    For    For    For
7   Re-elect Dr Stephanie Burns as Director    Mgmt    For    For    For
8   Re-elect Stacey Cartwright as Director    Mgmt    For    For    For
9   Re-elect Simon Dingemans as Director    Mgmt    For    For    For
10   Re-elect Lynn Elsenhans as Director    Mgmt    For    For    For
11   Re-elect Judy Lewent as Director    Mgmt    For    For    For
12   Re-elect Sir Deryck Maughan as Director    Mgmt    For    For    For
13   Re-elect Dr Daniel Podolsky as Director    Mgmt    For    For    For
14   Re-elect Dr Moncef Slaoui as Director    Mgmt    For    For    For
15   Re-elect Tom de Swaan as Director    Mgmt    For    For    For
16   Re-elect Jing Ulrich as Director    Mgmt    For    For    For
17   Re-elect Hans Wijers as Director    Mgmt    For    For    For
18   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
19   Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
20   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
21   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
23   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
24   Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    Mgmt    For    Refer    For
25   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Philip Morris International Inc.

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    718172109
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   137,857          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Jennifer Li    Mgmt    For    For    For
1.5   Elect Director Sergio Marchionne    Mgmt    For    For    For
1.6   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.7   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.8   Elect Director Robert B. Polet    Mgmt    For    For    For
1.9   Elect Director Carlos Slim Helu    Mgmt    For    For    For
1.10   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Adopt Policy to Restrict Non-Required Animal Testing    SH    Against    Against    Against

Allison Transmission Holdings, Inc.

 

Meeting Date:    05/08/2014    Country:    USA    Provider Security ID:    01973R101
Record Date:    03/10/2014    Meeting Type:    Annual    Ticker:    ALSN

 

Shares Voted:   318,450          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Brian A. Bernasek    Mgmt    For    For    For
1.2   Elect Director Kosty Gilis    Mgmt    For    For    For
1.3   Elect Director Francis Raborn    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Colgate-Palmolive Company

 

Meeting Date:    05/09/2014    Country:    USA    Provider Security ID:    194162103
Record Date:    03/10/2014    Meeting Type:    Annual    Ticker:    CL

 

Shares Voted:   125,230          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Nikesh Arora    Mgmt    For    For    For
1b   Elect Director John T. Cahill    Mgmt    For    For    For
1c   Elect Director Ian Cook    Mgmt    For    For    For
1d   Elect Director Helene D. Gayle    Mgmt    For    For    For
1e   Elect Director Ellen M. Hancock    Mgmt    For    For    For
1f   Elect Director Joseph Jimenez    Mgmt    For    For    For
1g   Elect Director Richard J. Kogan    Mgmt    For    For    For
1h   Elect Director Delano E. Lewis    Mgmt    For    For    For
1i   Elect Director J. Pedro Reinhard    Mgmt    For    For    For
1j   Elect Director Stephen I. Sadove    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Stock Retention    SH    Against    Against    Against

National Oilwell Varco, Inc.

 

Meeting Date:    05/14/2014    Country:    USA    Provider Security ID:    637071101
Record Date:    04/01/2014    Meeting Type:    Annual    Ticker:    NOV

 

Shares Voted:   95,298          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Merrill A. Miller, Jr.    Mgmt    For    For    For
1B   Elect Director Clay C. Williams    Mgmt    For    For    For
1C   Elect Director Greg L. Armstrong    Mgmt    For    For    For
1D   Elect Director Robert E. Beauchamp    Mgmt    For    For    For
1E   Elect Director Marcela E. Donadio    Mgmt    For    For    For
1F   Elect Director Ben A. Guill    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

National Oilwell Varco, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1G   Elect Director David D. Harrison    Mgmt    For    For    For
1H   Elect Director Roger L. Jarvis    Mgmt    For    For    For
1I   Elect Director Eric L. Mattson    Mgmt    For    For    For
1K   Elect Director Jeffery A. Smisek    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

ACE Limited

 

Meeting Date:    05/15/2014    Country:    Switzerland    Provider Security ID:    H0023R105
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    ACE

 

Shares Voted:   106,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Allocate Disposable Profit    Mgmt    For    For    For
3   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
4.1   Elect Director John Edwardson    Mgmt    For    For    For
4.2   Elect Director Kimberly Ross    Mgmt    For    For    For
4.3   Elect Director Robert Scully    Mgmt    For    For    For
4.4   Elect Director David Sidwell    Mgmt    For    For    For
4.5   Elect Director Evan G. Greenberg    Mgmt    For    For    For
4.6   Elect Director Robert M. Hernandez    Mgmt    For    For    For
4.7   Elect Director Michael G. Atieh    Mgmt    For    For    For
4.8   Elect Director Mary A. Cirillo    Mgmt    For    For    For
4.9   Elect Director Michael P. Connors    Mgmt    For    For    For
4.10   Elect Director Peter Menikoff    Mgmt    For    For    For
4.11   Elect Director Leo F. Mullin    Mgmt    For    For    For
4.12   Elect Director Eugene B. Shanks, Jr.    Mgmt    For    For    For
4.13   Elect Director Theodore E. Shasta    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

ACE Limited

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.14   Elect Director Olivier Steimer    Mgmt    For    For    For
5   Elect Evan G. Greenberg as Board Chairman    Mgmt    For    For    For
6.1   Appoint Michael P. Connors as Member of the Compensation Committee    Mgmt    For    For    For
6.2   Appoint Mary A. Cirillo as Member of the Compensation Committee    Mgmt    For    For    For
6.3   Appoint John Edwardson as Member of the Compensation Committee    Mgmt    For    For    For
6.4   Appoint Robert M. Hernandez as Member of the Compensation Committee    Mgmt    For    For    For
7   Designate Homburger AG as Independent Proxy    Mgmt    For    For    For
8.1   Ratify PricewaterhouseCoopers AG (Zurich) as Auditors    Mgmt    For    For    For
8.2   Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors    Mgmt    For    For    For
8.3   Ratify BDO AG (Zurich) as Special Auditors    Mgmt    For    For    For
9   Approve Creation of CHF 3.7 Billion Pool of Capital without Preemptive Rights    Mgmt    For    For    For
10   Approve Dividend Distribution From Legal Reserves Through Reduction of Par Value    Mgmt    For    For    For
11   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
12   Transact Other Business (Voting)    Mgmt    For    Against    Against

The Dow Chemical Company

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    260543103
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    DOW

 

Shares Voted:   184,700          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Arnold A. Allemang    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director Jacqueline K. Barton    Mgmt    For    For    For
1d   Elect Director James A. Bell    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

The Dow Chemical Company

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1f   Elect Director Andrew N. Liveris    Mgmt    For    For    For
1g   Elect Director Paul Polman    Mgmt    For    For    For
1h   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1i   Elect Director James M. Ringler    Mgmt    For    For    For
1j   Elect Director Ruth G. Shaw    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Stock Retention/Holding Period    SH    Against    Against    Against

Union Pacific Corporation

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    907818108
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   77,770          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1.2   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1.3   Elect Director David B. Dillon    Mgmt    For    For    For
1.4   Elect Director Judith Richards Hope    Mgmt    For    For    For
1.5   Elect Director John J. Koraleski    Mgmt    For    For    For
1.6   Elect Director Charles C. Krulak    Mgmt    For    For    For
1.7   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1.8   Elect Director Michael W. McConnell    Mgmt    For    For    For
1.9   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1.10   Elect Director Steven R. Rogel    Mgmt    For    For    For
1.11   Elect Director Jose H. Villarreal    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Union Pacific Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Stock Retention/Holding Period    SH    Against    Against    Against

The Goldman Sachs Group, Inc.

 

Meeting Date:    05/16/2014    Country:    USA    Provider Security ID:    38141G104
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    GS

 

Shares Voted:   61,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd C. Blankfein    Mgmt    For    For    For
1b   Elect Director M. Michele Burns    Mgmt    For    For    For
1c   Elect Director Gary D. Cohn    Mgmt    For    For    For
1d   Elect Director Claes Dahlback    Mgmt    For    For    For
1e   Elect Director William W. George    Mgmt    For    For    For
1f   Elect Director James A. Johnson    Mgmt    For    For    For
1g   Elect Director Lakshmi N. Mittal    Mgmt    For    For    For
1h   Elect Director Adebayo O. Ogunlesi    Mgmt    For    For    For
1i   Elect Director Peter Oppenheimer    Mgmt    For    For    For
1j   Elect Director James J. Schiro    Mgmt    For    For    For
1k   Elect Director Debora L. Spar    Mgmt    For    For    For
1l   Elect Director Mark E. Tucker    Mgmt    For    For    For
1m   Elect Director David A. Viniar    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Adopt Proxy Access Right    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Wynn Resorts, Limited

 

Meeting Date:    05/16/2014    Country:    USA    Provider Security ID:    983134107
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    WYNN

 

Shares Voted:   63,230          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert J. Miller    Mgmt    For    For    For
1.2   Elect Director D. Boone Wayson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Board Qualifications    Mgmt    For    Refer    Against
6   Report on Political Contributions    SH    Against    Against    Against

JPMorgan Chase & Co.

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    46625h100
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   309,266          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Crandall C. Bowles    Mgmt    For    For    For
1d   Elect Director Stephen B. Burke    Mgmt    For    For    For
1e   Elect Director James S. Crown    Mgmt    For    For    For
1f   Elect Director James Dimon    Mgmt    For    For    For
1g   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1h   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1i   Elect Director Michael A. Neal    Mgmt    For    For    For
1j   Elect Director Lee R. Raymond    Mgmt    For    For    For
1k   Elect Director William C. Weldon    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

JPMorgan Chase & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Amend Articles/Bylaws/Charter — Call Special Meetings    SH    Against    For    For
6   Provide for Cumulative Voting    SH    Against    Against    Against

Omnicom Group Inc.

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    681919106
Record Date:    04/01/2014    Meeting Type:    Annual    Ticker:    OMC

 

Shares Voted:   113,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John D. Wren    Mgmt    For    For    For
1.2   Elect Director Bruce Crawford    Mgmt    For    For    For
1.3   Elect Director Alan R. Batkin    Mgmt    For    For    For
1.4   Elect Director Mary C. Choksi    Mgmt    For    For    For
1.5   Elect Director Robert Charles Clark    Mgmt    For    For    For
1.6   Elect Director Leonard S. Coleman, Jr.    Mgmt    For    For    For
1.7   Elect Director Errol M. Cook    Mgmt    For    For    For
1.8   Elect Director Susan S. Denison    Mgmt    For    For    For
1.9   Elect Director Michael A. Henning    Mgmt    For    For    For
1.10   Elect Director John R. Murphy    Mgmt    For    For    For
1.11   Elect Director John R. Purcell    Mgmt    For    For    For
1.12   Elect Director Linda Johnson Rice    Mgmt    For    For    For
1.13   Elect Director Gary L. Roubos    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Pentair Ltd.

 

Meeting Date:    05/20/2014    Country:    Switzerland    Provider Security ID:    H6169Q108
Record Date:    04/30/2014    Meeting Type:    Annual    Ticker:    PNR

 

Shares Voted:   127,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Glynis A. Bryan    Mgmt    For    For    For
1b   Elect Director Jerry W. Burris    Mgmt    For    For    For
1c   Elect Director Carol Anthony (John) Davidson    Mgmt    For    For    For
1d   Elect Director T. Michael Glenn    Mgmt    For    For    For
1e   Elect Director David H.Y. Ho    Mgmt    For    For    For
1f   Elect Director Randall J. Hogan    Mgmt    For    For    For
1g   Elect Director David A. Jones    Mgmt    For    For    For
1h   Elect Director Ronald L. Merriman    Mgmt    For    For    For
1i   Elect Director William T. Monahan    Mgmt    For    For    For
1j   Elect Director Billie Ida Williamson    Mgmt    For    For    For
2   Elect Randall J. Hogan as Board Chairman    Mgmt    For    Refer    For
3a   Appoint David A. Jones as Member of the Compensation Committee    Mgmt    For    For    For
3b   Appoint Glynis A. Bryan as Member of the Compensation Committee    Mgmt    For    For    For
3c   Appoint T. Michael Glenn as Member of the Compensation Committee    Mgmt    For    For    For
3d   Appoint William T. Monahan as Member of the Compensation Committee    Mgmt    For    For    For
4   Designate Proxy Voting Services GmbH as Independent Proxy    Mgmt    For    For    For
5   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
6   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
7a   Ratify Deloitte AG as Statutory Auditors    Mgmt    For    For    For
7b   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
7c   Ratify PricewaterhouseCoopers as Special Auditors    Mgmt    For    For    For
8a   Approve the Appropriation of results for the year ended December 31, 2013    Mgmt    For    Refer    For
8b   Approve Dividends    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Pentair Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9   Advisory Vote to Ratify Names Executive Officers’ Compensation    Mgmt    For    For    For
10   Approve Renewal of the Authorized Share Capital of Pentair Ltd    Mgmt    For    Against    For

Pentair Ltd.

 

Meeting Date:    05/20/2014    Country:    Switzerland    Provider Security ID:    H6169Q108
Record Date:    04/30/2014    Meeting Type:    Special    Ticker:    PNR

 

Shares Voted:   127,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Change State of Incorporation [from Switzerland to Ireland]    Mgmt    For    Refer    For
2   Approve Proposal to Eliminate the 20% Voting Cap in Pentair-Ireland’s Articles of Association    Mgmt    For    Refer    For
3   Approval to Create Distributable Reserves of Pentair-Ireland    Mgmt    For    Refer    For

Comcast Corporation

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    20030N101
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   221,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.3   Elect Director Edward D. Breen    Mgmt    For    For    For
1.4   Elect Director Joseph J. Collins    Mgmt    For    For    For
1.5   Elect Director J. Michael Cook    Mgmt    For    For    For
1.6   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.7   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.8   Elect Director Eduardo G. Mestre    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Comcast Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Ralph J. Roberts    Mgmt    For    For    For
1.11   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
1.12   Elect Director Judith Rodin    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Plans    SH    Against    Refer    Against

L Brands, Inc.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    501797104
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    LB

 

Shares Voted:   179,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Donna A. James    Mgmt    For    For    For
1.2   Elect Director Jeffrey H. Miro    Mgmt    For    For    For
1.3   Elect Director Michael G. Morris    Mgmt    For    For    For
1.4   Elect Director Raymond Zimmerman    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

 


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

The Home Depot, Inc.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    437076102
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   150,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director F. Duane Ackerman    Mgmt    For    For    For
1b   Elect Director Francis S. Blake    Mgmt    For    For    For
1c   Elect Director Ari Bousbib    Mgmt    For    For    For
1d   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e   Elect Director J. Frank Brown    Mgmt    For    For    For
1f   Elect Director Albert P. Carey    Mgmt    For    For    For
1g   Elect Director Armando Codina    Mgmt    For    For    For
1h   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1i   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1j   Elect Director Karen L. Katen    Mgmt    For    For    For
1k   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Bylaws — Call Special Meetings    SH    Against    For    For
5   Prepare Employment Diversity Report    SH    Against    Refer    Against

Merck & Co., Inc.

 

Meeting Date:    05/27/2014    Country:    USA    Provider Security ID:    58933Y105
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    MRK

 

Shares Voted:   134,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Leslie A. Brun    Mgmt    For    For    For
1b   Elect Director Thomas R. Cech    Mgmt    For    For    For
1c   Elect Director Kenneth C. Frazier    Mgmt    For    For    For
1d   Elect Director Thomas H. Glocer    Mgmt    For    For    For
1e   Elect Director William B. Harrison, Jr.    Mgmt    For    For    For
1f   Elect Director C. Robert Kidder    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Merck & Co., Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g   Elect Director Rochelle B. Lazarus    Mgmt    For    For    For
1h   Elect Director Carlos E. Represas    Mgmt    For    For    For
1i   Elect Director Patricia F. Russo    Mgmt    For    For    For
1j   Elect Director Craig B. Thompson    Mgmt    For    For    For
1k   Elect Director Wendell P. Weeks    Mgmt    For    For    For
1l   Elect Director Peter C. Wendell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For
5   Amend Articles/Bylaws/Charter — Call Special Meetings    SH    Against    For    For

Exxon Mobil Corporation

 

Meeting Date:    05/28/2014    Country:    USA    Provider Security ID:    30231G102
Record Date:    04/04/2014    Meeting Type:    Annual    Ticker:    XOM

 

Shares Voted:   89,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael J. Boskin    Mgmt    For    For    For
1.2   Elect Director Peter Brabeck-Letmathe    Mgmt    For    For    For
1.3   Elect Director Ursula M. Burns    Mgmt    For    For    For
1.4   Elect Director Larry R. Faulkner    Mgmt    For    For    For
1.5   Elect Director Jay S. Fishman    Mgmt    For    For    For
1.6   Elect Director Henrietta H. Fore    Mgmt    For    For    For
1.7   Elect Director Kenneth C. Frazier    Mgmt    For    For    For
1.8   Elect Director William W. George    Mgmt    For    For    For
1.9   Elect Director Samuel J. Palmisano    Mgmt    For    For    For
1.10   Elect Director Steven S Reinemund    Mgmt    For    For    For
1.11   Elect Director Rex W. Tillerson    Mgmt    For    For    For
1.12   Elect Director William C. Weldon    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Exxon Mobil Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require a Majority Vote for the Election of Directors    SH    Against    For    For
5   Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually    SH    Against    Refer    Against
6   Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity    SH    Against    Against    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against

Time Warner Cable Inc.

 

Meeting Date:    06/05/2014    Country:    USA    Provider Security ID:    88732J207
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    TWC

 

Shares Voted:   56,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Carole Black    Mgmt    For    For    For
1b   Elect Director Glenn A. Britt    Mgmt    For    For    For
1c   Elect Director Thomas H. Castro    Mgmt    For    For    For
1d   Elect Director David C. Chang    Mgmt    For    For    For
1e   Elect Director James E. Copeland, Jr.    Mgmt    For    For    For
1f   Elect Director Peter R. Haje    Mgmt    For    For    For
1g   Elect Director Donna A. James    Mgmt    For    For    For
1h   Elect Director Don Logan    Mgmt    For    For    For
1i   Elect Director Robert D. Marcus    Mgmt    For    For    For
1j   Elect Director N.J. Nicholas, Jr.    Mgmt    For    For    For
1k   Elect Director Wayne H. Pace    Mgmt    For    For    For
1l   Elect Director Edward D. Shirley    Mgmt    For    For    For
1m   Elect Director John E. Sununu    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Time Warner Cable Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against

MarkWest Energy Partners, L.P.

 

Meeting Date:    06/06/2014    Country:    USA    Provider Security ID:    570759100
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    MWE

 

Shares Voted:   122,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Frank M. Semple    Mgmt    For    For    For
1.2   Elect Director Donald D. Wolf    Mgmt    For    For    For
1.3   Elect Director William A. Bruckmann, III    Mgmt    For    For    For
1.4   Elect Director Michael L. Beatty    Mgmt    For    For    For
1.5   Elect Director Charles K. Dempster    Mgmt    For    For    For
1.6   Elect Director Donald C. Heppermann    Mgmt    For    For    For
1.7   Elect Director Randall J. Larson    Mgmt    For    For    For
1.8   Elect Director Anne E. Fox Mounsey    Mgmt    For    For    For
1.9   Elect Director William P. Nicoletti    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

 


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Caterpillar Inc.

 

Meeting Date:    06/11/2014    Country:    USA    Provider Security ID:    149123101
Record Date:    04/14/2014    Meeting Type:    Annual    Ticker:    CAT

 

Shares Voted:   80,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David L. Calhoun    Mgmt    For    For    For
1.2   Elect Director Daniel M. Dickinson    Mgmt    For    For    For
1.3   Elect Director Juan Gallardo    Mgmt    For    For    For
1.4   Elect Director Jesse J. Greene, Jr.    Mgmt    For    For    For
1.5   Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
1.6   Elect Director Peter A. Magowan    Mgmt    For    For    For
1.7   Elect Director Dennis A. Muilenburg    Mgmt    For    For    For
1.8   Elect Director Douglas R. Oberhelman    Mgmt    For    For    For
1.9   Elect Director William A. Osborn    Mgmt    For    For    For
1.10   Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1.11   Elect Director Susan C. Schwab    Mgmt    For    For    For
1.12   Elect Director Miles D. White    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Review and Amend Human Rights Policies    SH    Against    Against    Against
7   Report on Controls to Ensure no Sales to Sudan    SH    Against    Against    Against
8   Provide for Cumulative Voting    SH    Against    Against    Against

Applied Materials, Inc.

 

Meeting Date:    06/23/2014    Country:    USA    Provider Security ID:    038222105
Record Date:    05/09/2014    Meeting Type:    Special    Ticker:    AMAT

 

Shares Voted:   527,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 83 Ivy Funds VIP Dividend Opportunities

 

Applied Materials, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For


IVY FUNDS VIP ENERGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

Gulfport Energy Corporation

 

Meeting Date:    07/18/2013    Country:    USA    Provider Security ID:    402635304
Record Date:    04/23/2013    Meeting Type:    Annual    Ticker:    GPOR

 

Shares Voted:   26,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Increase Authorized Common Stock    Mgmt    For    For    For

Seadrill Limited

 

Meeting Date:    09/20/2013    Country:    Bermuda    Provider Security ID:    G7945E105
Record Date:    07/19/2013    Meeting Type:    Annual    Ticker:    SDRL

 

Shares Voted:   19,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Reelect John Fredriksen as Director    Mgmt    For    For    For
2   Reelect Olav Troim as Director    Mgmt    For    For    For
3   Reelect Kate Blankenship as Director    Mgmt    For    For    For
4   Reelect Kathrine Fredriksen as Director    Mgmt    For    For    For
5   Reelect Carl Steen as Director    Mgmt    For    For    For
6   Reelect Bert Bekker as Director    Mgmt    For    For    For
7   Reelect Paul Leand Jr as Director    Mgmt    For    For    For
8   Amend Bye-Laws Re: Board Related Amendments    Mgmt    For    Refer    For
9   Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
10   Approve Remuneration of Directors for 2013 in Aggregate of USD 1.5 Million    Mgmt    For    Refer    For

 


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Frank’s International N.V.

 

Meeting Date:    11/06/2013    Country:    Netherlands    Provider Security ID:    N33462107
Record Date:    10/15/2013    Meeting Type:    Special    Ticker:    FI

 

Shares Voted:   16,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Gary P. Luquette as Director    Mgmt    For    For    For
1.2   Elect Michael C. Kearney as Director    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    One Year    One Year

CNOOC Ltd.

 

Meeting Date:    11/27/2013    Country:    Hong Kong    Provider Security ID:    Y1662W117
Record Date:    11/01/2013    Meeting Type:    Special    Ticker:    00883

 

Shares Voted:   4,750          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve the Non-exempt Continuing Connected Transactions    Mgmt    For    Refer    For
2   Approve Proposed Caps for Each Category of the Non-exempt Continuing Connected Transactions    Mgmt    For    Refer    For

Helmerich & Payne, Inc.

 

Meeting Date:    03/05/2014    Country:    USA    Provider Security ID:    423452101
Record Date:    01/10/2014    Meeting Type:    Annual    Ticker:    HP

 

Shares Voted:   19,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Hans Helmerich    Mgmt    For    For    For
1b   Elect Director John W. Lindsay    Mgmt    For    For    For
1c   Elect Director Paula Marshall    Mgmt    For    For    For
1d   Elect Director Randy A. Foutch    Mgmt    For    For    For
1e   Elect Director John D. Zeglis    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Helmerich & Payne, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director William L. Armstrong    Mgmt    For    For    For
1g   Elect Director Thomas A. Petrie    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Schlumberger Limited

 

Meeting Date:    04/09/2014    Country:    Curacao    Provider Security ID:    806857108
Record Date:    02/19/2014    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   46,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director Tony Isaac    Mgmt    For    For    For
1c   Elect Director K. Vaman Kamath    Mgmt    For    For    For
1d   Elect Director Maureen Kempston Darkes    Mgmt    For    For    For
1e   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1f   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1g   Elect Director Michael E. Marks    Mgmt    For    For    For
1h   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1i   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1j   Elect Director Tore I. Sandvold    Mgmt    For    For    For
1k   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Patterson-UTI Energy, Inc.

 

Meeting Date:    04/17/2014    Country:    USA    Provider Security ID:    703481101
Record Date:    02/20/2014    Meeting Type:    Annual    Ticker:    PTEN

 

Shares Voted:   20,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark S. Siegel    Mgmt    For    For    For
1.2   Elect Director Kenneth N. Berns    Mgmt    For    For    For
1.3   Elect Director Charles O. Buckner    Mgmt    For    For    For
1.4   Elect Director Michael W. Conlon    Mgmt    For    For    For
1.5   Elect Director Curtis W. Huff    Mgmt    For    For    For
1.6   Elect Director Terry H. Hunt    Mgmt    For    For    For
1.7   Elect Director Cloyce A. Talbott    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For

NOBLE ENERGY, INC.

 

Meeting Date:    04/22/2014    Country:    USA    Provider Security ID:    655044105
Record Date:    03/05/2014    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   33,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1.2   Elect Director Michael A. Cawley    Mgmt    For    For    For
1.3   Elect Director Edward F. Cox    Mgmt    For    For    For
1.4   Elect Director Charles D. Davidson    Mgmt    For    For    For
1.5   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1.6   Elect Director Eric P. Grubman    Mgmt    For    For    For
1.7   Elect Director Kirby L. Hedrick    Mgmt    For    For    For
1.8   Elect Director Scott D. Urban    Mgmt    For    For    For
1.9   Elect Director William T. Van Kleef    Mgmt    For    For    For
1.10   Elect Director Molly K. Williamson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

NOBLE ENERGY, INC.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Baker Hughes Incorporated

 

Meeting Date:    04/24/2014    Country:    USA    Provider Security ID:    057224107
Record Date:    02/26/2014    Meeting Type:    Annual    Ticker:    BHI

 

Shares Voted:   36,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Larry D. Brady    Mgmt    For    For    For
1.2   Elect Director Clarence P. Cazalot, Jr.    Mgmt    For    For    For
1.3   Elect Director Martin S. Craighead    Mgmt    For    For    For
1.4   Elect Director Lynn L. Elsenhans    Mgmt    For    For    For
1.5   Elect Director Anthony G. Fernandes    Mgmt    For    For    For
1.6   Elect Director Claire W. Gargalli    Mgmt    For    For    For
1.7   Elect Director Pierre H. Jungels    Mgmt    For    For    For
1.8   Elect Director James A. Lash    Mgmt    For    For    For
1.9   Elect Director J. Larry Nichols    Mgmt    For    For    For
1.10   Elect Director James W. Stewart    Mgmt    For    For    For
1.11   Elect Director Charles L. Watson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Suncor Energy Inc

 

Meeting Date:    04/29/2014    Country:    Canada    Provider Security ID:    867224107
Record Date:    03/03/2014    Meeting Type:    Annual    Ticker:    SU

 

Shares Voted:   31,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mel E. Benson    Mgmt    For    For    For
1.2   Elect Director Dominic D’Alessandro    Mgmt    For    For    For
1.3   Elect Director W. Douglas Ford    Mgmt    For    For    For
1.4   Elect Director John D. Gass    Mgmt    For    For    For
1.5   Elect Director Paul Haseldonckx    Mgmt    For    For    For
1.6   Elect Director John R. Huff    Mgmt    For    For    For
1.7   Elect Director Jacques Lamarre    Mgmt    For    For    For
1.8   Elect Director Maureen McCaw    Mgmt    For    For    For
1.9   Elect Director Michael W. O’Brien    Mgmt    For    For    For
1.10   Elect Director James W. Simpson    Mgmt    For    For    For
1.11   Elect Director Eira M. Thomas    Mgmt    For    For    For
1.12   Elect Director Steven W. Williams    Mgmt    For    For    For
1.13   Elect Director Michael M. Wilson    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Tesoro Corporation

 

Meeting Date:    04/29/2014    Country:    USA    Provider Security ID:    881609101
Record Date:    03/06/2014    Meeting Type:    Annual    Ticker:    TSO

 

Shares Voted:   22,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Rodney F. Chase    Mgmt    For    For    For
1.2   Elect Director Gregory J. Goff    Mgmt    For    For    For
1.3   Elect Director Robert W. Goldman    Mgmt    For    For    For
1.4   Elect Director Steven H. Grapstein    Mgmt    For    For    For
1.5   Elect Director David Lilley    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Tesoro Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Mary Pat McCarthy    Mgmt    For    For    For
1.7   Elect Director J.W. Nokes    Mgmt    For    For    For
1.8   Elect Director Susan Tomasky    Mgmt    For    For    For
1.9   Elect Director Michael E. Wiley    Mgmt    For    For    For
1.10   Elect Director Patrick Y. Yang    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Marathon Petroleum Corporation

 

Meeting Date:    04/30/2014    Country:    USA    Provider Security ID:    56585A102
Record Date:    03/03/2014    Meeting Type:    Annual    Ticker:    MPC

 

Shares Voted:   23,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Steven A. Davis    Mgmt    For    For    For
1b   Elect Director Gary R. Heminger    Mgmt    For    For    For
1c   Elect Director John W. Snow    Mgmt    For    For    For
1d   Elect Director John P. Surma    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Cabot Oil & Gas Corporation

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    127097103
Record Date:    03/06/2014    Meeting Type:    Annual    Ticker:    COG

 

Shares Voted:   80,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Dan O. Dinges    Mgmt    For    For    For
1b   Elect Director James R. Gibbs    Mgmt    For    For    For
1c   Elect Director Robert L. Keiser    Mgmt    For    For    For
1d   Elect Director W. Matt Ralls    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
6   Report on Political Contributions    SH    Against    Against    Against

Canadian Pacific Railway Limited

 

Meeting Date:    05/01/2014    Country:    Canada    Provider Security ID:    13645T100
Record Date:    03/03/2014    Meeting Type:    Annual    Ticker:    CP

 

Shares Voted:   9,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
3.1   Elect Director William A. Ackman    Mgmt    For    For    For
3.2   Elect Director Gary F. Colter    Mgmt    For    For    For
3.3   Elect Director Isabelle Courville    Mgmt    For    For    For
3.4   Elect Director Paul G. Haggis    Mgmt    For    For    For
3.5   Elect Director E. Hunter Harrison    Mgmt    For    For    For
3.6   Elect Director Paul C. Hilal    Mgmt    For    For    For
3.7   Elect Director Krystyna T. Hoeg    Mgmt    For    For    For
3.8   Elect Director Rebecca MacDonald    Mgmt    For    For    For
3.9   Elect Director Anthony R. Melman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Canadian Pacific Railway Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.10   Elect Director Linda J. Morgan    Mgmt    For    For    For
3.11   Elect Director Jim Prentice    Mgmt    For    For    For
3.12   Elect Director Andrew F. Reardon    Mgmt    For    For    For
3.13   Elect Director Stephen C. Tobias    Mgmt    For    For    For

EOG Resources, Inc.

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    26875P101
Record Date:    03/07/2014    Meeting Type:    Annual    Ticker:    EOG

 

Shares Voted:   15,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director James C. Day    Mgmt    For    For    For
1d   Elect Director Mark G. Papa    Mgmt    For    For    For
1e   Elect Director H. Leighton Steward    Mgmt    For    For    For
1f   Elect Director Donald F. Textor    Mgmt    For    For    For
1g   Elect Director William R. Thomas    Mgmt    For    For    For
1h   Elect Director Frank G. Wisner    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Management of Hydraulic Fracturing Risks and Opportunities    SH    Against    Refer    Against
5   Report on Methane Emissions Management and Reduction Targets    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Fluor Corporation

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    343412102
Record Date:    03/07/2014    Meeting Type:    Annual    Ticker:    FLR

 

Shares Voted:   35,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Peter K. Barker    Mgmt    For    For    For
1B   Elect Director Alan M. Bennett    Mgmt    For    For    For
1C   Elect Director Rosemary T. Berkery    Mgmt    For    For    For
1D   Elect Director Peter J. Fluor    Mgmt    For    For    For
1E   Elect Director James T. Hackett    Mgmt    For    For    For
1F   Elect Director Deborah D. McWhinney    Mgmt    For    For    For
1G   Elect Director Dean R. O’Hare    Mgmt    For    For    For
1H   Elect Director Armando J. Olivera    Mgmt    For    For    For
1I   Elect Director Joseph W. Prueher    Mgmt    For    For    For
1J   Elect Director Matthew K. Rose    Mgmt    For    For    For
1K   Elect Director David T. Seaton    Mgmt    For    For    For
1L   Elect Director Nader H. Sultan    Mgmt    For    For    For
1M   Elect Director Lynn C. Swann    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Non-Employee Director Restricted Stock Plan    Mgmt    For    Refer    For
4   Ratify Auditors    Mgmt    For    For    For
5   Require Independent Board Chairman    SH    Against    Refer    For

Oasis Petroleum Inc.

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    674215108
Record Date:    03/03/2014    Meeting Type:    Annual    Ticker:    OAS

 

Shares Voted:   10,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ted Collins, Jr.    Mgmt    For    For    For
1.2   Elect Director Douglas E. Swanson, Jr.    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Oasis Petroleum Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For

Valero Energy Corporation

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    91913Y100
Record Date:    03/04/2014    Meeting Type:    Annual    Ticker:    VLO

 

Shares Voted:   20,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jerry D. Choate    Mgmt    For    For    For
1b   Elect Director Joseph W. Gorder    Mgmt    For    For    For
1c   Elect Director William R. Klesse    Mgmt    For    For    For
1d   Elect Director Deborah P. Majoras    Mgmt    For    For    For
1e   Elect Director Donald L. Nickles    Mgmt    For    For    For
1f   Elect Director Philip J. Pfeiffer    Mgmt    For    For    For
1g   Elect Director Robert A. Profusek    Mgmt    For    For    For
1h   Elect Director Susan Kaufman Purcell    Mgmt    For    For    For
1i   Elect Director Stephen M. Waters    Mgmt    For    For    For
1j   Elect Director Randall J. Weisenburger    Mgmt    For    For    For
1k   Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against
5   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

FMC Technologies, Inc.

 

Meeting Date:    05/02/2014    Country:    USA    Provider Security ID:    30249U101
Record Date:    03/10/2014    Meeting Type:    Annual    Ticker:    FTI

 

Shares Voted:   24,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Clarence P. Cazalot, Jr.    Mgmt    For    For    For
1b   Elect Director Eleazar de Carvalho Filho    Mgmt    For    For    For
1c   Elect Director C. Maury Devine    Mgmt    For    For    For
1d   Elect Director Claire S. Farley    Mgmt    For    For    For
1e   Elect Director John T. Gremp    Mgmt    For    For    For
1f   Elect Director Thomas M. Hamilton    Mgmt    For    For    For
1g   Elect Director Peter Mellbye    Mgmt    For    For    For
1h   Elect Director Joseph H. Netherland    Mgmt    For    For    For
1i   Elect Director Richard A. Pattarozzi    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Occidental Petroleum Corporation

 

Meeting Date:    05/02/2014    Country:    USA    Provider Security ID:    674599105
Record Date:    03/13/2014    Meeting Type:    Annual    Ticker:    OXY

 

Shares Voted:   26,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Spencer Abraham    Mgmt    For    For    For
1.2   Elect Director Howard I. Atkins    Mgmt    For    For    For
1.3   Elect Director Eugene L. Batchelder    Mgmt    For    For    For
1.4   Elect Director Stephen I. Chazen    Mgmt    For    For    For
1.5   Elect Director Edward P. Djerejian    Mgmt    For    For    For
1.6   Elect Director John E. Feick    Mgmt    For    For    For
1.7   Elect Director Margaret M. Foran    Mgmt    For    For    For
1.8   Elect Director Carlos M. Gutierrez    Mgmt    For    For    For
1.9   Elect Director William R. Klesse    Mgmt    For    For    For
1.10   Elect Director Avedick B. Poladian    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Occidental Petroleum Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.11   Elect Director Elisse B. Walter    Mgmt    For    For    For
2   Remove Age Restriction for Directors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    Mgmt    For    For    For
5   Separate the Roles of the Chairman of the Board and the Chief Executive Officer    Mgmt    For    Refer    Against
6   Ratify Auditors    Mgmt    For    For    For
7   Stock Retention/Holding Period    SH    Against    Against    Against
8   Review and Assess Membership of Lobbying Organizations    SH    Against    Refer    Against
9   Report on Management of Hydraulic Fracturing Risks and Opportunities    SH    Against    Refer    Against
10   Report on Methane Emissions Management and Reduction Targets    SH    Against    Refer    Against

Clean Energy Fuels Corp.

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    184499101
Record Date:    03/18/2014    Meeting Type:    Annual    Ticker:    CLNE

 

Shares Voted:   40,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andrew J. Littlefair    Mgmt    For    For    For
1.2   Elect Director Warren I. Mitchell    Mgmt    For    For    For
1.3   Elect Director John S. Herrington    Mgmt    For    For    For
1.4   Elect Director James C. Miller, III    Mgmt    For    For    For
1.5   Elect Director James E. O’Connor    Mgmt    For    For    For
1.6   Elect Director Boone Pickens    Mgmt    For    For    For
1.7   Elect Director Stephen A. Scully    Mgmt    For    For    For
1.8   Elect Director Kenneth M. Socha    Mgmt    For    For    For
1.9   Elect Director Vincent C. Taormina    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Increase Authorized Common Stock    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Enbridge Inc.

 

Meeting Date:    05/07/2014    Country:    Canada    Provider Security ID:    29250N105
Record Date:    03/13/2014    Meeting Type:    Annual/Special    Ticker:    ENB

 

Shares Voted:   26,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David A. Arledge    Mgmt    For    For    For
1.2   Elect Director James J. Blanchard    Mgmt    For    For    For
1.3   Elect Director J. Lorne Braithwaite    Mgmt    For    For    For
1.4   Elect Director J. Herb England    Mgmt    For    For    For
1.5   Elect Director Charles W. Fischer    Mgmt    For    For    For
1.6   Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
1.7   Elect Director David A. Leslie    Mgmt    For    For    For
1.8   Elect Director Al Monaco    Mgmt    For    For    For
1.9   Elect Director George K. Petty    Mgmt    For    For    For
1.10   Elect Director Charles E. Shultz    Mgmt    For    For    For
1.11   Elect Director Dan C. Tutcher    Mgmt    For    For    For
1.12   Elect Director Catherine L. Williams    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Amend Stock Option Plan    Mgmt    For    Refer    For
4   Approve Shareholder Rights Plan    Mgmt    For    Against    Against
5   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Phillips 66

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    718546104
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    PSX

 

Shares Voted:   20,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William R. Loomis, Jr.    Mgmt    For    For    For
1b   Elect Director Glenn F. Tilton    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Phillips 66

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director Marna C. Whittington    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Quantitative GHG Goals for Operations    SH    Against    Refer    Against

Canadian Natural Resources Limited

 

Meeting Date:    05/08/2014    Country:    Canada    Provider Security ID:    136385101
Record Date:    03/19/2014    Meeting Type:    Annual    Ticker:    CNQ

 

Shares Voted:   50,750          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  You may vote for the nominees for Directors as slate:    Mgmt         
1   Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Keith A. J. MacPhail, Frank J. McKenna, Eldon R. Smith, and David A. Tuer as Directors    Mgmt    For    For    For
  OR you may vote for the nominees for Directors individually:    Mgmt         
1.1   Elect Director Catherine M. Best    Mgmt    For    For    For
1.2   Elect Director N. Murray Edwards    Mgmt    For    For    For
1.3   Elect Director Timothy W. Faithfull    Mgmt    For    For    For
1.4   Elect Director Gary A. Filmon    Mgmt    For    For    For
1.5   Elect Director Christopher L. Fong    Mgmt    For    For    For
1.6   Elect Director Gordon D. Giffin    Mgmt    For    For    For
1.7   Elect Director Wilfred A. Gobert    Mgmt    For    For    For
1.8   Elect Director Steve W. Laut    Mgmt    For    For    For
1.9   Elect Director Keith A. J. MacPhail    Mgmt    For    For    For
1.10   Elect Director Frank J. McKenna    Mgmt    For    For    For
1.11   Elect Director Eldon R. Smith    Mgmt    For    For    For
1.12   Elect Director David A. Tuer    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Canadian Natural Resources Limited

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Peabody Energy Corporation

 

Meeting Date:    05/08/2014    Country:    USA    Provider Security ID:    704549104
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    BTU

 

Shares Voted:   32,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gregory H. Boyce    Mgmt    For    For    For
1.2   Elect Director William A. Coley    Mgmt    For    For    For
1.3   Elect Director William E. James    Mgmt    For    For    For
1.4   Elect Director Robert B. Karn, III    Mgmt    For    For    For
1.5   Elect Director Henry E. Lentz    Mgmt    For    For    For
1.6   Elect Director Robert A. Malone    Mgmt    For    For    For
1.7   Elect Director William C. Rusnack    Mgmt    For    For    For
1.8   Elect Director Michael W. Sutherlin    Mgmt    For    For    For
1.9   Elect Director John F. Turner    Mgmt    For    For    For
1.10   Elect Director Sandra A. Van Trease    Mgmt    For    For    For
1.11   Elect Director Alan H. Washkowitz    Mgmt    For    For    For
1.12   Elect Director Heather A. Wilson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Anadarko Petroleum Corporation

 

Meeting Date:    05/13/2014    Country:    USA    Provider Security ID:    032511107
Record Date:    03/18/2014    Meeting Type:    Annual    Ticker:    APC

 

Shares Voted:   18,250          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Anthony R. Chase    Mgmt    For    For    For
1b   Elect Director Kevin P. Chilton    Mgmt    For    For    For
1c   Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1d   Elect Director Peter J. Fluor    Mgmt    For    For    For
1e   Elect Director Richard L. George    Mgmt    For    For    For
1f   Elect Director Charles W. Goodyear    Mgmt    For    For    For
1g   Elect Director John R. Gordon    Mgmt    For    For    For
1h   Elect Director Eric D. Mullins    Mgmt    For    For    For
1i   Elect Director R. A. Walker    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Report on Political Contributions    SH    Against    Against    Against
5   Report on Financial Risks of Climate Change    SH    Against    Refer    Against

ConocoPhillips

 

Meeting Date:    05/13/2014    Country:    USA    Provider Security ID:    20825C104
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    COP

 

Shares Voted:   13,150          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard L. Armitage    Mgmt    For    For    For
1b   Elect Director Richard H. Auchinleck    Mgmt    For    For    For
1c   Elect Director Charles E. Bunch    Mgmt    For    For    For
1d   Elect Director James E. Copeland, Jr.    Mgmt    For    For    For
1e   Elect Director Jody L. Freeman    Mgmt    For    For    For
1f   Elect Director Gay Huey Evans    Mgmt    For    For    For
1g   Elect Director Ryan M. Lance    Mgmt    For    For    For
1h   Elect Director Robert A. Niblock    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

ConocoPhillips

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1i   Elect Director Harald J. Norvik    Mgmt    For    For    For
1j   Elect Director William E. Wade, Jr.    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Adopt Quantitative GHG Goals for Operations    SH    Against    Refer    Against

Core Laboratories N.V.

 

Meeting Date:    05/13/2014    Country:    Netherlands    Provider Security ID:    N22717107
Record Date:    04/15/2014    Meeting Type:    Annual    Ticker:    CLB

 

Shares Voted:   22,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David M. Demshur    Mgmt    For    For    For
1b   Elect Director Michael C. Kearney    Mgmt    For    For    For
1c   Elect Director Jan Willem Sodderland    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
5   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
6   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7   Grant Board Authority to Issue Ordinary and Preference Shares Up To 10 Percent of Issued Capital    Mgmt    For    For    For
8   Authorize Board to Exclude Preemptive Rights from Issuance    Mgmt    For    For    For
9   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
10   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Frank’s International N.V.

 

Meeting Date:    05/14/2014    Country:    Netherlands    Provider Security ID:    N33462107
Record Date:    03/19/2014    Meeting Type:    Annual    Ticker:    FI

 

Shares Voted:   17,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Donald Keith Mosing    Mgmt    For    For    For
1.2   Elect Director Kirkland D. Mosing    Mgmt    For    For    For
1.3   Elect Director Steven B. Mosing    Mgmt    For    For    For
1.4   Elect Director Sheldon R. Erikson    Mgmt    For    For    For
1.5   Elect Director Michael C. Kearney    Mgmt    For    For    For
1.6   Elect Director Gary P. Luquette    Mgmt    For    For    For
2   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Discharge of Management Board    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers Accountants N.V as Auditors    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
7   Approve Remuneration Report Containing Remuneration Policy for Management Board Members    Mgmt    For    For    For
8   Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
9   Approve Dividends Authorized capital    Mgmt    For    For    For
10A   Amend Articles Re: Authorized capital    Mgmt    For    Refer    For
10B   Amend Articles Re: Profits    Mgmt    For    Refer    For
10C   Amend Articles Re: Convocation Agenda    Mgmt    For    Refer    For
10D   Amend Articles Re: Rights Exercisable During a Meeting and Decision Making    Mgmt    For    Refer    For
10E   Amend Articles Re: Liquidation    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

National Oilwell Varco, Inc.

 

Meeting Date:    05/14/2014    Country:    USA    Provider Security ID:    637071101
Record Date:    04/01/2014    Meeting Type:    Annual    Ticker:    NOV

 

Shares Voted:   21,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Merrill A. Miller, Jr.    Mgmt    For    For    For
1B   Elect Director Clay C. Williams    Mgmt    For    For    For
1C   Elect Director Greg L. Armstrong    Mgmt    For    For    For
1D   Elect Director Robert E. Beauchamp    Mgmt    For    For    For
1E   Elect Director Marcela E. Donadio    Mgmt    For    For    For
1F   Elect Director Ben A. Guill    Mgmt    For    For    For
1G   Elect Director David D. Harrison    Mgmt    For    For    For
1H   Elect Director Roger L. Jarvis    Mgmt    For    For    For
1I   Elect Director Eric L. Mattson    Mgmt    For    For    For
1K   Elect Director Jeffery A. Smisek    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Superior Energy Services, Inc.

 

Meeting Date:    05/14/2014    Country:    USA    Provider Security ID:    868157108
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    SPN

 

Shares Voted:   53,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Harold J. Bouillion    Mgmt    For    For    For
1.2   Elect Director Enoch L. Dawkins    Mgmt    For    For    For
1.3   Elect Director David D. Dunlap    Mgmt    For    For    For
1.4   Elect Director James M. Funk    Mgmt    For    For    For
1.5   Elect Director Terence E. Hall    Mgmt    For    For    For
1.6   Elect Director Peter D. Kinnear    Mgmt    For    For    For
1.7   Elect Director Michael M. McShane    Mgmt    For    For    For
1.8   Elect Director W. Matt Ralls    Mgmt    For    For    For
1.9   Elect Director Justin L. Sullivan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Superior Energy Services, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Report on Human Rights Risk Assessment Process    SH    Against    Against    Against

Cimarex Energy Co.

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    171798101
Record Date:    03/19/2014    Meeting Type:    Annual    Ticker:    XEC

 

Shares Voted:   21,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David A. Hentschel    Mgmt    For    For    For
1.2   Elect Director Thomas E. Jorden    Mgmt    For    For    For
1.3   Elect Director Floyd R. Price    Mgmt    For    For    For
1.4   Elect Director L. Paul Teague    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Auditors    Mgmt    For    For    For

Cameron International Corporation

 

Meeting Date:    05/16/2014    Country:    USA    Provider Security ID:    13342B105
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    CAM

 

Shares Voted:   38,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1.2   Elect Director Peter J. Fluor    Mgmt    For    For    For
1.3   Elect Director James T. Hackett    Mgmt    For    For    For
1.4   Elect Director Jack B. Moore    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Cameron International Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director Michael E. Patrick    Mgmt    For    For    For
1.6   Elect Director Jon Erik Reinhardsen    Mgmt    For    For    For
1.7   Elect Director Bruce W. Wilkinson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Dril-Quip, Inc.

 

Meeting Date:    05/16/2014    Country:    USA    Provider Security ID:    262037104
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    DRQ

 

Shares Voted:   21,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Blake T. DeBerry    Mgmt    For    For    For
1.2   Elect Director John V. Lovoi    Mgmt    For    For    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Amend Articles to Delete Obsolete Provisions    Mgmt    For    Refer    For
4   Amend Articles Deleting Exception to Business Combination Provisions for Co-founders    Mgmt    For    Refer    For
5   Ratify Auditors    Mgmt    For    For    For
6   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Forum Energy Technologies, Inc.

 

Meeting Date:    05/16/2014    Country:    USA    Provider Security ID:    34984V100
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    FET

 

Shares Voted:   60,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Evelyn M. Angelle    Mgmt    For    For    For
1.2   Elect Director John A. Carrig    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Forum Energy Technologies, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3

  Elect Director Andrew L. Waite    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Royal Dutch Shell plc

 

Meeting Date:    05/20/2014    Country:    United Kingdom    Provider Security ID:    G7690A100
Record Date:    05/16/2014    Meeting Type:    Annual    Ticker:    RDSA

 

Shares Voted:   14,727          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Elect Euleen Goh as Director    Mgmt    For    For    For
5   Elect Patricia Woertz as Director    Mgmt    For    For    For
6   Elect Ben van Beurden as Director    Mgmt    For    For    For
7   Re-elect Guy Elliott as Director    Mgmt    For    For    For
8   Re-elect Simon Henry as Director    Mgmt    For    For    For
9   Re-elect Charles Holliday as Director    Mgmt    For    For    For
10   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
11   Re-elect Jorma Ollila as Director    Mgmt    For    For    For
12   Re-elect Sir Nigel Sheinwald as Director    Mgmt    For    For    For
13   Re-elect Linda Stuntz as Director    Mgmt    For    For    For
14   Re-elect Hans Wijers as Director    Mgmt    For    For    For
15   Re-elect Gerrit Zalm as Director    Mgmt    For    For    For
16   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
17   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Royal Dutch Shell plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Approve Long Term Incentive Plan    Mgmt    For    Refer    For
22   Approve Deferred Bonus Plan    Mgmt    For    Refer    For
23   Approve Restricted Share Plan    Mgmt    For    Refer    For
24   Approve EU Political Donations and Expenditure    Mgmt    For    For    For

Southwestern Energy Company

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    845467109
Record Date:    03/28/2014    Meeting Type:    Annual    Ticker:    SWN

 

Shares Voted:   62,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John D. Gass    Mgmt    For    For    For
1.2   Elect Director Catherine A. Kehr    Mgmt    For    For    For
1.3   Elect Director Greg D. Kerley    Mgmt    For    For    For
1.4   Elect Director Vello A. Kuuskraa    Mgmt    For    For    For
1.5   Elect Director Kenneth R. Mourton    Mgmt    For    For    For
1.6   Elect Director Steven L. Mueller    Mgmt    For    For    For
1.7   Elect Director Elliott Pew    Mgmt    For    For    For
1.8   Elect Director Alan H. Stevens    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Bylaws — Call Special Meetings    SH    Against    For    For
5   Report on Methane Emissions Management and Reduction Targets    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Antero Resources Corporation

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    03674X106
Record Date:    04/01/2014    Meeting Type:    Annual    Ticker:    AR

 

Shares Voted:   17,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Paul M. Rady    Mgmt    For    For    For
1.2   Elect Director Glen C. Warren, Jr.    Mgmt    For    For    For
1.3   Elect Director James R. Levy    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Basic Energy Services, Inc.

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    06985P100
Record Date:    04/08/2014    Meeting Type:    Annual    Ticker:    BAS

 

Shares Voted:   72,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James S. D’Agostino, Jr.    Mgmt    For    For    For
1.2   Elect Director Kenneth V. Huseman    Mgmt    For    For    For
1.3   Elect Director Thomas P. Moore, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

CME Group Inc.

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    12572Q105
Record Date:    03/26/2014    Meeting Type:    Annual    Ticker:    CME

 

Shares Voted:   12,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Terrence A. Duffy    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

CME Group Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1b   Elect Director Phupinder S. Gill    Mgmt    For    For    For
1c   Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1d   Elect Director Charles P. Carey    Mgmt    For    For    For
1e   Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1f   Elect Director Martin J. Gepsman    Mgmt    For    For    For
1g   Elect Director Larry G. Gerdes    Mgmt    For    For    For
1h   Elect Director Daniel R. Glickman    Mgmt    For    For    For
1i   Elect Director J. Dennis Hastert    Mgmt    For    For    For
1j   Elect Director Leo Melamed    Mgmt    For    For    For
1k   Elect Director William P. Miller, II    Mgmt    For    For    For
1l   Elect Director James E. Oliff    Mgmt    For    For    For
1m   Elect Director Edemir Pinto    Mgmt    For    For    For
1n   Elect Director Alex J. Pollock    Mgmt    For    For    For
1o   Elect Director John F. Sandner    Mgmt    For    For    For
1p   Elect Director Terry L. Savage    Mgmt    For    For    For
1q   Elect Director William R. Shepard    Mgmt    For    For    For
1r   Elect Director Dennis A. Suskind    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Amend Certificate of Incorporation Reducing the Number of Class B Directors from Six to Three    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Halliburton Company

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    406216101
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   67,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Alan M. Bennett    Mgmt    For    For    For
1.2   Elect Director James R. Boyd    Mgmt    For    For    For
1.3   Elect Director Milton Carroll    Mgmt    For    For    For
1.4   Elect Director Nance K. Dicciani    Mgmt    For    For    For
1.5   Elect Director Murry S. Gerber    Mgmt    For    For    For
1.6   Elect Director Jose C. Grubisich    Mgmt    For    For    For
1.7   Elect Director Abdallah S. Jum’ah    Mgmt    For    For    For
1.8   Elect Director David J. Lesar    Mgmt    For    For    For
1.9   Elect Director Robert A. Malone    Mgmt    For    For    For
1.10   Elect Director J. Landis Martin    Mgmt    For    For    For
1.11   Elect Director Debra L. Reed    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Human Rights Risk Assessment Process    SH    Against    Against    Against

Flowserve Corporation

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    34354P105
Record Date:    03/27/2014    Meeting Type:    Annual    Ticker:    FLS

 

Shares Voted:   19,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gayla J. Delly    Mgmt    For    For    For
1.2   Elect Director Rick J. Mills    Mgmt    For    For    For
1.3   Elect Director Charles M. Rampacek    Mgmt    For    For    For
1.4   Elect Director William C. Rusnack    Mgmt    For    For    For
1.5   Elect Director John R. Friedery    Mgmt    For    For    For
1.6   Elect Director Joe E. Harlan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Flowserve Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director Leif E. Darner    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Proxy Voting Disclosure, Confidentiality, and Tabulation    SH    Against    For    For

The Williams Companies, Inc.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    969457100
Record Date:    04/01/2014    Meeting Type:    Annual    Ticker:    WMB

 

Shares Voted:   26,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Alan S. Armstrong    Mgmt    For    For    For
1.2   Elect Director Joseph R. Cleveland    Mgmt    For    For    For
1.3   Elect Director Kathleen B. Cooper    Mgmt    For    For    For
1.4   Elect Director John A. Hagg    Mgmt    For    For    For
1.5   Elect Director Juanita H. Hinshaw    Mgmt    For    For    For
1.6   Elect Director Ralph Izzo    Mgmt    For    For    For
1.7   Elect Director Frank T. MacInnis    Mgmt    For    For    For
1.8   Elect Director Eric W. Mandelblatt    Mgmt    For    For    For
1.9   Elect Director Steven W. Nance    Mgmt    For    For    For
1.10   Elect Director Murray D. Smith    Mgmt    For    For    For
1.11   Elect Director Janice D. Stoney    Mgmt    For    For    For
1.12   Elect Director Laura A. Sugg    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

CNOOC Ltd.

 

Meeting Date:    05/23/2014    Country:    Hong Kong    Provider Security ID:    Y1662W117
Record Date:    04/22/2014    Meeting Type:    Annual    Ticker:    00883

 

Shares Voted:   5,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
A1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
A2   Declare Final Dividend    Mgmt    For    For    For
A3   Elect Li Fanrong as Director    Mgmt    For    For    For
A4   Elect Wang Yilin as Director    Mgmt    For    For    For
A5   Elect Lv Bo as Director    Mgmt    For    For    For
A6   Elect Zhang Jianwei as Director    Mgmt    For    For    For
A7   Elect Wang Jiaxiang as Director    Mgmt    For    For    For
A8   Elect Lawrence J. Lau as Director    Mgmt    For    For    For
A9   Elect Kevin G. Lynch as Director    Mgmt    For    For    For
A10   Authorize Board to Fix Directors’ Remuneration    Mgmt    For    Refer    For
A11   Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
B1   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
B2   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
B3   Authorize Reissuance of Repurchased Shares    Mgmt    For    Refer    Against

Continental Resources, Inc.

 

Meeting Date:    05/23/2014    Country:    USA    Provider Security ID:    212015101
Record Date:    03/27/2014    Meeting Type:    Annual    Ticker:    CLR

 

Shares Voted:   17,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David L. Boren    Mgmt    For    For    For
1.2   Elect Director William B. Berry    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Continental Resources, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Cameco Corporation

 

Meeting Date:    05/28/2014    Country:    Canada    Provider Security ID:    13321L108
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    CCO

 

Shares Voted:   36,550          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

A   The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian    Mgmt    None    Refer    Abstain
B1   Elect Director Ian Bruce    Mgmt    For    For    For
B2   Elect Director Daniel Camus    Mgmt    For    For    For
B3   Elect Director John Clappison    Mgmt    For    For    For
B4   Elect Director Joe Colvin    Mgmt    For    For    For
B5   Elect Director James Curtiss    Mgmt    For    For    For
B6   Elect Director Donald Deranger    Mgmt    For    For    For
B7   Elect Director Catherine Gignac    Mgmt    For    For    For
B8   Elect Director Tim Gitzel    Mgmt    For    For    For
B9   Elect Director James Gowans    Mgmt    For    For    For
B10   Elect Director Nancy Hopkins    Mgmt    For    For    For
B11   Elect Director Anne McLellan    Mgmt    For    For    For
B12   Elect Director Neil McMillan    Mgmt    For    For    For
B13   Elect Director Victor Zaleschuk    Mgmt    For    For    For
C   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
D   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
E   Amend Bylaws    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Chevron Corporation

 

Meeting Date:    05/28/2014    Country:    USA    Provider Security ID:    166764100
Record Date:    04/02/2014    Meeting Type:    Annual    Ticker:    CVX

 

Shares Voted:   8,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linnet F. Deily    Mgmt    For    For    For
1b   Elect Director Robert E. Denham    Mgmt    For    For    For
1c   Elect Director Alice P. Gast    Mgmt    For    For    For
1d   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1e   Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
1f   Elect Director George L. Kirkland    Mgmt    For    For    For
1g   Elect Director Charles W. Moorman, IV    Mgmt    For    For    For
1h   Elect Director Kevin W. Sharer    Mgmt    For    For    For
1i   Elect Director John G. Stumpf    Mgmt    For    For    For
1j   Elect Director Ronald D. Sugar    Mgmt    For    For    For
1k   Elect Director Carl Ware    Mgmt    For    For    For
1l   Elect Director John S. Watson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Charitable Contributions    SH    Against    Against    Against
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Report on Management of Hydraulic Fracturing Risks and Opportunities    SH    Against    Refer    Against
7   Require Independent Board Chairman    SH    Against    Refer    Against
8   Amend Bylaws — Call Special Meetings    SH    Against    For    For
9   Require Director Nominee with Environmental Experience    SH    Against    Refer    Against
10   Adopt Guidelines for Country Selection    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Exxon Mobil Corporation

 

Meeting Date:    05/28/2014    Country:    USA    Provider Security ID:    30231G102
Record Date:    04/04/2014    Meeting Type:    Annual    Ticker:    XOM

 

Shares Voted:   20,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael J. Boskin    Mgmt    For    For    For
1.2   Elect Director Peter Brabeck-Letmathe    Mgmt    For    For    For
1.3   Elect Director Ursula M. Burns    Mgmt    For    For    For
1.4   Elect Director Larry R. Faulkner    Mgmt    For    For    For
1.5   Elect Director Jay S. Fishman    Mgmt    For    For    For
1.6   Elect Director Henrietta H. Fore    Mgmt    For    For    For
1.7   Elect Director Kenneth C. Frazier    Mgmt    For    For    For
1.8   Elect Director William W. George    Mgmt    For    For    For
1.9   Elect Director Samuel J. Palmisano    Mgmt    For    For    For
1.10   Elect Director Steven S Reinemund    Mgmt    For    For    For
1.11   Elect Director Rex W. Tillerson    Mgmt    For    For    For
1.12   Elect Director William C. Weldon    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require a Majority Vote for the Election of Directors    SH    Against    For    For
5   Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually    SH    Against    Refer    Against
6   Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity    SH    Against    Against    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Pioneer Natural Resources Company

 

Meeting Date:    05/28/2014    Country:    USA    Provider Security ID:    723787107
Record Date:    04/03/2014    Meeting Type:    Annual    Ticker:    PXD

 

Shares Voted:   5,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Timothy L. Dove    Mgmt    For    For    For
1.2   Elect Director Stacy P. Methvin    Mgmt    For    For    For
1.3   Elect Director Charles E. Ramsey, Jr.    Mgmt    For    For    For
1.4   Elect Director Frank A. Risch    Mgmt    For    For    For
1.5   Elect Director Edison C. Buchanan    Mgmt    For    For    For
1.6   Elect Director Larry R. Grillot    Mgmt    For    For    For
1.7   Elect Director J. Kenneth Thompson    Mgmt    For    For    For
1.8   Elect Director Jim A. Watson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Athlon Energy Inc.

 

Meeting Date:    05/29/2014    Country:    USA    Provider Security ID:    047477104
Record Date:    04/24/2014    Meeting Type:    Annual    Ticker:    ATHL

 

Shares Voted:   33,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Rakesh Wilson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Targa Resources Corp.

 

Meeting Date:    05/29/2014    Country:    USA    Provider Security ID:    87612G101
Record Date:    04/01/2014    Meeting Type:    Annual    Ticker:    TRGP

 

Shares Voted:   17,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Charles R. Crisp    Mgmt    For    For    For
1.2   Elect Director Laura C. Fulton    Mgmt    For    For    For
1.3   Elect Director James W. Whalen    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Methane Emissions Management and Reduction Targets    SH    Against    Refer    Against

Nabors Industries Ltd.

 

Meeting Date:    06/03/2014    Country:    Bermuda    Provider Security ID:    G6359F103
Record Date:    04/04/2014    Meeting Type:    Annual    Ticker:    NBR

 

Shares Voted:   60,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James R. Crane    Mgmt    For    For    For
1.2   Elect Director John P. Kotts    Mgmt    For    For    For
1.3   Elect Director Michael C. Linn    Mgmt    For    For    For
1.4   Elect Director John V. Lombardi    Mgmt    For    For    For
1.5   Elect Director Anthony G. Petrello    Mgmt    For    For    For
1.6   Elect Director Howard Wolf    Mgmt    For    For    For
1.7   Elect Director John Yearwood    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Amend Shareholder Rights Plan (Poison Pill)    Mgmt    For    Against    Against
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
5   Require Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans    SH    Against    Refer    Against
6   Adopt Retention Ratio for Executives    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Nabors Industries Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7   Report on Sustainability    SH    Against    Refer    Against
8   Require a Majority Vote for the Election of Directors    SH    Against    For    For
9   Adopt Proxy Access Right    SH    Against    Against    Against
10   Amend Vote-Counting Methodology to Treat Broker Non-Votes as Having No Impact    SH    Against    Refer    For

Bonanza Creek Energy, Inc.

 

Meeting Date:    06/05/2014    Country:    USA    Provider Security ID:    097793103
Record Date:    04/28/2014    Meeting Type:    Annual    Ticker:    BCEI

 

Shares Voted:   33,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Kevin A. Neveu    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Concho Resources Inc.

 

Meeting Date:    06/05/2014    Country:    USA    Provider Security ID:    20605P101
Record Date:    04/07/2014    Meeting Type:    Annual    Ticker:    CXO

 

Shares Voted:   8,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Timothy A. Leach    Mgmt    For    For    For
1.2   Elect Director William H. Easter, III    Mgmt    For    For    For
1.3   Elect Director John P. Surma    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

MarkWest Energy Partners, L.P.

 

Meeting Date:    06/06/2014    Country:    USA    Provider Security ID:    570759100
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    MWE

 

Shares Voted:   27,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Frank M. Semple    Mgmt    For    For    For
1.2   Elect Director Donald D. Wolf    Mgmt    For    For    For
1.3   Elect Director William A. Bruckmann, III    Mgmt    For    For    For
1.4   Elect Director Michael L. Beatty    Mgmt    For    For    For
1.5   Elect Director Charles K. Dempster    Mgmt    For    For    For
1.6   Elect Director Donald C. Heppermann    Mgmt    For    For    For
1.7   Elect Director Randall J. Larson    Mgmt    For    For    For
1.8   Elect Director Anne E. Fox Mounsey    Mgmt    For    For    For
1.9   Elect Director William P. Nicoletti    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Gulfport Energy Corporation

 

Meeting Date:    06/12/2014    Country:    USA    Provider Security ID:    402635304
Record Date:    04/23/2014    Meeting Type:    Annual    Ticker:    GPOR

 

Shares Voted:   24,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael G. Moore    Mgmt    For    For    For
1.2   Elect Director Donald L. Dillingham    Mgmt    For    For    For
1.3   Elect Director Craig Groeschel    Mgmt    For    For    For
1.4   Elect Director David L. Houston    Mgmt    For    For    For
1.5   Elect Director Michael S. Reddin    Mgmt    For    For    For
1.6   Elect Director Scott E. Streller    Mgmt    For    For    For
2   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 73 Ivy Funds VIP Energy

 

Gulfport Energy Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For

Weatherford International Ltd.

 

Meeting Date:    06/16/2014    Country:    Switzerland    Provider Security ID:    H27013103
Record Date:    05/19/2014    Meeting Type:    Special    Ticker:    WFT

 

Shares Voted:   147,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Change State of Incorporation [from Switzerland to Ireland]    Mgmt    For    Refer    For
2   Approve Creation of Distributable Profits    Mgmt    For    Refer    For
3   Additional and/or Counter-proposals Presented at the Meeting    Mgmt    For    Against    Against


IVY FUNDS VIP GLOBAL BOND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 81 Ivy Funds VIP Global Bond

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    07/11/2013    Country:    Brazil    Provider Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

Shares Voted:   5,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Company’s Participation in Brazilian Electricity Regulatory Agency’s (ANEEL) Auction    Mgmt    For    Refer    For

Aguas Andinas SA

 

Meeting Date:    08/29/2013    Country:    Chile    Provider Security ID:    P4171M125
Record Date:    08/23/2013    Meeting Type:    Special    Ticker    AGUAS-A

 

Shares Voted:  

34,421

         

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Amend Bylaws in Compliance with New Provisions of Law 18,046 Corporation Regulations, Law 18,045 Securities Market Law, Law 19,888 and Others that May be Applicable    Mgmt    For    For    For
1b   Amend Article 2 of Bylaws    Mgmt    For    For    For
1c   Amend Articles Re: Director Term Increase from 2 to 3 Years    Mgmt    For    Refer    For
1d   Amend Transitory Article 1 of Bylaws to Reflect Changes in Capital    Mgmt    For    Refer    For
1e   Remove Outdated Transitory Provisions from Bylaws    Mgmt    For    Refer    For
1f   Approve Restated Bylaws    Mgmt    For    Refer    For
2   Elect Directors    Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 81 Ivy Funds VIP Global Bond

 

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    10/11/2013    Country:    Brazil    Provider Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

Shares Voted:   5,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Authorize Fourth Issuance of Non-Convertible Debentures up to BRL 540 Million    Mgmt    For    Refer    For
2   Approve Terms and Conditions of Non-Convertible Debentures    Mgmt    For    Refer    For
3   Authorize Executive Officers to Execute Resolutions to Issue Non-Convertible Debentures    Mgmt    For    Refer    For
4   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    11/13/2013    Country:    Brazil    Provider Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

Shares Voted:   5,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Company’s Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction    Mgmt    For    Refer    For

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    12/11/2013    Country:    Brazil    Provider Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

Shares Voted:   9,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Company’s Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 81 Ivy Funds VIP Global Bond

 

Seadrill Partners LLC

 

Meeting Date:    12/30/2013    Country:    Marshall Isl    Provider Security ID:    Y7545W109
Record Date:    12/02/2013    Meeting Type:    Annual    Ticker:    SDLP

 

Shares Voted:   1,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Harald Thorstein as Director    Mgmt    For    For    For
2   Elect Bert Bekker as Director    Mgmt    For    For    For
3   Elect Bart Veldhuizen as Director    Mgmt    For    For    For
4   Elect Tony Curry as Director    Mgmt    For    For    For

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    02/05/2014    Country:    Brazil    Provider Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

Shares Voted:   10,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Company’s Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction    Mgmt    For    Refer    For

Alupar Investimento SA

 

Meeting Date:    04/16/2014    Country:    Brazil    Provider Security ID:    P0R676126
Record Date:       Meeting Type:    Annual    Ticker:    ALUP11

 

Shares Voted:   11,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
3   Elect Marcelo Tosto de Oliveira Carvalho as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 81 Ivy Funds VIP Global Bond

 

Alupar Investimento SA

 

Meeting Date:    04/16/2014    Country:    Brazil    Provider Security ID:    P0R676126
Record Date:       Meeting Type:    Special    Ticker:    ALUP11

 

Shares Voted:   11,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Remuneration of Company’s Management for Fiscal Year 2014    Mgmt    For    Refer    Against
2   Ratify Remuneration of Company’s Management for Fiscal Year 2013    Mgmt    For    Refer    Against

Banco Latinoamericano de Comercio Exterior, S.A.

 

Meeting Date:    04/16/2014    Country:    Panama    Provider Security ID:    P16994132
Record Date:    03/10/2014    Meeting Type:    Annual    Ticker:    BLX

 

Shares Voted:   8,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Ratify Deloitte as Auditor    Mgmt    For    For    For
  Election of One Class E Shares Director    Mgmt         
3.1   Reelect Mario Covo as Director to Represent Holders of Class E Shares    Mgmt    For    For    For
  Election of Class A Shares Directors - Two Seats Out of Three Nominees    Mgmt         
3.2a   Elect Esteban Alejandro Acerbo as Director to Represent Holders of Class A Shares    Mgmt    None    For    For
3.2b   Elect Roland Holst as Director to Represent Holders of Class A Shares    Mgmt    None    For    For
3.2c   Elect Manuel Sanchez Gonzalez as Director to Represent Holders of Class A Shares    Mgmt    None    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Transact Other Business (Non-Voting)    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 81 Ivy Funds VIP Global Bond

 

Aguas Andinas S.A.

 

Meeting Date:    04/29/2014    Country:    Chile    Provider Security ID:    P4171M125
Record Date:    04/23/2014    Meeting Type:    Annual    Ticker:    AGUAS-A

 

Shares Voted:   34,421          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
3   Present Dividend Policy    Mgmt         
4   Receive Report Regarding Related-Party Transactions    Mgmt         
5   Appoint Auditors    Mgmt    For    For    For
6   Designate Risk Assessment Companies    Mgmt    For    Refer    For
7   Approve Remuneration of Directors    Mgmt    For    Refer    For
8   Present Board’s Report on Expenses    Mgmt         
9   Approve Remuneration and Budget of Directors’ Committee    Mgmt    For    Refer    For
10   Present Directors’ Committee Report on Activities and Expenses    Mgmt         
11   Designate Newspaper to Publish Meeting Announcements    Mgmt    For    Refer    For
12   Transact Other Business (Non-Voting)    Mgmt         

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    04/30/2014    Country:    Brazil    Provider Security ID:    P9T5CD126
Record Date:       Meeting Type:    Annual    Ticker:    TAEE11

 

Shares Voted:   10,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
3   Elect Directors    Mgmt    For    For    For
4   Elect Fiscal Council Members    Mgmt    For    For    For
5   Approve Remuneration of Company’s Management    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 81 Ivy Funds VIP Global Bond

 

Transmissora Alianca De Energia Eletrica SA

 

Meeting Date:    04/30/2014    Country:    Brazil    Provider Security ID:    P9T5CD126
Record Date:       Meeting Type:    Special    Ticker:    TAEE11

 

Shares Voted:   10,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Change Location of Company Headquarters    Mgmt    For    Refer    For
2   Amend Article 2 and Consolidate Bylaws    Mgmt    For    For    For
3   Approve Company’s Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction    Mgmt    For    Refer    For

Bristol-Myers Squibb Company

 

Meeting Date:    05/06/2014    Country:    USA    Provider Security ID:    110122108
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    BMY

 

Shares Voted:   1,521          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Lamberto Andreotti    Mgmt    For    For    For
1B   Elect Director Lewis B. Campbell    Mgmt    For    For    For
1C   Elect Director James M. Cornelius    Mgmt    For    For    For
1D   Elect Director Laurie H. Glimcher    Mgmt    For    For    For
1E   Elect Director Michael Grobstein    Mgmt    For    For    For
1F   Elect Director Alan J. Lacy    Mgmt    For    For    For
1G   Elect Director Thomas J. Lynch, Jr.    Mgmt    For    For    For
1H   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1I   Elect Director Vicki L. Sato    Mgmt    For    For    For
1J   Elect Director Gerald L. Storch    Mgmt    For    For    For
1K   Elect Director Togo D. West, Jr.    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Simple Majority Vote    SH    None    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 81 Ivy Funds VIP Global Bond

 

GlaxoSmithKline plc

 

Meeting Date:    05/07/2014    Country:    United Kingdom    Provider Security ID:    G3910J112
Record Date:    05/02/2014    Meeting Type:    Annual    Ticker:    GSK

 

Shares Voted:   8,784          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Re-elect Sir Christopher Gent as Director    Mgmt    For    For    For
5   Re-elect Sir Andrew Witty as Director    Mgmt    For    For    For
6   Re-elect Sir Roy Anderson as Director    Mgmt    For    For    For
7   Re-elect Dr Stephanie Burns as Director    Mgmt    For    For    For
8   Re-elect Stacey Cartwright as Director    Mgmt    For    For    For
9   Re-elect Simon Dingemans as Director    Mgmt    For    For    For
10   Re-elect Lynn Elsenhans as Director    Mgmt    For    For    For
11   Re-elect Judy Lewent as Director    Mgmt    For    For    For
12   Re-elect Sir Deryck Maughan as Director    Mgmt    For    For    For
13   Re-elect Dr Daniel Podolsky as Director    Mgmt    For    For    For
14   Re-elect Dr Moncef Slaoui as Director    Mgmt    For    For    For
15   Re-elect Tom de Swaan as Director    Mgmt    For    For    For
16   Re-elect Jing Ulrich as Director    Mgmt    For    For    For
17   Re-elect Hans Wijers as Director    Mgmt    For    For    For
18   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
19   Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
20   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
21   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
23   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 81 Ivy Funds VIP Global Bond

 

GlaxoSmithKline plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

24

  Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    Mgmt    For    Refer    For
25   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

The Dow Chemical Company

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    260543103
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    DOW

 

Shares Voted:   1,727          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Arnold A. Allemang    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director Jacqueline K. Barton    Mgmt    For    For    For
1d   Elect Director James A. Bell    Mgmt    For    For    For
1e   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1f   Elect Director Andrew N. Liveris    Mgmt    For    For    For
1g   Elect Director Paul Polman    Mgmt    For    For    For
1h   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1i   Elect Director James M. Ringler    Mgmt    For    For    For
1j   Elect Director Ruth G. Shaw    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Stock Retention/Holding Period    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 81 Ivy Funds VIP Global Bond

 

Royal Dutch Shell plc

 

Meeting Date:    05/20/2014    Country:    United Kingdom    Provider Security ID:    G7690A100
Record Date:    05/16/2014    Meeting Type:    Annual    Ticker:    RDSA

 

Shares Voted:   4,691          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1

  Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Elect Euleen Goh as Director    Mgmt    For    For    For
5   Elect Patricia Woertz as Director    Mgmt    For    For    For
6   Elect Ben van Beurden as Director    Mgmt    For    For    For
7   Re-elect Guy Elliott as Director    Mgmt    For    For    For
8   Re-elect Simon Henry as Director    Mgmt    For    For    For
9   Re-elect Charles Holliday as Director    Mgmt    For    For    For
10   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
11   Re-elect Jorma Ollila as Director    Mgmt    For    For    For
12   Re-elect Sir Nigel Sheinwald as Director    Mgmt    For    For    For
13   Re-elect Linda Stuntz as Director    Mgmt    For    For    For
14   Re-elect Hans Wijers as Director    Mgmt    For    For    For
15   Re-elect Gerrit Zalm as Director    Mgmt    For    For    For
16   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
17   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Approve Long Term Incentive Plan    Mgmt    For    Refer    For
22   Approve Deferred Bonus Plan    Mgmt    For    Refer    For
23   Approve Restricted Share Plan    Mgmt    For    Refer    For
24   Approve EU Political Donations and Expenditure    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 81 Ivy Funds VIP Global Bond

 

PPL Corporation

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    69351T106
Record Date:    02/28/2014    Meeting Type:    Annual    Ticker:    PPL

 

Shares Voted:   3,603          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Frederick M. Bernthal    Mgmt    For    For    For
1.2   Elect Director John W. Conway    Mgmt    For    For    For
1.3   Elect Director Philip G. Cox    Mgmt    For    For    For
1.4   Elect Director Steven G. Elliott    Mgmt    For    For    For
1.5   Elect Director Louise K. Goeser    Mgmt    For    For    For
1.6   Elect Director Stuart E. Graham    Mgmt    For    For    For
1.7   Elect Director Stuart Heydt    Mgmt    For    For    For
1.8   Elect Director Raja Rajamannar    Mgmt    For    For    For
1.9   Elect Director Craig A. Rogerson    Mgmt    For    For    For
1.10   Elect Director William H. Spence    Mgmt    For    For    For
1.11   Elect Director Natica von Althann    Mgmt    For    For    For
1.12   Elect Director Keith H. Williamson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against
5   Amend Bylaws — Call Special Meetings    SH    Against    For    For

Intel Corporation

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    458140100
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    INTC

 

Shares Voted:   4,484          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Charlene Barshefsky    Mgmt    For    For    For
1b   Elect Director Andy D. Bryant    Mgmt    For    For    For
1c   Elect Director Susan L. Decker    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 81 Ivy Funds VIP Global Bond

 

Intel Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director John J. Donahoe    Mgmt    For    For    For
1e   Elect Director Reed E. Hundt    Mgmt    For    For    For
1f   Elect Director Brian M. Krzanich    Mgmt    For    For    For
1g   Elect Director James D. Plummer    Mgmt    For    For    For
1h   Elect Director David S. Pottruck    Mgmt    For    For    For
1i   Elect Director Frank D. Yeary    Mgmt    For    For    For
1j   Elect Director David B. Yoffie    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


IVY FUNDS VIP GLOBAL NATURAL RESOURCES

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

Seadrill Limited

 

Meeting Date:    09/20/2013    Country:    Bermuda    Provider Security ID:    G7945E105
Record Date:    07/19/2013    Meeting Type:    Annual    Ticker:    SDRL

 

Shares Voted:   41,700          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Reelect John Fredriksen as Director    Mgmt    For    For    For
2   Reelect Olav Troim as Director    Mgmt    For    For    For
3   Reelect Kate Blankenship as Director    Mgmt    For    For    For
4   Reelect Kathrine Fredriksen as Director    Mgmt    For    For    For
5   Reelect Carl Steen as Director    Mgmt    For    For    For
6   Reelect Bert Bekker as Director    Mgmt    For    For    For
7   Reelect Paul Leand Jr as Director    Mgmt    For    For    For
8   Amend Bye-Laws Re: Board Related Amendments    Mgmt    For    Refer    For
9   Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
10   Approve Remuneration of Directors for 2013 in Aggregate of USD 1.5 Million    Mgmt    For    Refer    For

BHP Billiton plc

 

Meeting Date:    10/24/2013    Country:    United Kingdom    Provider Security ID:    G10877101
Record Date:    10/22/2013    Meeting Type:    Annual    Ticker:    BLT

 

Shares Voted:   147,350          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Appoint KPMG LLP as Auditors    Mgmt    For    For    For
3   Authorise the Risk and Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
4   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
5   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
6   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

BHP Billiton plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7   Approve Remuneration Report    Mgmt    For    For    For
8   Approve Long Term Incentive Plan    Mgmt    For    Refer    For
9   Approve Grant of Deferred Shares and Performance Shares under the Group’s Employee Equity Plans to Andrew Mackenzie    Mgmt    For    Refer    For
10   Elect Andrew Mackenzie as Director    Mgmt    For    For    For
11   Re-elect Malcolm Broomhead as Director    Mgmt    For    For    For
12   Re-elect Sir John Buchanan as Director    Mgmt    For    For    For
13   Re-elect Carlos Cordeiro as Director    Mgmt    For    For    For
14   Re-elect David Crawford as Director    Mgmt    For    For    For
15   Re-elect Pat Davies as Director    Mgmt    For    For    For
16   Re-elect Carolyn Hewson as Director    Mgmt    For    For    For
17   Re-elect Lindsay Maxsted as Director    Mgmt    For    For    For
18   Re-elect Wayne Murdy as Director    Mgmt    For    For    For
19   Re-elect Keith Rumble as Director    Mgmt    For    For    For
20   Re-elect John Schubert as Director    Mgmt    For    For    For
21   Re-elect Shriti Vadera as Director    Mgmt    For    For    For
22   Re-elect Jac Nasser as Director    Mgmt    For    For    For
  Shareholder Proposal    Mgmt         
23   Elect Ian Dunlop, a Shareholder Nominee to the Board    SH    Against    Refer    Against

Frank’s International N.V.

 

Meeting Date:    11/06/2013    Country:    Netherlands    Provider Security ID:    N33462107
Record Date:    10/15/2013    Meeting Type:    Special    Ticker:    FI

 

Shares Voted:   33,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Gary P. Luquette as Director    Mgmt    For    For    For
1.2   Elect Michael C. Kearney as Director    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Frank’s International N.V.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    One Year    One Year

Monsanto Company

 

Meeting Date:    01/28/2014    Country:    USA    Provider Security ID:    61166W101
Record Date:    12/02/2013    Meeting Type:    Annual    Ticker:    MON

 

Shares Voted:   33,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gregory H. Boyce    Mgmt    For    For    For
1b   Elect Director Laura K. Ipsen    Mgmt    For    For    For
1c   Elect Director William U. Parfet    Mgmt    For    For    For
1d   Elect Director George H. Poste    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Risk of Genetic Engineering in Order to Work with Regulators    SH    Against    Refer    Against
5   Report on Risk of Genetically Engineered Products    SH    Against    Refer    Against

Joy Global Inc.

 

Meeting Date:    03/04/2014    Country:    USA    Provider Security ID:    481165108
Record Date:    01/03/2014    Meeting Type:    Annual    Ticker:    JOY

 

Shares Voted:   15,750          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Edward L. Doheny, II    Mgmt    For    For    For
1.2   Elect Director Steven L. Gerard    Mgmt    For    For    For
1.3   Elect Director John T. Gremp    Mgmt    For    For    For
1.4   Elect Director John Nils Hanson    Mgmt    For    For    For
1.5   Elect Director Gale E. Klappa    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Joy Global Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Richard B. Loynd    Mgmt    For    For    For
1.7   Elect Director P. Eric Siegert    Mgmt    For    For    For
1.8   Elect Director James H. Tate    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Schlumberger Limited

 

Meeting Date:    04/09/2014    Country:    Curacao    Provider Security ID:    806857108
Record Date:    02/19/2014    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   100,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director Tony Isaac    Mgmt    For    For    For
1c   Elect Director K. Vaman Kamath    Mgmt    For    For    For
1d   Elect Director Maureen Kempston Darkes    Mgmt    For    For    For
1e   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1f   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1g   Elect Director Michael E. Marks    Mgmt    For    For    For
1h   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1i   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1j   Elect Director Tore I. Sandvold    Mgmt    For    For    For
1k   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Rio Tinto plc

 

Meeting Date:    04/15/2014    Country:    United Kingdom    Provider Security ID:    G75754104
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    RIO

 

Shares Voted:   95,700          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Resolutions 1 to 19 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report for UK Law Purposes    Mgmt    For    For    For
4   Approve Remuneration Report for Australian Law Purposes    Mgmt    For    For    For
5   Approve Potential Termination Benefits    Mgmt    For    Refer    For
6   Elect Anne Lauvergeon as Director    Mgmt    For    For    For
7   Elect Simon Thompson as Director    Mgmt    For    For    For
8   Re-elect Robert Brown as Director    Mgmt    For    For    For
9   Re-elect Jan du Plessis as Director    Mgmt    For    For    For
10   Re-elect Michael Fitzpatrick as Director    Mgmt    For    For    For
11   Re-elect Ann Godbehere as Director    Mgmt    For    For    For
12   Re-elect Richard Goodmanson as Director    Mgmt    For    For    For
13   Re-elect Lord Kerr as Director    Mgmt    For    For    For
14   Re-elect Chris Lynch as Director    Mgmt    For    For    For
15   Re-elect Paul Tellier as Director    Mgmt    For    For    For
16   Re-elect John Varley as Director    Mgmt    For    For    For
17   Re-elect Sam Walsh as Director    Mgmt    For    For    For
18   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
19   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
  Resolutions 20 to 24 will be Voted on by Rio Tinto plc Shareholders Only    Mgmt         
20   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Rio Tinto plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

21   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For
24   Approve Scrip Dividend    Mgmt    For    For    For

LyondellBasell Industries NV

 

Meeting Date:    04/16/2014    Country:    Netherlands    Provider Security ID:    N53745100
Record Date:    03/19/2014    Meeting Type:    Annual    Ticker:    LYB

 

Shares Voted:   48,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Jagjeet S. Bindra to Supervisory Board    Mgmt    For    For    For
1b   Elect Milton Carroll to Supervisory Board    Mgmt    For    For    For
1c   Elect Claire S. Farley to Supervisory Board    Mgmt    For    For    For
1d   Elect Rudy van der Meer to Supervisory Board    Mgmt    For    For    For
1e   Elect Isabella D. Goren to Supervisory Board    Mgmt    For    For    For
1f   Elect Nance K. Dicciani to Supervisory Board    Mgmt    For    For    For
2a   Elect Karyn F. Ovelmen to Management Board    Mgmt    For    For    For
2b   Elect Craig B. Glidden to Management Board    Mgmt    For    For    For
2c   Elect Bhavesh V. Patel to Management Board    Mgmt    For    For    For
2d   Elect Patrick D. Quarles to Management Board    Mgmt    For    For    For
2e   Elect Timothy D. Roberts to Management Board    Mgmt    For    For    For
3   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
4   Approve Discharge of Management Board    Mgmt    For    For    For
5   Approve Discharge of Supervisory Board    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
7   Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

LyondellBasell Industries NV

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8   Approve Dividends of USD 2.20 Per Share    Mgmt    For    For    For
9   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
11   Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account    Mgmt    For    For    For

Patterson-UTI Energy, Inc.

 

Meeting Date:    04/17/2014    Country:    USA    Provider Security ID:    703481101
Record Date:    02/20/2014    Meeting Type:    Annual    Ticker:    PTEN

 

Shares Voted:   51,350          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark S. Siegel    Mgmt    For    For    For
1.2   Elect Director Kenneth N. Berns    Mgmt    For    For    For
1.3   Elect Director Charles O. Buckner    Mgmt    For    For    For
1.4   Elect Director Michael W. Conlon    Mgmt    For    For    For
1.5   Elect Director Curtis W. Huff    Mgmt    For    For    For
1.6   Elect Director Terry H. Hunt    Mgmt    For    For    For
1.7   Elect Director Cloyce A. Talbott    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For

PPG Industries, Inc.

 

Meeting Date:    04/17/2014    Country:    USA    Provider Security ID:    693506107
Record Date:    02/21/2014    Meeting Type:    Annual    Ticker:    PPG


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

PPG Industries, Inc.

 

Shares Voted:   9,750          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Stephen F. Angel    Mgmt    For    For    For
1.2   Elect Director Hugh Grant    Mgmt    For    For    For
1.3   Elect Director Michele J. Hooper    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Reduce Supermajority Vote Requirement in the Articles of Incorporation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For
5   Require Independent Board Chairman    SH    Against    Refer    Against

NOBLE ENERGY, INC.

 

Meeting Date:    04/22/2014    Country:    USA    Provider Security ID:    655044105
Record Date:    03/05/2014    Meeting Type:    Annual    Ticker:    NBL

 

Shares Voted:   60,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1.2   Elect Director Michael A. Cawley    Mgmt    For    For    For
1.3   Elect Director Edward F. Cox    Mgmt    For    For    For
1.4   Elect Director Charles D. Davidson    Mgmt    For    For    For
1.5   Elect Director Thomas J. Edelman    Mgmt    For    For    For
1.6   Elect Director Eric P. Grubman    Mgmt    For    For    For
1.7   Elect Director Kirby L. Hedrick    Mgmt    For    For    For
1.8   Elect Director Scott D. Urban    Mgmt    For    For    For
1.9   Elect Director William T. Van Kleef    Mgmt    For    For    For
1.10   Elect Director Molly K. Williamson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Baker Hughes Incorporated

 

Meeting Date:    04/24/2014    Country:    USA    Provider Security ID:    057224107
Record Date:    02/26/2014    Meeting Type:    Annual    Ticker:    BHI

 

Shares Voted:   79,650          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Larry D. Brady    Mgmt    For    For    For
1.2   Elect Director Clarence P. Cazalot, Jr.    Mgmt    For    For    For
1.3   Elect Director Martin S. Craighead    Mgmt    For    For    For
1.4   Elect Director Lynn L. Elsenhans    Mgmt    For    For    For
1.5   Elect Director Anthony G. Fernandes    Mgmt    For    For    For
1.6   Elect Director Claire W. Gargalli    Mgmt    For    For    For
1.7   Elect Director Pierre H. Jungels    Mgmt    For    For    For
1.8   Elect Director James A. Lash    Mgmt    For    For    For
1.9   Elect Director J. Larry Nichols    Mgmt    For    For    For
1.10   Elect Director James W. Stewart    Mgmt    For    For    For
1.11   Elect Director Charles L. Watson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Southern Copper Corporation

 

Meeting Date:    04/29/2014    Country:    USA    Provider Security ID:    84265V105
Record Date:    03/04/2014    Meeting Type:    Annual    Ticker:    SCCO

 

Shares Voted:   29,700          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director German Larrea Mota-Velasco    Mgmt    For    For    For
1.2   Elect Director Oscar Gonzalez Rocha    Mgmt    For    For    For
1.3   Elect Director Emilio Carrillo Gamboa    Mgmt    For    For    For
1.4   Elect Director Alfredo Casar Perez    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Southern Copper Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director Luis Castelazo Morales    Mgmt    For    For    For
1.6   Elect Director Enrique Castillo Sanchez Mejorada    Mgmt    For    For    For
1.7   Elect Director Xavier Garcia de Quevedo Topete    Mgmt    For    For    For
1.8   Elect Director Daniel Muniz Quintanilla    Mgmt    For    For    For
1.9   Elect Director Luis Miguel Palomino Bonilla    Mgmt    For    For    For
1.10   Elect Director Gilberto Perezalonso Cifuentes    Mgmt    For    For    For
1.11   Elect Director Juan Rebolledo Gout    Mgmt    For    For    For
1.12   Elect Director Carlos Ruiz Sacristan    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Suncor Energy Inc

 

Meeting Date:    04/29/2014    Country:    Canada    Provider Security ID:    867224107
Record Date:    03/03/2014    Meeting Type:    Annual    Ticker:    SU

 

Shares Voted:   130,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mel E. Benson    Mgmt    For    For    For
1.2   Elect Director Dominic D’Alessandro    Mgmt    For    For    For
1.3   Elect Director W. Douglas Ford    Mgmt    For    For    For
1.4   Elect Director John D. Gass    Mgmt    For    For    For
1.5   Elect Director Paul Haseldonckx    Mgmt    For    For    For
1.6   Elect Director John R. Huff    Mgmt    For    For    For
1.7   Elect Director Jacques Lamarre    Mgmt    For    For    For
1.8   Elect Director Maureen McCaw    Mgmt    For    For    For
1.9   Elect Director Michael W. O’Brien    Mgmt    For    For    For
1.10   Elect Director James W. Simpson    Mgmt    For    For    For
1.11   Elect Director Eira M. Thomas    Mgmt    For    For    For
1.12   Elect Director Steven W. Williams    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Suncor Energy Inc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.13   Elect Director Michael M. Wilson    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Tesoro Corporation

 

Meeting Date:    04/29/2014    Country:    USA    Provider Security ID:    881609101
Record Date:    03/06/2014    Meeting Type:    Annual    Ticker:    TSO

 

Shares Voted:   32,550          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Rodney F. Chase    Mgmt    For    For    For
1.2   Elect Director Gregory J. Goff    Mgmt    For    For    For
1.3   Elect Director Robert W. Goldman    Mgmt    For    For    For
1.4   Elect Director Steven H. Grapstein    Mgmt    For    For    For
1.5   Elect Director David Lilley    Mgmt    For    For    For
1.6   Elect Director Mary Pat McCarthy    Mgmt    For    For    For
1.7   Elect Director J.W. Nokes    Mgmt    For    For    For
1.8   Elect Director Susan Tomasky    Mgmt    For    For    For
1.9   Elect Director Michael E. Wiley    Mgmt    For    For    For
1.10   Elect Director Patrick Y. Yang    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Chicago Bridge & Iron Company N.V.

 

Meeting Date:    04/30/2014    Country:    Netherlands    Provider Security ID:    167250109
Record Date:    03/06/2014    Meeting Type:    Annual    Ticker:    CBI


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Chicago Bridge & Iron Company N.V.

 

Shares Voted:   31,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director James H. Miller    Mgmt    For    For    For
2a   Elect Director James R. Bolch    Mgmt    For    For    For
2b   Elect Director Larry D. McVay    Mgmt    For    For    For
2c   Elect Director Marsha C. Williams    Mgmt    For    For    For
3   Elect Management Board Member Nominee from Chicago Bridge & Iron Company B.V. or Lealand Finance Company B.V.    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers Compensation    Mgmt    For    For    For
5   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
6   Approve Financial Statements, Allocation of Income and Dividends of $0.20 per Share, and Discharge Directors    Mgmt    For    For    For
7   Approve Discharge of Management Board    Mgmt    For    For    For
8   Approve Discharge of Supervisory Board    Mgmt    For    For    For
9   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
10   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
11   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
12   Grant Board Authority to Issue Shares    Mgmt    For    For    For
13   Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For

Marathon Petroleum Corporation

 

Meeting Date:    04/30/2014    Country:    USA    Provider Security ID:    56585A102
Record Date:    03/03/2014    Meeting Type:    Annual    Ticker:    MPC

 

Shares Voted:   30,250          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Steven A. Davis    Mgmt    For    For    For
1b   Elect Director Gary R. Heminger    Mgmt    For    For    For
1c   Elect Director John W. Snow    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Marathon Petroleum Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director John P. Surma    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Yamana Gold Inc.

 

Meeting Date:    04/30/2014    Country:    Canada    Provider Security ID:    98462Y100
Record Date:    03/07/2014    Meeting Type:    Annual/Special    Ticker:    YRI

 

Shares Voted:  

98,200

         

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Peter Marrone    Mgmt    For    For    For
1.2   Elect Director Patrick J. Mars    Mgmt    For    For    For
1.3   Elect Director John Begeman    Mgmt    For    For    For
1.4   Elect Director Alexander Davidson    Mgmt    For    For    For
1.5   Elect Director Richard Graff    Mgmt    For    For    For
1.6   Elect Director Nigel Lees    Mgmt    For    For    For
1.7   Elect Director Carl Renzoni    Mgmt    For    For    For
1.8   Elect Director Dino Titaro    Mgmt    For    For    For
2   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
3   Adopt By-Law No. 1    Mgmt    For    Refer    For
4   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Cabot Oil & Gas Corporation

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    127097103
Record Date:    03/06/2014    Meeting Type:    Annual    Ticker:    COG


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Cabot Oil & Gas Corporation

 

Shares Voted:   74,750          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Dan O. Dinges    Mgmt    For    For    For
1b   Elect Director James R. Gibbs    Mgmt    For    For    For
1c   Elect Director Robert L. Keiser    Mgmt    For    For    For
1d   Elect Director W. Matt Ralls    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
6   Report on Political Contributions    SH    Against    Against    Against

Canadian Pacific Railway Limited

 

Meeting Date:    05/01/2014    Country:    Canada    Provider Security ID:    13645T100
Record Date:    03/03/2014    Meeting Type:    Annual    Ticker:    CP

 

Shares Voted:   27,850          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
3.1   Elect Director William A. Ackman    Mgmt    For    For    For
3.2   Elect Director Gary F. Colter    Mgmt    For    For    For
3.3   Elect Director Isabelle Courville    Mgmt    For    For    For
3.4   Elect Director Paul G. Haggis    Mgmt    For    For    For
3.5   Elect Director E. Hunter Harrison    Mgmt    For    For    For
3.6   Elect Director Paul C. Hilal    Mgmt    For    For    For
3.7   Elect Director Krystyna T. Hoeg    Mgmt    For    For    For
3.8   Elect Director Rebecca MacDonald    Mgmt    For    For    For
3.9   Elect Director Anthony R. Melman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Canadian Pacific Railway Limited

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.10   Elect Director Linda J. Morgan    Mgmt    For    For    For
3.11   Elect Director Jim Prentice    Mgmt    For    For    For
3.12   Elect Director Andrew F. Reardon    Mgmt    For    For    For
3.13   Elect Director Stephen C. Tobias    Mgmt    For    For    For

Eastman Chemical Company

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    277432100
Record Date:    03/07/2014    Meeting Type:    Annual    Ticker:    EMN

 

Shares Voted:   21,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Humberto P. Alfonso    Mgmt    For    For    For
1.2   Elect Director Gary E. Anderson    Mgmt    For    For    For
1.3   Elect Director Brett D. Begemann    Mgmt    For    For    For
1.4   Elect Director Michael P. Connors    Mgmt    For    For    For
1.5   Elect Director Mark J. Costa    Mgmt    For    For    For
1.6   Elect Director Stephen R. Demeritt    Mgmt    For    For    For
1.7   Elect Director Robert M. Hernandez    Mgmt    For    For    For
1.8   Elect Director Julie F. Holder    Mgmt    For    For    For
1.9   Elect Director Renee J. Hornbaker    Mgmt    For    For    For
1.10   Elect Director Lewis M. Kling    Mgmt    For    For    For
1.11   Elect Director David W. Raisbeck    Mgmt    For    For    For
1.12   Elect Director James P. Rogers    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

EOG Resources, Inc.

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    26875P101
Record Date:    03/07/2014    Meeting Type:    Annual    Ticker:    EOG


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

EOG Resources, Inc.

 

Shares Voted:   22,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Janet F. Clark    Mgmt    For    For    For
1b   Elect Director Charles R. Crisp    Mgmt    For    For    For
1c   Elect Director James C. Day    Mgmt    For    For    For
1d   Elect Director Mark G. Papa    Mgmt    For    For    For
1e   Elect Director H. Leighton Steward    Mgmt    For    For    For
1f   Elect Director Donald F. Textor    Mgmt    For    For    For
1g   Elect Director William R. Thomas    Mgmt    For    For    For
1h   Elect Director Frank G. Wisner    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Management of Hydraulic Fracturing Risks and Opportunities    SH    Against    Refer    Against
5   Report on Methane Emissions Management and Reduction Targets    SH    Against    Refer    Against

Fluor Corporation

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    343412102
Record Date:    03/07/2014    Meeting Type:    Annual    Ticker:    FLR

 

Shares Voted:   41,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Peter K. Barker    Mgmt    For    For    For
1B   Elect Director Alan M. Bennett    Mgmt    For    For    For
1C   Elect Director Rosemary T. Berkery    Mgmt    For    For    For
1D   Elect Director Peter J. Fluor    Mgmt    For    For    For
1E   Elect Director James T. Hackett    Mgmt    For    For    For
1F   Elect Director Deborah D. McWhinney    Mgmt    For    For    For
1G   Elect Director Dean R. O’Hare    Mgmt    For    For    For
1H   Elect Director Armando J. Olivera    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Fluor Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1I   Elect Director Joseph W. Prueher    Mgmt    For    For    For
1J   Elect Director Matthew K. Rose    Mgmt    For    For    For
1K   Elect Director David T. Seaton    Mgmt    For    For    For
1L   Elect Director Nader H. Sultan    Mgmt    For    For    For
1M   Elect Director Lynn C. Swann    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Non-Employee Director Restricted Stock Plan    Mgmt    For    Refer    For
4   Ratify Auditors    Mgmt    For    For    For
5   Require Independent Board Chairman    SH    Against    Refer    For

Oasis Petroleum Inc.

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    674215108
Record Date:    03/03/2014    Meeting Type:    Annual    Ticker:    OAS

 

Shares Voted:   19,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ted Collins, Jr.    Mgmt    For    For    For
1.2   Elect Director Douglas E. Swanson, Jr.    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For

Valero Energy Corporation

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    91913Y100
Record Date:    03/04/2014    Meeting Type:    Annual    Ticker:    VLO

 

Shares Voted:   36,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jerry D. Choate    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Valero Energy Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1b   Elect Director Joseph W. Gorder    Mgmt    For    For    For
1c   Elect Director William R. Klesse    Mgmt    For    For    For
1d   Elect Director Deborah P. Majoras    Mgmt    For    For    For
1e   Elect Director Donald L. Nickles    Mgmt    For    For    For
1f   Elect Director Philip J. Pfeiffer    Mgmt    For    For    For
1g   Elect Director Robert A. Profusek    Mgmt    For    For    For
1h   Elect Director Susan Kaufman Purcell    Mgmt    For    For    For
1i   Elect Director Stephen M. Waters    Mgmt    For    For    For
1j   Elect Director Randall J. Weisenburger    Mgmt    For    For    For
1k   Elect Director Rayford Wilkins, Jr.    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against
5   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against

FMC Technologies, Inc.

 

Meeting Date:    05/02/2014    Country:    USA    Provider Security ID:    30249U101
Record Date:    03/10/2014    Meeting Type:    Annual    Ticker:    FTI

 

Shares Voted:   66,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Clarence P. Cazalot, Jr.    Mgmt    For    For    For
1b   Elect Director Eleazar de Carvalho Filho    Mgmt    For    For    For
1c   Elect Director C. Maury Devine    Mgmt    For    For    For
1d   Elect Director Claire S. Farley    Mgmt    For    For    For
1e   Elect Director John T. Gremp    Mgmt    For    For    For
1f   Elect Director Thomas M. Hamilton    Mgmt    For    For    For
1g   Elect Director Peter Mellbye    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

FMC Technologies, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director Joseph H. Netherland    Mgmt    For    For    For
1i   Elect Director Richard A. Pattarozzi    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Occidental Petroleum Corporation

 

Meeting Date:    05/02/2014    Country:    USA    Provider Security ID:    674599105
Record Date:    03/13/2014    Meeting Type:    Annual    Ticker:    OXY

 

Shares Voted:   18,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Spencer Abraham    Mgmt    For    For    For
1.2   Elect Director Howard I. Atkins    Mgmt    For    For    For
1.3   Elect Director Eugene L. Batchelder    Mgmt    For    For    For
1.4   Elect Director Stephen I. Chazen    Mgmt    For    For    For
1.5   Elect Director Edward P. Djerejian    Mgmt    For    For    For
1.6   Elect Director John E. Feick    Mgmt    For    For    For
1.7   Elect Director Margaret M. Foran    Mgmt    For    For    For
1.8   Elect Director Carlos M. Gutierrez    Mgmt    For    For    For
1.9   Elect Director William R. Klesse    Mgmt    For    For    For
1.10   Elect Director Avedick B. Poladian    Mgmt    For    For    For
1.11   Elect Director Elisse B. Walter    Mgmt    For    For    For
2   Remove Age Restriction for Directors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    Mgmt    For    For    For
5   Separate the Roles of the Chairman of the Board and the Chief Executive Officer    Mgmt    For    Refer    Against
6   Ratify Auditors    Mgmt    For    For    For
7   Stock Retention/Holding Period    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Occidental Petroleum Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8   Review and Assess Membership of Lobbying Organizations    SH    Against    Refer    Against
9   Report on Management of Hydraulic Fracturing Risks and Opportunities    SH    Against    Refer    Against
10   Report on Methane Emissions Management and Reduction Targets    SH    Against    Refer    Against

Randgold Resources Ltd

 

Meeting Date:    05/06/2014    Country:    United Kingdom    Provider Security ID:    G73740113
Record Date:    03/20/2014    Meeting Type:    Annual    Ticker:    RRS

 

Shares Voted:   13,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Approve Remuneration Policy    Mgmt    For    For    For
5   Re-elect Mark Bristow as Director    Mgmt    For    For    For
6   Re-elect Norborne Cole Jr as Director    Mgmt    For    For    For
7   Re-elect Christopher Coleman as Director    Mgmt    For    For    For
8   Re-elect Kadri Dagdelen as Director    Mgmt    For    For    For
9   Elect Jamil Kassum as Director    Mgmt    For    For    For
10   Re-elect Jeanine Mabunda Lioko as Director    Mgmt    For    For    For
11   Re-elect Andrew Quinn as Director    Mgmt    For    For    For
12   Re-elect Graham Shuttleworth as Director    Mgmt    For    For    For
13   Re-elect Karl Voltaire as Director    Mgmt    For    For    For
14   Reappoint BDO LLP as Auditors    Mgmt    For    For    For
15   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Approve Increase in Authorised Ordinary Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Randgold Resources Ltd

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Approve Awards of Ordinary Shares to Non-executive Directors    Mgmt    For    Refer    For
19   Approve Increase in the Aggregate Limit of Fees Payable to Directors    Mgmt    For    Refer    For
20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Amend Articles of Association    Mgmt    For    Refer    For
23   Approve Scrip Dividend    Mgmt    For    For    For
24   Authorise the Company to Use Electronic Communications    Mgmt    For    Refer    For

Phillips 66

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    718546104
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    PSX

 

Shares Voted:   23,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William R. Loomis, Jr.    Mgmt    For    For    For
1b   Elect Director Glenn F. Tilton    Mgmt    For    For    For
1c   Elect Director Marna C. Whittington    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Quantitative GHG Goals for Operations    SH    Against    Refer    Against

Canadian Natural Resources Limited

 

Meeting Date:    05/08/2014    Country:    Canada    Provider Security ID:    136385101
Record Date:    03/19/2014    Meeting Type:    Annual    Ticker:    CNQ


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Canadian Natural Resources Limited

 

Shares Voted:   57,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  You may vote for the nominees for Directors as slate:    Mgmt         
1   Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Keith A. J. MacPhail, Frank J. McKenna, Eldon R. Smith, and David A. Tuer as Directors    Mgmt    For    For    For
  OR you may vote for the nominees for Directors individually:    Mgmt         
1.1   Elect Director Catherine M. Best    Mgmt    For    For    For
1.2   Elect Director N. Murray Edwards    Mgmt    For    For    For
1.3   Elect Director Timothy W. Faithfull    Mgmt    For    For    For
1.4   Elect Director Gary A. Filmon    Mgmt    For    For    For
1.5   Elect Director Christopher L. Fong    Mgmt    For    For    For
1.6   Elect Director Gordon D. Giffin    Mgmt    For    For    For
1.7   Elect Director Wilfred A. Gobert    Mgmt    For    For    For
1.8   Elect Director Steve W. Laut    Mgmt    For    For    For
1.9   Elect Director Keith A. J. MacPhail    Mgmt    For    For    For
1.10   Elect Director Frank J. McKenna    Mgmt    For    For    For
1.11   Elect Director Eldon R. Smith    Mgmt    For    For    For
1.12   Elect Director David A. Tuer    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For

Anadarko Petroleum Corporation

 

Meeting Date:    05/13/2014    Country:    USA    Provider Security ID:    032511107
Record Date:    03/18/2014    Meeting Type:    Annual    Ticker:    APC


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Anadarko Petroleum Corporation

 

Shares Voted:   32,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Anthony R. Chase    Mgmt    For    For    For
1b   Elect Director Kevin P. Chilton    Mgmt    For    For    For
1c   Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1d   Elect Director Peter J. Fluor    Mgmt    For    For    For
1e   Elect Director Richard L. George    Mgmt    For    For    For
1f   Elect Director Charles W. Goodyear    Mgmt    For    For    For
1g   Elect Director John R. Gordon    Mgmt    For    For    For
1h   Elect Director Eric D. Mullins    Mgmt    For    For    For
1i   Elect Director R. A. Walker    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Report on Political Contributions    SH    Against    Against    Against
5   Report on Financial Risks of Climate Change    SH    Against    Refer    Against

ConocoPhillips

 

Meeting Date:    05/13/2014    Country:    USA    Provider Security ID:    20825C104
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    COP

 

Shares Voted:   13,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard L. Armitage    Mgmt    For    For    For
1b   Elect Director Richard H. Auchinleck    Mgmt    For    For    For
1c   Elect Director Charles E. Bunch    Mgmt    For    For    For
1d   Elect Director James E. Copeland, Jr.    Mgmt    For    For    For
1e   Elect Director Jody L. Freeman    Mgmt    For    For    For
1f   Elect Director Gay Huey Evans    Mgmt    For    For    For
1g   Elect Director Ryan M. Lance    Mgmt    For    For    For
1h   Elect Director Robert A. Niblock    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

ConocoPhillips

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director Harald J. Norvik    Mgmt    For    For    For
1j   Elect Director William E. Wade, Jr.    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Adopt Quantitative GHG Goals for Operations    SH    Against    Refer    Against

Core Laboratories N.V.

 

Meeting Date:    05/13/2014    Country:    Netherlands    Provider Security ID:    N22717107
Record Date:    04/15/2014    Meeting Type:    Annual    Ticker:    CLB

 

Shares Voted:   16,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David M. Demshur    Mgmt    For    For    For
1b   Elect Director Michael C. Kearney    Mgmt    For    For    For
1c   Elect Director Jan Willem Sodderland    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
5   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
6   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7   Grant Board Authority to Issue Ordinary and Preference Shares Up To 10 Percent of Issued Capital    Mgmt    For    For    For
8   Authorize Board to Exclude Preemptive Rights from Issuance    Mgmt    For    For    For
9   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
10   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Frank’s International N.V.

 

Meeting Date:    05/14/2014    Country:    Netherlands    Provider Security ID:    N33462107
Record Date:    03/19/2014    Meeting Type:    Annual    Ticker:    FI

 

Shares Voted:   33,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Donald Keith Mosing    Mgmt    For    For    For
1.2   Elect Director Kirkland D. Mosing    Mgmt    For    For    For
1.3   Elect Director Steven B. Mosing    Mgmt    For    For    For
1.4   Elect Director Sheldon R. Erikson    Mgmt    For    For    For
1.5   Elect Director Michael C. Kearney    Mgmt    For    For    For
1.6   Elect Director Gary P. Luquette    Mgmt    For    For    For
2   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Discharge of Management Board    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers Accountants N.V as Auditors    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
7   Approve Remuneration Report Containing Remuneration Policy for Management Board Members    Mgmt    For    For    For
8   Approve Remuneration of Supervisory Board    Mgmt    For    Refer    For
9   Approve Dividends Authorized capital    Mgmt    For    For    For
10A   Amend Articles Re: Authorized capital    Mgmt    For    Refer    For
10B   Amend Articles Re: Profits    Mgmt    For    Refer    For
10C   Amend Articles Re: Convocation Agenda    Mgmt    For    Refer    For
10D   Amend Articles Re: Rights Exercisable During a Meeting and Decision Making    Mgmt    For    Refer    For
10E   Amend Articles Re: Liquidation    Mgmt    For    Refer    For

National Oilwell Varco, Inc.

 

Meeting Date:    05/14/2014    Country:    USA    Provider Security ID:    637071101
Record Date:    04/01/2014    Meeting Type:    Annual    Ticker:    NOV


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

National Oilwell Varco, Inc.

 

Shares Voted:   23,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Merrill A. Miller, Jr.    Mgmt    For    For    For
1B   Elect Director Clay C. Williams    Mgmt    For    For    For
1C   Elect Director Greg L. Armstrong    Mgmt    For    For    For
1D   Elect Director Robert E. Beauchamp    Mgmt    For    For    For
1E   Elect Director Marcela E. Donadio    Mgmt    For    For    For
1F   Elect Director Ben A. Guill    Mgmt    For    For    For
1G   Elect Director David D. Harrison    Mgmt    For    For    For
1H   Elect Director Roger L. Jarvis    Mgmt    For    For    For
1I   Elect Director Eric L. Mattson    Mgmt    For    For    For
1K   Elect Director Jeffery A. Smisek    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Superior Energy Services, Inc.

 

Meeting Date:    05/14/2014    Country:    USA    Provider Security ID:    868157108
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    SPN

 

Shares Voted:   78,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Harold J. Bouillion    Mgmt    For    For    For
1.2   Elect Director Enoch L. Dawkins    Mgmt    For    For    For
1.3   Elect Director David D. Dunlap    Mgmt    For    For    For
1.4   Elect Director James M. Funk    Mgmt    For    For    For
1.5   Elect Director Terence E. Hall    Mgmt    For    For    For
1.6   Elect Director Peter D. Kinnear    Mgmt    For    For    For
1.7   Elect Director Michael M. McShane    Mgmt    For    For    For
1.8   Elect Director W. Matt Ralls    Mgmt    For    For    For
1.9   Elect Director Justin L. Sullivan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Superior Energy Services, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Report on Human Rights Risk Assessment Process    SH    Against    Against    Against

The Dow Chemical Company

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    260543103
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    DOW

 

Shares Voted:   128,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Arnold A. Allemang    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director Jacqueline K. Barton    Mgmt    For    For    For
1d   Elect Director James A. Bell    Mgmt    For    For    For
1e   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1f   Elect Director Andrew N. Liveris    Mgmt    For    For    For
1g   Elect Director Paul Polman    Mgmt    For    For    For
1h   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1i   Elect Director James M. Ringler    Mgmt    For    For    For
1j   Elect Director Ruth G. Shaw    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Stock Retention/Holding Period    SH    Against    Against    Against

Cameron International Corporation

 

Meeting Date:    05/16/2014    Country:    USA    Provider Security ID:    13342B105
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    CAM


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Cameron International Corporation

 

Shares Voted:   68,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director H. Paulett Eberhart    Mgmt    For    For    For
1.2   Elect Director Peter J. Fluor    Mgmt    For    For    For
1.3   Elect Director James T. Hackett    Mgmt    For    For    For
1.4   Elect Director Jack B. Moore    Mgmt    For    For    For
1.5   Elect Director Michael E. Patrick    Mgmt    For    For    For
1.6   Elect Director Jon Erik Reinhardsen    Mgmt    For    For    For
1.7   Elect Director Bruce W. Wilkinson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Dril-Quip, Inc.

 

Meeting Date:    05/16/2014    Country:    USA    Provider Security ID:    262037104
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    DRQ

 

Shares Voted:   19,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Blake T. DeBerry    Mgmt    For    For    For
1.2   Elect Director John V. Lovoi    Mgmt    For    For    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Amend Articles to Delete Obsolete Provisions    Mgmt    For    Refer    For
4   Amend Articles Deleting Exception to Business Combination Provisions for Co-founders    Mgmt    For    Refer    For
5   Ratify Auditors    Mgmt    For    For    For
6   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Forum Energy Technologies, Inc.

 

Meeting Date:    05/16/2014    Country:    USA    Provider Security ID:    34984V100
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    FET

 

Shares Voted:   63,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Evelyn M. Angelle    Mgmt    For    For    For
1.2   Elect Director John A. Carrig    Mgmt    For    For    For
1.3   Elect Director Andrew L. Waite    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Axiall Corporation

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    05463D100
Record Date:    04/04/2014    Meeting Type:    Annual    Ticker:    AXLL

 

Shares Voted:   68,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Paul D. Carrico    Mgmt    For    For    For
1.2   Elect Director T. Kevin DeNicola    Mgmt    For    For    For
1.3   Elect Director Patrick J. Fleming    Mgmt    For    For    For
1.4   Elect Director Robert M. Gervis    Mgmt    For    For    For
1.5   Elect Director Victoria F. Haynes    Mgmt    For    For    For
1.6   Elect Director Michael H. McGarry    Mgmt    For    For    For
1.7   Elect Director William L. Mansfield    Mgmt    For    For    For
1.8   Elect Director Mark L. Noetzel    Mgmt    For    For    For
1.9   Elect Director Robert Ripp    Mgmt    For    For    For
1.10   Elect Director David N. Weinstein    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Pentair Ltd.

 

Meeting Date:    05/20/2014    Country:    Switzerland    Provider Security ID:    H6169Q108
Record Date:    04/30/2014    Meeting Type:    Annual    Ticker:    PNR

 

Shares Voted:   21,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Glynis A. Bryan    Mgmt    For    For    For
1b   Elect Director Jerry W. Burris    Mgmt    For    For    For
1c   Elect Director Carol Anthony (John) Davidson    Mgmt    For    For    For
1d   Elect Director T. Michael Glenn    Mgmt    For    For    For
1e   Elect Director David H.Y. Ho    Mgmt    For    For    For
1f   Elect Director Randall J. Hogan    Mgmt    For    For    For
1g   Elect Director David A. Jones    Mgmt    For    For    For
1h   Elect Director Ronald L. Merriman    Mgmt    For    For    For
1i   Elect Director William T. Monahan    Mgmt    For    For    For
1j   Elect Director Billie Ida Williamson    Mgmt    For    For    For
2   Elect Randall J. Hogan as Board Chairman    Mgmt    For    Refer    For
3a   Appoint David A. Jones as Member of the Compensation Committee    Mgmt    For    For    For
3b   Appoint Glynis A. Bryan as Member of the Compensation Committee    Mgmt    For    For    For
3c   Appoint T. Michael Glenn as Member of the Compensation Committee    Mgmt    For    For    For
3d   Appoint William T. Monahan as Member of the Compensation Committee    Mgmt    For    For    For
4   Designate Proxy Voting Services GmbH as Independent Proxy    Mgmt    For    For    For
5   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
6   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
7a   Ratify Deloitte AG as Statutory Auditors    Mgmt    For    For    For
7b   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
7c   Ratify PricewaterhouseCoopers as Special Auditors    Mgmt    For    For    For
8a   Approve the Appropriation of results for the year ended December 31, 2013    Mgmt    For    Refer    For
8b   Approve Dividends    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Pentair Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9   Advisory Vote to Ratify Names Executive Officers’ Compensation    Mgmt    For    For    For
10   Approve Renewal of the Authorized Share Capital of Pentair Ltd    Mgmt    For    Against    For

Pentair Ltd.

 

Meeting Date:    05/20/2014    Country:    Switzerland    Provider Security ID:    H6169Q108
Record Date:    04/30/2014    Meeting Type:    Special    Ticker:    PNR

 

Shares Voted:   21,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Change State of Incorporation [from Switzerland to Ireland]    Mgmt    For    Refer    For
2   Approve Proposal to Eliminate the 20% Voting Cap in Pentair-Ireland’s Articles of Association    Mgmt    For    Refer    For
3   Approval to Create Distributable Reserves of Pentair-Ireland    Mgmt    For    Refer    For

Southwestern Energy Company

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    845467109
Record Date:    03/28/2014    Meeting Type:    Annual    Ticker:    SWN

 

Shares Voted:   79,650          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John D. Gass    Mgmt    For    For    For
1.2   Elect Director Catherine A. Kehr    Mgmt    For    For    For
1.3   Elect Director Greg D. Kerley    Mgmt    For    For    For
1.4   Elect Director Vello A. Kuuskraa    Mgmt    For    For    For
1.5   Elect Director Kenneth R. Mourton    Mgmt    For    For    For
1.6   Elect Director Steven L. Mueller    Mgmt    For    For    For
1.7   Elect Director Elliott Pew    Mgmt    For    For    For
1.8   Elect Director Alan H. Stevens    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Southwestern Energy Company

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Bylaws — Call Special Meetings    SH    Against    For    For
5   Report on Methane Emissions Management and Reduction Targets    SH    Against    Refer    Against

Antero Resources Corporation

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    03674X106
Record Date:    04/01/2014    Meeting Type:    Annual    Ticker:    AR

 

Shares Voted:   33,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Paul M. Rady    Mgmt    For    For    For
1.2   Elect Director Glen C. Warren, Jr.    Mgmt    For    For    For
1.3   Elect Director James R. Levy    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

CME Group Inc.

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    12572Q105
Record Date:    03/26/2014    Meeting Type:    Annual    Ticker:     CME

 

Shares Voted:   32,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Terrence A. Duffy    Mgmt    For    For    For
1b   Elect Director Phupinder S. Gill    Mgmt    For    For    For
1c   Elect Director Timothy S. Bitsberger    Mgmt    For    For    For
1d   Elect Director Charles P. Carey    Mgmt    For    For    For
1e   Elect Director Dennis H. Chookaszian    Mgmt    For    For    For
1f   Elect Director Martin J. Gepsman    Mgmt    For    For   

For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

CME Group Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g   Elect Director Larry G. Gerdes    Mgmt    For    For    For
1h   Elect Director Daniel R. Glickman    Mgmt    For    For    For
1i   Elect Director J. Dennis Hastert    Mgmt    For    For    For
1j   Elect Director Leo Melamed    Mgmt    For    For    For
1k   Elect Director William P. Miller, II    Mgmt    For    For    For
1l   Elect Director James E. Oliff    Mgmt    For    For    For
1m   Elect Director Edemir Pinto    Mgmt    For    For    For
1n   Elect Director Alex J. Pollock    Mgmt    For    For    For
1o   Elect Director John F. Sandner    Mgmt    For    For    For
1p   Elect Director Terry L. Savage    Mgmt    For    For    For
1q   Elect Director William R. Shepard    Mgmt    For    For    For
1r   Elect Director Dennis A. Suskind    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Amend Certificate of Incorporation Reducing the Number of Class B Directors from Six to Three    Mgmt    For    Refer    For

Halliburton Company

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    406216101
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    HAL

 

Shares Voted:   192,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Alan M. Bennett    Mgmt    For    For    For
1.2   Elect Director James R. Boyd    Mgmt    For    For    For
1.3   Elect Director Milton Carroll    Mgmt    For    For    For
1.4   Elect Director Nance K. Dicciani    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Halliburton Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director Murry S. Gerber    Mgmt    For    For    For
1.6   Elect Director Jose C. Grubisich    Mgmt    For    For    For
1.7   Elect Director Abdallah S. Jum’ah    Mgmt    For    For    For
1.8   Elect Director David J. Lesar    Mgmt    For    For    For
1.9   Elect Director Robert A. Malone    Mgmt    For    For    For
1.10   Elect Director J. Landis Martin    Mgmt    For    For    For
1.11   Elect Director Debra L. Reed    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Human Rights Risk Assessment Process    SH    Against    Against    Against

Flowserve Corporation

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    34354P105
Record Date:    03/27/2014    Meeting Type:    Annual    Ticker:    FLS

 

Shares Voted:   53,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gayla J. Delly    Mgmt    For    For    For
1.2   Elect Director Rick J. Mills    Mgmt    For    For    For
1.3   Elect Director Charles M. Rampacek    Mgmt    For    For    For
1.4   Elect Director William C. Rusnack    Mgmt    For    For    For
1.5   Elect Director John R. Friedery    Mgmt    For    For    For
1.6   Elect Director Joe E. Harlan    Mgmt    For    For    For
1.7   Elect Director Leif E. Darner    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Proxy Voting Disclosure, Confidentiality, and Tabulation    SH    Against    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

The Williams Companies, Inc.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    969457100
Record Date:    04/01/2014    Meeting Type:    Annual    Ticker:    WMB

 

Shares Voted:   23,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Alan S. Armstrong    Mgmt    For    For    For
1.2   Elect Director Joseph R. Cleveland    Mgmt    For    For    For
1.3   Elect Director Kathleen B. Cooper    Mgmt    For    For    For
1.4   Elect Director John A. Hagg    Mgmt    For    For    For
1.5   Elect Director Juanita H. Hinshaw    Mgmt    For    For    For
1.6   Elect Director Ralph Izzo    Mgmt    For    For    For
1.7   Elect Director Frank T. MacInnis    Mgmt    For    For    For
1.8   Elect Director Eric W. Mandelblatt    Mgmt    For    For    For
1.9   Elect Director Steven W. Nance    Mgmt    For    For    For
1.10   Elect Director Murray D. Smith    Mgmt    For    For    For
1.11   Elect Director Janice D. Stoney    Mgmt    For    For    For
1.12   Elect Director Laura A. Sugg    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Continental Resources, Inc.

 

Meeting Date:    05/23/2014    Country:    USA    Provider Security ID:    212015101
Record Date:    03/27/2014    Meeting Type:    Annual    Ticker:    CLR

 

Shares Voted:   32,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David L. Boren    Mgmt    For    For    For
1.2   Elect Director William B. Berry    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Continental Resources, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Exxon Mobil Corporation

 

Meeting Date:    05/28/2014    Country:    USA    Provider Security ID:    30231G102
Record Date:    04/04/2014    Meeting Type:    Annual    Ticker:    XOM

 

Shares Voted:   8,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael J. Boskin    Mgmt    For    For    For
1.2   Elect Director Peter Brabeck-Letmathe    Mgmt    For    For    For
1.3   Elect Director Ursula M. Burns    Mgmt    For    For    For
1.4   Elect Director Larry R. Faulkner    Mgmt    For    For    For
1.5   Elect Director Jay S. Fishman    Mgmt    For    For    For
1.6   Elect Director Henrietta H. Fore    Mgmt    For    For    For
1.7   Elect Director Kenneth C. Frazier    Mgmt    For    For    For
1.8   Elect Director William W. George    Mgmt    For    For    For
1.9   Elect Director Samuel J. Palmisano    Mgmt    For    For    For
1.10   Elect Director Steven S Reinemund    Mgmt    For    For    For
1.11   Elect Director Rex W. Tillerson    Mgmt    For    For    For
1.12   Elect Director William C. Weldon    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require a Majority Vote for the Election of Directors    SH    Against    For    For
5   Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually    SH    Against    Refer    Against
6   Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity    SH    Against    Against    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Exxon Mobil Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    Against

Pioneer Natural Resources Company

 

Meeting Date:    05/28/2014    Country:    USA    Provider Security ID:    723787107
Record Date:    04/03/2014    Meeting Type:    Annual    Ticker:    PXD

 

Shares Voted:   14,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Timothy L. Dove    Mgmt    For    For    For
1.2   Elect Director Stacy P. Methvin    Mgmt    For    For    For
1.3   Elect Director Charles E. Ramsey, Jr.    Mgmt    For    For    For
1.4   Elect Director Frank A. Risch    Mgmt    For    For    For
1.5   Elect Director Edison C. Buchanan    Mgmt    For    For    For
1.6   Elect Director Larry R. Grillot    Mgmt    For    For    For
1.7   Elect Director J. Kenneth Thompson    Mgmt    For    For    For
1.8   Elect Director Jim A. Watson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Nabors Industries Ltd.

 

Meeting Date:    06/03/2014    Country:    Bermuda    Provider Security ID:    G6359F103
Record Date:    04/04/2014    Meeting Type:     Annual    Ticker:    NBR

 

Shares Voted:   78,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James R. Crane    Mgmt    For    For    For
1.2   Elect Director John P. Kotts    Mgmt    For    For    For
1.3   Elect Director Michael C. Linn    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Nabors Industries Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director John V. Lombardi    Mgmt    For    For    For
1.5   Elect Director Anthony G. Petrello    Mgmt    For    For    For
1.6   Elect Director Howard Wolf    Mgmt    For    For    For
1.7   Elect Director John Yearwood    Mgmt    For    For    For
2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Amend Shareholder Rights Plan (Poison Pill)    Mgmt    For    Against    Against
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
5   Require Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans    SH    Against    Refer    Against
6   Adopt Retention Ratio for Executives    SH    Against    Against    Against
7   Report on Sustainability    SH    Against    Refer    Against
8   Require a Majority Vote for the Election of Directors    SH    Against    For    For
9   Adopt Proxy Access Right    SH    Against    Against    Against
10   Amend Vote-Counting Methodology to Treat Broker Non-Votes as Having No Impact    SH    Against    Refer    For

Concho Resources Inc.

 

Meeting Date:    06/05/2014    Country:    USA    Provider Security ID:    20605P101
Record Date:    04/07/2014    Meeting Type:     Annual    Ticker:    CXO

 

Shares Voted:   24,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Timothy A. Leach    Mgmt    For    For    For
1.2   Elect Director William H. Easter, III    Mgmt    For    For    For
1.3   Elect Director John P. Surma    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

MarkWest Energy Partners, L.P.

 

Meeting Date:    06/06/2014    Country:    USA    Provider Security ID:    570759100
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    MWE

 

Shares Voted:   25,750          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Frank M. Semple    Mgmt    For    For    For
1.2   Elect Director Donald D. Wolf    Mgmt    For    For    For
1.3   Elect Director William A. Bruckmann, III    Mgmt    For    For    For
1.4   Elect Director Michael L. Beatty    Mgmt    For    For    For
1.5   Elect Director Charles K. Dempster    Mgmt    For    For    For
1.6   Elect Director Donald C. Heppermann    Mgmt    For    For    For
1.7   Elect Director Randall J. Larson    Mgmt    For    For    For
1.8   Elect Director Anne E. Fox Mounsey    Mgmt    For    For    For
1.9   Elect Director William P. Nicoletti    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Caterpillar Inc.

 

Meeting Date:    06/11/2014    Country:    USA    Provider Security ID:    149123101
Record Date:    04/14/2014    Meeting Type:     Annual    Ticker:    CAT

 

Shares Voted:   26,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David L. Calhoun    Mgmt    For    For    For
1.2   Elect Director Daniel M. Dickinson    Mgmt    For    For    For
1.3   Elect Director Juan Gallardo    Mgmt    For    For    For
1.4   Elect Director Jesse J. Greene, Jr.    Mgmt    For    For    For
1.5   Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For
1.6   Elect Director Peter A. Magowan    Mgmt    For    For    For
1.7   Elect Director Dennis A. Muilenburg    Mgmt    For    For    For
1.8   Elect Director Douglas R. Oberhelman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Caterpillar Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director William A. Osborn    Mgmt    For    For    For
1.10   Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1.11   Elect Director Susan C. Schwab    Mgmt    For    For    For
1.12   Elect Director Miles D. White    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Review and Amend Human Rights Policies    SH    Against    Against    Against
7   Report on Controls to Ensure no Sales to Sudan    SH    Against    Against    Against
8   Provide for Cumulative Voting    SH    Against    Against    Against

Gulfport Energy Corporation

 

Meeting Date:    06/12/2014    Country:    USA    Provider Security ID:    402635304
Record Date:    04/23/2014    Meeting Type:    Annual    Ticker:    GPOR

 

Shares Voted:   19,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael G. Moore    Mgmt    For    For    For
1.2   Elect Director Donald L. Dillingham    Mgmt    For    For    For
1.3   Elect Director Craig Groeschel    Mgmt    For    For    For
1.4   Elect Director David L. Houston    Mgmt    For    For    For
1.5   Elect Director Michael S. Reddin    Mgmt    For    For    For
1.6   Elect Director Scott E. Streller    Mgmt    For    For    For
2   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Weatherford International Ltd.

 

Meeting Date:    06/16/2014    Country:    Switzerland    Provider Security ID:    H27013103
Record Date:    05/19/2014    Meeting Type:    Special    Ticker:    WFT

 

Shares Voted:   253,350          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Change State of Incorporation [from Switzerland to Ireland]    Mgmt    For    Refer    For
2   Approve Creation of Distributable Profits    Mgmt    For    Refer    For
3   Additional and/or Counter-proposals Presented at the Meeting    Mgmt    For    Against    Against

Freeport-McMoRan Copper & Gold Inc.

 

Meeting Date:    06/17/2014    Country:    USA    Provider Security ID:    35671D857
Record Date:    04/21/2014    Meeting Type:     Annual    Ticker:    FCX

 

Shares Voted:   123,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard C. Adkerson    Mgmt    For    For    For
1.2   Elect Director Robert J. Allison, Jr.    Mgmt    For    For    For
1.3   Elect Director Alan R. Buckwalter, III    Mgmt    For    For    For
1.4   Elect Director Robert A. Day    Mgmt    For    For    For
1.5   Elect Director James C. Flores    Mgmt    For    For    For
1.6   Elect Director Gerald J. Ford    Mgmt    For    For    For
1.7   Elect Director Thomas A. Fry, III    Mgmt    For    For    For
1.8   Elect Director H. Devon Graham, Jr.    Mgmt    For    For    For
1.9   Elect Director Lydia H. Kennard    Mgmt    For    For    For
1.10   Elect Director Charles C. Krulak    Mgmt    For    For    For
1.11   Elect Director Bobby Lee Lackey    Mgmt    For    For    For
1.12   Elect Director Jon C. Madonna    Mgmt    For    For    For
1.13   Elect Director Dustan E. McCoy    Mgmt    For    For    For
1.14   Elect Director James R. Moffett    Mgmt    For    For    For
1.15   Elect Director Stephen H. Siegele    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 74 Ivy Funds VIP Global Natural Resources

 

Freeport-McMoRan Copper & Gold Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.16   Elect Director Frances Fragos Townsend    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3   Ratify Auditors    Mgmt    For    For    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Require Director Nominee with Environmental Experience    SH    Against    Refer    Against


IVY FUNDS VIP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

Precision Castparts Corp.

 

Meeting Date:    08/13/2013    Country:    USA    Provider Security ID:    740189105
Record Date:    06/11/2013    Meeting Type:    Annual    Ticker:    PCP

 

Shares Voted:   84,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mark Donegan    Mgmt    For    For    For
1.2   Elect Director Daniel J. Murphy    Mgmt    For    For    For
1.3   Elect Director Vernon E. Oechsle    Mgmt    For    For    For
1.4   Elect Director Ulrich Schmidt    Mgmt    For    For    For
1.5   Elect Director Richard L. Wambold    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For

Microchip Technology Incorporated

 

Meeting Date:    08/16/2013    Country:    USA    Provider Security ID:    595017104
Record Date:    06/20/2013    Meeting Type:    Annual    Ticker:    MCHP

 

Shares Voted:   301,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steve Sanghi    Mgmt    For    For    For
1.2   Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3   Elect Director L.B. Day    Mgmt    For    For    For
1.4   Elect Director Albert J. Hugo-Martinez    Mgmt    For    For    For
1.5   Elect Director Wade F. Meyercord    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

NIKE, Inc.

 

Meeting Date:    09/19/2013    Country:    USA    Provider Security ID:    654106103
Record Date:    07/19/2013    Meeting Type:    Annual    Ticker:    NKE

 

Shares Voted:   263,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Alan B. Graf, Jr.    Mgmt    For    For    For
1.2   Elect Director John C. Lechleiter    Mgmt    For    For    For
1.3   Elect Director Phyllis M. Wise    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against

Oracle Corporation

 

Meeting Date:    10/31/2013    Country:    USA    Provider Security ID:    68389X105
Record Date:    09/03/2013    Meeting Type:    Annual    Ticker:    ORCL

 

Shares Voted:   483,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jeffrey S. Berg    Mgmt    For    Refer    For
1.2   Elect Director H. Raymond Bingham    Mgmt    For    Refer    For
1.3   Elect Director Michael J. Boskin    Mgmt    For    Refer    For
1.4   Elect Director Safra A. Catz    Mgmt    For    For    For
1.5   Elect Director Bruce R. Chizen    Mgmt    For    Refer    For
1.6   Elect Director George H. Conrades    Mgmt    For    Refer    For
1.7   Elect Director Lawrence J. Ellison    Mgmt    For    For    For
1.8   Elect Director Hector Garcia-Molina    Mgmt    For    Refer    For
1.9   Elect Director Jeffrey O. Henley    Mgmt    For    Refer    For
1.10   Elect Director Mark V. Hurd    Mgmt    For    For    For
1.11   Elect Director Naomi O. Seligman    Mgmt    For    Refer    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Oracle Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Ratify Auditors    Mgmt    For    For    For
5   Establish Human Rights Committee    SH    Against    Against    Against
6   Require Independent Board Chairman    SH    Against    Refer    Against
7   Provide Vote Counting to Exclude Abstentions    SH    Against    Refer    Against
8   Adopt Multiple Performance Metrics Under Executive Incentive Plans    SH    Against    Refer    Against
9   Require Shareholder Approval of Quantifiable Performance Metrics    SH    Against    Refer    Against

Cisco Systems, Inc.

 

Meeting Date:    11/19/2013    Country:    USA    Provider Security ID:    17275R102
Record Date:    09/20/2013    Meeting Type:    Annual    Ticker:    CSCO

 

Shares Voted:   947,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Carol A. Bartz    Mgmt    For    For    For
1b   Elect Director Marc Benioff    Mgmt    For    For    For
1c   Elect Director Gregory Q. Brown    Mgmt    For    For    For
1d   Elect Director M. Michele Burns    Mgmt    For    For    For
1e   Elect Director Michael D. Capellas    Mgmt    For    For    For
1f   Elect Director John T. Chambers    Mgmt    For    For    For
1g   Elect Director Brian L. Halla    Mgmt    For    For    For
1h   Elect Director John L. Hennessy    Mgmt    For    For    For
1i   Elect Director Kristina M. Johnson    Mgmt    For    For    For
1j   Elect Director Roderick C. McGeary    Mgmt    For    For    For
1k   Elect Director Arun Sarin    Mgmt    For    For    For
1l   Elect Director Steven M. West    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Cisco Systems, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Approve Proxy Advisor Competition    SH    Against    Refer    Against

Harman International Industries, Incorporated

 

Meeting Date:    12/04/2013    Country:    USA    Provider Security ID:    413086109
Record Date:    10/07/2013    Meeting Type:    Annual    Ticker:    HAR

 

Shares Voted:   173,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Adriane M. Brown    Mgmt    For    For    For
1b   Elect Director John W. Diercksen    Mgmt    For    For    For
1c   Elect Director Ann M. Korologos    Mgmt    For    For    For
1d   Elect Director Jiren Liu    Mgmt    For    Refer    For
1e   Elect Director Edward H. Meyer    Mgmt    For    For    For
1f   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1g   Elect Director Kenneth M. Reiss    Mgmt    For    For    For
1h   Elect Director Hellene S. Runtagh    Mgmt    For    For    For
1i   Elect Director Frank S. Sklarsky    Mgmt    For    For    For
1j   Elect Director Gary G. Steel    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Pall Corporation

 

Meeting Date:    12/11/2013    Country:    USA    Provider Security ID:    696429307
Record Date:    10/14/2013    Meeting Type:    Annual    Ticker:    PLL

 

Shares Voted:   148,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Amy E. Alving    Mgmt    For    For    For
1.2   Elect Director Robert B. Coutts    Mgmt    For    For    For
1.3   Elect Director Mark E. Goldstein    Mgmt    For    For    For
1.4   Elect Director Cheryl W. Grise    Mgmt    For    For    For
1.5   Elect Director Ronald L. Hoffman    Mgmt    For    For    For
1.6   Elect Director Lawrence D. Kingsley    Mgmt    For    For    For
1.7   Elect Director Dennis N. Longstreet    Mgmt    For    For    For
1.8   Elect Director B. Craig Owens    Mgmt    For    For    For
1.9   Elect Director Katharine L. Plourde    Mgmt    For    For    For
1.10   Elect Director Edward Travaglianti    Mgmt    For    For    For
1.11   Elect Director Bret W. Wise    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

AutoZone, Inc.

 

Meeting Date:    12/18/2013    Country:    USA    Provider Security ID:    053332102
Record Date:    10/21/2013    Meeting Type:    Annual    Ticker:    AZO

 

Shares Voted:   38,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Douglas H. Brooks    Mgmt    For    For    For
1.2   Elect Director Linda A. Goodspeed    Mgmt    For    For    For
1.3   Elect Director Sue E. Gove    Mgmt    For    For    For
1.4   Elect Director Earl G. Graves, Jr.    Mgmt    For    For    For
1.5   Elect Director Enderson Guimaraes    Mgmt    For    For    For
1.6   Elect Director J. R. Hyde, III    Mgmt    For    For    For
1.7   Elect Director D. Bryan Jordan    Mgmt    For    For    For
1.8   Elect Director W. Andrew McKenna    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

AutoZone, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director George R. Mrkonic, Jr.    Mgmt    For    For    For
1.10   Elect Director Luis P. Nieto    Mgmt    For    For    For
1.11   Elect Director William C. Rhodes, III    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Monsanto Company

 

Meeting Date:    01/28/2014    Country:    USA    Provider Security ID:    61166W101
Record Date:    12/02/2013    Meeting Type:    Annual    Ticker:    MON

 

Shares Voted:   263,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gregory H. Boyce    Mgmt    For    For    For
1b   Elect Director Laura K. Ipsen    Mgmt    For    For    For
1c   Elect Director William U. Parfet    Mgmt    For    For    For
1d   Elect Director George H. Poste    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Risk of Genetic Engineering in Order to Work with Regulators    SH    Against    Refer    Against
5   Report on Risk of Genetically Engineered Products    SH    Against    Refer    Against

Visa Inc.

 

Meeting Date:    01/29/2014    Country:    USA    Provider Security ID:    92826C839
Record Date:    12/03/2013    Meeting Type:    Annual    Ticker:    V

 

Shares Voted:   179,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Mary B. Cranston    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Visa Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1b   Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1c   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1d   Elect Director Robert W. Matschullat    Mgmt    For    For    For
1e   Elect Director Cathy E. Minehan    Mgmt    For    For    For
1f   Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1g   Elect Director David J. Pang    Mgmt    For    For    For
1h   Elect Director Charles W. Scharf    Mgmt    For    For    For
1i   Elect Director William S. Shanahan    Mgmt    For    For    For
1j   Elect Director John A. C. Swainson    Mgmt    For    For    For
1k   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Apple Inc.

 

Meeting Date:    02/28/2014    Country:    USA    Provider Security ID:    037833100
Record Date:    12/30/2013    Meeting Type:    Annual    Ticker:    AAPL

 

Shares Voted:   83,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William Campbell    Mgmt    For    For    For
1.2   Elect Director Timothy Cook    Mgmt    For    For    For
1.3   Elect Director Millard Drexler    Mgmt    For    For    For
1.4   Elect Director Al Gore    Mgmt    For    For    For
1.5   Elect Director Robert Iger    Mgmt    For    For    For
1.6   Elect Director Andrea Jung    Mgmt    For    For    For
1.7   Elect Director Arthur Levinson    Mgmt    For    For    For
1.8   Elect Director Ronald Sugar    Mgmt    For    For    For
2   Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Apple Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock    Mgmt    For    Refer    For
4   Establish a Par Value for Common Stock    Mgmt    For    Refer    For
5   Ratify Auditors    Mgmt    For    For    For
6   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
7   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
8   Establish Board Committee on Human Rights    SH    Against    Against    Against
9   Report on Trade Associations and Organizations that Promote Sustainability Practices    SH    Against    Refer    Against
10   Advisory Vote to Increase Capital Repurchase Program    SH    Against    Refer    Against
11   Proxy Access    SH    Against    Refer    Against

Applied Materials, Inc.

 

Meeting Date:    03/04/2014    Country:    USA    Provider Security ID:    038222105
Record Date:    01/08/2014    Meeting Type:    Annual    Ticker:    AMAT

 

Shares Voted:   1,137,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Aart J. de Geus    Mgmt    For    For    For
1b   Elect Director Gary E. Dickerson    Mgmt    For    For    For
1c   Elect Director Stephen R. Forrest    Mgmt    For    For    For
1d   Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1e   Elect Director Susan M. James    Mgmt    For    For    For
1f   Elect Director Alexander A. Karsner    Mgmt    For    For    For
1g   Elect Director Gerhard H. Parker    Mgmt    For    For    For
1h   Elect Director Dennis D. Powell    Mgmt    For    For    For
1i   Elect Director Willem P. Roelandts    Mgmt    For    For    For
1j   Elect Director James E. Rogers    Mgmt    For    For    For
1k   Elect Director Michael R. Splinter    Mgmt    For    For    For
1l   Elect Director Robert H. Swan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Applied Materials, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Amend Bylaws — Call Special Meetings    SH    Against    For    Against

Starbucks Corporation

 

Meeting Date:    03/19/2014    Country:    USA    Provider Security ID:    855244109
Record Date:    01/09/2014    Meeting Type:    Annual    Ticker:    SBUX

 

Shares Voted:   228,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Election Of Director Howard Schultz    Mgmt    For    For    For
1b   Election Of Director William W. Bradley    Mgmt    For    For    For
1c   Election Of Director Robert M. Gates    Mgmt    For    For    For
1d   Election Of Director Mellody Hobson    Mgmt    For    For    For
1e   Election Of Director Kevin R. Johnson    Mgmt    For    For    For
1f   Election Of Director Olden Lee    Mgmt    For    For    For
1g   Election Of Director Joshua Cooper Ramo    Mgmt    For    For    For
1h   Election Of Director James G. Shennan, Jr.    Mgmt    For    For    For
1i   Election Of Director Clara Shih    Mgmt    For    For    For
1j   Election Of Director Javier G. Teruel    Mgmt    For    For    For
1k   Election Of Director Myron E. Ullman, III    Mgmt    For    For    For
1l   Election Of Director Craig E. Weatherup    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Prohibit Political Spending    SH    Against    Refer    Against
5   Require Independent Board Chairman    SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Schlumberger Limited

 

Meeting Date:    04/09/2014    Country:    Curacao    Provider Security ID:    806857108
Record Date:    02/19/2014    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   242,047          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director Tony Isaac    Mgmt    For    For    For
1c   Elect Director K. Vaman Kamath    Mgmt    For    For    For
1d   Elect Director Maureen Kempston Darkes    Mgmt    For    For    For
1e   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1f   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1g   Elect Director Michael E. Marks    Mgmt    For    For    For
1h   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1i   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1j   Elect Director Tore I. Sandvold    Mgmt    For    For    For
1k   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Adobe Systems Incorporated

 

Meeting Date:    04/10/2014    Country:    USA    Provider Security ID:    00724F101
Record Date:    02/14/2014    Meeting Type:    Annual    Ticker:    ADBE

 

Shares Voted:   194,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Amy L. Banse    Mgmt    For    For    For
1b   Elect Director Kelly J. Barlow    Mgmt    For    For    For
1c   Elect Director Edward W. Barnholt    Mgmt    For    For    For
1d   Elect Director Robert K. Burgess    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Adobe Systems Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Frank A. Calderoni    Mgmt    For    For    For
1f   Elect Director Michael R. Cannon    Mgmt    For    For    For
1g   Elect Director James E. Daley    Mgmt    For    For    For
1h   Elect Director Laura B. Desmond    Mgmt    For    For    For
1i   Elect Director Charles M. Geschke    Mgmt    For    For    For
1j   Elect Director Shantanu Narayen    Mgmt    For    For    For
1k   Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1l   Elect Director Robert Sedgewick    Mgmt    For    For    For
1m   Elect Director John E. Warnock    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

PPG Industries, Inc.

 

Meeting Date:    04/17/2014    Country:    USA    Provider Security ID:    693506107
Record Date:    02/21/2014    Meeting Type:    Annual    Ticker:    PPG

 

Shares Voted:   95,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Stephen F. Angel    Mgmt    For    For    For
1.2   Elect Director Hugh Grant    Mgmt    For    For    For
1.3   Elect Director Michele J. Hooper    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Reduce Supermajority Vote Requirement in the Articles of Incorporation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For
5   Require Independent Board Chairman    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

HCA Holdings, Inc.

 

Meeting Date:    04/23/2014    Country:    USA    Provider Security ID:    40412C101
Record Date:    02/28/2014    Meeting Type:    Annual    Ticker:    HCA

 

Shares Voted:   361,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard M. Bracken    Mgmt    For    For    For
1.2   Elect Director R. Milton Johnson    Mgmt    For    For    For
1.3   Elect Director Robert J. Dennis    Mgmt    For    For    For
1.4   Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1.5   Elect Director Thomas F. Frist III    Mgmt    For    For    For
1.6   Elect Director William R. Frist    Mgmt    For    For    For
1.7   Elect Director Ann H. Lamont    Mgmt    For    For    For
1.8   Elect Director Jay O. Light    Mgmt    For    For    For
1.9   Elect Director Geoffrey G. Meyers    Mgmt    For    For    For
1.10   Elect Director Michael W. Michelson    Mgmt    For    For    For
1.11   Elect Director Stephen G. Pagliuca    Mgmt    For    For    For
1.12   Elect Director Wayne J. Riley    Mgmt    For    For    For
1.13   Elect Director John W. Rowe    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Approve Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Johnson & Johnson

 

Meeting Date:    04/24/2014    Country:    USA    Provider Security ID:    478160104
Record Date:    02/25/2014    Meeting Type:    Annual    Ticker:    JNJ

 

Shares Voted:   167,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Mary Sue Coleman    Mgmt    For    For    For
1b   Elect Director James G. Cullen    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Johnson & Johnson

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Elect Director Ian E. L. Davis    Mgmt    For    For    For
1d   Elect Director Alex Gorsky    Mgmt    For    For    For
1e   Elect Director Susan L. Lindquist    Mgmt    For    For    For
1f   Elect Director Mark B. McClellan    Mgmt    For    For    For
1g   Elect Director Anne M. Mulcahy    Mgmt    For    For    For
1h   Elect Director Leo F. Mullin    Mgmt    For    For    For
1i   Elect Director William D. Perez    Mgmt    For    For    For
1j   Elect Director Charles Prince    Mgmt    For    For    For
1k   Elect Director A. Eugene Washington    Mgmt    For    For    For
1l   Elect Director Ronald A. Williams    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Stock Retention/Holding Period    SH    Against    Against    Against

Harley-Davidson, Inc.

 

Meeting Date:    04/26/2014    Country:    USA    Provider Security ID:    412822108
Record Date:    02/26/2014    Meeting Type:    Annual    Ticker:    HOG

 

Shares Voted:   306,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Barry K. Allen    Mgmt    For    For    For
1.2   Elect Director R. John Anderson    Mgmt    For    For    For
1.3   Elect Director Richard I. Beattie    Mgmt    For    For    For
1.4   Elect Director Michael J. Cave    Mgmt    For    For    For
1.5   Elect Director Georges H. Conrades    Mgmt    For    For    For
1.6   Elect Director Donald A. James    Mgmt    For    For    For
1.7   Elect Director Sara L. Levinson    Mgmt    For    For    For
1.8   Elect Director N. Thomas Linebarger    Mgmt    For    For    For
1.9   Elect Director George L. Miles, Jr.    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Harley-Davidson, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.10   Elect Director James A. Norling    Mgmt    For    For    For
1.11   Elect Director Keith E. Wandell    Mgmt    For    For    For
1.12   Elect Director Jochen Zeitz    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For
5   Require a Majority Vote for the Election of Directors    SH    Against    For    Against

The Boeing Company

 

Meeting Date:    04/28/2014    Country:    USA    Provider Security ID:    097023105
Record Date:    02/27/2014    Meeting Type:    Annual    Ticker:    BA

 

Shares Voted:   211,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David L. Calhoun    Mgmt    For    For    For
1b   Elect Director Arthur D. Collins, Jr.    Mgmt    For    For    For
1c   Elect Director Linda Z. Cook    Mgmt    For    For    For
1d   Elect Director Kenneth M. Duberstein    Mgmt    For    For    For
1e   Elect Director Edmund P. Giambastiani, Jr.    Mgmt    For    For    For
1f   Elect Director Lawrence W. Kellner    Mgmt    For    For    For
1g   Elect Director Edward M. Liddy    Mgmt    For    For    For
1h   Elect Director W. James McNerney, Jr.    Mgmt    For    For    For
1i   Elect Director Susan C. Schwab    Mgmt    For    For    For
1j   Elect Director Ronald A. Williams    Mgmt    For    For    For
1k   Elect Director Mike S. Zafirovski    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Auditors    Mgmt    For    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

The Boeing Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Provide Right to Act by Written Consent    SH    Against    For    For
7   Require Independent Board Chairman    SH    Against    Refer    For

Shire plc

 

Meeting Date:    04/29/2014    Country:    United Kingdom    Provider Security ID:    G8124V108
Record Date:    03/18/2014    Meeting Type:    Annual    Ticker:    SHP

 

Shares Voted:   91,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Elect Dominic Blakemore as Director    Mgmt    For    For    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Re-elect Dr Steven Gillis as Director    Mgmt    For    For    For
7   Re-elect Dr David Ginsburg as Director    Mgmt    For    For    For
8   Re-elect David Kappler as Director    Mgmt    For    For    For
9   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
10   Re-elect Anne Minto as Director    Mgmt    For    For    For
11   Re-elect Dr Flemming Ornskov as Director    Mgmt    For    For    For
12   Re-elect David Stout as Director    Mgmt    For    For    For
13   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
14   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15   Approve Increase in Borrowing Powers    Mgmt    For    Refer    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Shire plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

19   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Anheuser-Busch InBev SA

 

Meeting Date:    04/30/2014    Country:    Belgium    Provider Security ID:    B6399C107
Record Date:    03/21/2014    Meeting Type:    Annual/Special    Ticker: ABI   

 

Shares Voted:  

247,800

         

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Special Meeting    Mgmt         
A1   Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options    Mgmt    For    Refer    For
A2a   Receive Special Board Report Re: Authorized Capital    Mgmt         
A2b   Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital    Mgmt    For    For    For
B1a   Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital    Mgmt    For    For    For
B1b   Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a    Mgmt    For    Refer    For
  Annual Meeting    Mgmt         
C1   Receive Directors’ Reports (Non-Voting)    Mgmt         
C2   Receive Auditors’ Reports (Non-Voting)    Mgmt         
C3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
C4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share    Mgmt    For    For    For
C5   Approve Discharge of Directors    Mgmt    For    For    For
C6   Approve Discharge of Auditors    Mgmt    For    Refer    For
C7a   Reelect Kees Storm as Independent Director    Mgmt    For    For    For
C7b   Reelect Mark Winkelman as Independent Director    Mgmt    For    For    For
C7c   Reelect Alexandre Van Damme as Director    Mgmt    For    For    For
C7d   Reelect Gregoire de Spoelberch as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Anheuser-Busch InBev SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

C7e   Reelect Carlos Alberto de Veiga Sicupera as Director    Mgmt    For    For    For
C7f   Reelect Marcel Herrmann Telles as Director    Mgmt    For    For    For
C7g   Elect Paulo Lemann as Director    Mgmt    For    For    For
C7h   Elect Alexandre Behring as Director    Mgmt    For    For    For
C7i   Elect Elio Leoni Sceti as Independent Director    Mgmt    For    For    For
C7j   Elect Maria Asuncion Aramburuzabala Larregui as Director    Mgmt    For    For    For
C7k   Elect Valentin Diez Morodo as Director    Mgmt    For    For    For
C8a   Approve Remuneration Report    Mgmt    For    Refer    Against
C8b   Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors    Mgmt    For    Refer    Against
D1   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For

Canadian Pacific Railway Limited

 

Meeting Date:    05/01/2014    Country:    Canada    Provider Security ID:    13645T100
Record Date:    03/03/2014    Meeting Type:    Annual    Ticker:    CP

 

Shares Voted:   194,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
2   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
3.1   Elect Director William A. Ackman    Mgmt    For    For    For
3.2   Elect Director Gary F. Colter    Mgmt    For    For    For
3.3   Elect Director Isabelle Courville    Mgmt    For    For    For
3.4   Elect Director Paul G. Haggis    Mgmt    For    For    For
3.5   Elect Director E. Hunter Harrison    Mgmt    For    For    For
3.6   Elect Director Paul C. Hilal    Mgmt    For    For    For
3.7   Elect Director Krystyna T. Hoeg    Mgmt    For    For    For
3.8   Elect Director Rebecca MacDonald    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Canadian Pacific Railway Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.9   Elect Director Anthony R. Melman    Mgmt    For    For    For
3.10   Elect Director Linda J. Morgan    Mgmt    For    For    For
3.11   Elect Director Jim Prentice    Mgmt    For    For    For
3.12   Elect Director Andrew F. Reardon    Mgmt    For    For    For
3.13   Elect Director Stephen C. Tobias    Mgmt    For    For    For

Kansas City Southern

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    485170302
Record Date:    03/03/2014    Meeting Type:    Annual    Ticker:    KSU

 

Shares Voted:   115,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Henry R. Davis    Mgmt    For    For    For
1.2   Elect Director Robert J. Druten    Mgmt    For    For    For
1.3   Elect Director Rodney E. Slater    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For
5   Provide Right to Call Special Meeting    Mgmt    For    For    For

Starwood Hotels & Resorts Worldwide, Inc.

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    85590A401
Record Date:    03/06/2014    Meeting Type:    Annual    Ticker:    HOT

 

Shares Voted:   116,055          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Frits van Paasschen    Mgmt    For    For    For
1b   Elect Director Bruce W. Duncan    Mgmt    For    For    For
1c   Elect Director Adam M. Aron    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Starwood Hotels & Resorts Worldwide, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director Charlene Barshefsky    Mgmt    For    For    For
1e   Elect Director Thomas E. Clarke    Mgmt    For    For    For
1f   Elect Director Clayton C. Daley, Jr.    Mgmt    For    For    For
1g   Elect Director Lizanne Galbreath    Mgmt    For    For    For
1h   Elect Director Eric Hippeau    Mgmt    For    For    For
1i   Elect Director Aylwin B. Lewis    Mgmt    For    For    For
1j   Elect Director Stephen R. Quazzo    Mgmt    For    For    For
1k   Elect Director Thomas O. Ryder    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Bristol-Myers Squibb Company

 

Meeting Date:    05/06/2014    Country:    USA    Provider Security ID:    110122108
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    BMY

 

Shares Voted:   253,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Lamberto Andreotti    Mgmt    For    For    For
1B   Elect Director Lewis B. Campbell    Mgmt    For    For    For
1C   Elect Director James M. Cornelius    Mgmt    For    For    For
1D   Elect Director Laurie H. Glimcher    Mgmt    For    For    For
1E   Elect Director Michael Grobstein    Mgmt    For    For    For
1F   Elect Director Alan J. Lacy    Mgmt    For    For    For
1G   Elect Director Thomas J. Lynch, Jr.    Mgmt    For    For    For
1H   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1I   Elect Director Vicki L. Sato    Mgmt    For    For    For
1J   Elect Director Gerald L. Storch    Mgmt    For    For    For
1K   Elect Director Togo D. West, Jr.    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Bristol-Myers Squibb Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Simple Majority Vote    SH    None    For    For

Danaher Corporation

 

Meeting Date:    05/06/2014    Country:    USA    Provider Security ID:    235851102
Record Date:    03/07/2014    Meeting Type:    Annual    Ticker:    DHR

 

Shares Voted:   118,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director H. Lawrence Culp, Jr.    Mgmt    For    For    For
1.2   Elect Director Donald J. Ehrlich    Mgmt    For    For    For
1.3   Elect Director Linda Hefner Filler    Mgmt    For    For    For
1.4   Elect Director Teri List-Stoll    Mgmt    For    For    For
1.5   Elect Director Walter G. Lohr, Jr.    Mgmt    For    For    For
1.6   Elect Director Mitchell P. Rales    Mgmt    For    For    For
1.7   Elect Director Steven M. Rales    Mgmt    For    For    For
1.8   Elect Director John T. Schwieters    Mgmt    For    For    For
1.9   Elect Director Alan G. Spoon    Mgmt    For    For    For
1.10   Elect Director Elias A. Zerhouni    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against
5   Require Independent Board Chairman    SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

O’Reilly Automotive, Inc.

 

Meeting Date:    05/06/2014    Country:    USA    Provider Security ID:    67103H107
Record Date:    02/28/2014    Meeting Type:    Annual    Ticker:    ORLY

 

Shares Voted:   66,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David O’Reilly    Mgmt    For    For    For
1b   Elect Director Larry O’Reilly    Mgmt    For    For    For
1c   Elect Director Rosalie O’Reilly Wooten    Mgmt    For    For    For
1d   Elect Director Jay D. Burchfield    Mgmt    For    For    For
1e   Elect Director Thomas T. Hendrickson    Mgmt    For    For    For
1f   Elect Director Paul R. Lederer    Mgmt    For    For    For
2   Amend Articles of Incorporation of the Company’s Subsidiary O’Reilly Automotive Stores, Inc.    Mgmt    For    Refer    Against
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For
5   Stock Retention/Holding Period    SH    Against    Against    Against

Gilead Sciences, Inc.

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    375558103
Record Date:    03/12/2014    Meeting Type:    Annual    Ticker:    GILD

 

Shares Voted:   685,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director John F. Cogan    Mgmt    For    For    For
1b   Elect Director Etienne F. Davignon    Mgmt    For    For    For
1c   Elect Director Carla A. Hills    Mgmt    For    For    For
1d   Elect Director Kevin E. Lofton    Mgmt    For    For    For
1e   Elect Director John W. Madigan    Mgmt    For    For    For
1f   Elect Director John C. Martin    Mgmt    For    For    For
1g   Elect Director Nicholas G. Moore    Mgmt    For    For    For
1h   Elect Director Richard J. Whitley    Mgmt    For    For    For
1i   Elect Director Gayle E. Wilson    Mgmt    For    For    For
1j   Elect Director Per Wold-Olsen    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Gilead Sciences, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Auditors    Mgmt    For    For    For
3   Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions    Mgmt    For    Refer    Against
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Require Independent Board Chairman    SH    Against    Refer    For
6   Provide Right to Act by Written Consent    SH    Against    For    For
7   Link CEO Compensation to Patient Access to the Company’s Medicine    SH    Against    Refer    Against

Hilton Worldwide Holdings Inc.

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    43300A104
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    HLT

 

Shares Voted:   132,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Christopher J. Nassetta    Mgmt    For    For    For
1.2   Elect Director Jonathan D. Gray    Mgmt    For    For    For
1.3   Elect Director Michael S. Chae    Mgmt    For    For    For
1.4   Elect Director Tyler S. Henritze    Mgmt    For    For    For
1.5   Elect Director Judith A. McHale    Mgmt    For    For    For
1.6   Elect Director John G. Schreiber    Mgmt    For    For    For
1.7   Elect Director Elizabeth A. Smith    Mgmt    For    For    For
1.8   Elect Director Douglas M. Steenland    Mgmt    For    For    For
1.9   Elect Director William J. Stein    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Philip Morris International Inc.

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    718172109
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   240,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Jennifer Li    Mgmt    For    For    For
1.5   Elect Director Sergio Marchionne    Mgmt    For    For    For
1.6   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.7   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.8   Elect Director Robert B. Polet    Mgmt    For    For    For
1.9   Elect Director Carlos Slim Helu    Mgmt    For    For    For
1.10   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Adopt Policy to Restrict Non-Required Animal Testing    SH    Against    Against    Against

SBA Communications Corporation

 

Meeting Date:    05/08/2014    Country:    USA    Provider Security ID:    78388J106
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    SBAC

 

Shares Voted:   97,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Steven E. Bernstein    Mgmt    For    For    For
1b   Elect Director Duncan H. Cocroft    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Under Armour, Inc.

 

Meeting Date:    05/13/2014    Country:    USA    Provider Security ID:    904311107
Record Date:    02/21/2014    Meeting Type:    Annual    Ticker:    UA

 

Shares Voted:   61,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kevin A. Plank    Mgmt    For    For    For
1.2   Elect Director Byron K. Adams, Jr.    Mgmt    For    For    For
1.3   Elect Director Douglas E. Coltharp    Mgmt    For    For    For
1.4   Elect Director Anthony W. Deering    Mgmt    For    For    For
1.5   Elect Director A.B. Krongard    Mgmt    For    For    For
1.6   Elect Director William R. McDermott    Mgmt    For    For    For
1.7   Elect Director Eric T. Olson    Mgmt    For    For    For
1.8   Elect Director Harvey L. Sanders    Mgmt    For    For    For
1.9   Elect Director Thomas J. Sippel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Google Inc.

 

Meeting Date:    05/14/2014    Country:    USA    Provider Security ID:    38259P706
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    GOOG

 

Shares Voted:   32,160          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    Refer    Withhold
1.3   Elect Director Eric E. Schmidt    Mgmt    For    For    For
1.4   Elect Director L. John Doerr    Mgmt    For    For    For
1.5   Elect Director Diane B. Greene    Mgmt    For    For    For
1.6   Elect Director John L. Hennessy    Mgmt    For    For    For
1.7   Elect Director Ann Mather    Mgmt    For    For    For
1.8   Elect Director Paul S. Otellini    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Google Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director K. Ram Shriram    Mgmt    For    For    For
1.10   Elect Director Shirley M. Tilghman    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Require a Majority Vote for the Election of Directors    SH    Against    For    For
7   Adopt Policy and Report on Impact of Tax Strategy    SH    Against    Refer    Against
8   Require Independent Board Chairman    SH    Against    Refer    For

National Oilwell Varco, Inc.

 

Meeting Date:    05/14/2014    Country:    USA    Provider Security ID:    637071101
Record Date:    04/01/2014    Meeting Type:    Annual    Ticker:    NOV

 

Shares Voted:   77,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Merrill A. Miller, Jr.    Mgmt    For    For    For
1B   Elect Director Clay C. Williams    Mgmt    For    For    For
1C   Elect Director Greg L. Armstrong    Mgmt    For    For    For
1D   Elect Director Robert E. Beauchamp    Mgmt    For    For    For
1E   Elect Director Marcela E. Donadio    Mgmt    For    For    For
1F   Elect Director Ben A. Guill    Mgmt    For    For    For
1G   Elect Director David D. Harrison    Mgmt    For    For    For
1H   Elect Director Roger L. Jarvis    Mgmt    For    For    For
1I   Elect Director Eric L. Mattson    Mgmt    For    For    For
1K   Elect Director Jeffery A. Smisek    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Amgen Inc.

 

Meeting Date:    05/15/2014    Country:    USA    Provide Security ID:    031162100
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    AMGN

 

Shares Voted:   118,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David Baltimore    Mgmt    For    For    For
1.2   Elect Director Frank J. Biondi, Jr.    Mgmt    For    For    For
1.3   Elect Director Robert A. Bradway    Mgmt    For    For    For
1.4   Elect Director Francois de Carbonnel    Mgmt    For    For    For
1.5   Elect Director Vance D. Coffman    Mgmt    For    For    For
1.6   Elect Director Robert A. Eckert    Mgmt    For    For    For
1.7   Elect Director Greg C. Garland    Mgmt    For    For    For
1.8   Elect Director Rebecca M. Henderson    Mgmt    For    For    For
1.9   Elect Director Frank C. Herringer    Mgmt    For    For    For
1.10   Elect Director Tyler Jacks    Mgmt    For    For    For
1.11   Elect Director Judith C. Pelham    Mgmt    For    For    For
1.12   Elect Director Ronald D. Sugar    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Vote Counting to Exclude Abstentions    SH    Against    Refer    For

Union Pacific Corporation

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    907818108
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    UNP

 

Shares Voted:   173,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andrew H. Card, Jr.    Mgmt    For    For    For
1.2   Elect Director Erroll B. Davis, Jr.    Mgmt    For    For    For
1.3   Elect Director David B. Dillon    Mgmt    For    For    For
1.4   Elect Director Judith Richards Hope    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Union Pacific Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director John J. Koraleski    Mgmt    For    For    For
1.6   Elect Director Charles C. Krulak    Mgmt    For    For    For
1.7   Elect Director Michael R. McCarthy    Mgmt    For    For    For
1.8   Elect Director Michael W. McConnell    Mgmt    For    For    For
1.9   Elect Director Thomas F. McLarty, III    Mgmt    For    For    For
1.10   Elect Director Steven R. Rogel    Mgmt    For    For    For
1.11   Elect Director Jose H. Villarreal    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Stock Retention/Holding Period    SH    Against    Against    Against

Discovery Communications, Inc.

 

Meeting Date:    05/16/2014    Country:    USA    Provider Security ID:    25470F104
Record Date:    03/20/2014    Meeting Type:    Annual    Ticker:    DISCA

 

Shares Voted:   73,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert R. Bennett    Mgmt    For    For    For
1.2   Elect Director John C. Malone    Mgmt    For    For    For
1.3   Elect Director David M. Zaslav    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Wynn Resorts, Limited

 

Meeting Date:    05/16/2014    Country:    USA    Provider Security ID:    983134107
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    WYNN

 

Shares Voted:   159,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert J. Miller    Mgmt    For    For    For
1.2   Elect Director D. Boone Wayson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Board Qualifications    Mgmt    For    Refer    Against
6   Report on Political Contributions    SH    Against    Against    Against

American Tower Corporation

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    03027X100
Record Date:    03/25/2014    Meeting Type:    Annual    Ticker:    AMT

 

Shares Voted:   259,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Raymond P. Dolan    Mgmt    For    For    For
1b   Elect Director Ronald M. Dykes    Mgmt    For    For    For
1c   Elect Director Carolyn F. Katz    Mgmt    For    For    For
1d   Elect Director Gustavo Lara Cantu    Mgmt    For    For    For
1e   Elect Director JoAnn A. Reed    Mgmt    For    For    For
1f   Elect Director Pamela D.A. Reeve    Mgmt    For    For    For
1g   Elect Director David E. Sharbutt    Mgmt    For    For    For
1h   Elect Director James D. Taiclet, Jr.    Mgmt    For    For    For
1i   Elect Director Samme L. Thompson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Pentair Ltd.

 

Meeting Date:    05/20/2014    Country:    Switzerland    Provider Security ID:    H6169Q108
Record Date:    04/30/2014    Meeting Type:    Annual    Ticker:    PNR

 

Shares Voted:   299,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Glynis A. Bryan    Mgmt    For    For    For
1b   Elect Director Jerry W. Burris    Mgmt    For    For    For
1c   Elect Director Carol Anthony (John) Davidson    Mgmt    For    For    For
1d   Elect Director T. Michael Glenn    Mgmt    For    For    For
1e   Elect Director David H.Y. Ho    Mgmt    For    For    For
1f   Elect Director Randall J. Hogan    Mgmt    For    For    For
1g   Elect Director David A. Jones    Mgmt    For    For    For
1h   Elect Director Ronald L. Merriman    Mgmt    For    For    For
1i   Elect Director William T. Monahan    Mgmt    For    For    For
1j   Elect Director Billie Ida Williamson    Mgmt    For    For    For
2   Elect Randall J. Hogan as Board Chairman    Mgmt    For    Refer    For
3a   Appoint David A. Jones as Member of the Compensation Committee    Mgmt    For    For    For
3b   Appoint Glynis A. Bryan as Member of the Compensation Committee    Mgmt    For    For    For
3c   Appoint T. Michael Glenn as Member of the Compensation Committee    Mgmt    For    For    For
3d   Appoint William T. Monahan as Member of the Compensation Committee    Mgmt    For    For    For
4   Designate Proxy Voting Services GmbH as Independent Proxy    Mgmt    For    For    For
5   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
6   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
7a   Ratify Deloitte AG as Statutory Auditors    Mgmt    For    For    For
7b   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
7c   Ratify PricewaterhouseCoopers as Special Auditors    Mgmt    For    For    For
8a   Approve the Appropriation of results for the year ended December 31, 2013    Mgmt    For    Refer    For
8b   Approve Dividends    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Pentair Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9   Advisory Vote to Ratify Names Executive Officers’ Compensation    Mgmt    For    For    For
10   Approve Renewal of the Authorized Share Capital of Pentair Ltd    Mgmt    For    Against    For

Pentair Ltd.

 

Meeting Date:    05/20/2014    Country:    Switzerland    Provider Security ID:    H6169Q108
Record Date:    04/30/2014    Meeting Type:    Special    Ticker:    PNR

 

Shares Voted:   299,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Change State of Incorporation [from Switzerland to Ireland]    Mgmt    For    Refer    For
2   Approve Proposal to Eliminate the 20% Voting Cap in Pentair-Ireland’s Articles of Association    Mgmt    For    Refer    For
3   Approval to Create Distributable Reserves of Pentair-Ireland    Mgmt    For    Refer    For

Amazon.com, Inc.

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    023135106
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    AMZN

 

Shares Voted:   64,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jeffrey P. Bezos    Mgmt    For    For    For
1b   Elect Director Tom A. Alberg    Mgmt    For    For    For
1c   Elect Director John Seely Brown    Mgmt    For    For    For
1d   Elect Director William B. Gordon    Mgmt    For    For    For
1e   Elect Director Jamie S. Gorelick    Mgmt    For    For    For
1f   Elect Director Alain Monie    Mgmt    For    For    For
1g   Elect Director Jonathan J. Rubinstein    Mgmt    For    For    For
1h   Elect Director Thomas O. Ryder    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Amazon.com, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director Patricia Q. Stonesifer    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    For    For

Comcast Corporation

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    20030N101
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   402,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For
1.2   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.3   Elect Director Edward D. Breen    Mgmt    For    For    For
1.4   Elect Director Joseph J. Collins    Mgmt    For    For    For
1.5   Elect Director J. Michael Cook    Mgmt    For    For    For
1.6   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.7   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.8   Elect Director Eduardo G. Mestre    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Ralph J. Roberts    Mgmt    For    For    For
1.11   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
1.12   Elect Director Judith Rodin    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Plans    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Facebook, Inc.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    30303M102
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    FB

 

Shares Voted:   433,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Marc L. Andreessen    Mgmt    For    For    For
1.2   Elect Director Erskine B. Bowles    Mgmt    For    For    For
1.3   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    For    For
1.4   Elect Director Donald E. Graham    Mgmt    For    For    For
1.5   Elect Director Reed Hastings    Mgmt    For    For    For
1.6   Elect Director Sheryl K. Sandberg    Mgmt    For    For    For
1.7   Elect Director Peter A. Thiel    Mgmt    For    For    For
1.8   Elect Director Mark Zuckerberg    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    Refer    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Screen Political Contributions for Consistency with Corporate Values    SH    Against    Refer    Against
6   Assess Privacy and Advertising Policy Relating to Childhood Obesity    SH    Against    Refer    Against
7   Report on Sustainability    SH    Against    Refer    Against

Flowserve Corporation

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    34354P105
Record Date:    03/27/2014    Meeting Type:    Annual    Ticker:    FLS

 

Shares Voted:   201,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gayla J. Delly    Mgmt    For    For    For
1.2   Elect Director Rick J. Mills    Mgmt    For    For    For
1.3   Elect Director Charles M. Rampacek    Mgmt    For    For    For
1.4   Elect Director William C. Rusnack    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Flowserve Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director John R. Friedery    Mgmt    For    For    For
1.6   Elect Director Joe E. Harlan    Mgmt    For    For    For
1.7   Elect Director Leif E. Darner    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Proxy Voting Disclosure, Confidentiality, and Tabulation    SH    Against    For    For

L Brands, Inc.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    501797104
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    LB

 

Shares Voted:   138,700          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Donna A. James    Mgmt    For    For    For
1.2   Elect Director Jeffrey H. Miro    Mgmt    For    For    For
1.3   Elect Director Michael G. Morris    Mgmt    For    For    For
1.4   Elect Director Raymond Zimmerman    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

The Home Depot, Inc.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    437076102
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    HD

 

Shares Voted:   399,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director F. Duane Ackerman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

The Home Depot, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1b   Elect Director Francis S. Blake    Mgmt    For    For    For
1c   Elect Director Ari Bousbib    Mgmt    For    For    For
1d   Elect Director Gregory D. Brenneman    Mgmt    For    For    For
1e   Elect Director J. Frank Brown    Mgmt    For    For    For
1f   Elect Director Albert P. Carey    Mgmt    For    For    For
1g   Elect Director Armando Codina    Mgmt    For    For    For
1h   Elect Director Helena B. Foulkes    Mgmt    For    For    For
1i   Elect Director Wayne M. Hewett    Mgmt    For    For    For
1j   Elect Director Karen L. Katen    Mgmt    For    For    For
1k   Elect Director Mark Vadon    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Bylaws — Call Special Meetings    SH    Against    For    For
5   Prepare Employment Diversity Report    SH    Against    Refer    Against

Crown Castle International Corp.

 

Meeting Date:    05/30/2014    Country:    USA    Provider Security ID:    228227104
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    CCI

 

Shares Voted:   194,700          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director P. Robert Bartolo    Mgmt    For    For    For
1b   Elect Director Dale N. Hatfield    Mgmt    For    For    For
1c   Elect Director Lee W. Hogan    Mgmt    For    For    For
1d   Elect Director Robert F. McKenzie    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/03/2014    Country:    USA    Provider Security ID:    192446102
Record Date:    04/07/2014    Meeting Type:    Annual    Ticker:    CTSH

 

Shares Voted:   279,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1b   Elect Director Robert E. Weissman    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For

MasterCard Incorporated

 

Meeting Date:    06/03/2014    Country:    USA    Provider Security ID:    57636Q104
Record Date:    04/09/2014    Meeting Type:    Annual    Ticker:    MA

 

Shares Voted:   627,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Richard Haythornthwaite    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director Silvio Barzi    Mgmt    For    For    For
1d   Elect Director David R. Carlucci    Mgmt    For    For    For
1e   Elect Director Steven J. Freiberg    Mgmt    For    For    For
1f   Elect Director Julius Genachowski    Mgmt    For    For    For
1g   Elect Director Merit E. Janow    Mgmt    For    For    For
1h   Elect Director Nancy J. Karch    Mgmt    For    For    For
1i   Elect Director Marc Olivie    Mgmt    For    For    For
1j   Elect Director Rima Qureshi    Mgmt    For    For    For
1k   Elect Director Jose Octavio Reyes Lagunes    Mgmt    For    For    For
1l   Elect Director Jackson P. Tai    Mgmt    For    For    For
1m   Elect Director Edward Suning Tian    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

MasterCard Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy Rec

  

Vote Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Las Vegas Sands Corp.

 

Meeting Date:    06/04/2014    Country:    USA    Provider Security ID:    517834107
Record Date:    04/14/2014    Meeting Type:    Annual    Ticker:    LVS

 

Shares Voted:   607,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Charles D. Forman    Mgmt    For    For    For
1.2   Elect Director George Jamieson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

The Priceline Group Inc.

 

Meeting Date:    06/05/2014    Country:    USA    Provider Security ID:    741503403
Record Date:    04/10/2014    Meeting Type:    Annual    Ticker:    PCLN

 

Shares Voted:   14,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Timothy M. Armstrong    Mgmt    For    For    For
1.2   Elect Director Howard W. Barker, Jr.    Mgmt    For    For    For
1.3   Elect Director Jeffery H. Boyd    Mgmt    For    For    For
1.4   Elect Director Jan L. Docter    Mgmt    For    For    For
1.5   Elect Director Jeffrey E. Epstein    Mgmt    For    For    For
1.6   Elect Director James M. Guyette    Mgmt    For    For    For
1.7   Elect Director Darren R. Huston    Mgmt    For    For    For
1.8   Elect Director Nancy B. Peretsman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

The Priceline Group Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director Thomas E. Rothman    Mgmt    For    For    For
1.10   Elect Director Craig W. Rydin    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

LinkedIn Corporation

 

Meeting Date:    06/10/2014    Country:    USA    Provider Security ID:    53578A108
Record Date:    04/15/2014    Meeting Type:    Annual    Ticker:    LNKD

 

Shares Voted:   52,608          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Reid Hoffman    Mgmt    For    For    For
1.2   Elect Director Stanley J. Meresman    Mgmt    For    For    For
1.3   Elect Director David Sze    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For

Caterpillar Inc.

 

Meeting Date:    06/11/2014    Country:    USA    Provider Security ID:    149123101
Record Date:    04/14/2014    Meeting Type:    Annual    Ticker:    CAT

 

Shares Voted:   89,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David L. Calhoun    Mgmt    For    For    For
1.2   Elect Director Daniel M. Dickinson    Mgmt    For    For    For
1.3   Elect Director Juan Gallardo    Mgmt    For    For    For
1.4   Elect Director Jesse J. Greene, Jr.    Mgmt    For    For    For
1.5   Elect Director Jon M. Huntsman, Jr.    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Caterpillar Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Peter A. Magowan    Mgmt    For    For    For
1.7   Elect Director Dennis A. Muilenburg    Mgmt    For    For    For
1.8   Elect Director Douglas R. Oberhelman    Mgmt    For    For    For
1.9   Elect Director William A. Osborn    Mgmt    For    For    For
1.10   Elect Director Edward B. Rust, Jr.    Mgmt    For    For    For
1.11   Elect Director Susan C. Schwab    Mgmt    For    For    For
1.12   Elect Director Miles D. White    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6   Review and Amend Human Rights Policies    SH    Against    Against    Against
7   Report on Controls to Ensure no Sales to Sudan    SH    Against    Against    Against
8   Provide for Cumulative Voting    SH    Against    Against    Against

Biogen Idec Inc.

 

Meeting Date:    06/12/2014    Country:    USA    Provider Security ID:    09062X103
Record Date:    04/15/2014    Meeting Type:    Annual    Ticker:    BIIB

 

Shares Voted:   140,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Caroline D. Dorsa    Mgmt    For    For    For
1.2   Elect Director Stelios Papadopoulos    Mgmt    For    For    For
1.3   Elect Director George A. Scangos    Mgmt    For    For    For
1.4   Elect Director Lynn Schenk    Mgmt    For    For    For
1.5   Elect Director Alexander J. Denner    Mgmt    For    For    For
1.6   Elect Director Nancy L. Leaming    Mgmt    For    For    For
1.7   Elect Director Richard C. Mulligan    Mgmt    For    For    For
1.8   Elect Director Robert W. Pangia    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Biogen Idec Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director Brian S. Posner    Mgmt    For    For    For
1.10   Elect Director Eric K. Rowinsky    Mgmt    For    For    For
1.11   Elect Director Stephen A. Sherwin    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Celgene Corporation

 

Meeting Date:    06/18/2014    Country:    USA    Provider Security ID:    151020104
Record Date:    04/21/2014    Meeting Type:    Annual    Ticker:    CELG

 

Shares Voted:   146,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert J. Hugin    Mgmt    For    For    For
1.2   Elect Director Richard W. Barker    Mgmt    For    For    For
1.3   Elect Director Michael D. Casey    Mgmt    For    For    For
1.4   Elect Director Carrie S. Cox    Mgmt    For    For    For
1.5   Elect Director Rodman L. Drake    Mgmt    For    For    For
1.6   Elect Director Michael A. Friedman    Mgmt    For    For    For
1.7   Elect Director Gilla Kaplan    Mgmt    For    For    For
1.8   Elect Director James J. Loughlin    Mgmt    For    For    For
1.9   Elect Director Ernest Mario    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Increase Authorized Common Stock and Approve Stock Split    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 94 Ivy VIP Growth

 

Applied Materials, Inc.

 

Meeting Date:    06/23/2014    Country:    USA    Provider Security ID:    038222105
Record Date:    05/09/2014    Meeting Type:    Special    Ticker:    AMAT

 

Shares Voted:   762,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For
2   Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3   Adjourn Meeting    Mgmt    For    Refer    For


IVY FUNDS VIP HIGH INCOME

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 93 Ivy VIP High Income

Kansas City Southern

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    485170302
Record Date:    03/03/2014    Meeting Type:    Annual    Ticker:    KSU

 

Shares Voted:   2,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Henry R. Davis    Mgmt    For    For    For
1.2   Elect Director Robert J. Druten    Mgmt    For    For    For
1.3   Elect Director Rodney E. Slater    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Declassify the Board of Directors    Mgmt    For    For    For
5   Provide Right to Call Special Meeting    Mgmt    For    For    For

Windstream Holdings, Inc.

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    97382A101
Record Date:    03/13/2014    Meeting Type:    Annual    Ticker:    WIN

 

Shares Voted:   103,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Carol B. Armitage    Mgmt    For    For    For
1b   Elect Director Samuel E. Beall, III    Mgmt    For    For    For
1c   Elect Director Dennis E. Foster    Mgmt    For    For    For
1d   Elect Director Francis X. (‘Skip’) Frantz    Mgmt    For    For    For
1e   Elect Director Jeffery R. Gardner    Mgmt    For    For    For
1f   Elect Director Jeffrey T. Hinson    Mgmt    For    For    For
1g   Elect Director Judy K. Jones    Mgmt    For    For    For
1h   Elect Director William A. Montgomery    Mgmt    For    For    For
1i   Elect Director Alan L. Wells    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 93 Ivy VIP High Income

 

Windstream Holdings, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Amend Certificate of Incorporation of Windstream Corporation to Eliminate Certain Voting Provisions    Mgmt    For    Refer    For
5   Provide Right to Call Special Meeting    Mgmt    For    For    For
6   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
7   Ratify Auditors    Mgmt    For    For    For
8   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against
9   Provide Right to Act by Written Consent    SH    Against    For    For

HD Supply Holdings, Inc.

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    40416M105
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    HDS

 

Shares Voted:   60,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Brian A. Bernasek    Mgmt    For    For    For
1.2   Elect Director Stephen M. Zide    Mgmt    For    For    For
1.3   Elect Director John W. Alden    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    Three Years    One Year    One Year

JGWPT Holdings Inc.

 

Meeting Date:    06/10/2014    Country:    USA    Provider Security ID:    46617M109
Record Date:    04/27/2014    Meeting Type:    Annual    Ticker:    JGW

 

Shares Voted:   81,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Alexander R. Castaldi    Mgmt    For    Refer    Withhold
1.2   Elect Director Robert C. Griffin    Mgmt    For    Refer    Withhold
1.3   Elect Director Robert N. Pomroy    Mgmt    For    Refer    Withhold
2   Ratify Auditors    Mgmt    For    For    For


IVY FUNDS VIP INTERNATIONAL CORE EQUITY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

Vodafone Group plc

 

Meeting Date:    07/23/2013    Country:    United Kingdom    Provider Security ID:    G93882135
Record Date:    07/19/2013    Meeting Type:    Annual    Ticker:    VOD

 

Shares Voted:   2,477,030          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
3   Re-elect Vittorio Colao as Director    Mgmt    For    For    For
4   Re-elect Andy Halford as Director    Mgmt    For    For    For
5   Re-elect Stephen Pusey as Director    Mgmt    For    For    For
6   Re-elect Renee James as Director    Mgmt    For    For    For
7   Re-elect Alan Jebson as Director    Mgmt    For    For    For
8   Re-elect Samuel Jonah as Director    Mgmt    For    For    For
9   Elect Omid Kordestani as Director    Mgmt    For    For    For
10   Re-elect Nick Land as Director    Mgmt    For    For    For
11   Re-elect Anne Lauvergeon as Director    Mgmt    For    For    For
12   Re-elect Luc Vandevelde as Director    Mgmt    For    For    For
13   Re-elect Anthony Watson as Director    Mgmt    For    For    For
14   Re-elect Philip Yea as Director    Mgmt    For    For    For
15   Approve Final Dividend    Mgmt    For    For    For
16   Approve Remuneration Report    Mgmt    For    For    For
17   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
18   Authorise the Audit and Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
19   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
23   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Singapore Telecommunications Ltd.

 

Meeting Date:    07/26/2013    Country:    Singapore    Provider Security ID:    Y79985209
Record Date:       Meeting Type:    Special    Ticker:    Z74

 

Shares Voted:   2,462,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Authorize Share Repurchase Program    Mgmt    For    For    For
2   Approve Participation by the Relevant Person in the SingTel Performance Share Plan 2012    Mgmt    For    Refer    For

Singapore Telecommunications Ltd.

 

Meeting Date:    07/26/2013    Country:    Singapore    Provider Security ID:    Y79985209
Record Date:       Meeting Type:    Annual    Ticker:    Z74

 

Shares Voted:   2,462,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Adopt Financial Statements and Directors’ and Auditors’ Reports    Mgmt    For    For    For
2   Declare Final Dividend    Mgmt    For    For    For
3   Elect Simon Israel as Director    Mgmt    For    For    For
4   Elect Peter Mason AM as Director    Mgmt    For    For    For
5   Elect David Gonski AC as Director    Mgmt    For    For    For
6   Approve Directors’ Fees    Mgmt    For    Refer    For
7   Reappoint Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
8   Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    Mgmt    For    Refer    For
9   Approve Issuance of Shares and Grant of Awards Pursuant to the SingTel Performance Share Plan 2012    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Teva Pharmaceutical Industries Ltd.

 

Meeting Date:    08/27/2013    Country:    Israel    Provider Security ID:    M8769Q102
Record Date:    07/25/2013    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   367,110          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1a   Reelect Moshe Many as Director Until the End of the 2016 General Meeting    Mgmt    For    For    For
1b   Reelect Arie Belldegrun as Director Until the End of the 2016 General Meeting    Mgmt    For    For    For
1c   Reelect Amir Elstein as Director Until the End of the 2016 General Meeting    Mgmt    For    For    For
1d   Reelect Yitzhak Peterburg as Director Until the End of the 2016 General Meeting    Mgmt    For    For    For
2a   Approve Cash Bonus of USD 1,203,125 to Jeremy Levin, President and CEO    Mgmt    For    Refer    For
2a.1   Vote YES if you have a personal interest in item 2a; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager.    Mgmt    None    Refer    Against
2b   Approval of Bonus Objectives and Payout Terms for 2013 for Jeremy Levin, President and CEO    Mgmt    For    Refer    For
2b.1   Vote YES if you have a personal interest in item 2b; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager.    Mgmt    None    Refer    Against
3   Approve Compensation Policy for the Directors and Officers of the Company    Mgmt    For    For    For
3.a   Vote YES if you have a personal interest in item 3; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager.    Mgmt    None    Refer    Against
4   Approve Dividend for First and Second Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share    Mgmt    For    For    For
5   Appoint Kesselman and Kesselman (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting    Mgmt    For    For    For
6   Discuss Financial Statements for 2012    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Telstra Corporation Limited

 

Meeting Date:    10/15/2013    Country:    Australia    Provider Security ID:    Q8975N105
Record Date:    10/13/2013    Meeting Type:    Annual    Ticker:    TLS

 

Shares Voted:   1,460,290          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3a   Elect Chin Hu Lim as Director    Mgmt    For    For    For
3b   Elect Nora Scheinkestel as Director    Mgmt    For    For    For
4   Approve the Grant of Up to 1.04 Million Performance Rights to David Thodey, Chief Executive Officer of the Company    Mgmt    For    Refer    For
5   Approve the Remuneration Report    Mgmt    For    For    For

Amcor Limited

 

Meeting Date:    10/24/2013    Country:    Australia    Provider Security ID:    Q03080100
Record Date:    10/22/2013    Meeting Type:    Annual    Ticker:    AMC

 

Shares Voted:   710,853          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2a   Elect C I (Chris) Roberts as Director    Mgmt    For    For    For
2b   Elect Armin Meyer as Director    Mgmt    For    For    For
2c   Elect K J (Karen) Guerra as Director    Mgmt    For    For    For
3   Approve the Grant of Share Rights to Ken    Mgmt    For    Refer    For
  MacKenzie, Chief Executive Officer and            
  Managing Director of the Company            
4   Approve the Grant of Up to 923,700 Options    Mgmt    For    Refer    For
  and 229,700 Performance Rights to Ken            
  MacKenzie, Chief Executive Officer and            
  Managing Director of the Company            
5   Approve the Remuneration Report    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

China Construction Bank Corporation

 

Meeting Date:    10/24/2013    Country:    Hong Kong    Provider Security ID:    Y1397N101
Record Date:    09/23/2013    Meeting Type:    Special    Ticker:    00939

 

Shares Voted:   13,946,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Remuneration Distribution and    Mgmt    For    Refer    For
  Settlement Plan for Directors and Supervisors            
2   Elect Zhang Long as Director    Mgmt    For    For    For
3   Elect Zhang Yanling as Director    Mgmt    For    For    For
4   Elect Guo Yanpeng as Director    Mgmt    For    For    For

Stockland

 

Meeting Date:    10/29/2013    Country:    Australia    Provider Security ID:    Q8773B105
Record Date:    10/27/2013    Meeting Type:    Annual/Special    Ticker:    SGP

 

Shares Voted:   1,960,290          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Approve the Remuneration Report    Mgmt    For    For    For
3   Approve the Grant of Up to 528,000 Performance Rights to Mark Steinert, Managing Director of the Company as Part of His 2013 Fiscal Year Remuneration    Mgmt    For    Refer    For
4   Approve the Grant of Up to 915,000 Performance Rights to Mark Steinert, Managing Director of the Company as Part of His 2014 Fiscal Year Remuneration    Mgmt    For    Refer    For
5   Elect Carol Schwartz as Director    Mgmt    For    For    For
6   Elect Duncan Boyle as Director    Mgmt    For    For    For
7   Elect Barry Neil as Director    Mgmt    For    For    For
8   Elect Graham Bradley as Director    Mgmt    For    For    For
9.1   Approve the Amendments to the Stockland Corporation Limited Constitution to Enable the Capital Reallocation    Mgmt    For    Refer    For
9.2   Approve the Amendments to the Stockland Trust Constitution to Enable the Capital Reallocation    Mgmt    For    Refer    For
10.1   Approve the Distribution of Capital by Stockland Trust    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Stockland

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10.2   Approve the Distribution of Capital from Stockland Trust as an Additional Capital Payment in Each Share of Stockland Corporation Limited    Mgmt    For    Refer    For
11   Approve the Amendments to the Stockland Corporation Limited Constitution    Mgmt    For    Refer    Against
12   Approve the Amendments to the Stockland Trust Constitution    Mgmt    For    Refer    Against

Nokia Corp.

 

Meeting Date:    11/19/2013    Country:    Finland    Provider Security ID:    X61873133
Record Date:    11/07/2013    Meeting Type:    Special    Ticker:    NOK1V

 

Shares Voted:   992,280          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Open Meeting    Mgmt         
2   Call the Meeting to Order    Mgmt         
3   Designate Inspector or Shareholder Representative(s) of Minutes of Meeting    Mgmt    For    For    For
4   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
5   Prepare and Approve List of Shareholders    Mgmt    For    For    For
6   Approve Sale of the Devices & Services Business    Mgmt    For    Refer    For
7   Close Meeting    Mgmt         

Amcor Limited

 

Meeting Date:    12/09/2013    Country:    Australia    Provider Security ID:    Q03080100
Record Date:    12/07/2013    Meeting Type:    Special    Ticker:    AMC

 

Shares Voted:   710,853          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve the Reduction of Capital    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Amcor Limited

 

Meeting Date:    12/09/2013    Country:    Australia    Provider Security ID:    Q03080100
Record Date:    12/07/2013    Meeting Type:    Court    Ticker:    AMC

 

Shares Voted:   710,853          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Court Ordered Meeting    Mgmt         
1   Approve the Scheme of Arrangement between Amcor Ltd and Its Shareholders    Mgmt    For    Refer    For

Tim Participacoes S.A.

 

Meeting Date:    12/12/2013    Country:    Brazil    Provider Security ID:    P91536469
Record Date:       Meeting Type:    Special    Ticker:    TIMP3

 

Shares Voted:   1,253,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Amend Articles Re: Audit Committee    Mgmt    For    Refer    For
2   Amend Corporate Purpose    Mgmt    For    For    For

Tim Participacoes S.A.

 

Meeting Date:    12/12/2013    Country:    Brazil    Provider Security ID:    P91536469
Record Date:    11/14/2013    Meeting Type:    Special    Ticker:    TIMP3

 

Shares Voted:   37,070          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Amend Articles Re: Audit Committee    Mgmt    For    Refer    For
2   Amend Corporate Purpose    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Grupo Financiero Banorte S.A.B. de C.V.

 

Meeting Date:    12/20/2013    Country:    Mexico    Provider Security ID:    P49501201
Record Date:    12/06/2013    Meeting Type:    Special    Ticker:    GFNORTEO

 

Shares Voted:   1,126,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Amend Resolution Related to Dividend Payment Dates of Jan. 23, 2014 and April 23, 2014 as Approved at Oct. 14, 2013 Ordinary Shareholder Meeting    Mgmt    For    For    For
2   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Hypermarcas S.A

 

Meeting Date:    12/27/2013    Country:    Brazil    Provider Security ID:    P5230A101
Record Date:       Meeting Type:    Special    Ticker:    HYPE3

 

Shares Voted:   1,006,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Partial Spin-Off Proposal    Mgmt    For    Refer    For
2   Appoint Independent Firm to Appraise Proposed Transaction    Mgmt    For    Refer    For
3   Approve Independent Firm’s Appraisal    Mgmt    For    Refer    For
4   Approve Partial Spin-Off and Subsequent Cancellation of Shares    Mgmt    For    Refer    For
5   Approve Company’s Restructuring Re: Brainfarma Industria Quimica e Farmaceutica S.A.    Mgmt    For    Refer    For
6   Approve Agreement to Absorb Brainfarma Industria Quimica e Farmaceutica S.A.    Mgmt    For    Refer    For
7   Appoint Independent Firm to Appraise Proposed Transaction    Mgmt    For    Refer    For
8   Approve Independent Firm’s Appraisal    Mgmt    For    Refer    For
9   Approve Company’s Restructuring and Issuance of Shares    Mgmt    For    Refer    For
10   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Koninklijke Ahold NV

 

Meeting Date:    01/21/2014    Country:    Netherlands    Provider Security ID:    N0139V142
Record Date:    12/24/2013    Meeting Type:    Special    Ticker:    AH

 

Shares Voted:   420,950          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Special Meeting    Mgmt         
1   Open Meeting    Mgmt         
2   Approve Capital Reduction with Shareholder Distribution of EUR 1 Billion    Mgmt    For    For    For
3   Close Meeting    Mgmt         

Teva Pharmaceutical Industries Ltd.

 

Meeting Date:    02/24/2014    Country:    Israel    Provider Security ID:    M8769Q102
Record Date:    01/23/2014    Meeting Type:    Special    Ticker:    TEVA

 

Shares Voted:   290,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate    Mgmt    For    Refer    For

TDC A/S

 

Meeting Date:    03/06/2014    Country:    Denmark    Provider Security ID:    K94545116
Record Date:    02/27/2014    Meeting Type:    Annual    Ticker:    TDC

 

Shares Voted:   893,220          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Report of Board    Mgmt         
2   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Discharge of Management and Board    Mgmt    For    For    For
4   Approve Allocation of Income    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

TDC A/S

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5a   Reelect Vagn Sorensen as Director    Mgmt    For    For    For
5b   Reelect Pierre Danon as Director    Mgmt    For    For    For
5c   Reelect Stine Bosse as Director    Mgmt    For    For    For
5d   Reelect Angus Porter as Director    Mgmt    For    For    For
5e   Reelect Soren Sorensen as Director    Mgmt    For    For    For
5f   Reelect Pieter Knook as Director    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
7a   Authorize Share Repurchase Program    Mgmt    For    For    For
7b   Amend Guidelines for Incentive-Based Compensation for Executive Management and Board    Mgmt    For    For    For
7c   Approve Remuneration of Directors in the Amount of DKK 1.1 Million for Chairman, DKK 700,000 for Vice Chairman, and DKK 400,000 for Other Members; Approve Remuneration for Committee Work    Mgmt    For    Refer    For
7d   Amend Articles of Association    Mgmt    For    Refer    For
7e   Amend Authorisation to Increase Share Capital    Mgmt    For    For    For
7f   Approve Publication of Information in English    Mgmt    For    Refer    For
8   Other Business    Mgmt         

Hyundai Mobis Co.

 

Meeting Date:    03/14/2014    Country:    South Korea    Provider Security ID:    Y3849A109
Record Date:    12/31/2013    Meeting Type:    Annual    Ticker:    012330

 

Shares Voted:   28,623          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,950 per Share    Mgmt    For    For    For
2   Elect Two Inside Directors and Two Outside Directors (Bundled)    Mgmt    For    For    For
3   Reelect Two Members of Audit Committee    Mgmt    For    Refer    For
4   Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Samsung Electronics Co. Ltd.

 

Meeting Date:    03/14/2014    Country:    South Korea    Provider Security ID:    Y74718100
Record Date:    12/31/2013    Meeting Type:    Annual    Ticker:    005930

 

Shares Voted:   6,450          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1   Approve Financial Statements, Allocation of Income, and Dividend of KRW 13,800 per Share    Mgmt    For    For    For
2   Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    Against

Asahi Group Holdings Ltd.

 

Meeting Date:    03/26/2014    Country:    Japan    Provider Security ID:    J02100113
Record Date:    12/31/2013    Meeting Type:    Annual    Ticker:    2502

 

Shares Voted:   311,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 21.5    Mgmt    For    For    For
2.1   Elect Director Izumiya, Naoki    Mgmt    For    For    For
2.2   Elect Director Kawatsura, Katsuyuki    Mgmt    For    For    For
2.3   Elect Director Ikeda, Shiro    Mgmt    For    For    For
2.4   Elect Director Takahashi, Katsutoshi    Mgmt    For    For    For
2.5   Elect Director Okuda, Yoshihide    Mgmt    For    For    For
2.6   Elect Director Koji, Akiyoshi    Mgmt    For    For    For
2.7   Elect Director Bando, Mariko    Mgmt    For    For    For
2.8   Elect Director Tanaka, Naoki    Mgmt    For    For    For
2.9   Elect Director Ito, Ichiro    Mgmt    For    For    For
3   Appoint Statutory Auditor Saito, Katsutoshi    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Daimler AG

 

Meeting Date:    04/09/2014    Country:    Germany    Provider Security ID:    D1668R123
Record Date:       Meeting Type:    Annual    Ticker:    DAI

 

Shares Voted:   145,720      

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2013    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 2.25 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2013    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2013    Mgmt    For    For    For
5   Ratify KMPG AG as Auditors for Fiscal 2014    Mgmt    For    For    For
6   Approve Remuneration System for Management Board Members    Mgmt    For    For    For
7.1   Elect Bernd Bohr to the Supervisory Board    Mgmt    For    For    For
7.2   Elect Joe Kaeser to the Supervisory Board    Mgmt    For    For    For
7.3   Elect Bernd Pischetsrieder to the Supervisory Board    Mgmt    For    For    For
8   Approve Creation of EUR1 Billion of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
9   Amend Articles Re: Remuneration of Supervisory Board    Mgmt    For    Refer    For
10   Amend Affiliation Agreements with Subsidiaries    Mgmt    For    Refer    For
11   Approve Affiliation Agreements with Subsidiaries    Mgmt    For    Refer    For

Mediaset Espana Comunicacion SA

 

Meeting Date:    04/09/2014    Country:    Spain    Provider Security ID:    E7418Y101
Record Date:    04/04/2014    Meeting Type:    Annual    Ticker:    TL5

 

Shares Voted:   637,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Consolidated and Standalone Financial Statements    Mgmt    For    For    For
2   Approve Treatment of Net Loss    Mgmt    For    Refer    For
3   Approve Discharge of Board    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Mediaset Espana Comunicacion SA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.1.1   Reelect Alejandro Echevarría Busquet as Director    Mgmt    For    For    For
4.1.2   Reelect Fedele Confalonieri as Director    Mgmt    For    For    For
4.1.3   Reelect Giuliano Adreani as Director    Mgmt    For    For    For
4.1.4   Reelect Alfredo Messina as Director    Mgmt    For    For    For
4.1.5   Reelect Marco Giordani as Director    Mgmt    For    For    For
4.1.6   Reelect Paolo Vasile as Director    Mgmt    For    For    For
4.1.7   Reelect Giuseppe Tringali as Director    Mgmt    For    For    For
4.1.8   Reelect Helena Revoredo Delvecchio as Director    Mgmt    For    For    For
4.2   Elect Mario Rodríguez Valderas as Director    Mgmt    For    For    For
5   Approve Remuneration of Directors    Mgmt    For    Refer    For
6   Approve Stock-for-Salary    Mgmt    For    Refer    For
7   Approve Stock Option Plan    Mgmt    For    Refer    Against
8   Authorize Share Repurchase Program    Mgmt    For    For    For
9   Approve Remuneration Policy Report    Mgmt    For    Refer    Against
10   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Nestle SA

 

Meeting Date:    04/10/2014    Country:    Switzerland    Provider Security ID:    H57312649
Record Date:       Meeting Type:    Annual    Ticker:    NESN

 

Shares Voted:   202,920          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
1.2   Approve Remuneration Report (Non-Binding)    Mgmt    For    For    For
2   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of CHF 2.15 per Share    Mgmt    For    For    For
4   Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Nestle SA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5.1a   Reelect Peter Brabeck-Letmathe as Director    Mgmt    For    For    For
5.1b   Reelect Paul Bulcke as Director    Mgmt    For    For    For
5.1c   Reelect Andreas Koopmann as Director    Mgmt    For    For    For
5.1d   Reelect Rolf Haenggi as Director    Mgmt    For    For    For
5.1e   Reelect Beat Hess as Director    Mgmt    For    For    For
5.1f   Reelect Daniel Borel as Director    Mgmt    For    For    For
5.1g   Reelect Steven Hoch as Director    Mgmt    For    For    For
5.1h   Reelect Naina Lal Kidwai as Director    Mgmt    For    For    For
5.1i   Reelect Titia de Lange as Director    Mgmt    For    For    For
5.1j   Reelect Jean-Pierre Roth as Director    Mgmt    For    For    For
5.1k   Reelect Ann Veneman as Director    Mgmt    For    For    For
5.1l   Reelect Henri de Castries as Director    Mgmt    For    For    For
5.1m   Reelect Eva Cheng as Director    Mgmt    For    For    For
5.2   Elect Peter Brabeck-Letmathe as Board Chairman    Mgmt    For    For    For
5.3.1   Appoint Beat Hess as Member of the Compensation Committee    Mgmt    For    For    For
5.3.2   Appoint Daniel Borel as Member of the Compensation Committee    Mgmt    For    For    For
5.3.3   Appoint Andreas Koopmann as Member of the Compensation Committee    Mgmt    For    For    For
5.3.4   Appoint Jean-Pierre Roth as Member of the Compensation Committee    Mgmt    For    For    For
5.4   Ratify KMPG SA as Auditors    Mgmt    For    For    For
5.5   Designate Hartmann Dreyer as Independent Proxy    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Tim Participacoes S.A.

 

Meeting Date:    04/10/2014    Country:    Brazil    Provider Security ID:    P91536469
Record Date:       Meeting Type:    Annual    Ticker:    TIMP3

 

Shares Voted:   1,322,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013    Mgmt    For    For    For
2   Approve Capital Budget for Upcoming Fiscal Year    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends    Mgmt    For    For    For
4   Elect Fiscal Council Members    Mgmt    For    Refer    For
5   Approve Remuneration of Company’s Management    Mgmt    For    Refer    Against

Tim Participacoes S.A.

 

Meeting Date:    04/10/2014    Country:    Brazil    Provider Security ID:    P91536469
Record Date:       Meeting Type:    Special    Ticker:    TIMP3

 

Shares Voted:   1,322,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Stock Option Plan    Mgmt    For    Refer    For
2   Approve Prolonging of Cooperation and Support Agreement between Telecom Italia S.p.A., and Tim Celular S.A. and Intelig Telecomunicacoes Ltda.    Mgmt    For    Refer    For

Tim Participacoes S.A.

 

Meeting Date:    04/10/2014    Country:    Brazil    Provider Security ID:    P91536469
Record Date:    03/21/2014    Meeting Type:    Annual/Special    Ticker:    TIMP3

 

Shares Voted:   37,070          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Annual Meeting    Mgmt         
1   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Tim Participacoes S.A.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Approve Capital Budget for Upcoming Fiscal Year    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends    Mgmt    For    For    For
4   Elect Fiscal Council Members    Mgmt    For    For    For
5   Approve Remuneration of Company’s Management    Mgmt    For    Refer    Against
  Special Meeting    Mgmt         
1   Approve Stock Option Plan    Mgmt    For    Refer    For
2   Approve Prolonging of Cooperation and Support Agreement between Telecom Italia S.p.A., and Tim Celular S.A. and Intelig Telecomunicacoes Ltda.    Mgmt    For    Refer    For

Vinci

 

Meeting Date:    04/15/2014    Country:    France    Provider Security ID:    F5879X108
Record Date:    04/09/2014    Meeting Type:    Annual/Special    Ticker: DG   

 

Shares Voted:   99,550          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.77 per Share    Mgmt    For    For    For
4   Reelect Xavier Huillard as Director    Mgmt    For    For    Against
5   Reelect Yves-Thibault de Silguy as Director    Mgmt    For    For    For
6   Reelect Henri Saint Olive as Director    Mgmt    For    For    For
7   Reelect Qatari Diar Real Estate Investement Company as Director    Mgmt    For    For    For
8   Elect Marie-Christine Lombard as Director    Mgmt    For    For    For
9   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
10   Approve Additional Pension Scheme Agreement with Xavier Huillard    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Vinci

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11   Approve Severance Payment Agreement with Xavier Huillard    Mgmt    For    Refer    For
12   Approve Transaction with YTSeuropaconsultants Re: Services Agreement    Mgmt    For    Refer    For
13   Advisory Vote on Compensation of the Chairman and CEO    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
14   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
15   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
16   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    For    For
17   Amend Article 11 of Bylaws Re: Election of Representative of Employee    Mgmt    For    For    For
18   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

China Unicom (Hong Kong) Ltd

 

Meeting Date:    04/16/2014    Country:    Hong Kong    Provider Security ID:    Y1519S111
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    00762

 

Shares Voted:   5,470,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Declare Final Dividend    Mgmt    For    For    For
3a1   Elect Lu Yimin as Director    Mgmt    For    For    For
3a2   Elect Cheung Wing Lam Linus as Director    Mgmt    For    For    For
3a3   Elect Wong Wai Ming as Director    Mgmt    For    Refer    Against
3a4   Elect John Lawson Thornton as Director    Mgmt    For    Refer    Against
3b   Authorize Board to Fix Directors’ Remuneration    Mgmt    For    Refer    For
4   Reappoint Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

China Unicom (Hong Kong) Ltd

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
7   Authorize Reissuance of Repurchased Shares    Mgmt    For    Refer    Against
8   Adopt New Share Option Scheme    Mgmt    For    Refer    For

Hypermarcas S.A.

 

Meeting Date:    04/17/2014    Country:    Brazil    Provider Security ID:    P5230A101
Record Date:       Meeting Type:    Annual    Ticker:    HYPE3

 

Shares Voted:   1,496,200          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
3   Approve Increase in Board Size from 9 to 11 Members    Mgmt    For    Refer    For
4   Elect Directors    Mgmt    For    For    For
5   Approve Remuneration of Company’s Management    Mgmt    For    Refer    Against
6   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Bouygues

 

Meeting Date:    04/24/2014    Country:    France    Provider Security ID:    F11487125
Record Date:    04/16/2014    Meeting Type:    Annual/Special    Ticker:    EN

 

Shares Voted:   182,080          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Bouygues

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Treatment of Losses and Dividends of EUR 1.60 per Share (in Cash or Shares)    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    Against
5   Relect Herve Le Bouc as Director    Mgmt    For    For    For
6   Reelect Helman le Pas de Secheval as Director    Mgmt    For    For    For
7   Reelect Nonce Paolini as Director    Mgmt    For    For    For
8   Advisory Vote on Compensation of Martin Bouygues, Chairman and CEO    Mgmt    For    For    For
9   Advisory Vote on Compensation of Olivier    Mgmt    For    For    For
  Bouygues, Vice CEO            
10   Authorize Repurchase of Up to 5 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
11   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
12   Authorize up to 5 Percent of Issued Capital for Use in Stock Option Plans    Mgmt    For    Refer    Against
13   Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer    Mgmt    For    Against    Against
14   Allow Board to Use Authorizations and Delegations Granted Under Item 12 Above, and Under Items 17 to 25 and Item 28 of the April 25, 2013 General Meeting in the Event of a Public Tender Offer or Share Exchange Offer    Mgmt    For    Refer    Against
15   Amend Article 13 of Bylaws Re: Employee Representatives    Mgmt    For    For    For
16   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

CaixaBank SA

 

Meeting Date:    04/24/2014    Country:    Spain    Provider Security ID:    E2427M123
Record Date:    04/19/2014    Meeting Type:    Annual    Ticker:    CABK

 

Shares Voted:   1,825,061          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Consolidated and Standalone Financial Statements    Mgmt    For    For    For
2   Approve Discharge of Board    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends    Mgmt    For    For    For
4   Renew Appointment of Deloitte as Auditor    Mgmt    For    For    For
5.1   Ratify Appointment of and Elect Antonio Sáinz de Vicuña Barroso as Director    Mgmt    For    For    For
5.2   Reelect David K.P. Li as Director    Mgmt    For    For    For
5.3   Reelect Alain Minc as Director    Mgmt    For    For    For
5.4   Reelect Juan Rosell Lastortras as Director    Mgmt    For    For    For
5.5   Elect María Amparo Moraleda Martínez as Director    Mgmt    For    For    For
6   Amend Articles Re: Company Name and Corporate Purpose    Mgmt    For    For    For
7.1   Authorize Capitalization of Reserves for Scrip Dividends    Mgmt    For    For    For
7.2   Authorize Capitalization of Reserves for Scrip Dividends    Mgmt    For    For    For
7.3   Authorize Capitalization of Reserves for Scrip Dividends    Mgmt    For    For    For
7.4   Authorize Capitalization of Reserves for Scrip Dividends    Mgmt    For    For    For
8   Approve Remuneration of Directors    Mgmt    For    Refer    For
9   Approve 2014 Variable Remuneration Scheme    Mgmt    For    Refer    For
10   Fix Maximum Variable Compensation Ratio    Mgmt    For    Refer    For
11   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For
12   Advisory Vote on Remuneration Policy Report    Mgmt    For    For    For
13   Receive Audited Balance Sheets Re: Capitalization of Reserves    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

United Overseas Bank Limited

 

Meeting Date:    04/24/2014    Country:    Singapore    Provider Security ID:    Y9T10P105
Record Date:       Meeting Type:    Annual    Ticker:    U11

 

Shares Voted:   468,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Adopt Financial Statements and Directors’ and Auditors’ Reports    Mgmt    For    For    For
2   Declare Final Dividend and Special Dividend    Mgmt    For    For    For
3   Approve Directors’ Fees    Mgmt    For    Refer    For
4   Approve Fee to the Chairman Emeritus and Adviser of the Bank for the Period from January 2013 to December 2013    Mgmt    For    Refer    For
5   Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
6   Elect Wong Meng Meng as Director    Mgmt    For    For    For
7   Elect Willie Cheng Jue Hiang as Director    Mgmt    For    For    For
8   Elect Wee Cho Yaw as Director    Mgmt    For    For    For
9   Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights    Mgmt    For    Refer    For
10   Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme    Mgmt    For    For    For
11   Approve Issuance of Preference Shares    Mgmt    For    Refer    For
12   Authorize Share Repurchase Program    Mgmt    For    For    For

Grupo Financiero Banorte S.A.B. de C.V.

 

Meeting Date:    04/25/2014    Country:    Mexico    Provider Security ID:    P49501201
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    GFNORTEO

 

Shares Voted:  

1,314,100

         

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income    Mgmt    For    For    For
3.a1   Elect Guillermo Ortiz Martinez as Board Chairman    Mgmt    For    For    For
3.a2   Elect Graciela Gonzalez Moreno as Director    Mgmt    For    For    For
3.a3   Elect David Villarreal Montemayor as Director    Mgmt    For    For    For
3.a4   Elect Everardo Elizondo Almaguer as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Grupo Financiero Banorte S.A.B. de C.V.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.a5   Elect Alfredo Elias Ayub as Director    Mgmt    For    For    For
3.a6   Elect Herminio Blanco Mendoza as Director    Mgmt    For    For    For
3.a7   Elect Adrian Sada Cueva as Director    Mgmt    For    For    For
3.a8   Elect Patricia Armendariz Guerra as Director    Mgmt    For    For    For
3.a9   Elect Armando Garza Sada as Director    Mgmt    For    For    For
3.a10   Elect Hector Reyes Retana y Dahl as Director    Mgmt    For    For    For
3.a11   Elect Juan Carlos Braniff Hierro as Director    Mgmt    For    For    For
3.a12   Elect Miguel Aleman Magnani as Director    Mgmt    For    For    For
3.a13   Elect Alejandro Burillo Azcarraga as Director    Mgmt    For    For    For
3.a14   Elect Juan Antonio Gonzalez Moreno as Director    Mgmt    For    For    For
3.a15   Elect Alejandro Valenzuela del Rio as Director    Mgmt    For    For    For
3.a16   Elect Jesus O. Garza Martinez as Alternate Director    Mgmt    For    For    For
3.a17   Elect Alejandro Hank Gonzalez as Alternate Director    Mgmt    For    For    For
3.a18   Elect Jose Maria Garza Treviño as Alternate Director    Mgmt    For    For    For
3.a19   Elect Alberto Halabe Hamui as Alternate Director    Mgmt    For    For    For
3.a20   Elect Isaac Becker Kabacnik as Alternate Director    Mgmt    For    For    For
3.a21   Elect Manuel Aznar Nicolin as Alternate Director    Mgmt    For    For    For
3.a22   Elect Eduardo Livas Cantu as Alternate Director    Mgmt    For    For    For
3.a23   Elect Roberto Kelleher Vales as Alternate Director    Mgmt    For    For    For
3.a24   Elect Ramon A. Leal Chapa as Alternate Director    Mgmt    For    For    For
3.a25   Elect Julio Cesar Mendez Rubio as Alternate Director    Mgmt    For    For    For
3.a26   Elect Guillermo Mascareñas Milmo as Alternate Director    Mgmt    For    For    For
3.a27   Elect Lorenzo Lazo Margain as Alternate Director    Mgmt    For    For    For
3.a28   Elect Alejandro Orvañanos Alatorre as Alternate Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Grupo Financiero Banorte S.A.B. de C.V.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.a29   Elect Juan Antonio Gonzalez Marcos as Alternate Director    Mgmt    For    For    For
3.a30   Elect Jose Marcos Ramirez Miguel as Alternate Director    Mgmt    For    For    For
3.b   Approve Directors Liability and Indemnification    Mgmt    For    For    For
3.c   Elect Hector Avila Flores as Board Secretary; Elect Jose Morales Martinez as Undersecretary Who Will Not Be Part of Board    Mgmt    For    For    For
4   Approve Remuneration of Directors    Mgmt    For    Refer    For
5.a   Elect Hector Reyes Retana y Dahl as Chairman of Audit and Corporate Practices Committee    Mgmt    For    Refer    For
5.b   Elect Herminio Blanco Mendoza as Member of Audit and Corporate Practices Committee    Mgmt    For    Refer    For
5.c   Elect Manuel Aznar Nicolin as Member of Audit and Corporate Practices Committee    Mgmt    For    Refer    For
5.d   Elect Patricia Armendariz Guerra as Member of Audit and Corporate Practices Committee    Mgmt    For    Refer    For
5.e   Elect Julio Cesar Mendez Rubio as Member of Audit and Corporate Practices Committee    Mgmt    For    Refer    For
6.a   Elect Juan Carlos Braniff Hierro as Chairman of Risk Policies Committee    Mgmt    For    For    For
6.b   Elect Alfredo Elias Ayub as Member of Risk Policies Committee    Mgmt    For    For    For
6.c   Elect Hector Reyes Retana y Dahl as Member of Risk Policies Committee    Mgmt    For    For    For
6.d   Elect Everardo Elizondo Almaguer as Member of Risk Policies Committee    Mgmt    For    For    For
6.e   Elect Eduardo Livas Cantu as Member of Risk Policies Committee    Mgmt    For    For    For
6.f   Elect Manuel Aznar Nicolin as Member of Risk Policies Committee    Mgmt    For    For    For
6.g   Elect Alejandro Valenzuela del Rio as Member of Risk Policies Committee    Mgmt    For    For    For
6.h   Elect Manuel Romo Villafuerte as Member of Risk Policies Committee    Mgmt    For    For    For
6.i   Elect Fernando Solis Soberon as Member of Risk Policies Committee    Mgmt    For    For    For
6.j   Elect Gerardo Zamora Nañez as Member of Risk Policies Committee    Mgmt    For    For    For
6.k   Elect Jose Marcos Ramirez Miguel as Member of Risk Policies Committee    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Grupo Financiero Banorte S.A.B. de C.V.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6.l   Elect David Aaron Margolin Schabes as Secretary of Risk Policies Committee    Mgmt    For    For    For
7   Approve Report on Share Repurchase; Set Aggregate Nominal Amount of Share Repurchase Program    Mgmt    For    For    For
8   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

GDF Suez

 

Meeting Date:    04/28/2014    Country:    France    Provider Security ID:    F42768105
Record Date:    04/22/2014    Meeting Type:    Annual/Special    Ticker:    GSZ

 

Shares Voted:   311,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.50 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions Regarding New Transactions    Mgmt    For    For    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Renew Appointment of Ernst and Young et Autres as Auditor    Mgmt    For    For    For
7   Renew Appointment of Deloitte and Associes as Auditor    Mgmt    For    For    For
8   Renew Appointment of Auditex as Alternate Auditor    Mgmt    For    For    For
9   Renew Appointment of BEAS as Alternate Auditor    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
10   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

GDF Suez

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million    Mgmt    For    For    For
12   Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 225 Million    Mgmt    For    For    For
13   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
14   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
15   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
16   Authorize Capital Issuances for Use in Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries    Mgmt    For    For    For
17   Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 265 Million    Mgmt    For    For    For
18   Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
19   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
20   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan    Mgmt    For    Refer    For
21   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for a few Employees and Corporate Officers    Mgmt    For    Refer    For
22   Allow Loyalty Dividends to Long-Term Registered Shareholders, and Amend Article 26 Accordingly    Mgmt    For    Refer    Against
23   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For
  Ordinary Business    Mgmt         
24   Advisory Vote on Compensation of Gerard Mestrallet, Chairman and CEO    Mgmt    For    Refer    For
25   Advisory Vote on Compensation of Jean-Francois Cirelli, Vice-Chairman and    Mgmt    For    Refer    For
  Shareholder Proposals Submitted by Link France FCPE, French employee mutual fund    Mgmt         
A   Approve Dividends of EUR 0.83 per Share    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Bayer AG

 

Meeting Date:    04/29/2014    Country:    Germany    Provider Security ID:    D0712D163
Record Date:       Meeting Type:    Annual    Ticker:    BAYN

 

Shares Voted:   104,440          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Recive Annual Financial Statements and Statutory Reports for Fiscal 2013 and Approve Allocation of Income and Dividends of EUR 2.10 per Share    Mgmt    For    For    For
2   Approve Discharge of Management Board for Fiscal 2013    Mgmt    For    For    For
3   Approve Discharge of Supervisory Board for Fiscal 2013    Mgmt    For    For    For
4a   Elect Simone Bagel-Trah to the Supervisory Board    Mgmt    For    For    For
4b   Elect Ernst-Ludwig Winnacker to the Supervisory Board    Mgmt    For    For    For
5   Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
6   Approve Creation of EUR 211.7 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
7   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    For
8a   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
8b   Authorize Use of Financial Derivatives when Repurchasing Shares    Mgmt    For    Refer    For
9a   Approve Affiliation Agreement with Subsidiary Bayer Business Services GmbH    Mgmt    For    Refer    For
9b   Approve Affiliation Agreement with Subsidiary Bayer Technology Services GmbH    Mgmt    For    Refer    For
9c   Approve Affiliation Agreement with Subsidiary Bayer US IP GmbH    Mgmt    For    Refer    For
9d   Approve Affiliation Agreement with Subsidiary Bayer Bitterfeld GmbH    Mgmt    For    Refer    For
9e   Approve Affiliation Agreement with Subsidiary Bayer Innovation GmbH    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Bayer AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9f   Approve Affiliation Agreement with Subsidiary Bayer Real Estate GmbH    Mgmt    For    Refer    For
9g   Approve Affiliation Agreement with Subsidiary Erste K-W-A Beteiligungsgesellschaft mbH    Mgmt    For    Refer    For
9h   Approve Affiliation Agreement with Subsidiary Zweite K-W-A Beteiligungsgesellschaft mbH    Mgmt    For    Refer    For
10   Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014    Mgmt    For    For    For

Grupo Televisa S.A.B.

 

Meeting Date:    04/29/2014    Country:    Mexico    Provider Security ID:    P4987V137
Record Date:    04/21/2014    Meeting Type:    Annual/Special    Ticker:    TLEVISACPO

 

Shares Voted:   245,980          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
  Special Meeting for Series L Shares    Mgmt         
1   Elect or Ratify Directors Representing Series L Shareholders    Mgmt    For    For    For
2   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For
  Special Meeting for Series D Shares    Mgmt         
1   Elect or Ratify Directors Representing Series D Shareholders    Mgmt    For    For    For
2   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For
  Annual Meeting for Series A and B Shares Who are Mexican Nationals Have Voting Rights    Mgmt         
1   Approve Financial Statements and Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements; Approve Discharge of Directors, CEO and Board Committees    Mgmt    For    For    For
2   Present Report on Compliance with Fiscal Obligations    Mgmt    For    For    For
3   Approve Allocation of Income    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Grupo Televisa S.A.B.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Set Aggregate Nominal Amount for Share Repurchase and Receive Report on Board’s Decision on Share Repurchase, Sale of Treasury Shares, and Share Plan    Mgmt    For    For    For
5   Elect or Ratify Members of Board, Secretary and Other Officers    Mgmt    For    For    For
6   Elect or Ratify Members of Executive Committee    Mgmt    For    For    For
7   Elect or Ratify Chairman of Audit Committee and Corporate Practices Committee    Mgmt    For    Refer    For
8   Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, and Secretary    Mgmt    For    Refer    For
9   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Shire plc

 

Meeting Date:    04/29/2014    Country:    United Kingdom    Provider Security ID:    G8124V108
Record Date:    04/27/2014    Meeting Type:    Annual    Ticker:    SHP

 

Shares Voted:   488,430          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Elect Dominic Blakemore as Director    Mgmt    For    For    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Re-elect Dr Steven Gillis as Director    Mgmt    For    For    For
7   Re-elect Dr David Ginsburg as Director    Mgmt    For    For    For
8   Re-elect David Kappler as Director    Mgmt    For    For    For
9   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
10   Re-elect Anne Minto as Director    Mgmt    For    For    For
11   Re-elect Dr Flemming Ornskov as Director    Mgmt    For    For    For
12   Re-elect David Stout as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Shire plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
14   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15   Approve Increase in Borrowing Powers    Mgmt    For    Refer    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Rolls-Royce Holdings plc

 

Meeting Date:    05/01/2014    Country:    United Kingdom    Provider Security ID:    G76225104
Record Date:    04/29/2014    Meeting Type:    Annual    Ticker:    RR.

 

Shares Voted:   444,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Elect Lee Hsien Yang as Director    Mgmt    For    For    For
5   Elect Warren East as Director    Mgmt    For    For    For
6   Re-elect Ian Davis as Director    Mgmt    For    For    For
7   Re-elect John Rishton as Director    Mgmt    For    For    For
8   Re-elect Dame Helen Alexander as Director    Mgmt    For    For    For
9   Re-elect Lewis Booth as Director    Mgmt    For    For    For
10   Re-elect Sir Frank Chapman as Director    Mgmt    For    For    For
11   Re-elect James Guyette as Director    Mgmt    For    For    For
12   Re-elect John McAdam as Director    Mgmt    For    For    For
13   Re-elect Mark Morris as Director    Mgmt    For    For    For
14   Re-elect John Neill as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Rolls-Royce Holdings plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

15   Re-elect Colin Smith as Director    Mgmt    For    For    For
16   Re-elect Jasmin Staiblin as Director    Mgmt    For    For    For
17   Appoint KPMG LLP as Auditors    Mgmt    For    For    For
18   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
19   Approve Payment to Shareholders    Mgmt    For    For    For
20   Approve EU Political Donations and Expenditure    Mgmt    For    For    For
21   Approve Performance Share Plan    Mgmt    For    Refer    For
22   Approve Deferred Share Bonus Plan    Mgmt    For    Refer    For
23   Approve Increase in Aggregate Compensation Ceiling for Non-executive Directors    Mgmt    For    Refer    For
24   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
25   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
26   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Sanofi

 

Meeting Date:    05/05/2014    Country:    France    Provider Security ID:    F5548N101
Record Date:    04/28/2014    Meeting Type:    Annual    Ticker:    SAN

 

Shares Voted:   109,030          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.80 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5   Reelect Christopher Viehbacher as Director    Mgmt    For    For    For
6   Reelect Robert Castaigne as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Sanofi

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7   Reelect Christian Mulliez as Director    Mgmt    For    For    For
8   Elect Patrick Kron as Director    Mgmt    For    For    For
9   Advisory Vote on Compensation of Serge Weinberg, Chairman    Mgmt    For    For    For
10   Advisory Vote on Compensation of Christopher Viehbacher, CEO    Mgmt    For    For    For
11   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
12   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Investor AB

 

Meeting Date:    05/06/2014    Country:    Sweden    Provider Security ID:    W48102128
Record Date:    04/29/2014    Meeting Type:    Annual    Ticker:    INVE B

 

Shares Voted:   279,430          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Chairman of Meeting    Mgmt    For    For    For
2   Prepare and Approve List of Shareholders    Mgmt    For    For    For
3   Approve Agenda of Meeting    Mgmt    For    For    For
4   Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    For
5   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
6   Receive Financial Statements and Statutory Reports    Mgmt         
7   Receive President’s Report    Mgmt         
8   Receive Board and Board Committee Reports    Mgmt         
9   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
10   Approve Discharge of Board and President    Mgmt    For    For    For
11   Approve Allocation of Income and Dividends of SEK 8.00 Per Share    Mgmt    For    For    For
12a   Determine Number of Members (13) and Deputy Members (0) of Board    Mgmt    For    Refer    For
12b   Determine Number of Auditors (1) and Deputy Auditors (0)    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Investor AB

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13a   Approve Remuneration of Directors in the Amount of SEK 2.2 Million for Chairman and SEK 580,000 for Other Directors; Approve Remuneration for Committee Work    Mgmt    For    Refer    For
13b   Approve Remuneration of Auditors    Mgmt    For    For    For
14   Reelect J. Ackermann, G. Brock, S. Carlsson, B. Ekholm, T. Johnstone, G. Skaugen, O. Sexton, H. Straberg, L. Torell, J. Wallenberg, M. Wallenberg, and P. Wallenberg Jr as Directors; Elect Magdalena Gerger as New Director    Mgmt    For    For    For
15   Ratify Deloitte as Auditors    Mgmt    For    For    For
16a   Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    For    For
16b   Approve 2014 Long-Term Incentive Program    Mgmt    For    Refer    For
17a   Authorize Repurchase of Issued Share Capital and Reissuance of Repurchased Shares for General Purposes and in Support of Long-Term Incentive Program and Synthetic Share Program for Board of Directors    Mgmt    For    Refer    For
17b   Authorize Reissuance of up to 1.1 Million Repurchased Shares in Support of Long-Term Incentive Program    Mgmt    For    Refer    For
  Shareholder Proposals Submitted by Leif Malmborg AB    Mgmt         
18   Liquidate Investor AB and Distribute All Shareholdings of the Company to its Shareholders    SH    Against    Refer    Against
19   Close Meeting    Mgmt         

Cap Gemini

 

Meeting Date:    05/07/2014    Country:    France    Provider Security ID:    F13587120
Record Date:    04/30/2014    Meeting Type:    Annual/Special    Ticker:    CAP

 

Shares Voted:   121,520          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Cap Gemini

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Acknowledge Auditors’ Special Report Mentioning the Absence of Related-Party Transactions    Mgmt    For    Refer    For
4   Approve Allocation of Income and Dividends of EUR 1.10 per Share    Mgmt    For    For    For
5   Advisory Vote on Compensation of Paul Hermelin, Chairman and CEO    Mgmt    For    For    For
6   Renew Appointment of PricewaterhouseCoopers Audit as Auditor    Mgmt    For    For    For
7   Renew Appointment of KPMG SA as Auditor    Mgmt    For    For    For
8   Appoint Jean-Christophe Georghiou as Alternate Auditor    Mgmt    For    For    For
9   Appoint KPMG Audit I.S. SAS as Alternate Auditor    Mgmt    For    For    For
10   Ratify Appointment of Anne Bouverot as Director    Mgmt    For    For    For
11   Reelect Serge Kampf as Director    Mgmt    For    For    For
12   Reelect Paul Hermelin as Director    Mgmt    For    For    For
13   Reelect Yann Delabriere as Director    Mgmt    For    For    For
14   Reelect Laurence Dors as Director    Mgmt    For    For    For
15   Reelect Phil Laskawy as Director    Mgmt    For    For    For
16   Elect Xavier Musca as Director    Mgmt    For    For    For
17   Reelect Bruno Roger as Director    Mgmt    For    For    For
18   Elect Caroline Watteeuw-Carlisle as Director    Mgmt    For    For    For
19   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
21   Authorize Capitalization of Reserves of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
22   Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 23 to 29 at EUR 500 Million and Under Items 24 to 29 at EUR 125 Million    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Cap Gemini

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting Policy Rec

  

Vote Instruction

23   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million    Mgmt    For    For    For
24   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 125 Million    Mgmt    For    For    For
25   Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 125 Million    Mgmt    For    Refer    For
26   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 24 and 25    Mgmt    For    Refer    For
27   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    Refer    For
28   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    Refer    For
29   Authorize Capital Increase of Up to EUR 125 Million for Future Exchange Offers    Mgmt    For    For    For
30   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
31   Authorize Capital Issuances for Use in Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries    Mgmt    For    For    For
32   Amend Article 11.2 of Bylaws Re: Shareholding Requirements for Directors    Mgmt    For    Refer    Against
33   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

GlaxoSmithKline plc

 

Meeting Date:    05/07/2014    Country:    United Kingdom    Provider Security ID:    G3910J112
Record Date:    05/02/2014    Meeting Type:    Annual    Ticker:    GSK

 

Shares Voted:   386,970          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Re-elect Sir Christopher Gent as Director    Mgmt    For    For    For
5   Re-elect Sir Andrew Witty as Director    Mgmt    For    For    For
6   Re-elect Sir Roy Anderson as Director    Mgmt    For    For    For
7   Re-elect Dr Stephanie Burns as Director    Mgmt    For    For    For
8   Re-elect Stacey Cartwright as Director    Mgmt    For    For    For
9   Re-elect Simon Dingemans as Director    Mgmt    For    For    For
10   Re-elect Lynn Elsenhans as Director    Mgmt    For    For    For
11   Re-elect Judy Lewent as Director    Mgmt    For    For    For
12   Re-elect Sir Deryck Maughan as Director    Mgmt    For    For    For
13   Re-elect Dr Daniel Podolsky as Director    Mgmt    For    For    For
14   Re-elect Dr Moncef Slaoui as Director    Mgmt    For    For    For
15   Re-elect Tom de Swaan as Director    Mgmt    For    For    For
16   Re-elect Jing Ulrich as Director    Mgmt    For    For    For
17   Re-elect Hans Wijers as Director    Mgmt    For    For    For
18   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
19   Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
20   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
21   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
23   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
24   Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    Mgmt    For    Refer    For
25   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Koninklijke DSM NV

 

Meeting Date:    05/07/2014    Country:    Netherlands    Provider Security ID:    N5017D122
Record Date:    04/09/2014    Meeting Type:    Annual    Ticker:    DSM

 

Shares Voted:   112,510          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting    Mgmt         
1   Open Meeting    Mgmt         
2   Receive Report of Management Board (Non-Voting)    Mgmt         
3   Discuss Remuneration Report    Mgmt         
4   Adopt Financial Statements    Mgmt    For    For    For
5a   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
5b   Approve Dividends of EUR 1.65 Per Share    Mgmt    For    For    For
6a   Approve Discharge of Management Board    Mgmt    For    For    For
6b   Approve Discharge of Supervisory Board    Mgmt    For    For    For
7a   Reelect R-D Schwalb to Executive Board    Mgmt    For    For    For
7b   Eelect G. Matchett to Executive Board    Mgmt    For    For    For
8a   Reelect R. Routs to Supervisory Board    Mgmt    For    For    For
8b   Reelect T. de Swaan to Supervisory Board    Mgmt    For    For    For
9   Ratify KPMG Accountants as Auditors Re: Financial Years 2015, 2016, and 2017    Mgmt    For    For    For
10a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger    Mgmt    For    For    For
10b   Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a    Mgmt    For    For    For
11   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
12   Approve Cancellation of Shares    Mgmt    For    For    For
13   Allow Questions    Mgmt         
14   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

L Air Liquide

 

Meeting Date:    05/07/2014    Country:    France    Provider Security ID:    F01764103
Record Date:    04/30/2014    Meeting Type:    Annual/Special    Ticker:    AI

 

Shares Voted:   55,010          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.55 per Share    Mgmt    For    For    For
4   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5   Reelect Benoit Potier as Director    Mgmt    For    For    For
6   Reelect Paul Skinner as Director    Mgmt    For    For    For
7   Reelect Jean-Paul Agon as Director    Mgmt    For    For    For
8   Elect Sin Leng Low as Director    Mgmt    For    For    For
9   Elect Annette Winkler as Director    Mgmt    For    For    For
10   Approve Agreement with Benoit Potier    Mgmt    For    Refer    For
11   Approve Agreement with Pierre Dufour    Mgmt    For    Refer    For
12   Advisory Vote on Compensation of Benoit Potier    Mgmt    For    For    For
13   Advisory Vote on Compensation of Pierre Dufour    Mgmt    For    For    For
14   Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million    Mgmt    For    Refer    For
  Extraordinary Business    Mgmt         
15   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
16   Authorize Capitalization of Reserves of Up to EUR 250 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
17   Amend Article 11 of Bylaws Re: Employee Shareholder Representatives    Mgmt    For    For    For
18   Amend Article 13 of Bylaws Re: Lead Director    Mgmt    For    Refer    For
19   Amend Article 21 of Bylaws Re: Allocation of Income    Mgmt    For    Refer    For
  Ordinary Business    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

L Air Liquide

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

20   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Reckitt Benckiser Group plc

 

Meeting Date:    05/07/2014    Country:    United Kingdom    Provider Security ID:    G74079107
Record Date:    05/02/2014    Meeting Type:    Annual    Ticker:    RB.

 

Shares Voted:   101,910          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    Refer    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Re-elect Adrian Bellamy as Director    Mgmt    For    For    For
6   Re-elect Peter Harf as Director    Mgmt    For    For    For
7   Re-elect Adrian Hennah as Director    Mgmt    For    For    For
8   Re-elect Kenneth Hydon as Director    Mgmt    For    For    For
9   Re-elect Rakesh Kapoor as Director    Mgmt    For    For    For
10   Re-elect Andre Lacroix as Director    Mgmt    For    For    For
11   Re-elect Judith Sprieser as Director    Mgmt    For    For    For
12   Re-elect Warren Tucker as Director    Mgmt    For    For    For
13   Elect Nicandro Durante as Director    Mgmt    For    For    For
14   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
15   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Approve EU Political Donations and Expenditure    Mgmt    For    For    For
17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Reckitt Benckiser Group plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

20   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Credit Suisse Group AG

 

Meeting Date:    05/09/2014    Country:    Switzerland    Provider Security ID:    H3698D419
Record Date:       Meeting Type:    Annual    Ticker:    CSGN

 

Shares Voted:   237,770          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Receive Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
1.2   Approve Remuneration Report (Non-Binding)    Mgmt    For    For    For
1.3   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3.1   Approve Allocation of Income    Mgmt    For    For    For
3.2   Approve Dividends of CHF 0.70 per Share from Capital Contributions Reserves    Mgmt    For    For    For
4   Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies    Mgmt    For    For    For
5   Reserve Additional CHF 1.2 Million in Nominal Share Capital for Pool of Conditional Capital without Preemptive Rights for Employee Stock Option Programs    Mgmt    For    Refer    Against
6.1.a   Reelect Urs Rohner as Director and Board Chairman    Mgmt    For    For    For
6.1.b   Reelect Jassim Al Thani as Director    Mgmt    For    For    For
6.1.c   Reelect Iris Bohnet as Director    Mgmt    For    For    For
6.1.d   Reelect Noreen Doyle as Director    Mgmt    For    For    For
6.1.e   Reelect Jean-Daniel Gerber as Director    Mgmt    For    For    For
6.1.f   Reelect Andreas Koopmann as Director    Mgmt    For    For    For
6.1.g   Reelect Jean Lanier as Director    Mgmt    For    For    For
6.1.h   Reelect Kai Nargolwala as Director    Mgmt    For    For    For
6.1.i   Reelect Anton van Rossum as Director    Mgmt    For    For    For
6.1.j   Reelect Richard Thornburgh as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Credit Suisse Group AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6.1.k   Reelect John Tiner as Director    Mgmt    For    For    For
6.1.l   Reelect Severin Schwan as Director    Mgmt    For    For    For
6.1.m   Reelect Sebastian Thrun as Director    Mgmt    For    For    For
6.2.1   Appoint Iris Bohnet as Member of the Compensation Committee    Mgmt    For    For    For
6.2.2   Appoint Andreas Koopmann as Member of the Compensation Committee    Mgmt    For    For    For
6.2.3   Appoint Jean Lanier as Member of the Compensation Committee    Mgmt    For    For    For
6.2.4   Appoint Kai Nargolwala as Member of the Compensation Committee    Mgmt    For    For    For
6.3   Ratify KPMG AG as Auditors    Mgmt    For    For    For
6.4   Ratify BDO AG as Special Auditors    Mgmt    For    For    For
6.5   Designate Andreas Keller as Independent Proxy    Mgmt    For    For    For
7   Transact Other Business (Voting)    Mgmt    For    Against    Against

ING Groep NV

 

Meeting Date:    05/12/2014    Country:    Netherlands    Provider Security ID:    N4578E413
Record Date:    04/14/2014    Meeting Type:    Annual    Ticker:    INGA

 

Shares Voted:   984,460          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting    Mgmt         
1   Open Meeting and Announcements    Mgmt         
2a   Receive Report of Management Board (Non-Voting)    Mgmt         
2b   Receive Report of Supervisory Board (Non-Voting)    Mgmt         
2c   Discuss Remuneration Report    Mgmt         
2d   Approve Amendments to Remuneration Policy for Management Board Members    Mgmt    For    For    For
2e   Adopt Financial Statements    Mgmt    For    For    For
3   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

ING Groep NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4a   Discussion on Company’s Corporate Governance Structure    Mgmt         
4b   Increase Share Capital by EUR 13 Billion by Reduction in Share Premium Reserve and Increase Nominal per Share    Mgmt    For    Refer    For
4c   Decrease Share Capital by EUR 13 Billion by Reduction in Nominal Value per Share and With Repayment of Capital in Kind to Shareholders    Mgmt    For    Refer    For
4d   Amend Articles Re: Representation of the Board    Mgmt    For    For    For
5   Receive Announcements on Sustainability    Mgmt         
6a   Approve Discharge of Management Board    Mgmt    For    For    For
6b   Approve Discharge of Supervisory Board    Mgmt    For    For    For
7   Elect Eric Boyer de la Giroday to Supervisory Board    Mgmt    For    For    For
8a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights    Mgmt    For    For    For
8b   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights    Mgmt    For    For    For
9a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
9b   Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring    Mgmt    For    For    For
10   Other Business (Non-Voting) and Closing    Mgmt         

Coca-Cola Amatil Ltd.

 

Meeting Date:    05/13/2014    Country:    Australia    Provider Security ID:    Q2594P146
Record Date:    05/11/2014    Meeting Type:    Annual    Ticker:    CCL

 

Shares Voted:   1,016,710          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve the Remuneration Report    Mgmt    For    For    For
2a   Elect Wallace Macarthur King as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Coca-Cola Amatil Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2b   Elect David Edward Meiklejohn as Director    Mgmt    For    For    For
2c   Elect Krishnakumar Thirumalai as Director    Mgmt    For    For    For
3   Approve the Grant of 209,798 Shares to A M Watkins, Executive Director of the Company    Mgmt    For    Refer    For

Unilever plc

 

Meeting Date:    05/14/2014    Country:    United Kingdom    Provider Security ID:    G92087165
Record Date:    05/12/2014    Meeting Type:    Annual    Ticker:    ULVR

 

Shares Voted:   236,747          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Re-elect Paul Polman as Director    Mgmt    For    For    For
5   Re-elect Jean-Marc Huet as Director    Mgmt    For    For    For
6   Re-elect Laura Cha as Director    Mgmt    For    For    For
7   Re-elect Louise Fresco as Director    Mgmt    For    For    For
8   Re-elect Ann Fudge as Director    Mgmt    For    For    For
9   Re-elect Dr Byron Grote as Director    Mgmt    For    For    For
10   Re-elect Mary Ma as Director    Mgmt    For    For    For
11   Re-elect Hixonia Nyasulu as Director    Mgmt    For    For    For
12   Re-elect Sir Malcolm Rifkind as Director    Mgmt    For    For    For
13   Re-elect John Rishton as Director    Mgmt    For    For    For
14   Re-elect Kees Storm as Director    Mgmt    For    For    For
15   Re-elect Michael Treschow as Director    Mgmt    For    For    For
16   Re-elect Paul Walsh as Director    Mgmt    For    For    For
17   Elect Feike Sijbesma as Director    Mgmt    For    For    For
18   Appoint KPMG LLP as Auditors    Mgmt    For    For    For
19   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Unilever plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

20   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
23   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
24   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

BG Group plc

 

Meeting Date:    05/15/2014    Country:    United Kingdom    Provider Security ID:    G1245Z108
Record Date:    05/13/2014    Meeting Type:    Annual    Ticker:    BG.

 

Shares Voted:   384,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    Refer    Against
4   Approve Final Dividend    Mgmt    For    For    For
5   Elect Simon Lowth as Director    Mgmt    For    For    For
6   Elect Pam Daley as Director    Mgmt    For    For    For
7   Elect Martin Ferguson as Director    Mgmt    For    For    For
8   Re-elect Vivienne Cox as Director    Mgmt    For    For    For
9   Re-elect Chris Finlayson as Director    Mgmt         
10   Re-elect Andrew Gould as Director    Mgmt    For    For    For
11   Re-elect Baroness Hogg as Director    Mgmt    For    For    For
12   Re-elect Dr John Hood as Director    Mgmt    For    For    For
13   Re-elect Caio Koch-Weser as Director    Mgmt    For    For    For
14   Re-elect Lim Haw-Kuang as Director    Mgmt    For    For    For
15   Re-elect Sir David Manning as Director    Mgmt    For    For    For
16   Re-elect Mark Seligman as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

BG Group plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

17   Re-elect Patrick Thomas as Director    Mgmt    For    For    For
18   Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
19   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
20   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
21   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
23   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
24   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Petrofac Ltd

 

Meeting Date:    05/15/2014    Country:    United Kingdom    Provider Security ID:    G7052T101
Record Date:    05/13/2014    Meeting Type:    Annual    Ticker:    PFC

 

Shares Voted:   347,150          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    Refer    For
4   Approve Remuneration Report    Mgmt    For    For    For
5   Elect Kathleen Hogenson as Director    Mgmt    For    For    For
6   Re-elect Norman Murray as Director    Mgmt    For    For    For
7   Re-elect Thomas Thune Andersen as Director    Mgmt    For    For    For
8   Re-elect Stefano Cao as Director    Mgmt    For    For    For
9   Re-elect Roxanne Decyk as Director    Mgmt    For    For    For
10   Re-elect Rene Medori as Director    Mgmt    For    For    For
11   Re-elect Rijnhard van Tets as Director    Mgmt    For    For    For
12   Re-elect Ayman Asfari as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Petrofac Ltd

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13   Re-elect Marwan Chedid as Director    Mgmt    For    For    For
14   Re-elect Tim Weller as Director    Mgmt    For    For    For
15   Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
16   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For
21   Approve Performance Share Plan    Mgmt    For    Refer    For
22   Approve Deferred Bonus Share Plan    Mgmt    For    Refer    For
23   Approve Share Incentive Plan    Mgmt    For    Refer    For

Prudential plc

 

Meeting Date:    05/15/2014    Country:    United Kingdom    Provider Security ID:    G72899100
Record Date:    05/13/2014    Meeting Type:    Annual    Ticker:    PRU

 

Shares Voted:   353,750          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Elect Pierre-Olivier Bouee as Director    Mgmt    For    For    For
6   Elect Jacqueline Hunt as Director    Mgmt    For    For    For
7   Elect Anthony Nightingale as Director    Mgmt    For    For    For
8   Elect Alice Schroeder as Director    Mgmt    For    For    For
9   Re-elect Sir Howard Davies as Director    Mgmt    For    For    For
10   Re-elect Ann Godbehere as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Prudential plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11   Re-elect Alexander Johnston as Director    Mgmt    For    For    For
12   Re-elect Paul Manduca as Director    Mgmt    For    For    For
13   Re-elect Michael McLintock as Director    Mgmt    For    For    For
14   Re-elect Kaikhushru Nargolwala as Director    Mgmt    For    For    For
15   Re-elect Nicolaos Nicandrou as Director    Mgmt    For    For    For
16   Re-elect Philip Remnant as Director    Mgmt    For    For    For
17   Re-elect Barry Stowe as Director    Mgmt    For    For    For
18   Re-elect Tidjane Thiam as Director    Mgmt    For    For    For
19   Re-elect Lord Turnbull as Director    Mgmt    For    For    For
20   Re-elect Michael Wells as Director    Mgmt    For    For    For
21   Appoint KPMG LLP as Auditors    Mgmt    For    For    For
22   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
23   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
24   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
25   Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares    Mgmt    For    For    For
26   Authorise Issue of Preference Shares    Mgmt    For    For    For
27   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
28   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
29   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Cheung Kong (Holdings) Limited

 

Meeting Date:    05/16/2014    Country:    Hong Kong    Provider Security ID:    Y13213106
Record Date:    05/12/2014    Meeting Type:    Annual    Ticker:    00001

 

Shares Voted:   788,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Cheung Kong (Holdings) Limited

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Declare Final Dividend    Mgmt    For    For    For
3a   Elect Li Ka-shing as Director    Mgmt    For    For    For
3b   Elect Chung Sun Keung, Davy as Director    Mgmt    For    For    For
3c   Elect Pau Yee Wan, Ezra as Director    Mgmt    For    For    For
3d   Elect Frank John Sixt as Director    Mgmt    For    For    For
3e   Elect George Colin Magnus as Director    Mgmt    For    For    For
3f   Elect Simon Murray as Director    Mgmt    For    For    For
3g   Elect Cheong Ying Chew, Henry as Director    Mgmt    For    For    For
4   Appoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5a   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
5b   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5c   Authorize Reissuance of Repurchased Shares    Mgmt    For    Refer    Against
6   Adopt New Articles of Association    Mgmt    For    For    For

Fresenius SE & Co KGaA

 

Meeting Date:    05/16/2014    Country:    Germany    Provider Security ID:    D27348123
Record Date:    04/24/2014    Meeting Type:    Annual    Ticker:    FRE

 

Shares Voted:   63,320          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends of EUR 1.25 per Share    Mgmt    For    For    For
3   Approve Discharge of Personally Liable Partner for Fiscal 2013    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2013    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2014    Mgmt    For    For    For
6   Amend Affiliation Agreements with Subsidiaries    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Fresenius SE & Co KGaA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7   Approve Capitalization of Reserves by Issuing 2 New Shares for Every Existing Share; Approve Connected Stock Option Plan Amendment, Proportionate Increase of Capital Pools, and Adjustment of the Variable Compensation Element for Supervisory Board Members    Mgmt    For    For    For
8   Approve Creation of EUR 121 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
9   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Million; Approve Creation of EUR 49 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    For
10   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
11   Authorize Use of Financial Derivatives when Repurchasing Shares    Mgmt    For    Refer    For

Total SA

 

Meeting Date:    05/16/2014    Country:    France    Provider Security ID:    F92124100
Record Date:    05/12/2014    Meeting Type:    Annual/Special    Ticker:    FP

 

Shares Voted:   323,838          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.38 per Share    Mgmt    For    For    For
4   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5   Reelect Patricia Barbizet as Director    Mgmt    For    For    For
6   Reelect Marie-Christine Coisne-Roquette as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7   Reelect Paul Desmarais Jr as Director    Mgmt    For    For    For
8   Reelect Barbara Kux as Director    Mgmt    For    For    For
9   Advisory Vote on Compensation of Christophe de Margerie    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
10   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
11   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million    Mgmt    For    For    For
12   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11    Mgmt    For    For    For
13   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
14   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
15   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries    Mgmt    For    For    For
16   Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    Refer    For
17   Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives    Mgmt    For    For    For
18   Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board    Mgmt    For    Refer    For
19   Amend Article 15 of Bylaws Re: Age Limit for CEO    Mgmt    For    Refer    For
20   Amend Article 17 of Bylaws Re: Proxy Voting    Mgmt    For    For    For
  Shareholder Proposals Submitted by UES Amont Total Workers’ Council    Mgmt         
A   Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Total SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

B   Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator    SH    Against    Against    Against
C   Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws    SH    Against    Refer    Against
D   Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws    SH    Against    Refer    Against
E   Amend Article 12.7 of Bylaws: Remuneration of Directors    SH    Against    Refer    Against

Kweichow Moutai Co., Ltd.

 

Meeting Date:    05/18/2014    Country:    China    Provider Security ID:    Y29467100
Record Date:    05/08/2014    Meeting Type:    Annual    Ticker:    600519

 

Shares Voted:   85,907          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve 2013 Report of the Board of Directors    Mgmt    For    For    For
2   Approve 2013 Report of the Board of Supervisors    Mgmt    For    For    For
3   Approve 2013 Annual Report and Summary    Mgmt    For    For    For
4   Approve 2013 Financial Statements    Mgmt    For    For    For
5   Approve 2014 Financial Budget Report    Mgmt    For    For    For
6   Approve 2013 Profit Distribution    Mgmt    For    For    For
7   Approve Appointment of 2014 Financial Auditor    Mgmt    For    For    For
8   Approve 2014 Remuneration Plan of Chairman of the Boards    Mgmt    For    Refer    For
9   Approve Report on the Usage of Previously Raised Funds as of June 30, 2013    Mgmt    For    For    For
10   Approve 2013 Report of the Independent Directors    Mgmt    For    For    For
11   Approve Signing of Product Sales Agreement between the Company’s Subsidiary and its Controlling Shareholder and Subsidiaries    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Kweichow Moutai Co., Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12   Approve Provision of Financial Service by the Company’s Subsidiary to its Controlling Shareholder and Subsidiaries    Mgmt    For    Refer    Against
13   Approve Investment in Moutai “the Twelfth Five-year” Expansion Project China Area Phase II Moutai Liquor Engineering Technology Reform Project    Mgmt    For    Refer    For

Royal Dutch Shell plc

 

Meeting Date:    05/20/2014    Country:    United Kingdom    Provider Security ID:    G7690A100
Record Date:    05/16/2014    Meeting Type:    Annual    Ticker:    RDSA

 

Shares Voted:   349,757          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Elect Euleen Goh as Director    Mgmt    For    For    For
5   Elect Patricia Woertz as Director    Mgmt    For    For    For
6   Elect Ben van Beurden as Director    Mgmt    For    For    For
7   Re-elect Guy Elliott as Director    Mgmt    For    For    For
8   Re-elect Simon Henry as Director    Mgmt    For    For    For
9   Re-elect Charles Holliday as Director    Mgmt    For    For    For
10   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
11   Re-elect Jorma Ollila as Director    Mgmt    For    For    For
12   Re-elect Sir Nigel Sheinwald as Director    Mgmt    For    For    For
13   Re-elect Linda Stuntz as Director    Mgmt    For    For    For
14   Re-elect Hans Wijers as Director    Mgmt    For    For    For
15   Re-elect Gerrit Zalm as Director    Mgmt    For    For    For
16   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
17   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Royal Dutch Shell plc

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Approve Long Term Incentive Plan    Mgmt    For    Refer    For
22   Approve Deferred Bonus Plan    Mgmt    For    Refer    For
23   Approve Restricted Share Plan    Mgmt    For    Refer    For
24   Approve EU Political Donations and Expenditure    Mgmt    For    For    For

FamilyMart Co. Ltd.

 

Meeting Date:    05/29/2014    Country:    Japan    Provider Security ID:    J13398102
Record Date:    02/28/2014    Meeting Type:    Annual    Ticker:    8028

 

Shares Voted:   102,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ueda, Junji    Mgmt    For    For    For
1.2   Elect Director Nakayama, Isamu    Mgmt    For    For    For
1.3   Elect Director Kato, Toshio    Mgmt    For    For    For
1.4   Elect Director Takada, Motoo    Mgmt    For    For    For
1.5   Elect Director Kosaka, Masaaki    Mgmt    For    For    For
1.6   Elect Director Wada, Akinori    Mgmt    For    For    For
1.7   Elect Director Komatsuzaki, Yukihiko    Mgmt    For    For    For
1.8   Elect Director Tamamaki, Hiroaki    Mgmt    For    For    For
1.9   Elect Director Kitamura, Kimio    Mgmt    For    For    For
2   Appoint Statutory Auditor Tanabe, Noriki    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/03/2014    Country:    USA    Provider Security ID:    192446102
Record Date:    04/07/2014    Meeting Type:    Annual    Ticker:    CTSH

 

Shares Voted:   179,990          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1b   Elect Director Robert E. Weissman    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For

SJM Holdings Ltd.

 

Meeting Date:    06/05/2014    Country:    Hong Kong    Provider Security ID:    Y8076V106
Record Date:    05/30/2014    Meeting Type:    Annual    Ticker:    00880

 

Shares Voted:   2,412,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Declare Final and Special Dividend    Mgmt    For    For    For
3a   Elect So Shu Fai as Director    Mgmt    For    For    For
3b   Elect Rui José da Cunha as Director    Mgmt    For    For    For
3c   Elect Leong On Kei, Angela as Director    Mgmt    For    For    For
3d   Elect Fok Tsun Ting, Timothy as Director    Mgmt    For    For    For
4   Authorize Board to Fix Directors’ Remuneration    Mgmt    For    Refer    For
5   Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
6   Approve Issuance of Shares and Grant of Options Pursuant under theShare Option Scheme    Mgmt    For    Refer    For
7   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
8   Adopt New Articles of Association    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Ping An Insurance (Group) Co. of China, Ltd.

 

Meeting Date:    06/12/2014    Country:    Hong Kong    Provider Security ID:    Y69790106
Record Date:    05/12/2014    Meeting Type:    Annual    Ticker:    02318

 

Shares Voted:   941,763          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Report of the Board of Directors    Mgmt    For    For    For
2   Approve Report of the Supervisory Committee    Mgmt    For    For    For
3   Approve Annual Report    Mgmt    For    For    For
4   Approve Report of the Auditors and Audited Financial Statements    Mgmt    For    For    For
5   Declare Final Dividend    Mgmt    For    For    For
6   Reappoint PricewaterhouseCoopers Zhong Tian LLP as the PRC Auditor and PricewaterhouseCoopers as the International Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7   Elect Cai Fangfang as Director    Mgmt    For    For    For
8   Authorize Board to Fix Independent Supervisors’ Remuneration    Mgmt    For    Refer    For
9   Approve the General Mandate to Issue and Allot Additional H Shares and Amend Articles of Association Re: New Capital Structure Upon Allotment of H Shares    Mgmt    For    Refer    Against

Honda Motor Co. Ltd.

 

Meeting Date:    06/13/2014    Country:    Japan    Provider Security ID:    J22302111
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    7267

 

Shares Voted:   286,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 22    Mgmt    For    For    For
2.1   Elect Director Ike, Fumihiko    Mgmt    For    For    For
2.2   Elect Director Ito, Takanobu    Mgmt    For    For    For
2.3   Elect Director Iwamura, Tetsuo    Mgmt    For    For    For
2.4   Elect Director Yamamoto, Takashi    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Honda Motor Co. Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.5   Elect Director Yamamoto, Yoshiharu    Mgmt    For    For    For
2.6   Elect Director Nonaka, Toshihiko    Mgmt    For    For    For
2.7   Elect Director Yoshida, Masahiro    Mgmt    For    For    For
2.8   Elect Director Kuroyanagi, Nobuo    Mgmt    For    For    For
2.9   Elect Director Kunii, Hideko    Mgmt    For    For    For
2.10   Elect Director Shiga, Yuuji    Mgmt    For    For    For
2.11   Elect Director Takeuchi, Kohei    Mgmt    For    For    For
2.12   Elect Director Aoyama, Shinji    Mgmt    For    For    For
2.13   Elect Director Kaihara, Noriya    Mgmt    For    For    For

Nissin Kogyo

 

Meeting Date:    06/13/2014    Country:    Japan    Provider Security ID:    J58074105
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    7230

 

Shares Voted:   358,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Okawara, Eiji    Mgmt    For    For    For
1.2   Elect Director Yanagisawa, Hideaki    Mgmt    For    For    For
1.3   Elect Director Himori, Keiji    Mgmt    For    For    For
1.4   Elect Director Beppu, Junichi    Mgmt    For    For    For
1.5   Elect Director Tamai, Naotoshi    Mgmt    For    For    For
1.6   Elect Director Terada, Kenji    Mgmt    For    For    For
1.7   Elect Director Takei, Junya    Mgmt    For    For    For
1.8   Elect Director Shimizu, Kenji    Mgmt    For    For    For
1.9   Elect Director Sato, Kazuya    Mgmt    For    For    For
1.10   Elect Director Ichikawa, Yuuichi    Mgmt    For    For    For
2   Appoint Statutory Auditor Negishi, Hiroyuki    Mgmt    For    For    For
3   Approve Annual Bonus Payment to Directors and Statutory Auditors    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Komatsu Ltd.

 

Meeting Date:    06/18/2014    Country:    Japan    Provider Security ID:    J35759125
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    6301

 

Shares Voted:   384,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 29    Mgmt    For    For    For
2.1   Elect Director Noji, Kunio    Mgmt    For    For    For
2.2   Elect Director Ohashi, Tetsuji    Mgmt    For    For    For
2.3   Elect Director Fujitsuka, Mikio    Mgmt    For    For    For
2.4   Elect Director Takamura, Fujitoshi    Mgmt    For    For    For
2.5   Elect Director Shinozuka, Hisashi    Mgmt    For    For    For
2.6   Elect Director Kuromoto, Kazunori    Mgmt    For    For    For
2.7   Elect Director Mori, Masanao    Mgmt    For    For    For
2.8   Elect Director Ikeda, Koichi    Mgmt    For    For    For
2.9   Elect Director Oku, Masayuki    Mgmt    For    For    For
2.10   Elect Director Yabunaka, Mitoji    Mgmt    For    For    For
3   Appoint Statutory Auditor Yamaguchi, Hirohide    Mgmt    For    For    For
4   Approve Annual Bonus Payment to Directors    Mgmt    For    Refer    For
5   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For

Mitsubishi Corp.

 

Meeting Date:    06/20/2014    Country:    Japan    Provider Security ID:    J43830116
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    8058

 

Shares Voted:   427,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 38    Mgmt    For    For    For
2   Amend Articles To Clarify that Company President is a Role Filled by an Executive Officer    Mgmt    For    Refer    For
3.1   Elect Director Kojima, Yorihiko    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Mitsubishi Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.2   Elect Director Kobayashi, Ken    Mgmt    For    For    For
3.3   Elect Director Nakahara, Hideto    Mgmt    For    For    For
3.4   Elect Director Yanai, Jun    Mgmt    For    For    For
3.5   Elect Director Kinukawa, Jun    Mgmt    For    For    For
3.6   Elect Director Miyauchi, Takahisa    Mgmt    For    For    For
3.7   Elect Director Uchino, Shuma    Mgmt    For    For    For
3.8   Elect Director Mori, Kazuyuki    Mgmt    For    For    For
3.9   Elect Director Hirota, Yasuhito    Mgmt    For    For    For
3.10   Elect Director Ito, Kunio    Mgmt    For    For    For
3.11   Elect Director Tsukuda, Kazuo    Mgmt    For    For    For
3.12   Elect Director Kato, Ryozo    Mgmt    For    For    For
3.13   Elect Director Konno, Hidehiro    Mgmt    For    For    For
3.14   Elect Director Sakie Tachibana Fukushima    Mgmt    For    For    For
4   Appoint Statutory Auditor Nabeshima, Hideyuki    Mgmt    For    For    For
5   Approve Annual Bonus Payment to Directors    Mgmt    For    Refer    For

SoftBank Corp.

 

Meeting Date:    06/20/2014    Country:    Japan    Provider Security ID:    J75963108
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    9984

 

Shares Voted:   104,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 20    Mgmt    For    For    For
2.1   Elect Director Goto, Yoshimitsu    Mgmt    For    For    For
2.2   Elect Director Fujihara, Kazuhiko    Mgmt    For    For    For
2.3   Elect Director Nagamori, Shigenobu    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Tokyo Electron Ltd.

 

Meeting Date:    06/20/2014    Country:    Japan    Provider Security ID:    J86957115
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    8035

 

Shares Voted:   178,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Share Exchange Agreement with TEL Japan GK regarding Business Combination between Tokyo Electron Ltd. and Applied Materials, Inc    Mgmt    For    Refer    For
2.1   Elect Director Higashi, Tetsuro    Mgmt    For    For    For
2.2   Elect Director Tsuneishi, Tetsuo    Mgmt    For    For    For
2.3   Elect Director Kitayama, Hirofumi    Mgmt    For    For    For
2.4   Elect Director Ito, Hikaru    Mgmt    For    For    For
2.5   Elect Director Washino, Kenji    Mgmt    For    For    For
2.6   Elect Director Harada, Yoshiteru    Mgmt    For    For    For
2.7   Elect Director Hori, Tetsuro    Mgmt    For    For    For
2.8   Elect Director Inoue, Hiroshi    Mgmt    For    For    For
2.9   Elect Director Sakane, Masahiro    Mgmt    For    For    For

Tokio Marine Holdings, Inc.

 

Meeting Date:    06/23/2014    Country:    Japan    Provider Security ID:    J86298106
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    8766

 

Shares Voted:   377,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 40    Mgmt    For    For    For
2.1   Elect Director Sumi, Shuuzo    Mgmt    For    For    For
2.2   Elect Director Nagano, Tsuyoshi    Mgmt    For    For    For
2.3   Elect Director Oba, Masashi    Mgmt    For    For    For
2.4   Elect Director Fujita, Hirokazu    Mgmt    For    For    For
2.5   Elect Director Ito, Takashi    Mgmt    For    For    For
2.6   Elect Director Ito, Kunio    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Tokio Marine Holdings, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.7   Elect Director Mimura, Akio    Mgmt    For    For    For
2.8   Elect Director Sasaki, Mikio    Mgmt    For    For    For
2.9   Elect Director Fujii, Kunihiko    Mgmt    For    For    For
2.10   Elect Director Hirose, Shinichi    Mgmt    For    For    For
3.1   Appoint Statutory Auditor Kawamoto, Yuuko    Mgmt    For    For    For
3.2   Appoint Statutory Auditor Tamai, Takaaki    Mgmt    For    For    For
3.3   Appoint Statutory Auditor Wani, Akihiro    Mgmt    For    For    For

Mizuho Financial Group Inc.

 

Meeting Date:    06/24/2014    Country:    Japan    Provider Security ID:    J4599L102
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    8411

 

Shares Voted:   5,406,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 3.5    Mgmt    For    Refer    Against
2   Amend Articles To Adopt U.S.-Style Board Structure - Reduce Directors’ Term - Recognize Validity of Board Resolutions in Written or Electronic Format - Authorize Board to Determine Income Allocation - Remove Provisions on Class 13 Preferred Shares    Mgmt    For    Refer    For
3.1   Elect Director Sato, Yasuhiro    Mgmt    For    For    For
3.2   Elect Director Tsujita, Yasunori    Mgmt    For    For    For
3.3   Elect Director Aya, Ryusuke    Mgmt    For    For    For
3.4   Elect Director Shimbo, Junichi    Mgmt    For    For    For
3.5   Elect Director Fujiwara, Koji    Mgmt    For    For    For
3.6   Elect Director Takahashi, Hideyuki    Mgmt    For    For    For
3.7   Elect Director Funaki, Nobukatsu    Mgmt    For    For    For
3.8   Elect Director Nomiyama, Akihiko    Mgmt    For    For    For
3.9   Elect Director Ohashi, Mitsuo    Mgmt    For    For    For
3.10   Elect Director Kawamura, Takashi    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Mizuho Financial Group Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.11   Elect Director Kainaka, Tatsuo    Mgmt    For    For    For
3.12   Elect Director Anraku, Kanemitsu    Mgmt    For    For    For
3.13   Elect Director Ota, Hiroko    Mgmt    For    For    For
4   Amend Articles to Guide Subsidiaries and Affiliates to Make Appropriate Valuation Reports when Hired to Do So    SH    Against    Refer    Against
5   Approve Alternate Income Allocation, with a Final Dividend of JPY 5    SH    Against    Refer    For
6   Amend Articles to Put Director Nominees’ and Statutory Auditor Nominees’ Concurrent Posts at Listed Companies in Proxy Materials    SH    Against    Refer    Against
7   Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately    SH    Against    Refer    Against
8   Amend Articles to Prohibit Directors, Employees or Shareholders from Using Defamatory Terms Such as “Vulture” to Characterize Foreign Shareholders    SH    Against    Refer    Against
9   Amend Articles to Attach Unique Number to Each Account Created after My Number Act Takes Effect    SH    Against    Refer    Against
10   Amend Articles to Refrain from Disrespecting Shareholders and Providing Loans to Anti-Social Groups    SH    Against    Refer    Against
11   Amend Articles to Disclose Voting Decisions of Asset Managers Managing Pension Funds on the Company’s Website    SH    Against    Refer    Against
12   Amend Articles to Prohibit Mizuho Financial Group’s Securities Companies from Manipulating Stock Prices on Green-Sheet Markets    SH    Against    Refer    Against

Amadeus IT Holdings SA

 

Meeting Date:    06/25/2014    Country:    Spain    Provider Security ID:    E04908112
Record Date:    06/20/2014    Meeting Type:    Annual    Ticker:    AMS

 

Shares Voted:   87,477          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Consolidated and Standalone Financial Statements    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Amadeus IT Holdings SA

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
3   Approve Discharge of Board    Mgmt    For    For    For
4   Renew Appointment of Deloitte as Auditor    Mgmt    For    For    For
5   Amend Article 35 Re: Director Term    Mgmt    For    Refer    For
6.1   Reelect José Antonio Tazón García as Director    Mgmt    For    For    For
6.2   Reelect David Gordon Comyn Webster as Director    Mgmt    For    For    For
6.3   Reelect Francesco Loredan as Director    Mgmt    For    For    For
6.4   Reelect Stuart Anderson McAlpine as Director    Mgmt    For    For    For
6.5   Reelect Enrique Dupuy de Lôme Chavarri as Director    Mgmt    For    For    For
6.6   Reelect Pierre-Henri Gourgeon as Director    Mgmt    For    For    For
6.7   Elect Marc Verspyck as Director    Mgmt    For    For    For
6.8   Ratify Appointment of and Elect Roland Busch as Director    Mgmt    For    For    For
6.9   Elect Luis Maroto Camino as Director    Mgmt    For    For    For
7   Advisory Vote on Remuneration Policy Report    Mgmt    For    For    For
8.1   Approve Remuneration of Directors    Mgmt    For    Refer    For
8.2   Approve Remuneration of Executive Directors    Mgmt    For    Refer    For
9   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Chiyoda Corp.

 

Meeting Date:    06/25/2014    Country:    Japan    Provider Security ID:    J06237101
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    6366

 

Shares Voted:   429,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 16    Mgmt    For    For    For
2.1   Elect Director Kubota, Takashi    Mgmt    For    For    For
2.2   Elect Director Shibuya, Shogo    Mgmt    For    For    For
2.3   Elect Director Nakagaki, Keiichi    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Chiyoda Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.4   Elect Director Ogawa, Hiroshi    Mgmt    For    For    For
2.5   Elect Director Kawashima, Masahito    Mgmt    For    For    For
2.6   Elect Director Nagasaka, Katsuo    Mgmt    For    For    For
2.7   Elect Director Shimizu, Ryosuke    Mgmt    For    For    For
2.8   Elect Director Kojima, Masahiko    Mgmt    For    For    For
2.9   Elect Director Santo, Masaji    Mgmt    For    For    For
3   Appoint Statutory Auditor Kobayashi, Mikio    Mgmt    For    Refer    Against
4   Appoint Alternate Statutory Auditor Watanabe, Kosei    Mgmt    For    For    For

Inpex Corporation

 

Meeting Date:    06/25/2014    Country:    Japan    Provider Security ID:    J2467E101
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    1605

 

Shares Voted:   740,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 9    Mgmt    For    For    For
2.1   Elect Director Kuroda, Naoki    Mgmt    For    For    For
2.2   Elect Director Sugioka, Masatoshi    Mgmt    For    For    For
2.3   Elect Director Kitamura, Toshiaki    Mgmt    For    For    For
2.4   Elect Director Yui, Seiji    Mgmt    For    For    For
2.5   Elect Director Sano, Masaharu    Mgmt    For    For    For
2.6   Elect Director Sugaya, Shunichiro    Mgmt    For    For    For
2.7   Elect Director Murayama, Masahiro    Mgmt    For    For    For
2.8   Elect Director Ito, Seiya    Mgmt    For    For    For
2.9   Elect Director Tanaka, Wataru    Mgmt    For    For    For
2.10   Elect Director Ikeda, Takahiko    Mgmt    For    For    For
2.11   Elect Director Kurasawa, Yoshikazu    Mgmt    For    For    For
2.12   Elect Director Wakasugi, Kazuo    Mgmt    For    For    For
2.13   Elect Director Kagawa, Yoshiyuki    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Inpex Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.14   Elect Director Kato, Seiji    Mgmt    For    For    For
2.15   Elect Director Tonoike, Rentaro    Mgmt    For    For    For
2.16   Elect Director Okada, Yasuhiko    Mgmt    For    For    For
3   Approve Annual Bonus Payment to Directors    Mgmt    For    Refer    For

WPP plc

 

Meeting Date:    06/25/2014    Country:    Jersey    Provider Security ID:    G9788D103
Record Date:    06/23/2014    Meeting Type:    Annual    Ticker:    WPP

 

Shares Voted:   447,510          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Approve Remuneration Policy    Mgmt    For    For    For
5   Approve Sustainability Report    Mgmt    For    For    For
6   Re-elect Roger Agnelli as Director    Mgmt    For    For    For
7   Re-elect Dr Jacques Aigrain as Director    Mgmt    For    For    For
8   Re-elect Colin Day as Director    Mgmt    For    For    For
9   Re-elect Philip Lader as Director    Mgmt    For    For    For
10   Re-elect Ruigang Li as Director    Mgmt    For    For    For
11   Re-elect Mark Read as Director    Mgmt    For    For    For
12   Re-elect Paul Richardson as Director    Mgmt    For    For    For
13   Re-elect Jeffrey Rosen as Director    Mgmt    For    For    For
14   Re-elect Hugo Shong as Director    Mgmt    For    For    For
15   Re-elect Timothy Shriver as Director    Mgmt    For    For    For
16   Re-elect Sir Martin Sorrell as Director    Mgmt    For    For    For
17   Re-elect Sally Susman as Director    Mgmt    For    For    For
18   Re-elect Solomon Trujillo as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

WPP plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

19   Elect Dr John Hood as Director    Mgmt    For    For    For
20   Elect Charlene Begley as Director    Mgmt    For    For    For
21   Elect Nicole Seligman as Director    Mgmt    For    For    For
22   Elect Daniela Riccardi as Director    Mgmt    For    For    For
23   Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration    Mgmt    For    For    For
24   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
25   Approve Increase in the Maximum Aggregate Fees Payable to Non-Executive Directors    Mgmt    For    Refer    For
26   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
27   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For

Yahoo! Inc.

 

Meeting Date:    06/25/2014    Country:    USA    Provider Security ID:    984332106
Record Date:    04/28/2014    Meeting Type:    Annual    Ticker:    YHOO

 

Shares Voted:   362,150          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David Filo    Mgmt    For    For    For
1.2   Elect Director Susan M. James    Mgmt    For    For    For
1.3   Elect Director Max R. Levchin    Mgmt    For    For    For
1.4   Elect Director Marissa A. Mayer    Mgmt    For    For    For
1.5   Elect Director Thomas J. McInerney    Mgmt    For    For    For
1.6   Elect Director Charles R. Schwab    Mgmt    For    For    For
1.7   Elect Director H. Lee Scott, Jr.    Mgmt    For    For    For
1.8   Elect Director Jane E. Shaw    Mgmt    For    For    For
1.9   Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Yahoo! Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Provide Right to Call Special Meeting    Mgmt    For    For    For
6   Establish Board Committee on Human Rights    SH    Against    Refer    Against
7   Report on Lobbying Payments and Policy    SH    Against    Against    Against
8   Report on Political Contributions    SH    Against    Against    Against

China Construction Bank Corporation

 

Meeting Date:    06/26/2014    Country:    Hong Kong    Provider Security ID:    Y1397N101
Record Date:    05/26/2014    Meeting Type:    Annual    Ticker:    00939

 

Shares Voted:   11,681,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Report of Board of Directors    Mgmt    For    For    For
2   Accept Report of Board of Supervisors    Mgmt    For    For    For
3   Accept Final Financial Accounts    Mgmt    For    For    For
4   Approve Profit Distribution Plan    Mgmt    For    For    For
5   Approve Budget of 2014 Fixed Assets Investment    Mgmt    For    For    For
6   Appoint Accounting Firm for 2014    Mgmt    For    For    For
7   Elect Dong Shi as Director    Mgmt    For    For    For
8   Elect Guo You as Shareholder Representative Supervisor    Mgmt    For    For    For
9   Approve Plan on Authorisation to the Board of Directors Granted by Shareholders’ General Meeting    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 85 Ivy Funds VIP International Core Equity

 

Isuzu Motors Ltd.

 

Meeting Date:    06/27/2014    Country:    Japan    Provider Security ID:    J24994105
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    7202

 

Shares Voted:   1,183,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 6    Mgmt    For    For    For
2   Approve 2 into 1 Reverse Stock Split    Mgmt    For    Refer    For
3   Amend Articles to Update Authorized Capital to Reflect Reverse Stock Split - Reduce Share Trading Unit - Clarify Director Authorities - Streamline Board Structure    Mgmt    For    Refer    For
4.1   Elect Director Hosoi, Susumu    Mgmt    For    For    For
4.2   Elect Director Furuta, Takanobu    Mgmt    For    For    For
4.3   Elect Director Ito,Kazuhiko    Mgmt    For    For    For
4.4   Elect Director Kawahara, Makoto    Mgmt    For    For    For
4.5   Elect Director Nakagawa, Kuniharu    Mgmt    For    For    For
4.6   Elect Director Mori, Kazuhiro    Mgmt    For    For    For
5   Appoint Statutory Auditor Kumazawa, Fumihide    Mgmt    For    For    For

Subsea 7 S.A.

 

Meeting Date:    06/27/2014    Country:    Luxembourg    Provider Security ID:    L8882U106
Record Date:    05/27/2014    Meeting Type:    Annual    Ticker:    SUBC

 

Shares Voted:   574,320          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Board’s and Auditor’s Reports    Mgmt         
2   Approve Financial Statements    Mgmt    For    For    For
3   Approve Consolidated Financial Statements    Mgmt    For    For    For
4   Approve Allocation of Income and Dividends of NOK 3.60 per Common Share    Mgmt    For    For    For
5   Approve Discharge of Directors    Mgmt    For    For    For
6   Appoint Ernst & Young as Auditor    Mgmt    For    For    For
7   Reelect Kristian Siem as Director    Mgmt    For    For    For
8   Reelect Peter Mason as Senior Independent Director    Mgmt    For    For    For
9   Reelect Eystein Eriksrud as Director    Mgmt    For    For    For
10   Reelect Jean Cahuzac as Director    Mgmt    For    For    For
11   Reelect Robert Long as Independent Director    Mgmt    For    For    For


IVY FUNDS VIP INTERNATIONAL GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

Alstom

 

Meeting Date:    07/02/2013    Country:    France    Provider Security ID:    F0259M475
Record Date:    06/26/2013    Meeting Type:    Annual/Special    Ticker:    ALO

 

Shares Voted:   125,540          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 0.84 per Share    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5   Elect Amparo Moraleda as Director    Mgmt    For    For    For
6   Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million    Mgmt    For    Refer    For
7   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
8   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
9   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan    Mgmt    For    Refer    Against
10   Authorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan    Mgmt    For    Refer    Against
11   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Experian plc

 

Meeting Date:    07/17/2013    Country:    United Kingdom    Provider Security ID:    G32655105
Record Date:    07/15/2013    Meeting Type:    Annual    Ticker:    EXPN

 

Shares Voted:   468,909          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Experian plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Elect Deirdre Mahlan as Director    Mgmt    For    For    For
4   Elect George Rose as Director    Mgmt    For    For    For
5   Re-elect Fabiola Arredondo as Director    Mgmt    For    For    For
6   Re-elect Chris Callero as Director    Mgmt    For    For    For
7   Re-elect Brian Cassin as Director    Mgmt    For    For    For
8   Re-elect Roger Davis as Director    Mgmt    For    For    For
9   Re-elect Alan Jebson as Director    Mgmt    For    For    For
10   Re-elect Sir John Peace as Director    Mgmt    For    For    For
11   Re-elect Don Robert as Director    Mgmt    For    For    For
12   Re-elect Sir Alan Rudge as Director    Mgmt    For    For    For
13   Re-elect Judith Sprieser as Director    Mgmt    For    For    For
14   Re-elect Paul Walker as Director    Mgmt    For    For    For
15   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
16   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date:    08/27/2013    Country:    Israel    Provider Security ID:    M8769Q102
Record Date:    07/25/2013    Meeting Type:    Annual    Ticker:    TEVA

 

Shares Voted:   279,510          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1a   Reelect Moshe Many as Director Until the End of the 2016 General Meeting    Mgmt    For    For    For
1b   Reelect Arie Belldegrun as Director Until the End of the 2016 General Meeting    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Teva Pharmaceutical Industries Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c   Reelect Amir Elstein as Director Until the End of the 2016 General Meeting    Mgmt    For    For    For
1d   Reelect Yitzhak Peterburg as Director Until the End of the 2016 General Meeting    Mgmt    For    For    For
2a   Approve Cash Bonus of USD 1,203,125 to Jeremy Levin, President and CEO    Mgmt    For    Refer    For
2a.1   Vote YES if you have a personal interest in item 2a; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager.    Mgmt    None    Refer    Against
2b   Approval of Bonus Objectives and Payout Terms for 2013 for Jeremy Levin, President and CEO    Mgmt    For    Refer    For
2b.1   Vote YES if you have a personal interest in item 2b; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager.    Mgmt    None    Refer    Against
3   Approve Compensation Policy for the Directors and Officers of the Company    Mgmt    For    For    For
3.a   Vote YES if you have a personal interest in item 3; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager.    Mgmt    None    Refer    Against
4   Approve Dividend for First and Second Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share    Mgmt    For    For    For
5   Appoint Kesselman and Kesselman (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting    Mgmt    For    For    For
6   Discuss Financial Statements for 2012    Mgmt         

Diageo plc

 

Meeting Date:    09/19/2013    Country:    United Kingdom    Provider Security ID:    G42089113
Record Date:    09/17/2013    Meeting Type:    Annual    Ticker:    DGE

 

Shares Voted:   433,460          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Diageo plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Peggy Bruzelius as Director    Mgmt    For    For    For
5   Re-elect Laurence Danon as Director    Mgmt    For    For    For
6   Re-elect Lord Davies as Director    Mgmt    For    For    For
7   Re-elect Ho KwonPing as Director    Mgmt    For    For    For
8   Re-elect Betsy Holden as Director    Mgmt    For    For    For
9   Re-elect Dr Franz Humer as Director    Mgmt    For    For    For
10   Re-elect Deirdre Mahlan as Director    Mgmt    For    For    For
11   Re-elect Ivan Menezes as Director    Mgmt    For    For    For
12   Re-elect Philip Scott as Director    Mgmt    For    For    For
13   Appoint KPMG LLP as Auditors    Mgmt    For    For    For
14   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
18   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
19   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Seadrill Limited

 

Meeting Date:    09/20/2013    Country:    Bermuda    Provider Security ID:    G7945E105
Record Date:    07/19/2013    Meeting Type:    Annual    Ticker:    SDRL

 

Shares Voted:   196,980          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Reelect John Fredriksen as Director    Mgmt    For    For    For
2   Reelect Olav Troim as Director    Mgmt    For    For    For
3   Reelect Kate Blankenship as Director    Mgmt    For    For    For
4   Reelect Kathrine Fredriksen as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Seadrill Limited

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Reelect Carl Steen as Director    Mgmt    For    For    For
6   Reelect Bert Bekker as Director    Mgmt    For    For    For
7   Reelect Paul Leand Jr as Director    Mgmt    For    For    For
8   Amend Bye-Laws Re: Board Related Amendments    Mgmt    For    Refer    For
9   Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
10   Approve Remuneration of Directors for 2013 in Aggregate of USD 1.5 Million    Mgmt    For    Refer    For

NMDC Ltd.

 

Meeting Date:    09/25/2013    Country:    India    Provider Security ID:    Y62393114
Record Date:       Meeting Type:    Annual    Ticker:    526371

 

Shares Voted:   1,995,304          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Final Dividend of INR 4.00 Per Share    Mgmt    For    For    For
3a   Reelect C.S. Verma as Director    Mgmt    For    For    For
3b   Reelect N.K. Nanda as Director    Mgmt    For    For    For
3c   Reelect S. Thiagarajan as Director    Mgmt    For    For    For
3d   Reelect S. Bose as Director    Mgmt    For    For    For
3e   Reelect S.K. Das as Director    Mgmt    For    For    For
3f   Reelect R. Singh as Director    Mgmt    For    For    For
3g   Reelect R.N. Aga as Director    Mgmt    For    For    For
3h   Reelect P.H. Mathur as Director    Mgmt    For    For    For
3i   Reelect D. Rath as Director    Mgmt    For    For    For
3j   Reelect S.J. Sibal as Director    Mgmt    For    For    For
4   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
5   Elect V.K. Thakral as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

NMDC Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Elect S. Abbasi as Director    Mgmt    For    For    For
7   Elect N. Mohammad as Director    Mgmt    For    For    For
8   Elect V.K. Agarwal as Director    Mgmt    For    For    For
9   Elect M. Shah as Director    Mgmt    For    For    For

Grupo Financiero Banorte S.A.B. de C.V.

 

Meeting Date:    10/14/2013    Country:    Mexico    Provider Security ID:    P49501201
Record Date:    10/01/2013    Meeting Type:    Special    Ticker:    GFNORTEO

 

Shares Voted:  

346,600

         

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Dividends of MXN 0.7852 Per Share    Mgmt    For    For    For
2   Receive Board’s Report on Public Offering of Shares and Capital Increase    Mgmt         
3   Receive External Auditor’s Report on Fiscal Obligations    Mgmt         
4   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Telstra Corporation Limited

 

Meeting Date:    10/15/2013    Country:    Australia    Provider Security ID:    Q8975N105
Record Date:    10/13/2013    Meeting Type:    Annual    Ticker:    TLS

 

Shares Voted:   1,800,280          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3a   Elect Chin Hu Lim as Director    Mgmt    For    For    For
3b   Elect Nora Scheinkestel as Director    Mgmt    For    For    For
4   Approve the Grant of Up to 1.04 Million Performance Rights to David Thodey, Chief Executive Officer of the Company    Mgmt    For    Refer    For
5   Approve the Remuneration Report    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Nokia Corp.

 

Meeting Date:    11/19/2013    Country:    Finland    Provider Security ID:    X61873133
Record Date:    11/07/2013    Meeting Type:    Special    Ticker:    NOK1V

 

Shares Voted:   608,950          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Open Meeting    Mgmt         
2   Call the Meeting to Order    Mgmt         
3   Designate Inspector or Shareholder Representative(s) of Minutes of Meeting    Mgmt    For    For    For
4   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
5   Prepare and Approve List of Shareholders    Mgmt    For    For    For
6   Approve Sale of the Devices & Services Business    Mgmt    For    Refer    For
7   Close Meeting    Mgmt         

David Jones Limited (DJL)

 

Meeting Date:    11/22/2013    Country:    Australia    Provider Security ID:    Q31227103
Record Date:    11/20/2013    Meeting Type:    Annual    Ticker:    DJS

 

Shares Voted:   1,361,430          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2a   Elect Philippa Stone as Director    Mgmt    For    For    For
2b   Elect Leigh Clapham as Director    Mgmt    For    For    For
2c   Elect Melinda Conrad as Director    Mgmt    For    For    For
3   Approve the Remuneration Report    Mgmt    For    Refer    For
4   Approve the Grant of Up to 335,000 Performance Rights to Paul Zahra, Chief Executive Officer and Managing Director of the Company    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Grupo Financiero Banorte S.A.B. de C.V.

 

Meeting Date:    12/20/2013    Country:    Mexico    Provider Security ID:    P49501201
Record Date:    12/06/2013    Meeting Type:    Special    Ticker:    GFNORTEO

 

Shares Voted:   332,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Amend Resolution Related to Dividend Payment Dates of Jan. 23, 2014 and April 23, 2014 as Approved at Oct. 14, 2013 Ordinary Shareholder Meeting    Mgmt    For    For    For
2   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date:    02/24/2014    Country:    Israel    Provider Security ID:    M8769Q102
Record Date:    01/23/2014    Meeting Type:    Special    Ticker:    TEVA

 

Shares Voted:   201,490          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate    Mgmt    For    Refer    For

Novartis AG

 

Meeting Date:    02/25/2014    Country:    Switzerland    Provider Security ID:    H5820Q150
Record Date:       Meeting Type:    Annual    Ticker:    NOVN

 

Shares Voted:   85,990          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Discharge of Board and Senior Management    Mgmt    For    Refer    For
3   Approve Allocation of Income and Dividends of CHF 2.45 per Share    Mgmt    For    For    For
4.1   Approve Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding)    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Novartis AG

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.2   Approve Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding)    Mgmt    For    Refer    Against
5.1   Reelect Joerg Reinhardt as Director and Chairman of the Board of Directors    Mgmt    For    For    For
5.2   Reelect Dimitri Azar as Director    Mgmt    For    For    For
5.3   Reelect Verena Briner as Director    Mgmt    For    For    For
5.4   Reelect Srikant Datar as Director    Mgmt    For    For    For
5.5   Reelect Ann Fudge as Director    Mgmt    For    For    For
5.6   Reelect Pierre Landolt as Director    Mgmt    For    For    For
5.7   Reelect Ulrich Lehner as Director    Mgmt    For    For    For
5.8   Reelect Andreas von Planta as Director    Mgmt    For    For    For
5.9   Reelect Charles Sawyers as Director    Mgmt    For    For    For
5.10   Reelect Enrico Vanni as Director    Mgmt    For    For    For
5.11   Reelect William Winters as Director    Mgmt    For    For    For
6.1   Elect Srikant Datar as Member of the Compensation Committee    Mgmt    For    Refer    For
6.2   Elect Ann Fudge as Member of the Compensation Committee    Mgmt    For    For    For
6.3   Elect Ulrich Lehner as Member of the Compensation Committee    Mgmt    For    Refer    For
6.4   Elect Enrico Vanni as Member of the Compensation Committee    Mgmt    For    Refer    For
7   Ratify PricewaterhouseCoopers AG as Auditors    Mgmt    For    For    For
8   Designate Peter Andreas Zahn as Independent Proxy    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Hyundai Motor Co.

 

Meeting Date:    03/14/2014    Country:    South Korea    Provider Security ID:    Y38472109
Record Date:    12/31/2013    Meeting Type:    Annual    Ticker:    005380

 

Shares Voted:   46,360          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,950 per Share    Mgmt    For    For    For
2   Reelect Jung Mong-Goo as Inside Director and Reelect Oh Se-Bin as Outside Director    Mgmt    For    For    For
3   Reelect Oh Se-Bin as Member of Audit Committee    Mgmt    For    Refer    For
4   Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    Against

Samsung Electronics Co. Ltd.

 

Meeting Date:    03/14/2014    Country:    South Korea    Provider Security ID:    Y74718100
Record Date:    12/31/2013    Meeting Type:    Annual    Ticker:    005930

 

Shares Voted:   4,690          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Financial Statements, Allocation of Income, and Dividend of KRW 13,800 per Share    Mgmt    For    For    For
2   Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    Against

Daimler AG

 

Meeting Date:    04/09/2014    Country:    Germany    Provider Security ID:    D1668R123
Record Date:       Meeting Type:    Annual    Ticker:    DAI

 

Shares Voted:   115,020          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2013    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 2.25 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2013    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Daimler AG

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Approve Discharge of Supervisory Board for Fiscal 2013    Mgmt    For    For    For
5   Ratify KMPG AG as Auditors for Fiscal 2014    Mgmt    For    For    For
6   Approve Remuneration System for Management Board Members    Mgmt    For    For    For
7.1   Elect Bernd Bohr to the Supervisory Board    Mgmt    For    For    For
7.2   Elect Joe Kaeser to the Supervisory Board    Mgmt    For    For    For
7.3   Elect Bernd Pischetsrieder to the Supervisory Board    Mgmt    For    For    For
8   Approve Creation of EUR1 Billion of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
9   Amend Articles Re: Remuneration of Supervisory Board    Mgmt    For    Refer    For
10   Amend Affiliation Agreements with Subsidiaries    Mgmt    For    Refer    For
11   Approve Affiliation Agreements with Subsidiaries    Mgmt    For    Refer    For

Schlumberger Limited

 

Meeting Date:    04/09/2014    Country:    Curacao    Provider Security ID:    806857108
Record Date:    02/19/2014    Meeting Type:    Annual    Ticker:    SLB

 

Shares Voted:   56,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b   Elect Director Tony Isaac    Mgmt    For    For    For
1c   Elect Director K. Vaman Kamath    Mgmt    For    For    For
1d   Elect Director Maureen Kempston Darkes    Mgmt    For    For    For
1e   Elect Director Paal Kibsgaard    Mgmt    For    For    For
1f   Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1g   Elect Director Michael E. Marks    Mgmt    For    For    For
1h   Elect Director Lubna S. Olayan    Mgmt    For    For    For
1i   Elect Director Leo Rafael Reif    Mgmt    For    For    For
1j   Elect Director Tore I. Sandvold    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Schlumberger Limited

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1k   Elect Director Henri Seydoux    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

LVMH Moet Hennessy Louis Vuitton

 

Meeting Date:    04/10/2014    Country:    France    Provider Security ID:    F58485115
Record Date:    04/04/2014    Meeting Type:    Annual/Special    Ticker:    MC

 

Shares Voted:   30,560          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
4   Approve Allocation of Income and Dividends of EUR 3.10 per Share    Mgmt    For    For    For
5   Reelect Delphine Arnault as Director    Mgmt    For    For    For
6   Reelect Nicolas Bazire as Director    Mgmt    For    For    For
7   Reelect Antonio Belloni as Director    Mgmt    For    For    For
8   Reelect Diego Della Valle as Director    Mgmt    For    For    For
9   Reelect Pierre Gode as Director    Mgmt    For    For    For
10   Reelect Marie-Josee Kravis as Director    Mgmt    For    For    For
11   Renew Appointment Paolo Bulgari as Censor    Mgmt    For    Refer    Against
12   Renew Appointment Patrick Houel as Censor    Mgmt    For    Refer    Against
13   Renew Appointment Felix G. Rohatyn as Censor    Mgmt    For    Refer    Against
14   Elect Marie-Laure Sauty de Chalon as Director    Mgmt    For    For    For
15   Advisory Vote on Compensation of Bernard Arnault    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

LVMH Moet Hennessy Louis Vuitton

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

16   Advisory Vote on Compensation of Antonio Belloni    Mgmt    For    Refer    For
17   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
18   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
19   Approve Change of Corporate Form to Societas Europaea (SE)    Mgmt    For    Refer    For
20   Pursuant to Item Above, Adopt New Bylaws    Mgmt    For    Refer    For

Vinci

 

Meeting Date:    04/15/2014    Country:    France    Provider Security ID:    F5879X108
Record Date:    04/09/2014    Meeting Type:    Annual/Special    Ticker:    DG

 

Shares Voted:  

186,842

         

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.77 per Share    Mgmt    For    For    For
4   Reelect Xavier Huillard as Director    Mgmt    For    For    Against
5   Reelect Yves-Thibault de Silguy as Director    Mgmt    For    For    For
6   Reelect Henri Saint Olive as Director    Mgmt    For    For    For
7   Reelect Qatari Diar Real Estate Investement Company as Director    Mgmt    For    For    For
8   Elect Marie-Christine Lombard as Director    Mgmt    For    For    For
9   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
10   Approve Additional Pension Scheme Agreement with Xavier Huillard    Mgmt    For    Refer    For
11   Approve Severance Payment Agreement with Xavier Huillard    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Vinci

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12   Approve Transaction with YTSeuropaconsultants Re: Services Agreement    Mgmt    For    Refer    For
13   Advisory Vote on Compensation of the Chairman and CEO    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
14   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
15   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
16   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    Mgmt    For    For    For
17   Amend Article 11 of Bylaws Re: Election of Representative of Employee    Mgmt    For    For    For
18   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

AstraZeneca plc

 

Meeting Date:    04/24/2014    Country:    United Kingdom    Provider Security ID:    G0593M107
Record Date:    04/22/2014    Meeting Type:    Annual    Ticker:    AZN

 

Shares Voted:   98,630          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Dividends    Mgmt    For    For    For
3   Appoint KPMG LLP as Auditor    Mgmt    For    For    For
4   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
5(a)   Re-elect Leif Johansson as Director    Mgmt    For    For    For
5(b)   Re-elect Pascal Soriot as Director    Mgmt    For    For    For
5(c)   Elect Marc Dunoyer as Director    Mgmt    For    For    For
5(d)   Re-elect Genevieve Berger as Director    Mgmt    For    For    For
5(e)   Re-elect Bruce Burlington as Director    Mgmt    For    For    For
5(f)   Elect Ann Cairns as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

AstraZeneca plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5(g)   Re-elect Graham Chipchase as Director    Mgmt    For    For    For
5(h)   Re-elect Jean-Philippe Courtois as Director    Mgmt    For    Refer    Against
5(i)   Re-elect Rudy Markham as Director    Mgmt    For    For    For
5(j)   Re-elect Nancy Rothwell as Director    Mgmt    For    For    For
5(k)   Re-elect Shriti Vadera as Director    Mgmt    For    For    For
5(l)   Re-elect John Varley as Director    Mgmt    For    For    For
5(m)   Re-elect Marcus Wallenberg as Director    Mgmt    For    For    For
6   Approve Remuneration Report    Mgmt    For    Refer    Against
7   Approve Remuneration Policy    Mgmt    For    Refer    Against
8   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
9   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
10   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
11   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
12   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For
13   Approve Performance Share Plan    Mgmt    For    Refer    For

CaixaBank SA

 

Meeting Date:    04/24/2014    Country:    Spain    Provider Security ID:    E2427M123
Record Date:    04/19/2014    Meeting Type:    Annual    Ticker:    CABK

 

Shares Voted:   1,713,402          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Consolidated and Standalone Financial Statements    Mgmt    For    For    For
2   Approve Discharge of Board    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends    Mgmt    For    For    For
4   Renew Appointment of Deloitte as Auditor    Mgmt    For    For    For
5.1   Ratify Appointment of and Elect Antonio Sáinz de Vicuña Barroso as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

CaixaBank SA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5.2   Reelect David K.P. Li as Director    Mgmt    For    For    For
5.3   Reelect Alain Minc as Director    Mgmt    For    For    For
5.4   Reelect Juan Rosell Lastortras as Director    Mgmt    For    For    For
5.5   Elect María Amparo Moraleda Martínez as Director    Mgmt    For    For    For
6   Amend Articles Re: Company Name and Corporate Purpose    Mgmt    For    For    For
7.1   Authorize Capitalization of Reserves for Scrip Dividends    Mgmt    For    For    For
7.2   Authorize Capitalization of Reserves for Scrip Dividends    Mgmt    For    For    For
7.3   Authorize Capitalization of Reserves for Scrip Dividends    Mgmt    For    For    For
7.4   Authorize Capitalization of Reserves for Scrip Dividends    Mgmt    For    For    For
8   Approve Remuneration of Directors    Mgmt    For    Refer    For
9   Approve 2014 Variable Remuneration Scheme    Mgmt    For    Refer    For
10   Fix Maximum Variable Compensation Ratio    Mgmt    For    Refer    For
11   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For
12   Advisory Vote on Remuneration Policy Report    Mgmt    For    For    For
13   Receive Audited Balance Sheets Re: Capitalization of Reserves    Mgmt         

Continental AG

 

Meeting Date:    04/25/2014    Country:    Germany    Provider Security ID:    D16212140
Record Date:    04/03/2014    Meeting Type:    Annual    Ticker:    CON

 

Shares Voted:   43,930          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 2.50 per Share    Mgmt    For    For    For
3.1   Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2013    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Continental AG

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.2   Approve Discharge of Management Board Member Jose Avila for Fiscal 2013    Mgmt    For    For    For
3.3   Approve Discharge of Management Board Member Ralf Cramer for Fiscal 2013    Mgmt    For    For    For
3.4   Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2013    Mgmt    For    For    For
3.5   Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2013    Mgmt    For    For    For
3.6   Approve Discharge of Management Board Member Wolfgang Schafer for Fiscal 2013    Mgmt    For    For    For
3.7   Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2013    Mgmt    For    For    For
3.8   Approve Discharge of Management Board Member Elke Strathmann for Fiscal 2013    Mgmt    For    For    For
3.9   Approve Discharge of Management Board Member Heinz-Gerhard Wente for Fiscal 2013    Mgmt    For    For    For
4.1   Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2013    Mgmt    For    For    For
4.2   Approve Discharge of Supervisory Board Member Werner Bischoff for Fiscal 2013    Mgmt    For    For    For
4.3   Approve Discharge of Supervisory Board Member Michael Deister for Fiscal 2013    Mgmt    For    For    For
4.4   Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2013    Mgmt    For    For    For
4.5   Approve Discharge of Supervisory Board Member Hans Fischl for Fiscal 2013    Mgmt    For    For    For
4.6   Approve Discharge of Supervisory Board Member Juergen Geissinger for Fiscal 2013    Mgmt    For    For    For
4.7   Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2013    Mgmt    For    For    For
4.8   Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2013    Mgmt    For    For    For
4.9   Approve Discharge of Supervisory Board Member Hans-Olaf Henkel for Fiscal 2013    Mgmt    For    For    For
4.10   Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2013    Mgmt    For    For    For
4.11   Approve Discharge of Supervisory Board Member Joerg Koehlinger for Fiscal 2013    Mgmt    For    For    For
4.12   Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2013    Mgmt    For    For    For
4.13   Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2013    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Continental AG

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.14   Approve Discharge of Supervisory Board Member Dirk Normann for Fiscal 2013    Mgmt    For    For    For
4.15   Approve Discharge of Supervisory Board Member Artur Otto for Fiscal 2013    Mgmt    For    For    For
4.16   Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2013    Mgmt    For    For    For
4.17   Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2013    Mgmt    For    For    For
4.18   Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler for Fiscal 2013    Mgmt    For    For    For
4.19   Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2013    Mgmt    For    For    For
4.20   Approve Discharge of Supervisory Board Member Bernd Voss for Fiscal 2013    Mgmt    For    For    For
4.21   Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2013    Mgmt    For    For    For
4.22   Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2013    Mgmt    For    For    For
5   Ratify KPMG as Auditors for Fiscal 2014 and for Review of Interim Financial Reports    Mgmt    For    For    For
6.1   Elect Gunther Dunkel to the Supervisory Board    Mgmt    For    For    For
6.2   Elect Peter Gutzmer to the Supervisory Board    Mgmt    For    For    For
6.3   Elect Klaus Mangold to the Supervisory Board    Mgmt    For    For    For
6.4   Elect Sabine Neuss to the Supervisory Board    Mgmt    For    For    For
6.5   Elect Rolf Nonnenmacher to the Supervisory Board from October 1, 2014 until the 2019 AGM    Mgmt    For    For    For
6.6   Elect Wolfgang Reizle to the Supervisory Board    Mgmt    For    For    For
6.7   Elect Klaus Rosenfeld to the Supervisory Board    Mgmt    For    For    For
6.8   Elect Georg Schaeffler to the Supervisory Board    Mgmt    For    For    For
6.9   Elect Maria-Elisabeth Schaeffler to the Supervisory Board    Mgmt    For    For    For
6.10   Elect Bernd Voss to the Supervisory Board from the AGM until September 30, 2014    Mgmt    For    For    For
6.11   Elect Siegfried Wolf to the Supervisory Board    Mgmt    For    For    For
7   Approve Remuneration System for Management Board Members    Mgmt    For    For    For
8   Amend Affiliation Agreements with Subsidiaries    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Grupo Financiero Banorte S.A.B. de C.V.

 

Meeting Date:    04/25/2014    Country:    Mexico    Provider Security ID:    P49501201
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    GFNORTEO

 

Shares Voted:   980,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income    Mgmt    For    For    For
3.a1   Elect Guillermo Ortiz Martinez as Board Chairman    Mgmt    For    For    For
3.a2   Elect Graciela Gonzalez Moreno as Director    Mgmt    For    For    For
3.a3   Elect David Villarreal Montemayor as Director    Mgmt    For    For    For
3.a4   Elect Everardo Elizondo Almaguer as Director    Mgmt    For    For    For
3.a5   Elect Alfredo Elias Ayub as Director    Mgmt    For    For    For
3.a6   Elect Herminio Blanco Mendoza as Director    Mgmt    For    For    For
3.a7   Elect Adrian Sada Cueva as Director    Mgmt    For    For    For
3.a8   Elect Patricia Armendariz Guerra as Director    Mgmt    For    For    For
3.a9   Elect Armando Garza Sada as Director    Mgmt    For    For    For
3.a10   Elect Hector Reyes Retana y Dahl as Director    Mgmt    For    For    For
3.a11   Elect Juan Carlos Braniff Hierro as Director    Mgmt    For    For    For
3.a12   Elect Miguel Aleman Magnani as Director    Mgmt    For    For    For
3.a13   Elect Alejandro Burillo Azcarraga as Director    Mgmt    For    For    For
3.a14   Elect Juan Antonio Gonzalez Moreno as Director    Mgmt    For    For    For
3.a15   Elect Alejandro Valenzuela del Rio as Director    Mgmt    For    For    For
3.a16   Elect Jesus O. Garza Martinez as Alternate Director    Mgmt    For    For    For
3.a17   Elect Alejandro Hank Gonzalez as Alternate Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Grupo Financiero Banorte S.A.B. de C.V.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.a18   Elect Jose Maria Garza Treviño as Alternate Director    Mgmt    For    For    For
3.a19   Elect Alberto Halabe Hamui as Alternate Director    Mgmt    For    For    For
3.a20   Elect Isaac Becker Kabacnik as Alternate Director    Mgmt    For    For    For
3.a21   Elect Manuel Aznar Nicolin as Alternate Director    Mgmt    For    For    For
3.a22   Elect Eduardo Livas Cantu as Alternate Director    Mgmt    For    For    For
3.a23   Elect Roberto Kelleher Vales as Alternate Director    Mgmt    For    For    For
3.a24   Elect Ramon A. Leal Chapa as Alternate Director    Mgmt    For    For    For
3.a25   Elect Julio Cesar Mendez Rubio as Alternate Director    Mgmt    For    For    For
3.a26   Elect Guillermo Mascareñas Milmo as Alternate Director    Mgmt    For    For    For
3.a27   Elect Lorenzo Lazo Margain as Alternate Director    Mgmt    For    For    For
3.a28   Elect Alejandro Orvañanos Alatorre as Alternate Director    Mgmt    For    For    For
3.a29   Elect Juan Antonio Gonzalez Marcos as Alternate Director    Mgmt    For    For    For
3.a30   Elect Jose Marcos Ramirez Miguel as Alternate Director    Mgmt    For    For    For
3.b   Approve Directors Liability and Indemnification    Mgmt    For    For    For
3.c   Elect Hector Avila Flores as Board Secretary; Elect Jose Morales Martinez as Undersecretary Who Will Not Be Part of Board    Mgmt    For    For    For
4   Approve Remuneration of Directors    Mgmt    For    Refer    For
5.a   Elect Hector Reyes Retana y Dahl as Chairman of Audit and Corporate Practices Committee    Mgmt    For    Refer    For
5.b   Elect Herminio Blanco Mendoza as Member of Audit and Corporate Practices Committee    Mgmt    For    Refer    For
5.c   Elect Manuel Aznar Nicolin as Member of Audit and Corporate Practices Committee    Mgmt    For    Refer    For
5.d   Elect Patricia Armendariz Guerra as Member of Audit and Corporate Practices Committee    Mgmt    For    Refer    For
5.e   Elect Julio Cesar Mendez Rubio as Member of Audit and Corporate Practices Committee    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Grupo Financiero Banorte S.A.B. de C.V.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6.a   Elect Juan Carlos Braniff Hierro as Chairman of Risk Policies Committee    Mgmt    For    For    For
6.b   Elect Alfredo Elias Ayub as Member of Risk Policies Committee    Mgmt    For    For    For
6.c   Elect Hector Reyes Retana y Dahl as Member of Risk Policies Committee    Mgmt    For    For    For
6.d   Elect Everardo Elizondo Almaguer as Member of Risk Policies Committee    Mgmt    For    For    For
6.e   Elect Eduardo Livas Cantu as Member of Risk Policies Committee    Mgmt    For    For    For
6.f   Elect Manuel Aznar Nicolin as Member of Risk Policies Committee    Mgmt    For    For    For
6.g   Elect Alejandro Valenzuela del Rio as Member of Risk Policies Committee    Mgmt    For    For    For
6.h   Elect Manuel Romo Villafuerte as Member of Risk Policies Committee    Mgmt    For    For    For
6.i   Elect Fernando Solis Soberon as Member of Risk Policies Committee    Mgmt    For    For    For
6.j   Elect Gerardo Zamora Nañez as Member of Risk Policies Committee    Mgmt    For    For    For
6.k   Elect Jose Marcos Ramirez Miguel as Member of Risk Policies Committee    Mgmt    For    For    For
6.l   Elect David Aaron Margolin Schabes as Secretary of Risk Policies Committee    Mgmt    For    For    For
7   Approve Report on Share Repurchase; Set Aggregate Nominal Amount of Share Repurchase Program    Mgmt    For    For    For
8   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For

Bayer AG

 

Meeting Date:    04/29/2014    Country:    Germany    Provider Security ID:    D0712D163
Record Date:       Meeting Type:    Annual    Ticker:    BAYN

 

Shares Voted:   82,050          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Recive Annual Financial Statements and Statutory Reports for Fiscal 2013 and Approve Allocation of Income and Dividends of EUR 2.10 per Share    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Bayer AG

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Approve Discharge of Management Board for Fiscal 2013    Mgmt    For    For    For
3   Approve Discharge of Supervisory Board for Fiscal 2013    Mgmt    For    For    For
4a   Elect Simone Bagel-Trah to the Supervisory Board    Mgmt    For    For    For
4b   Elect Ernst-Ludwig Winnacker to the Supervisory Board    Mgmt    For    For    For
5   Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
6   Approve Creation of EUR 211.7 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
7   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    For
8a   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
8b   Authorize Use of Financial Derivatives when Repurchasing Shares    Mgmt    For    Refer    For
9a   Approve Affiliation Agreement with Subsidiary Bayer Business Services GmbH    Mgmt    For    Refer    For
9b   Approve Affiliation Agreement with Subsidiary Bayer Technology Services GmbH    Mgmt    For    Refer    For
9c   Approve Affiliation Agreement with Subsidiary Bayer US IP GmbH    Mgmt    For    Refer    For
9d   Approve Affiliation Agreement with Subsidiary Bayer Bitterfeld GmbH    Mgmt    For    Refer    For
9e   Approve Affiliation Agreement with Subsidiary Bayer Innovation GmbH    Mgmt    For    Refer    For
9f   Approve Affiliation Agreement with Subsidiary Bayer Real Estate GmbH    Mgmt    For    Refer    For
9g   Approve Affiliation Agreement with Subsidiary Erste K-W-A Beteiligungsgesellschaft mbH    Mgmt    For    Refer    For
9h   Approve Affiliation Agreement with Subsidiary Zweite K-W-A Beteiligungsgesellschaft mbH    Mgmt    For    Refer    For
10   Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Shire plc

 

Meeting Date:    04/29/2014    Country:    United Kingdom    Provider Security ID:    G8124V108
Record Date:    04/27/2014    Meeting Type:    Annual    Ticker:    SHP

 

Shares Voted:   262,780          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Elect Dominic Blakemore as Director    Mgmt    For    For    For
5   Re-elect William Burns as Director    Mgmt    For    For    For
6   Re-elect Dr Steven Gillis as Director    Mgmt    For    For    For
7   Re-elect Dr David Ginsburg as Director    Mgmt    For    For    For
8   Re-elect David Kappler as Director    Mgmt    For    For    For
9   Re-elect Susan Kilsby as Director    Mgmt    For    For    For
10   Re-elect Anne Minto as Director    Mgmt    For    For    For
11   Re-elect Dr Flemming Ornskov as Director    Mgmt    For    For    For
12   Re-elect David Stout as Director    Mgmt    For    For    For
13   Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
14   Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
15   Approve Increase in Borrowing Powers    Mgmt    For    Refer    For
16   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Anheuser-Busch InBev SA

 

Meeting Date:    04/30/2014    Country:    Belgium    Provider Security ID:    B6399C107
Record Date:    04/16/2014    Meeting Type:    Annual/Special    Ticker:    ABI

 

Shares Voted:   91,620          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual/ Special Meeting    Mgmt         
  Special Meeting    Mgmt         
A1   Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options    Mgmt    For    Refer    For
A2a   Receive Special Board Report Re: Authorized Capital    Mgmt         
A2b   Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital    Mgmt    For    For    For
B1a   Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital    Mgmt    For    For    For
B1b   Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a    Mgmt    For    Refer    For
  Annual Meeting    Mgmt         
C1   Receive Directors’ Reports (Non-Voting)    Mgmt         
C2   Receive Auditors’ Reports (Non-Voting)    Mgmt         
C3   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
C4   Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share    Mgmt    For    For    For
C5   Approve Discharge of Directors    Mgmt    For    For    For
C6   Approve Discharge of Auditors    Mgmt    For    Refer    For
C7a   Reelect Kees Storm as Independent Director    Mgmt    For    For    For
C7b   Reelect Mark Winkelman as Independent Director    Mgmt    For    For    For
C7c   Reelect Alexandre Van Damme as Director    Mgmt    For    For    For
C7d   Reelect Gregoire de Spoelberch as Director    Mgmt    For    For    For
C7e   Reelect Carlos Alberto de Veiga Sicupera as Director    Mgmt    For    For    For
C7f   Reelect Marcel Herrmann Telles as Director    Mgmt    For    For    For
C7g   Elect Paulo Lemann as Director    Mgmt    For    For    For
C7h   Elect Alexandre Behring as Director    Mgmt    For    For    For
C7i   Elect Elio Leoni Sceti as Independent Director    Mgmt    For    For    For
C7j   Elect Maria Asuncion Aramburuzabala Larregui as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Anheuser-Busch InBev SA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

C7k   Elect Valentin Diez Morodo as Director    Mgmt    For    For    For
C8a   Approve Remuneration Report    Mgmt    For    Refer    Against
C8b   Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors    Mgmt    For    Refer    Against
D1   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For

Aviva plc

 

Meeting Date:    04/30/2014    Country:    United Kingdom    Provider Security ID:    G0683Q109
Record Date:    04/28/2014    Meeting Type:    Annual    Ticker:    AV.

 

Shares Voted:   593,280          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Elect Patricia Cross as Director    Mgmt    For    For    For
6   Elect Michael Mire as Director    Mgmt    For    For    For
7   Elect Thomas Stoddard as Director    Mgmt    For    For    For
8   Re-elect Glyn Barker as Director    Mgmt    For    For    For
9   Re-elect Michael Hawker as Director    Mgmt    For    For    For
10   Re-elect Gay Huey Evans as Director    Mgmt    For    For    For
11   Re-elect John McFarlane as Director    Mgmt    For    For    For
12   Re-elect Sir Adrian Montague as Director    Mgmt    For    For    For
13   Re-elect Bob Stein as Director    Mgmt    For    For    For
14   Re-elect Scott Wheway as Director    Mgmt    For    For    For
15   Re-elect Mark Wilson as Director    Mgmt    For    For    For
16   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Aviva plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

17   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Approve EU Political Donations and Expenditure    Mgmt    For    For    For
19   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
21   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
22   Authorise Market Purchase of Preference Shares    Mgmt    For    For    For
23   Authorise Market Purchase of Preference Shares    Mgmt    For    For    For
24   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Koninklijke Philips N.V.

 

Meeting Date:    05/01/2014    Country:    Netherlands    Provider Security ID:    N6817P109
Record Date:    04/03/2014    Meeting Type:    Annual    Ticker:    PHIA

 

Shares Voted:   181,660          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting    Mgmt         
1   President’s Speech    Mgmt         
2a   Discuss Remuneration Report    Mgmt         
2b   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2c   Adopt Financial Statements    Mgmt    For    For    For
2d   Approve Dividends of EUR 0.80 Per Share    Mgmt    For    For    For
2e   Approve Discharge of Management Board    Mgmt    For    For    For
2f   Approve Discharge of Supervisory Board    Mgmt    For    For    For
3   Elect Orit Gadiesh to Supervisory Board    Mgmt    For    For    For
4   Reappoint KPMG as Auditors for an Intermim Period of One Year    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Koninklijke Philips N.V.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5a   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger    Mgmt    For    For    For
5b   Authorize Board to Exclude Preemptive Rights from Issuance under Item 5a    Mgmt    For    For    For
6   Authorize Repurchase of Shares    Mgmt    For    For    For
7   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
8   Allow Questions    Mgmt         

Smurfit Kappa Group plc

 

Meeting Date:    05/02/2014    Country:    Ireland    Provider Security ID:    G8248F104
Record Date:    04/30/2014    Meeting Type:    Annual    Ticker:    SK3

 

Shares Voted:   285,635          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Elect John Moloney as Director    Mgmt    For    For    For
6a   Re-elect Liam O’Mahony as Director    Mgmt    For    For    For
6b   Re-elect Gary McGann as Director    Mgmt    For    For    For
6c   Re-elect Anthony Smurfit as Director    Mgmt    For    For    For
6d   Re-elect Ian Curley as Director    Mgmt    For    For    For
6e   Re-elect Frits Beurskens as Director    Mgmt    For    For    For
6f   Re-elect Christel Bories as Director    Mgmt    For    For    For
6g   Re-elect Thomas Brodin as Director    Mgmt    For    For    For
6h   Re-elect Irial Finan as Director    Mgmt    For    For    For
6i   Re-elect Samuel Mencoff as Director    Mgmt    For    For    For
6j   Re-elect Roberto Newell as Director    Mgmt    For    For    For
6k   Re-elect Nicanor Restrepo as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Smurfit Kappa Group plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6l   Re-elect Paul Stecko as Director    Mgmt    For    For    For
6m   Re-elect Rosemary Thorne as Director    Mgmt    For    For    For
7   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
8   Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights    Mgmt    For    For    For
9   Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
10   Authorize Share Repurchase up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
11   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Yara International ASA

 

Meeting Date:    05/05/2014    Country:    Norway    Provider Security ID:    R9900C106
Record Date:       Meeting Type:    Annual    Ticker:    YAR

 

Shares Voted:   0          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Open Meeting; Approve Notice of Meeting and Agenda    Mgmt    For    For    Do Not Vote
2   Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting    Mgmt    For    For    Do Not Vote
3   Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 10.00 Per Share    Mgmt    For    For    Do Not Vote
4   Approve Remuneration Policy And Other Terms of Employment For Executive Management    Mgmt    For    Refer    Do Not Vote
5   Approve Corporate Governance Statement    Mgmt    For    For    Do Not Vote
6   Approve Remuneration of Auditors    Mgmt    For    For    Do Not Vote
7   Approve Remuneration of Directors in the Amount of NOK 500,000 for the Chairman, NOK 330,000 for the Vice Chairman, and NOK 288,000 for the Other Directors; Approve Committee Fees    Mgmt    For    Refer    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Yara International ASA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

8   Approve Remuneration of Nominating Committee in the Amount of NOK 5,500 per Meeting    Mgmt    For    Refer    Do Not Vote
9   Reelect Hilde Aasheim and Geir Isaksen as Directors; Elect Leif Teksum, Hilde Bakken, and John Thuestad as New Directors    Mgmt    For    For    Do Not Vote
10   Reelect Thorunn Bakke, Ann Brautaset, and Anne Tanum as Members of Nominating Committee; Elect Tom Knoff as New Member of Nominating Committee    Mgmt    For    For    Do Not Vote
11   Amend Articles Re: Directors’ Retirement Age    Mgmt    For    Refer    Do Not Vote
12   Approve NOK 2.4 Million Reduction in Share Capital via Share Cancellation    Mgmt    For    For    Do Not Vote
13   Authorize Share Repurchase Program and Reissuance of Repurchased Shares    Mgmt    For    For    Do Not Vote

Veeco Instruments Inc.

 

Meeting Date:    05/06/2014    Country:    USA    Provider Security ID:    922417100
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    VECO

 

Shares Voted:   54,370          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gordon Hunter    Mgmt    For    For    For
1.2   Elect Director Peter J. Simone    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Agrium Inc.

 

Meeting Date:    05/07/2014    Country:    Canada    Provider Security ID:    008916108
Record Date:    03/19/2014    Meeting Type:    Annual/Special    Ticker:    AGU

 

Shares Voted:   34,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  You May Vote for the Nominees for Directors as Slate:    Mgmt         
1   Elect David C. Everitt, Russell K. Girling, Susan A. Henry, Russell J. Horner, David J. Lesar, John E. Lowe, Charles V. Magro, A. Anne McLellan, Derek G. Pannell, Mayo M. Schmidt and Victor J. Zaleschuk as Directors    Mgmt    For    For    For
  OR You May Vote for the Nominees for Directors Individually:    Mgmt         
1.1   Elect Director David C. Everitt    Mgmt    For    For    For
1.2   Elect Director Russell K. Girling    Mgmt    For    For    For
1.3   Elect Director Susan A. Henry    Mgmt    For    For    For
1.4   Elect Director Russell J. Horner    Mgmt    For    For    For
1.5   Elect Director David J. Lesar    Mgmt    For    For    For
1.6   Elect Director John E. Lowe    Mgmt    For    For    For
1.7   Elect Director Charles (Chuck) V. Magro    Mgmt    For    For    For
1.8   Elect Director A. Anne McLellan    Mgmt    For    For    For
1.9   Elect Director Derek G. Pannell    Mgmt    For    For    For
1.10   Elect Director Mayo M. Schmidt    Mgmt    For    For    For
1.11   Elect Director Victor J. Zaleschuk    Mgmt    For    For    For
2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
4   Amend General By-Law No. 1    Mgmt    For    Refer    For
5   Approve Advance Notice Policy    Mgmt    For    Refer    For
6   Amend Stock Option Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Cap Gemini

 

Meeting Date:    05/07/2014    Country:    France    Provider Security ID:    F13587120
Record Date:    04/30/2014    Meeting Type:    Annual/Special    Ticker:    CAP

 

Shares Voted:   116,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Acknowledge Auditors’ Special Report Mentioning the Absence of Related-Party Transactions    Mgmt    For    Refer    For
4   Approve Allocation of Income and Dividends of EUR 1.10 per Share    Mgmt    For    For    For
5   Advisory Vote on Compensation of Paul Hermelin, Chairman and CEO    Mgmt    For    For    For
6   Renew Appointment of PricewaterhouseCoopers Audit as Auditor    Mgmt    For    For    For
7   Renew Appointment of KPMG SA as Auditor    Mgmt    For    For    For
8   Appoint Jean-Christophe Georghiou as Alternate Auditor    Mgmt    For    For    For
9   Appoint KPMG Audit I.S. SAS as Alternate Auditor    Mgmt    For    For    For
10   Ratify Appointment of Anne Bouverot as Director    Mgmt    For    For    For
11   Reelect Serge Kampf as Director    Mgmt    For    For    For
12   Reelect Paul Hermelin as Director    Mgmt    For    For    For
13   Reelect Yann Delabriere as Director    Mgmt    For    For    For
14   Reelect Laurence Dors as Director    Mgmt    For    For    For
15   Reelect Phil Laskawy as Director    Mgmt    For    For    For
16   Elect Xavier Musca as Director    Mgmt    For    For    For
17   Reelect Bruno Roger as Director    Mgmt    For    For    For
18   Elect Caroline Watteeuw-Carlisle as Director    Mgmt    For    For    For
19   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
21   Authorize Capitalization of Reserves of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Cap Gemini

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

22   Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 23 to 29 at EUR 500 Million and Under Items 24 to 29 at EUR 125 Million    Mgmt    For    For    For
23   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million    Mgmt    For    For    For
24   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 125 Million    Mgmt    For    For    For
25   Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 125 Million    Mgmt    For    Refer    For
26   Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 24 and 25    Mgmt    For    Refer    For
27   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    Refer    For
28   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    Refer    For
29   Authorize Capital Increase of Up to EUR 125 Million for Future Exchange Offers    Mgmt    For    For    For
30   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
31   Authorize Capital Issuances for Use in Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries    Mgmt    For    For    For
32   Amend Article 11.2 of Bylaws Re: Shareholding Requirements for Directors    Mgmt    For    Refer    Against
33   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

GlaxoSmithKline plc

 

Meeting Date:    05/07/2014    Country:    United Kingdom    Provider Security ID:    G3910J112
Record Date:    05/02/2014    Meeting Type:    Annual    Ticker:    GSK

 

Shares Voted:   303,620          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Re-elect Sir Christopher Gent as Director    Mgmt    For    For    For
5   Re-elect Sir Andrew Witty as Director    Mgmt    For    For    For
6   Re-elect Sir Roy Anderson as Director    Mgmt    For    For    For
7   Re-elect Dr Stephanie Burns as Director    Mgmt    For    For    For
8   Re-elect Stacey Cartwright as Director    Mgmt    For    For    For
9   Re-elect Simon Dingemans as Director    Mgmt    For    For    For
10   Re-elect Lynn Elsenhans as Director    Mgmt    For    For    For
11   Re-elect Judy Lewent as Director    Mgmt    For    For    For
12   Re-elect Sir Deryck Maughan as Director    Mgmt    For    For    For
13   Re-elect Dr Daniel Podolsky as Director    Mgmt    For    For    For
14   Re-elect Dr Moncef Slaoui as Director    Mgmt    For    For    For
15   Re-elect Tom de Swaan as Director    Mgmt    For    For    For
16   Re-elect Jing Ulrich as Director    Mgmt    For    For    For
17   Re-elect Hans Wijers as Director    Mgmt    For    For    For
18   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
19   Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
20   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
21   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
22   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
23   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
24   Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    Mgmt    For    Refer    For
25   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

L Air Liquide

 

Meeting Date:    05/07/2014    Country:    France    Provider Security ID:    F01764103
Record Date:    04/30/2014    Meeting Type:    Annual/Special    Ticker:    AI

 

Shares Voted:   30,580          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 2.55 per Share    Mgmt    For    For    For
4   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5   Reelect Benoit Potier as Director    Mgmt    For    For    For
6   Reelect Paul Skinner as Director    Mgmt    For    For    For
7   Reelect Jean-Paul Agon as Director    Mgmt    For    For    For
8   Elect Sin Leng Low as Director    Mgmt    For    For    For
9   Elect Annette Winkler as Director    Mgmt    For    For    For
10   Approve Agreement with Benoit Potier    Mgmt    For    Refer    For
11   Approve Agreement with Pierre Dufour    Mgmt    For    Refer    For
12   Advisory Vote on Compensation of Benoit Potier    Mgmt    For    For    For
13   Advisory Vote on Compensation of Pierre Dufour    Mgmt    For    For    For
14   Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million    Mgmt    For    Refer    For
  Extraordinary Business    Mgmt         
15   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
16   Authorize Capitalization of Reserves of Up to EUR 250 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
17   Amend Article 11 of Bylaws Re: Employee Shareholder Representatives    Mgmt    For    For    For
18   Amend Article 13 of Bylaws Re: Lead Director    Mgmt    For    Refer    For
19   Amend Article 21 of Bylaws Re: Allocation of Income    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

L Air Liquide

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
20   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Credit Suisse Group AG

 

Meeting Date:    05/09/2014    Country:    Switzerland    Provider Security ID:    H3698D419
Record Date:       Meeting Type:    Annual    Ticker:    CSGN

 

Shares Voted:   271,798          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Receive Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
1.2   Approve Remuneration Report (Non-Binding)    Mgmt    For    For    For
1.3   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
3.1   Approve Allocation of Income    Mgmt    For    For    For
3.2   Approve Dividends of CHF 0.70 per Share from Capital Contributions Reserves    Mgmt    For    For    For
4   Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies    Mgmt    For    For    For
5   Reserve Additional CHF 1.2 Million in Nominal Share Capital for Pool of Conditional Capital without Preemptive Rights for Employee Stock Option Programs    Mgmt    For    Refer    Against
6.1.a   Reelect Urs Rohner as Director and Board Chairman    Mgmt    For    For    For
6.1.b   Reelect Jassim Al Thani as Director    Mgmt    For    For    For
6.1.c   Reelect Iris Bohnet as Director    Mgmt    For    For    For
6.1.d   Reelect Noreen Doyle as Director    Mgmt    For    For    For
6.1.e   Reelect Jean-Daniel Gerber as Director    Mgmt    For    For    For
6.1.f   Reelect Andreas Koopmann as Director    Mgmt    For    For    For
6.1.g   Reelect Jean Lanier as Director    Mgmt    For    For    For
6.1.h   Reelect Kai Nargolwala as Director    Mgmt    For    For    For
6.1.i   Reelect Anton van Rossum as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Credit Suisse Group AG

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6.1.j   Reelect Richard Thornburgh as Director    Mgmt    For    For    For
6.1.k   Reelect John Tiner as Director    Mgmt    For    For    For
6.1.l   Reelect Severin Schwan as Director    Mgmt    For    For    For
6.1.m   Reelect Sebastian Thrun as Director    Mgmt    For    For    For
6.2.1   Appoint Iris Bohnet as Member of the Compensation Committee    Mgmt    For    For    For
6.2.2   Appoint Andreas Koopmann as Member of the Compensation Committee    Mgmt    For    For    For
6.2.3   Appoint Jean Lanier as Member of the Compensation Committee    Mgmt    For    For    For
6.2.4   Appoint Kai Nargolwala as Member of the Compensation Committee    Mgmt    For    For    For
6.3   Ratify KPMG AG as Auditors    Mgmt    For    For    For
6.4   Ratify BDO AG as Special Auditors    Mgmt    For    For    For
6.5   Designate Andreas Keller as Independent Proxy    Mgmt    For    For    For
7   Transact Other Business (Voting)    Mgmt    For    Against    Against

Capita plc

 

Meeting Date:    05/12/2014    Country:    United Kingdom    Provider Security ID:    G1846J115
Record Date:    05/08/2014    Meeting Type:    Annual    Ticker:    CPI

 

Shares Voted:   162,700          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Remuneration Policy    Mgmt    For    For    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Re-elect Martin Bolland as Director    Mgmt    For    For    For
6   Re-elect Andy Parker as Director    Mgmt    For    For    For
7   Re-elect Gordon Hurst as Director    Mgmt    For    For    For
8   Re-elect Maggi Bell as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Capita plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9   Re-elect Vic Gysin as Director    Mgmt    For    For    For
10   Elect Dawn Marriott-Sims as Director    Mgmt    For    For    For
11   Re-elect Gillian Sheldon as Director    Mgmt    For    For    For
12   Re-elect Paul Bowtell as Director    Mgmt    For    For    For
13   Appoint KPMG LLP as Auditors    Mgmt    For    For    For
14   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For
18   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For

Swatch Group AG

 

Meeting Date:    05/14/2014    Country:    Switzerland    Provider Security ID:    H83949141
Record Date:       Meeting Type:    Annual    Ticker:    UHR

 

Shares Voted:   0          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    Do Not Vote
2   Approve Discharge of Board and Senior Management    Mgmt    For    For    Do Not Vote
3   Approve Allocation of Income and Dividends of CHF 1.50 per Registered Share and CHF 7.50 per Bearer Share    Mgmt    For    Against    Do Not Vote
4.1   Reelect Nayla Hayek as Director    Mgmt    For    For    Do Not Vote
4.2   Reelect Esther Grether as Director    Mgmt    For    For    Do Not Vote
4.3   Reelect Ernst Tanner as Director    Mgmt    For    For    Do Not Vote
4.4   Reelect Georges N. Hayek as Director    Mgmt    For    For    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Swatch Group AG

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4.5   Reelect Claude Nicollier as Director    Mgmt    For    For    Do Not Vote
4.6   Reelect Jean-Pierre Roth as Director    Mgmt    For    For    Do Not Vote
4.7   Reelect Nayla Hayek as Board Chairman    Mgmt    For    For    Do Not Vote
5.1   Appoint Nayla Hayek as Member of the Compensation Committee    Mgmt    For    For    Do Not Vote
5.2   Appoint Esther Grether as Member of the Compensation Committee    Mgmt    For    For    Do Not Vote
5.3   Appoint Ernst Tanner as Member of the Compensation Committee    Mgmt    For    For    Do Not Vote
5.4   Appoint Georges N. Hayek as Member of the Compensation Committee    Mgmt    For    For    Do Not Vote
5.5   Appoint Claude Nicollier as Member of the Compensation Committee    Mgmt    For    For    Do Not Vote
5.6   Appoint Jean-Pierre Roth as Member of the Compensation Committee    Mgmt    For    For    Do Not Vote
6   Designate Bernhard Lehmann as Independent Proxy    Mgmt    For    For    Do Not Vote
7   Ratify PricewaterhouseCoopers Ltd as Auditors    Mgmt    For    For    Do Not Vote

BMW Group Bayerische Motoren Werke AG

 

Meeting Date:    05/15/2014    Country:    Germany    Provider Security ID:    D12096109
Record Date:    04/23/2014    Meeting Type:    Annual    Ticker:    BMW

 

Shares Voted:   33,610          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 2.62 per Preffered Share and 2.60 per Ordinary Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2013    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2013    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2014    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

BMW Group Bayerische Motoren Werke AG

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6.1   Elect Franz Haniel to the Supervisory Board    Mgmt    For    For    For
6.2   Elect Susanne Klatten to the Supervisory Board    Mgmt    For    For    For
6.3   Elect Robert Lane to the Supervisory Board    Mgmt    For    For    For
6.4   Elect Wolfgang Mayrhuber to the Supervisory Board    Mgmt    For    For    For
6.5   Elect Stefan Quandt to the Supervisory Board    Mgmt    For    For    For
7   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
8   Approve Creation of EUR 5 Million Pool of Capital for Employee Stock Purchase Plan    Mgmt    For    For    For
9   Approve Remuneration System for Management Board Members    Mgmt    For    For    For

Merlin Entertainments plc

 

Meeting Date:    05/15/2014    Country:    United Kingdom    Provider Security ID:    G6019W108
Record Date:    05/13/2014    Meeting Type:    Annual    Ticker:    MERL

 

Shares Voted:   637,980          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Elect Sir John Sunderland as Director    Mgmt    For    For    For
5   Elect Nick Varney as Director    Mgmt    For    For    For
6   Elect Andrew Carr as Director    Mgmt    For    For    For
7   Elect Charles Gurassa as Director    Mgmt    For    For    For
8   Elect Ken Hydon as Director    Mgmt    For    For    For
9   Elect Miguel Ko as Director    Mgmt    For    For    For
10   Elect Fru Hazlitt as Director    Mgmt    For    For    For
11   Elect Soren Sorensen as Director    Mgmt    For    For    For
12   Elect Dr Gerry Murphy as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Merlin Entertainments plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13   Elect Rob Lucas as Director    Mgmt    For    For    For
14   Appoint KPMG LLP as Auditors    Mgmt    For    For    For
15   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
16   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
17   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
18   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
20   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Prudential plc

 

Meeting Date:    05/15/2014    Country:    United Kingdom    Provider Security ID:    G72899100
Record Date:    05/13/2014    Meeting Type:    Annual    Ticker:    PRU

 

Shares Voted:   364,070          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Approve Final Dividend    Mgmt    For    For    For
5   Elect Pierre-Olivier Bouee as Director    Mgmt    For    For    For
6   Elect Jacqueline Hunt as Director    Mgmt    For    For    For
7   Elect Anthony Nightingale as Director    Mgmt    For    For    For
8   Elect Alice Schroeder as Director    Mgmt    For    For    For
9   Re-elect Sir Howard Davies as Director    Mgmt    For    For    For
10   Re-elect Ann Godbehere as Director    Mgmt    For    For    For
11   Re-elect Alexander Johnston as Director    Mgmt    For    For    For
12   Re-elect Paul Manduca as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Prudential plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

13   Re-elect Michael McLintock as Director    Mgmt    For    For    For
14   Re-elect Kaikhushru Nargolwala as Director    Mgmt    For    For    For
15   Re-elect Nicolaos Nicandrou as Director    Mgmt    For    For    For
16   Re-elect Philip Remnant as Director    Mgmt    For    For    For
17   Re-elect Barry Stowe as Director    Mgmt    For    For    For
18   Re-elect Tidjane Thiam as Director    Mgmt    For    For    For
19   Re-elect Lord Turnbull as Director    Mgmt    For    For    For
20   Re-elect Michael Wells as Director    Mgmt    For    For    For
21   Appoint KPMG LLP as Auditors    Mgmt    For    For    For
22   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
23   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
24   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
25   Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares    Mgmt    For    For    For
26   Authorise Issue of Preference Shares    Mgmt    For    For    For
27   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
28   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
29   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Compagnie generale des etablissements Michelin

 

Meeting Date:    05/16/2014    Country:    France    Provider Security ID:    F61824144
Record Date:    05/12/2014    Meeting Type:    Annual/Special    Ticker:    ML

 

Shares Voted:   57,653          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends of EUR 2.50 per Share    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Compagnie generale des etablissements Michelin

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
4   Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Advisory Vote on Compensation of Jean-Dominique Senard, General Manager    Mgmt    For    For    For
7   Reelect Laurence Parisot as Supervisory Board Member    Mgmt    For    For    For
8   Reelect Pat Cox as Supervisory Board Member    Mgmt    For    For    For
9   Elect Cyrille Poughon as Supervisory Board Member    Mgmt    For    For    For
10   Approve Remuneration of Directors in the Aggregate Amount of EUR 420,000    Mgmt    For    Refer    For
11   Approve Issuance of Securities Convertible into Debt, up to an Aggregate Amount of EUR 1 Billion    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
12   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 130 Million    Mgmt    For    For    For
13   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 37.15 Million    Mgmt    For    For    For
14   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 37.15 Million    Mgmt    For    Refer    For
15   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
16   Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
17   Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers and Future Acquisitions    Mgmt    For    For    For
18   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
19   Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 130 Million    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Compagnie generale des etablissements Michelin

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
21   Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    Refer    For
22   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Fresenius SE & Co KGaA

 

Meeting Date:    05/16/2014    Country:    Germany    Provider Security ID:    D27348123
Record Date:    04/24/2014    Meeting Type:    Annual    Ticker:    FRE

 

Shares Voted:   76,657          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends of EUR 1.25 per Share    Mgmt    For    For    For
3   Approve Discharge of Personally Liable Partner for Fiscal 2013    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2013    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2014    Mgmt    For    For    For
6   Amend Affiliation Agreements with Subsidiaries    Mgmt    For    Refer    For
7   Approve Capitalization of Reserves by Issuing 2 New Shares for Every Existing Share; Approve Connected Stock Option Plan Amendment, Proportionate Increase of Capital Pools, and Adjustment of the Variable Compensation Element for Supervisory Board Members    Mgmt    For    For    For
8   Approve Creation of EUR 121 Million Pool of Capital with Partial Exclusion of Preemptive Rights    Mgmt    For    For    For
9   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Million; Approve Creation of EUR 49 Million Pool of Capital to Guarantee Conversion Rights    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Fresenius SE & Co KGaA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Mgmt    For    For    For
11   Authorize Use of Financial Derivatives when Repurchasing Shares    Mgmt    For    Refer    For

Linde AG

 

Meeting Date:    05/20/2014    Country:    Germany    Provider Security ID:    D50348107
Record Date:    04/28/2014    Meeting Type:    Annual    Ticker:    LIN

 

Shares Voted:   31,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)    Mgmt         
2   Approve Allocation of Income and Dividends of EUR 3.00 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2013    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2013    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2014    Mgmt    For    For    For

Royal Dutch Shell plc

 

Meeting Date:    05/20/2014    Country:    United Kingdom    Provider Security ID:    G7690A100
Record Date:    05/16/2014    Meeting Type:    Annual    Ticker:    RDSA

 

Shares Voted:   182,244          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Elect Euleen Goh as Director    Mgmt    For    For    For
5   Elect Patricia Woertz as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Royal Dutch Shell plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Elect Ben van Beurden as Director    Mgmt    For    For    For
7   Re-elect Guy Elliott as Director    Mgmt    For    For    For
8   Re-elect Simon Henry as Director    Mgmt    For    For    For
9   Re-elect Charles Holliday as Director    Mgmt    For    For    For
10   Re-elect Gerard Kleisterlee as Director    Mgmt    For    For    For
11   Re-elect Jorma Ollila as Director    Mgmt    For    For    For
12   Re-elect Sir Nigel Sheinwald as Director    Mgmt    For    For    For
13   Re-elect Linda Stuntz as Director    Mgmt    For    For    For
14   Re-elect Hans Wijers as Director    Mgmt    For    For    For
15   Re-elect Gerrit Zalm as Director    Mgmt    For    For    For
16   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
17   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
18   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
19   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
20   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
21   Approve Long Term Incentive Plan    Mgmt    For    Refer    For
22   Approve Deferred Bonus Plan    Mgmt    For    Refer    For
23   Approve Restricted Share Plan    Mgmt    For    Refer    For
24   Approve EU Political Donations and Expenditure    Mgmt    For    For    For

SAP AG

 

Meeting Date:    05/21/2014    Country:    Germany    Provider Security ID:    D66992104
Record Date:    04/29/2014    Meeting Type:    Annual    Ticker:    SAP

 

Shares Voted:   50,660          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting)    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

SAP AG

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Approve Allocation of Income and Dividends of EUR 1.00 per Share    Mgmt    For    For    For
3   Approve Discharge of Management Board for Fiscal 2013    Mgmt    For    For    For
4   Approve Discharge of Supervisory Board for Fiscal 2013    Mgmt    For    For    For
5   Ratify KPMG AG as Auditors for Fiscal 2014    Mgmt    For    For    For
6a   Amend Affiliation Agreements with Subsidiary SAP Erste Beteiligungs- und Vermoegensverwaltungs GmbH    Mgmt    For    Refer    For
6b   Amend Affiliation Agreements with Subsidiary SAP Zweite Beteiligungs- und Vermoegensverwaltungs GmbH    Mgmt    For    Refer    For
7   Approve Affiliation Agreements with Subsidiary SAP Ventures Investment GmbH    Mgmt    For    Refer    For
8a   Change of Corporate Form to Societas Europaea (SE)    Mgmt    For    Refer    For
8b.1   Elect Hasso Plattner to the Supervisory Board    Mgmt    For    For    For
8b.2   Elect Pekka Ala-Pietilae to the Supervisory Board    Mgmt    For    For    For
8b.3   Elect Anja Feldmann to the Supervisory Board    Mgmt    For    For    For
8b.4   Elect Wilhelm Haarmann to the Supervisory Board    Mgmt    For    For    For
8b 5   Elect Bernard Liautaud to the Supervisory Board    Mgmt    For    For    For
8b.6   Elect Hartmut Mehdorn to the Supervisory Board    Mgmt    For    For    For
8b.7   Elect Erhard Schipporeit to the Supervisory Board    Mgmt    For    For    For
8b.8   Elect Hagemann Snabe to the Supervisory Board    Mgmt    For    For    For
8b.9   Elect Klaus Wucherer to the Supervisory Board    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Airbus Group

 

Meeting Date:    05/27/2014    Country:    Netherlands    Provider Security ID:    N0280E105
Record Date:    04/29/2014    Meeting Type:    Annual    Ticker:    AIR

 

Shares Voted:   88,970          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting    Mgmt         
1   Open Meeting    Mgmt         
2.1   Discussion on Company’s Corporate Governance Structure    Mgmt         
2.2   Receive Report on Business and Financial Statements    Mgmt         
2.3   Discuss Remuneration Report Containing Remuneration Policy    Mgmt         
2.4   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
3   Discussion of Agenda Items    Mgmt         
4.1   Adopt Financial Statements    Mgmt    For    For    For
4.2   Approve Allocation of Income and Dividends of EUR 0.75 per Share    Mgmt    For    For    For
4.3   Approve Discharge of Non-Executive Members of the Board of Directors    Mgmt    For    For    For
4.4   Approve Discharge of Executive Members of the Board of Directors    Mgmt    For    For    For
4.5   Ratify KPMG as Auditors    Mgmt    For    For    For
4.6   Approve Amendments to Remuneration Policy for the Board of Directors    Mgmt    For    For    For
4.7   Amend Articles Re: Change Company Name    Mgmt    For    For    For
4.8   Grant Board Authority to Issue Shares Up to 0.77 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans    Mgmt    For    For    For
4.9   Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding    Mgmt    For    For    For
4.10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
5   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Safran

 

Meeting Date:    05/27/2014    Country:    France    Provider Security ID:    F4035A557
Record Date:    05/21/2014    Meeting Type:    Annual/Special    Ticker:    SAF

 

Shares Voted:   168,610          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
  Management Proposals    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.12 per Share    Mgmt    For    For    For
4   Approve Additional Pension Scheme Agreement with Stephane Abrial, Vice-CEO    Mgmt    For    Refer    For
5   Approve Additional Pension Scheme Agreement with Jean-Paul Herteman, Chairman and CEO    Mgmt    For    Refer    For
6   Approve Additional Pension Scheme Agreements with Stephane Abrial, Ross McInnes, Marc Ventre, Vice-CEOs    Mgmt    For    Refer    For
7   Acknowledge Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Mgmt    For    Refer    For
8   Approve Remuneration of Directors in the Aggregate Amount of EUR 868,000    Mgmt    For    Refer    For
9   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
10   Advisory Vote on Compensation of Jean-Paul Herteman, Chairman and CEO    Mgmt    For    For    For
11   Advisory Vote on Compensation Vice-CEOs    Mgmt    For    For    For
  Extraordinary Business    Mgmt         
12   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
13   Amend Article 14 of Bylaws Re: Appointment of Employee Representatives    Mgmt    For    Refer    For
  Ordinary Business    Mgmt         
  Shareholder Proposal Submitted by FCPE Safran Investissement    Mgmt         
14   Amend Item 3: Approve Allocation of Income and Dividends of EUR 0.98 per Share    SH    Against    Refer    Against
  Shareholder Proposals Submitted by the French State    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Safran

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

15   Amend Item 8: Approve Remuneration of Directors in the Aggregate Amount of EUR 759,333    SH    Against    Refer    Against
  Management Proposal    Mgmt         
16   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Publicis Groupe SA

 

Meeting Date:    05/28/2014    Country:    France    Provider Security ID:    F7607Z165
Record Date:    05/22/2014    Meeting Type:    Annual/Special    Ticker:    PUB

 

Shares Voted:   47,310          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Ordinary Business    Mgmt         
1   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3   Approve Allocation of Income and Dividends of EUR 1.10 per Share    Mgmt    For    For    For
4   Approve Stock Dividend Program    Mgmt    For    For    For
5   Approve Transaction with BNP Paribas Re: Loan Agreement    Mgmt    For    Refer    For
6   Approve Transaction with Societe Generale Re: Loan Agreement    Mgmt    For    Refer    For
7   Reelect Claudine Bienaime as Supervisory Board Member    Mgmt    For    For    For
8   Reelect Michel Halperin as Supervisory Board Member    Mgmt    For    For    For
9   Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 1.20 Million    Mgmt    For    Refer    For
10   Advisory Vote on Compensation of Maurice Levy, Chairman of the Management Board    Mgmt    For    Refer    Against
11   Advisory Vote on Compensation of Jean-Michel Etienne, Jean-Yves Naouri, and Kevin Roberts, Members of the Management Board    Mgmt    For    Refer    Against
12   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Publicis Groupe SA

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Extraordinary Business    Mgmt         
13   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million    Mgmt    For    For    For
14   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million    Mgmt    For    For    For
15   Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 9 Million    Mgmt    For    Refer    For
16   Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
17   Authorize Capital Increase of Up to EUR 9 Million for Future Exchange Offers    Mgmt    For    For    For
18   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
19   Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans    Mgmt    For    Refer    For
20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
21   Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Employees    Mgmt    For    For    For
  Ordinary Business    Mgmt         
22   Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Meeting Date:    06/03/2014    Country:    USA    Provider Security ID:    192446102
Record Date:    04/07/2014    Meeting Type:    Annual    Ticker:    CTSH

 

Shares Voted:   198,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael Patsalos-Fox    Mgmt    For    For    For
1b   Elect Director Robert E. Weissman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For

Galaxy Entertainment Group Ltd.

 

Meeting Date:    06/11/2014    Country:    Hong Kong    Provider Security ID:    Y2679D118
Record Date:    06/06/2014    Meeting Type:    Annual    Ticker:    00027

 

Shares Voted:   984,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2a   Elect Paddy Tang Lui Wai Yu as Director    Mgmt    For    For    For
2b   Elect William Yip Shue Lam as Director    Mgmt    For    For    For
2c   Authorize Board to Fix Directors’ Remuneration    Mgmt    For    Refer    For
3   Reappoint Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
4b   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
4c   Authorize Reissuance of Repurchased Shares    Mgmt    For    Refer    Against
5a   Delete Memorandum of Association    Mgmt    For    For    For
5b   Amend Articles of Association    Mgmt    For    For    For
5c   Adopt New Articles of Association    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

MediaTek Inc.

 

Meeting Date:    06/12/2014    Country:    Taiwan    Provider Security ID:    Y5945U103
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    2454

 

Shares Voted:   427,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve 2013 Business Operations Report and Financial Statements (Voting)    Mgmt    For    For    For
2   Approve 2013 Plan on Profit Distribution    Mgmt    For    For    For
3   Amend Procedures Governing the Acquisition or Disposal of Assets    Mgmt    For    For    For
4   Amend Procedures for Lending Funds to Other Parties    Mgmt    For    For    For
5   Transact Other Business (Non-Voting)    Mgmt         

Nissin Kogyo

 

Meeting Date:    06/13/2014    Country:    Japan    Provider Security ID:    J58074105
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    7230

 

Shares Voted:   279,200          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Okawara, Eiji    Mgmt    For    For    For
1.2   Elect Director Yanagisawa, Hideaki    Mgmt    For    For    For
1.3   Elect Director Himori, Keiji    Mgmt    For    For    For
1.4   Elect Director Beppu, Junichi    Mgmt    For    For    For
1.5   Elect Director Tamai, Naotoshi    Mgmt    For    For    For
1.6   Elect Director Terada, Kenji    Mgmt    For    For    For
1.7   Elect Director Takei, Junya    Mgmt    For    For    For
1.8   Elect Director Shimizu, Kenji    Mgmt    For    For    For
1.9   Elect Director Sato, Kazuya    Mgmt    For    For    For
1.10   Elect Director Ichikawa, Yuuichi    Mgmt    For    For    For
2   Appoint Statutory Auditor Negishi, Hiroyuki    Mgmt    For    For    For
3   Approve Annual Bonus Payment to Directors and Statutory Auditors    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Nokia Corp.

 

Meeting Date:    06/17/2014    Country:    Finland    Provider Security ID:    X61873133
Record Date:    06/05/2014    Meeting Type:    Annual    Ticker:    NOK1V

 

Shares Voted:   555,690          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Open Meeting    Mgmt         
2   Call the Meeting to Order    Mgmt         
3   Designate Inspector or Shareholder Representative(s) of Minutes of Meeting    Mgmt    For    For    For
4   Acknowledge Proper Convening of Meeting    Mgmt    For    For    For
5   Prepare and Approve List of Shareholders    Mgmt    For    For    For
6   Receive Financial Statements and Statutory Reports    Mgmt         
7   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
8   Approve Allocation of Income and an Ordinary Dividend of EUR 0.11 Per Share and a Special Dividend of EUR 0.26 Per Share    Mgmt    For    For    For
9   Approve Discharge of Board and President    Mgmt    For    For    For
10   Approve Remuneration of Directors in the Amount of EUR 440,000 for the Chairman, EUR 150,000 for the Vice Chairman, and EUR 130,000 for Other Members; Approve Remuneration for Committee Work    Mgmt    For    Refer    For
11   Fix Number of Directors at Nine    Mgmt    For    Refer    For
12   Reelect Bruce Brown, Elizabeth Doherty, Jouko Karvinen, Marten Mickos, Elizabeth Nelson, Risto Siilasmaa, and Kari Stadigh as Directors; Elect Vivek Badrinath and Dennis Strigl as New Directors    Mgmt    For    For    For
13   Approve Remuneration of Auditors    Mgmt    For    For    For
14   Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For
15   Authorize Share Repurchase Program    Mgmt    For    For    For
16   Approve Issuance of up to 740 Million Shares without Preemptive Rights    Mgmt    For    For    For
17   Close Meeting    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Komatsu Ltd.

 

Meeting Date:    06/18/2014    Country:    Japan    Provider Security ID:    J35759125
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    6301

 

Shares Voted:   306,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 29    Mgmt    For    For    For
2.1   Elect Director Noji, Kunio    Mgmt    For    For    For
2.2   Elect Director Ohashi, Tetsuji    Mgmt    For    For    For
2.3   Elect Director Fujitsuka, Mikio    Mgmt    For    For    For
2.4   Elect Director Takamura, Fujitoshi    Mgmt    For    For    For
2.5   Elect Director Shinozuka, Hisashi    Mgmt    For    For    For
2.6   Elect Director Kuromoto, Kazunori    Mgmt    For    For    For
2.7   Elect Director Mori, Masanao    Mgmt    For    For    For
2.8   Elect Director Ikeda, Koichi    Mgmt    For    For    For
2.9   Elect Director Oku, Masayuki    Mgmt    For    For    For
2.10   Elect Director Yabunaka, Mitoji    Mgmt    For    For    For
3   Appoint Statutory Auditor Yamaguchi, Hirohide    Mgmt    For    For    For
4   Approve Annual Bonus Payment to Directors    Mgmt    For    Refer    For
5   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For

Mitsubishi Corp.

 

Meeting Date:    06/20/2014    Country:    Japan    Provider Security ID:    J43830116
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    8058

 

Shares Voted:   264,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 38    Mgmt    For    For    For
2   Amend Articles To Clarify that Company President is a Role Filled by an Executive Officer    Mgmt    For    Refer    For
3.1   Elect Director Kojima, Yorihiko    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Mitsubishi Corp.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.2   Elect Director Kobayashi, Ken    Mgmt    For    For    For
3.3   Elect Director Nakahara, Hideto    Mgmt    For    For    For
3.4   Elect Director Yanai, Jun    Mgmt    For    For    For
3.5   Elect Director Kinukawa, Jun    Mgmt    For    For    For
3.6   Elect Director Miyauchi, Takahisa    Mgmt    For    For    For
3.7   Elect Director Uchino, Shuma    Mgmt    For    For    For
3.8   Elect Director Mori, Kazuyuki    Mgmt    For    For    For
3.9   Elect Director Hirota, Yasuhito    Mgmt    For    For    For
3.10   Elect Director Ito, Kunio    Mgmt    For    For    For
3.11   Elect Director Tsukuda, Kazuo    Mgmt    For    For    For
3.12   Elect Director Kato, Ryozo    Mgmt    For    For    For
3.13   Elect Director Konno, Hidehiro    Mgmt    For    For    For
3.14   Elect Director Sakie Tachibana Fukushima    Mgmt    For    For    For
4   Appoint Statutory Auditor Nabeshima, Hideyuki    Mgmt    For    For    For
5   Approve Annual Bonus Payment to Directors    Mgmt    For    Refer    For

Mitsui & Co.

 

Meeting Date:    06/20/2014    Country:    Japan    Provider Security ID:    J44690139
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    8031

 

Shares Voted:   178,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 34    Mgmt    For    For    For
2   Amend Articles To Add Provisions on Executive Officers - Allow an Executive Officer to Fill Post of Company President    Mgmt    For    Refer    For
3.1   Elect Director Utsuda, Shoei    Mgmt    For    For    For
3.2   Elect Director Iijima, Masami    Mgmt    For    For    For
3.3   Elect Director Saiga, Daisuke    Mgmt    For    For    For
3.4   Elect Director Okada, Joji    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Mitsui & Co.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3.5   Elect Director Kinoshita, Masayuki    Mgmt    For    For    For
3.6   Elect Director Ambe, Shintaro    Mgmt    For    For    For
3.7   Elect Director Tanaka, Koichi    Mgmt    For    For    For
3.8   Elect Director Kato, Hiroyuki    Mgmt    For    For    For
3.9   Elect Director Hombo, Yoshihiro    Mgmt    For    For    For
3.10   Elect Director Nonaka, Ikujiro    Mgmt    For    For    For
3.11   Elect Director Hirabayashi, Hiroshi    Mgmt    For    For    For
3.12   Elect Director Muto, Toshiro    Mgmt    For    For    For
3.13   Elect Director Kobayashi, Izumi    Mgmt    For    For    For
4   Appoint Statutory Auditor Matsuyama, Haruka    Mgmt    For    For    For
5   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For
6   Amend Articles to Add Trading of Second Generation Biodiesel and Treatment of Radiation Contaminated Water to Business Lines    SH    Against    Refer    Against
7   Amend Articles to Exclude Genetically-Modified Feed, Clinical Trial-Related Facilities and Medical Tourism Related Facilities from Business Lines    SH    Against    Against    Against
8   Amend Articles to Clarify that Nuclear Power Generation is Excluded and Biomass Power Generation is Included in Business Lines    SH    Against    Refer    Against
9   Amend Articles to Exclude Narcotics from Business Lines    SH    Against    Against    Against
10   Amend Articles to Delete Provision that Authorizes Share Buybacks at Board’s Discretion    SH    Against    Refer    For
11   Amend Articles to Remove Provisions Prohibiting Cumulative Voting    SH    Against    Against    Against
12   Remove Chairman Shoei Utsuda from the Board of Directors    SH    Against    Refer    Against
13   Authorize Share Repurchase of up to 120 Million Shares in the Coming Year    SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Sumitomo Corp.

 

Meeting Date:    06/20/2014    Country:    Japan    Provider Security ID:    J77282119
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    8053

 

Shares Voted:   274,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 24    Mgmt    For    For    For
2.1   Elect Director Omori, Kazuo    Mgmt    For    For    For
2.2   Elect Director Nakamura, Kuniharu    Mgmt    For    For    For
2.3   Elect Director Sasaki, Shinichi    Mgmt    For    For    For
2.4   Elect Director Kawahara, Takuro    Mgmt    For    For    For
2.5   Elect Director Togashi, Kazuhisa    Mgmt    For    For    For
2.6   Elect Director Abe, Yasuyuki    Mgmt    For    For    For
2.7   Elect Director Hidaka, Naoki    Mgmt    For    For    For
2.8   Elect Director Inohara, Hiroyuki    Mgmt    For    For    For
2.9   Elect Director Kanegae, Michihiko    Mgmt    For    For    For
2.10   Elect Director Fujita, Masahiro    Mgmt    For    For    For
2.11   Elect Director Harada, Akio    Mgmt    For    For    For
2.12   Elect Director Matsunaga, Kazuo    Mgmt    For    For    For
3   Appoint Statutory Auditor Yuki, Nobuhiko    Mgmt    For    For    For
4   Approve Annual Bonus Payment to Directors    Mgmt    For    Refer    For

Tokyo Electron Ltd.

 

Meeting Date:    06/20/2014    Country:    Japan    Provider Security ID:    J86957115
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    8035

 

Shares Voted:   153,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Share Exchange Agreement with TEL Japan GK regarding Business Combination between Tokyo Electron Ltd. and Applied Materials, Inc    Mgmt    For    Refer    For
2.1   Elect Director Higashi, Tetsuro    Mgmt    For    For    For
2.2   Elect Director Tsuneishi, Tetsuo    Mgmt    For    For    For
2.3   Elect Director Kitayama, Hirofumi    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Tokyo Electron Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.4   Elect Director Ito, Hikaru    Mgmt    For    For    For
2.5   Elect Director Washino, Kenji    Mgmt    For    For    For
2.6   Elect Director Harada, Yoshiteru    Mgmt    For    For    For
2.7   Elect Director Hori, Tetsuro    Mgmt    For    For    For
2.8   Elect Director Inoue, Hiroshi    Mgmt    For    For    For
2.9   Elect Director Sakane, Masahiro    Mgmt    For    For    For

Fuji Heavy Industries Ltd.

 

Meeting Date:    06/24/2014    Country:    Japan    Provider Security ID:    J14406136
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    7270

 

Shares Voted:   319,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 33    Mgmt    For    For    For
2   Amend Articles to Change Location of Head Office    Mgmt    For    Refer    For
3.1   Elect Director Yoshinaga, Yasuyuki    Mgmt    For    For    For
3.2   Elect Director Kondo, Jun    Mgmt    For    For    For
3.3   Elect Director Mabuchi, Akira    Mgmt    For    For    For
3.4   Elect Director Muto, Naoto    Mgmt    For    For    For
3.5   Elect Director Takahashi, Mitsuru    Mgmt    For    For    For
3.6   Elect Director Tachimori, Takeshi    Mgmt    For    For    For
3.7   Elect Director Arima, Toshio    Mgmt    For    For    For
4   Appoint Alternate Statutory Auditor Tamazawa, Kenji    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Mizuho Financial Group Inc.

 

Meeting Date:    06/24/2014    Country:    Japan    Provider Security ID:    J4599L102
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    8411

 

Shares Voted:   2,032,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 3.5    Mgmt    For    Refer    Against
2   Amend Articles To Adopt U.S.-Style Board Structure - Reduce Directors’ Term - Recognize Validity of Board Resolutions in Written or Electronic Format - Authorize Board to Determine Income Allocation - Remove Provisions on Class 13 Preferred Shares    Mgmt    For    Refer    For
3.1   Elect Director Sato, Yasuhiro    Mgmt    For    For    For
3.2   Elect Director Tsujita, Yasunori    Mgmt    For    For    For
3.3   Elect Director Aya, Ryusuke    Mgmt    For    For    For
3.4   Elect Director Shimbo, Junichi    Mgmt    For    For    For
3.5   Elect Director Fujiwara, Koji    Mgmt    For    For    For
3.6   Elect Director Takahashi, Hideyuki    Mgmt    For    For    For
3.7   Elect Director Funaki, Nobukatsu    Mgmt    For    For    For
3.8   Elect Director Nomiyama, Akihiko    Mgmt    For    For    For
3.9   Elect Director Ohashi, Mitsuo    Mgmt    For    For    For
3.10   Elect Director Kawamura, Takashi    Mgmt    For    For    For
3.11   Elect Director Kainaka, Tatsuo    Mgmt    For    For    For
3.12   Elect Director Anraku, Kanemitsu    Mgmt    For    For    For
3.13   Elect Director Ota, Hiroko    Mgmt    For    For    For
4   Amend Articles to Guide Subsidiaries and Affiliates to Make Appropriate Valuation Reports when Hired to Do So    SH    Against    Refer    Against
5   Approve Alternate Income Allocation, with a Final Dividend of JPY 5    SH    Against    Refer    For
6   Amend Articles to Put Director Nominees’ and Statutory Auditor Nominees’ Concurrent Posts at Listed Companies in Proxy Materials    SH    Against    Refer    Against
7   Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately    SH    Against    Refer    Against
8   Amend Articles to Prohibit Directors, Employees or Shareholders from Using Defamatory Terms Such as “Vulture” to Characterize Foreign Shareholders    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Mizuho Financial Group Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

9   Amend Articles to Attach Unique Number to Each Account Created after My Number Act Takes Effect    SH    Against    Refer    Against
10   Amend Articles to Refrain from Disrespecting Shareholders and Providing Loans to Anti-Social Groups    SH    Against    Refer    Against
11   Amend Articles to Disclose Voting Decisions of Asset Managers Managing Pension Funds on the Company’s Website    SH    Against    Refer    Against
12   Amend Articles to Prohibit Mizuho Financial Group’s Securities Companies from Manipulating Stock Prices on Green-Sheet Markets    SH    Against    Refer    Against

Orix Corp.

 

Meeting Date:    06/24/2014    Country:    Japan    Provider Security ID:    J61933123
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    8591

 

Shares Voted:   481,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Inoue, Makoto    Mgmt    For    For    For
1.2   Elect Director Urata, Haruyuki    Mgmt    For    For    For
1.3   Elect Director Umaki, Tamio    Mgmt    For    For    For
1.4   Elect Director Kojima, Kazuo    Mgmt    For    For    For
1.5   Elect Director Yamaya, Yoshiyuki    Mgmt    For    For    For
1.6   Elect Director Kamei, Katsunobu    Mgmt    For    For    For
1.7   Elect Director Takahashi, Hideaki    Mgmt    For    For    For
1.8   Elect Director Sasaki, Takeshi    Mgmt    For    For    For
1.9   Elect Director Tsujiyama, Eiko    Mgmt    For    For    For
1.10   Elect Director Robert Feldman    Mgmt    For    For    For
1.11   Elect Director Niinami, Takeshi    Mgmt    For    For    For
1.12   Elect Director Usui, Nobuaki    Mgmt    For    For    For
1.13   Elect Director Yasuda, Ryuji    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Daihatsu Motor Co. Ltd.

 

Meeting Date:    06/27/2014    Country:    Japan    Provider Security ID:    J09072117
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    7262

 

Shares Voted:   174,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 34    Mgmt    For    For    For
2.1   Elect Director Ina, Koichi    Mgmt    For    For    For
2.2   Elect Director Mitsui, Masanori    Mgmt    For    For    For
2.3   Elect Director Kaneko, Tatsuya    Mgmt    For    For    For
2.4   Elect Director Nakawaki, Yasunori    Mgmt    For    For    For
2.5   Elect Director Kitagawa, Naoto    Mgmt    For    For    For
2.6   Elect Director Sudirman Maman Rusdi    Mgmt    For    For    For
2.7   Elect Director Fukutsuka, Masahiro    Mgmt    For    For    For
2.8   Elect Director Irie, Makoto    Mgmt    For    For    For
3   Appoint Alternate Statutory Auditor Bessho, Norihide    Mgmt    For    For    For
4   Approve Annual Bonus Payment to Directors and Statutory Auditors    Mgmt    For    Refer    For

JGC Corp.

 

Meeting Date:    06/27/2014    Country:    Japan    Provider Security ID:    J26945105
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    1963

 

Shares Voted:   125,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 46.5    Mgmt    For    For    For
2.1   Elect Director Sato, Masayuki    Mgmt    For    For    For
2.2   Elect Director Kawana, Koichi    Mgmt    For    For    For
2.3   Elect Director Ishizuka, Tadashi    Mgmt    For    For    For
2.4   Elect Director Yamazaki, Yutaka    Mgmt    For    For    For
2.5   Elect Director Akabane, Tsutomu    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

JGC Corp.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2.6   Elect Director Miura, Hideaki    Mgmt    For    For    For
2.7   Elect Director Sato, Satoshi    Mgmt    For    For    For
2.8   Elect Director Miyoshi, Hiroyuki    Mgmt    For    For    For
2.9   Elect Director Suzuki, Masanori    Mgmt    For    For    For
2.10   Elect Director Endo, Shigeru    Mgmt    For    For    For
3   Appoint Statutory Auditor Ono Koichi    Mgmt    For    For    For

Mitsubishi Electric Corp.

 

Meeting Date:    06/27/2014    Country:    Japan    Provider Security ID:    J43873116
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    6503

 

Shares Voted:   369,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Yamanishi, Kenichiro    Mgmt    For    For    For
1.2   Elect Director Sakuyama, Masaki    Mgmt    For    For    For
1.3   Elect Director Yoshimatsu, Hiroki    Mgmt    For    For    For
1.4   Elect Director Hashimoto, Noritomo    Mgmt    For    For    For
1.5   Elect Director Okuma, Nobuyuki    Mgmt    For    For    For
1.6   Elect Director Matsuyama, Akihiro    Mgmt    For    For    For
1.7   Elect Director Sasakawa, Takashi    Mgmt    For    For    For
1.8   Elect Director Sasaki, Mikio    Mgmt    For    For    For
1.9   Elect Director Miki, Shigemitsu    Mgmt    For    For    For
1.10   Elect Director Makino, Fujiatsu    Mgmt    For    For    For
1.11   Elect Director Yabunaka, Mitoji    Mgmt    For    For    For
1.12   Elect Director Obayashi, Hiroshi    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 96 Ivy VIP International Growth

 

Sumitomo Mitsui Trust Holdings, Inc.

 

Meeting Date:    06/27/2014    Country:    Japan    Provider Security ID:    J7772M102
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    8309

 

Shares Voted:   317,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Allocation of Income, with a Final Dividend of JPY 5    Mgmt    For    For    For
2.1   Elect Director Tsunekage, Hitoshi    Mgmt    For    For    For
2.2   Elect Director Kitamura, Kunitaro    Mgmt    For    For    For
2.3   Elect Director Otsuka, Akio    Mgmt    For    For    For
2.4   Elect Director Iwasaki, Nobuo    Mgmt    For    For    For
2.5   Elect Director Okubo, Tetsuo    Mgmt    For    For    For
2.6   Elect Director Hashimoto, Masaru    Mgmt    For    For    For
2.7   Elect Director Okuno, Jun    Mgmt    For    For    For
2.8   Elect Director Mukohara, Kiyoshi    Mgmt    For    For    For
2.9   Elect Director Hoshino, Toshio    Mgmt    For    For    For
2.10   Elect Director Shinohara, Soichi    Mgmt    For    For    For
3   Appoint Statutory Auditor Sugita, Teruhiko    Mgmt    For    For    For
4   Approve Deep Discount Stock Option Plan    Mgmt    For    Refer    For


IVY FUNDS VIP LIMITED-TERM BOND

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Limited-Term Bond, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY FUNDS VIP MICRO CAP GROWTH

Proxy Voting Record

Wall Street Associates

Annual Proxy Voting Report

July 1, 2013 - June 30, 2014

Ivy Funds VIP Micro Cap Growth

 

Company Name

  Meeting
Date
  Meeting
Type
  Record
Date
  Primary
Ticker
Symbol
  ISIN   Security ID   Proposal
Label
  Proposal
Number
 

Director

Name

  Director
Number
 

Proposal
Short Text

 

Committee
Name

  Recommended
Vote
 

Account
Name

  Internal
Account
Number
  Vote
OMTHERA PHARMACEUTICALS INC   16-Jul-13   Special   13-Jun-13   OMTH   US68217A1034   68217A103   1   1       Approve Merger Agreement   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
OMTHERA PHARMACEUTICALS INC   16-Jul-13   Special   13-Jun-13   OMTH   US68217A1034   68217A103   2   2       Approve Motion to Adjourn Meeting   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
OMTHERA PHARMACEUTICALS INC   16-Jul-13   Special   13-Jun-13   OMTH   US68217A1034   68217A103   3   3       14A Executive Compensation   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SYNERON MEDICAL LTD.   18-Jul-13   Consent   17-Jun-13   ELOS   IL0010909351   M87245102   1   1       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SYNERON MEDICAL LTD.   18-Jul-13   Consent   17-Jun-13   ELOS   IL0010909351   M87245102   2   2       Election of Directors (Full Slate)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SYNERON MEDICAL LTD.   18-Jul-13   Consent   17-Jun-13   ELOS   IL0010909351   M87245102   3A.   3       Election of Directors (Full Slate)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SYNERON MEDICAL LTD.   18-Jul-13   Consent   17-Jun-13   ELOS   IL0010909351   M87245102   3B.   4       Election of Directors (Full Slate)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SYNERON MEDICAL LTD.   18-Jul-13   Consent   17-Jun-13   ELOS   IL0010909351   M87245102   3C.   5       Miscellaneous Corporate Actions   Management   /   IVY VIP MICROCAP GROWTH #445   455   N
SYNERON MEDICAL LTD.   18-Jul-13   Consent   17-Jun-13   ELOS   IL0010909351   M87245102   4   6       Miscellaneous Corporate Actions   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SYNERON MEDICAL LTD.   18-Jul-13   Consent   17-Jun-13   ELOS   IL0010909351   M87245102   4B.   7       Miscellaneous Corporate Actions   Management   /   IVY VIP MICROCAP GROWTH #445   455   N
SYNERON MEDICAL LTD.   18-Jul-13   Consent   17-Jun-13   ELOS   IL0010909351   M87245102   5   8       Miscellaneous Compensation Plans   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SYNERON MEDICAL LTD.   18-Jul-13   Consent   17-Jun-13   ELOS   IL0010909351   M87245102   5B.   9       Miscellaneous Corporate Actions   Management   /   IVY VIP MICROCAP GROWTH #445   455   N
SYNERON MEDICAL LTD.   18-Jul-13   Consent   17-Jun-13   ELOS   IL0010909351   M87245102   6   10       Miscellaneous Compensation Plans   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SYNERON MEDICAL LTD.   18-Jul-13   Consent   17-Jun-13   ELOS   IL0010909351   M87245102   7   11       Miscellaneous Compensation Plans   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SYNERON MEDICAL LTD.   18-Jul-13   Consent   17-Jun-13   ELOS   IL0010909351   M87245102   8   12       Miscellaneous Compensation Plans   Management   F   IVY VIP MICROCAP GROWTH #445   455   N
SYNERON MEDICAL LTD.   18-Jul-13   Consent   17-Jun-13   ELOS   IL0010909351   M87245102   9   13       Approve Option Grants   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
TILE SHOP HOLDINGS, INC.   23-Jul-13   Annual   3-Jun-13   TTS   US88677Q1094   88677Q109   1   1   PETER J. JACULLO III   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
TILE SHOP HOLDINGS, INC.   23-Jul-13   Annual   3-Jun-13   TTS   US88677Q1094   88677Q109   1   1   ADAM L. SUTTIN   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
TILE SHOP HOLDINGS, INC.   23-Jul-13   Annual   3-Jun-13   TTS   US88677Q1094   88677Q109   2   2       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
TILE SHOP HOLDINGS, INC.   23-Jul-13   Annual   3-Jun-13   TTS   US88677Q1094   88677Q109   3   3       Adopt Omnibus Stock Option Plan   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
TILE SHOP HOLDINGS, INC.   23-Jul-13   Annual   3-Jun-13   TTS   US88677Q1094   88677Q109   4   4       Adopt Omnibus Stock Option Plan   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
TILE SHOP HOLDINGS, INC.   23-Jul-13   Annual   3-Jun-13   TTS   US88677Q1094   88677Q109   5   5       14A Executive Compensation   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
TILE SHOP HOLDINGS, INC.   23-Jul-13   Annual   3-Jun-13   TTS   US88677Q1094   88677Q109   6   6       14A Executive Compensation Vote Frequency   Management   1   IVY VIP MICROCAP GROWTH #445   455   1
INTER PARFUMS, INC.   24-Jul-13   Annual   10-Jun-13   IPAR   US4583341098   458334109   1   1   JEAN MADAR   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
INTER PARFUMS, INC.   24-Jul-13   Annual   10-Jun-13   IPAR   US4583341098   458334109   1   1   PHILIPPE BENACIN   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
INTER PARFUMS, INC.   24-Jul-13   Annual   10-Jun-13   IPAR   US4583341098   458334109   1   1   RUSSELL GREENBERG   3   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
INTER PARFUMS, INC.   24-Jul-13   Annual   10-Jun-13   IPAR   US4583341098   458334109   1   1   PHILIPPE SANTI   4   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
INTER PARFUMS, INC.   24-Jul-13   Annual   10-Jun-13   IPAR   US4583341098   458334109   1   1   FRANCOIS HEILBRONN   5   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
INTER PARFUMS, INC.   24-Jul-13   Annual   10-Jun-13   IPAR   US4583341098   458334109   1   1   JEAN LEVY   6   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
INTER PARFUMS, INC.   24-Jul-13   Annual   10-Jun-13   IPAR   US4583341098   458334109   1   1   ROBERT BENSOUSSAN   7   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
INTER PARFUMS, INC.   24-Jul-13   Annual   10-Jun-13   IPAR   US4583341098   458334109   1   1   SERGE ROSINOER   8   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
INTER PARFUMS, INC.   24-Jul-13   Annual   10-Jun-13   IPAR   US4583341098   458334109   1   1   PATRICK CHOEL   9   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
INTER PARFUMS, INC.   24-Jul-13   Annual   10-Jun-13   IPAR   US4583341098   458334109   2   2       14A Executive Compensation   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
INTER PARFUMS, INC.   24-Jul-13   Annual   10-Jun-13   IPAR   US4583341098   458334109   3   3       Amend Stock Option Plan   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
INTER PARFUMS, INC.   24-Jul-13   Annual   10-Jun-13   IPAR   US4583341098   458334109   4   4       Amend Non-Employee Director Plan   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CHUY’S HOLDINGS, INC.   25-Jul-13   Annual   30-May-13   CHUY   US1716041017   171604101   1   1   SAED MOHSENI   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CHUY’S HOLDINGS, INC.   25-Jul-13   Annual   30-May-13   CHUY   US1716041017   171604101   1   1   MICHAEL STANLEY   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CHUY’S HOLDINGS, INC.   25-Jul-13   Annual   30-May-13   CHUY   US1716041017   171604101   1   1   IRA ZECHER   3   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CHUY’S HOLDINGS, INC.   25-Jul-13   Annual   30-May-13   CHUY   US1716041017   171604101   2   2       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
ENVESTNET, INC.   31-Jul-13   Annual   14-Jun-13   ENV   US29404K1060   29404K106   1   1   JUDSON BERGMAN   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
ENVESTNET, INC.   31-Jul-13   Annual   14-Jun-13   ENV   US29404K1060   29404K106   1   1   YVES SISTERON   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
ENVESTNET, INC.   31-Jul-13   Annual   14-Jun-13   ENV   US29404K1060   29404K106   2   2       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
ARCTIC CAT INC.   8-Aug-13   Annual   11-Jun-13   ACAT   US0396701049   39670104   1   1   CLAUDE J. JORDAN   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
ARCTIC CAT INC.   8-Aug-13   Annual   11-Jun-13   ACAT   US0396701049   39670104   1   1   SUSAN E. LESTER   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
ARCTIC CAT INC.   8-Aug-13   Annual   11-Jun-13   ACAT   US0396701049   39670104   2   2       Adopt Omnibus Stock Option Plan   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
ARCTIC CAT INC.   8-Aug-13   Annual   11-Jun-13   ACAT   US0396701049   39670104   3   3       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
RENTRAK CORPORATION   15-Aug-13   Annual   18-Jun-13   RENT   US7601741025   760174102   1   1   WILLIAM ENGEL   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
RENTRAK CORPORATION   15-Aug-13   Annual   18-Jun-13   RENT   US7601741025   760174102   1   1   RICHARD HOCHHAUSER   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
RENTRAK CORPORATION   15-Aug-13   Annual   18-Jun-13   RENT   US7601741025   760174102   1   1   WILLIAM LIVEK   3   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
RENTRAK CORPORATION   15-Aug-13   Annual   18-Jun-13   RENT   US7601741025   760174102   1   1   ANNE MACDONALD   4   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
RENTRAK CORPORATION   15-Aug-13   Annual   18-Jun-13   RENT   US7601741025   760174102   1   1   MARTIN O’CONNOR   5   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
RENTRAK CORPORATION   15-Aug-13   Annual   18-Jun-13   RENT   US7601741025   760174102   1   1   BRENT ROSENTHAL   6   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
RENTRAK CORPORATION   15-Aug-13   Annual   18-Jun-13   RENT   US7601741025   760174102   1   1   RALPH SHAW   7   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
RENTRAK CORPORATION   15-Aug-13   Annual   18-Jun-13   RENT   US7601741025   760174102   2   2       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
RENTRAK CORPORATION   15-Aug-13   Annual   18-Jun-13   RENT   US7601741025   760174102   3   3       14A Executive Compensation   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
FLEETMATICS GROUP PLC   19-Aug-13   Annual   15-Jul-13   FLTX   IE00B4XKTT64   G35569105   1A   1       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
FLEETMATICS GROUP PLC   19-Aug-13   Annual   15-Jul-13   FLTX   IE00B4XKTT64   G35569105   1B   2       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
FLEETMATICS GROUP PLC   19-Aug-13   Annual   15-Jul-13   FLTX   IE00B4XKTT64   G35569105   2A   3       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
FLEETMATICS GROUP PLC   19-Aug-13   Annual   15-Jul-13   FLTX   IE00B4XKTT64   G35569105   2B   4       Receive Directors’ Report   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
FLEETMATICS GROUP PLC   19-Aug-13   Annual   15-Jul-13   FLTX   IE00B4XKTT64   G35569105   3   5       Receive Directors’ Report   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
FLEETMATICS GROUP PLC   19-Aug-13   Annual   15-Jul-13   FLTX   IE00B4XKTT64   G35569105   4   6       Amend Stock Compensation Plan   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
FLEETMATICS GROUP PLC   19-Aug-13   Annual   15-Jul-13   FLTX   IE00B4XKTT64   G35569105   5   7       Allot Securities   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
FLEETMATICS GROUP PLC   19-Aug-13   Annual   15-Jul-13   FLTX   IE00B4XKTT64   G35569105   6   8       Approve Charter Amendment   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
FLEETMATICS GROUP PLC   19-Aug-13   Annual   15-Jul-13   FLTX   IE00B4XKTT64   G35569105   S7   9       Eliminate Pre-Emptive Rights   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
AMERICA’S CAR-MART, INC.   21-Aug-13   Annual   26-Jun-13   CRMT   US03062T1051   03062T105   1)   1   DANIEL J. ENGLANDER   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
AMERICA’S CAR-MART, INC.   21-Aug-13   Annual   26-Jun-13   CRMT   US03062T1051   03062T105   1)   1   WILLIAM H. HENDERSON   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
AMERICA’S CAR-MART, INC.   21-Aug-13   Annual   26-Jun-13   CRMT   US03062T1051   03062T105   1)   1   WILLIAM M. SAMS   3   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
AMERICA’S CAR-MART, INC.   21-Aug-13   Annual   26-Jun-13   CRMT   US03062T1051   03062T105   1)   1   JOHN DAVID SIMMONS   4   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
AMERICA’S CAR-MART, INC.   21-Aug-13   Annual   26-Jun-13   CRMT   US03062T1051   03062T105   1)   1   ROBERT CAMERON SMITH   5   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
AMERICA’S CAR-MART, INC.   21-Aug-13   Annual   26-Jun-13   CRMT   US03062T1051   03062T105   1)   1   JEFFREY A. WILLIAMS   6   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
AMERICA’S CAR-MART, INC.   21-Aug-13   Annual   26-Jun-13   CRMT   US03062T1051   03062T105   2)   2       14A Executive Compensation   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
AMERICA’S CAR-MART, INC.   21-Aug-13   Annual   26-Jun-13   CRMT   US03062T1051   03062T105   3)   3       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
AMERICAN WOODMARK CORPORATION   22-Aug-13   Annual   17-Jun-13   AMWD   US0305061097   30506109   1A   1       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
AMERICAN WOODMARK CORPORATION   22-Aug-13   Annual   17-Jun-13   AMWD   US0305061097   30506109   1B   2       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
AMERICAN WOODMARK CORPORATION   22-Aug-13   Annual   17-Jun-13   AMWD   US0305061097   30506109   1C   3       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
AMERICAN WOODMARK CORPORATION   22-Aug-13   Annual   17-Jun-13   AMWD   US0305061097   30506109   1D   4       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
AMERICAN WOODMARK CORPORATION   22-Aug-13   Annual   17-Jun-13   AMWD   US0305061097   30506109   1E   5       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
AMERICAN WOODMARK CORPORATION   22-Aug-13   Annual   17-Jun-13   AMWD   US0305061097   30506109   1F   6       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
AMERICAN WOODMARK CORPORATION   22-Aug-13   Annual   17-Jun-13   AMWD   US0305061097   30506109   1G   7       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
AMERICAN WOODMARK CORPORATION   22-Aug-13   Annual   17-Jun-13   AMWD   US0305061097   30506109   1H   8       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
AMERICAN WOODMARK CORPORATION   22-Aug-13   Annual   17-Jun-13   AMWD   US0305061097   30506109   1I   9       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
AMERICAN WOODMARK CORPORATION   22-Aug-13   Annual   17-Jun-13   AMWD   US0305061097   30506109   2   10       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
AMERICAN WOODMARK CORPORATION   22-Aug-13   Annual   17-Jun-13   AMWD   US0305061097   30506109   3   11       Amend Stock Compensation Plan   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
AMERICAN WOODMARK CORPORATION   22-Aug-13   Annual   17-Jun-13   AMWD   US0305061097   30506109   4   12       14A Executive Compensation   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
TRIANGLE PETROLEUM CORPORATION   30-Aug-13   Annual   15-Jul-13   TPLM   US89600B2016   89600B201   1   1   PETER HILL   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
TRIANGLE PETROLEUM CORPORATION   30-Aug-13   Annual   15-Jul-13   TPLM   US89600B2016   89600B201   1   1   JONATHAN SAMUELS   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
TRIANGLE PETROLEUM CORPORATION   30-Aug-13   Annual   15-Jul-13   TPLM   US89600B2016   89600B201   1   1   F. GARDNER PARKER   3   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
TRIANGLE PETROLEUM CORPORATION   30-Aug-13   Annual   15-Jul-13   TPLM   US89600B2016   89600B201   1   1   GUS HALAS   4   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
TRIANGLE PETROLEUM CORPORATION   30-Aug-13   Annual   15-Jul-13   TPLM   US89600B2016   89600B201   1   1   RANDAL MATKALUK   5   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
TRIANGLE PETROLEUM CORPORATION   30-Aug-13   Annual   15-Jul-13   TPLM   US89600B2016   89600B201   1   1   ROY A. ANEED   6   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
TRIANGLE PETROLEUM CORPORATION   30-Aug-13   Annual   15-Jul-13   TPLM   US89600B2016   89600B201   2   2       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
TRIANGLE PETROLEUM CORPORATION   30-Aug-13   Annual   15-Jul-13   TPLM   US89600B2016   89600B201   3   3       Stock Issuance   Management   F   IVY VIP MICROCAP GROWTH #445   455   N
TRIANGLE PETROLEUM CORPORATION   30-Aug-13   Annual   15-Jul-13   TPLM   US89600B2016   89600B201   4   4       Approve Option Grants   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
TRIANGLE PETROLEUM CORPORATION   30-Aug-13   Annual   15-Jul-13   TPLM   US89600B2016   89600B201   5   5       14A Executive Compensation   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
TRIANGLE PETROLEUM CORPORATION   30-Aug-13   Annual   15-Jul-13   TPLM   US89600B2016   89600B201   6   6       14A Executive Compensation Vote Frequency   Management   3   IVY VIP MICROCAP GROWTH #445   455   2
EXAR CORPORATION   5-Sep-13   Annual   10-Jul-13   EXAR   US3006451088   300645108   1   1   BEHROOZ ABDI *   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
EXAR CORPORATION   5-Sep-13   Annual   10-Jul-13   EXAR   US3006451088   300645108   1   1   IZAK BENCUYA *   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
EXAR CORPORATION   5-Sep-13   Annual   10-Jul-13   EXAR   US3006451088   300645108   1   1  

LOUIS

DENARDO *

  3   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
EXAR CORPORATION   5-Sep-13   Annual   10-Jul-13   EXAR   US3006451088   300645108   1   1   PIERRE GUILBAULT *   4   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
EXAR CORPORATION   5-Sep-13   Annual   10-Jul-13   EXAR   US3006451088   300645108   1   1   BRIAN HILTON *   5   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
EXAR CORPORATION   5-Sep-13   Annual   10-Jul-13   EXAR   US3006451088   300645108   1   1   RICHARD L. LEZA *   6   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
EXAR CORPORATION   5-Sep-13   Annual   10-Jul-13   EXAR   US3006451088   300645108   1   1   GARY MEYERS *   7   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
EXAR CORPORATION   5-Sep-13   Annual   10-Jul-13   EXAR   US3006451088   300645108   2   2       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
EXAR CORPORATION   5-Sep-13   Annual   10-Jul-13   EXAR   US3006451088   300645108   3   3       14A Executive Compensation   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
VIRTUSA CORPORATION   5-Sep-13   Annual   15-Jul-13   VRTU   US92827P1021   92827P102   1   1   KRIS CANEKERATNE   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
VIRTUSA CORPORATION   5-Sep-13   Annual   15-Jul-13   VRTU   US92827P1021   92827P102   1   1   RONALD T. MAHEU   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
VIRTUSA CORPORATION   5-Sep-13   Annual   15-Jul-13   VRTU   US92827P1021   92827P102   2   2       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
VIRTUSA CORPORATION   5-Sep-13   Annual   15-Jul-13   VRTU   US92827P1021   92827P102   3   3       14A Executive Compensation   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NOVA MEASURING INSTRUMENTS LTD.   12-Sep-13   Annual   6-Aug-13   NVMI   IL0010845571   M7516K103   1   1       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NOVA MEASURING INSTRUMENTS LTD.   12-Sep-13   Annual   6-Aug-13   NVMI   IL0010845571   M7516K103   2   2       Miscellaneous Corporate Actions   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NOVA MEASURING INSTRUMENTS LTD.   12-Sep-13   Annual   6-Aug-13   NVMI   IL0010845571   M7516K103   2A   3       Miscellaneous Corporate Actions   Management   /   IVY VIP MICROCAP GROWTH #445   455   N
NOVA MEASURING INSTRUMENTS LTD.   12-Sep-13   Annual   6-Aug-13   NVMI   IL0010845571   M7516K103   3   4       Miscellaneous Corporate Actions   Management   F   IVY VIP MICROCAP GROWTH #445   455   N
NOVA MEASURING INSTRUMENTS LTD.   12-Sep-13   Annual   6-Aug-13   NVMI   IL0010845571   M7516K103   3A   5       Miscellaneous Corporate Actions   Management   /   IVY VIP MICROCAP GROWTH #445   455   N
NOVA MEASURING INSTRUMENTS LTD.   12-Sep-13   Annual   6-Aug-13   NVMI   IL0010845571   M7516K103   4   6       Miscellaneous Corporate Actions   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NOVA MEASURING INSTRUMENTS LTD.   12-Sep-13   Annual   6-Aug-13   NVMI   IL0010845571   M7516K103   4A   7       Miscellaneous Corporate Actions   Management   /   IVY VIP MICROCAP GROWTH #445   455   N
NOVA MEASURING INSTRUMENTS LTD.   12-Sep-13   Annual   6-Aug-13   NVMI   IL0010845571   M7516K103   5A   8       Election of Directors (Full Slate)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NOVA MEASURING INSTRUMENTS LTD.   12-Sep-13   Annual   6-Aug-13   NVMI   IL0010845571   M7516K103   5B   9       Election of Directors (Full Slate)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NOVA MEASURING INSTRUMENTS LTD.   12-Sep-13   Annual   6-Aug-13   NVMI   IL0010845571   M7516K103   6   10       Election of Directors (Full Slate)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SYNERGY PHARMACEUTICALS INC   30-Sep-13   Annual   30-Aug-13   SGYP   US8716393082   871639308   1   1   GARY S. JACOB   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SYNERGY PHARMACEUTICALS INC   30-Sep-13   Annual   30-Aug-13   SGYP   US8716393082   871639308   1   1   MELVIN K. SPIGELMAN   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SYNERGY PHARMACEUTICALS INC   30-Sep-13   Annual   30-Aug-13   SGYP   US8716393082   871639308   1   1   JOHN P. BRANCACCIO   3   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SYNERGY PHARMACEUTICALS INC   30-Sep-13   Annual   30-Aug-13   SGYP   US8716393082   871639308   1   1   THOMAS H. ADAMS   4   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SYNERGY PHARMACEUTICALS INC   30-Sep-13   Annual   30-Aug-13   SGYP   US8716393082   871639308   1   1   CHRISTOPHER MCGUIGAN   5   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SYNERGY PHARMACEUTICALS INC   30-Sep-13   Annual   30-Aug-13   SGYP   US8716393082   871639308   1   1   ALAN F. JOSLYN   6   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SYNERGY PHARMACEUTICALS INC   30-Sep-13   Annual   30-Aug-13   SGYP   US8716393082   871639308   2   2       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SHORETEL, INC.   12-Nov-13   Annual   20-Sep-13   SHOR   US8252111054   825211105   1   1   MARK F. BREGMAN   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SHORETEL, INC.   12-Nov-13   Annual   20-Sep-13   SHOR   US8252111054   825211105   1   1   EDWARD F. THOMPSON   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SHORETEL, INC.   12-Nov-13   Annual   20-Sep-13   SHOR   US8252111054   825211105   2   2       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SHORETEL, INC.   12-Nov-13   Annual   20-Sep-13   SHOR   US8252111054   825211105   3   3       14A Executive Compensation   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CARDIOVASCULAR SYSTEMS, INC.   13-Nov-13   Annual   16-Sep-13   CSII   US1416191062   141619106   1   1   BRENT G. BLACKEY   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CARDIOVASCULAR SYSTEMS, INC.   13-Nov-13   Annual   16-Sep-13   CSII   US1416191062   141619106   1   1   SCOTT WARD   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CARDIOVASCULAR SYSTEMS, INC.   13-Nov-13   Annual   16-Sep-13   CSII   US1416191062   141619106   1   1   LESLIE L. TRIGG   3   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CARDIOVASCULAR SYSTEMS, INC.   13-Nov-13   Annual   16-Sep-13   CSII   US1416191062   141619106   2   2       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CARDIOVASCULAR SYSTEMS, INC.   13-Nov-13   Annual   16-Sep-13   CSII   US1416191062   141619106   3   3       14A Executive Compensation   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CUI GLOBAL, INC.   5-Dec-13   Annual   16-Oct-13   CUI   US1265762062   126576206   1   1   THOMAS A. PRICE   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CUI GLOBAL, INC.   5-Dec-13   Annual   16-Oct-13   CUI   US1265762062   126576206   1   1   SEAN P. ROONEY   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CUI GLOBAL, INC.   5-Dec-13   Annual   16-Oct-13   CUI   US1265762062   126576206   1   1   COREY A. LAMBRECHT   3   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CUI GLOBAL, INC.   5-Dec-13   Annual   16-Oct-13   CUI   US1265762062   126576206   2   2       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CUI GLOBAL, INC.   5-Dec-13   Annual   16-Oct-13   CUI   US1265762062   126576206   3   3       14A Executive Compensation   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CUI GLOBAL, INC.   5-Dec-13   Annual   16-Oct-13   CUI   US1265762062   126576206   4   4       14A Executive Compensation Vote Frequency   Management   3   IVY VIP MICROCAP GROWTH #445   455   2
CUI GLOBAL, INC.   5-Dec-13   Annual   16-Oct-13   CUI   US1265762062   126576206   5   5       Approve Charter Amendment   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CELADON GROUP, INC.   11-Dec-13   Annual   14-Oct-13   CGI   US1508381001   150838100   1   1   STEPHEN RUSSELL   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CELADON GROUP, INC.   11-Dec-13   Annual   14-Oct-13   CGI   US1508381001   150838100   1   1   ANTHONY HEYWORTH   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CELADON GROUP, INC.   11-Dec-13   Annual   14-Oct-13   CGI   US1508381001   150838100   1   1   CATHERINE LANGHAM   3   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CELADON GROUP, INC.   11-Dec-13   Annual   14-Oct-13   CGI   US1508381001   150838100   1   1   MICHAEL MILLER   4   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CELADON GROUP, INC.   11-Dec-13   Annual   14-Oct-13   CGI   US1508381001   150838100   1   1   PAUL WILL   5   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CELADON GROUP, INC.   11-Dec-13   Annual   14-Oct-13   CGI   US1508381001   150838100   2   2       14A Executive Compensation   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
CELADON GROUP, INC.   11-Dec-13   Annual   14-Oct-13   CGI   US1508381001   150838100   3   3       Amend Omnibus Stock Option Plan   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
UBIQUITI NETWORKS, INC.   13-Dec-13   Annual   28-Oct-13   UBNT   US90347A1007   90347A100   1   1       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
UBIQUITI NETWORKS, INC.   13-Dec-13   Annual   28-Oct-13   UBNT   US90347A1007   90347A100   2   2       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SAPIENS INTERNATIONAL CORPORATION N.V.   19-Dec-13   Annual   19-Nov-13   SPNS   ANN7716A1513   N7716A151   1A.   1       Election of Directors (Full Slate)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SAPIENS INTERNATIONAL CORPORATION N.V.   19-Dec-13   Annual   19-Nov-13   SPNS   ANN7716A1513   N7716A151   1B.   2       Election of Directors (Full Slate)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SAPIENS INTERNATIONAL CORPORATION N.V.   19-Dec-13   Annual   19-Nov-13   SPNS   ANN7716A1513   N7716A151   1C.   3       Election of Directors (Full Slate)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SAPIENS INTERNATIONAL CORPORATION N.V.   19-Dec-13   Annual   19-Nov-13   SPNS   ANN7716A1513   N7716A151   1D.   4       Election of Directors (Full Slate)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SAPIENS INTERNATIONAL CORPORATION N.V.   19-Dec-13   Annual   19-Nov-13   SPNS   ANN7716A1513   N7716A151   1E.   5       Election of Directors (Full Slate)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SAPIENS INTERNATIONAL CORPORATION N.V.   19-Dec-13   Annual   19-Nov-13   SPNS   ANN7716A1513   N7716A151   1F.   6       Election of Directors (Full Slate)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SAPIENS INTERNATIONAL CORPORATION N.V.   19-Dec-13   Annual   19-Nov-13   SPNS   ANN7716A1513   N7716A151   1G.   7       Election of Directors (Full Slate)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SAPIENS INTERNATIONAL CORPORATION N.V.   19-Dec-13   Annual   19-Nov-13   SPNS   ANN7716A1513   N7716A151   2   8       Adopt Accounts for Past Year   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SAPIENS INTERNATIONAL CORPORATION N.V.   19-Dec-13   Annual   19-Nov-13   SPNS   ANN7716A1513   N7716A151   3   9       Receive Consolidated Financial Statements   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SAPIENS INTERNATIONAL CORPORATION N.V.   19-Dec-13   Annual   19-Nov-13   SPNS   ANN7716A1513   N7716A151   4   10       Approve Financial Statements, Allocation of Income, and Discharge Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SAPIENS INTERNATIONAL CORPORATION N.V.   19-Dec-13   Annual   19-Nov-13   SPNS   ANN7716A1513   N7716A151   5   11       Approve Remuneration of Directors and Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
THE GREENBRIER COMPANIES, INC.   8-Jan-14   Annual   13-Nov-13   GBX   US3936571013   393657101   1   1   GRAEME A. JACK   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
THE GREENBRIER COMPANIES, INC.   8-Jan-14   Annual   13-Nov-13   GBX   US3936571013   393657101   1   1   VICTORIA MCMANUS   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
THE GREENBRIER COMPANIES, INC.   8-Jan-14   Annual   13-Nov-13   GBX   US3936571013   393657101   1   1   WENDY L. TERAMOTO   3   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
THE GREENBRIER COMPANIES, INC.   8-Jan-14   Annual   13-Nov-13   GBX   US3936571013   393657101   2   2       14A Executive Compensation   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
THE GREENBRIER COMPANIES, INC.   8-Jan-14   Annual   13-Nov-13   GBX   US3936571013   393657101   3   3       Approve Stock Compensation Plan   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
THE GREENBRIER COMPANIES, INC.   8-Jan-14   Annual   13-Nov-13   GBX   US3936571013   393657101   4   4       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
MULTIMEDIA GAMES HOLDING COMPANY, INC.   30-Jan-14   Annual   2-Dec-13   MGAM   US6254531055   625453105   1A.   1       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
MULTIMEDIA GAMES HOLDING COMPANY, INC.   30-Jan-14   Annual   2-Dec-13   MGAM   US6254531055   625453105   1B.   2       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
MULTIMEDIA GAMES HOLDING COMPANY, INC.   30-Jan-14   Annual   2-Dec-13   MGAM   US6254531055   625453105   1C.   3       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
MULTIMEDIA GAMES HOLDING COMPANY, INC.   30-Jan-14   Annual   2-Dec-13   MGAM   US6254531055   625453105   1D.   4       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
MULTIMEDIA GAMES HOLDING COMPANY, INC.   30-Jan-14   Annual   2-Dec-13   MGAM   US6254531055   625453105   1E.   5       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
MULTIMEDIA GAMES HOLDING COMPANY, INC.   30-Jan-14   Annual   2-Dec-13   MGAM   US6254531055   625453105   1F.   6       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
MULTIMEDIA GAMES HOLDING COMPANY, INC.   30-Jan-14   Annual   2-Dec-13   MGAM   US6254531055   625453105   1G.   7       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
MULTIMEDIA GAMES HOLDING COMPANY, INC.   30-Jan-14   Annual   2-Dec-13   MGAM   US6254531055   625453105   2   8       14A Executive Compensation   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
MULTIMEDIA GAMES HOLDING COMPANY, INC.   30-Jan-14   Annual   2-Dec-13   MGAM   US6254531055   625453105   3   9       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
ENANTA PHARMACEUTICALS, INC.   6-Feb-14   Annual   3-Jan-14   ENTA   US29251M1062   29251M106   1   1   BRUCE L.A. CARTER   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
ENANTA PHARMACEUTICALS, INC.   6-Feb-14   Annual   3-Jan-14   ENTA   US29251M1062   29251M106   1   1   JAY R. LULY   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
ENANTA PHARMACEUTICALS, INC.   6-Feb-14   Annual   3-Jan-14   ENTA   US29251M1062   29251M106   2   2       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NCI BUILDING SYSTEMS, INC.   25-Feb-14   Annual   14-Jan-14   NCS   US6288522047   628852204   1.1   1       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NCI BUILDING SYSTEMS, INC.   25-Feb-14   Annual   14-Jan-14   NCS   US6288522047   628852204   1.2   2       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NCI BUILDING SYSTEMS, INC.   25-Feb-14   Annual   14-Jan-14   NCS   US6288522047   628852204   1.3   3       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NCI BUILDING SYSTEMS, INC.   25-Feb-14   Annual   14-Jan-14   NCS   US6288522047   628852204   2   4       Approve Cash/Stock Bonus Plan   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NCI BUILDING SYSTEMS, INC.   25-Feb-14   Annual   14-Jan-14   NCS   US6288522047   628852204   3   5       14A Executive Compensation   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NCI BUILDING SYSTEMS, INC.   25-Feb-14   Annual   14-Jan-14   NCS   US6288522047   628852204   4   6       14A Executive Compensation Vote Frequency   Management   3   IVY VIP MICROCAP GROWTH #445   455   2
NCI BUILDING SYSTEMS, INC.   25-Feb-14   Annual   14-Jan-14   NCS   US6288522047   628852204   5   7       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NATURAL GROCERS BY VITAMIN COTTAGE INC.   5-Mar-14   Annual   10-Jan-14   NGVC   US63888U1088   63888U108   1   1   ZEPHYR ISELY   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NATURAL GROCERS BY VITAMIN COTTAGE INC.   5-Mar-14   Annual   10-Jan-14   NGVC   US63888U1088   63888U108   1   1   MICHAEL CAMPBELL   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NATURAL GROCERS BY VITAMIN COTTAGE INC.   5-Mar-14   Annual   10-Jan-14   NGVC   US63888U1088   63888U108   2   2       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NATURAL GROCERS BY VITAMIN COTTAGE INC.   5-Mar-14   Annual   10-Jan-14   NGVC   US63888U1088   63888U108   3   3       Transact Other Business   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
BALTIC TRADING LIMITED   9-Apr-14   Annual   26-Feb-14   BALT   MHY0553W1030   Y0553W103   1   1   PETER C. GEORGIOPOULOS   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
BALTIC TRADING LIMITED   9-Apr-14   Annual   26-Feb-14   BALT   MHY0553W1030   Y0553W103   1   1   BASIL G. MAVROLEON   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
BALTIC TRADING LIMITED   9-Apr-14   Annual   26-Feb-14   BALT   MHY0553W1030   Y0553W103   2   2       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
BALTIC TRADING LIMITED   9-Apr-14   Annual   26-Feb-14   BALT   MHY0553W1030   Y0553W103   3   3       Amend Stock Compensation Plan   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
BALTIC TRADING LIMITED   9-Apr-14   Annual   26-Feb-14   BALT   MHY0553W1030   Y0553W103   4   4       14A Executive Compensation   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
BALTIC TRADING LIMITED   9-Apr-14   Annual   26-Feb-14   BALT   MHY0553W1030   Y0553W103   5   5       14A Executive Compensation Vote Frequency   Management   3   IVY VIP MICROCAP GROWTH #445   455   2
DATAWATCH CORPORATION   22-Apr-14   Annual   25-Feb-14   DWCH   US2379172081   237917208   1   1   RICHARD DE J. OSBORNE   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
DATAWATCH CORPORATION   22-Apr-14   Annual   25-Feb-14   DWCH   US2379172081   237917208   1   1   JAMES WOOD   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
DATAWATCH CORPORATION   22-Apr-14   Annual   25-Feb-14   DWCH   US2379172081   237917208   1   1   THOMAS H. KELLY   3   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
DATAWATCH CORPORATION   22-Apr-14   Annual   25-Feb-14   DWCH   US2379172081   237917208   1   1   TERRY W. POTTER   4   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
DATAWATCH CORPORATION   22-Apr-14   Annual   25-Feb-14   DWCH   US2379172081   237917208   1   1   CHRISTOPHER T. COX   5   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
DATAWATCH CORPORATION   22-Apr-14   Annual   25-Feb-14   DWCH   US2379172081   237917208   1   1   DAVID C. MAHONEY   6   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
DATAWATCH CORPORATION   22-Apr-14   Annual   25-Feb-14   DWCH   US2379172081   237917208   1   1   MICHAEL A. MORRISON   7   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
DATAWATCH CORPORATION   22-Apr-14   Annual   25-Feb-14   DWCH   US2379172081   237917208   2   2       Amend Stock Compensation Plan   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
DATAWATCH CORPORATION   22-Apr-14   Annual   25-Feb-14   DWCH   US2379172081   237917208   3   3       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NOODLES & COMPANY   30-Apr-14   Annual   11-Mar-14   NDLS   US65540B1052   65540B105   1   1   JAMES PITTMAN   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NOODLES & COMPANY   30-Apr-14   Annual   11-Mar-14   NDLS   US65540B1052   65540B105   1   1   JAMES RAND   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NOODLES & COMPANY   30-Apr-14   Annual   11-Mar-14   NDLS   US65540B1052   65540B105   2   2       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
RETAILMENOT, INC.   30-Apr-14   Annual   3-Mar-14   SALE   US76132B1061   76132B106   1.1   1       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
RETAILMENOT, INC.   30-Apr-14   Annual   3-Mar-14   SALE   US76132B1061   76132B106   1.2   2       Election of Directors (Majority Voting)   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
RETAILMENOT, INC.   30-Apr-14   Annual   3-Mar-14   SALE   US76132B1061   76132B106   2   3       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SCIQUEST, INC.   30-Apr-14   Annual   6-Mar-14   SQI   US80908T1016   80908T101   1   1   TIMOTHY J. BUCKLEY   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SCIQUEST, INC.   30-Apr-14   Annual   6-Mar-14   SQI   US80908T1016   80908T101   1   1   DANIEL F. GILLIS   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SCIQUEST, INC.   30-Apr-14   Annual   6-Mar-14   SQI   US80908T1016   80908T101   2   2       14A Executive Compensation   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
SCIQUEST, INC.   30-Apr-14   Annual   6-Mar-14   SQI   US80908T1016   80908T101   3   3       Ratify Appointment of Independent Auditors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NEWLINK GENETICS CORPORATION   1-May-14   Annual   3-Mar-14   NLNK   US6515111077   651511107   1   1   C.J. LINK JR., M.D.   1   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NEWLINK GENETICS CORPORATION   1-May-14   Annual   3-Mar-14   NLNK   US6515111077   651511107   1   1   THOMAS A. RAFFIN, M.D.   2   Election of Directors   Management   F   IVY VIP MICROCAP GROWTH #445   455   F
NEWLINK GENETICS CORPORATION   1-May-14   Annual   3-Mar-14   NLNK   US6515111077   651511107   2   2       14A Executive Compensation   Management   F   IVY VIP MICROCAP GROWTH #445   455   F


NEWLINK GENETICS CORPORATION     1-May-14        Annual        3-Mar-14        NLNK        US6515111077        651511107        3        3          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CYRUSONE INC.     1-May-14        Annual        3-Mar-14        CONE        US23283R1005        23283R100        1        1      GARY J. WOJTASZEK     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CYRUSONE INC.     1-May-14        Annual        3-Mar-14        CONE        US23283R1005        23283R100        1        1      JOHN F. CASSIDY     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CYRUSONE INC.     1-May-14        Annual        3-Mar-14        CONE        US23283R1005        23283R100        1        1      WILLIAM E. SULLIVAN     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CYRUSONE INC.     1-May-14        Annual        3-Mar-14        CONE        US23283R1005        23283R100        1        1      T. TOD NIELSEN     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CYRUSONE INC.     1-May-14        Annual        3-Mar-14        CONE        US23283R1005        23283R100        1        1      ALEX SHUMATE     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CYRUSONE INC.     1-May-14        Annual        3-Mar-14        CONE        US23283R1005        23283R100        1        1      MELISSA E. HATHAWAY     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CYRUSONE INC.     1-May-14        Annual        3-Mar-14        CONE        US23283R1005        23283R100        1        1      DAVID H. FERDMAN     7      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CYRUSONE INC.     1-May-14        Annual        3-Mar-14        CONE        US23283R1005        23283R100        1        1      LYNN A. WENTWORTH     8      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CYRUSONE INC.     1-May-14        Annual        3-Mar-14        CONE        US23283R1005        23283R100        1        1      JOHN W. GAMBLE     9      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CYRUSONE INC.     1-May-14        Annual        3-Mar-14        CONE        US23283R1005        23283R100        2        2          Adopt Employee Stock Purchase Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CYRUSONE INC.     1-May-14        Annual        3-Mar-14        CONE        US23283R1005        23283R100        3        3          Approve Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CYRUSONE INC.     1-May-14        Annual        3-Mar-14        CONE        US23283R1005        23283R100        4        4          Approve Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CYRUSONE INC.     1-May-14        Annual        3-Mar-14        CONE        US23283R1005        23283R100        5        5          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ARC DOCUMENT SOLUTIONS INC     1-May-14        Annual        3-Mar-14        ARC        US00191G1031        00191G103        1        1      K. SURIYAKUMAR     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ARC DOCUMENT SOLUTIONS INC     1-May-14        Annual        3-Mar-14        ARC        US00191G1031        00191G103        1        1      THOMAS J. FORMOLO     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ARC DOCUMENT SOLUTIONS INC     1-May-14        Annual        3-Mar-14        ARC        US00191G1031        00191G103        1        1      DEWITT KERRY MCCLUGGAGE     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ARC DOCUMENT SOLUTIONS INC     1-May-14        Annual        3-Mar-14        ARC        US00191G1031        00191G103        1        1      JAMES F. MCNULTY     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ARC DOCUMENT SOLUTIONS INC     1-May-14        Annual        3-Mar-14        ARC        US00191G1031        00191G103        1        1      MARK W. MEALY     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ARC DOCUMENT SOLUTIONS INC     1-May-14        Annual        3-Mar-14        ARC        US00191G1031        00191G103        1        1      MANUEL PEREZ DE LA MESA     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ARC DOCUMENT SOLUTIONS INC     1-May-14        Annual        3-Mar-14        ARC        US00191G1031        00191G103        1        1      ERIBERTO R. SCOCIMARA     7      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ARC DOCUMENT SOLUTIONS INC     1-May-14        Annual        3-Mar-14        ARC        US00191G1031        00191G103        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ARC DOCUMENT SOLUTIONS INC     1-May-14        Annual        3-Mar-14        ARC        US00191G1031        00191G103        3        3          Approve Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ARC DOCUMENT SOLUTIONS INC     1-May-14        Annual        3-Mar-14        ARC        US00191G1031        00191G103        4        4          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
VERASTEM INC     5-May-14        Annual        28-Mar-14        VSTM        US92337C1045        92337C104        1        1      ALISON LAWTON     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
VERASTEM INC     5-May-14        Annual        28-Mar-14        VSTM        US92337C1045        92337C104        1        1      STEPHEN SHERWIN, M.D.     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
VERASTEM INC     5-May-14        Annual        28-Mar-14        VSTM        US92337C1045        92337C104        1        1      TIMOTHY BARBERICH     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
VERASTEM INC     5-May-14        Annual        28-Mar-14        VSTM        US92337C1045        92337C104        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
NAUTILUS, INC.     6-May-14        Annual        21-Mar-14        NLS        US63910B1026        63910B102        1        1      RONALD P. BADIE     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
NAUTILUS, INC.     6-May-14        Annual        21-Mar-14        NLS        US63910B1026        63910B102        1        1      BRUCE M. CAZENAVE     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
NAUTILUS, INC.     6-May-14        Annual        21-Mar-14        NLS        US63910B1026        63910B102        1        1      RICHARD A. HORN     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
NAUTILUS, INC.     6-May-14        Annual        21-Mar-14        NLS        US63910B1026        63910B102        1        1      M. CARL JOHNSON, III     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
NAUTILUS, INC.     6-May-14        Annual        21-Mar-14        NLS        US63910B1026        63910B102        1        1      ANNE G. SAUNDERS     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
NAUTILUS, INC.     6-May-14        Annual        21-Mar-14        NLS        US63910B1026        63910B102        1        1      MARVIN G. SIEGERT     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
NAUTILUS, INC.     6-May-14        Annual        21-Mar-14        NLS        US63910B1026        63910B102        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
NAUTILUS, INC.     6-May-14        Annual        21-Mar-14        NLS        US63910B1026        63910B102        3        3          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
IMPERVA INC     6-May-14        Annual        14-Mar-14        IMPV        US45321L1008        45321L100        1        1      SHLOMO KRAMER     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
IMPERVA INC     6-May-14        Annual        14-Mar-14        IMPV        US45321L1008        45321L100        1        1      ALBERT PIMENTEL     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
IMPERVA INC     6-May-14        Annual        14-Mar-14        IMPV        US45321L1008        45321L100        1        1      JAMES TOLONEN     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
IMPERVA INC     6-May-14        Annual        14-Mar-14        IMPV        US45321L1008        45321L100        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MARTEN TRANSPORT, LTD.     6-May-14        Annual        10-Mar-14        MRTN        US5730751089        573075108        1        1      RANDOLPH L. MARTEN     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MARTEN TRANSPORT, LTD.     6-May-14        Annual        10-Mar-14        MRTN        US5730751089        573075108        1        1      LARRY B. HAGNESS     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MARTEN TRANSPORT, LTD.     6-May-14        Annual        10-Mar-14        MRTN        US5730751089        573075108        1        1      THOMAS J. WINKEL     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MARTEN TRANSPORT, LTD.     6-May-14        Annual        10-Mar-14        MRTN        US5730751089        573075108        1        1      JERRY M. BAUER     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MARTEN TRANSPORT, LTD.     6-May-14        Annual        10-Mar-14        MRTN        US5730751089        573075108        1        1      ROBERT L. DEMOREST     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MARTEN TRANSPORT, LTD.     6-May-14        Annual        10-Mar-14        MRTN        US5730751089        573075108        1        1      G. LARRY OWENS     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MARTEN TRANSPORT, LTD.     6-May-14        Annual        10-Mar-14        MRTN        US5730751089        573075108        2        2          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MARTEN TRANSPORT, LTD.     6-May-14        Annual        10-Mar-14        MRTN        US5730751089        573075108        3        3          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MARTEN TRANSPORT, LTD.     6-May-14        Annual        10-Mar-14        MRTN        US5730751089        573075108        4        4          Transact Other Business   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
M/I HOMES, INC.     6-May-14        Annual        12-Mar-14        MHO        US55305B1017        55305B101        1        1      JOSEPH A. ALUTTO, PH.D.     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
M/I HOMES, INC.     6-May-14        Annual        12-Mar-14        MHO        US55305B1017        55305B101        1        1      PHILLIP G. CREEK     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
M/I HOMES, INC.     6-May-14        Annual        12-Mar-14        MHO        US55305B1017        55305B101        1        1      NORMAN L. TRAEGER     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
M/I HOMES, INC.     6-May-14        Annual        12-Mar-14        MHO        US55305B1017        55305B101        2        2          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
M/I HOMES, INC.     6-May-14        Annual        12-Mar-14        MHO        US55305B1017        55305B101        3        3          Authorize Common Stock Increase   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
M/I HOMES, INC.     6-May-14        Annual        12-Mar-14        MHO        US55305B1017        55305B101        4        4          Amend Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
M/I HOMES, INC.     6-May-14        Annual        12-Mar-14        MHO        US55305B1017        55305B101        5        5          Approve Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
M/I HOMES, INC.     6-May-14        Annual        12-Mar-14        MHO        US55305B1017        55305B101        6        6          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
QUIDEL CORPORATION     6-May-14        Annual        12-Mar-14        QDEL        US74838J1016        74838J101        1        1      THOMAS D. BROWN     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
QUIDEL CORPORATION     6-May-14        Annual        12-Mar-14        QDEL        US74838J1016        74838J101        1        1      DOUGLAS C. BRYANT     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
QUIDEL CORPORATION     6-May-14        Annual        12-Mar-14        QDEL        US74838J1016        74838J101        1        1      KENNETH F. BUECHLER     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
QUIDEL CORPORATION     6-May-14        Annual        12-Mar-14        QDEL        US74838J1016        74838J101        1        1      ROD F. DAMMEYER     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
QUIDEL CORPORATION     6-May-14        Annual        12-Mar-14        QDEL        US74838J1016        74838J101        1        1      MARY LAKE POLAN     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
QUIDEL CORPORATION     6-May-14        Annual        12-Mar-14        QDEL        US74838J1016        74838J101        1        1      MARK A. PULIDO     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
QUIDEL CORPORATION     6-May-14        Annual        12-Mar-14        QDEL        US74838J1016        74838J101        1        1      JACK W. SCHULER     7      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
QUIDEL CORPORATION     6-May-14        Annual        12-Mar-14        QDEL        US74838J1016        74838J101        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
QUIDEL CORPORATION     6-May-14        Annual        12-Mar-14        QDEL        US74838J1016        74838J101        3        3          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
QUIDEL CORPORATION     6-May-14        Annual        12-Mar-14        QDEL        US74838J1016        74838J101        4        4          Amend Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GENTHERM INCORPORATED     7-May-14        Annual        1-Apr-14        THRM        US37253A1034        37253A103        1        1      LEWIS BOOTH     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GENTHERM INCORPORATED     7-May-14        Annual        1-Apr-14        THRM        US37253A1034        37253A103        1        1      FRANCOIS CASTAING     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GENTHERM INCORPORATED     7-May-14        Annual        1-Apr-14        THRM        US37253A1034        37253A103        1        1      DANIEL COKER     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GENTHERM INCORPORATED     7-May-14        Annual        1-Apr-14        THRM        US37253A1034        37253A103        1        1      SOPHIE DESORMIERE     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GENTHERM INCORPORATED     7-May-14        Annual        1-Apr-14        THRM        US37253A1034        37253A103        1        1      MAURICE GUNDERSON     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GENTHERM INCORPORATED     7-May-14        Annual        1-Apr-14        THRM        US37253A1034        37253A103        1        1      OSCAR B. MARX III     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GENTHERM INCORPORATED     7-May-14        Annual        1-Apr-14        THRM        US37253A1034        37253A103        1        1      CARLOS MAZZORIN     7      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GENTHERM INCORPORATED     7-May-14        Annual        1-Apr-14        THRM        US37253A1034        37253A103        1        1      FRANZ SCHERER     8      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GENTHERM INCORPORATED     7-May-14        Annual        1-Apr-14        THRM        US37253A1034        37253A103        1        1      BYRON SHAW     9      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GENTHERM INCORPORATED     7-May-14        Annual        1-Apr-14        THRM        US37253A1034        37253A103        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GENTHERM INCORPORATED     7-May-14        Annual        1-Apr-14        THRM        US37253A1034        37253A103        3        3          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TOWN SPORTS INTERNATIONAL HLDGS, INC.     8-May-14        Annual        11-Mar-14        CLUB        US89214A1025        89214A102        1        1      ROBERT J. GIARDINA     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TOWN SPORTS INTERNATIONAL HLDGS, INC.     8-May-14        Annual        11-Mar-14        CLUB        US89214A1025        89214A102        1        1      PAUL N. ARNOLD     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TOWN SPORTS INTERNATIONAL HLDGS, INC.     8-May-14        Annual        11-Mar-14        CLUB        US89214A1025        89214A102        1        1      BRUCE C. BRUCKMANN     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TOWN SPORTS INTERNATIONAL HLDGS, INC.     8-May-14        Annual        11-Mar-14        CLUB        US89214A1025        89214A102        1        1      J. RICE EDMONDS     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TOWN SPORTS INTERNATIONAL HLDGS, INC.     8-May-14        Annual        11-Mar-14        CLUB        US89214A1025        89214A102        1        1      JOHN H. FLOOD III     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TOWN SPORTS INTERNATIONAL HLDGS, INC.     8-May-14        Annual        11-Mar-14        CLUB        US89214A1025        89214A102        1        1      THOMAS J. GALLIGAN III     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TOWN SPORTS INTERNATIONAL HLDGS, INC.     8-May-14        Annual        11-Mar-14        CLUB        US89214A1025        89214A102        1        1      KEVIN MCCALL     7      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TOWN SPORTS INTERNATIONAL HLDGS, INC.     8-May-14        Annual        11-Mar-14        CLUB        US89214A1025        89214A102        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TOWN SPORTS INTERNATIONAL HLDGS, INC.     8-May-14        Annual        11-Mar-14        CLUB        US89214A1025        89214A102        3        3          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CHANNELADVISOR CORPORATION     9-May-14        Annual        19-Mar-14        ECOM        US1591791009        159179100        1        1      ROBERT C. HOWER     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CHANNELADVISOR CORPORATION     9-May-14        Annual        19-Mar-14        ECOM        US1591791009        159179100        1        1      M. SCOT WINGO     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CHANNELADVISOR CORPORATION     9-May-14        Annual        19-Mar-14        ECOM        US1591791009        159179100        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RIGNET, INC     9-May-14        Annual        21-Mar-14        RNET        US7665821002        766582100        1        1      JAMES H. BROWNING     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RIGNET, INC     9-May-14        Annual        21-Mar-14        RNET        US7665821002        766582100        1        1      MATTIA CAPRIOLI     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RIGNET, INC     9-May-14        Annual        21-Mar-14        RNET        US7665821002        766582100        1        1      CHARLES L. DAVIS     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RIGNET, INC     9-May-14        Annual        21-Mar-14        RNET        US7665821002        766582100        1        1      KEVIN MULLOY     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RIGNET, INC     9-May-14        Annual        21-Mar-14        RNET        US7665821002        766582100        1        1      KEVIN J. O’HARA     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RIGNET, INC     9-May-14        Annual        21-Mar-14        RNET        US7665821002        766582100        1        1      KEITH OLSEN     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RIGNET, INC     9-May-14        Annual        21-Mar-14        RNET        US7665821002        766582100        1        1      MARK B. SLAUGHTER     7      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RIGNET, INC     9-May-14        Annual        21-Mar-14        RNET        US7665821002        766582100        1        1      BRENT K. WHITTINGTON     8      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RIGNET, INC     9-May-14        Annual        21-Mar-14        RNET        US7665821002        766582100        1        1      DITLEF DE VIBE     9      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RIGNET, INC     9-May-14        Annual        21-Mar-14        RNET        US7665821002        766582100        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RIGNET, INC     9-May-14        Annual        21-Mar-14        RNET        US7665821002        766582100        3        3          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
UNIVERSAL STAINLESS & ALLOY PRODS., INC.     13-May-14        Annual        27-Mar-14        USAP        US9138371003        913837100        1        1      CHRISTOPHER L. AYERS     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
UNIVERSAL STAINLESS & ALLOY PRODS., INC.     13-May-14        Annual        27-Mar-14        USAP        US9138371003        913837100        1        1      DOUGLAS M. DUNN     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
UNIVERSAL STAINLESS & ALLOY PRODS., INC.     13-May-14        Annual        27-Mar-14        USAP        US9138371003        913837100        1        1      M. DAVID KORNBLATT     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
UNIVERSAL STAINLESS & ALLOY PRODS., INC.     13-May-14        Annual        27-Mar-14        USAP        US9138371003        913837100        1        1      DENNIS M. OATES     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
UNIVERSAL STAINLESS & ALLOY PRODS., INC.     13-May-14        Annual        27-Mar-14        USAP        US9138371003        913837100        1        1      UDI TOLEDANO     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
UNIVERSAL STAINLESS & ALLOY PRODS., INC.     13-May-14        Annual        27-Mar-14        USAP        US9138371003        913837100        2        2          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
UNIVERSAL STAINLESS & ALLOY PRODS., INC.     13-May-14        Annual        27-Mar-14        USAP        US9138371003        913837100        3        3          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ASHFORD HOSPITALITY PRIME INC     13-May-14        Annual        11-Mar-14        AHP        US0441021013        44102101        1        1      MONTY J. BENNETT     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ASHFORD HOSPITALITY PRIME INC     13-May-14        Annual        11-Mar-14        AHP        US0441021013        44102101        1        1      STEFANI D. CARTER     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ASHFORD HOSPITALITY PRIME INC     13-May-14        Annual        11-Mar-14        AHP        US0441021013        44102101        1        1      DOUGLAS A. KESSLER     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ASHFORD HOSPITALITY PRIME INC     13-May-14        Annual        11-Mar-14        AHP        US0441021013        44102101        1        1      CURTIS B. MCWILLIAMS     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ASHFORD HOSPITALITY PRIME INC     13-May-14        Annual        11-Mar-14        AHP        US0441021013        44102101        1        1      W. MICHAEL MURPHY     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ASHFORD HOSPITALITY PRIME INC     13-May-14        Annual        11-Mar-14        AHP        US0441021013        44102101        1        1      MATTHEW D. RINALDI     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ASHFORD HOSPITALITY PRIME INC     13-May-14        Annual        11-Mar-14        AHP        US0441021013        44102101        1        1      ANDREW L. STRONG     7      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ASHFORD HOSPITALITY PRIME INC     13-May-14        Annual        11-Mar-14        AHP        US0441021013        44102101        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ASHFORD HOSPITALITY PRIME INC     13-May-14        Annual        11-Mar-14        AHP        US0441021013        44102101        3        3          S/H Proposal-Election of Directors By Majority Vote   Management     N      IVY VIP MICROCAP GROWTH #445     455        N   
INVENTURE FOODS INC     14-May-14        Annual        31-Mar-14        SNAK        US4612121024        461212102        1        1      ASHTON D. ASENSIO     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
INVENTURE FOODS INC     14-May-14        Annual        31-Mar-14        SNAK        US4612121024        461212102        1        1      TIMOTHY A. COLE     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
INVENTURE FOODS INC     14-May-14        Annual        31-Mar-14        SNAK        US4612121024        461212102        1        1      MACON BRYCE EDMONSON     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
INVENTURE FOODS INC     14-May-14        Annual        31-Mar-14        SNAK        US4612121024        461212102        1        1      HAROLD S. EDWARDS     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
INVENTURE FOODS INC     14-May-14        Annual        31-Mar-14        SNAK        US4612121024        461212102        1        1      PAUL J. LAPADAT     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
INVENTURE FOODS INC     14-May-14        Annual        31-Mar-14        SNAK        US4612121024        461212102        1        1      TERRY MCDANIEL     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
INVENTURE FOODS INC     14-May-14        Annual        31-Mar-14        SNAK        US4612121024        461212102        1        1      DAVID L. MEYERS     7      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
INVENTURE FOODS INC     14-May-14        Annual        31-Mar-14        SNAK        US4612121024        461212102        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
DEL FRISCO’S RESTAURANT GROUP INC.     14-May-14        Annual        31-Mar-14        DFRG        US2450771025        245077102        1        1      DAVID B. BARR     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
DEL FRISCO’S RESTAURANT GROUP INC.     14-May-14        Annual        31-Mar-14        DFRG        US2450771025        245077102        1        1      WILLIAM LAMAR JR.     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
DEL FRISCO’S RESTAURANT GROUP INC.     14-May-14        Annual        31-Mar-14        DFRG        US2450771025        245077102        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
PIONEER ENERGY SERVICES CORP     14-May-14        Annual        19-Mar-14        PES        US7236641087        723664108        1        1      DEAN A. BURKHARDT     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
PIONEER ENERGY SERVICES CORP     14-May-14        Annual        19-Mar-14        PES        US7236641087        723664108        1        1      SCOTT D. URBAN     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
PIONEER ENERGY SERVICES CORP     14-May-14        Annual        19-Mar-14        PES        US7236641087        723664108        2        2          Amend Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
PIONEER ENERGY SERVICES CORP     14-May-14        Annual        19-Mar-14        PES        US7236641087        723664108        3        3          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
PIONEER ENERGY SERVICES CORP     14-May-14        Annual        19-Mar-14        PES        US7236641087        723664108        4        4          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CYNOSURE INC.     14-May-14        Annual        17-Mar-14        CYNO        US2325772059        232577205        1        1      MR. DAVIN     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CYNOSURE INC.     14-May-14        Annual        17-Mar-14        CYNO        US2325772059        232577205        1        1      MR. BIAGIONI     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CYNOSURE INC.     14-May-14        Annual        17-Mar-14        CYNO        US2325772059        232577205        2        2          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CYNOSURE INC.     14-May-14        Annual        17-Mar-14        CYNO        US2325772059        232577205        3        3          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ROADRUNNER TRANSPORTATION SYSTEMS, INC.     14-May-14        Annual        8-Apr-14        RRTS        US76973Q1058        76973Q105        1        1      CHRISTOPHER L. DOERR     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ROADRUNNER TRANSPORTATION SYSTEMS, INC.     14-May-14        Annual        8-Apr-14        RRTS        US76973Q1058        76973Q105        1        1      JAMES D. STALEY     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ROADRUNNER TRANSPORTATION SYSTEMS, INC.     14-May-14        Annual        8-Apr-14        RRTS        US76973Q1058        76973Q105        2        2          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ROADRUNNER TRANSPORTATION SYSTEMS, INC.     14-May-14        Annual        8-Apr-14        RRTS        US76973Q1058        76973Q105        3        3          Amend Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ROADRUNNER TRANSPORTATION SYSTEMS, INC.     14-May-14        Annual        8-Apr-14        RRTS        US76973Q1058        76973Q105        4        4          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
COMMERCIAL VEHICLE GROUP, INC.     15-May-14        Annual        26-Mar-14        CVGI        US2026081057        202608105        1        1      DAVID R. BOVEE     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
COMMERCIAL VEHICLE GROUP, INC.     15-May-14        Annual        26-Mar-14        CVGI        US2026081057        202608105        1        1      RICHARD P. LAVIN     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
COMMERCIAL VEHICLE GROUP, INC.     15-May-14        Annual        26-Mar-14        CVGI        US2026081057        202608105        2        2          Approve Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
COMMERCIAL VEHICLE GROUP, INC.     15-May-14        Annual        26-Mar-14        CVGI        US2026081057        202608105        3        3          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
COMMERCIAL VEHICLE GROUP, INC.     15-May-14        Annual        26-Mar-14        CVGI        US2026081057        202608105        4        4          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
WABASH NATIONAL CORPORATION     15-May-14        Annual        17-Mar-14        WNC        US9295661071        929566107        1.1        1          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
WABASH NATIONAL CORPORATION     15-May-14        Annual        17-Mar-14        WNC        US9295661071        929566107        1.2        2          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
WABASH NATIONAL CORPORATION     15-May-14        Annual        17-Mar-14        WNC        US9295661071        929566107        1.3        3          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
WABASH NATIONAL CORPORATION     15-May-14        Annual        17-Mar-14        WNC        US9295661071        929566107        1.4        4          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
WABASH NATIONAL CORPORATION     15-May-14        Annual        17-Mar-14        WNC        US9295661071        929566107        1.5        5          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
WABASH NATIONAL CORPORATION     15-May-14        Annual        17-Mar-14        WNC        US9295661071        929566107        1.6        6          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
WABASH NATIONAL CORPORATION     15-May-14        Annual        17-Mar-14        WNC        US9295661071        929566107        1.7        7          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
WABASH NATIONAL CORPORATION     15-May-14        Annual        17-Mar-14        WNC        US9295661071        929566107        2        8          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
WABASH NATIONAL CORPORATION     15-May-14        Annual        17-Mar-14        WNC        US9295661071        929566107        3        9          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
QUANTUM FUEL SYSTEMS TECH. WORLDWIDE INC     15-May-14        Annual        21-Mar-14        QTWW        US74765E3071        74765E307        1        1      PAUL E. GRUTZNER     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
QUANTUM FUEL SYSTEMS TECH. WORLDWIDE INC     15-May-14        Annual        21-Mar-14        QTWW        US74765E3071        74765E307        2        2          Authorize Common Stock Increase   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
QUANTUM FUEL SYSTEMS TECH. WORLDWIDE INC     15-May-14        Annual        21-Mar-14        QTWW        US74765E3071        74765E307        3        3          Stock Issuance   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
QUANTUM FUEL SYSTEMS TECH. WORLDWIDE INC     15-May-14        Annual        21-Mar-14        QTWW        US74765E3071        74765E307        4        4          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
QUANTUM FUEL SYSTEMS TECH. WORLDWIDE INC     15-May-14        Annual        21-Mar-14        QTWW        US74765E3071        74765E307        5        5          Amend Articles-Board Related   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
QUANTUM FUEL SYSTEMS TECH. WORLDWIDE INC     15-May-14        Annual        21-Mar-14        QTWW        US74765E3071        74765E307        6        6          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
QUANTUM FUEL SYSTEMS TECH. WORLDWIDE INC     15-May-14        Annual        21-Mar-14        QTWW        US74765E3071        74765E307        7        7          Approve Motion to Adjourn Meeting   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
SPS COMMERCE INC.     15-May-14        Annual        20-Mar-14        SPSC        US78463M1071        78463M107        1        1      ARCHIE C. BLACK     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
SPS COMMERCE INC.     15-May-14        Annual        20-Mar-14        SPSC        US78463M1071        78463M107        1        1      MICHAEL B. GORMAN     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
SPS COMMERCE INC.     15-May-14        Annual        20-Mar-14        SPSC        US78463M1071        78463M107        1        1      MARTIN J. LEESTMA     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
SPS COMMERCE INC.     15-May-14        Annual        20-Mar-14        SPSC        US78463M1071        78463M107        1        1      JAMES B. RAMSEY     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
SPS COMMERCE INC.     15-May-14        Annual        20-Mar-14        SPSC        US78463M1071        78463M107        1        1      MICHAEL A. SMERKLO     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
SPS COMMERCE INC.     15-May-14        Annual        20-Mar-14        SPSC        US78463M1071        78463M107        1        1      PHILIP E. SORAN     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
SPS COMMERCE INC.     15-May-14        Annual        20-Mar-14        SPSC        US78463M1071        78463M107        1        1      SVEN A. WEHRWEIN     7      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
SPS COMMERCE INC.     15-May-14        Annual        20-Mar-14        SPSC        US78463M1071        78463M107        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
SPS COMMERCE INC.     15-May-14        Annual        20-Mar-14        SPSC        US78463M1071        78463M107        3        3          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
REPLIGEN CORPORATION     15-May-14        Annual        31-Mar-14        RGEN        US7599161095        759916109        1        1      GLENN L. COOPER     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
REPLIGEN CORPORATION     15-May-14        Annual        31-Mar-14        RGEN        US7599161095        759916109        1        1      JOHN G. COX     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
REPLIGEN CORPORATION     15-May-14        Annual        31-Mar-14        RGEN        US7599161095        759916109        1        1      KAREN A. DAWES     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
REPLIGEN CORPORATION     15-May-14        Annual        31-Mar-14        RGEN        US7599161095        759916109        1        1      ALFRED L. GOLDBERG     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
REPLIGEN CORPORATION     15-May-14        Annual        31-Mar-14        RGEN        US7599161095        759916109        1        1      MICHAEL A. GRIFFITH     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
REPLIGEN CORPORATION     15-May-14        Annual        31-Mar-14        RGEN        US7599161095        759916109        1        1      WALTER C. HERLIHY     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
REPLIGEN CORPORATION     15-May-14        Annual        31-Mar-14        RGEN        US7599161095        759916109        1        1      THOMAS F. RYAN, JR.     7      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
REPLIGEN CORPORATION     15-May-14        Annual        31-Mar-14        RGEN        US7599161095        759916109        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
REPLIGEN CORPORATION     15-May-14        Annual        31-Mar-14        RGEN        US7599161095        759916109        3        3          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
REPLIGEN CORPORATION     15-May-14        Annual        31-Mar-14        RGEN        US7599161095        759916109        4        4          Authorize Common Stock Increase   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
REPLIGEN CORPORATION     15-May-14        Annual        31-Mar-14        RGEN        US7599161095        759916109        5        5          Amend Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RING CENTRAL, INC.     16-May-14        Annual        4-Apr-14        RNG        US76680R2067        76680R206        1        1      VLADIMIR SHMUNIS     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RING CENTRAL, INC.     16-May-14        Annual        4-Apr-14        RNG        US76680R2067        76680R206        1        1      NEIL WILLIAMS     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RING CENTRAL, INC.     16-May-14        Annual        4-Apr-14        RNG        US76680R2067        76680R206        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
THE CHEFS’ WAREHOUSE, INC.     16-May-14        Annual        17-Mar-14        CHEF        US1630861011        163086101        1        1      DOMINICK CERBONE     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
THE CHEFS’ WAREHOUSE, INC.     16-May-14        Annual        17-Mar-14        CHEF        US1630861011        163086101        1        1      JOHN A. COURI     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
THE CHEFS’ WAREHOUSE, INC.     16-May-14        Annual        17-Mar-14        CHEF        US1630861011        163086101        1        1      JOSEPH CUGINE     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
THE CHEFS’ WAREHOUSE, INC.     16-May-14        Annual        17-Mar-14        CHEF        US1630861011        163086101        1        1      ALAN GUARINO     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
THE CHEFS’ WAREHOUSE, INC.     16-May-14        Annual        17-Mar-14        CHEF        US1630861011        163086101        1        1      STEPHEN HANSON     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
THE CHEFS’ WAREHOUSE, INC.     16-May-14        Annual        17-Mar-14        CHEF        US1630861011        163086101        1        1      CHRISTOPHER PAPPAS     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
THE CHEFS’ WAREHOUSE, INC.     16-May-14        Annual        17-Mar-14        CHEF        US1630861011        163086101        1        1      JOHN PAPPAS     7      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
THE CHEFS’ WAREHOUSE, INC.     16-May-14        Annual        17-Mar-14        CHEF        US1630861011        163086101        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
THE CHEFS’ WAREHOUSE, INC.     16-May-14        Annual        17-Mar-14        CHEF        US1630861011        163086101        3        3          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
VERACYTE, INC.     19-May-14        Annual        25-Mar-14        VCYT        US92337F1075        92337F107        1        1      BONNIE H. ANDERSON     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
VERACYTE, INC.     19-May-14        Annual        25-Mar-14        VCYT        US92337F1075        92337F107        1        1      EVAN JONES     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
VERACYTE, INC.     19-May-14        Annual        25-Mar-14        VCYT        US92337F1075        92337F107        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
WILLBROS GROUP INC     20-May-14        Annual        31-Mar-14        WG        US9692031084        969203108        1.1        1          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
WILLBROS GROUP INC     20-May-14        Annual        31-Mar-14        WG        US9692031084        969203108        1.2        2          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
WILLBROS GROUP INC     20-May-14        Annual        31-Mar-14        WG        US9692031084        969203108        2        3          Amend Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
WILLBROS GROUP INC     20-May-14        Annual        31-Mar-14        WG        US9692031084        969203108        3        4          Amend Stock Option Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
WILLBROS GROUP INC     20-May-14        Annual        31-Mar-14        WG        US9692031084        969203108        4        5          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
WILLBROS GROUP INC     20-May-14        Annual        31-Mar-14        WG        US9692031084        969203108        5        6          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL     20-May-14        Annual        15-Apr-14        HASI        US41068X1000        41068X100        1        1      JEFFREY W. ECKEL     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL     20-May-14        Annual        15-Apr-14        HASI        US41068X1000        41068X100        1        1      MARK J. CIRILLI     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL     20-May-14        Annual        15-Apr-14        HASI        US41068X1000        41068X100        1        1      CHARLES M. O’NEIL     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL     20-May-14        Annual        15-Apr-14        HASI        US41068X1000        41068X100        1        1      RICHARD J. OSBORNE     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL     20-May-14        Annual        15-Apr-14        HASI        US41068X1000        41068X100        1        1      JACKALYNE PFANNENSTIEL     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL     20-May-14        Annual        15-Apr-14        HASI        US41068X1000        41068X100        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TRISTATE CAPITAL HOLDINGS, INC.     20-May-14        Annual        1-Apr-14        TSC        US89678F1003        89678F100        1        1      JAMES F. GETZ     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TRISTATE CAPITAL HOLDINGS, INC.     20-May-14        Annual        1-Apr-14        TSC        US89678F1003        89678F100        1        1      RICHARD B. SEIDEL     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TRISTATE CAPITAL HOLDINGS, INC.     20-May-14        Annual        1-Apr-14        TSC        US89678F1003        89678F100        1        1      RICHARD A. ZAPPALA     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TRISTATE CAPITAL HOLDINGS, INC.     20-May-14        Annual        1-Apr-14        TSC        US89678F1003        89678F100        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TRISTATE CAPITAL HOLDINGS, INC.     20-May-14        Annual        1-Apr-14        TSC        US89678F1003        89678F100        3        3          Approve Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TRISTATE CAPITAL HOLDINGS, INC.     20-May-14        Annual        1-Apr-14        TSC        US89678F1003        89678F100        4        4          Approve Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
NANOMETRICS INCORPORATED     20-May-14        Annual        27-Mar-14        NANO        US6300771051        630077105        1        1      J. THOMAS BENTLEY     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
NANOMETRICS INCORPORATED     20-May-14        Annual        27-Mar-14        NANO        US6300771051        630077105        1        1      EDWARD J. BROWN JR.     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
NANOMETRICS INCORPORATED     20-May-14        Annual        27-Mar-14        NANO        US6300771051        630077105        1        1      STEPHEN G. NEWBERRY     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
NANOMETRICS INCORPORATED     20-May-14        Annual        27-Mar-14        NANO        US6300771051        630077105        1        1      BRUCE C. RHINE     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
NANOMETRICS INCORPORATED     20-May-14        Annual        27-Mar-14        NANO        US6300771051        630077105        1        1      TIMOTHY J. STULTZ PHD     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
NANOMETRICS INCORPORATED     20-May-14        Annual        27-Mar-14        NANO        US6300771051        630077105        2        2          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
NANOMETRICS INCORPORATED     20-May-14        Annual        27-Mar-14        NANO        US6300771051        630077105        3        3          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ULTRA CLEAN HOLDINGS, INC.     21-May-14        Annual        3-Apr-14        UCTT        US90385V1070        90385V107        1        1      CLARENCE L. GRANGER     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ULTRA CLEAN HOLDINGS, INC.     21-May-14        Annual        3-Apr-14        UCTT        US90385V1070        90385V107        1        1      SUSAN H. BILLAT     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ULTRA CLEAN HOLDINGS, INC.     21-May-14        Annual        3-Apr-14        UCTT        US90385V1070        90385V107        1        1      JOHN CHENAULT     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ULTRA CLEAN HOLDINGS, INC.     21-May-14        Annual        3-Apr-14        UCTT        US90385V1070        90385V107        1        1      DAVID T. IBNALE     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   


ULTRA CLEAN HOLDINGS, INC.     21-May-14        Annual        3-Apr-14        UCTT        US90385V1070        90385V107        1        1      LEONID MEZHVINSKY     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ULTRA CLEAN HOLDINGS, INC.     21-May-14        Annual        3-Apr-14        UCTT        US90385V1070        90385V107        1        1      EMILY MADDOX LIGGETT     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ULTRA CLEAN HOLDINGS, INC.     21-May-14        Annual        3-Apr-14        UCTT        US90385V1070        90385V107        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ULTRA CLEAN HOLDINGS, INC.     21-May-14        Annual        3-Apr-14        UCTT        US90385V1070        90385V107        3        3          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BASIC ENERGY SERVICES, INC.     21-May-14        Annual        8-Apr-14        BAS        US06985P1003        06985P100        1        1      JAMES S. D’AGOSTINO, JR     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BASIC ENERGY SERVICES, INC.     21-May-14        Annual        8-Apr-14        BAS        US06985P1003        06985P100        1        1      KENNETH V. HUSEMAN     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BASIC ENERGY SERVICES, INC.     21-May-14        Annual        8-Apr-14        BAS        US06985P1003        06985P100        1        1      THOMAS P. MOORE, JR.     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BASIC ENERGY SERVICES, INC.     21-May-14        Annual        8-Apr-14        BAS        US06985P1003        06985P100        2        2          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BASIC ENERGY SERVICES, INC.     21-May-14        Annual        8-Apr-14        BAS        US06985P1003        06985P100        3        3          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BUILDERS FIRSTSOURCE, INC.     21-May-14        Annual        28-Mar-14        BLDR        US12008R1077        12008R107        1        1      PAUL S. LEVY     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BUILDERS FIRSTSOURCE, INC.     21-May-14        Annual        28-Mar-14        BLDR        US12008R1077        12008R107        1        1      DAVID A. BARR     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BUILDERS FIRSTSOURCE, INC.     21-May-14        Annual        28-Mar-14        BLDR        US12008R1077        12008R107        1        1      CLEVELAND A. CHRISTOPHE     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BUILDERS FIRSTSOURCE, INC.     21-May-14        Annual        28-Mar-14        BLDR        US12008R1077        12008R107        1        1      CRAIG A. STEINKE     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BUILDERS FIRSTSOURCE, INC.     21-May-14        Annual        28-Mar-14        BLDR        US12008R1077        12008R107        2        2          Approve Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BUILDERS FIRSTSOURCE, INC.     21-May-14        Annual        28-Mar-14        BLDR        US12008R1077        12008R107        3        3          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BUILDERS FIRSTSOURCE, INC.     21-May-14        Annual        28-Mar-14        BLDR        US12008R1077        12008R107        4        4          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
STOCK BUILDING SUPPLY HOLDINGS, INC.     21-May-14        Annual        4-Apr-14        STCK        US86101X1046        86101X104        1        1      ROBERT E. MELLOR     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
STOCK BUILDING SUPPLY HOLDINGS, INC.     21-May-14        Annual        4-Apr-14        STCK        US86101X1046        86101X104        1        1      JEFFREY G. REA     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
STOCK BUILDING SUPPLY HOLDINGS, INC.     21-May-14        Annual        4-Apr-14        STCK        US86101X1046        86101X104        1        1      DAVID L. KELTNER     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
STOCK BUILDING SUPPLY HOLDINGS, INC.     21-May-14        Annual        4-Apr-14        STCK        US86101X1046        86101X104        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
DATALINK CORPORATION     21-May-14        Annual        26-Mar-14        DTLK        US2379341041        237934104        1        1      BRENT G. BLACKEY     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
DATALINK CORPORATION     21-May-14        Annual        26-Mar-14        DTLK        US2379341041        237934104        1        1      PAUL F. LIDSKY     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
DATALINK CORPORATION     21-May-14        Annual        26-Mar-14        DTLK        US2379341041        237934104        1        1      MARGARET A. LOFTUS     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
DATALINK CORPORATION     21-May-14        Annual        26-Mar-14        DTLK        US2379341041        237934104        1        1      GREG R. MELAND     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
DATALINK CORPORATION     21-May-14        Annual        26-Mar-14        DTLK        US2379341041        237934104        1        1      J. PATRICK O’HALLORAN     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
DATALINK CORPORATION     21-May-14        Annual        26-Mar-14        DTLK        US2379341041        237934104        1        1      JAMES E. OUSLEY     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
DATALINK CORPORATION     21-May-14        Annual        26-Mar-14        DTLK        US2379341041        237934104        1        1      ROBERT M. PRICE     7      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
DATALINK CORPORATION     21-May-14        Annual        26-Mar-14        DTLK        US2379341041        237934104        2        2          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
DATALINK CORPORATION     21-May-14        Annual        26-Mar-14        DTLK        US2379341041        237934104        3        3          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
VANDA PHARMACEUTICALS INC.     22-May-14        Annual        28-Mar-14        VNDA        US9216591084        921659108        1        1      RICHARD W. DUGAN     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
VANDA PHARMACEUTICALS INC.     22-May-14        Annual        28-Mar-14        VNDA        US9216591084        921659108        1        1      VINCENT J. MILANO     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
VANDA PHARMACEUTICALS INC.     22-May-14        Annual        28-Mar-14        VNDA        US9216591084        921659108        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
VANDA PHARMACEUTICALS INC.     22-May-14        Annual        28-Mar-14        VNDA        US9216591084        921659108        3        3          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ROCKWELL MEDICAL, INC.     22-May-14        Annual        1-Apr-14        RMTI        US7743741024        774374102        1        1      KENNETH L. HOLT     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ROCKWELL MEDICAL, INC.     22-May-14        Annual        1-Apr-14        RMTI        US7743741024        774374102        2        2          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ROCKWELL MEDICAL, INC.     22-May-14        Annual        1-Apr-14        RMTI        US7743741024        774374102        3        3          Amend Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ROCKWELL MEDICAL, INC.     22-May-14        Annual        1-Apr-14        RMTI        US7743741024        774374102        4        4          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ROCKWELL MEDICAL, INC.     22-May-14        Annual        1-Apr-14        RMTI        US7743741024        774374102        5        5          S/H Proposal-Election of Directors By Majority Vote   Management     N      IVY VIP MICROCAP GROWTH #445     455        N   
RED ROBIN GOURMET BURGERS, INC.     22-May-14        Annual        1-Apr-14        RRGB        US75689M1018        75689M101        1A     1          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RED ROBIN GOURMET BURGERS, INC.     22-May-14        Annual        1-Apr-14        RRGB        US75689M1018        75689M101        1B     2          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RED ROBIN GOURMET BURGERS, INC.     22-May-14        Annual        1-Apr-14        RRGB        US75689M1018        75689M101        1C     3          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RED ROBIN GOURMET BURGERS, INC.     22-May-14        Annual        1-Apr-14        RRGB        US75689M1018        75689M101        1D     4          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RED ROBIN GOURMET BURGERS, INC.     22-May-14        Annual        1-Apr-14        RRGB        US75689M1018        75689M101        1E     5          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RED ROBIN GOURMET BURGERS, INC.     22-May-14        Annual        1-Apr-14        RRGB        US75689M1018        75689M101        1F     6          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RED ROBIN GOURMET BURGERS, INC.     22-May-14        Annual        1-Apr-14        RRGB        US75689M1018        75689M101        1G     7          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RED ROBIN GOURMET BURGERS, INC.     22-May-14        Annual        1-Apr-14        RRGB        US75689M1018        75689M101        2        8          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RED ROBIN GOURMET BURGERS, INC.     22-May-14        Annual        1-Apr-14        RRGB        US75689M1018        75689M101        3        9          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ENTRAVISION COMMUNICATIONS CORPORATION     29-May-14        Annual        11-Apr-14        EVC        US29382R1077        29382R107        1        1      WALTER F. ULLOA     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ENTRAVISION COMMUNICATIONS CORPORATION     29-May-14        Annual        11-Apr-14        EVC        US29382R1077        29382R107        1        1      PHILIP C. WILKINSON     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ENTRAVISION COMMUNICATIONS CORPORATION     29-May-14        Annual        11-Apr-14        EVC        US29382R1077        29382R107        1        1      PAUL A. ZEVNIK     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ENTRAVISION COMMUNICATIONS CORPORATION     29-May-14        Annual        11-Apr-14        EVC        US29382R1077        29382R107        1        1      ESTEBAN E. TORRES     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ENTRAVISION COMMUNICATIONS CORPORATION     29-May-14        Annual        11-Apr-14        EVC        US29382R1077        29382R107        1        1      GILBERT R. VASQUEZ     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ENTRAVISION COMMUNICATIONS CORPORATION     29-May-14        Annual        11-Apr-14        EVC        US29382R1077        29382R107        1        1      JULES G. BUENABENTA     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ENTRAVISION COMMUNICATIONS CORPORATION     29-May-14        Annual        11-Apr-14        EVC        US29382R1077        29382R107        1        1      PATRICIA DIAZ DENNIS     7      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ENTRAVISION COMMUNICATIONS CORPORATION     29-May-14        Annual        11-Apr-14        EVC        US29382R1077        29382R107        1        1      J.SALDIVAR VON WUTHENAU     8      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ENTRAVISION COMMUNICATIONS CORPORATION     29-May-14        Annual        11-Apr-14        EVC        US29382R1077        29382R107        2        2          Amend Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ENTRAVISION COMMUNICATIONS CORPORATION     29-May-14        Annual        11-Apr-14        EVC        US29382R1077        29382R107        3        3          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ENTRAVISION COMMUNICATIONS CORPORATION     29-May-14        Annual        11-Apr-14        EVC        US29382R1077        29382R107        4        4          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
HEALTHSTREAM, INC.     29-May-14        Annual        21-Mar-14        HSTM        US42222N1037        42222N103        1        1      JEFFREY L. MCLAREN     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
HEALTHSTREAM, INC.     29-May-14        Annual        21-Mar-14        HSTM        US42222N1037        42222N103        1        1      LINDA REBROVICK     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
HEALTHSTREAM, INC.     29-May-14        Annual        21-Mar-14        HSTM        US42222N1037        42222N103        1        1      MICHAEL SHMERLING     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
HEALTHSTREAM, INC.     29-May-14        Annual        21-Mar-14        HSTM        US42222N1037        42222N103        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
HEALTHSTREAM, INC.     29-May-14        Annual        21-Mar-14        HSTM        US42222N1037        42222N103        3        3          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
SUNSHINE HEART INC     29-May-14        Annual        4-Apr-14        SSH        US86782U1060        86782U106        1        1      PAUL R. BUCKMAN     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
SUNSHINE HEART INC     29-May-14        Annual        4-Apr-14        SSH        US86782U1060        86782U106        1        1      WARREN S. WATSON     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
SUNSHINE HEART INC     29-May-14        Annual        4-Apr-14        SSH        US86782U1060        86782U106        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RUTH’S HOSPITALITY GROUP, INC.     29-May-14        Annual        3-Apr-14        RUTH        US7833321091        783332109        1        1      MICHAEL P. O’DONNELL     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RUTH’S HOSPITALITY GROUP, INC.     29-May-14        Annual        3-Apr-14        RUTH        US7833321091        783332109        1        1      ROBIN P. SELATI     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RUTH’S HOSPITALITY GROUP, INC.     29-May-14        Annual        3-Apr-14        RUTH        US7833321091        783332109        1        1      CARLA R. COOPER     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RUTH’S HOSPITALITY GROUP, INC.     29-May-14        Annual        3-Apr-14        RUTH        US7833321091        783332109        1        1      BANNUS B. HUDSON     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RUTH’S HOSPITALITY GROUP, INC.     29-May-14        Annual        3-Apr-14        RUTH        US7833321091        783332109        1        1      ROBERT S. MERRITT     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RUTH’S HOSPITALITY GROUP, INC.     29-May-14        Annual        3-Apr-14        RUTH        US7833321091        783332109        1        1      ALAN VITULI     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RUTH’S HOSPITALITY GROUP, INC.     29-May-14        Annual        3-Apr-14        RUTH        US7833321091        783332109        2        2          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RUTH’S HOSPITALITY GROUP, INC.     29-May-14        Annual        3-Apr-14        RUTH        US7833321091        783332109        3        3          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RUCKUS WIRELESS, INC.     4-Jun-14        Annual        7-Apr-14        RKUS        US7812201082        781220108        1        1      GEORGES ANTOUN     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RUCKUS WIRELESS, INC.     4-Jun-14        Annual        7-Apr-14        RKUS        US7812201082        781220108        1        1      MOHAN GYANI     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RUCKUS WIRELESS, INC.     4-Jun-14        Annual        7-Apr-14        RKUS        US7812201082        781220108        1        1      RICHARD LYNCH     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
RUCKUS WIRELESS, INC.     4-Jun-14        Annual        7-Apr-14        RKUS        US7812201082        781220108        2        2          14A Executive Compensation Vote Frequency   Management     1      IVY VIP MICROCAP GROWTH #445     455        2   
RUCKUS WIRELESS, INC.     4-Jun-14        Annual        7-Apr-14        RKUS        US7812201082        781220108        3        3          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
APPLIED OPTOELECTRONICS IN.     4-Jun-14        Annual        8-Apr-14        AAOI        US03823U1025        03823U102        1        1      ALAN MOORE     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
APPLIED OPTOELECTRONICS IN.     4-Jun-14        Annual        8-Apr-14        AAOI        US03823U1025        03823U102        1        1      CHE-WEI LIN     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
APPLIED OPTOELECTRONICS IN.     4-Jun-14        Annual        8-Apr-14        AAOI        US03823U1025        03823U102        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
PENNYMAC FINANCIAL SERVICES, INC.     5-Jun-14        Annual        7-Apr-14        PFSI        US70932B1017        70932B101        1        1      STANFORD L. KURLAND     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
PENNYMAC FINANCIAL SERVICES, INC.     5-Jun-14        Annual        7-Apr-14        PFSI        US70932B1017        70932B101        1        1      DAVID A. SPECTOR     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
PENNYMAC FINANCIAL SERVICES, INC.     5-Jun-14        Annual        7-Apr-14        PFSI        US70932B1017        70932B101        1        1      MATTHEW BOTEIN     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
PENNYMAC FINANCIAL SERVICES, INC.     5-Jun-14        Annual        7-Apr-14        PFSI        US70932B1017        70932B101        1        1      JAMES K. HUNT     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
PENNYMAC FINANCIAL SERVICES, INC.     5-Jun-14        Annual        7-Apr-14        PFSI        US70932B1017        70932B101        1        1      JOSEPH MAZZELLA     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
PENNYMAC FINANCIAL SERVICES, INC.     5-Jun-14        Annual        7-Apr-14        PFSI        US70932B1017        70932B101        1        1      FARHAD NANJI     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
PENNYMAC FINANCIAL SERVICES, INC.     5-Jun-14        Annual        7-Apr-14        PFSI        US70932B1017        70932B101        1        1      JOHN TAYLOR     7      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
PENNYMAC FINANCIAL SERVICES, INC.     5-Jun-14        Annual        7-Apr-14        PFSI        US70932B1017        70932B101        1        1      MARK WIEDMAN     8      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
PENNYMAC FINANCIAL SERVICES, INC.     5-Jun-14        Annual        7-Apr-14        PFSI        US70932B1017        70932B101        1        1      EMILY YOUSSOUF     9      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
PENNYMAC FINANCIAL SERVICES, INC.     5-Jun-14        Annual        7-Apr-14        PFSI        US70932B1017        70932B101        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GTT COMMUNICATIONS INC     5-Jun-14        Annual        14-Apr-14        GTT        US3623931009        362393100        1        1      RICHARD D. CALDER, JR.     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GTT COMMUNICATIONS INC     5-Jun-14        Annual        14-Apr-14        GTT        US3623931009        362393100        1        1      H. BRIAN THOMPSON     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GTT COMMUNICATIONS INC     5-Jun-14        Annual        14-Apr-14        GTT        US3623931009        362393100        1        1      S. JOSEPH BRUNO     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GTT COMMUNICATIONS INC     5-Jun-14        Annual        14-Apr-14        GTT        US3623931009        362393100        1        1      RHODRIC C. HACKMAN     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GTT COMMUNICATIONS INC     5-Jun-14        Annual        14-Apr-14        GTT        US3623931009        362393100        1        1      HOWARD E. JANZEN     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GTT COMMUNICATIONS INC     5-Jun-14        Annual        14-Apr-14        GTT        US3623931009        362393100        1        1      MORGAN E. O’BRIEN     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GTT COMMUNICATIONS INC     5-Jun-14        Annual        14-Apr-14        GTT        US3623931009        362393100        1        1      THEODORE B. SMITH, III     7      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GTT COMMUNICATIONS INC     5-Jun-14        Annual        14-Apr-14        GTT        US3623931009        362393100        2        2          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GTT COMMUNICATIONS INC     5-Jun-14        Annual        14-Apr-14        GTT        US3623931009        362393100        3        3          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
SURGICAL CARE AFFILIATES     5-Jun-14        Annual        11-Apr-14        SCAI        US86881L1061        86881L106        1.1        1          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
SURGICAL CARE AFFILIATES     5-Jun-14        Annual        11-Apr-14        SCAI        US86881L1061        86881L106        1.2        2          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
SURGICAL CARE AFFILIATES     5-Jun-14        Annual        11-Apr-14        SCAI        US86881L1061        86881L106        1.3        3          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
SURGICAL CARE AFFILIATES     5-Jun-14        Annual        11-Apr-14        SCAI        US86881L1061        86881L106        2        4          Adopt Employee Stock Purchase Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
SURGICAL CARE AFFILIATES     5-Jun-14        Annual        11-Apr-14        SCAI        US86881L1061        86881L106        3        5          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BLACK DIAMOND INC     5-Jun-14        Annual        16-Apr-14        BDE        US09202G1013        09202G101        1        1      WARREN B. KANDERS     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BLACK DIAMOND INC     5-Jun-14        Annual        16-Apr-14        BDE        US09202G1013        09202G101        1        1      ROBERT R. SCHILLER     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BLACK DIAMOND INC     5-Jun-14        Annual        16-Apr-14        BDE        US09202G1013        09202G101        1        1      PETER R. METCALF     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BLACK DIAMOND INC     5-Jun-14        Annual        16-Apr-14        BDE        US09202G1013        09202G101        1        1      DONALD L. HOUSE     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BLACK DIAMOND INC     5-Jun-14        Annual        16-Apr-14        BDE        US09202G1013        09202G101        1        1      NICHOLAS SOKOLOW     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BLACK DIAMOND INC     5-Jun-14        Annual        16-Apr-14        BDE        US09202G1013        09202G101        1        1      MICHAEL A. HENNING     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BLACK DIAMOND INC     5-Jun-14        Annual        16-Apr-14        BDE        US09202G1013        09202G101        2        2          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BLACK DIAMOND INC     5-Jun-14        Annual        16-Apr-14        BDE        US09202G1013        09202G101        3        3          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GLU MOBILE INC.     5-Jun-14        Annual        9-Apr-14        GLUU        US3798901068        379890106        1        1      HANY M. NADA     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GLU MOBILE INC.     5-Jun-14        Annual        9-Apr-14        GLUU        US3798901068        379890106        1        1      BENJAMIN T. SMITH, IV     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GLU MOBILE INC.     5-Jun-14        Annual        9-Apr-14        GLUU        US3798901068        379890106        2        2          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GLU MOBILE INC.     5-Jun-14        Annual        9-Apr-14        GLUU        US3798901068        379890106        3        3          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
THE SPECTRANETICS CORPORATION     10-Jun-14        Annual        14-Apr-14        SPNC        US84760C1071        84760C107        1        1      MARIA SAINZ     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
THE SPECTRANETICS CORPORATION     10-Jun-14        Annual        14-Apr-14        SPNC        US84760C1071        84760C107        1        1      DANIEL A. PELAK     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
THE SPECTRANETICS CORPORATION     10-Jun-14        Annual        14-Apr-14        SPNC        US84760C1071        84760C107        2        2          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
THE SPECTRANETICS CORPORATION     10-Jun-14        Annual        14-Apr-14        SPNC        US84760C1071        84760C107        3        3          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
THE SPECTRANETICS CORPORATION     10-Jun-14        Annual        14-Apr-14        SPNC        US84760C1071        84760C107        4        4          Authorize Common Stock Increase   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
THE SPECTRANETICS CORPORATION     10-Jun-14        Annual        14-Apr-14        SPNC        US84760C1071        84760C107        5        5          Amend Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TEARLAB CORPORATION     11-Jun-14        Annual        14-Apr-14        TEAR        US8781931014        878193101        1        1      ELIAS VAMVAKAS     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TEARLAB CORPORATION     11-Jun-14        Annual        14-Apr-14        TEAR        US8781931014        878193101        1        1      ANTHONY E. ALTIG     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TEARLAB CORPORATION     11-Jun-14        Annual        14-Apr-14        TEAR        US8781931014        878193101        1        1      THOMAS N. DAVIDSON, JR.     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TEARLAB CORPORATION     11-Jun-14        Annual        14-Apr-14        TEAR        US8781931014        878193101        1        1      ADRIENNE L. GRAVES     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TEARLAB CORPORATION     11-Jun-14        Annual        14-Apr-14        TEAR        US8781931014        878193101        1        1      PAUL M. KARPECKI     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TEARLAB CORPORATION     11-Jun-14        Annual        14-Apr-14        TEAR        US8781931014        878193101        1        1      RICHARD L. LINDSTROM     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TEARLAB CORPORATION     11-Jun-14        Annual        14-Apr-14        TEAR        US8781931014        878193101        1        1      DONALD E. RINDELL     7      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TEARLAB CORPORATION     11-Jun-14        Annual        14-Apr-14        TEAR        US8781931014        878193101        1        1      BROCK J. WRIGHT     8      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TEARLAB CORPORATION     11-Jun-14        Annual        14-Apr-14        TEAR        US8781931014        878193101        2        2          Amend Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TEARLAB CORPORATION     11-Jun-14        Annual        14-Apr-14        TEAR        US8781931014        878193101        3        3          Adopt Employee Stock Purchase Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TEARLAB CORPORATION     11-Jun-14        Annual        14-Apr-14        TEAR        US8781931014        878193101        4        4          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
TEARLAB CORPORATION     11-Jun-14        Annual        14-Apr-14        TEAR        US8781931014        878193101        5        5          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CALLIDUS SOFTWARE INC.     11-Jun-14        Annual        14-Apr-14        CALD        US13123E5006        13123E500        1A.        1          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CALLIDUS SOFTWARE INC.     11-Jun-14        Annual        14-Apr-14        CALD        US13123E5006        13123E500        1B.        2          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CALLIDUS SOFTWARE INC.     11-Jun-14        Annual        14-Apr-14        CALD        US13123E5006        13123E500        1C.        3          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CALLIDUS SOFTWARE INC.     11-Jun-14        Annual        14-Apr-14        CALD        US13123E5006        13123E500        2        4          Amend Employee Stock Purchase Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CALLIDUS SOFTWARE INC.     11-Jun-14        Annual        14-Apr-14        CALD        US13123E5006        13123E500        3        5          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
CALLIDUS SOFTWARE INC.     11-Jun-14        Annual        14-Apr-14        CALD        US13123E5006        13123E500        4        6          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
INCONTACT INC     11-Jun-14        Annual        16-Apr-14        SAAS        US45336E1091        45336E109        1        1      THEODORE STERN     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
INCONTACT INC     11-Jun-14        Annual        16-Apr-14        SAAS        US45336E1091        45336E109        1        1      PAUL JARMAN     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
INCONTACT INC     11-Jun-14        Annual        16-Apr-14        SAAS        US45336E1091        45336E109        1        1      STEVE BARNETT     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
INCONTACT INC     11-Jun-14        Annual        16-Apr-14        SAAS        US45336E1091        45336E109        1        1      MARK J. EMKJER     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
INCONTACT INC     11-Jun-14        Annual        16-Apr-14        SAAS        US45336E1091        45336E109        1        1      BLAKE O. FISHER, JR.     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
INCONTACT INC     11-Jun-14        Annual        16-Apr-14        SAAS        US45336E1091        45336E109        1        1      PAUL F. KOEPPE     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
INCONTACT INC     11-Jun-14        Annual        16-Apr-14        SAAS        US45336E1091        45336E109        1        1      HAMID AKHAVAN     7      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
INCONTACT INC     11-Jun-14        Annual        16-Apr-14        SAAS        US45336E1091        45336E109        2        2          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
INCONTACT INC     11-Jun-14        Annual        16-Apr-14        SAAS        US45336E1091        45336E109        3        3          Amend Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
INCONTACT INC     11-Jun-14        Annual        16-Apr-14        SAAS        US45336E1091        45336E109        4        4          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MOVE,INC.     11-Jun-14        Annual        14-Apr-14        MOVE        US62458M2070        62458M207        1        1      JOE F. HANAUER     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MOVE,INC.     11-Jun-14        Annual        14-Apr-14        MOVE        US62458M2070        62458M207        1        1      STEVEN H. BERKOWITZ     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MOVE,INC.     11-Jun-14        Annual        14-Apr-14        MOVE        US62458M2070        62458M207        1        1      JENNIFER DULSKI     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MOVE,INC.     11-Jun-14        Annual        14-Apr-14        MOVE        US62458M2070        62458M207        1        1      KENNETH K. KLEIN     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MOVE,INC.     11-Jun-14        Annual        14-Apr-14        MOVE        US62458M2070        62458M207        1        1      V. PAUL UNRUH     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MOVE,INC.     11-Jun-14        Annual        14-Apr-14        MOVE        US62458M2070        62458M207        1        1      BRUCE G. WILLISON     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MOVE,INC.     11-Jun-14        Annual        14-Apr-14        MOVE        US62458M2070        62458M207        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MOVE,INC.     11-Jun-14        Annual        14-Apr-14        MOVE        US62458M2070        62458M207        3        3          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
AERIE PHARMACEUTICALS, INC.     11-Jun-14        Annual        14-Apr-14        AERI        US00771V1089        00771V108        1        1      VICENTE ANIDO, JR., PHD     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
AERIE PHARMACEUTICALS, INC.     11-Jun-14        Annual        14-Apr-14        AERI        US00771V1089        00771V108        1        1      DAVID W. GRYSKA     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
AERIE PHARMACEUTICALS, INC.     11-Jun-14        Annual        14-Apr-14        AERI        US00771V1089        00771V108        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        1        1      RONALD W. BARRETT, PH.D     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        1        1      JERYL L. HILLEMAN     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        1        1      WENDELL WIERENGA, PH.D.     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        3        3          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        4        4          Approve Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        5        5          S/H Proposal-Corporate Governance   Management     N      IVY VIP MICROCAP GROWTH #445     455        N   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        6        6          S/H Proposal-Executive Compensation   Management     N      IVY VIP MICROCAP GROWTH #445     455        N   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        7        7          S/H Proposal-Corporate Governance   Management     N      IVY VIP MICROCAP GROWTH #445     455        N   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        8        8          S/H Proposal-Election of Directors By Majority Vote   Management     N      IVY VIP MICROCAP GROWTH #445     455        N   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        9        9          S/H Proposal-Corporate Governance   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        10        10          S/H Proposal-Corporate Governance   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        11        11          S/H Proposal-Corporate Governance   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        12        12          S/H Proposal-Corporate Governance   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        13        13          S/H Proposal-Corporate Governance   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        14        14          S/H Proposal-Corporate Governance   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        1        1      RONALD W. BARRETT, PH.D     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        1        1      JERYL L. HILLEMAN     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        1        1      WENDELL WIERENGA, PH.D.     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        3        3          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        4        4          Approve Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        5        5          S/H Proposal-Corporate Governance   Management     N      IVY VIP MICROCAP GROWTH #445     455        N   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        6        6          S/H Proposal-Executive Compensation   Management     N      IVY VIP MICROCAP GROWTH #445     455        N   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        7        7          S/H Proposal-Corporate Governance   Management     N      IVY VIP MICROCAP GROWTH #445     455        N   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        8        8          S/H Proposal-Election of Directors By Majority Vote   Management     N      IVY VIP MICROCAP GROWTH #445     455        N   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        9        9          S/H Proposal-Corporate Governance   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        10        10          S/H Proposal-Corporate Governance   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        11        11          S/H Proposal-Corporate Governance   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        12        12          S/H Proposal-Corporate Governance   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        13        13          S/H Proposal-Corporate Governance   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        14        14          S/H Proposal-Corporate Governance   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        1        1      KEVIN J. CAMERON     1      Election of Directors   Opposition     F      IVY VIP MICROCAP GROWTH #445     455     
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        1        1      RAEL MAZANSKY, M.D.     2      Election of Directors   Opposition     F      IVY VIP MICROCAP GROWTH #445     455     
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        1        1      CHARLES A. ROWLAND, JR.     3      Election of Directors   Opposition     F      IVY VIP MICROCAP GROWTH #445     455     
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        2        2          Ratify Appointment of Independent Auditors   Opposition     F      IVY VIP MICROCAP GROWTH #445     455     
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        3        3          14A Executive Compensation   Opposition     N      IVY VIP MICROCAP GROWTH #445     455     
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        4        4          Approve Stock Compensation Plan   Opposition     A      IVY VIP MICROCAP GROWTH #445     455     
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        5        5          Approve Charter Amendment   Opposition     F      IVY VIP MICROCAP GROWTH #445     455     
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        6        6          Approve Charter Amendment   Opposition     F      IVY VIP MICROCAP GROWTH #445     455     
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        7        7          Approve Charter Amendment   Opposition     F      IVY VIP MICROCAP GROWTH #445     455     
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        8        8          Eliminate Supermajority Requirements   Opposition     F      IVY VIP MICROCAP GROWTH #445     455     
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        9        9          Election of Directors (Majority Voting)   Opposition     N      IVY VIP MICROCAP GROWTH #445     455     
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        10        10          Election of Directors (Majority Voting)   Opposition     N      IVY VIP MICROCAP GROWTH #445     455     
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        11        11          Election of Directors (Majority Voting)   Opposition     N      IVY VIP MICROCAP GROWTH #445     455     
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        12        12          Election of Directors (Majority Voting)   Opposition     N      IVY VIP MICROCAP GROWTH #445     455     
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        13        13          Election of Directors (Majority Voting)   Opposition     N      IVY VIP MICROCAP GROWTH #445     455     
XENOPORT, INC.     11-Jun-14        Annual        15-Apr-14        XNPT        US98411C1009        98411C100        14        14          Election of Directors (Majority Voting)   Opposition     N      IVY VIP MICROCAP GROWTH #445     455     
KIRKLAND’S, INC.     11-Jun-14        Annual        16-Apr-14        KIRK        US4974981056        497498105        1        1      ROBERT E. ALDERSON     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
KIRKLAND’S, INC.     11-Jun-14        Annual        16-Apr-14        KIRK        US4974981056        497498105        1        1      CARL T. KIRKLAND     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
KIRKLAND’S, INC.     11-Jun-14        Annual        16-Apr-14        KIRK        US4974981056        497498105        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
KIRKLAND’S, INC.     11-Jun-14        Annual        16-Apr-14        KIRK        US4974981056        497498105        3        3          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
KIRKLAND’S, INC.     11-Jun-14        Annual        16-Apr-14        KIRK        US4974981056        497498105        4        4          S/H Proposal-Simple Majority Voting   Management     N      IVY VIP MICROCAP GROWTH #445     455        N   
EMERALD OIL, INC.     11-Jun-14        Annual        17-Apr-14        EOX        US29101U2096        29101U209        1        1      DUKE R. LIGON     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
EMERALD OIL, INC.     11-Jun-14        Annual        17-Apr-14        EOX        US29101U2096        29101U209        1        1      J. RUSSELL (J.R.) REGER     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
EMERALD OIL, INC.     11-Jun-14        Annual        17-Apr-14        EOX        US29101U2096        29101U209        1        1      MCANDREW RUDISILL     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
EMERALD OIL, INC.     11-Jun-14        Annual        17-Apr-14        EOX        US29101U2096        29101U209        1        1      SETH SETRAKIAN     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
EMERALD OIL, INC.     11-Jun-14        Annual        17-Apr-14        EOX        US29101U2096        29101U209        1        1      DANIEL L. SPEARS     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
EMERALD OIL, INC.     11-Jun-14        Annual        17-Apr-14        EOX        US29101U2096        29101U209        1        1      THOMAS L. EDELMAN     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
EMERALD OIL, INC.     11-Jun-14        Annual        17-Apr-14        EOX        US29101U2096        29101U209        2        2          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
EMERALD OIL, INC.     11-Jun-14        Annual        17-Apr-14        EOX        US29101U2096        29101U209        3        3          Miscellaneous Compensation Plans   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
EMERALD OIL, INC.     11-Jun-14        Annual        17-Apr-14        EOX        US29101U2096        29101U209        4        4          Approve Reincorporation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
EMERALD OIL, INC.     11-Jun-14        Annual        17-Apr-14        EOX        US29101U2096        29101U209        5        5          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
POWERSECURE INTERNATIONAL, INC.     11-Jun-14        Annual        14-Apr-14        POWR        US73936N1054        73936N105        1.1        1          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   


POWERSECURE INTERNATIONAL, INC.     11-Jun-14        Annual        14-Apr-14        POWR        US73936N1054        73936N105        1.2        2          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
POWERSECURE INTERNATIONAL, INC.     11-Jun-14        Annual        14-Apr-14        POWR        US73936N1054        73936N105        2        3          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
POWERSECURE INTERNATIONAL, INC.     11-Jun-14        Annual        14-Apr-14        POWR        US73936N1054        73936N105        3        4          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
OXFORD IMMUNOTEC GLOBAL PLC     12-Jun-14        Annual        15-Apr-14        OXFD        GB00BGFBB958        G6855A103        O1        1          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
OXFORD IMMUNOTEC GLOBAL PLC     12-Jun-14        Annual        15-Apr-14        OXFD        GB00BGFBB958        G6855A103        O2        2          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
OXFORD IMMUNOTEC GLOBAL PLC     12-Jun-14        Annual        15-Apr-14        OXFD        GB00BGFBB958        G6855A103        O3        3          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
OXFORD IMMUNOTEC GLOBAL PLC     12-Jun-14        Annual        15-Apr-14        OXFD        GB00BGFBB958        G6855A103        O4        4          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
OXFORD IMMUNOTEC GLOBAL PLC     12-Jun-14        Annual        15-Apr-14        OXFD        GB00BGFBB958        G6855A103        O5        5          Approve Remuneration of Directors and Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
OXFORD IMMUNOTEC GLOBAL PLC     12-Jun-14        Annual        15-Apr-14        OXFD        GB00BGFBB958        G6855A103        O6        6          Receive Consolidated Financial Statements   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
OXFORD IMMUNOTEC GLOBAL PLC     12-Jun-14        Annual        15-Apr-14        OXFD        GB00BGFBB958        G6855A103        O7        7          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
OXFORD IMMUNOTEC GLOBAL PLC     12-Jun-14        Annual        15-Apr-14        OXFD        GB00BGFBB958        G6855A103        O8        8          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
OXFORD IMMUNOTEC GLOBAL PLC     12-Jun-14        Annual        15-Apr-14        OXFD        GB00BGFBB958        G6855A103        O9        9          Allot Securities   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
OXFORD IMMUNOTEC GLOBAL PLC     12-Jun-14        Annual        15-Apr-14        OXFD        GB00BGFBB958        G6855A103        S10        10          Eliminate Pre-Emptive Rights   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
OXFORD IMMUNOTEC GLOBAL PLC     12-Jun-14        Annual        15-Apr-14        OXFD        GB00BGFBB958        G6855A103        S11        11          Approve Charter Amendment   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
OXFORD IMMUNOTEC GLOBAL PLC     12-Jun-14        Annual        15-Apr-14        OXFD        GB00BGFBB958        G6855A103        S12        12          Approve Charter Amendment   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GIGAMON, INC.     12-Jun-14        Annual        22-Apr-14        GIMO        US37518B1026        37518B102        1        1      MICHAEL C. RUETTGERS     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GIGAMON, INC.     12-Jun-14        Annual        22-Apr-14        GIMO        US37518B1026        37518B102        1        1      PAUL J. MILBURY     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
GIGAMON, INC.     12-Jun-14        Annual        22-Apr-14        GIMO        US37518B1026        37518B102        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BOINGO WIRELESS     13-Jun-14        Annual        14-Apr-14        WIFI        US09739C1027        09739C102        1        1      CHUCK DAVIS     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BOINGO WIRELESS     13-Jun-14        Annual        14-Apr-14        WIFI        US09739C1027        09739C102        1        1      MICHAEL FINLEY     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
BOINGO WIRELESS     13-Jun-14        Annual        14-Apr-14        WIFI        US09739C1027        09739C102        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ICG GROUP, INC.     13-Jun-14        Annual        17-Apr-14        ICGE        US44928D1081        44928D108        1A.        1          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ICG GROUP, INC.     13-Jun-14        Annual        17-Apr-14        ICGE        US44928D1081        44928D108        1B.        2          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ICG GROUP, INC.     13-Jun-14        Annual        17-Apr-14        ICGE        US44928D1081        44928D108        1C.        3          Election of Directors (Majority Voting)   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ICG GROUP, INC.     13-Jun-14        Annual        17-Apr-14        ICGE        US44928D1081        44928D108        2        4          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ICG GROUP, INC.     13-Jun-14        Annual        17-Apr-14        ICGE        US44928D1081        44928D108        3        5          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ICG GROUP, INC.     13-Jun-14        Annual        17-Apr-14        ICGE        US44928D1081        44928D108        4        6          Approve Company Name Change   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
KALOBIOS PHARMACEUTICALS, INC.     18-Jun-14        Annual        21-Apr-14        KBIO        US48344T1007        48344T100        1        1      DAVID W. PRITCHARD     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
KALOBIOS PHARMACEUTICALS, INC.     18-Jun-14        Annual        21-Apr-14        KBIO        US48344T1007        48344T100        1        1      JAMES I. HEALY     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
KALOBIOS PHARMACEUTICALS, INC.     18-Jun-14        Annual        21-Apr-14        KBIO        US48344T1007        48344T100        1        1      DENISE GILBERT     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
KALOBIOS PHARMACEUTICALS, INC.     18-Jun-14        Annual        21-Apr-14        KBIO        US48344T1007        48344T100        1        1      L. SMALDONE ALSUP     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
KALOBIOS PHARMACEUTICALS, INC.     18-Jun-14        Annual        21-Apr-14        KBIO        US48344T1007        48344T100        1        1      TED W. LOVE     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
KALOBIOS PHARMACEUTICALS, INC.     18-Jun-14        Annual        21-Apr-14        KBIO        US48344T1007        48344T100        1        1      GARY LYONS     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
KALOBIOS PHARMACEUTICALS, INC.     18-Jun-14        Annual        21-Apr-14        KBIO        US48344T1007        48344T100        1        1      V.B. LAWLIS, JR.     7      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
KALOBIOS PHARMACEUTICALS, INC.     18-Jun-14        Annual        21-Apr-14        KBIO        US48344T1007        48344T100        1        1      RAYMOND M. WITHY     8      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
KALOBIOS PHARMACEUTICALS, INC.     18-Jun-14        Annual        21-Apr-14        KBIO        US48344T1007        48344T100        2        2          Authorize Common Stock Increase   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
KALOBIOS PHARMACEUTICALS, INC.     18-Jun-14        Annual        21-Apr-14        KBIO        US48344T1007        48344T100        3        3          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MAVENIR SYSTEMS, INC.     18-Jun-14        Annual        22-Apr-14        MVNR        US5776751019        577675101        1        1      JEFFREY P. MCCARTHY     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MAVENIR SYSTEMS, INC.     18-Jun-14        Annual        22-Apr-14        MVNR        US5776751019        577675101        1        1      VIVEK MEHRA     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MAVENIR SYSTEMS, INC.     18-Jun-14        Annual        22-Apr-14        MVNR        US5776751019        577675101        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MOVADO GROUP, INC.     19-Jun-14        Annual        23-Apr-14        MOV        US6245801062        624580106        1        1      MARGARET HAYES ADAME     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MOVADO GROUP, INC.     19-Jun-14        Annual        23-Apr-14        MOV        US6245801062        624580106        1        1      PETER A. BRIDGMAN     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MOVADO GROUP, INC.     19-Jun-14        Annual        23-Apr-14        MOV        US6245801062        624580106        1        1      RICHARD COTE     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MOVADO GROUP, INC.     19-Jun-14        Annual        23-Apr-14        MOV        US6245801062        624580106        1        1      ALEX GRINBERG     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MOVADO GROUP, INC.     19-Jun-14        Annual        23-Apr-14        MOV        US6245801062        624580106        1        1      EFRAIM GRINBERG     5      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MOVADO GROUP, INC.     19-Jun-14        Annual        23-Apr-14        MOV        US6245801062        624580106        1        1      ALAN H. HOWARD     6      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MOVADO GROUP, INC.     19-Jun-14        Annual        23-Apr-14        MOV        US6245801062        624580106        1        1      RICHARD ISSERMAN     7      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MOVADO GROUP, INC.     19-Jun-14        Annual        23-Apr-14        MOV        US6245801062        624580106        1        1      NATHAN LEVENTHAL     8      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MOVADO GROUP, INC.     19-Jun-14        Annual        23-Apr-14        MOV        US6245801062        624580106        1        1      MAURICE REZNIK     9      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MOVADO GROUP, INC.     19-Jun-14        Annual        23-Apr-14        MOV        US6245801062        624580106        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MOVADO GROUP, INC.     19-Jun-14        Annual        23-Apr-14        MOV        US6245801062        624580106        3        3          Amend Stock Compensation Plan   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
MOVADO GROUP, INC.     19-Jun-14        Annual        23-Apr-14        MOV        US6245801062        624580106        4        4          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
DXP ENTERPRISES, INC.     19-Jun-14        Annual        23-Apr-14        DXPE        US2333774071        233377407        1        1      DAVID R. LITTLE     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
DXP ENTERPRISES, INC.     19-Jun-14        Annual        23-Apr-14        DXPE        US2333774071        233377407        1        1      CLETUS DAVIS     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
DXP ENTERPRISES, INC.     19-Jun-14        Annual        23-Apr-14        DXPE        US2333774071        233377407        1        1      TIMOTHY P. HALTER     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
DXP ENTERPRISES, INC.     19-Jun-14        Annual        23-Apr-14        DXPE        US2333774071        233377407        1        1      BRYAN WIMBERLY     4      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
DXP ENTERPRISES, INC.     19-Jun-14        Annual        23-Apr-14        DXPE        US2333774071        233377407        2        2          14A Executive Compensation   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ACCELERON PHARMA INC.     20-Jun-14        Annual        21-Apr-14        XLRN        US00434H1086        00434H108        1        1      JEAN M. GEORGE     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ACCELERON PHARMA INC.     20-Jun-14        Annual        21-Apr-14        XLRN        US00434H1086        00434H108        1        1      GEORGE GOLUMBESKI, PHD     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ACCELERON PHARMA INC.     20-Jun-14        Annual        21-Apr-14        XLRN        US00434H1086        00434H108        1        1      EDWIN M. KANIA, JR.     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
ACCELERON PHARMA INC.     20-Jun-14        Annual        21-Apr-14        XLRN        US00434H1086        00434H108        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
SQUARE 1 FINANCIAL INC.     24-Jun-14        Annual        13-May-14        SQBK        US85223W1018        85223W101        1        1      PAUL R. BURKE     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
SQUARE 1 FINANCIAL INC.     24-Jun-14        Annual        13-May-14        SQBK        US85223W1018        85223W101        1        1      JOHN T. PIETRZAK     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
SQUARE 1 FINANCIAL INC.     24-Jun-14        Annual        13-May-14        SQBK        US85223W1018        85223W101        1        1      W. KIRK WYCOFF     3      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
SQUARE 1 FINANCIAL INC.     24-Jun-14        Annual        13-May-14        SQBK        US85223W1018        85223W101        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
INTRA-CELLULAR THERAPIES INC     30-Jun-14        Annual        14-May-14        ITCI        US46116X1019        46116X101        1        1      RICHARD LERNER, M.D.     1      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
INTRA-CELLULAR THERAPIES INC     30-Jun-14        Annual        14-May-14        ITCI        US46116X1019        46116X101        1        1      SIR MICHAEL RAWLINS, MD     2      Election of Directors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   
INTRA-CELLULAR THERAPIES INC     30-Jun-14        Annual        14-May-14        ITCI        US46116X1019        46116X101        2        2          Ratify Appointment of Independent Auditors   Management     F      IVY VIP MICROCAP GROWTH #445     455        F   


IVY FUNDS VIP MID CAP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

Burberry Group plc

 

Meeting Date:    07/12/2013    Country:    United Kingdom    Provider Security ID:    G1699R107
Record Date:    07/10/2013    Meeting Type:    Annual    Ticker:    BRBY

 

Shares Voted:   165,700          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Report    Mgmt    For    For    For
3   Approve Final Dividend    Mgmt    For    For    For
4   Re-elect Sir John Peace as Director    Mgmt    For    For    For
5   Re-elect Angela Ahrendts as Director    Mgmt    For    For    For
6   Re-elect Philip Bowman as Director    Mgmt    For    For    For
7   Re-elect Ian Carter as Director    Mgmt    For    For    For
8   Re-elect Stephanie George as Director    Mgmt    For    For    For
9   Re-elect John Smith as Director    Mgmt    For    For    For
10   Re-elect David Tyler as Director    Mgmt    For    For    For
11   Elect Carol Fairweather as Director    Mgmt    For    For    For
12   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
13   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
14   Authorise EU Political Donations and Expenditure    Mgmt    For    For    For
15   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
16   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
18   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Michael Kors Holdings Limited

 

Meeting Date:    08/01/2013    Country:    Virgin Isl (UK)    Provider Security ID:    G60754101
Record Date:    06/04/2013    Meeting Type:    Annual    Ticker:    KORS

 

Shares Voted:   58,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Michael Kors as a Director    Mgmt    For    For    For
1b   Elect Judy Gibbons as a Director    Mgmt    For    For    For
1c   Elect Lawrence Stroll as a Director    Mgmt    For    For    For
2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Microchip Technology Incorporated

 

Meeting Date:    08/16/2013    Country:    USA    Provider Security ID:    595017104
Record Date:    06/20/2013    Meeting Type:    Annual    Ticker:    MCHP

 

Shares Voted:   239,700          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steve Sanghi    Mgmt    For    For    For
1.2   Elect Director Matthew W. Chapman    Mgmt    For    For    For
1.3   Elect Director L.B. Day    Mgmt    For    For    For
1.4   Elect Director Albert J. Hugo-Martinez    Mgmt    For    For    For
1.5   Elect Director Wade F. Meyercord    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

NetApp, Inc.

 

Meeting Date:    09/13/2013    Country:    USA    Provider Security ID:    64110D104
Record Date:    07/24/2013    Meeting Type:    Annual    Ticker:    NTAP

 

Shares Voted:   111,250          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Daniel J. Warmenhoven    Mgmt    For    For    For
1b   Elect Director Nicholas G. Moore    Mgmt    For    For    For
1c   Elect Director Thomas Georgens    Mgmt    For    For    For
1d   Elect Director Jeffry R. Allen    Mgmt    For    For    For
1e   Elect Director Alan L. Earhart    Mgmt    For    For    For
1f   Elect Director Gerald Held    Mgmt    For    For    For
1g   Elect Director T. Michael Nevens    Mgmt    For    For    For
1h   Elect Director George T. Shaheen    Mgmt    For    For    For
1i   Elect Director Robert T. Wall    Mgmt    For    For    For
1j   Elect Director Richard P. Wallace    Mgmt    For    For    For
1k   Elect Director Tor R. Braham    Mgmt    For    For    For
1l   Elect Director Kathryn M. Hill    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5a   Remove Supermajority Voting Standards for Amendments to Article VI of the Company’s Certificate of Incorporation    Mgmt    For    For    For
5b   Remove Supermajority Voting Standards for Approve Amendments to Article X of the Company’s Certificate of Incorporation    Mgmt    For    For    For
6   Pro-rata Vesting of Equity Plan    SH    Against    Refer    Against
7   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

DSW Inc.

 

Meeting Date:    10/14/2013    Country:    USA    Provider Security ID:    23334L102
Record Date:    08/16/2013    Meeting Type:    Special    Ticker:    DSW

 

Shares Voted:   50,750          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Increase Authorized Common Stock    Mgmt    For    For    For
2   Approve Stock Split    Mgmt    For    Refer    For

Solera Holdings, Inc.

 

Meeting Date:    11/08/2013    Country:    USA    Provider Security ID:    83421A104
Record Date:    09/23/2013    Meeting Type:    Annual    Ticker:    SLH

 

Shares Voted:   90,850          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Tony Aquila    Mgmt    For    For    For
1.2   Elect Director Thomas A. Dattilo    Mgmt    For    For    For
1.3   Elect Director Arthur F. Kingsbury    Mgmt    For    For    For
1.4   Elect Director Kurt J. Lauk    Mgmt    For    For    For
1.5   Elect Director Kenneth A. Viellieu    Mgmt    For    For    For
1.6   Elect Director Thomas C. Wajnert    Mgmt    For    For    For
1.7   Elect Director Stuart J. Yarbrough    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

The Hain Celestial Group, Inc.

 

Meeting Date:    11/19/2013    Country:    USA    Provider Security ID:    405217100
Record Date:    09/25/2013    Meeting Type:    Annual    Ticker:    HAIN

 

Shares Voted:   82,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Irwin D. Simon    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

The Hain Celestial Group, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect Director Richard C. Berke    Mgmt    For    For    For
1.3   Elect Director Jack Futterman    Mgmt    For    For    For
1.4   Elect Director Marina Hahn    Mgmt    For    For    For
1.5   Elect Director Andrew R. Heyer    Mgmt    For    For    For
1.6   Elect Director Roger Meltzer    Mgmt    For    For    For
1.7   Elect Director Scott M. O’Neil    Mgmt    For    For    For
1.8   Elect Director Lawrence S. Zilavy    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Ratify Auditors    Mgmt    For    For    For

Fusion-io, Inc.

 

Meeting Date:    11/21/2013    Country:    USA    Provider Security ID:    36112J107
Record Date:    09/25/2013    Meeting Type:    Annual    Ticker:    FIO

 

Shares Voted:   200,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director H. Raymond Bingham    Mgmt    For    For    For
1.2   Elect Director Scott D. Sandell    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Harman International Industries, Incorporated

 

Meeting Date:    12/04/2013    Country:    USA    Provider Security ID:    413086109
Record Date:    10/07/2013    Meeting Type:    Annual    Ticker:    HAR

 

Shares Voted:   117,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Adriane M. Brown    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Harman International Industries, Incorporated

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1b   Elect Director John W. Diercksen    Mgmt    For    For    For
1c   Elect Director Ann M. Korologos    Mgmt    For    For    For
1d   Elect Director Jiren Liu    Mgmt    For    Refer    For
1e   Elect Director Edward H. Meyer    Mgmt    For    For    For
1f   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1g   Elect Director Kenneth M. Reiss    Mgmt    For    For    For
1h   Elect Director Hellene S. Runtagh    Mgmt    For    For    For
1i   Elect Director Frank S. Sklarsky    Mgmt    For    For    For
1j   Elect Director Gary G. Steel    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Aruba Networks, Inc.

 

Meeting Date:    12/05/2013    Country:    USA    Provider Security ID:    043176106
Record Date:    10/15/2013    Meeting Type:    Annual    Ticker:    ARUN

 

Shares Voted:   223,050          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dominic P. Orr    Mgmt    For    For    For
1.2   Elect Director Keerti Melkote    Mgmt    For    For    For
1.3   Elect Director Bernard Guidon    Mgmt    For    For    For
1.4   Elect Director Emmanuel Hernandez    Mgmt    For    For    For
1.5   Elect Director Michael R. Kourey    Mgmt    For    For    For
1.6   Elect Director Willem P. Roelandts    Mgmt    For    For    For
1.7   Elect Director Juergen Rottler    Mgmt    For    For    For
1.8   Elect Director Daniel Warmenhoven    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Aruba Networks, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Pall Corporation

 

Meeting Date:    12/11/2013    Country:    USA    Provider Security ID:    696429307
Record Date:    10/14/2013    Meeting Type:    Annual    Ticker:    PLL

 

Shares Voted:   115,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Amy E. Alving    Mgmt    For    For    For
1.2   Elect Director Robert B. Coutts    Mgmt    For    For    For
1.3   Elect Director Mark E. Goldstein    Mgmt    For    For    For
1.4   Elect Director Cheryl W. Grise    Mgmt    For    For    For
1.5   Elect Director Ronald L. Hoffman    Mgmt    For    For    For
1.6   Elect Director Lawrence D. Kingsley    Mgmt    For    For    For
1.7   Elect Director Dennis N. Longstreet    Mgmt    For    For    For
1.8   Elect Director B. Craig Owens    Mgmt    For    For    For
1.9   Elect Director Katharine L. Plourde    Mgmt    For    For    For
1.10   Elect Director Edward Travaglianti    Mgmt    For    For    For
1.11   Elect Director Bret W. Wise    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

The Scotts Miracle-Gro Company

 

Meeting Date:    01/30/2014    Country:    USA    Provider Security ID:    810186106
Record Date:    12/04/2013    Meeting Type:    Annual    Ticker:    SMG

 

Shares Voted:   78,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James Hagedorn    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

The Scotts Miracle-Gro Company

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect Director James F. McCann    Mgmt    For    For    For
1.3   Elect Director Nancy G. Mistretta    Mgmt    For    For    For
1.4   Elect Director Stephanie M. Shern    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify Auditors    Mgmt    For    For    For

Varian Medical Systems, Inc.

 

Meeting Date:    02/20/2014    Country:    USA    Provider Security ID:    92220P105
Record Date:    12/23/2013    Meeting Type:    Annual    Ticker:    VAR

 

Shares Voted:   116,350          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Susan L. Bostrom    Mgmt    For    For    For
1.2   Elect Director Regina E. Dugan    Mgmt    For    For    For
1.3   Elect Director Venkatraman Thyagarajan    Mgmt    For    For    For
1.4   Elect Director Dow R. Wilson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify Auditors    Mgmt    For    For    For
5   Declassify the Board of Directors    Mgmt    For    For    For
6   Eliminate Cumulative Voting    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Hologic, Inc.

 

Meeting Date:    03/04/2014    Country:    USA    Provider Security ID:    436440101
Record Date:    01/10/2014    Meeting Type:    Annual    Ticker:    HOLX

 

Shares Voted:   287,150          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jonathan Christodoro    Mgmt    For    For    For
1.2   Elect Director Sally W. Crawford    Mgmt    For    For    For
1.3   Elect Director Scott T. Garrett    Mgmt    For    For    For
1.4   Elect Director David R. LaVance, Jr.    Mgmt    For    For    For
1.5   Elect Director Nancy L. Leaming    Mgmt    For    For    For
1.6   Elect Director Lawrence M. Levy    Mgmt    For    For    For
1.7   Elect Director Stephen P. MacMillan    Mgmt    For    For    For
1.8   Elect Director Samuel Merksamer    Mgmt    For    For    For
1.9   Elect Director Christiana Stamoulis    Mgmt    For    For    For
1.10   Elect Director Elaine S. Ullian    Mgmt    For    For    For
1.11   Elect Director Wayne Wilson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For

Joy Global Inc.

 

Meeting Date:    03/04/2014    Country:    USA    Provider Security ID:    481165108
Record Date:    01/03/2014    Meeting Type:    Annual    Ticker:    JOY

 

Shares Voted:   90,200          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Edward L. Doheny, II    Mgmt    For    For    For
1.2   Elect Director Steven L. Gerard    Mgmt    For    For    For
1.3   Elect Director John T. Gremp    Mgmt    For    For    For
1.4   Elect Director John Nils Hanson    Mgmt    For    For    For
1.5   Elect Director Gale E. Klappa    Mgmt    For    For    For
1.6   Elect Director Richard B. Loynd    Mgmt    For    For    For
1.7   Elect Director P. Eric Siegert    Mgmt    For    For    For
1.8   Elect Director James H. Tate    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Joy Global Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

F5 Networks, Inc.

 

Meeting Date:    03/13/2014    Country:    USA    Provider Security ID:    315616102
Record Date:    01/06/2014    Meeting Type:    Annual    Ticker:    FFIV

 

Shares Voted:   78,200          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director A. Gary Ames    Mgmt    For    For    For
1b   Elect Director Stephen Smith    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

IDEX Corporation

 

Meeting Date:    04/08/2014    Country:    USA    Provider Security ID:    45167R104
Record Date:    02/14/2014    Meeting Type:    Annual    Ticker:    IEX

 

Shares Voted:   96,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Bradley J. Bell    Mgmt    For    For    For
1.2   Elect Director Gregory F. Milzcik    Mgmt    For    For    For
1.3   Elect Director Andrew K. Silvernail    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Northern Trust Corporation

 

Meeting Date:    04/15/2014    Country:    USA    Provider Security ID:    665859104
Record Date:    02/18/2014    Meeting Type:    Annual    Ticker:    NTRS

 

Shares Voted:   185,250          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Linda Walker Bynoe    Mgmt    For    For    For
1.2   Elect Director Nicholas D. Chabraja    Mgmt    For    For    For
1.3   Elect Director Susan Crown    Mgmt    For    For    For
1.4   Elect Director Dipak C. Jain    Mgmt    For    For    For
1.5   Elect Director Robert W. Lane    Mgmt    For    For    For
1.6   Elect Director Jose Luis Prado    Mgmt    For    For    For
1.7   Elect Director John W. Rowe    Mgmt    For    For    For
1.8   Elect Director Martin P. Slark    Mgmt    For    For    For
1.9   Elect Director David H. B. Smith, Jr.    Mgmt    For    For    For
1.10   Elect Director Charles A. Tribbett, III    Mgmt    For    For    For
1.11   Elect Director Frederick H. Waddell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Report on Lobbying and Political Contributions    SH    Against    Against    Against

Fastenal Company

 

Meeting Date:    04/22/2014    Country:    USA    Provider Security ID:    311900104
Record Date:    02/21/2014    Meeting Type:    Annual    Ticker:    FAST

 

Shares Voted:   194,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Willard D. Oberton    Mgmt    For    For    For
1b   Elect Director Michael M. Gostomski    Mgmt    For    For    For
1c   Elect Director Michael J. Dolan    Mgmt    For    For    For
1d   Elect Director Reyne K. Wisecup    Mgmt    For    For    For
1e   Elect Director Hugh L. Miller    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Fastenal Company

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f   Elect Director Michael J. Ancius    Mgmt    For    For    For
1g   Elect Director Scott A. Satterlee    Mgmt    For    For    For
1h   Elect Director Rita J. Heise    Mgmt    For    For    For
1i   Elect Director Darren R. Jackson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

UMB Financial Corporation

 

Meeting Date:    04/22/2014    Country:    USA    Provider Security ID:    902788108
Record Date:    03/03/2014    Meeting Type:    Annual    Ticker:    UMBF

 

Shares Voted:   66,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Warner L. Baxter    Mgmt    For    For    For
1.2   Elect Director David R. Bradley, Jr.    Mgmt    For    For    For
1.3   Elect Director Nancy K. Buese    Mgmt    For    For    For
1.4   Elect Director Peter J. deSilva    Mgmt    For    For    For
1.5   Elect Director Terrence P. Dunn    Mgmt    For    For    For
1.6   Elect Director Kevin C. Gallagher    Mgmt    For    For    For
1.7   Elect Director Greg M. Graves    Mgmt    For    For    For
1.8   Elect Director Alexander C. Kemper    Mgmt    For    For    For
1.9   Elect Director J. Mariner Kemper    Mgmt    For    For    For
1.10   Elect Director Kris A. Robbins    Mgmt    For    For    For
1.11   Elect Director Thomas D. Sanders    Mgmt    For    For    For
1.12   Elect Director L. Joshua Sosland    Mgmt    For    For    For
1.13   Elect Director Paul Uhlmann, III    Mgmt    For    For    For
1.14   Elect Director Thomas J. Wood, III    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

UMB Financial Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Require Independent Board Chairman    SH    Against    Refer    For

Intuitive Surgical, Inc.

 

Meeting Date:    04/24/2014    Country:    USA    Provider Security ID:    46120E602
Record Date:    02/25/2014    Meeting Type:    Annual    Ticker:    ISRG

 

Shares Voted:   17,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Amal M. Johnson    Mgmt    For    For    For
1.2   Elect Director Eric H. Halvorson    Mgmt    For    For    For
1.3   Elect Director Alan J. Levy    Mgmt    For    For    For
1.4   Elect Director Craig H. Barratt    Mgmt    For    For    For
1.5   Elect Director Floyd D. Loop    Mgmt    For    For    For
1.6   Elect Director George Stalk, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Norwegian Cruise Line Holdings Ltd.

 

Meeting Date:    04/24/2014    Country:    Bermuda    Provider Security ID:    G66721104
Record Date:    02/24/2014    Meeting Type:    Annual    Ticker:    NCLH

 

Shares Voted:   208,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Tan Sri Lim Kok Thay    Mgmt    For    For    For
1b   Elect Director David M. Abrams    Mgmt    For    For    For
1c   Elect Director John Chidsey    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officer’s Compensation    Mgmt    For    Refer    Against
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Norwegian Cruise Line Holdings Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Ratify Auditors    Mgmt    For    For    For

Signature Bank

 

Meeting Date:    04/24/2014    Country:    USA    Provider Security ID:    82669G104
Record Date:    03/06/2014    Meeting Type:    Annual    Ticker:    SBNY

 

Shares Voted:   83,750          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Scott A. Shay    Mgmt    For    For    For
1.2   Elect Director Alfred B. DelBello    Mgmt    For    For    For
1.3   Elect Director Joseph J. DePaolo    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Graco Inc.

 

Meeting Date:    04/25/2014    Country:    USA    Provider Security ID:    384109104
Record Date:    02/24/2014    Meeting Type:    Annual    Ticker:    GGG

 

Shares Voted:   38,450          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Patrick J. McHale    Mgmt    For    For    For
1b   Elect Director Lee R. Mitau    Mgmt    For    For    For
1c   Elect Director Martha A. Morfitt    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Fortune Brands Home & Security, Inc.

 

Meeting Date:    04/28/2014    Country:    USA    Provider Security ID:    34964C106
Record Date:    02/27/2014    Meeting Type:    Annual    Ticker:    FBHS

 

Shares Voted:   186,850          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director A. D. David Mackay    Mgmt    For    For    For
1b   Elect Director David M. Thomas    Mgmt    For    For    For
1c   Elect Director Norman H. Wesley    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Humana Inc.

 

Meeting Date:    04/29/2014    Country:    USA    Provider Security ID:    444859102
Record Date:    02/28/2014    Meeting Type:    Annual    Ticker:    HUM

 

Shares Voted:   43,850          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Kurt J. Hilzinger    Mgmt    For    For    For
1b   Elect Director Bruce D. Broussard    Mgmt    For    For    For
1c   Elect Director Frank A. D’Amelio    Mgmt    For    For    For
1d   Elect Director W. Roy Dunbar    Mgmt    For    For    For
1e   Elect Director David A. Jones, Jr.    Mgmt    For    For    For
1f   Elect Director William J. McDonald    Mgmt    For    For    For
1g   Elect Director William E. Mitchell    Mgmt    For    For    For
1h   Elect Director David B. Nash    Mgmt    For    For    For
1i   Elect Director James J. O’Brien    Mgmt    For    For    For
1j   Elect Director Marissa T. Peterson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Political Contributions    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Teradata Corporation

 

Meeting Date:    04/29/2014    Country:    USA    Provider Security ID:    88076W103
Record Date:    02/28/2014    Meeting Type:    Annual    Ticker:    TDC

 

Shares Voted:   148,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Nancy E. Cooper    Mgmt    For    For    For
1b   Elect Director David E. Kepler    Mgmt    For    For    For
1c   Elect Director William S. Stavropoulos    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Declassify the Board of Directors    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For

Vantiv, Inc.

 

Meeting Date:    04/29/2014    Country:    USA    Provider Security ID:    92210H105
Record Date:    03/03/2014    Meeting Type:    Annual    Ticker:    VNTV

 

Shares Voted:   271,250          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John Maldonado    Mgmt    For    For    For
1.2   Elect Director Christopher Pike    Mgmt    For    For    For
1.3   Elect Director Daniel Poston    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Cabot Oil & Gas Corporation

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    127097103
Record Date:    03/06/2014    Meeting Type:    Annual    Ticker:    COG

 

Shares Voted:   136,850          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Dan O. Dinges    Mgmt    For    For    For
1b   Elect Director James R. Gibbs    Mgmt    For    For    For
1c   Elect Director Robert L. Keiser    Mgmt    For    For    For
1d   Elect Director W. Matt Ralls    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
6   Report on Political Contributions    SH    Against    Against    Against

Mead Johnson Nutrition Company

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    582839106
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    MJN

 

Shares Voted:   108,550          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Steven M. Altschuler    Mgmt    For    For    For
1b   Elect Director Howard B. Bernick    Mgmt    For    For    For
1c   Elect Director Kimberly A. Casiano    Mgmt    For    For    For
1d   Elect Director Anna C. Catalano    Mgmt    For    For    For
1e   Elect Director Celeste A. Clark    Mgmt    For    For    For
1f   Elect Director James M. Cornelius    Mgmt    For    For    For
1g   Elect Director Stephen W. Golsby    Mgmt    For    For    For
1h   Elect Director Michael Grobstein    Mgmt    For    For    For
1i   Elect Director Peter Kasper Jakobsen    Mgmt    For    For    For
1j   Elect Director Peter G. Ratcliffe    Mgmt    For    For    For
1k   Elect Director Elliott Sigal    Mgmt    For    For    For
1l   Elect Director Robert S. Singer    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Mead Johnson Nutrition Company

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

LKQ Corporation

 

Meeting Date:    05/05/2014    Country:    USA    Provider Security ID:    501889208
Record Date:    03/12/2014    Meeting Type:    Annual    Ticker:    LKQ

 

Shares Voted:   330,050          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director A. Clinton Allen    Mgmt    For    For    For
1.2   Elect Director Ronald G. Foster    Mgmt    For    For    For
1.3   Elect Director Joseph M. Holsten    Mgmt    For    For    For
1.4   Elect Director Blythe J. McGarvie    Mgmt    For    For    For
1.5   Elect Director Paul M. Meister    Mgmt    For    For    For
1.6   Elect Director John F. O’Brien    Mgmt    For    For    For
1.7   Elect Director Guhan Subramanian    Mgmt    For    For    For
1.8   Elect Director Robert L. Wagman    Mgmt    For    For    For
1.9   Elect Director William M. Webster, IV    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Dunkin’ Brands Group, Inc.

 

Meeting Date:    05/06/2014    Country:    USA    Provider Security ID:    265504100
Record Date:    03/12/2014    Meeting Type:    Annual    Ticker:    DNKN

 

Shares Voted:   181,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael Hines    Mgmt    For    For    For
1.2   Elect Director Joseph Uva    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Dunkin’ Brands Group, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Report on Nanomaterial Product Safety    SH    Against    Refer    Against

Zimmer Holdings, Inc.

 

Meeting Date:    05/06/2014    Country:    USA    Provider Security ID:    98956P102
Record Date:    03/07/2014    Meeting Type:    Annual    Ticker:    ZMH

 

Shares Voted:   72,250          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Christopher B. Begley    Mgmt    For    For    For
1b   Elect Director Betsy J. Bernard    Mgmt    For    For    For
1c   Elect Director Paul M. Bisaro    Mgmt    For    For    For
1d   Elect Director Gail K. Boudreaux    Mgmt    For    For    For
1e   Elect Director David C. Dvorak    Mgmt    For    For    For
1f   Elect Director Larry C. Glasscock    Mgmt    For    For    For
1g   Elect Director Robert A. Hagemann    Mgmt    For    For    For
1h   Elect Director Arthur J. Higgins    Mgmt    For    For    For
1i   Elect Director Cecil B. Pickett    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Expeditors International of Washington, Inc.

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    302130109
Record Date:    03/06/2014    Meeting Type:    Annual    Ticker:    EXPD

 

Shares Voted:   222,350          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Peter J. Rose    Mgmt    For    For    For
1.2   Elect Director Robert R. Wright    Mgmt    For    For    For
1.3   Elect Director Mark A. Emmert    Mgmt    For    For    For
1.4   Elect Director R. Jordan Gates    Mgmt    For    For    For
1.5   Elect Director Dan P. Kourkoumelis    Mgmt    For    For    For
1.6   Elect Director Michael J. Malone    Mgmt    For    For    For
1.7   Elect Director John W. Meisenbach    Mgmt    For    For    For
1.8   Elect Director Jeffrey S. Musser    Mgmt    For    For    For
1.9   Elect Director Liane J. Pelletier    Mgmt    For    For    For
1.10   Elect Director James L.K. Wang    Mgmt    For    For    For
1.11   Elect Director Tay Yoshitani    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Approve Stock Option Plan    Mgmt    For    Refer    For
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Approve Restricted Stock Plan    Mgmt    For    Refer    For
6   Ratify Auditors    Mgmt    For    For    For

Nordstrom, Inc.

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    655664100
Record Date:    03/10/2014    Meeting Type:    Annual    Ticker:    JWN

 

Shares Voted:   78,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Phyllis J. Campbell    Mgmt    For    For    For
1b   Elect Director Michelle M. Ebanks    Mgmt    For    For    For
1c   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1d   Elect Director Robert G. Miller    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Nordstrom, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Blake W. Nordstrom    Mgmt    For    For    For
1f   Elect Director Erik B. Nordstrom    Mgmt    For    For    For
1g   Elect Director Peter E. Nordstrom    Mgmt    For    For    For
1h   Elect Director Philip G. Satre    Mgmt    For    For    For
1i   Elect Director Brad D. Smith    Mgmt    For    For    For
1j   Elect Director B. Kevin Turner    Mgmt    For    For    For
1k   Elect Director Robert D. Walter    Mgmt    For    For    For
1l   Elect Director Alison A. Winter    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Allison Transmission Holdings, Inc.

 

Meeting Date:    05/08/2014    Country:    USA    Provider Security ID:    01973R101
Record Date:    03/10/2014    Meeting Type:    Annual    Ticker:    ALSN

 

Shares Voted:   159,806          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Brian A. Bernasek    Mgmt    For    For    For
1.2   Elect Director Kosty Gilis    Mgmt    For    For    For
1.3   Elect Director Francis Raborn    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For

Trimble Navigation Limited

 

Meeting Date:    05/08/2014    Country:    USA    Provider Security ID:    896239100
Record Date:    03/11/2014    Meeting Type:    Annual    Ticker:    TRMB

 

Shares Voted:   113,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steven W. Berglund    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Trimble Navigation Limited

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect Director John B. Goodrich    Mgmt    For    For    For
1.3   Elect Director Merit E. Janow    Mgmt    For    For    For
1.4   Elect Director Ulf J. Johansson    Mgmt    For    For    For
1.5   Elect Director Ronald S. Nersesian    Mgmt    For    For    For
1.6   Elect Director Mark S. Peek    Mgmt    For    For    For
1.7   Elect Director Nickolas W. Vande Steeg    Mgmt    For    Refer    Withhold
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

First Republic Bank

 

Meeting Date:    05/13/2014    Country:    USA    Provider Security ID:    33616C100
Record Date:    03/18/2014    Meeting Type:    Annual    Ticker:    FRC

 

Shares Voted:   176,200          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James H. Herbert, II    Mgmt    For    For    For
1.2   Elect Director Katherine August-deWilde    Mgmt    For    For    For
1.3   Elect Director Thomas J. Barrack, Jr.    Mgmt    For    For    For
1.4   Elect Director Frank J. Fahrenkopf, Jr    Mgmt    For    For    For
1.5   Elect Director William E. Ford    Mgmt    For    For    For
1.6   Elect Director L. Martin Gibbs    Mgmt    For    For    For
1.7   Elect Director Sandra R. Hernandez    Mgmt    For    For    For
1.8   Elect Director Pamela J. Joyner    Mgmt    For    For    For
1.9   Elect Director Reynold Levy    Mgmt    For    For    For
1.10   Elect Director Jody S. Lindell    Mgmt    For    For    For
1.11   Elect Director George G.C. Parker    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Polypore International, Inc.

 

Meeting Date:    05/13/2014    Country:    USA    Provider Security ID:    73179V103
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    PPO

 

Shares Voted:   166,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael Graff    Mgmt    For    For    For
1.2   Elect Director Christopher J. Kearney    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Under Armour, Inc.

 

Meeting Date:    05/13/2014    Country:    USA    Provider Security ID:    904311107
Record Date:    02/21/2014    Meeting Type:    Annual    Ticker:    UA

 

Shares Voted:   36,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kevin A. Plank    Mgmt    For    For    For
1.2   Elect Director Byron K. Adams, Jr.    Mgmt    For    For    For
1.3   Elect Director Douglas E. Coltharp    Mgmt    For    For    For
1.4   Elect Director Anthony W. Deering    Mgmt    For    For    For
1.5   Elect Director A.B. Krongard    Mgmt    For    For    For
1.6   Elect Director William R. McDermott    Mgmt    For    For    For
1.7   Elect Director Eric T. Olson    Mgmt    For    For    For
1.8   Elect Director Harvey L. Sanders    Mgmt    For    For    For
1.9   Elect Director Thomas J. Sippel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Carter’s, Inc.

 

Meeting Date:    05/14/2014    Country:    USA    Provider Security ID:    146229109
Record Date:    03/25/2014    Meeting Type:    Annual    Ticker:    CRI

 

Shares Voted:   85,650          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Amy Woods Brinkley    Mgmt    For    For    For
1b   Elect Director Michael D. Casey    Mgmt    For    For    For
1c   Elect Director A. Bruce Cleverly    Mgmt    For    For    For
1d   Elect Director Jevin S. Eagle    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Align Technology, Inc.

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    016255101
Record Date:    03/20/2014    Meeting Type:    Annual    Ticker:    ALGN

 

Shares Voted:   88,350          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Joseph Lacob    Mgmt    For    For    For
1.2   Elect Director C. Raymond Larkin, Jr.    Mgmt    For    For    For
1.3   Elect Director George J. Morrow    Mgmt    For    For    For
1.4   Elect Director David C. Nagel    Mgmt    For    For    For
1.5   Elect Director Thomas M. Prescott    Mgmt    For    For    For
1.6   Elect Director Andrea L. Saia    Mgmt    For    For    For
1.7   Elect Director Greg J. Santora    Mgmt    For    For    For
1.8   Elect Director Warren S. Thaler    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Gentex Corporation

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    371901109
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    GNTX

 

Shares Voted:   218,850          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Pete Hoekstra    Mgmt    For    For    For
1.2   Elect Director James Hollars    Mgmt    For    For    For
1.3   Elect Director John Mulder    Mgmt    For    For    For
1.4   Elect Director Mark Newton    Mgmt    For    For    For
1.5   Elect Director Richard Schaum    Mgmt    For    For    For
1.6   Elect Director Frederick Sotok    Mgmt    For    For    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Approve Stock Option Plan    Mgmt    For    Refer    For
6   Amend Non-Employee Director Stock Option Plan    Mgmt    For    Refer    For

Dril-Quip, Inc.

 

Meeting Date:    05/16/2014    Country:    USA    Provider Security ID:    262037104
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    DRQ

 

Shares Voted:   49,200          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Blake T. DeBerry    Mgmt    For    For    For
1.2   Elect Director John V. Lovoi    Mgmt    For    For    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Amend Articles to Delete Obsolete Provisions    Mgmt    For    Refer    For
4   Amend Articles Deleting Exception to Business Combination Provisions for Co-founders    Mgmt    For    Refer    For
5   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Dril-Quip, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Mattel, Inc.

 

Meeting Date:    05/16/2014    Country:    USA    Provider Security ID:    577081102
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    MAT

 

Shares Voted:   185,150          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael J. Dolan    Mgmt    For    For    For
1b   Elect Director Trevor A. Edwards    Mgmt    For    For    For
1c   Elect Director Frances D. Fergusson    Mgmt    For    For    For
1d   Elect Director Dominic Ng    Mgmt    For    For    For
1e   Elect Director Vasant M. Prabhu    Mgmt    For    For    For
1f   Elect Director Andrea L. Rich    Mgmt    For    For    For
1g   Elect Director Dean A. Scarborough    Mgmt    For    For    For
1h   Elect Director Christopher A. Sinclair    Mgmt    For    For    For
1i   Elect Director Bryan G. Stockton    Mgmt    For    For    For
1j   Elect Director Dirk Van de Put    Mgmt    For    For    For
1k   Elect Director Kathy White Loyd    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For

ANSYS, Inc.

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    03662Q105
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    ANSS


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

ANSYS, Inc.

 

Shares Voted:   70,650          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James E. Cashman, III    Mgmt    For    For    For
1.2   Elect Director Ajei S. Gopal    Mgmt    For    For    For
1.3   Elect Director William R. McDermott    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Southwestern Energy Company

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    845467109
Record Date:    03/28/2014    Meeting Type:    Annual    Ticker:    SWN

 

Shares Voted:   151,850          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John D. Gass    Mgmt    For    For    For
1.2   Elect Director Catherine A. Kehr    Mgmt    For    For    For
1.3   Elect Director Greg D. Kerley    Mgmt    For    For    For
1.4   Elect Director Vello A. Kuuskraa    Mgmt    For    For    For
1.5   Elect Director Kenneth R. Mourton    Mgmt    For    For    For
1.6   Elect Director Steven L. Mueller    Mgmt    For    For    For
1.7   Elect Director Elliott Pew    Mgmt    For    For    For
1.8   Elect Director Alan H. Stevens    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Bylaws — Call Special Meetings    SH    Against    For    For
5   Report on Methane Emissions Management and Reduction Targets    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

DENTSPLY International Inc.

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    249030107
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    XRAY

 

Shares Voted:   139,350          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael C. Alfano    Mgmt    For    For    For
1b   Elect Director Eric K. Brandt    Mgmt    For    For    For
1c   Elect Director William F. Hecht    Mgmt    For    For    For
1d   Elect Director Francis J. Lunger    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Fossil Group, Inc.

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    34988V106
Record Date:    03/27/2014    Meeting Type:    Annual    Ticker:    FOSL

 

Shares Voted:   33,350          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Elaine B. Agather    Mgmt    For    For    For
1.2   Elect Director Jeffrey N. Boyer    Mgmt    For    For    For
1.3   Elect Director William B. Chiasson    Mgmt    For    For    For
1.4   Elect Director Kosta N. Kartsotis    Mgmt    For    For    For
1.5   Elect Director Diane L. Neal    Mgmt    For    For    For
1.6   Elect Director Thomas M. Nealon    Mgmt    For    For    For
1.7   Elect Director Mark D. Quick    Mgmt    For    For    For
1.8   Elect Director Elysia Holt Ragusa    Mgmt    For    For    For
1.9   Elect Director Jal S. Shroff    Mgmt    For    For    For
1.10   Elect Director James E. Skinner    Mgmt    For    For    For
1.11   Elect Director James M. Zimmerman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Fossil Group, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Ratify Auditors    Mgmt    For    For    For

Ross Stores, Inc.

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    778296103
Record Date:    03/25/2014    Meeting Type:    Annual    Ticker:    ROST

 

Shares Voted:   68,550          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael Balmuth    Mgmt    For    For    For
1b   Elect Director K. Gunnar Bjorklund    Mgmt    For    For    For
1c   Elect Director Michael J. Bush    Mgmt    For    For    For
1d   Elect Director Norman A. Ferber    Mgmt    For    For    For
1e   Elect Director Sharon D. Garrett    Mgmt    For    For    For
1f   Elect Director George P. Orban    Mgmt    For    For    For
1g   Elect Director Lawrence S. Peiros    Mgmt    For    For    For
1h   Elect Director Gregory L. Quesnel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Stericycle, Inc.

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    858912108
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    SRCL

 

Shares Voted:   45,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Mark C. Miller    Mgmt    For    For    For
1b   Elect Director Jack W. Schuler    Mgmt    For    For    For
1c   Elect Director Charles A. Alutto    Mgmt    For    For    For
1d   Elect Director Thomas D. Brown    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Stericycle, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Thomas F. Chen    Mgmt    For    For    For
1f   Elect Director Rod F. Dammeyer    Mgmt    For    For    For
1g   Elect Director William K. Hall    Mgmt    For    For    For
1h   Elect Director John Patience    Mgmt    For    For    For
1i   Elect Director Mike S. Zafirovski    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
6   Provide Right to Call Special Meeting    Mgmt    For    For    For

Verisk Analytics, Inc.

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    92345Y106
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    VRSK

 

Shares Voted:   113,200          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Frank J. Coyne    Mgmt    For    For    For
1.2   Elect Director Christopher M. Foskett    Mgmt    For    For    For
1.3   Elect Director David B. Wright    Mgmt    For    For    For
1.4   Elect Director Thomas F. Motamed    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Acadia Healthcare Company, Inc.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    00404A109
Record Date:    03/28/2014    Meeting Type:    Annual    Ticker:    ACHC


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Acadia Healthcare Company, Inc.

 

Shares Voted:   80,150          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Wade D. Miquelon    Mgmt    For    For    For
1.2   Elect Director William M. Petrie    Mgmt    For    For    For
1.3   Elect Director Bruce A. Shear    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Flowserve Corporation

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    34354P105
Record Date:    03/27/2014    Meeting Type:    Annual    Ticker:    FLS

 

Shares Voted:   112,550          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gayla J. Delly    Mgmt    For    For    For
1.2   Elect Director Rick J. Mills    Mgmt    For    For    For
1.3   Elect Director Charles M. Rampacek    Mgmt    For    For    For
1.4   Elect Director William C. Rusnack    Mgmt    For    For    For
1.5   Elect Director John R. Friedery    Mgmt    For    For    For
1.6   Elect Director Joe E. Harlan    Mgmt    For    For    For
1.7   Elect Director Leif E. Darner    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Proxy Voting Disclosure, Confidentiality, and Tabulation    SH    Against    For    For

L Brands, Inc.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    501797104
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    LB


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

L Brands, Inc.

 

Shares Voted:   88,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Donna A. James    Mgmt    For    For    For
1.2   Elect Director Jeffrey H. Miro    Mgmt    For    For    For
1.3   Elect Director Michael G. Morris    Mgmt    For    For    For
1.4   Elect Director Raymond Zimmerman    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

Tiffany & Co.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    886547108
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    TIF

 

Shares Voted:   26,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael J. Kowalski    Mgmt    For    For    For
1b   Elect Director Rose Marie Bravo    Mgmt    For    For    For
1c   Elect Director Gary E. Costley    Mgmt    For    For    For
1d   Elect Director Frederic P. Cumenal    Mgmt    For    For    For
1e   Elect Director Lawrence K. Fish    Mgmt    For    For    For
1f   Elect Director Abby F. Kohnstamm    Mgmt    For    For    For
1g   Elect Director Charles K. Marquis    Mgmt    For    For    For
1h   Elect Director Peter W. May    Mgmt    For    For    For
1i   Elect Director William A. Shutzer    Mgmt    For    For    For
1j   Elect Director Robert S. Singer    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Continental Resources, Inc.

 

Meeting Date:    05/23/2014    Country:    USA    Provider Security ID:    212015101
Record Date:    03/27/2014    Meeting Type:    Annual    Ticker:    CLR

 

Shares Voted:   59,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David L. Boren    Mgmt    For    For    For
1.2   Elect Director William B. Berry    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Urban Outfitters, Inc.

 

Meeting Date:    05/27/2014    Country:    USA    Provider Security ID:    917047102
Record Date:    03/12/2014    Meeting Type:    Annual    Ticker:    URBN

 

Shares Voted:   190,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Edward N. Antoian    Mgmt    For    For    For
1.2   Elect Director Scott A. Belair    Mgmt    For    For    For
1.3   Elect Director Margaret A. Hayne    Mgmt    For    For    For
1.4   Elect Director Joel S. Lawson, III    Mgmt    For    For    For
1.5   Elect Director Robert H. Strouse    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Policy and Report on Board Diversity    SH    Against    Refer    Against
5   Report on Human Rights Risk Assessment Process    SH    Against    Against    Against
6   Require Independent Board Chairman    SH    Against    Refer    For

Alkermes plc

 

Meeting Date:    05/28/2014    Country:    Ireland    Provider Security ID:    G01767105
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    ALKS


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Alkermes plc

 

Shares Voted:   66,350          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Paul J. Mitchell    Mgmt    For    For    For
1.2   Elect Director Richard F. Pops    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Change Location of Annual Meeting    Mgmt    For    Refer    For
4   Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Henry Schein, Inc.

 

Meeting Date:    05/28/2014    Country:    USA    Provider Security ID:    806407102
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    HSIC

 

Shares Voted:   53,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Stanley M. Bergman    Mgmt    For    For    For
1.2   Elect Director Gerald A. Benjamin    Mgmt    For    For    For
1.3   Elect Director James P. Breslawski    Mgmt    For    For    For
1.4   Elect Director Mark E. Mlotek    Mgmt    For    For    For
1.5   Elect Director Steven Paladino    Mgmt    For    For    For
1.6   Elect Director Barry J. Alperin    Mgmt    For    For    For
1.7   Elect Director Paul Brons    Mgmt    For    For    For
1.8   Elect Director Donald J. Kabat    Mgmt    For    For    For
1.9   Elect Director Philip A. Laskawy    Mgmt    For    For    For
1.10   Elect Director Karyn Mashima    Mgmt    For    For    For
1.11   Elect Director Norman S. Matthews    Mgmt    For    For    For
1.12   Elect Director Carol Raphael    Mgmt    For    For    For
1.13   Elect Director E. Dianne Rekow    Mgmt    For    For    For
1.14   Elect Director Bradley T. Sheares    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Henry Schein, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.15   Elect Director Louis W. Sullivan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

BioMarin Pharmaceutical Inc.

 

Meeting Date:    06/04/2014    Country:    USA    Provider Security ID:    09061G101
Record Date:    04/07/2014    Meeting Type:    Annual    Ticker:    BMRN

 

Shares Voted:   46,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jean-Jacques Bienaime    Mgmt    For    For    For
1.2   Elect Director Michael Grey    Mgmt    For    For    For
1.3   Elect Director Elaine J. Heron    Mgmt    For    For    For
1.4   Elect Director Pierre Lapalme    Mgmt    For    For    For
1.5   Elect Director V. Bryan Lawlis    Mgmt    For    For    For
1.6   Elect Director Richard A. Meier    Mgmt    For    For    For
1.7   Elect Director Alan J. Lewis    Mgmt    For    For    For
1.8   Elect Director William D. Young    Mgmt    For    For    For
1.9   Elect Director Kenneth M. Bate    Mgmt    For    For    For
1.10   Elect Director Dennis J. Slamon    Mgmt    For    For    For
2   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For

HomeAway, Inc.

 

Meeting Date:    06/04/2014    Country:    USA    Provider Security ID:    43739Q100
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    AWAY


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

HomeAway, Inc.

 

Shares Voted:   76,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jeffrey D. Brody    Mgmt    For    For    For
1.2   Elect Director Christopher (‘Woody’) P. Marshall    Mgmt    For    For    For
1.3   Elect Director Kevin Krone    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For

Zillow, Inc.

 

Meeting Date:    06/04/2014    Country:    USA    Provider Security ID:    98954A107
Record Date:    04/02/2014    Meeting Type:    Annual    Ticker:    Z

 

Shares Voted:   44,750          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director J. William Gurley    Mgmt    For    For    For
1.2   Elect Director Jay C. Hoag    Mgmt    For    For    For
1.3   Elect Director Gregory B. Maffei    Mgmt    For    For    For

Panera Bread Company

 

Meeting Date:    06/05/2014    Country:    USA    Provider Security ID:    69840W108
Record Date:    04/07/2014    Meeting Type:    Annual    Ticker:    PNRA

 

Shares Voted:   30,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Fred K. Foulkes    Mgmt    For    For    For
1.2   Elect Director Ronald M. Shaich    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

Ulta Salon, Cosmetics & Fragrance, Inc.

 

Meeting Date:    06/05/2014    Country:    USA    Provider Security ID:    90384S303
Record Date:    04/07/2014    Meeting Type:    Annual    Ticker:    ULTA

 

Shares Voted:   77,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Mary N. Dillon    Mgmt    For    For    For
1.2   Elect Director Dennis K. Eck    Mgmt    For    For    For
1.3   Elect Director Charles J. Philippin    Mgmt    For    For    For
1.4   Elect Director Vanessa A. Wittman    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

ACADIA Pharmaceuticals Inc.

 

Meeting Date:    06/06/2014    Country:    USA    Provider Security ID:    004225108
Record Date:    04/08/2014    Meeting Type:    Annual    Ticker:    ACAD

 

Shares Voted:   50,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael Borer    Mgmt    For    For    For
1.2   Elect Director Mary Ann Gray    Mgmt    For    For    For
1.3   Elect Director Lester J. Kaplan    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

OpenTable, Inc.

 

Meeting Date:    06/11/2014    Country:    USA    Provider Security ID:    68372A104
Record Date:    04/14/2014    Meeting Type:    Annual    Ticker:    OPEN


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

OpenTable, Inc.

 

Shares Voted:   48,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director J. William Gurley    Mgmt    For    For    For
1.2   Elect Director Daniel Meyer    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against

DSW Inc.

 

Meeting Date:    06/18/2014    Country:    USA    Provider Security ID:    23334L102
Record Date:    04/15/2014    Meeting Type:    Annual    Ticker:    DSW

 

Shares Voted:   118,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Carolee Friedlander    Mgmt    For    For    For
1.2   Elect Director Harvey L. Sonnenberg    Mgmt    For    For    For
1.3   Elect Director Allan J. Tanenbaum    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    Against
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

CarMax, Inc.

 

Meeting Date:    06/23/2014    Country:    USA    Provider Security ID:    143130102
Record Date:    04/15/2014    Meeting Type:    Annual    Ticker:    KMX

 

Shares Voted:   156,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Ronald E. Blaylock    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 75 Ivy VIP Mid Cap Growth

 

CarMax, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect Director Thomas J. Folliard    Mgmt    For    For    For
1.3   Elect Director Rakesh Gangwal    Mgmt    For    For    For
1.4   Elect Director Jeffrey E. Garten    Mgmt    For    For    For
1.5   Elect Director Shira Goodman    Mgmt    For    For    For
1.6   Elect Director W. Robert Grafton    Mgmt    For    For    For
1.7   Elect Director Edgar H. Grubb    Mgmt    For    For    For
1.8   Elect Director Mitchell D. Steenrod    Mgmt    For    For    For
1.9   Elect Director Thomas G. Stemberg    Mgmt    For    For    For
1.10   Elect Director William R. Tiefel    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Medivation, Inc.

 

Meeting Date:    06/27/2014    Country:    USA    Provider Security ID:    58501N101
Record Date:    04/29/2014    Meeting Type:    Annual    Ticker:    MDVN

 

Shares Voted:   65,326          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Daniel D. Adams    Mgmt    For    For    For
1.2   Elect Director Kim D. Blickenstaff    Mgmt    For    For    For
1.3   Elect Director Kathryn E. Falberg    Mgmt    For    For    For
1.4   Elect Director David T. Hung    Mgmt    For    For    For
1.5   Elect Director C. Patrick Machado    Mgmt    For    For    For
1.6   Elect Director Dawn Svoronos    Mgmt    For    For    For
1.7   Elect Director W. Anthony Vernon    Mgmt    For    For    For
1.8   Elect Director Wendy L. Yarno    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


IVY FUNDS VIP MONEY MARKET

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Money Market, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER AGGRESSIVE

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER MODERATELY AGGRESSIVE

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderately Aggressive, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER MODERATE

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderate, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER MODERATELY CONSERVATIVE

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderately Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER CONSERVATIVE

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Conservative, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER MODERATE – MANAGED VOLATILITY

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderate – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER MODERATELY

AGGRESSIVE – MANAGED VOLATILITY

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderately Aggressive – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.

IVY FUNDS VIP PATHFINDER MODERATELY

CONSERVATIVE – MANAGED VOLATILITY

Proxy Voting Record

There was no proxy voting for Ivy Funds VIP Pathfinder Moderately Conservative – Managed Volatility, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY FUNDS VIP REAL ESTATE SECURITIES

Proxy Voting Record

Meeting Date Range: 01-Jul-2013 To 30-Jun-2014

Selected Accounts

 

COLONIAL PROPERTIES TRUST
Security:    195872106    Meeting Type:    Special
Ticker:    CLP    Meeting Date:    27-Sep-2013
ISIN    US1958721060    Vote Deadline Date:    26-Sep-2013
Agenda    933872738                Management    Total Ballot Shares:    93734
Last Vote Date:    24-Sep-2013      

 

Item

  

Proposal

  

Recommendation

  

Default
Vote

  

For

  

Against

  

Abstain

  

Take No
Action

1

   APPROVE & ADOPT THE AGREEMENT & PLAN OF MERGER, DATED AS OF JUNE 3, 2013, AS IT MAY BE AMENDED OR MODIFIED FROM TIME-TO-TIME (THE “MERGER AGREEMENT”), BY & AMONG MID-AMERICA APARTMENT COMMUNITIES, INC., COLONIAL PROPERTIES TRUST, MID-AMERICA APARTMENTS, L.P., MARTHA MERGER SUB, LP & COLONIAL REALTY LIMITED PARTNERSHIP, PARENT MERGER PURSUANT TO PLAN OF MERGER.    For    None    6600    0    0    0

2

   TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION PAYABLE TO CERTAIN EXECUTIVE OFFICERS OF COLONIAL IN CONNECTION WITH THE PARENT MERGER.    For    None    6600    0    0    0

3

   TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF PROPOSAL 1.    For    None    6600    0    0    0

 

MID-AMERICA APARTMENT COMMUNITIES, INC.
Security:    59522J103    Meeting Type:    Special
Ticker:    MAA    Meeting Date:    27-Sep-2013
ISIN    US59522J1034    Vote Deadline Date:    26-Sep-2013
Agenda    933872740            Management    Total Ballot Shares:    129588
Last Vote Date:    25-Sep-2013      

 

Item

  

Proposal

  

Recommendation

  

Default
Vote

  

For

  

Against

  

Abstain

  

Take
No
Action

1

   AGREEMENT & PLAN OF MERGER, DATED AS OF JUNE 3, 2013, BY & AMONG MID-AMERICA APARTMENT COMMUNITIES, INC. (“MAA”), MID-AMERICA APARTMENTS, L.P., MARTHA MERGER SUB, LP, COLONIAL PROPERTIES TRUST (“COLONIAL”), AND COLONIAL REALTY LIMITED PARTNERSHIP PURSUANT TO WHICH COLONIAL WILL MERGE WITH & INTO MAA, WITH MAA CONTINUING AS THE SURVIVING CORPORATION (THE “PARENT MERGER”).    For    None    9200    0    0    0

2

   TO APPROVE THE MID-AMERICA APARTMENT COMMUNITIES, INC. 2013 STOCK INCENTIVE PLAN.    For    None    9200    0    0    0

3

   TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF THE MERGER PROPOSAL.    For    None    9200    0    0    0

 

PARKWAY PROPERTIES, INC.
Security:    70159Q104    Meeting Type:    Special
Ticker:    PKY    Meeting Date:    17-Dec-2013
ISIN    US70159Q1040    Vote Deadline Date:    16-Dec-2013
Agenda    933902391            Management    Total Ballot Shares:    405391
Last Vote Date:    04-Dec-2013      

 

Item

  

Proposal

  

Recommendation

  

Default
Vote

  

For

  

Against

  

Abstain

  

Take No
Action

1

   TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 4, 2013, AS IT MAY BE AMENDED OR MODIFIED FROM TIME TO TIME, BY AND AMONG PARKWAY PROPERTIES, INC. (“PARKWAY”), PARKWAY PROPERTIES LP, PKY MASTERS, LP, THOMAS PROPERTIES GROUP, INC. (“TPGI”) AND THOMAS PROPERTIES GROUP, L.P. (THE “MERGER AGREEMENT”), ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.    For    None    28328    0    0    0

2

   TO APPROVE AN AMENDMENT TO PARKWAY’S ARTICLES OF INCORPORATION, AS AMENDED, TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK OF PARKWAY FROM 150,000,000 TO 250,000,000.    For    None    28328    0    0    0

3

   TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF PROPOSAL 1.    For    None    28328    0    0    0

 

ESSEX PROPERTY TRUST, INC.
Security:    297178105    Meeting Type:    Special
Ticker:    ESS    Meeting Date:    28-Mar-2014
ISIN    US2971781057    Vote Deadline Date:    27-Mar-2014
Agenda    933924955            Management    Total Ballot Shares:    99756
Last Vote Date:    28-Feb-2014      

 

Item

  

Proposal

  

Recommendation

  

Default
Vote

  

For

  

Against

  

Abstain

  

Take No
Action

1

   TO APPROVE THE ISSUANCE OF THE COMMON STOCK OF ESSEX PROPERTY TRUST, INC. (“ESSEX”) TO THE STOCKHOLDERS OF BRE PROPERTIES, INC. (“BRE”) IN CONNECTION WITH THE MERGER (THE “MERGER”) OF BRE WITH AND INTO BEX PORTFOLIO, INC., FORMERLY KNOWN AS BRONCO ACQUISITION SUB, INC. (“MERGER SUB”), A DIRECT WHOLLY OWNED ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL)    For    None    7053    0    0    0

2

   TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING TO ANOTHER DATE, TIME OR PLACE, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF ESSEX COMMON STOCK TO BRE STOCKHOLDERS IN THE MERGER    For    None    7053    0    0    0


WEINGARTEN REALTY INVESTORS
Security:    948741103    Meeting Type:    Annual
Ticker:    WRI    Meeting Date:    24-Apr-2014
ISIN    US9487411038    Vote Deadline Date:    23-Apr-2014
Agenda    933929676            Management    Total Ballot Shares:    52520
Last Vote Date:    20-Mar-2014      

 

Item

  

Proposal

  

Recommendation

  

Default
Vote

  

For

  

Against

  

Abstain

  

Take No
Action

1

   DIRECTOR    For    None            
  

1       ANDREW M. ALEXANDER

         3700    0    0    0
  

2       STANFORD ALEXANDER

         3700    0    0    0
  

3       SHELAGHMICHAEL BROWN

         3700    0    0    0
  

4       JAMES W. CROWNOVER

         3700    0    0    0
  

5       ROBERT J. CRUIKSHANK

         3700    0    0    0
  

6       MELVIN A. DOW

         3700    0    0    0
  

7       STEPHEN A. LASHER

         3700    0    0    0
  

8       THOMAS L. RYAN

         3700    0    0    0
  

9       DOUGLAS W. SCHNITZER

         3700    0    0    0
  

10     C. PARK SHAPER

         3700    0    0    0
  

11     MARC J. SHAPIRO

         3700    0    0    0

2

   RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.    For    None    3700    0    0    0

3

   TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION.    For    None    3700    0    0    0

 

DIGITAL REALTY TRUST, INC.
Security:    253868103    Meeting Type:    Annual
Ticker:    DLR    Meeting Date:    28-Apr-2014
ISIN    US2538681030    Vote Deadline Date:    25-Apr-2014
Agenda    933941115            Management    Total Ballot Shares:    69220
Last Vote Date:    23-Apr-2014      

 

Item

  

Proposal

  

Recommendation

  

Default
Vote

  

For

  

Against

  

Abstain

  

Take No
Action

1

   ELECTION OF DIRECTOR: DENNIS E. SINGLETON    For    None    3500    0    0    0

2

   ELECTION OF DIRECTOR: LAURENCE A. CHAPMAN    For    None    3500    0    0    0

3

   ELECTION OF DIRECTOR: KATHLEEN EARLEY    For    None    3500    0    0    0

4

   ELECTION OF DIRECTOR: RUANN F. ERNST, PH.D.    For    None    3500    0    0    0

5

   ELECTION OF DIRECTOR: KEVIN J. KENNEDY    For    None    3500    0    0    0

6

   ELECTION OF DIRECTOR: WILLIAM G. LAPERCH    For    None    3500    0    0    0

7

   ELECTION OF DIRECTOR: ROBERT H. ZERBST    For    None    3500    0    0    0

8

   TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.    For    None    3500    0    0    0

9

   TO APPROVE THE DIGITAL REALTY TRUST, INC., DIGITAL SERVICES, INC. AND DIGITAL REALTY TRUST, L.P. 2014 INCENTIVE AWARD PLAN.    For    None    3500    0    0    0

10

   TO ADOPT A RESOLUTION TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.    For    None    3500    0    0    0

 

APARTMENT INVESTMENT AND MANAGEMENT CO.
Security:    03748R101    Meeting Type:    Annual
Ticker:    AIV    Meeting Date:    29-Apr-2014
ISIN    US03748R1014    Vote Deadline Date:    28-Apr-2014
Agenda    933937596            Management    Total Ballot Shares:    302505
Last Vote Date:    04-Apr-2014      

 

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1

   ELECTION OF DIRECTOR: JAMES N. BAILEY    For    None    20939    0    0    0

2

   ELECTION OF DIRECTOR: TERRY CONSIDINE    For    None    20939    0    0    0

3

   ELECTION OF DIRECTOR: THOMAS L. KELTNER    For    None    20939    0    0    0

4

   ELECTION OF DIRECTOR: J. LANDIS MARTIN    For    None    20939    0    0    0

5

   ELECTION OF DIRECTOR: ROBERT A. MILLER    For    None    20939    0    0    0

6

   ELECTION OF DIRECTOR: KATHLEEN M. NELSON    For    None    20939    0    0    0

7

   ELECTION OF DIRECTOR: MICHAEL A. STEIN    For    None    20939    0    0    0

8

   TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR AIMCO FOR THE YEAR ENDING DECEMBER 31, 2014.    For    None    20939    0    0    0

9

   ADVISORY VOTE ON EXECUTIVE COMPENSATION.    For    None    20939    0    0    0

 

DCT INDUSTRIAL TRUST INC.
Security:    233153105    Meeting Type:    Annual
Ticker:    DCT    Meeting Date:    30-Apr-2014
ISIN    US2331531051    Vote Deadline Date:    29-Apr-2014
Agenda    933937104            Management    Total Ballot Shares:    1387700
Last Vote Date:    28-Apr-2014      

 

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1

   ELECTION OF DIRECTOR: THOMAS G. WATTLES    For    None    97500    0    0    0

2

   ELECTION OF DIRECTOR: PHILIP L. HAWKINS    For    None    97500    0    0    0

3

   ELECTION OF DIRECTOR: MARILYN A. ALEXANDER    For    None    97500    0    0    0

4

   ELECTION OF DIRECTOR: THOMAS F. AUGUST    For    None    97500    0    0    0

5

   ELECTION OF DIRECTOR: JOHN S. GATES, JR.    For    None    97500    0    0    0


6

   ELECTION OF DIRECTOR: RAYMOND B. GREER    For    None    97500    0    0    0

7

   ELECTION OF DIRECTOR: TRIPP H. HARDIN    For    None    97500    0    0    0

8

   ELECTION OF DIRECTOR: JOHN C. O’KEEFFE    For    None    97500    0    0    0

9

   ELECTION OF DIRECTOR: BRUCE L. WARWICK    For    None    97500    0    0    0

10

   TO APPROVE, BY NON-BINDING VOTE, THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION    For    None    97500    0    0    0

11

   RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014    For    None    97500    0    0    0

 

DUKE REALTY CORPORATION
Security:    264411505    Meeting Type:    Annual
Ticker:    DRE    Meeting Date:    30-Apr-2014
ISIN    US2644115055    Vote Deadline Date:    29-Apr-2014
Agenda    933927622            Management    Total Ballot Shares:    915164
Last Vote Date:    20-Mar-2014      

 

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1

   ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR.    For    None    61000    0    0    0

2

   ELECTION OF DIRECTOR: WILLIAM CAVANAUGH, III    For    None    61000    0    0    0

3

   ELECTION OF DIRECTOR: ALAN H. COHEN    For    None    61000    0    0    0

4

   ELECTION OF DIRECTOR: NGAIRE E. CUNEO    For    None    61000    0    0    0

5

   ELECTION OF DIRECTOR: CHARLES R. EITEL    For    None    61000    0    0    0

6

   ELECTION OF DIRECTOR: MARTIN C. JISCHKE, PHD.    For    None    61000    0    0    0

7

   ELECTION OF DIRECTOR: DENNIS D. OKLAK    For    None    61000    0    0    0

8

   ELECTION OF DIRECTOR: MELANIE R. SABELHAUS    For    None    61000    0    0    0

9

   ELECTION OF DIRECTOR: PETER M. SCOTT, III    For    None    61000    0    0    0

10

   ELECTION OF DIRECTOR: JACK R. SHAW    For    None    61000    0    0    0

11

   ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK    For    None    61000    0    0    0

12

   ELECTION OF DIRECTOR: LYNN C. THURBER    For    None    61000    0    0    0

13

   ELECTION OF DIRECTOR: ROBERT J. WOODWARD JR.    For    None    61000    0    0    0

14

   TO VOTE ON A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S EXECUTIVE OFFICERS FOR 2013    For    None    61000    0    0    0

15

   TO RATIFY THE REAPPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR 2014    For    None    61000    0    0    0

16

   TO APPROVE TO AMEND OUR ARTICLES OF INCORPORATION, INCLUDING TO: INCREASE THE NUMBER OF SHARES OF COMMON STOCK THAT WE ARE AUTHORIZED TO ISSUE    For    None    61000    0    0    0

17

   TO APPROVE TO AMEND OUR ARTICLES OF INCORPORATION, INCLUDING TO: ESTABLISH CERTAIN DETAILED STOCK OWNERSHIP AND TRANSFER RESTRICTIONS INTENDED TO ENABLE THE COMPANY TO BETTER PROTECT OUR STATUS AS A REAL ESTATE INVESTMENT TRUST    For    None    61000    0    0    0

18

   TO APPROVE TO AMEND OUR ARTICLES OF INCORPORATION, INCLUDING TO: ELIMINATE CERTAIN REFERENCES OR SECTIONS THAT ARE NO LONGER APPLICABLE AND MAKE OTHER MINISTERIAL CHANGES    For    None    61000    0    0    0

19

   TO APPROVE AN ADJOURNMENT OF THE ANNUAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE FOREGOING PROPOSALS IF THERE ARE NOT SUFFICIENT VOTES FOR THE PROPOSALS    For    None    61000    0    0    0

 

AMERICAN CAMPUS COMMUNITIES, INC.
Security:    024835100    Meeting Type:    Annual
Ticker:    ACC    Meeting Date:    01-May-2014
ISIN    US0248351001    Vote Deadline Date:    30-Apr-2014
Agenda    933952170            Management    Total Ballot Shares:    257200
Last Vote Date:    04-Apr-2014      

 

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1

   ELECTION OF DIRECTOR: WILLIAM C. BAYLESS JR.    For    None    18200    0    0    0

2

   ELECTION OF DIRECTOR: R.D. BURCK    For    None    18200    0    0    0

3

   ELECTION OF DIRECTOR: G. STEVEN DAWSON    For    None    18200    0    0    0

4

   ELECTION OF DIRECTOR: CYDNEY C. DONNELL    For    None    18200    0    0    0

5

   ELECTION OF DIRECTOR: DENNIS G. LOPEZ    For    None    18200    0    0    0

6

   ELECTION OF DIRECTOR: EDWARD LOWENTHAL    For    None    18200    0    0    0

7

   ELECTION OF DIRECTOR: OLIVER LUCK    For    None    18200    0    0    0

8

   ELECTION OF DIRECTOR: C. PATRICK OLES, JR.    For    None    18200    0    0    0

9

   ELECTION OF DIRECTOR: WINSTON W. WALKER    For    None    18200    0    0    0

10

   RATIFICATION OF ERNST & YOUNG AS OUR INDEPENDENT AUDITORS FOR 2014    For    None    18200    0    0    0

11

   TO PROVIDE A NON-BINDING ADVISORY VOTE APPROVING THE COMPANY’S EXECUTIVE COMPENSATION PROGRAM    For    None    18200    0    0    0

 

HCP, INC.
Security:    40414L109    Meeting Type:    Annual
Ticker:    HCP    Meeting Date:    01-May-2014
ISIN    US40414L1098    Vote Deadline Date:    30-Apr-2014
Agenda    933939603            Management    Total Ballot Shares:    490900
Last Vote Date:    29-Apr-2014      


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1

   ELECTION OF DIRECTOR: BRIAN G. CARTWRIGHT    For    None    31100    0    0    0

2

   ELECTION OF DIRECTOR: CHRISTINE N. GARVEY    For    None    31100    0    0    0

3

   ELECTION OF DIRECTOR: DAVID B. HENRY    For    None    31100    0    0    0

4

   ELECTION OF DIRECTOR: LAURALEE E. MARTIN    For    None    31100    0    0    0

5

   ELECTION OF DIRECTOR: MICHAEL D. MCKEE    For    None    31100    0    0    0

6

   ELECTION OF DIRECTOR: PETER L. RHEIN    For    None    31100    0    0    0

7

   ELECTION OF DIRECTOR: JOSEPH P. SULLIVAN    For    None    31100    0    0    0

8

   RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS HCP’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.    For    None    31100    0    0    0

9

   APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION.    For    None    31100    0    0    0

10

   APPROVAL OF THE HCP, INC. 2014 PERFORMANCE INCENTIVE PLAN.    For    None    31100    0    0    0

 

HEALTH CARE REIT, INC.
Security:    42217K106    Meeting Type:    Annual
Ticker:    HCN    Meeting Date:    01-May-2014
ISIN    US42217K1060    Vote Deadline Date:    30-Apr-2014
Agenda    933943070            Management    Total Ballot Shares:    273461
Last Vote Date:    04-Apr-2014      

 

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1

   ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR.    For    None    19100    0    0    0

2

   ELECTION OF DIRECTOR: GEORGE L. CHAPMAN    For    None    19100    0    0    0

3

   ELECTION OF DIRECTOR: THOMAS J. DEROSA    For    None    19100    0    0    0

4

   ELECTION OF DIRECTOR: JEFFREY H. DONAHUE    For    None    19100    0    0    0

5

   ELECTION OF DIRECTOR: PETER J. GRUA    For    None    19100    0    0    0

6

   ELECTION OF DIRECTOR: FRED S. KLIPSCH    For    None    19100    0    0    0

7

   ELECTION OF DIRECTOR: TIMOTHY J. NAUGHTON    For    None    19100    0    0    0

8

   ELECTION OF DIRECTOR: SHARON M. OSTER    For    None    19100    0    0    0

9

   ELECTION OF DIRECTOR: JUDITH C. PELHAM    For    None    19100    0    0    0

10

   ELECTION OF DIRECTOR: R. SCOTT TRUMBULL    For    None    19100    0    0    0

11

   THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2014.    For    None    19100    0    0    0

12

   APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SEC.    For    None    19100    0    0    0

13

   THE APPROVAL OF AN AMENDMENT TO THE SECOND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 400,000,000 TO 700,000,000 FOR GENERAL CORPORATE PURPOSES.    For    None    19100    0    0    0

 

PROLOGIS, INC.
Security:    74340W103    Meeting Type:    Annual
Ticker:    PLD    Meeting Date:    01-May-2014
ISIN    US74340W1036    Vote Deadline Date:    30-Apr-2014
Agenda    933939653            Management    Total Ballot Shares:    818811
Last Vote Date:    28-Apr-2014      

 

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1

   ELECTION OF DIRECTOR: HAMID R. MOGHADAM    For    None    57121    0    0    0

2

   ELECTION OF DIRECTOR: GEORGE L. FOTIADES    For    None    57121    0    0    0

3

   ELECTION OF DIRECTOR: CHRISTINE N. GARVEY    For    None    57121    0    0    0

4

   ELECTION OF DIRECTOR: LYDIA H. KENNARD    For    None    57121    0    0    0

5

   ELECTION OF DIRECTOR: J. MICHAEL LOSH    For    None    57121    0    0    0

6

   ELECTION OF DIRECTOR: IRVING F. LYONS III    For    None    57121    0    0    0

7

   ELECTION OF DIRECTOR: JEFFREY L. SKELTON    For    None    57121    0    0    0

8

   ELECTION OF DIRECTOR: D. MICHAEL STEUERT    For    None    57121    0    0    0

9

   ELECTION OF DIRECTOR: CARL B. WEBB    For    None    57121    0    0    0

10

   ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS    For    None    57121    0    0    0

11

   ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION FOR 2013    For    None    57121    0    0    0

12

   RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014    For    None    57121    0    0    0

 

PUBLIC STORAGE
Security:    74460D109    Meeting Type:    Annual
Ticker:    PSA    Meeting Date:    01-May-2014
ISIN    US74460D1090    Vote Deadline Date:    30-Apr-2014
Agenda    933941432            Management    Total Ballot Shares:    157600
Last Vote Date:    29-Apr-2014      

 

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1

   ELECTION OF TRUSTEE: RONALD L. HAVNER, JR.    For    None    11300    0    0    0

2

   ELECTION OF TRUSTEE: TAMARA HUGHES GUSTAVSON    For    None    11300    0    0    0

3

   ELECTION OF TRUSTEE: URI P. HARKHAM    For    None    11300    0    0    0

4

   ELECTION OF TRUSTEE: B. WAYNE HUGHES, JR.    For    None    11300    0    0    0


5    ELECTION OF TRUSTEE: AVEDICK B. POLADIAN    For    None    11300    0    0    0
6    ELECTION OF TRUSTEE: GARY E. PRUITT    For    None    11300    0    0    0
7    ELECTION OF TRUSTEE: RONALD P. SPOGLI    For    None    11300    0    0    0
8    ELECTION OF TRUSTEE: DANIEL C. STATON    For    None    11300    0    0    0
9    RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.    For    None    11300    0    0    0
10    APPROVAL OF AMENDMENTS TO THE 2007 EQUITY AND PERFORMANCE-BASED INCENTIVE COMPENSATION PLAN.    For    None    11300    0    0    0
11    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.    For    None    11300    0    0    0

 

SUNSTONE HOTEL INVESTORS, INC.
Security:    867892101    Meeting Type:    Annual
Ticker:    SHO    Meeting Date:    01-May-2014
ISIN    US8678921011    Vote Deadline Date:    30-Apr-2014
Agenda    933958831            Management    Total Ballot Shares:    777956
Last Vote Date:    10-Apr-2014      

 

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1    DIRECTOR    For    None            
  

1       JOHN V. ARABIA

         54100    0    0    0
  

2       ANDREW BATINOVICH

         54100    0    0    0
  

3       Z. JAMIE BEHAR

         54100    0    0    0
  

4       KENNETH E. CRUSE

         54100    0    0    0
  

5       THOMAS A. LEWIS

         54100    0    0    0
  

6       KEITH M. LOCKER

         54100    0    0    0
  

7       DOUGLAS M. PASQUALE

         54100    0    0    0
  

8       KEITH P. RUSSELL

         54100    0    0    0
  

9       LEWIS N. WOLFF

         54100    0    0    0
2    RATIFICATION OF THE AUDIT COMMITTEE’S APPOINTMENT OF ERNST & YOUNG LLP TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.    For    None    54100    0    0    0
3    ADVISORY VOTE ON THE COMPENSATION OF SUNSTONE’S NAMED EXECUTIVE OFFICERS.    For    None    54100    0    0    0
4    APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE 2004 LONG-TERM INCENTIVE PLAN TO PROVIDE FOR (I) AN EXTENSION OF THE TERM OF THE 2004 LONG-TERM INCENTIVE PLAN THROUGH 2024, AND (II) AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK TO BE ISSUED UNDER THE 2004 LONG-TERM INCENTIVE PLAN BY 6,000,000 SHARES.    For    None    54100    0    0    0

 

KIMCO REALTY CORPORATION
Security:    49446R109    Meeting Type:    Annual
Ticker:    KIM    Meeting Date:    06-May-2014
ISIN    US49446R1095    Vote Deadline Date:    05-May-2014
Agenda    933963159            Management    Total Ballot Shares:    729628
Last Vote Date:    02-May-2014      

 

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1    DIRECTOR    For    None            
  

1       M. COOPER

         53600    0    0    0
  

2       P. COVIELLO

         53600    0    0    0
  

3       R. DOOLEY

         53600    0    0    0
  

4       J. GRILLS

         53600    0    0    0
  

5       D. HENRY

         53600    0    0    0
  

6       F.P. HUGHES

         53600    0    0    0
  

7       F. LOURENSO

         53600    0    0    0
  

8       C. NICHOLAS

         53600    0    0    0
  

9       R. SALTZMAN

         53600    0    0    0
2    THE APPROVAL OF AN AMENDMENT TO THE COMPANY’S CHARTER TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS.    For    None    53600    0    0    0
3    THE ADVISORY RESOLUTION TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION.    For    None    53600    0    0    0
4    RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.    For    None    53600    0    0    0

 

FEDERAL REALTY INVESTMENT TRUST
Security:    313747206    Meeting Type:    Annual
Ticker:    FRT    Meeting Date:    07-May-2014
ISIN    US3137472060    Vote Deadline Date:    06-May-2014
Agenda    933951558            Management    Total Ballot Shares:    132304
Last Vote Date:    05-May-2014      

 

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1    DIRECTOR    For    None            
  

1       JON E. BORTZ

         9400    0    0    0
  

2       DAVID W. FAEDER

         9400    0    0    0
  

3       KRISTIN GAMBLE

         9400    0    0    0
  

4       GAIL P. STEINEL

         9400    0    0    0
  

5       WARREN M. THOMPSON

         9400    0    0    0
  

6       JOSEPH S. VASSALLUZZO

         9400    0    0    0
  

7       DONALD C. WOOD

         9400    0    0    0
2    TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.    For    None    9400    0    0    0


3    TO HOLD AN ADVISORY VOTE APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.    For    None    9400    0    0    0

 

GLIMCHER REALTY TRUST
Security:    379302102    Meeting Type:    Annual
Ticker:    GRT    Meeting Date:    07-May-2014
ISIN    US3793021029    Vote Deadline Date:    06-May-2014
Agenda    933949541            Management    Total Ballot Shares:    495700
Last Vote Date:    05-May-2014      

 

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1    DIRECTOR    For    None            
  

1       MICHAEL P. GLIMCHER

         34500    0    0    0
  

2       Y. MCGEE BROWN, ESQ.

         34500    0    0    0
  

3       NANCY J. KRAMER

         34500    0    0    0
2    TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS GLIMCHER REALTY TRUST’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.    For    None    34500    0    0    0
3    TO APPROVE A NON-BINDING AND ADVISORY RESOLUTION REGARDING GLIMCHER REALTY TRUST’S EXECUTIVE COMPENSATION.    For    None    34500    0    0    0

 

LASALLE HOTEL PROPERTIES
Security:    517942108    Meeting Type:    Annual
Ticker:    LHO    Meeting Date:    07-May-2014
ISIN    US5179421087    Vote Deadline Date:    06-May-2014
Agenda    933928167            Management    Total Ballot Shares:    294230
Last Vote Date:    05-May-2014      

 

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1    DIRECTOR    For    None            
  

1       MICHAEL D. BARNELLO

         20491    0    0    0
  

2       DONALD A. WASHBURN

         20491    0    0    0
2    TO RATIFY THE APPOINTMENT OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2014.    For    None    20491    0    0    0
3    TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION.    For    None    20491    0    0    0
4    TO APPROVE AN AMENDMENT TO THE COMPANY’S AMENDED AND RESTATED DECLARATION OF TRUST TO DECLASSIFY THE BOARD OF TRUSTEES.    For    None    20491    0    0    0
5    TO APPROVE THE LASALLE HOTEL PROPERTIES 2014 EQUITY INCENTIVE PLAN.    For    None    20491    0    0    0

 

LIBERTY PROPERTY TRUST
Security:    531172104    Meeting Type:    Annual
Ticker:    LPT    Meeting Date:    08-May-2014
ISIN    US5311721048    Vote Deadline Date:    07-May-2014
Agenda    933973491            Management    Total Ballot Shares:    133300
Last Vote Date:    06-May-2014      

 

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1    DIRECTOR    For    None            
  

1       FREDERICK F. BUCHHOLZ

         5700    0    0    0
  

2       THOMAS C. DELOACH, JR.

         5700    0    0    0
  

3       KATHERINE E. DIETZE

         5700    0    0    0
  

4       DANIEL P. GARTON

         5700    0    0    0
  

5       WILLIAM P. HANKOWSKY

         5700    0    0    0
  

6       M. LEANNE LACHMAN

         5700    0    0    0
  

7       DAVID L. LINGERFELT

         5700    0    0    0
2    APPROVAL OF THE PROPOSAL TO AMEND THE DECLARATION OF TRUST TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF BENEFICIAL INTEREST FROM 200,000,000 TO 300,000,000.    For    None    5700    0    0    0
3    ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE TRUST’S NAMED EXECUTIVE OFFICERS.    For    None    5700    0    0    0
4    APPROVAL OF THE PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE TRUST’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.    For    None    5700    0    0    0
5    APPROVAL OF THE PROPOSAL TO AMEND AND RESTATE THE LIBERTY PROPERTY TRUST AMENDED AND RESTATED SHARE INCENTIVE PLAN.    For    None    5700    0    0    0

 

CAMDEN PROPERTY TRUST
Security:    133131102    Meeting Type:    Annual
Ticker:    CPT    Meeting Date:    09-May-2014
ISIN    US1331311027    Vote Deadline Date:    08-May-2014
Agenda    933949717            Management    Total Ballot Shares:    256192
Last Vote Date:    06-May-2014      

 

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1    DIRECTOR    For    None            
  

1       RICHARD J. CAMPO

         17000    0    0    0
  

2       SCOTT S. INGRAHAM

         17000    0    0    0
  

3       LEWIS A. LEVEY

         17000    0    0    0
  

4       WILLIAM B. MCGUIRE, JR.

         17000    0    0    0
  

5       WILLIAM F. PAULSEN

         17000    0    0    0
  

6       D. KEITH ODEN

         17000    0    0    0
  

7       F. GARDNER PARKER

         17000    0    0    0
  

8       F.A. SEVILLA-SACASA

         17000    0    0    0
  

9       STEVEN A. WEBSTER

         17000    0    0    0
  

10     KELVIN R. WESTBROOK

         17000    0    0    0


2    RATIFICATION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    For    None    17000    0    0    0
3    APPROVAL, BY AN ADVISORY VOTE, OF EXECUTIVE COMPENSATION.    For    None    17000    0    0    0

 

EQUITY ONE, INC.
Security:    294752100    Meeting Type:    Annual
Ticker:    EQY    Meeting Date:    09-May-2014
ISIN    US2947521009    Vote Deadline Date:    08-May-2014
Agenda    933953867            Management    Total Ballot Shares:    349700
Last Vote Date:    10-Apr-2014      

 

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1    DIRECTOR    For    None            
  

1       CYNTHIA R. COHEN

         24200    0    0    0
  

2       NEIL FLANZRAICH

         24200    0    0    0
  

3       JORDAN HELLER

         24200    0    0    0
  

4       CHAIM KATZMAN

         24200    0    0    0
  

5       PETER LINNEMAN

         0    0    24200    0
  

6       GALIA MAOR

         24200    0    0    0
  

7       JEFFREY S. OLSON

         0    0    24200    0
  

8       DORI SEGAL

         24200    0    0    0
  

9       DAVID FISCHEL

         24200    0    0    0
2    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.    For    None    24200    0    0    0
3    PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.    For    None    0    0    24200    0
4    THE APPROVAL OF OUR AMENDED AND RESTATED 2004 EMPLOYEE STOCK PURCHASE PLAN.    For    None    24200    0    0    0

 

MARRIOTT INTERNATIONAL, INC.
Security:    571903202    Meeting Type:    Annual
Ticker:    MAR    Meeting Date:    09-May-2014
ISIN    US5719032022    Vote Deadline Date:    08-May-2014
Agenda    933968084            Management    Total Ballot Shares:    66724
Last Vote Date:    09-Apr-2014      

 

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1    ELECTION OF DIRECTOR: J.W. MARRIOTT, JR.    For    None    4700    0    0    0
2    ELECTION OF DIRECTOR: JOHN W. MARRIOTT III    For    None    4700    0    0    0
3    ELECTION OF DIRECTOR: MARY K. BUSH    For    None    4700    0    0    0
4    ELECTION OF DIRECTOR: FREDERICK A. HENDERSON    For    None    4700    0    0    0
5    ELECTION OF DIRECTOR: LAWRENCE W. KELLNER    For    None    4700    0    0    0
6    ELECTION OF DIRECTOR: DEBRA L. LEE    For    None    4700    0    0    0
7    ELECTION OF DIRECTOR: GEORGE MUNOZ    For    None    4700    0    0    0
8    ELECTION OF DIRECTOR: HARRY J. PEARCE    For    None    4700    0    0    0
9    ELECTION OF DIRECTOR: STEVEN S REINEMUND    For    None    4700    0    0    0
10    ELECTION OF DIRECTOR: W. MITT ROMNEY    For    None    4700    0    0    0
11    ELECTION OF DIRECTOR: ARNE M. SORENSON    For    None    4700    0    0    0
12    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    For    None    4700    0    0    0
13    ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.    For    None    4700    0    0    0
14    APPROVAL OF AS AMENDED TO THE COMPANY’S STOCK AND CASH INCENTIVE PLAN, AS AMENDED.    For    None    4700    0    0    0
15    SHAREHOLDER RESOLUTION RECOMMENDING SIMPLE MAJORITY VOTING STANDARD.    Against    None    4700    0    0    0

 

DDR CORP.
Security:    23317H102    Meeting Type:    Annual
Ticker:    DDR    Meeting Date:    13-May-2014
ISIN    US23317H1023    Vote Deadline Date:    12-May-2014
Agenda    933960331            Management    Total Ballot Shares:    378600
Last Vote Date:    09-May-2014      

 

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1    ELECTION OF DIRECTOR: TERRANCE R. AHERN    For    None    26600    0    0    0
2    ELECTION OF DIRECTOR: JAMES C. BOLAND    For    None    26600    0    0    0
3    ELECTION OF DIRECTOR: THOMAS FINNE    For    None    26600    0    0    0
4    ELECTION OF DIRECTOR: ROBERT H. GIDEL    For    None    26600    0    0    0
5    ELECTION OF DIRECTOR: DANIEL B. HURWITZ    For    None    26600    0    0    0
6    ELECTION OF DIRECTOR: VOLKER KRAFT    For    None    26600    0    0    0
7    ELECTION OF DIRECTOR: REBECCA L. MACCARDINI    For    None    26600    0    0    0
8    ELECTION OF DIRECTOR: VICTOR B. MACFARLANE    For    None    26600    0    0    0
9    ELECTION OF DIRECTOR: CRAIG MACNAB    For    None    26600    0    0    0
10    ELECTION OF DIRECTOR: SCOTT D. ROULSTON    For    None    26600    0    0    0
11    ELECTION OF DIRECTOR: BARRY A. SHOLEM    For    None    26600    0    0    0
12    APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    For    None    26600    0    0    0
13    RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2014.    For    None    26600    0    0    0


ACADIA REALTY TRUST
Security:    004239109    Meeting Type:    Annual
Ticker:    AKR    Meeting Date:    14-May-2014
ISIN    US0042391096    Vote Deadline Date:    13-May-2014
Agenda    933953754            Management    Total Ballot Shares:    368402
Last Vote Date:    21-Apr-2014      

 

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1    ELECTION OF TRUSTEE: KENNETH F. BERNSTEIN    For    None    26008    0    0    0
2    ELECTION OF TRUSTEE: DOUGLAS CROCKER II    For    None    26008    0    0    0
3    ELECTION OF TRUSTEE: LORRENCE T. KELLAR    For    None    26008    0    0    0
4    ELECTION OF TRUSTEE: WENDY LUSCOMBE    For    None    26008    0    0    0
5    ELECTION OF TRUSTEE: WILLIAM T. SPITZ    For    None    26008    0    0    0
6    ELECTION OF TRUSTEE: LEE S. WIELANSKY    For    None    26008    0    0    0
7    THE RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.    For    None    26008    0    0    0
8    THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY’S 2014 PROXY STATEMENT IN ACCORDANCE WITH COMPENSATION RULES OF THE SECURITIES AND EXCHANGE COMMISSION.    For    None    26008    0    0    0

 

HOST HOTELS & RESORTS, INC.
Security:    44107P104    Meeting Type:    Annual
Ticker:    HST    Meeting Date:    14-May-2014
ISIN    US44107P1049    Vote Deadline Date:    13-May-2014
Agenda    933970320            Management    Total Ballot Shares:    881529
Last Vote Date:    12-May-2014      

 

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1    ELECTION OF DIRECTOR: MARY L. BAGLIVO    For    None    65617    0    0    0
2    ELECTION OF DIRECTOR: SHEILA C. BAIR    For    None    65617    0    0    0
3    ELECTION OF DIRECTOR: TERENCE C. GOLDEN    For    None    65617    0    0    0
4    ELECTION OF DIRECTOR: ANN M. KOROLOGOS    For    None    65617    0    0    0
5    ELECTION OF DIRECTOR: RICHARD E. MARRIOTT    For    None    65617    0    0    0
6    ELECTION OF DIRECTOR: JOHN B. MORSE, JR.    For    None    65617    0    0    0
7    ELECTION OF DIRECTOR: WALTER C. RAKOWICH    For    None    65617    0    0    0
8    ELECTION OF DIRECTOR: GORDON H. SMITH    For    None    65617    0    0    0
9    ELECTION OF DIRECTOR: W. EDWARD WALTER    For    None    65617    0    0    0
10    RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014.    For    None    65617    0    0    0
11    ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.    For    None    65617    0    0    0

 

SIMON PROPERTY GROUP, INC.
Security:    828806109    Meeting Type:    Annual
Ticker:    SPG    Meeting Date:    15-May-2014
ISIN    US8288061091    Vote Deadline Date:    14-May-2014
Agenda    933983199            Management    Total Ballot Shares:    400175
Last Vote Date:    21-Apr-2014      

 

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1    ELECTION OF DIRECTOR: MELVYN E. BERGSTEIN    For    None    28336    0    0    0
2    ELECTION OF DIRECTOR: LARRY C. GLASSCOCK    For    None    28336    0    0    0
3    ELECTION OF DIRECTOR: KAREN N. HORN, PH.D.    For    None    28336    0    0    0
4    ELECTION OF DIRECTOR: ALLAN HUBBARD    For    None    28336    0    0    0
5    ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ    For    None    28336    0    0    0
6    ELECTION OF DIRECTOR: DANIEL C. SMITH, PH.D.    For    None    28336    0    0    0
7    ELECTION OF DIRECTOR: J. ALBERT SMITH, JR.    For    None    28336    0    0    0
8    ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.    For    None    28336    0    0    0
9    RATIFICATION AND APPROVAL OF THE AMENDED AND RESTATED 1998 STOCK INCENTIVE PLAN.    For    None    28336    0    0    0
10    RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    For    None    28336    0    0    0

 

VENTAS, INC.
Security:    92276F100    Meeting Type:    Annual
Ticker:    VTR    Meeting Date:    15-May-2014
ISIN    US92276F1003    Vote Deadline Date:    14-May-2014
Agenda    933951938            Management    Total Ballot Shares:    407682
Last Vote Date:    14-May-2014      

 

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1    ELECTION OF DIRECTOR: DEBRA A. CAFARO    For    None    28345    0    0    0
2    ELECTION OF DIRECTOR: DOUGLAS CROCKER II    For    None    28345    0    0    0
3    ELECTION OF DIRECTOR: RONALD G. GEARY    For    None    28345    0    0    0
4    ELECTION OF DIRECTOR: JAY M. GELLERT    For    None    28345    0    0    0
5    ELECTION OF DIRECTOR: RICHARD I. GILCHRIST    For    None    28345    0    0    0
6    ELECTION OF DIRECTOR: MATTHEW J. LUSTIG    For    None    28345    0    0    0


7    ELECTION OF DIRECTOR: DOUGLAS M. PASQUALE    For    None    28345    0    0    0
8    ELECTION OF DIRECTOR: ROBERT D. REED    For    None    28345    0    0    0
9    ELECTION OF DIRECTOR: GLENN J. RUFRANO    For    None    28345    0    0    0
10    ELECTION OF DIRECTOR: JAMES D. SHELTON    For    None    28345    0    0    0
11    RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014.    For    None    28345    0    0    0
12    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.    For    None    28345    0    0    0

 

CHESAPEAKE LODGING TRUST
Security:    165240102    Meeting Type:    Annual
Ticker:    CHSP    Meeting Date:    16-May-2014
ISIN    US1652401027    Vote Deadline Date:    15-May-2014
Agenda    933958817            Management    Total Ballot Shares:    301300
Last Vote Date:    21-Apr-2014      

 

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1    ELECTION OF TRUSTEE: JAMES L. FRANCIS    For    None    19900    0    0    0
2    ELECTION OF TRUSTEE: DOUGLAS W. VICARI    For    None    19900    0    0    0
3    ELECTION OF TRUSTEE: THOMAS A. NATELLI    For    None    19900    0    0    0
4    ELECTION OF TRUSTEE: THOMAS D. ECKERT    For    None    19900    0    0    0
5    ELECTION OF TRUSTEE: JOHN W. HILL    For    None    19900    0    0    0
6    ELECTION OF TRUSTEE: GEORGE F. MCKENZIE    For    None    19900    0    0    0
7    ELECTION OF TRUSTEE: JEFFREY D. NUECHTERLEIN    For    None    19900    0    0    0
8    CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE TRUST’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.    For    None    19900    0    0    0
9    CONSIDER AND VOTE UPON A NON-BINDING ADVISORY PROPOSAL TO APPROVE THE TRUST’S EXECUTIVE COMPENSATION PROGRAMS AS DESCRIBED IN THE TRUST’S 2014 PROXY STATEMENT.    For    None    19900    0    0    0

 

GENERAL GROWTH PROPERTIES, INC
Security:    370023103    Meeting Type:    Annual
Ticker:    GGP    Meeting Date:    16-May-2014
ISIN    US3700231034    Vote Deadline Date:    15-May-2014
Agenda    933955873            Management    Total Ballot Shares:    833900
Last Vote Date:    14-May-2014      

 

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1    ELECTION OF DIRECTOR: RICHARD B. CLARK    For    None    58600    0    0    0
2    ELECTION OF DIRECTOR: MARY LOU FIALA    For    None    58600    0    0    0
3    ELECTION OF DIRECTOR: J. BRUCE FLATT    For    None    58600    0    0    0
4    ELECTION OF DIRECTOR: JOHN K. HALEY    For    None    58600    0    0    0
5    ELECTION OF DIRECTOR: DANIEL B. HURWITZ    For    None    58600    0    0    0
6    ELECTION OF DIRECTOR: BRIAN W. KINGSTON    For    None    58600    0    0    0
7    ELECTION OF DIRECTOR: SANDEEP MATHRANI    For    None    58600    0    0    0
8    ELECTION OF DIRECTOR: DAVID J. NEITHERCUT    For    None    58600    0    0    0
9    ELECTION OF DIRECTOR: MARK R. PATTERSON    For    None    58600    0    0    0
10    RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    For    None    58600    0    0    0
11    APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS.    For    None    58600    0    0    0

 

BOSTON PROPERTIES, INC.
Security:    101121101    Meeting Type:    Annual
Ticker:    BXP    Meeting Date:    20-May-2014
ISIN    US1011211018    Vote Deadline Date:    19-May-2014
Agenda    933968298            Management    Total Ballot Shares:    282179
Last Vote Date:    16-May-2014      

 

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1    ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: CAROL B. EINIGER    For    None    19800    0    0    0
2    ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: JACOB A. FRENKEL    For    None    19800    0    0    0
3    ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: JOEL I. KLEIN    For    None    19800    0    0    0
4    ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: DOUGLAS T. LINDE    For    None    19800    0    0    0
5    ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: MATTHEW J. LUSTIG    For    None    19800    0    0    0
6    ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: ALAN J. PATRICOF    For    None    19800    0    0    0
7    ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: IVAN G. SEIDENBERG    For    None    19800    0    0    0
8    ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: OWEN D. THOMAS    For    None    19800    0    0    0
9    ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: MARTIN TURCHIN    For    None    19800    0    0    0
10    ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: DAVID A. TWARDOCK    For    None    19800    0    0    0
11    ELECTION OF DIRECTOR TO SERVE FOR A ONE-YEAR TERM: MORTIMER B. ZUCKERMAN    For    None    19800    0    0    0
12    TO APPROVE, BY NON-BINDING RESOLUTION, BOSTON PROPERTIES, INC’S NAMED EXECUTIVE OFFICER COMPENSATION.    For    None    19800    0    0    0
13    TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.    For    None    19800    0    0    0


14    STOCKHOLDER PROPOSAL CONCERNING AN INDEPENDENT BOARD CHAIRMAN, IF PROPERLY PRESENTED AT THE ANNUAL MEETING.    Against    None    0    19800    0    0
15    STOCKHOLDER PROPOSAL CONCERNING THE ADOPTION OF PROXY ACCESS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING.    Against    None    0    19800    0    0
16    STOCKHOLDER PROPOSAL CONCERNING A POLICY REGARDING ACCELERATED VESTING OF EQUITY AWARDS OF SENIOR EXECUTIVES UPON A CHANGE IN CONTROL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING.    Against    None    0    19800    0    0

 

AVALONBAY COMMUNITIES, INC.
Security:    053484101    Meeting Type:    Annual
Ticker:    AVB    Meeting Date:    21-May-2014
ISIN    US0534841012    Vote Deadline Date:    20-May-2014
Agenda    933983048            Management    Total Ballot Shares:    228900
Last Vote Date:    19-May-2014      

 

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1    DIRECTOR    For    None            
  

1       GLYN F. AEPPEL

         16000    0    0    0
  

2       ALAN B. BUCKELEW

         16000    0    0    0
  

3       BRUCE A. CHOATE

         16000    0    0    0
  

4       JOHN J. HEALY, JR.

         16000    0    0    0
  

5       TIMOTHY J. NAUGHTON

         16000    0    0    0
  

6       LANCE R. PRIMIS

         16000    0    0    0
  

7       PETER S. RUMMELL

         16000    0    0    0
  

8       H. JAY SARLES

         16000    0    0    0
  

9       W. EDWARD WALTER

         16000    0    0    0
2    TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014.    For    None    16000    0    0    0
3    TO ADOPT A RESOLUTION APPROVING, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION SET FORTH IN THE PROXY STATEMENT.    For    None    16000    0    0    0
4    TO APPROVE PERFORMANCE GOALS UNDER THE AVALONBAY COMMUNITIES, INC. 2009 STOCK OPTION AND INCENTIVE PLAN.    For    None    16000    0    0    0
5    TO ADOPT A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, THAT THE BOARD OF DIRECTORS ADOPT A POLICY ADDRESSING THE SEPARATION OF THE ROLES OF CEO AND CHAIRMAN.    Against    None    16000    0    0    0

 

EXTRA SPACE STORAGE INC.
Security:    30225T102    Meeting Type:    Annual
Ticker:    EXR    Meeting Date:    21-May-2014
ISIN    US30225T1025    Vote Deadline Date:    20-May-2014
Agenda    933954960            Management    Total Ballot Shares:    280400
Last Vote Date:    17-Apr-2014      

 

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1    DIRECTOR    For    None            
  

1       KENNETH M. WOOLLEY

         19500    0    0    0
  

2       SPENCER F. KIRK

         19500    0    0    0
  

3       KARL HAAS

         19500    0    0    0
  

4       JOSEPH D. MARGOLIS

         19500    0    0    0
  

5       DIANE OLMSTEAD

         19500    0    0    0
  

6       ROGER B. PORTER

         19500    0    0    0
  

7       K. FRED SKOUSEN

         19500    0    0    0
2    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    For    None    19500    0    0    0
3    ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    For    None    19500    0    0    0

 

KILROY REALTY CORPORATION
Security:    49427F108    Meeting Type:    Annual
Ticker:    KRC    Meeting Date:    22-May-2014
ISIN    US49427F1084    Vote Deadline Date:    21-May-2014
Agenda    933967842            Management    Total Ballot Shares:    204683
Last Vote Date:    21-May-2014      

 

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1    DIRECTOR    For    None            
  

1       JOHN B. KILROY, JR.

         15200    0    0    0
  

2       EDWARD F. BRENNAN PH.D.

         15200    0    0    0
  

3       SCOTT S. INGRAHAM

         15200    0    0    0
  

4       DALE F. KINSELLA

         15200    0    0    0
  

5       PETER B. STONEBERG

         15200    0    0    0
  

6       GARY R. STEVENSON

         15200    0    0    0
2    AMENDMENT AND RESTATEMENT OF THE KILROY REALTY 2006 INCENTIVE AWARD PLAN, AS AMENDED.    For    None    15200    0    0    0
3    APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.    For    None    15200    0    0    0
4    AMENDMENT TO THE COMPANY’S BYLAWS TO ADOPT A MAJORITY VOTE STANDARD FOR UNCONTESTED ELECTIONS OF DIRECTORS.    For    None    15200    0    0    0


5    RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.    For    None    15200    0    0    0
6    A STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING.    Against    None    0    15200    0    0

 

MID-AMERICA APARTMENT COMMUNITIES, INC.
Security:    59522J103    Meeting Type:    Annual
Ticker:    MAA    Meeting Date:    22-May-2014
ISIN    US59522J1034    Vote Deadline Date:    21-May-2014
Agenda    933987363            Management    Total Ballot Shares:    212483
Last Vote Date:    29-Apr-2014      

 

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1    ELECTION OF DIRECTOR: H. ERIC BOLTON, JR.    For    None    13112    0    0    0
2    ELECTION OF DIRECTOR: ALAN B. GRAF, JR.    For    None    13112    0    0    0
3    ELECTION OF DIRECTOR: RALPH HORN    For    None    13112    0    0    0
4    ELECTION OF DIRECTOR: JAMES K. LOWDER    For    None    13112    0    0    0
5    ELECTION OF DIRECTOR: THOMAS H. LOWDER    For    None    13112    0    0    0
6    ELECTION OF DIRECTOR: CLAUDE B. NIELSEN    For    None    13112    0    0    0
7    ELECTION OF DIRECTOR: PHILIP W. NORWOOD    For    None    13112    0    0    0
8    ELECTION OF DIRECTOR: HAROLD W. RIPPS    For    None    13112    0    0    0
9    ELECTION OF DIRECTOR: W. REID SANDERS    For    None    13112    0    0    0
10    ELECTION OF DIRECTOR: WILLIAM B. SANSOM    For    None    13112    0    0    0
11    ELECTION OF DIRECTOR: GARY SHORB    For    None    13112    0    0    0
12    ELECTION OF DIRECTOR: JOHN W. SPIEGEL    For    None    13112    0    0    0
13    APPROVE THE AMENDED AND RESTATED MID-AMERICA APARTMENT ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).    For    None    13112    0    0    0
14    NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.    For    None    13112    0    0    0
15    RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014.    For    None    13112    0    0    0

 

RETAIL PROPERTIES OF AMERICA, INC.
Security:    76131V202    Meeting Type:    Annual
Ticker:    RPAI    Meeting Date:    22-May-2014
ISIN    US76131V2025    Vote Deadline Date:    21-May-2014
Agenda    933956205            Management    Total Ballot Shares:    438600
Last Vote Date:    20-May-2014      

 

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1    ELECTION OF DIRECTOR: FRANK A. CATALANO, JR.    For    None    26800    0    0    0
2    ELECTION OF DIRECTOR: PAUL R. GAUVREAU    For    None    26800    0    0    0
3    ELECTION OF DIRECTOR: GERALD M. GORSKI    For    None    26800    0    0    0
4    ELECTION OF DIRECTOR: STEVEN P. GRIMES    For    None    26800    0    0    0
5    ELECTION OF DIRECTOR: RICHARD P. IMPERIALE    For    None    26800    0    0    0
6    ELECTION OF DIRECTOR: PETER L. LYNCH    For    None    26800    0    0    0
7    ELECTION OF DIRECTOR: KENNETH E. MASICK    For    None    26800    0    0    0
8    ELECTION OF DIRECTOR: BARBARA A. MURPHY    For    None    26800    0    0    0
9    ELECTION OF DIRECTOR: THOMAS J. SARGEANT    For    None    26800    0    0    0
10    APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.    For    None    26800    0    0    0
11    TO APPROVE THE RETAIL PROPERTIES OF AMERICA, INC. 2014 LONG-TERM EQUITY COMPENSATION PLAN.    For    None    26800    0    0    0
12    RATIFICATION OF DELOITTE & TOUCHE LLP AS RPAI’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.    For    None    26800    0    0    0

 

UDR, INC.
Security:    902653104    Meeting Type:    Annual
Ticker:    UDR    Meeting Date:    22-May-2014
ISIN    US9026531049    Vote Deadline Date:    21-May-2014
Agenda    933956483            Management    Total Ballot Shares:    187700
Last Vote Date:    20-May-2014      

 

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1    DIRECTOR    For    None            
  

1       KATHERINE A. CATTANACH

         13100    0    0    0
  

2       ERIC J. FOSS

         13100    0    0    0
  

3       ROBERT P. FREEMAN

         13100    0    0    0
  

4       JON A. GROVE

         13100    0    0    0
  

5       JAMES D. KLINGBEIL

         13100    0    0    0
  

6       ROBERT A. MCNAMARA

         13100    0    0    0
  

7       MARK R. PATTERSON

         13100    0    0    0
  

8       LYNNE B. SAGALYN

         13100    0    0    0
  

9       THOMAS W. TOOMEY

         13100    0    0    0
2    PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.    For    None    13100    0    0    0
3    ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.    For    None    13100    0    0    0
4    PROPOSAL TO APPROVE THE AMENDED AND RESTATED 1999 LONG-TERM INCENTIVE PLAN.    For    None    13100    0    0    0


VORNADO REALTY TRUST
Security:    929042109    Meeting Type:    Annual
Ticker:    VNO    Meeting Date:    22-May-2014
ISIN    US9290421091    Vote Deadline Date:    21-May-2014
Agenda    933975786            Management    Total Ballot Shares:    278014
Last Vote Date:    20-May-2014      

 

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1    DIRECTOR    For    None            
  

1       MICHAEL LYNNE

         20292    0    0    0
  

2       DAVID MANDELBAUM

         20292    0    0    0
  

3       DANIEL R. TISCH

         20292    0    0    0
2    RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.    For    None    20292    0    0    0
3    NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.    For    None    20292    0    0    0
4    NON-BINDING SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING.    Against    None    0    20292    0    0
5    NON-BINDING SHAREHOLDER PROPOSAL REGARDING THE APPOINTMENT OF AN INDEPENDENT CHAIRMAN.    Against    None    0    20292    0    0
6    NON-BINDING SHAREHOLDER PROPOSAL REGARDING ESTABLISHING ONE CLASS OF TRUSTEES TO BE ELECTED ANNUALLY.    Against    None    20292    0    0    0
7    NON-BINDING SHAREHOLDER PROPOSAL REGARDING RESTRICTING THE ACCELERATION OF EQUITY AWARDS FOLLOWING A CHANGE OF CONTROL.    Against    None    0    20292    0    0

 

BIOMED REALTY TRUST, INC.
Security:    09063H107    Meeting Type:    Annual
Ticker:    BMR    Meeting Date:    28-May-2014
ISIN    US09063H1077    Vote Deadline Date:    27-May-2014
Agenda    933961408            Management    Total Ballot Shares:    338420
Last Vote Date:    29-Apr-2014      

 

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1    ELECTION OF DIRECTOR: ALAN D. GOLD    For    None    23900    0    0    0
2    ELECTION OF DIRECTOR: DANIEL M. BRADBURY    For    None    23900    0    0    0
3    ELECTION OF DIRECTOR: WILLIAM R. BRODY, M.D., PH.D.    For    None    23900    0    0    0
4    ELECTION OF DIRECTOR: GARY A. KREITZER    For    None    23900    0    0    0
5    ELECTION OF DIRECTOR: THEODORE D. ROTH    For    None    23900    0    0    0
6    ELECTION OF DIRECTOR: JANICE L. SEARS    For    None    23900    0    0    0
7    ELECTION OF DIRECTOR: M. FAYE WILSON    For    None    23900    0    0    0
8    RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.    For    None    23900    0    0    0
9    TO APPROVE A NONBINDING ADVISORY RESOLUTION ON THE COMPANY’S EXECUTIVE COMPENSATION.    For    None    23900    0    0    0

 

CUBESMART
Security:    229663109    Meeting Type:    Annual
Ticker:    CUBE    Meeting Date:    28-May-2014
ISIN    US2296631094    Vote Deadline Date:    27-May-2014
Agenda    933955974            Management    Total Ballot Shares:    450589
Last Vote Date:    27-May-2014      

 

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1    DIRECTOR    For    None            
  

1       W.M. DIEFENDERFER III

         31300    0    0    0
  

2       PIERO BUSSANI

         31300    0    0    0
  

3       CHRISTOPHER P. MARR

         31300    0    0    0
  

4       MARIANNE M. KELER

         31300    0    0    0
  

5       DEBORAH R. SALZBERG

         31300    0    0    0
  

6       JOHN F. REMONDI

         31300    0    0    0
  

7       JEFFREY F. ROGATZ

         31300    0    0    0
  

8       JOHN W. FAIN

         31300    0    0    0
2    RATIFY THE APPOINTMENT OF KPMG LLP AS AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.    For    None    31300    0    0    0
3    TO APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION.    For    None    31300    0    0    0

 

ALEXANDRIA REAL ESTATE EQUITIES, INC.
Security:    015271109    Meeting Type:    Annual
Ticker:    ARE    Meeting Date:    29-May-2014
ISIN    US0152711091    Vote Deadline Date:    28-May-2014
Agenda    934005213            Management    Total Ballot Shares:    127000
Last Vote Date:    27-May-2014      

 

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1    DIRECTOR    For    None            
  

1       JOEL S. MARCUS

         8900    0    0    0
  

2       RICHARD B. JENNINGS

         8900    0    0    0
  

3       JOHN L. ATKINS, III

         8900    0    0    0
  

4       MARIA C. FREIRE

         8900    0    0    0
  

5       STEVEN R. HASH

         8900    0    0    0
  

6       RICHARD H. KLEIN

         8900    0    0    0
  

7       JAMES H. RICHARDSON

         8900    0    0    0
2    APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE COMPANY’S AMENDED AND RESTATED 1997 STOCK AWARD AND INCENTIVE PLAN.    For    None    8900    0    0    0


3    TO CAST A NON-BINDING, ADVISORY VOTE ON A RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.    For    None    8900    0    0    0
4    TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.    For    None    8900    0    0    0

 

DOUGLAS EMMETT, INC.
Security:    25960P109    Meeting Type:    Annual
Ticker:    DEI    Meeting Date:    29-May-2014
ISIN    US25960P1093    Vote Deadline Date:    28-May-2014
Agenda    933978530            Management    Total Ballot Shares:    370029
Last Vote Date:    27-May-2014      

 

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1    DIRECTOR    For    None            
  

1       DAN A. EMMETT

         25901    0    0    0
  

2       JORDAN L. KAPLAN

         25901    0    0    0
  

3       KENNETH M. PANZER

         25901    0    0    0
  

4       CHRISTOPHER H. ANDERSON

         25901    0    0    0
  

5       LESLIE E. BIDER

         25901    0    0    0
  

6       DR. DAVID T. FEINBERG

         25901    0    0    0
  

7       THOMAS E. O’HERN

         25901    0    0    0
  

8       WILLIAM E. SIMON, JR.

         25901    0    0    0
2    TO APPROVE, IN A NON-BINDING ADVISORY VOTE, OUR EXECUTIVE COMPENSATION.    For    None    25901    0    0    0
3    TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.    For    None    25901    0    0    0

 

EASTGROUP PROPERTIES, INC.
Security:    277276101    Meeting Type:    Annual
Ticker:    EGP    Meeting Date:    29-May-2014
ISIN    US2772761019    Vote Deadline Date:    28-May-2014
Agenda    933987779            Management    Total Ballot Shares:    132174
Last Vote Date:    27-May-2014      

 

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1    DIRECTOR    For    None            
  

1       D. PIKE ALOIAN

         9324    0    0    0
  

2       H.C. BAILEY, JR.

         9324    0    0    0
  

3       H. ERIC BOLTON, JR.

         9324    0    0    0
  

4       HAYDEN C. EAVES, III

         9324    0    0    0
  

5       FREDRIC H. GOULD

         9324    0    0    0
  

6       DAVID H. HOSTER II

         9324    0    0    0
  

7       MARY E. MCCORMICK

         9324    0    0    0
  

8       DAVID M. OSNOS

         9324    0    0    0
  

9       LELAND R. SPEED

         9324    0    0    0
2    ADVISORY VOTE TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.    For    None    9324    0    0    0
3    ADVISORY VOTE ON EXECUTIVE COMPENSATION.    For    None    9324    0    0    0

 

THE MACERICH COMPANY
Security:    554382101    Meeting Type:    Annual
Ticker:    MAC    Meeting Date:    30-May-2014
ISIN    US5543821012    Vote Deadline Date:    29-May-2014
Agenda    933987541            Management    Total Ballot Shares:    71248
Last Vote Date:    01-May-2014      

 

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1    ELECTION OF DIRECTOR: DOUGLAS D. ABBEY    For    None    4587    0    0    0
2    ELECTION OF DIRECTOR: DANA K. ANDERSON    For    None    4587    0    0    0
3    ELECTION OF DIRECTOR: ARTHUR M. COPPOLA    For    None    4587    0    0    0
4    ELECTION OF DIRECTOR: EDWARD C. COPPOLA    For    None    4587    0    0    0
5    ELECTION OF DIRECTOR: FRED S. HUBBELL    For    None    4587    0    0    0
6    ELECTION OF DIRECTOR: DIANA M. LAING    For    None    4587    0    0    0
7    ELECTION OF DIRECTOR: STANLEY A. MOORE    For    None    4587    0    0    0
8    ELECTION OF DIRECTOR: MASON G. ROSS    For    None    4587    0    0    0
9    ELECTION OF DIRECTOR: DR. WILLIAM P. SEXTON    For    None    4587    0    0    0
10    ELECTION OF DIRECTOR: STEVEN L. SOBOROFF    For    None    4587    0    0    0
11    ELECTION OF DIRECTOR: ANDREA M. STEPHEN    For    None    4587    0    0    0
12    RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    For    None    4587    0    0    0
13    ADVISORY VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER COMPENSATION    For    None    4587    0    0    0
14    AMENDMENT & RE-APPROVAL OF PROVISIONS OF OUR AMENDED & RESTATED 2003 EQUITY INCENTIVE PLAN RELATING TO SECTION 162(M) OF THE IRC    For    None    4587    0    0    0
15    APPROVAL OF AMENDMENTS TO OUR CHARTER TO ELIMINATE THE ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL)    For    None    4587    0    0    0


SL GREEN REALTY CORP.
Security:    78440X101    Meeting Type:    Annual
Ticker:    SLG    Meeting Date:    02-Jun-2014
ISIN    US78440X1019    Vote Deadline Date:    30-May-2014
Agenda    934011735            Management    Total Ballot Shares:    188106
Last Vote Date:    27-May-2014      

 

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1    DIRECTOR    For    None            
  

1       MARC HOLLIDAY

         13700    0    0    0
  

2       JOHN S. LEVY

         13700    0    0    0
2    TO APPROVE, ON A NON-BINDING ADVISORY BASIS, OUR EXECUTIVE COMPENSATION.    For    None    13700    0    0    0
3    TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.    For    None    13700    0    0    0

 

ESSEX PROPERTY TRUST, INC.
Security:    297178105    Meeting Type:    Annual
Ticker:    ESS    Meeting Date:    10-Jun-2014
ISIN    US2971781057    Vote Deadline Date:    09-Jun-2014
Agenda    933998948            Management    Total Ballot Shares:    144883
Last Vote Date:    05-Jun-2014      

 

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1    DIRECTOR    For    None            
  

1       DAVID W. BRADY

         10353    0    0    0
  

2       KEITH R. GUERICKE

         10353    0    0    0
  

3       IRVING F. LYONS, III

         10353    0    0    0
  

4       GEORGE M. MARCUS

         10353    0    0    0
  

5       GARY P. MARTIN

         10353    0    0    0
  

6       ISSIE N. RABINOVITCH

         10353    0    0    0
  

7       THOMAS E. RANDLETT

         10353    0    0    0
  

8       THOMAS E. ROBINSON

         10353    0    0    0
  

9       MICHAEL J. SCHALL

         10353    0    0    0
  

10     BYRON A. SCORDELIS

         10353    0    0    0
  

11     JANICE L. SEARS

         10353    0    0    0
  

12     THOMAS P. SULLIVAN

         10353    0    0    0
  

13     CLAUDE J. ZINNGRABE, JR

         10353    0    0    0
2    RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014.    For    None    10353    0    0    0
3    ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION.    For    None    10353    0    0    0

 

EQUITY RESIDENTIAL
Security:    29476L107    Meeting Type:    Annual
Ticker:    EQR    Meeting Date:    12-Jun-2014
ISIN    US29476L1070    Vote Deadline Date:    11-Jun-2014
Agenda    933989658            Management    Total Ballot Shares:    372300
Last Vote Date:    10-Jun-2014      

 

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1    DIRECTOR    For    None            
  

1       JOHN W. ALEXANDER

         26500    0    0    0
  

2       CHARLES L. ATWOOD

         26500    0    0    0
  

3       LINDA WALKER BYNOE

         26500    0    0    0
  

4       MARY KAY HABEN

         26500    0    0    0
  

5       BRADLEY A. KEYWELL

         26500    0    0    0
  

6       JOHN E. NEAL

         26500    0    0    0
  

7       DAVID J. NEITHERCUT

         26500    0    0    0
  

8       MARK S. SHAPIRO

         26500    0    0    0
  

9       GERALD A. SPECTOR

         26500    0    0    0
  

10     B. JOSEPH WHITE

         26500    0    0    0
  

11     SAMUEL ZELL

         26500    0    0    0
2    RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR 2014.    For    None    26500    0    0    0
3    APPROVAL OF EXECUTIVE COMPENSATION.    For    None    26500    0    0    0

 

SABRA HEALTH CARE REIT, INC.
Security:    78573L106    Meeting Type:    Annual
Ticker:    SBRA    Meeting Date:    24-Jun-2014
ISIN    US78573L1061    Vote Deadline Date:    23-Jun-2014
Agenda    934003055            Management    Total Ballot Shares:    183100
Last Vote Date:    10-Jun-2014      

 

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1    ELECTION OF DIRECTOR: CRAIG A. BARBAROSH    For    None    7500    0    0    0
2    ELECTION OF DIRECTOR: ROBERT A. ETTL    For    None    7500    0    0    0
3    ELECTION OF DIRECTOR: MICHAEL J. FOSTER    For    None    7500    0    0    0
4    ELECTION OF DIRECTOR: RICHARD K. MATROS    For    None    7500    0    0    0
5    ELECTION OF DIRECTOR: MILTON J. WALTERS    For    None    7500    0    0    0
6    APPROVAL OF AMENDMENTS TO THE SABRA HEALTH CARE REIT, INC. 2009 PERFORMANCE INCENTIVE PLAN    For    None    7500    0    0    0
7    RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS SABRA’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014    For    None    7500    0    0    0
8    APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE OFFICER COMPENSATION    For    None    7500    0    0    0


IVY FUNDS VIP SCIENCE AND TECHNOLOGY

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

Spreadtrum Communications Inc.

 

Meeting Date:    07/26/2013    Country:    Cayman Islands    Provider Security ID:    849415203
Record Date:    06/14/2013    Meeting Type:    Annual    Ticker:    SPRD

 

Shares Voted:   207,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve to Reelect Datong Chen as a Director    Mgmt    For    For    For
2   Approve to Reelect Scott Sandell as a Director    Mgmt    For    For    For
3   Approve to Re-Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditor    Mgmt    For    For    For

Acxiom Corporation

 

Meeting Date:    08/06/2013    Country:    USA    Provider Security ID:    005125109
Record Date:    06/10/2013    Meeting Type:    Annual    Ticker:    ACXM

 

Shares Voted:   617,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard P. Fox    Mgmt    For    For    For
1.2   Elect Director Jerry D. Gramaglia    Mgmt    For    For    For
1.3   Elect Director Clark M. Kokich    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Allot Communications Ltd.

 

Meeting Date:    08/07/2013    Country:    Israel    Provider Security ID:    M0854Q105
Record Date:    07/01/2013    Meeting Type:    Annual    Ticker:    ALLT

 

Shares Voted:   169,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Reelect Shraga Katz as a Class 1 Director Until the 2016 Annual General Meeting    Mgmt    For    For    For
2   Approve Bonus to Rami Hadar, President and CEO    Mgmt    For    Refer    For
3   Approve Compensation Policy for the Directors and Officers of the Company    Mgmt    For    For    For
4   Grant Shraga Katz Options to Purchase Shares    Mgmt    For    Refer    Against
5   Approve Bonus Plan for Each of the Years 2013-2015 for the President and CEO.    Mgmt    For    Refer    For
6   Reappoint Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
7   Discuss Financial Statements and the Company Business for 2012    Mgmt         
A   Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.    Mgmt    None    Refer    Against

Qualicorp SA

 

Meeting Date:    08/22/2013    Country:    Brazil    Provider Security ID:    P7S21H105
Record Date:       Meeting Type:    Special    Ticker:    QUAL3

 

Shares Voted:   332,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Amend Stock Option Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

WNS Holdings Ltd.

 

Meeting Date:    09/25/2013    Country:    Jersey    Provider Security ID:    92932M101
Record Date:    08/22/2013    Meeting Type:    Annual    Ticker:    WNS

 

Shares Voted:   438,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Accept Financial Statements and Statutory Reports (Voting)    Mgmt    For    For    For
2   Ratify Grant Thornton India LLP as Auditors    Mgmt    For    For    For
3   Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
4   Reelect Anthony A. Greener as a Class I Director    Mgmt    For    For    For
5   Reelect Richard Bernays as a Class I Director    Mgmt    For    For    For
6   Reelect Adrian T. Dillon as a Class I Director    Mgmt    For    For    For
7   Approve Remuneration of Directors    Mgmt    For    Refer    For
8   Approve Increase in Ordinary Shares/American Depositary Shares (ADSs) and Adopt Third Amended and Restated 2006 Incentive Award Plan    Mgmt    For    Refer    For

Fleury S.A.

 

Meeting Date:    09/27/2013    Country:    Brazil    Provider Security ID:    P418BW104
Record Date:       Meeting Type:    Special    Ticker:    FLRY3

 

Shares Voted:   278,200          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Director Resignations    Mgmt    For    Refer    For
2   Elect Directors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Cree, Inc.

 

Meeting Date:    10/29/2013    Country:    USA    Provider Security ID:    225447101
Record Date:    08/30/2013    Meeting Type:    Annual    Ticker:    CREE

 

Shares Voted:   425,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Charles M. Swoboda    Mgmt    For    For    For
1.2   Elect Director Clyde R. Hosein    Mgmt    For    For    For
1.3   Elect Director Robert A. Ingram    Mgmt    For    For    For
1.4   Elect Director Franco Plastina    Mgmt    For    For    For
1.5   Elect Director Alan J. Ruud    Mgmt    For    For    For
1.6   Elect Director Robert L. Tillman    Mgmt    For    For    For
1.7   Elect Director Thomas H. Werner    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Cisco Systems, Inc.

 

Meeting Date:    11/19/2013    Country:    USA    Provider Security ID:    17275R102
Record Date:    09/20/2013    Meeting Type:    Annual    Ticker:    CSCO

 

Shares Voted:   292,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Carol A. Bartz    Mgmt    For    For    For
1b   Elect Director Marc Benioff    Mgmt    For    For    For
1c   Elect Director Gregory Q. Brown    Mgmt    For    For    For
1d   Elect Director M. Michele Burns    Mgmt    For    For    For
1e   Elect Director Michael D. Capellas    Mgmt    For    For    For
1f   Elect Director John T. Chambers    Mgmt    For    For    For
1g   Elect Director Brian L. Halla    Mgmt    For    For    For
1h   Elect Director John L. Hennessy    Mgmt    For    For    For
1i   Elect Director Kristina M. Johnson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Cisco Systems, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j   Elect Director Roderick C. McGeary    Mgmt    For    For    For
1k   Elect Director Arun Sarin    Mgmt    For    For    For
1l   Elect Director Steven M. West    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For
5   Approve Proxy Advisor Competition    SH    Against    Refer    Against

Microsoft Corporation

 

Meeting Date:     11/19/2013    Country:    USA    Provider Security ID:     594918104
Record Date:    09/13/2013    Meeting Type:    Annual    Ticker:    MSFT

 

Shares Voted:   289,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Steven A. Ballmer    Mgmt    For    For    For
2   Elect Director Dina Dublon    Mgmt    For    For    For
3   Elect Director William H. Gates    Mgmt    For    For    For
4   Elect Director Maria M. Klawe    Mgmt    For    For    For
5   Elect Director Stephen J. Luczo    Mgmt    For    For    For
6   Elect Director David F. Marquardt    Mgmt    For    For    For
7   Elect Director Charles H. Noski    Mgmt    For    For    For
8   Elect Director Helmut Panke    Mgmt    For    For    For
9   Elect Director John W. Thompson    Mgmt    For    For    For
10   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
11   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
12   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Darling International Inc.

 

Meeting Date:    11/26/2013    Country:     USA    Provider Security ID:     237266101
Record Date:    10/21/2013    Meeting Type:    Special    Ticker:    DAR

 

Shares Voted:   125,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Increase Authorized Common Stock    Mgmt    For    For    For

Harman International Industries, Incorporated

 

Meeting Date:    12/04/2013    Country:    USA    Provider Security ID:    413086109
Record Date:    10/07/2013    Meeting Type:    Annual    Ticker:    HAR

 

     Shares Voted: 129,300      

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Adriane M. Brown    Mgmt    For    For    For
1b   Elect Director John W. Diercksen    Mgmt    For    For    For
1c   Elect Director Ann M. Korologos    Mgmt    For    For    For
1d   Elect Director Jiren Liu    Mgmt    For    Refer    For
1e   Elect Director Edward H. Meyer    Mgmt    For    For    For
1f   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1g   Elect Director Kenneth M. Reiss    Mgmt    For    For    For
1h   Elect Director Hellene S. Runtagh    Mgmt    For    For    For
1i   Elect Director Frank S. Sklarsky    Mgmt    For    For    For
1j   Elect Director Gary G. Steel    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Aspen Technology, Inc.

 

Meeting Date:     12/05/2013    Country:    USA    Provider Security ID:     045327103
Record Date:    10/14/2013    Meeting Type:    Annual    Ticker:    AZPN

 

Shares Voted:   714,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert M. Whelan, Jr.    Mgmt    For    For    For
1.2   Elect Director Donald P. Casey    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Micron Technology, Inc.

 

Meeting Date:    01/23/2014    Country:    USA    Provider Security ID:    595112103
Record Date:    11/25/2013    Meeting Type:    Annual    Ticker:    MU

 

Shares Voted:   2,253,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert L. Bailey    Mgmt    For    For    For
1.2   Elect Director Richard M. Beyer    Mgmt    For    For    For
1.3   Elect Director Patrick J. Byrne    Mgmt    For    For    For
1.4   Elect Director D. Mark Durcan    Mgmt    For    For    For
1.5   Elect Director Warren East    Mgmt    For    For    For
1.6   Elect Director Mercedes Johnson    Mgmt    For    For    For
1.7   Elect Director Lawrence N. Mondry    Mgmt    For    For    For
1.8   Elect Director Robert E. Switz    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Odontoprev S.A.

 

Meeting Date:    01/27/2014    Country:    Brazil    Provider Security ID:    P7344M104
Record Date:       Meeting Type:    Special    Ticker:    ODPV3

 

Shares Voted:   793,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Randal Luiz Zanetti as Director    Mgmt    For    For    For

Monsanto Company

 

Meeting Date:     01/28/2014    Country:    USA    Provider Security ID:    61166W101
Record Date:    12/02/2013    Meeting Type:    Annual    Ticker:    MON

 

Shares Voted:   83,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Gregory H. Boyce    Mgmt    For    For    For
1b   Elect Director Laura K. Ipsen    Mgmt    For    For    For
1c   Elect Director William U. Parfet    Mgmt    For    For    For
1d   Elect Director George H. Poste    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Risk of Genetic Engineering in Order to Work with Regulators    SH    Against    Refer    Against
5   Report on Risk of Genetically Engineered Products    SH    Against    Refer    Against

ESCO Technologies Inc.

 

Meeting Date:    02/05/2014    Country:     USA    Provider Security ID:    296315104
Record Date:    12/06/2013    Meeting Type:     Annual    Ticker:    ESE

 

Shares Voted:   172,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director L.W. Solley    Mgmt    For    For    For
1.2   Elect Director J.D. Woods    Mgmt    For    For    For
1.3   Elect Director G.E. Muenster    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

ESCO Technologies Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Sustainability    SH    Against    Refer    Against

MICROSEMI CORPORATION

 

Meeting Date:    02/11/2014    Country:    USA    Provider Security ID:    595137100
Record Date:    12/16/2013    Meeting Type:    Annual    Ticker:    MSCC

 

Shares Voted:   335,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James J. Peterson    Mgmt    For    For    For
1.2   Elect Director Dennis R. Leibel    Mgmt    For    For    For
1.3   Elect Director Thomas R. Anderson    Mgmt    For    For    For
1.4   Elect Director William E. Bendush    Mgmt    For    For    For
1.5   Elect Director Paul F. Folino    Mgmt    For    For    For
1.6   Elect Director William L. Healey    Mgmt    For    For    For
1.7   Elect Director Matthew E. Massengill    Mgmt    For    For    For
1.8   Elect Director James V. Mazzo    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Ratify Auditors    Mgmt    For    For    For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date:    02/24/2014    Country:    Israel    Provider Security ID:    M8769Q102
Record Date:    01/23/2014    Meeting Type:    Special    Ticker:    TEVA

 

Shares Voted:   203,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Teva Pharmaceutical Industries Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate    Mgmt    For    Refer    For

Evogene Ltd.

 

Meeting Date:    03/11/2014    Country:    Israel    Provider Security ID:    M4119S104
Record Date:    02/06/2014    Meeting Type:    Special    Ticker:    EVGN

 

Shares Voted:   144,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Akiva Mozes as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
1.2   Reelect Ziv Kop as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
2   Approve Compensation Policy for the Directors and Officers of the Company    Mgmt    For    For    For
3.1   Subject to Approval of Item 1, Grant Akiva Mozes Options to Purchase 10,000 Shares, and Subsequent Annual Option Grants, to Purchase 2,500 Ordinary Shares    Mgmt    For    Refer    For
3.2   Subject to Approval of Item 1, Grant Ziv Kop Options to Purchase 10,000 Shares, and Subsequent Annual Option Grants, to Purchase 2,500 Ordinary Shares    Mgmt    For    Refer    For
4   Approve Cash Award of USD 217,000 to Ofer Haviv, CEO, In Respect of His Role in the Company’s Successful IPO    Mgmt    For    Refer    For
5   Other Business (Voting if Applicable)    Mgmt    For    Against    For
A   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Samsung Electronics Co. Ltd.

 

Meeting Date:    03/14/2014    Country:    South Korea    Provider Security ID:    Y74718100
Record Date:    12/31/2013    Meeting Type:    Annual    Ticker:    005930

 

Shares Voted:   8,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Financial Statements, Allocation of Income, and Dividend of KRW 13,800 per Share    Mgmt    For    For    For
2   Approve Total Remuneration of Inside Directors and Outside Directors    Mgmt    For    Refer    Against

NXP Semiconductors NV

 

Meeting Date:    03/28/2014    Country:    Netherlands    Provider Security ID:    N6596X109
Record Date:    02/28/2014    Meeting Type:    Special    Ticker:    NXPI

 

Shares Voted:   192,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Special Meeting    Mgmt         
1   Open Meeting    Mgmt         
2   Elect E. Meurice as Non-Executive Director    Mgmt    For    For    For
3   Other Business (Non-Voting)    Mgmt         

Odontoprev S.A.

 

Meeting Date:    04/01/2014    Country:    Brazil    Provider Security ID:    P7344M104
Record Date:       Meeting Type:    Annual    Ticker:    ODPV3

 

Shares Voted:   793,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
3   Approve Remuneration of Company’s Management    Mgmt    For    Refer    For
4   Fix Board Size and Elect Directors    Mgmt    For    Refer    Against
5   Elect Fiscal Council Members    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Odontoprev S.A.

 

Meeting Date:    04/01/2014    Country:    Brazil    Provider Security ID:    P7344M104
Record Date:       Meeting Type:    Special    Ticker:    ODPV3

 

Shares Voted:   793,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Agreement to Absorb ADCON - Administradora de Convenios Odontologicos Ltda.    Mgmt    For    Refer    For
2   Appoint Independent Firm to Appraise Proposed Transaction    Mgmt    For    Refer    For
3   Approve Independent Firm’s Appraisal    Mgmt    For    Refer    For
4   Approve Absorption of ADCON - Administradora de Convenios Odontologicos Ltda.    Mgmt    For    Refer    For
5   Authorize Executive Committee to Ratify and Execute Approved Resolutions    Mgmt    For    For    For
6   Change Location of Company Headquarters    Mgmt    For    Refer    For
7   Amend Article 19    Mgmt    For    Refer    For

Abengoa S.A.

 

Meeting Date:    04/05/2014    Country:    Spain    Provider Security ID:    E0002V179
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    ABG

 

Shares Voted:   592,025          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Financial Statements and Management Reports; Approve Discharge and Remuneration of Directors    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
3   Authorize Capitalization of Reserves for Scrip Dividends    Mgmt    For    Refer    For
4.1   Reelect Mercedes Gracia Díez as Director    Mgmt    For    For    For
4.2   Fix Number of Directors and Amend Article 39 Accordingly    Mgmt    For    Refer    For
4.3   Elect Ricardo Hausmann as Director    Mgmt    For    For    For
5   Advisory Vote on Remuneration Policy Report    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Abengoa S.A.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6   Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    For
7   Authorize Issuance of Convertible and Non-Convertible Debt Securities Without Preemptive Rights up to EUR 5 Billion    Mgmt    For    Refer    For
8   Authorize Share Repurchase Program    Mgmt    For    For    For
9   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For
10   Approve Minutes of Meeting    Mgmt    For    For    For

Abengoa S.A.

 

Meeting Date:    04/05/2014    Country:    Spain    Provider Security ID:    E0002V179
Record Date:    03/11/2014    Meeting Type:    Annual    Ticker:    ABG

 

Shares Voted:   371,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Financial Statements and Management Reports; Approve Discharge and Remuneration of Directors    Mgmt    For    For    For
2   Approve Allocation of Income and Dividends    Mgmt    For    For    For
3   Authorize Capitalization of Reserves for Scrip Dividends    Mgmt    For    Refer    For
4   Reelect Mercedes Gracia Díez as Director    Mgmt    For    For    For
5   Advisory Vote on Remuneration Policy Report    Mgmt    For    Refer    For
6   Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    For
7   Authorize Issuance of Convertible and Non-Convertible Debt Securities Without Preemptive Rights up to EUR 5 Billion    Mgmt    For    Refer    For
8   Authorize Share Repurchase Program    Mgmt    For    For    For
9   Authorize Board to Ratify and Execute Approved Resolutions    Mgmt    For    For    For
10   Approve Minutes of Meeting    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

iGATE Corporation

 

Meeting Date:    04/10/2014    Country:    USA    Provider Security ID:    45169U105
Record Date:    02/18/2014    Meeting Type:    Annual    Ticker:    IGTE

 

Shares Voted:   458,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sunil Wadhwani    Mgmt    For    For    For
1.2   Elect Director Goran Lindahl    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Photronics, Inc.

 

Meeting Date:    04/11/2014    Country:    USA    Provider Security ID:    719405102
Record Date:    02/14/2014    Meeting Type:    Annual    Ticker:    PLAB

 

Shares Voted:   472,700          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Walter M. Fiederowicz    Mgmt    For    For    For
1.2   Elect Director Joseph A. Fiorita, Jr.    Mgmt    For    For    For
1.3   Elect Director Liang-Choo Hsia    Mgmt    For    For    For
1.4   Elect Director Constantine Macricostas    Mgmt    For    For    For
1.5   Elect Director George Macricostas    Mgmt    For    For    For
1.6   Elect Director Mitchell G. Tyson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Other Business    Mgmt    For    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Fleury S.A.

 

Meeting Date:    04/15/2014    Country:    Brazil    Provider Security ID:    P418BW104
Record Date:       Meeting Type:    Annual    Ticker:    FLRY3

 

Shares Voted:   278,200          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013    Mgmt    For    For    For
2.a   Approve Allocation of Income and Dividends    Mgmt    For    For    For
2.b   Ratify Interim Dividends    Mgmt    For    For    For
3   Approve Capital Budget    Mgmt    For    For    For
4   Approve Remuneration of Company’s Management    Mgmt    For    Refer    For

China Unicom (Hong Kong) Ltd

 

Meeting Date:    04/16/2014    Country:    Hong Kong    Provider Security ID:    Y1519S111
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    00762

 

Shares Voted:   3,044,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Declare Final Dividend    Mgmt    For    For    For
3a1   Elect Lu Yimin as Director    Mgmt    For    For    For
3a2   Elect Cheung Wing Lam Linus as Director    Mgmt    For    For    For
3a3   Elect Wong Wai Ming as Director    Mgmt    For    Refer    Against
3a4   Elect John Lawson Thornton as Director    Mgmt    For    Refer    Against
3b   Authorize Board to Fix Directors’ Remuneration    Mgmt    For    Refer    For
4   Reappoint Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
6   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Refer    Against
7   Authorize Reissuance of Repurchased Shares    Mgmt    For    Refer    Against
8   Adopt New Share Option Scheme    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Rambus Inc.

 

Meeting Date:    04/24/2014    Country:    USA    Provider Security ID:    750917106
Record Date:    02/28/2014    Meeting Type:    Annual    Ticker:    RMBS

 

Shares Voted:   614,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director J. Thomas Bentley    Mgmt    For    For    For
1b   Elect Director Charles Kissner    Mgmt    For    For    For
1c   Elect Director David Shrigley    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Ratify Auditors    Mgmt    For    For    For

Dialog Semiconductor plc

 

Meeting Date:    05/01/2014    Country:    United Kingdom    Provider Security ID:    G5821P111
Record Date:    04/29/2014    Meeting Type:    Annual    Ticker:    DLG

 

Shares Voted:   269,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Approve Remuneration Policy    Mgmt    For    For    For
3   Approve Remuneration Report    Mgmt    For    For    For
4   Reappoint Ernst & Young LLP as Auditors    Mgmt    For    For    For
5   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
6   Re-elect Chris Burke as Director    Mgmt    For    For    For
7   Re-elect Russell Shaw as Director    Mgmt    For    For    For
8   Re-elect Aidan Hughes as Director    Mgmt    For    For    For
9   Re-elect John McMonigall as Director    Mgmt    For    For    For
10   Elect Eamonn O’Hare as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Dialog Semiconductor plc

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

11   Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
12   Authorise Issue of Equity with Pre-emptive Rights in Connection with a Rights Issue    Mgmt    For    For    For
13   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
14   Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

Boston Scientific Corporation

 

Meeting Date:    05/06/2014    Country:    USA    Provider Security ID:    101137107
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    BSX

 

Shares Voted:   713,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Bruce L. Byrnes    Mgmt    For    For    For
1b   Elect Director Nelda J. Connors    Mgmt    For    For    For
1c   Elect Director Kristina M. Johnson    Mgmt    For    For    For
1d   Elect Director Edward J. Ludwig    Mgmt    For    For    For
1e   Elect Director Michael F. Mahoney    Mgmt    For    For    For
1f   Elect Director Ernest Mario    Mgmt    For    For    For
1g   Elect Director N.J. Nicholas, Jr.    Mgmt    For    For    For
1h   Elect Director Pete M. Nicholas    Mgmt    For    For    For
1i   Elect Director Uwe E. Reinhardt    Mgmt    For    For    For
1j   Elect Director David J. Roux    Mgmt    For    For    For
1k   Elect Director John E. Sununu    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For
5   Report on Animal Testing and Plans for Improving Welfare    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

QTS Realty Trust, Inc.

 

Meeting Date:    05/06/2014    Country:    USA    Provider Security ID:    74736A103
Record Date:    03/10/2014    Meeting Type:    Annual    Ticker:    QTS

 

Shares Voted:   163,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Chad L. Williams    Mgmt    For    For    For
1.2   Elect Director Philip P. Trahanas    Mgmt    For    For    For
1.3   Elect Director John W. Barter    Mgmt    For    For    For
1.4   Elect Director William O. Grabe    Mgmt    For    For    For
1.5   Elect Director Catherine R. Kinney    Mgmt    For    For    For
1.6   Elect Director Peter A. Marino    Mgmt    For    For    For
1.7   Elect Director Scott D. Miller    Mgmt    For    For    For
1.8   Elect Director Stephen E. Westhead    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For

Vertex Pharmaceuticals Incorporated

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    92532F100
Record Date:    03/10/2014    Meeting Type:    Annual    Ticker:    VRTX

 

Shares Voted:   216,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Margaret G. McGlynn    Mgmt    For    For    For
1.2   Elect Director Wayne J. Riley    Mgmt    For    For    For
1.3   Elect Director William D. Young    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Windstream Holdings, Inc.

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    97382A101
Record Date:    03/13/2014    Meeting Type:    Annual    Ticker:    WIN

 

Shares Voted:   418,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Carol B. Armitage    Mgmt    For    For    For
1b   Elect Director Samuel E. Beall, III    Mgmt    For    For    For
1c   Elect Director Dennis E. Foster    Mgmt    For    For    For
1d   Elect Director Francis X. (‘Skip’) Frantz    Mgmt    For    For    For
1e   Elect Director Jeffery R. Gardner    Mgmt    For    For    For
1f   Elect Director Jeffrey T. Hinson    Mgmt    For    For    For
1g   Elect Director Judy K. Jones    Mgmt    For    For    For
1h   Elect Director William A. Montgomery    Mgmt    For    For    For
1i   Elect Director Alan L. Wells    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Amend Certificate of Incorporation of Windstream Corporation to Eliminate Certain Voting Provisions    Mgmt    For    Refer    For
5   Provide Right to Call Special Meeting    Mgmt    For    For    For
6   Eliminate Supermajority Vote Requirement    Mgmt    For    For    For
7   Ratify Auditors    Mgmt    For    For    For
8   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against
9   Provide Right to Act by Written Consent    SH    Against    For    For

Advanced Micro Devices, Inc.

 

Meeting Date:    05/08/2014    Country:    USA    Provider Security ID:    007903107
Record Date:    03/10/2014    Meeting Type:    Annual    Ticker:    AMD

 

Shares Voted:   817,200          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Bruce L. Claflin    Mgmt    For    For    For
1b   Elect Director W. Michael Barnes    Mgmt    For    For    For
1c   Elect Director John E. Caldwell    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Advanced Micro Devices, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director Henry WK Chow    Mgmt    For    For    For
1e   Elect Director Nora M. Denzel    Mgmt    For    For    For
1f   Elect Director Nicholas M. Donofrio    Mgmt    For    For    For
1g   Elect Director Martin L. Edelman    Mgmt    For    For    For
1h   Elect Director John R. Harding    Mgmt    For    For    For
1i   Elect Director Michael J. Inglis    Mgmt    For    For    For
1j   Elect Director Rory P. Read    Mgmt    For    For    For
1k   Elect Director Ahmed Yahia    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Cypress Semiconductor Corporation

 

Meeting Date:    05/09/2014    Country:    USA    Provider Security ID:    232806109
Record Date:    03/10/2014    Meeting Type:    Annual    Ticker:    CY

 

Shares Voted:   669,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director T.J. Rodgers    Mgmt    For    For    For
1.2   Elect Director W. Steve Albrecht    Mgmt    For    For    For
1.3   Elect Director Eric A. Benhamou    Mgmt    For    For    For
1.4   Elect Director James R. Long    Mgmt    For    For    For
1.5   Elect Director Robert Y. L. Mao    Mgmt    For    For    For
1.6   Elect Director J. D. Sherman    Mgmt    For    For    For
1.7   Elect Director Wilbert van den Hoek    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Evogene Ltd.

 

Meeting Date:    05/14/2014    Country:    Israel    Provider Security ID:    M4119S104
Record Date:    04/08/2014    Meeting Type:    Annual    Ticker:    EVGN

 

Shares Voted:   144,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Amend Articles Re: Elimination of Staggered Board Mechanism and Provision for Reelection of All Directors (Other Than External Directors) on an Annual Basis    Mgmt    For    Refer    For
2.1   Reelect Martin Gerstel as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
2.2   Reelect Leon Y. Recanati as Director Until the End of the Next Annual General Meeting    Mgmt    For    For    For
3   Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
4   Approve Cash Bonus of USD 160,000 to Ofer Haviv, President and CEO, for 2013    Mgmt    For    Refer    For
5   Discuss Financial Statements and the Report of the Board for 2012    Mgmt         
6   Other Business (Voting if Applicable)    Mgmt    For    Against    Against
A   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    Against

Google Inc.

 

Meeting Date:    05/14/2014    Country:    USA    Provider Security ID:    38259P706
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    GOOG

 

Shares Voted:   15,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Larry Page    Mgmt    For    For    For
1.2   Elect Director Sergey Brin    Mgmt    For    Refer    Withhold
1.3   Elect Director Eric E. Schmidt    Mgmt    For    For    For
1.4   Elect Director L. John Doerr    Mgmt    For    For    For
1.5   Elect Director Diane B. Greene    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Google Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director John L. Hennessy    Mgmt    For    For    For
1.7   Elect Director Ann Mather    Mgmt    For    For    For
1.8   Elect Director Paul S. Otellini    Mgmt    For    For    For
1.9   Elect Director K. Ram Shriram    Mgmt    For    For    For
1.10   Elect Director Shirley M. Tilghman    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against
6   Require a Majority Vote for the Election of Directors    SH    Against    For    For
7   Adopt Policy and Report on Impact of Tax Strategy    SH    Against    Refer    Against
8   Require Independent Board Chairman    SH    Against    Refer    For

EVERTEC, Inc.

 

Meeting Date:     05/20/2014    Country:     USA    Provider Security ID:     30040P103
Record Date:     03/31/2014    Meeting Type:    Annual    Ticker:     EVTC

 

Shares Voted:   241,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Frank G. D’Angelo    Mgmt    For    For    For
1b   Elect Director Peter Harrington    Mgmt    For    For    For
1c   Elect Director Jorge Junquera    Mgmt    For    For    For
1d   Elect Director Teresita Loubriel    Mgmt    For    For    For
1e   Elect Director Nestor O. Rivera    Mgmt    For    For    For
1f   Elect Director Alan H. Schumacher    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Nanometrics Incorporated

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    630077105
Record Date:    03/27/2014    Meeting Type:    Annual    Ticker:    NANO

 

Shares Voted:   153,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director J. Thomas Bentley    Mgmt    For    For    For
1.2   Elect Director Edward J. Brown, Jr.    Mgmt    For    For    For
1.3   Elect Director Stephen G. Newberry    Mgmt    For    For    For
1.4   Elect Director Bruce C. Rhine    Mgmt    For    For    For
1.5   Elect Director Timothy J. Stultz    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

NXP Semiconductors NV

 

Meeting Date:    05/20/2014    Country:    Netherlands    Provider Security ID:    N6596X109
Record Date:    04/22/2014    Meeting Type:    Annual    Ticker:    NXPI

 

Shares Voted:   192,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Annual Meeting    Mgmt         
1   Open Meeting    Mgmt         
2a   Discuss Remuneration Report    Mgmt         
2b   Receive Explanation on Company’s Reserves and Dividend Policy    Mgmt         
2c   Adopt Financial Statements    Mgmt    For    For    For
2d   Approve Discharge of Board of Directors    Mgmt    For    For    For
3a   Reelect R.L. Clemmer as Executive Director    Mgmt    For    For    For
3b   Reelect P. Bonfield as Non-Executive Director    Mgmt    For    For    For
3c   Reelect J.P. Huth as as Non-Executive Director    Mgmt    For    For    For
3d   Reelect K.A. Goldman as as Non-Executive Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

NXP Semiconductors NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3e   Reelect M. Helmes as as Non-Executive Director    Mgmt    For    For    For
3f   Reelect J. Kaeser as as Non-Executive Director    Mgmt    For    For    For
3g   Reelect I. Loring as as Non-Executive Director    Mgmt    For    For    For
3h   Reelect E. Meurice as as Non-Executive Director    Mgmt    For    For    For
3i   Reelect J. Southern as as Non-Executive Director    Mgmt    For    For    For
3j   Elect R. Tsai as as Non-Executive Director    Mgmt    For    For    For
4   Authorize Repurchase of Shares    Mgmt    For    For    For
5   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
6   Other Business (Non-Voting)    Mgmt         

Pentair Ltd.

 

Meeting Date:    05/20/2014    Country:    Switzerland    Provider Security ID:    H6169Q108
Record Date:    04/30/2014    Meeting Type:    Annual    Ticker:    PNR

 

Shares Voted:           227,300               

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Glynis A. Bryan    Mgmt    For    For    For
1b   Elect Director Jerry W. Burris    Mgmt    For    For    For
1c   Elect Director Carol Anthony (John) Davidson    Mgmt    For    For    For
1d   Elect Director T. Michael Glenn    Mgmt    For    For    For
1e   Elect Director David H.Y. Ho    Mgmt    For    For    For
1f   Elect Director Randall J. Hogan    Mgmt    For    For    For
1g   Elect Director David A. Jones    Mgmt    For    For    For
1h   Elect Director Ronald L. Merriman    Mgmt    For    For    For
1i   Elect Director William T. Monahan    Mgmt    For    For    For
1j   Elect Director Billie Ida Williamson    Mgmt    For    For    For
2   Elect Randall J. Hogan as Board Chairman    Mgmt    For    Refer    For
3a   Appoint David A. Jones as Member of the Compensation Committee    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Pentair Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3b   Appoint Glynis A. Bryan as Member of the Compensation Committee    Mgmt    For    For    For
3c   Appoint T. Michael Glenn as Member of the Compensation Committee    Mgmt    For    For    For
3d   Appoint William T. Monahan as Member of the Compensation Committee    Mgmt    For    For    For
4   Designate Proxy Voting Services GmbH as Independent Proxy    Mgmt    For    For    For
5   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
6   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
7a   Ratify Deloitte AG as Statutory Auditors    Mgmt    For    For    For
7b   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
7c   Ratify PricewaterhouseCoopers as Special Auditors    Mgmt    For    For    For
8a   Approve the Appropriation of results for the year ended December 31, 2013    Mgmt    For    Refer    For
8b   Approve Dividends    Mgmt    For    For    For
9   Advisory Vote to Ratify Names Executive Officers’ Compensation    Mgmt    For    For    For
10   Approve Renewal of the Authorized Share Capital of Pentair Ltd    Mgmt    For    Against    For

Pentair Ltd.

 

Meeting Date:    05/20/2014    Country:    Switzerland    Provider Security ID:    H6169Q108
Record Date:    04/30/2014    Meeting Type:    Special    Ticker:    PNR

 

Shares Voted:   227,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Change State of Incorporation [from Switzerland to Ireland]    Mgmt    For    Refer    For
2   Approve Proposal to Eliminate the 20% Voting Cap in Pentair-Ireland’s Articles of Association    Mgmt    For    Refer    For
3   Approval to Create Distributable Reserves of Pentair-Ireland    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Qlik Technologies Inc.

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    74733T105
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    QLIK

 

Shares Voted:   231,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Bruce Golden    Mgmt    For    For    For
1.2   Elect Director Lars Bjork    Mgmt    For    For    For
2   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Vishay Intertechnology, Inc.

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    928298108
Record Date:    03/28/2014    Meeting Type:    Annual    Ticker:    VSH

 

Shares Voted:   213,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Abraham Ludomirski    Mgmt    For    For    For
1.2   Elect Director Wayne M. Rogers    Mgmt    For    For    For
1.3   Elect Director Ronald Ruzic    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Euronet Worldwide, Inc.

 

        
Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    298736109
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    EEFT

 

Shares Voted:   388,703          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Andrzej Olechowski    Mgmt    For    For    For
1.2   Elect Director Eriberto R. Scocimara    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Facebook, Inc.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    30303M102
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    FB

 

Shares Voted:   276,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Marc L. Andreessen    Mgmt    For    For    For
1.2   Elect Director Erskine B. Bowles    Mgmt    For    For    For
1.3   Elect Director Susan D. Desmond-Hellmann    Mgmt    For    For    For
1.4   Elect Director Donald E. Graham    Mgmt    For    For    For
1.5   Elect Director Reed Hastings    Mgmt    For    For    For
1.6   Elect Director Sheryl K. Sandberg    Mgmt    For    For    For
1.7   Elect Director Peter A. Thiel    Mgmt    For    For    For
1.8   Elect Director Mark Zuckerberg    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    Refer    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Screen Political Contributions for Consistency with Corporate Values    SH    Against    Refer    Against
6   Assess Privacy and Advertising Policy Relating to Childhood Obesity    SH    Against    Refer    Against
7   Report on Sustainability    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Cerner Corporation

 

Meeting Date:    05/23/2014    Country:    USA    Provider Security ID:    156782104
Record Date:    03/26/2014    Meeting Type:    Annual    Ticker:    CERN

 

Shares Voted:   181,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director John C. Danforth    Mgmt    For    For    For
1b   Elect Director Neal L. Patterson    Mgmt    For    For    For
1c   Elect Director William D. Zollars    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt    For    For    For

BioAmber Inc.

 

Meeting Date:    05/27/2014    Country:    USA    Provider Security ID:    09072Q106
Record Date:    04/09/2014    Meeting Type:    Annual    Ticker:    BIOA

 

Shares Voted:   206,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kurt Briner    Mgmt    For    For    For
1.2   Elect Director Henry Linsert, Jr.    Mgmt    For    For    For
1.3   Elect Director Ellen B. Richstone    Mgmt    For    For    For
2   Elect Director Heinz Haller    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

21Vianet Group Inc.

 

Meeting Date:    05/29/2014    Country:    Cayman Islands    Provider Security ID:    90138A103
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    VNET

 

Shares Voted:   175,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Increase Authorized Common Stock    Mgmt    For    For    For
2   Approve Share Incentive Plan    Mgmt    For    Refer    For

Gogo Inc.

 

Meeting Date:    05/29/2014    Country:     USA    Provider Security ID:    38046C109
Record Date:    04/07/2014    Meeting Type:    Annual    Ticker:    GOGO

 

Shares Voted:   276,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael J. Small    Mgmt    For    For    For
1.2   Elect Director Oakleigh Thorne    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For

Marrone Bio Innovations, Inc.

 

Meeting Date:    05/29/2014    Country:    USA    Provider Security ID:    57165B106
Record Date:    04/17/2014    Meeting Type:    Annual    Ticker:    MBII

 

Shares Voted:   106,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Pamela G. Marrone    Mgmt    For    For    For
1.2   Elect Director Les Lyman    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

QIWI PLC

 

Meeting Date:    06/02/2014    Country:    Cyprus    Provider Security ID:    74735M108
Record Date:    04/15/2014    Meeting Type:    Annual    Ticker:    QIWI

 

Shares Voted:   197,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
A.1   Accept Financial Statements of 2012    Mgmt    For    For    For
A.2   Accept Financial Statements of 2013    Mgmt    For    For    For
B.1   Approve Dividends    Mgmt    For    For    For
B.2   Confirm Dividend Record Date    Mgmt    For    For    For
C.1   Ratify Auditors    Mgmt    For    For    For
C.2   Approve Remuneration of External Auditors    Mgmt    For    For    For
  Elect Directors by Cumulative Voting    Mgmt         
D.1.A   Elect Andrey Romanenko as Director    Mgmt    None    For    For
D.1.B   Elect Igor Mikhaylov as Director    Mgmt    None    For    For
D.1.C   Elect Andrey Muraviev as Director    Mgmt    None    For    For
D.1.D   Elect Matthew Hammond as Director    Mgmt    None    For    For
D.1.E   Elect Boris Kim as Director    Mgmt    None    For    For
D.1.F   Elect Andrey Shemetov as Director    Mgmt    None    For    For
D.1.G   Elect Sergey Solonin as Director    Mgmt    None    For    For
D.1.H   Elect Alexey Rasskazov as Director    Mgmt    None    For    For
D.1.I   Elect Nilesh Lakhani as Director    Mgmt    None    For    For
D.1.J   Elect Denis Yarotskiy as Director    Mgmt    None    For    For
D.1.K   Elect Dickson Chu as Director    Mgmt    None    For    For
D.1.L   Elect Osama Bedier as Director    Mgmt    None    For    For
D.1.M   Elect Ron Khalifa as Director    Mgmt    None    For    For
D.1.N   Elect Sergey Vibornov as Director    Mgmt    None    For    For
D.2.A   ELect Markus Rhodes as Director    Mgmt    None    For    For
D.2.B   Elect Dmitry Pleskonos as Director    Mgmt    None    For    For
D.2.C   Elect Alexey Savatygin as Director    Mgmt    None    For    For
E.1   Approve Remuneration of Non Executive Directors    Mgmt    For    Refer    For
E.2   Approve Remuneration of Executive Directors    Mgmt    For    Refer    For
F.1   Amend Company Bylaws    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

UnitedHealth Group Incorporated

 

Meeting Date:    06/02/2014    Country:    USA    Provider Security ID:    91324P102
Record Date:    04/04/2014    Meeting Type:    Annual    Ticker:    UNH

 

Shares Voted:   176,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William C. Ballard, Jr.    Mgmt    For    For    For
1b   Elect Director Edson Bueno    Mgmt    For    For    For
1c   Elect Director Richard T. Burke    Mgmt    For    For    For
1d   Elect Directo Robert J. Darretta    Mgmt    For    For    For
1e   Elect Director Stephen J. Hemsley    Mgmt    For    For    For
1f   Elect Director Michele J. Hooper    Mgmt    For    For    For
1g   Elect Director Rodger A. Lawson    Mgmt    For    For    For
1h   Elect Director Douglas W. Leatherdale    Mgmt    For    For    For
1i   Elect Director Glenn M. Renwick    Mgmt    For    For    For
1j   Elect Director Kenneth I. Shine    Mgmt    For    For    For
1k   Elect Director Gail R. Wilensky    Mgmt    For    For    For
2  

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Provide for Cumulative Voting    SH    Against    Against    Against
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Volcano Corporation

 

Meeting Date:    06/03/2014    Country:    USA    Provider Security ID:    928645100
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    VOLC

 

Shares Voted:   324,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Siddhartha Kadia    Mgmt    For    For    For
1.2   Elect Director Leslie V. Norwalk    Mgmt    For    For    For
1.3   Elect Director Daniel J. Wolterman    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3  

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Ruckus Wireless, Inc.

 

Meeting Date:    06/04/2014    Country:    USA    Provider Security ID:    781220108
Record Date:    04/07/2014    Meeting Type:    Annual    Ticker:    RKUS

 

Shares Voted:   328,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Georges Antoun    Mgmt    For    For    For
1.2   Elect Director Mohan Gyani    Mgmt    For    For    For
1.3   Elect Director Richard Lynch    Mgmt    For    For    For
2   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
3   Ratify Auditors    Mgmt    For    For    For

Alliance Data Systems Corporation

 

Meeting Date:    06/05/2014    Country:    USA    Provider Security ID:    018581108
Record Date:    04/07/2014    Meeting Type:    Annual    Ticker:    ADS

 

Shares Voted:   105,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Bruce K. Anderson    Mgmt    For    For    For
1.2   Elect Director Roger H. Ballou    Mgmt    For    For    For
1.3   Elect Director Lawrence M. Benveniste    Mgmt    For    For    For
1.4   Elect Director D. Keith Cobb    Mgmt    For    For    For
1.5   Elect Director E. Linn Draper, Jr.    Mgmt    For    For    For
1.6   Elect Director Kenneth R. Jensen    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Endurance International Group Holdings, Inc.

 

Meeting Date:    06/05/2014    Country:    USA    Provider Security ID:    29272B105
Record Date:    04/08/2014    Meeting Type:    Annual    Ticker:    EIGI

 

Shares Voted:   227,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael D. Hayford    Mgmt    For    For    For
1.2   Elect Director Peter J. Perrone    Mgmt    For    For    For
1.3   Elect Director Chandler J. Reedy    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For

Silver Spring Networks, Inc.

 

Meeting Date:    06/05/2014    Country:    USA    Provider Security ID:    82817Q103
Record Date:    04/07/2014    Meeting Type:    Annual    Ticker:    SSNI

 

Shares Voted:   552,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Scott A. Lang    Mgmt    For    For    For
1.2   Elect Director Warren M. Weiss    Mgmt    For    For    For
1.3   Elect Director Thomas H. Werner    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For

Garmin Ltd.

 

Meeting Date:    06/06/2014    Country:    Switzerland    Provider Security ID:    H2906T109
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    GRMN

 

Shares Voted:   158,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Chairman of Meeting    Mgmt    For    For    For
2   Accept Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Garmin Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
4   Approve Dividends    Mgmt    For    For    For
5   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
6.1   Elect Director Donald H. Eller    Mgmt    For    For    For
6.2   Elect Director Joseph J. Hartnett    Mgmt    For    For    For
6.3   Elect Director Min H. Kao    Mgmt    For    For    For
6.4   Elect Director Charles W. Peffer    Mgmt    For    For    For
6.5   Elect Director Clifton A. Pemble    Mgmt    For    For    For
6.6   Elect Director Thomas P. Poberezny    Mgmt    For    For    For
7   Elect Min Kao as Board Chairman    Mgmt    For    For    For
8.1   Appoint Donald H. Eller as Member of the Compensation Committee    Mgmt    For    For    For
8.2   Appoint Joseph J. Hartnett as Member of the Compensation Committee    Mgmt    For    For    For
8.3   Appoint Charles W. Peffer as Member of the Compensation Committee    Mgmt    For    For    For
8.4   Appoint Thomas P. Poberezny as Member of the Compensation Committee    Mgmt    For    For    For
9   Designate Reiss + Preuss LLP as Independent Proxy    Mgmt    For    For    For
10   Ratify Ernst and Young LLP as Auditors    Mgmt    For    For    For
11   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
12   Amend Articles Implementing Requirements Under the Swiss Ordinance Regarding Elections and Certain Other Matters    Mgmt    For    For    For
13   Amend Articles Implementing Requirements Under the Swiss Ordinance Regarding Compensation of the Board and Executive Management and Related Matters    Mgmt    For    For    For
14   Amend Articles Allowing General Meetings to be Held Online    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Isis Pharmaceuticals, Inc.

 

Meeting Date:    06/10/2014    Country:    USA    Provider Security ID:    464330109
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    ISIS

 

Shares Voted:   311,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Spencer R. Berthelsen    Mgmt    For    For    For
1.2   Elect Director B. Lynne Parshall    Mgmt    For    For    For
1.3   Elect Director Joseph H. Wender    Mgmt    For    For    For
2   Ratify Appointment of Director Breaux B. Castleman to Fill Board Vacancy    Mgmt    For    For    For
3   Ratify Appointment of Director Joseph Loscalzo to Fill Board Vacancy    Mgmt    For    For    For
4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Amend Non-Employee Director Stock Option Plan    Mgmt    For    Refer    For
6   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
7   Ratify Auditors    Mgmt    For    For    For

bluebird bio, Inc.

 

Meeting Date:    06/11/2014    Country:    USA    Provider Security ID:    09609G100
Record Date:    04/21/2014    Meeting Type:    Annual    Ticker:    BLUE

 

Shares Voted:   58,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steven Gillis    Mgmt    For    For    For
1.2   Elect Director Nick Leschly    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

EPAM Systems, Inc.

 

Meeting Date:    06/13/2014    Country:    USA    Provider Security ID:    29414B104
Record Date:    04/15/2014    Meeting Type:    Annual    Ticker:    EPAM

 

Shares Voted:   153,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Ronald P. Vargo    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For

ACI Worldwide, Inc.

 

Meeting Date:    06/18/2014    Country:    USA    Provider Security ID:    004498101
Record Date:    04/21/2014    Meeting Type:    Annual    Ticker:    ACIW

 

Shares Voted:   269,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John D. Curtis    Mgmt    For    For    For
1.2   Elect Director Philip G. Heasley    Mgmt    For    For    For
1.3   Elect Director James C. McGroddy    Mgmt    For    For    For
1.4   Elect Director David A. Poe    Mgmt    For    For    For
1.5   Elect Director Harlan F. Seymour    Mgmt    For    For    For
1.6   Elect Director John M. Shay, Jr.    Mgmt    For    For    For
1.7   Elect Director John E. Stokely    Mgmt    For    For    For
1.8   Elect Director Jan H. Suwinski    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Increase Authorized Common Stock    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 89 Ivy VIP Science & Technology

 

Universal Display Corporation

 

Meeting Date:    06/19/2014    Country:    USA    Provider Security ID:    91347P105
Record Date:    04/09/2014    Meeting Type:    Annual    Ticker:    OLED

 

Shares Voted:   212,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Steven V. Abramson    Mgmt    For    For    For
1b   Elect Director Leonard Becker    Mgmt    For    For    For
1c   Elect Director Richard C. Elias    Mgmt    For    For    For
1d   Elect Director Elizabeth H. Gemmill    Mgmt    For    For    For
1e   Elect Director C. Keith Hartley    Mgmt    For    For    For
1f   Elect Director Lawrence Lacerte    Mgmt    For    For    For
1g   Elect Director Sidney D. Rosenblatt    Mgmt    For    For    For
1h   Elect Director Sherwin I. Seligsohn    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3  

Advisory Vote to Ratify Named Executive

Officers’ Compensation

   Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For


IVY FUNDS VIP SMALL CAP GROWTH

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

Francesca’s Holding Corporation

 

Meeting Date:    07/09/2013    Country:    USA    Provider Security ID:    351793104
Record Date:    05/10/2013    Meeting Type:    Annual    Ticker:    FRAN

 

Shares Voted:   162,220          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard Emmett    Mgmt    For    For    For
1.2   Elect Director Richard Kunes    Mgmt    For    For    For
1.3   Elect Director Richard Zannino    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For

WisdomTree Investments, Inc.

 

Meeting Date:    07/24/2013    Country:    USA    Provider Security ID:    97717P104
Record Date:    05/29/2013    Meeting Type:    Annual    Ticker:    WETF

 

Shares Voted:   686,960          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steven L. Begleiter    Mgmt    For    Refer    For
1.2   Elect Director Win Neuger    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For

LIN Media LLC

 

Meeting Date:    07/30/2013    Country:    USA    Provider Security ID:    532771102
Record Date:    06/28/2013    Meeting Type:    Special    Ticker:    LIN

 

Shares Voted:   172,470          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Merger Agreement    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Arctic Cat Inc.

 

Meeting Date:    08/08/2013    Country:    USA    Provider Security ID:    039670104
Record Date:    06/11/2013    Meeting Type:    Annual    Ticker:    ACAT

 

Shares Voted:   131,590          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Claude J. Jordan    Mgmt    For    For    For
1.2   Elect Director Susan E. Lester    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For

Finisar Corporation

 

Meeting Date:    09/03/2013    Country:    USA    Provider Security ID:    31787A507
Record Date:    07/12/2013    Meeting Type:    Annual    Ticker:    FNSR

 

Shares Voted:   152,190          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jerry S. Rawls    Mgmt    For    For    For
1.2   Elect Director Robert N. Stephens    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

InvenSense, Inc.

 

Meeting Date:    09/13/2013    Country:    USA    Provider Security ID:    46123D205
Record Date:    07/17/2013    Meeting Type:    Annual    Ticker:    INVN

 

Shares Voted:   403,980          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director R. Douglas Norby    Mgmt    For    For    For
1.2   Elect Director Tim Wilson    Mgmt    For    For    For
2   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Cyberonics, Inc.

 

Meeting Date:    09/19/2013    Country:    USA    Provider Security ID:    23251P102
Record Date:    07/29/2013    Meeting Type:    Annual    Ticker:    CYBX

 

Shares Voted:   188,460          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Guy C. Jackson    Mgmt    For    For    For
1.2   Elect Director Joseph E. Laptewicz, Jr.    Mgmt    For    For    For
1.3   Elect Director Daniel J. Moore    Mgmt    For    For    For
1.4   Elect Director Hugh M. Morrison    Mgmt    For    For    For
1.5   Elect Director Alfred J. Novak    Mgmt    For    For    For
1.6   Elect Director Arthur L. Rosenthal    Mgmt    For    For    For
1.7   Elect Director Jon T. Tremmel    Mgmt    For    For    For
2   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

WhiteWave Foods Company

 

Meeting Date:    09/24/2013    Country:    USA    Provider Security ID:    966244105
Record Date:    08/16/2013    Meeting Type:    Special    Ticker:    WWAV

 

Shares Voted:   204,430          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Conversion of Securities    Mgmt    For    Refer    For
2   Adjourn Meeting    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

OSI Systems, Inc.

 

Meeting Date:    12/03/2013    Country:    USA    Provider Security ID:    671044105
Record Date:    10/08/2013    Meeting Type:    Annual    Ticker:    OSIS

 

Shares Voted:   131,390          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Deepak Chopra    Mgmt    For    For    For
1.2   Elect Director Ajay Mehra    Mgmt    For    For    For
1.3   Elect Director Steven C. Good    Mgmt    For    For    For
1.4   Elect Director Meyer Luskin    Mgmt    For    For    For
1.5   Elect Director David T. Feinberg    Mgmt    For    For    For
1.6   Elect Director William F. Ballhaus    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Harman International Industries, Incorporated

 

Meeting Date:    12/04/2013    Country:    USA    Provider Security ID:    413086109
Record Date:    10/07/2013    Meeting Type:    Annual    Ticker:    HAR

 

Shares Voted:   164,830          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Adriane M. Brown    Mgmt    For    For    For
1b   Elect Director John W. Diercksen    Mgmt    For    For    For
1c   Elect Director Ann M. Korologos    Mgmt    For    For    For
1d   Elect Director Jiren Liu    Mgmt    For    Refer    For
1e   Elect Director Edward H. Meyer    Mgmt    For    For    For
1f   Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1g   Elect Director Kenneth M. Reiss    Mgmt    For    For    For
1h   Elect Director Hellene S. Runtagh    Mgmt    For    For    For
1i   Elect Director Frank S. Sklarsky    Mgmt    For    For    For
1j   Elect Director Gary G. Steel    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Harman International Industries, Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Aruba Networks, Inc.

 

Meeting Date:    12/05/2013    Country:    USA    Provider Security ID:    043176106
Record Date:    10/15/2013    Meeting Type:    Annual    Ticker:    ARUN

 

Shares Voted:   310,470          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dominic P. Orr    Mgmt    For    For    For
1.2   Elect Director Keerti Melkote    Mgmt    For    For    For
1.3   Elect Director Bernard Guidon    Mgmt    For    For    For
1.4   Elect Director Emmanuel Hernandez    Mgmt    For    For    For
1.5   Elect Director Michael R. Kourey    Mgmt    For    For    For
1.6   Elect Director Willem P. Roelandts    Mgmt    For    For    For
1.7   Elect Director Juergen Rottler    Mgmt    For    For    For
1.8   Elect Director Daniel Warmenhoven    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Bally Technologies, Inc.

 

Meeting Date:    12/05/2013    Country:    USA    Provider Security ID:    05874B107
Record Date:    10/07/2013    Meeting Type:    Annual    Ticker:    BYI

 

Shares Voted:   190,560          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard Haddrill    Mgmt    For    For    For
1.2   Elect Director Josephine Linden    Mgmt    For    For    For
1.3   Elect Director Ramesh Srinivasan    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Bally Technologies, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify Auditors    Mgmt    For    For    For

Infoblox Inc.

 

Meeting Date:    12/18/2013    Country:    USA    Provider Security ID:    45672H104
Record Date:    10/29/2013    Meeting Type:    Annual    Ticker:    BLOX

 

Shares Voted:   411,970          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard E. Belluzzo    Mgmt    For    For    For
1.2   Elect Director Daniel J. Phelps    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For

A. O. Smith Corporation

 

Meeting Date:    04/07/2014    Country:    USA    Provider Security ID:    831865209
Record Date:    02/17/2014    Meeting Type:    Annual    Ticker:    AOS

 

Shares Voted:   192,210          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Gloster B. Current, Jr.    Mgmt    For    For    For
1.2   Elect Director William P. Greubel    Mgmt    For    For    For
1.3   Elect Director Idelle K. Wolf    Mgmt    For    For    For
1.4   Elect Director Gene C. Wulf    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Asbury Automotive Group, Inc.

 

Meeting Date:    04/16/2014    Country:    USA    Provider Security ID:    043436104
Record Date:    02/28/2014    Meeting Type:    Annual    Ticker:    ABG

 

Shares Voted:   107,330          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Juanita T. James    Mgmt    For    For    For
1.2   Elect Director Craig T. Monaghan    Mgmt    For    For    For
2   Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions    Mgmt    For    Refer    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify Auditors    Mgmt    For    For    For

UMB Financial Corporation

 

Meeting Date:    04/22/2014    Country:    USA    Provider Security ID:    902788108
Record Date:    03/03/2014    Meeting Type:    Annual    Ticker:    UMBF

 

Shares Voted:   94,390          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Warner L. Baxter    Mgmt    For    For    For
1.2   Elect Director David R. Bradley, Jr.    Mgmt    For    For    For
1.3   Elect Director Nancy K. Buese    Mgmt    For    For    For
1.4   Elect Director Peter J. deSilva    Mgmt    For    For    For
1.5   Elect Director Terrence P. Dunn    Mgmt    For    For    For
1.6   Elect Director Kevin C. Gallagher    Mgmt    For    For    For
1.7   Elect Director Greg M. Graves    Mgmt    For    For    For
1.8   Elect Director Alexander C. Kemper    Mgmt    For    For    For
1.9   Elect Director J. Mariner Kemper    Mgmt    For    For    For
1.10   Elect Director Kris A. Robbins    Mgmt    For    For    For
1.11   Elect Director Thomas D. Sanders    Mgmt    For    For    For
1.12   Elect Director L. Joshua Sosland    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

UMB Financial Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.13   Elect Director Paul Uhlmann, III    Mgmt    For    For    For
1.14   Elect Director Thomas J. Wood, III    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For

Lithia Motors, Inc.

 

Meeting Date:    04/25/2014    Country:    USA    Provider Security ID:    536797103
Record Date:    02/28/2014    Meeting Type:    Annual    Ticker:    LAD

 

Shares Voted:   209,410          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sidney B. DeBoer    Mgmt    For    For    For
1.2   Elect Director Thomas R. Becker    Mgmt    For    For    For
1.3   Elect Director Susan O. Cain    Mgmt    For    For    For
1.4   Elect Director Bryan B. DeBoer    Mgmt    For    For    For
1.5   Elect Director M. L. Dick Heimann    Mgmt    For    For    For
1.6   Elect Director Kenneth E. Roberts    Mgmt    For    For    For
1.7   Elect Director William J. Young    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Huntington Ingalls Industries, Inc.

 

Meeting Date:    04/30/2014    Country:    USA    Provider Security ID:    446413106
Record Date:    03/07/2014    Meeting Type:    Annual    Ticker:    HII

 

Shares Voted:   209,760          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Victoria D. Harker    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Huntington Ingalls Industries, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect Director Anastasia D. Kelly    Mgmt    For    For    For
1.3   Elect Director Thomas C. Schievelbein    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Reduce Supermajority Vote Requirement    Mgmt    For    For    For
5   Declassify the Board of Directors    SH    None    For    For

Vascular Solutions, Inc.

 

Meeting Date:    04/30/2014    Country:    USA    Provider Security ID:    92231M109
Record Date:    03/10/2014    Meeting Type:    Annual    Ticker:    VASC

 

Shares Voted:   243,121          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Martin Emerson    Mgmt    For    For    For
1.2   Elect Director John Erb    Mgmt    For    For    For
1.3   Elect Director Richard Kramp    Mgmt    For    For    For
1.4   Elect Director Richard Nigon    Mgmt    For    For    For
1.5   Elect Director Paul O’Connell    Mgmt    For    For    For
1.6   Elect Director Howard Root    Mgmt    For    For    For
1.7   Elect Director Jorge Saucedo    Mgmt    For    For    For
2   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Akorn, Inc.

 

Meeting Date:    05/02/2014    Country:    USA    Provider Security ID:    009728106
Record Date:    03/07/2014    Meeting Type:    Annual    Ticker:    AKRX

 

Shares Voted:   399,670          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John N. Kapoor    Mgmt    For    For    For
1.2   Elect Director Ronald M. Johnson    Mgmt    For    Refer    Withhold
1.3   Elect Director Brian Tambi    Mgmt    For    For    For
1.4   Elect Director Steven J. Meyer    Mgmt    For    For    For
1.5   Elect Director Alan Weinstein    Mgmt    For    For    For
1.6   Elect Director Kenneth S. Abramowitz    Mgmt    For    For    For
1.7   Elect Director Adrienne L. Graves    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Gentherm Incorporated

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    37253A103
Record Date:    04/01/2014    Meeting Type:    Annual    Ticker:    THRM

 

Shares Voted:   412,780          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Lewis Booth    Mgmt    For    For    For
1.2   Elect Director Francois J. Castaing    Mgmt    For    For    For
1.3   Elect Director Daniel R. Coker    Mgmt    For    For    For
1.4   Elect Director Sophie Desormiere    Mgmt    For    For    For
1.5   Elect Director Maurice E.P. Gunderson    Mgmt    For    For    For
1.6   Elect Director Oscar B. Marx, III    Mgmt    For    For    For
1.7   Elect Director Carlos E. Mazzorin    Mgmt    For    For    For
1.8   Elect Director Franz Scherer    Mgmt    For    For    For
1.9   Elect Director Byron T. Shaw, II    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Gentherm Incorporated

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Hanger, Inc.

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    41043F208
Record Date:    03/10/2014    Meeting Type:    Annual    Ticker:    HGR

 

Shares Voted:   289,120          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Vinit K. Asar    Mgmt    For    For    For
1.2   Elect Director Christopher B. Begley    Mgmt    For    For    For
1.3   Elect Director Thomas P. Cooper    Mgmt    For    For    For
1.4   Elect Director Cynthia L. Feldmann    Mgmt    For    For    For
1.5   Elect Director Eric A. Green    Mgmt    For    For    For
1.6   Elect Director Stephen E. Hare    Mgmt    For    For    For
1.7   Elect Director Richard R. Pettingill    Mgmt    For    For    For
1.8   Elect Director Patricia B. Shrader    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

LifeLock, Inc.

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    53224V100
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    LOCK

 

Shares Voted:   490,090          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Albert A. (Rocky) Pimentel    Mgmt    For    Refer    Withhold
1.2   Elect Director Thomas J. Ridge    Mgmt    For    Refer    Withhold
2   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Swift Transportation Company

 

Meeting Date:    05/08/2014    Country:    USA    Provider Security ID:    87074U101
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    SWFT

 

Shares Voted:   467,750          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jerry Moyes    Mgmt    For    For    For
1.2   Elect Director Richard H. Dozer    Mgmt    For    For    For
1.3   Elect Director David VanderPloeg    Mgmt    For    For    For
1.4   Elect Director Glenn Brown    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4  

Approve Recapitalization Plan for all Stock to Have

One-vote per Share

   SH    Against    For    For
5   Ratify Auditors    Mgmt    For    For    For

Barnes Group Inc.

 

Meeting Date:    05/09/2014    Country:    USA    Provider Security ID:    067806109
Record Date:    03/11/2014    Meeting Type:    Annual    Ticker:    B

 

Shares Voted:   177,690          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William S. Bristow, Jr.    Mgmt    For    For    For
1.2   Elect Director Patrick J. Dempsey    Mgmt    For    For    For
1.3   Elect Director Hassell H. McClellan    Mgmt    For    For    For
1.4   Elect Director JoAnna Sohovich    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Core Laboratories N.V.

 

Meeting Date:    05/13/2014    Country:    Netherlands    Provider Security ID:    N22717107
Record Date:    04/15/2014    Meeting Type:    Annual    Ticker:    CLB

 

Shares Voted:   27,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director David M. Demshur    Mgmt    For    For    For
1b   Elect Director Michael C. Kearney    Mgmt    For    For    For
1c   Elect Director Jan Willem Sodderland    Mgmt    For    For    For
2   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
5   Approve Cancellation of Repurchased Shares    Mgmt    For    For    For
6   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
7   Grant Board Authority to Issue Ordinary and Preference Shares Up To 10 Percent of Issued Capital    Mgmt    For    For    For
8   Authorize Board to Exclude Preemptive Rights from Issuance    Mgmt    For    For    For
9   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
10   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

Under Armour, Inc.

 

Meeting Date:    05/13/2014    Country:    USA    Provider Security ID:    904311107
Record Date:    02/21/2014    Meeting Type:    Annual    Ticker:    UA

 

Shares Voted:   132,820          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kevin A. Plank    Mgmt    For    For    For
1.2   Elect Director Byron K. Adams, Jr.    Mgmt    For    For    For
1.3   Elect Director Douglas E. Coltharp    Mgmt    For    For    For
1.4   Elect Director Anthony W. Deering    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Under Armour, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director A.B. Krongard    Mgmt    For    For    For
1.6   Elect Director William R. McDermott    Mgmt    For    For    For
1.7   Elect Director Eric T. Olson    Mgmt    For    For    For
1.8   Elect Director Harvey L. Sanders    Mgmt    For    For    For
1.9   Elect Director Thomas J. Sippel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

WageWorks, Inc.

 

Meeting Date:    05/13/2014    Country:    USA    Provider Security ID:    930427109
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    WAGE

 

Shares Voted:   185,850          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John W. Larson    Mgmt    For    For    For
1.2   Elect Director Mariann Byerwalter    Mgmt    For    For    For
1.3   Elect Director Edward C. Nafus    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For

Tyler Technologies, Inc.

 

Meeting Date:    05/14/2014    Country:    USA    Provider Security ID:    902252105
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    TYL

 

Shares Voted:   124,990          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Donald R. Brattain    Mgmt    For    For    For
1.2   Elect Director Glenn A. Carter    Mgmt    For    For    For
1.3   Elect Director Brenda A. Cline    Mgmt    For    For    For
1.4   Elect Director J. Luther King, Jr.    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Tyler Technologies, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect Director John S. Marr, Jr.    Mgmt    For    For    For
1.6   Elect Director Dustin R. Womble    Mgmt    For    For    For
1.7   Elect Director John M. Yeaman    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Align Technology, Inc.

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    016255101
Record Date:    03/20/2014    Meeting Type:    Annual    Ticker:    ALGN

 

Shares Voted:   155,760          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Joseph Lacob    Mgmt    For    For    For
1.2   Elect Director C. Raymond Larkin, Jr.    Mgmt    For    For    For
1.3   Elect Director George J. Morrow    Mgmt    For    For    For
1.4   Elect Director David C. Nagel    Mgmt    For    For    For
1.5   Elect Director Thomas M. Prescott    Mgmt    For    For    For
1.6   Elect Director Andrea L. Saia    Mgmt    For    For    For
1.7   Elect Director Greg J. Santora    Mgmt    For    For    For
1.8   Elect Director Warren S. Thaler    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Wabash National Corporation

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    929566107
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    WNC

 

Shares Voted:   227,840          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Richard J. Giromini    Mgmt    For    For    For
2   Elect Director Martin C. Jischke    Mgmt    For    For    For
3   Elect Director James D. Kelly    Mgmt    For    For    For
4   Elect Director John E. Kunz    Mgmt    For    For    For
5   Elect Director Larry J. Magee    Mgmt    For    For    For
6   Elect Director Ann D. Murtlow    Mgmt    For    For    For
7   Elect Director Scott K. Sorensen    Mgmt    For    For    For
8   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
9   Ratify Auditors    Mgmt    For    For    For

Dril-Quip, Inc.

 

Meeting Date:    05/16/2014    Country:    USA    Provider Security ID:    262037104
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    DRQ

 

Shares Voted:   80,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Blake T. DeBerry    Mgmt    For    For    For
1.2   Elect Director John V. Lovoi    Mgmt    For    For    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Amend Articles to Delete Obsolete Provisions    Mgmt    For    Refer    For
4   Amend Articles Deleting Exception to Business Combination Provisions for Co-founders    Mgmt    For    Refer    For
5   Ratify Auditors    Mgmt    For    For    For
6   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

The Ultimate Software Group, Inc.

 

Meeting Date:    05/19/2014    Country:    USA    Provider Security ID:    90385D107
Record Date:    03/25/2014    Meeting Type:    Annual    Ticker:    ULTI

 

Shares Voted:   63,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director LeRoy A. Vander Putten    Mgmt    For    For    For
1.2   Elect Director Robert A. Yanover    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

EVERTEC, Inc.

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    30040P103
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    EVTC

 

Shares Voted:   163,540          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Frank G. D’Angelo    Mgmt    For    For    For
1b   Elect Director Peter Harrington    Mgmt    For    For    For
1c   Elect Director Jorge Junquera    Mgmt    For    For    For
1d   Elect Director Teresita Loubriel    Mgmt    For    For    For
1e   Elect Director Nestor O. Rivera    Mgmt    For    For    For
1f   Elect Director Alan H. Schumacher    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Proto Labs, Inc.

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    743713109
Record Date:    03/25/2014    Meeting Type:    Annual    Ticker:    PRLB

 

Shares Voted:   141,686          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Lawrence J. Lukis    Mgmt    For    For    For
1.2   Elect Director Victoria M. Holt    Mgmt    For    For    For
1.3   Elect Director Bradley A. Cleveland    Mgmt    For    For    For
1.4   Elect Director Rainer Gawlick    Mgmt    For    For    For
1.5   Elect Director John B. Goodman    Mgmt    For    For    For
1.6   Elect Director Douglas W. Kohrs    Mgmt    For    For    For
1.7   Elect Director Brian K. Smith    Mgmt    For    For    For
1.8   Elect Director Sven A. Wehrwein    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year

Texas Capital Bancshares, Inc.

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    88224Q107
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    TCBI

 

Shares Voted:   100,540          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director C. Keith Cargill    Mgmt    For    For    For
1.2   Elect Director Peter B. Bartholow    Mgmt    For    For    For
1.3   Elect Director James H. Browning    Mgmt    For    For    For
1.4   Elect Director Preston M. Geren, III    Mgmt    For    For    For
1.5   Elect Director Frederick B. Hegi, Jr.    Mgmt    For    For    For
1.6   Elect Director Larry L. Helm    Mgmt    For    For    For
1.7   Elect Director James R. Holland, Jr.    Mgmt    For    For    For
1.8   Elect Director Charles S. Hyle    Mgmt    For    For    For
1.9   Elect Director W. W. McAllister, III    Mgmt    For    For    For
1.10   Elect Director Elysia Holt Ragusa    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Texas Capital Bancshares, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.11   Elect Director Steven P. Rosenberg    Mgmt    For    For    For
1.12   Elect Director Grant E. Sims    Mgmt    For    For    For
1.13   Elect Director Robert W. Stallings    Mgmt    For    For    For
1.14   Elect Director Dale W. Tremblay    Mgmt    For    For    For
1.15   Elect Director Ian J. Turpin    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Demandware, Inc.

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    24802Y105
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    DWRE

 

Shares Voted:   192,160          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Charles F. Kane    Mgmt    For    For    For
1.2   Elect Director Stephan Schambach    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Novadaq Technologies Inc.

 

Meeting Date:    05/21/2014    Country:    Canada    Provider Security ID:    66987G102
Record Date:    04/17/2014    Meeting Type:    Annual/Special    Ticker:    NDQ

 

Shares Voted:   156,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Arun Menawat    Mgmt    For    For    For
1.2   Elect Director Aaron Davidson    Mgmt    For    For    For
1.3   Elect Director Anthony Griffiths    Mgmt    For    For    For
1.4   Elect Director Harold O. Koch, Jr.    Mgmt    For    For    For
1.5   Elect Director William A. MacKinnon    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Novadaq Technologies Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Thomas Wellner    Mgmt    For    For    For
2   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3   Re-approve Stock Option Plan    Mgmt    For    Refer    Against

Acadia Healthcare Company, Inc.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    00404A109
Record Date:    03/28/2014    Meeting Type:    Annual    Ticker:    ACHC

 

Shares Voted:   124,140          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Wade D. Miquelon    Mgmt    For    For    For
1.2   Elect Director William M. Petrie    Mgmt    For    For    For
1.3   Elect Director Bruce A. Shear    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Chart Industries, Inc.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    16115Q308
Record Date:    03/25/2014    Meeting Type:    Annual    Ticker:    GTLS

 

Shares Voted:   25,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Samuel F. Thomas    Mgmt    For    For    For
1.2   Elect Director W. Douglas Brown    Mgmt    For    For    For
1.3   Elect Director Richard E. Goodrich    Mgmt    For    For    For
1.4   Elect Director Terrence J. Keating    Mgmt    For    For    For
1.5   Elect Director Steven W. Krablin    Mgmt    For    For    For
1.6   Elect Director Michael W. Press    Mgmt    For    For    For
1.7   Elect Director Elizabeth G. Spomer    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Chart Industries, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote
Instruction

1.8   Elect Director Thomas L. Williams    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For

Skechers U.S.A., Inc.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    830566105
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    SKX

 

Shares Voted:   162,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Geyer Kosinski    Mgmt    For    For    For
1.2   Elect Director Richard Rappaport    Mgmt    For    For    For
1.3   Elect Director Richard Siskind    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Declassify the Board of Directors    SH    Against    For    For

Conn’s, Inc.

 

Meeting Date:    05/28/2014    Country:    USA    Provider Security ID:    208242107
Record Date:    04/01/2014    Meeting Type:    Annual    Ticker:    CONN

 

Shares Voted:   161,820          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jon E.M. Jacoby    Mgmt    For    For    For
1.2   Elect Director Kelly M. Malson    Mgmt    For    For    For
1.3   Elect Director Bob L. Martin    Mgmt    For    For    For
1.4   Elect Director Douglas H. Martin    Mgmt    For    For    For
1.5   Elect Director David Schofman    Mgmt    For    For    For
1.6   Elect Director Scott L. Thompson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Conn’s, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director Theodore M. Wright    Mgmt    For    For    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Synchronoss Technologies, Inc.

 

Meeting Date:    05/28/2014    Country:    USA    Provider Security ID:    87157B103
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    SNCR

 

Shares Voted:   321,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Thomas J. Hopkins    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Air Methods Corporation

 

Meeting Date:    05/29/2014    Country:    USA    Provider Security ID:    009128307
Record Date:    04/24/2014    Meeting Type:    Annual    Ticker:    AIRM

 

Shares Voted:   172,480          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John J. Connolly    Mgmt    For    For    For
1.2   Elect Director Jeffrey A. Dorsey    Mgmt    For    For    For
1.3   Elect Director Morad Tahbaz    Mgmt    For    For    For
1.4   Elect Director Aaron D. Todd    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

DexCom, Inc.

 

Meeting Date:    05/29/2014    Country:    USA    Provider Security ID:    252131107
Record Date:    04/04/2014    Meeting Type:    Annual    Ticker:    DXCM

 

Shares Voted:   207,330          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jonathan T. Lord    Mgmt    For    For    For
1b   Elect Director Eric Topol    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Entravision Communications Corporation

 

Meeting Date:    05/29/2014    Country:    USA    Provider Security ID:    29382R107
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    EVC

 

Shares Voted:   896,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Walter F. Ulloa    Mgmt    For    For    For
1.2   Elect Director Philip C. Wilkinson    Mgmt    For    For    For
1.3   Elect Director Paul A. Zevnik    Mgmt    For    For    For
1.4   Elect Director Esteban E. Torres    Mgmt    For    For    For
1.5   Elect Director Gilbert R. Vasquez    Mgmt    For    For    For
1.6   Elect Director Jules G. Buenabenta    Mgmt    For    For    For
1.7   Elect Director Patricia Diaz Dennis    Mgmt    For    For    For
1.8   Elect Director Juan Saldivar von Wuthenau    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Gogo Inc.

 

Meeting Date:    05/29/2014    Country:    USA    Provider Security ID:    38046C109
Record Date:    04/07/2014    Meeting Type:    Annual    Ticker:    GOGO

 

Shares Voted:   200,450          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael J. Small    Mgmt    For    For    For
1.2   Elect Director Oakleigh Thorne    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For

Portfolio Recovery Associates, Inc.

 

Meeting Date:    05/29/2014    Country:    USA    Provider Security ID:    73640Q105
Record Date:    04/04/2014    Meeting Type:    Annual    Ticker:    PRAA

 

Shares Voted:   374,040          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Scott M. Tabakin    Mgmt    For    For    For
1.2   Elect Director James M. Voss    Mgmt    For    For    For
1.3   Elect Director Marjorie M. Connelly    Mgmt    For    For    For
1.4   Elect Director James A. Nussle    Mgmt    For    For    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Targa Resources Corp.

 

Meeting Date:    05/29/2014    Country:    USA    Provider Security ID:    87612G101
Record Date:    04/01/2014    Meeting Type:    Annual    Ticker:    TRGP

 

Shares Voted:   165,570          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Charles R. Crisp    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Targa Resources Corp.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect Director Laura C. Fulton    Mgmt    For    For    For
1.3   Elect Director James W. Whalen    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Methane Emissions Management and Reduction Targets    SH    Against    Refer    Against

IPG Photonics Corporation

 

Meeting Date:    06/03/2014    Country:    USA    Provider Security ID:    44980X109
Record Date:    04/07/2014    Meeting Type:    Annual    Ticker:    IPGP

 

Shares Voted:   194,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Valentin P. Gapontsev    Mgmt    For    For    For
1.2   Elect Director Eugene Scherbakov    Mgmt    For    For    For
1.3   Elect Director Igor Samartsev    Mgmt    For    For    For
1.4   Elect Director Robert A. Blair    Mgmt    For    For    For
1.5   Elect Director Michael C. Child    Mgmt    For    For    For
1.6   Elect Director Henry E. Gauthier    Mgmt    For    For    For
1.7   Elect Director William S. Hurley    Mgmt    For    For    For
1.8   Elect Director Eric Meurice    Mgmt    For    For    For
1.9   Elect Director John R. Peeler    Mgmt    For    For    For
1.10   Elect Director Thomas J. Seifert    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Ruckus Wireless, Inc.

 

Meeting Date:    06/04/2014    Country:    USA    Provider Security ID:    781220108
Record Date:    04/07/2014    Meeting Type:    Annual    Ticker:    RKUS

 

Shares Voted:   596,870          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Georges Antoun    Mgmt    For    For    For
1.2   Elect Director Mohan Gyani    Mgmt    For    For    For
1.3   Elect Director Richard Lynch    Mgmt    For    For    For
2   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
3   Ratify Auditors    Mgmt    For    For    For

KYTHERA Biopharmaceuticals, Inc.

 

Meeting Date:    06/05/2014    Country:    USA    Provider Security ID:    501570105
Record Date:    04/16/2014    Meeting Type:    Annual    Ticker:    KYTH

 

Shares Voted:   164,940          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director F. Michael Ball    Mgmt    For    For    For
1.2   Elect Director Nathaniel David    Mgmt    For    For    For
1.3   Elect Director Robert T. Nelsen    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For

Surgical Care Affiliates, Inc.

 

Meeting Date:    06/05/2014    Country:    USA    Provider Security ID:    86881L106
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    SCAI

 

Shares Voted:   211,910          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Todd B. Sisitsky    Mgmt    For    For    For
1.2   Elect Director Sharad Mansukani    Mgmt    For    Refer    Against
1.3   Elect Director Jeffrey K. Rhodes    Mgmt    For    For    For
2   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Surgical Care Affiliates, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Ratify Auditors    Mgmt    For    For    For

JGWPT Holdings Inc.

 

Meeting Date:    06/10/2014    Country:    USA    Provider Security ID:    46617M109
Record Date:    4/27/2014    Meeting Type:    Annual    Ticker:    JGW

 

Shares Voted:   421,490          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Alexander R. Castaldi    Mgmt    For    Refer    Withhold
1.2   Elect Director Robert C. Griffin    Mgmt    For    Refer    Withhold
1.3   Elect Director Robert N. Pomroy    Mgmt    For    Refer    Withhold
2   Ratify Auditors    Mgmt    For    For    For

THE SPECTRANETICS CORPORATION

 

Meeting Date:    06/10/2014    Country:    USA    Provider Security ID:    84760C107
Record Date:    04/14/2014    Meeting Type:    Annual    Ticker:    SPNC

 

Shares Voted:   277,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Maria Sainz    Mgmt    For    For    For
1.2   Elect Director Daniel A. Pelak    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

OpenTable, Inc.

 

Meeting Date:    06/11/2014    Country:    USA    Provider Security ID:    68372A104
Record Date:    04/14/2014    Meeting Type:    Annual    Ticker:    OPEN

 

Shares Voted:   80,510          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director J. William Gurley    Mgmt    For    For    For
1.2   Elect Director Daniel Meyer    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against

Salix Pharmaceuticals, Ltd.

 

Meeting Date:    06/13/2014    Country:    USA    Provider Security ID:    795435106
Record Date:    04/17/2014    Meeting Type:    Annual    Ticker:    SLXP

 

Shares Voted:   112,230          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John F. Chappell    Mgmt    For    For    For
1.2   Elect Director Thomas W. D’Alonzo    Mgmt    For    For    For
1.3   Elect Director William P. Keane    Mgmt    For    For    For
1.4   Elect Director Carolyn J. Logan    Mgmt    For    For    For
1.5   Elect Director Mark A. Sirgo    Mgmt    For    For    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Auditors    Mgmt    For    For    For
5   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Krispy Kreme Doughnuts, Inc.

 

Meeting Date:    06/17/2014    Country:    USA    Provider Security ID:    501014104
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    KKD

 

Shares Voted:   298,330          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director C. Stephen Lynn    Mgmt    For    For    For
1.2   Elect Director Michael H. Sutton    Mgmt    For    For    For
1.3   Elect Director Lizanne Thomas    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Aratana Therapeutics, Inc.

 

Meeting Date:    06/19/2014    Country:    USA    Provider Security ID:    03874P101
Record Date:    04/23/2014    Meeting Type:    Annual    Ticker:    PETX

 

Shares Voted:   130,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Laura A. Brege    Mgmt    For    For    For
1.2   Elect Director Robert ‘Rip’ Gerber    Mgmt    For    For    For
1.3   Elect Director Wendy L. Yarno    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For

Universal Display Corporation

 

Meeting Date:    06/19/2014    Country:    USA    Provider Security ID:    91347P105
Record Date:    04/09/2014    Meeting Type:    Annual    Ticker:    OLED

 

Shares Voted:   153,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Steven V. Abramson    Mgmt    For    For    For
1b   Elect Director Leonard Becker    Mgmt    For    For    For
1c   Elect Director Richard C. Elias    Mgmt    For    For    For
1d   Elect Director Elizabeth H. Gemmill    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Universal Display Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director C. Keith Hartley    Mgmt    For    For    For
1f   Elect Director Lawrence Lacerte    Mgmt    For    For    For
1g   Elect Director Sidney D. Rosenblatt    Mgmt    For    For    For
1h   Elect Director Sherwin I. Seligsohn    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For

Canadian Solar Inc.

 

Meeting Date:    06/23/2014    Country:    Canada    Provider Security ID:    136635109
Record Date:    05/28/2014    Meeting Type:    Annual    Ticker:    CSIQ

 

Shares Voted:   126,330          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Shawn (Xiaohua) Qu    Mgmt    For    For    For
1.2   Elect Director Robert McDermott    Mgmt    For    For    For
1.3   Elect Director Lars-Eric Johansson    Mgmt    For    For    For
1.4   Elect Director Harry E. Ruda    Mgmt    For    For    For
2   Approve Deloitte Touche Tohmatsu LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For

Aegerion Pharmaceuticals, Inc.

 

Meeting Date:

   06/25/2014    Country:    USA    Provider Security ID:    00767E102
Record Date:    04/28/2014    Meeting Type:    Annual    Ticker:    AEGR

 

Shares Voted:   117,030          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Sol J. Barer    Mgmt    For    For    For
1.2   Elect Director Antonio M. Gotto, Jr.    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 97 Ivy VIP Small Cap Growth

 

Aegerion Pharmaceuticals, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Apogee Enterprises, Inc.

 

Meeting Date:    06/25/2014    Country:    Canada    Provider Security ID:    037598109
Record Date:    05/02/2014    Meeting Type:    Annual    Ticker:    APOG

 

Shares Voted:   215,480          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert J. Marzec    Mgmt    For    For    For
1.2   Elect Director Donald A. Nolan    Mgmt    For    For    For
1.3   Elect Director David E. Weiss    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Outside Director Stock Awards/Options in Lieu of Cash    Mgmt    For    Refer    For
5   Ratify Auditors    Mgmt    For    For    For


IVY FUNDS VIP SMALL CAP VALUE

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

Triumph Group, Inc.

 

Meeting Date:    07/18/2013    Country:    USA    Provider Security ID:    896818101
Record Date:    05/31/2013    MeetingType:    Annual    Ticker:    TGI

 

  Shares Voted:   61,300                  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Paul Bourgon    Mgmt    For    For    For
1.2   Elect Director Elmer L. Doty    Mgmt    For    Refer    Against
1.3   Elect Director John G. Drosdick    Mgmt    For    For    For
1.4   Elect Director Ralph E. Eberhart    Mgmt    For    For    For
1.5   Elect Director Jeffry D. Frisby    Mgmt    For    For    For
1.6   Elect Director Richard C. Gozon    Mgmt    For    For    For
1.7   Elect Director Richard C. Ill    Mgmt    For    For    For
1.8   Elect Director William L. Mansfield    Mgmt    For    For    For
1.9   Elect Director Adam J. Palmer    Mgmt    For    For    For
1.10   Elect Director Joseph M. Silvestri    Mgmt    For    For    For
1.11   Elect Director George Simpson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6   Ratify Auditors    Mgmt    For    For    For

Inter Parfums, Inc.

 

Meeting Date:    07/24/2013    Country:    USA    Provider Security ID:    458334109
Record Date:    06/10/2013    Meeting Type:    Annual    Ticker:    IPAR

 

Shares Voted:       66,100               

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jean Madar    Mgmt    For    For    For
1.2   Elect Director Philippe Benacin    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Inter Parfums, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3   Elect Director Russell Greenberg    Mgmt    For    For    For
1.4   Elect Director Philippe Santi    Mgmt    For    For    For
1.5   Elect Director Francois Heilbronn    Mgmt    For    For    For
1.6   Elect Director Jean Levy    Mgmt    For    For    For
1.7   Elect Director Robert Bensoussan    Mgmt    For    For    For
1.8   Elect Director Serge Rosinoer    Mgmt    For    For    For
1.9   Elect Director Patrick Choel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Stock Option Plan    Mgmt    For    Refer    For
4   Amend Non-Employee Director Stock Option Plan    Mgmt    For    Refer    For

CoreLogic, Inc.

 

Meeting Date:    07/30/2013    Country:    USA    Provider Security ID:    21871D103
Record Date:    06/04/2013    Meeting Type:    Annual    Ticker:    CLGX

 

Shares Voted:   68,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director J. David Chatham    Mgmt    For    For    For
1.2   Elect Director Douglas C. Curling    Mgmt    For    For    For
1.3   Elect Director John C. Dorman    Mgmt    For    For    For
1.4   Elect Director Paul F. Folino    Mgmt    For    For    For
1.5   Elect Director Anand K. Nallathambi    Mgmt    For    For    For
1.6   Elect Director Thomas C. O’Brien    Mgmt    For    For    For
1.7   Elect Director Jaynie Miller Studenmund    Mgmt    For    For    For
1.8   Elect Director D. Van Skilling    Mgmt    For    For    For
1.9   Elect Director David F. Walker    Mgmt    For    For    For
1.10   Elect Director Mary Lee Widener    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Capitol Federal Financial, Inc.

 

Meeting Date:    01/21/2014    Country:    USA    Provider Security ID:    14057J101
Record Date:    12/06/2013    Meeting Type:    Annual    Ticker:    CFFN

 

Shares Voted:   329,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jeffrey M. Johnson    Mgmt    For    For    For
1.2   Elect Director Michael T. McCoy    Mgmt    For    For    For
1.3   Elect Director Marilyn S. Ward    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Cytec Industries Inc.

 

Meeting Date:    04/22/2014    Country:    USA    Provider Security ID:    232820100
Record Date:    02/28/2014    Meeting Type:    Annual    Ticker:    CYT

 

Shares Voted:   43,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Anthony G. Fernandes    Mgmt    For    For    For
1b   Elect Director Shane D. Fleming    Mgmt    For    For    For
1c   Elect Director Raymond P. Sharpe    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

ATLAS ENERGY, L.P.

 

Meeting Date:    04/23/2014    Country:    USA    Provider Security ID:    04930A104
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    ATLS

 

Shares Voted:   96,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Edward E. Cohen    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

ATLAS ENERGY, L.P.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect Director Ellen F. Warren    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Matson, Inc.

 

Meeting Date:    04/24/2014    Country:    USA    Provider Security ID:    57686G105
Record Date:    02/18/2014    Meeting Type:    Annual    Ticker:    MATX

 

Shares Voted:   63,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director W. Blake Baird    Mgmt    For    For    For
1.2   Elect Director Michael J. Chun    Mgmt    For    For    For
1.3   Elect Director Matthew J. Cox    Mgmt    For    For    For
1.4   Elect Director Walter A. Dods, Jr.    Mgmt    For    For    For
1.5   Elect Director Thomas B. Fargo    Mgmt    For    For    For
1.6   Elect Director Constance H. Lau    Mgmt    For    For    For
1.7   Elect Director Jeffrey N. Watanabe    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Saia, Inc.

 

Meeting Date:    04/24/2014    Country:    USA    Provider Security ID:    78709Y105
Record Date:    03/10/2014    Meeting Type:    Annual    Ticker:    SAIA

 

Shares Voted:       204,450               

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Linda J. French    Mgmt    For    For    For
1.2   Elect Director William F. Martin, Jr.    Mgmt    For    For    For
1.3   Elect Director Bjorn E. Olsson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Saia, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Synovus Financial Corp.

 

Meeting Date:    04/24/2014    Country:    USA    Provider Security ID:    87161C105
Record Date:    02/13/2014    Meeting Type:    Annual    Ticker:    SNV

 

Shares Voted:

 

1,647,000

         

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1A   Elect Director Catherine A. Allen    Mgmt    For    For    For
1B   Elect Director Tim E. Bentsen    Mgmt    For    For    For
1C   Elect Director Stephen T. Butler    Mgmt    For    For    For
1D   Elect Director Elizabeth W. Camp    Mgmt    For    For    For
1E   Elect Director T. Michael Goodrich    Mgmt    For    For    For
1F   Elect Director V. Nathaniel Hansford    Mgmt    For    For    For
1G   Elect Director Mason H. Lampton    Mgmt    For    For    For
1H   Elect Director Jerry W. Nix    Mgmt    For    For    For
1I   Elect Director Harris Pastides    Mgmt    For    For    For
1J   Elect Director Joseph J. Prochaska, Jr.    Mgmt    For    For    For
1K   Elect Director Kessel D. Stelling    Mgmt    For    For    For
1L   Elect Director Melvin T. Stith    Mgmt    For    For    For
1M   Elect Director Barry L. Storey    Mgmt    For    For    For
1N   Elect Director Philip W. Tomlinson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Increase Authorized Common Stock    Mgmt    For    For    For
5   Approve Reverse Stock Split    Mgmt    For    Refer    For
6   Amend NOL Rights Plan (NOL Pill)    Mgmt    For    Refer    Against
7   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Webster Financial Corporation

 

Meeting Date:    04/24/2014    Country:    USA    Provider Security ID:    947890109
Record Date:    02/24/2014    Meeting Type:    Annual    Ticker:    WBS

 

Shares Voted:   113,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Joel S. Becker    Mgmt    For    For    For
1.2   Elect Director John J. Crawford    Mgmt    For    For    For
1.3   Elect Director Robert A. Finkenzeller    Mgmt    For    For    For
1.4   Elect Director C. Michael Jacobi    Mgmt    For    For    For
1.5   Elect Director Laurence C. Morse    Mgmt    For    For    For
1.6   Elect Director Karen R. Osar    Mgmt    For    For    For
1.7   Elect Director Mark Pettie    Mgmt    For    For    For
1.8   Elect Director Charles W. Shivery    Mgmt    For    For    For
1.9   Elect Director James C. Smith    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

First Horizon National Corporation

 

Meeting Date:    04/29/2014    Country:    USA    Provider Security ID:    320517105
Record Date:    02/28/2014    Meeting Type:    Annual    Ticker:    FHN

 

Shares Voted:       407,173               

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert B. Carter    Mgmt    For    For    For
1.2   Elect Director John C. Compton    Mgmt    For    For    For
1.3   Elect Director Mark A. Emkes    Mgmt    For    For    For
1.4   Elect Director Corydon J. Gilchrist    Mgmt    For    For    For
1.5   Elect Director Vicky B. Gregg    Mgmt    For    For    For
1.6   Elect Director D. Bryan Jordan    Mgmt    For    For    For
1.7   Elect Director R. Brad Martin    Mgmt    For    For    For
1.8   Elect Director Scott M. Niswonger    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

First Horizon National Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director Vicki R. Palmer    Mgmt    For    For    For
1.10   Elect Director Colin V. Reed    Mgmt    For    For    For
1.11   Elect Director Luke Yancy, III    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

HealthSouth Corporation

 

Meeting Date:    05/01/2014    Country:    USA    Provider Security ID:    421924309
Record Date:    03/04/2014    Meeting Type:    Annual    Ticker:    HLS

 

Shares Voted:   141,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John W. Chidsey    Mgmt    For    For    For
1.2   Elect Director Donald L. Correll    Mgmt    For    For    For
1.3   Elect Director Yvonne M. Curl    Mgmt    For    For    For
1.4   Elect Director Charles M. Elson    Mgmt    For    For    For
1.5   Elect Director Jay Grinney    Mgmt    For    For    For
1.6   Elect Director Joan E. Herman    Mgmt    For    For    For
1.7   Elect Director Leo I. Higdon, Jr.    Mgmt    For    For    For
1.8   Elect Director Leslye G. Katz    Mgmt    For    For    For
1.9   Elect Director John E. Maupin, Jr.    Mgmt    For    For    For
1.10   Elect Director L. Edward Shaw, Jr.    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Dana Holding Corporation

 

Meeting Date:    05/02/2014    Country:    USA    Provider Security ID:    235825205
Record Date:    03/03/2014    Meeting Type:    Annual    Ticker:    DAN


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Dana Holding Corporation

 

Shares Voted:   326,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Virginia A. Kamsky    Mgmt    For    For    For
1.2   Elect Director Terrence J. Keating    Mgmt    For    For    For
1.3   Elect Director R. Bruce McDonald    Mgmt    For    For    For
1.4   Elect Director Joseph C. Muscari    Mgmt    For    For    For
1.5   Elect Director Mark A. Schulz    Mgmt    For    For    For
1.6   Elect Director Keith E. Wandell    Mgmt    For    For    For
1.7   Elect Director Roger J. Wood    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Entercom Communications Corp.

 

Meeting Date:    05/05/2014    Country:    USA    Provider Security ID:    293639100
Record Date:    03/05/2014    Meeting Type:    Annual    Ticker:    ETM

 

Shares Voted:   96,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David J. Berkman    Mgmt    For    For    For
1.2   Elect Director Joel Hollander    Mgmt    For    For    For
2.1   Elect Director Joseph M. Field    Mgmt    For    For    For
2.2   Elect Director David J. Field    Mgmt    For    For    For
2.3   Elect Director Mark R. LaNeve    Mgmt    For    For    For
2.4   Elect Director Robert S. Wiesenthal    Mgmt    For    For    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Argo Group International Holdings, Ltd.

 

Meeting Date:    05/06/2014    Country:    Bermuda    Provider Security ID:    G0464B107
Record Date:    03/03/2014    Meeting Type:    Annual    Ticker:    AGII

 

Shares Voted:   114,420          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director H. Berry Cash    Mgmt    For    For    For
1b   Elect Director John R. Power, Jr.    Mgmt    For    For    For
1c   Elect Director Mark E. Watson, III    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    Against
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For

Great Plains Energy Incorporated

 

Meeting Date:    05/06/2014    Country:    USA    Provider Security ID:    391164100
Record Date:    02/25/2014    Meeting Type:    Annual    Ticker:    GXP

 

Shares Voted:   112,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Terry Bassham    Mgmt    For    For    For
1.2   Elect Director David L. Bodde    Mgmt    For    For    For
1.3   Elect Director Randall C. Ferguson, Jr.    Mgmt    For    For    For
1.4   Elect Director Gary D. Forsee    Mgmt    For    For    For
1.5   Elect Director Thomas D. Hyde    Mgmt    For    For    For
1.6   Elect Director James A. Mitchell    Mgmt    For    For    For
1.7   Elect Director Ann D. Murtlow    Mgmt    For    For    For
1.8   Elect Director John J. Sherman    Mgmt    For    For    For
1.9   Elect Director Linda H. Talbott    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Issue Updated Indemnification Agreements to Directors    Mgmt    For    Refer    For
4   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Maiden Holdings, Ltd.

 

Meeting Date:    05/06/2014    Country:    Bermuda    Provider Security ID:    G5753U112
Record Date:    03/15/2014    Meeting Type:    Annual    Ticker:    MHLD

 

Shares Voted:   311,400          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Barry D. Zyskind as Director of Maiden Holdings, Ltd.    Mgmt    For    For    For
1.2   Elect Simcha G. Lyons as Director of Maiden Holdings, Ltd.    Mgmt    For    For    For
1.3   Elect Raymond M. Neff as Director of Maiden Holdings, Ltd.    Mgmt    For    For    For
1.4   Elect Yehuda L. Neuberger as Director of Maiden Holdings, Ltd.    Mgmt    For    For    For
1.5   Elect Steven H. Nigro as Director of Maiden Holdings, Ltd.    Mgmt    For    For    For
2.6   Elect Patrick J. Haveron as Director of Maiden Insurance Company Ltd.    Mgmt    For    For    For
2.7   Elect David A. Lamneck as Director of Maiden Insurance Company Ltd.    Mgmt    For    For    For
2.8   Elect John M. Marshaleck as Director of Maiden Insurance Company Ltd.    Mgmt    For    For    For
2.9   Elect Lawrence F. Metz as Director of Maiden Insurance Company Ltd.    Mgmt    For    For    For
2.10   Elect Arturo M. Raschbaum as Director of Maiden Insurance Company Ltd.    Mgmt    For    For    For
2.11   Elect Karen L. Schmitt as Director of Maiden Insurance Company Ltd.    Mgmt    For    For    For
3.12   Elect Patrick J. Haveron as Director of Maiden Global Holdings, Ltd.    Mgmt    For    For    For
3.13   Elect John M. Marshaleck as Director of Maiden Global Holdings, Ltd.    Mgmt    For    For    For
3.14   Elect Lawrence F. Metz as Director of Maiden Global Holdings, Ltd.    Mgmt    For    For    For
3.15   Elect Arturo M. Raschbaum as Director of Maiden Global Holdings, Ltd.    Mgmt    For    For    For
3.16   Elect Maxwell Reid as Director of Maiden Global Holdings, Ltd.    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Change Subsidiary Name to Maiden Reinsurance Ltd.    Mgmt    For    For    For
6   Ratify BDO USA, LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Marten Transport, Ltd.

 

Meeting Date:    05/06/2014    Country:    USA    Provider Security ID:    573075108
Record Date:    03/10/2014    Meeting Type:    Annual    Ticker:    MRTN

 

Shares Voted:   274,050          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Randolph L. Marten    Mgmt    For    For    For
1.2   Elect Director Larry B. Hagness    Mgmt    For    For    For
1.3   Elect Director Thomas J. Winkel    Mgmt    For    For    For
1.4   Elect Director Jerry M. Bauer    Mgmt    For    For    For
1.5   Elect Director Robert L. Demorest    Mgmt    For    For    For
1.6   Elect Director G. Larry Owens    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Other Business    Mgmt    For    Against    Against

McDermott International, Inc.

 

Meeting Date:    05/06/2014    Country:    Panama    Provider Security ID:    580037109
Record Date:    03/07/2014    Meeting Type:    Annual    Ticker:    MDR

 

Shares Voted:   269,500          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John F. Bookout, III    Mgmt    For    For    For
1.2   Elect Director Roger A. Brown    Mgmt    For    For    For
1.3   Elect Director David Dickson    Mgmt    For    For    For
1.4   Elect Director Stephen G. Hanks    Mgmt    For    For    For
1.5   Elect Director Gary P. Luquette    Mgmt    For    For    For
1.6   Elect Director William H. Schumann, III    Mgmt    For    For    For
1.7   Elect Director Mary L. Shafer-Malicki    Mgmt    For    For    For
1.8   Elect Director David A. Trice    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

McDermott International, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Ratify Auditors    Mgmt    For    For    For

The Manitowoc Company, Inc.

 

Meeting Date:    05/06/2014    Country:    USA    Provider Security ID:    563571108
Record Date:    02/28/2014    Meeting Type:    Annual    Ticker:    MTW

 

Shares Voted:   149,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Donald M. Condon    Mgmt    For    For    For
1.2   Elect Director Keith D. Nosbusch    Mgmt    For    For    For
1.3   Elect Director Glen E. Tellock    Mgmt    For    For    For
1.4   Elect Director Robert G. Bohn    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Foster Wheeler AG

 

Meeting Date:    05/07/2014    Country:    Switzerland    Provider Security ID:    H27178104
Record Date:    03/11/2014    Meeting Type:    Annual    Ticker:    FWLT

 

Shares Voted:   222,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Clayton C. Daley, Jr.    Mgmt    For    For    For
1.2   Elect Director Steven J. Demetriou    Mgmt    For    For    For
1.3   Elect Director Edward G. Galante    Mgmt    For    For    For
1.4   Elect Director John M. Malcolm    Mgmt    For    For    For
1.5   Elect Director J. Kent Masters    Mgmt    For    For    For
1.6   Elect Director Stephanie S. Newby    Mgmt    For    For    For
1.7   Elect Director Henri Philippe Reichstul    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Foster Wheeler AG

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8   Elect Director Maureen B. Tart-Bezer    Mgmt    For    For    For
2   Elect Steven J. Demetriou as Board Chairman    Mgmt    For    For    For
3.1   Elect Clayton C. Daley, Jr. to Compensation and    Mgmt    For    For    For
  Executive Development Committee            
3.2   Elect Edward G. Galante to Compensation and Executive Development Committee    Mgmt    For    For    For
3.3   Elect Henri Philippe Reichstul to Compensation and Executive Development Committee    Mgmt    For    For    For
3.4   Elect Maureen B. Tart-Bezer to Compensation and Executive Development Committee    Mgmt    For    For    For
4   Ratify PricewaterhouseCoopers AG, Zurich, Switzerland as Auditors    Mgmt    For    For    For
5   Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm    Mgmt    For    For    For
6   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
7   Designate Sandro Tobler as Independent Proxy    Mgmt    For    For    For
8   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
9   Approve Dividends of CHF .40 per Share    Mgmt    For    For    For
10   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
11   By Marking the Box to the Right, I Instruct the Independent Proxy to Vote FOR or AGAINST the Voting Recommendations of the Board of Directors in Case of New or Amended Proposals, or to ABSTAIN from such New or Amended Proposals or New Agenda Items    Mgmt    For    Against    Against

Boise Cascade Company

 

Meeting Date:    05/08/2014    Country:    USA    Provider Security ID:    09739D100
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    BCC

 

Shares Voted:   118,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Thomas E. Carlile    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Boise Cascade Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Elect Director Duane C. McDougall    Mgmt    For    For    For
3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify Auditors    Mgmt    For    For    For

Corporate Office Properties Trust

 

Meeting Date:    05/08/2014    Country:    USA    Provider Security ID:    22002T108
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    OFC

 

Shares Voted:   164,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Thomas F. Brady    Mgmt    For    For    For
1b   Elect Director Robert L. Denton    Mgmt    For    For    For
1c   Elect Director Philip L. Hawkins    Mgmt    For    For    For
1d   Elect Director Elizabeth A. Hight    Mgmt    For    For    For
1e   Elect Director David M. Jacobstein    Mgmt    For    For    For
1f   Elect Director Steven D. Kesler    Mgmt    For    For    For
1g   Elect Director C. Taylor Pickett    Mgmt    For    For    For
1h   Elect Director Richard Szafranski    Mgmt    For    For    For
1i   Elect Director Roger A. Waesche, Jr.    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Freescale Semiconductor, Ltd.

 

Meeting Date:    05/08/2014    Country:    Bermuda    Provider Security ID:    G3727Q101
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    FSL


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Freescale Semiconductor, Ltd.

 

Shares Voted:   191,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Krishnan Balasubramanian    Mgmt    For    For    For
1.2   Elect Director Chinh E. Chu    Mgmt    For    For    For
1.3   Elect Director Daniel J. Heneghan    Mgmt    For    For    For
1.4   Elect Director Thomas H. Lister    Mgmt    For    For    For
1.5   Elect Director Gregg A. Lowe    Mgmt    For    For    For
1.6   Elect Director Joanne M. Maguire    Mgmt    For    For    For
1.7   Elect Director John W. Marren    Mgmt    For    For    For
1.8   Elect Director James A. Quella    Mgmt    For    For    For
1.9   Elect Director Peter Smitham    Mgmt    For    For    For
1.10   Elect Director Gregory L. Summe    Mgmt    For    For    For
1.11   Elect Director Claudius E. Watts, IV    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Southwest Gas Corporation

 

Meeting Date:    05/08/2014    Country:    USA    Provider Security ID:    844895102
Record Date:    03/11/2014    Meeting Type:    Annual    Ticker:    SWX

 

Shares Voted:   78,928          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert L. Boughner    Mgmt    For    For    For
1.2   Elect Director Jose A. Cardenas    Mgmt    For    For    For
1.3   Elect Director Thomas E. Chestnut    Mgmt    For    For    For
1.4   Elect Director Stephen C. Comer    Mgmt    For    For    For
1.5   Elect Director LeRoy C. Hanneman, Jr.    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Southwest Gas Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director Michael O. Maffie    Mgmt    For    For    For
1.7   Elect Director Anne L. Mariucci    Mgmt    For    For    For
1.8   Elect Director Michael J. Melarkey    Mgmt    For    For    For
1.9   Elect Director Jeffrey W. Shaw    Mgmt    For    For    For
1.10   Elect Director A. Randall Thoman    Mgmt    For    For    For
1.11   Elect Director Thomas A. Thomas    Mgmt    For    For    For
1.12   Elect Director Terrence ‘Terry’ L. Wright    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Ratify Auditors    Mgmt    For    For    For

Terex Corporation

 

Meeting Date:    05/08/2014    Country:    USA    Provider Security ID:    880779103
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    TEX

 

Shares Voted:   97,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Ronald M. DeFeo    Mgmt    For    For    For
1b   Elect Director G. Chris Andersen    Mgmt    For    For    For
1c   Elect Director Paula H. J. Cholmondeley    Mgmt    For    For    For
1d   Elect Director Donald DeFosset    Mgmt    For    For    For
1e   Elect Director Thomas J. Hansen    Mgmt    For    For    For
1f   Elect Director Raimund Klinkner    Mgmt    For    For    For
1g   Elect Director David A. Sachs    Mgmt    For    For    For
1h   Elect Director Oren G. Shaffer    Mgmt    For    For    For
1i   Elect Director David C. Wang    Mgmt    For    For    For
1j   Elect Director Scott W. Wine    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Bank of Marin Bancorp

 

Meeting Date:     05/13/2014    Country:    USA    Provider Security ID:     063425102
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    BMRC

 

  Shares Voted:   7,000                  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Russell A. Colombo    Mgmt    For    For    For
1.2   Elect Director James C. Hale, III    Mgmt    For    For    For
1.3   Elect Director Robert Heller    Mgmt    For    For    For
1.4   Elect Director Norma J. Howard    Mgmt    For    For    For
1.5   Elect Director Kevin R. Kennedy    Mgmt    For    For    For
1.6   Elect Director Stuart D. Lum    Mgmt    For    For    For
1.7   Elect Director William H. McDevitt, Jr.    Mgmt    For    For    For
1.8   Elect Director Michaela K. Rodeno    Mgmt    For    For    For
1.9   Elect Director Joel Sklar    Mgmt    For    For    For
1.10   Elect Director Brian M. Sobel    Mgmt    For    For    For
1.11   Elect Director J. Dietrich Stroeh    Mgmt    For    For    For
1.12   Elect Director Jan I. Yanehiro    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Con-way Inc.

 

Meeting Date:    05/13/2014    Country:    USA    Provider Security ID:    205944101
Record Date:    03/18/2014    Meeting Type:    Annual    Ticker:    CNW

 

  Shares Voted:   108,500                  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John J. (Jack) Anton    Mgmt    For    For    For
1.2   Elect Director W. Keith Kennedy, Jr.    Mgmt    For    For    For
1.3   Elect Director Michael J. Murray    Mgmt    For    For    For
1.4   Elect Director Edith R. Perez    Mgmt    For    For    For
1.5   Elect Director P. Cody Phipps    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Con-way Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6   Elect Director John C. Pope    Mgmt    For    For    For
1.7   Elect Director William J. Schroeder    Mgmt    For    For    For
1.8   Elect Director Douglas W. Stotlar    Mgmt    For    For    For
1.9   Elect Director Peter W. Stott    Mgmt    For    For    For
1.10   Elect Director Roy W. Templin    Mgmt    For    For    For
1.11   Elect Director Chelsea C. White, III    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Right to Call Special Meeting    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For

Insight Enterprises, Inc.

 

Meeting Date:    05/14/2014    Country:    USA    Provider Security ID:    45765U103
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    NSIT

 

  Shares Voted:   179,000                  

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Larry A. Gunning    Mgmt    For    For    For
1.2   Elect Director Robertson C. Jones    Mgmt    For    For    For
1.3   Elect Director Kenneth T. Lamneck    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Declassify the Board of Directors    SH    None    For    For

Key Energy Services, Inc.

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    492914106
Record Date:    03/03/2014    Meeting Type:    Annual    Ticker:    KEG


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Key Energy Services, Inc.

 

Shares Voted:

 

361,000

         

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William D. Fertig    Mgmt    For    For    For
1.2   Elect Director Robert K. Reeves    Mgmt    For    For    For
1.3   Elect Director Mark H. Rosenberg    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Owens-Illinois, Inc.

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    690768403
Record Date:    03/20/2014    Meeting Type:    Annual    Ticker:    OI

 

Shares Voted:   93,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jay L. Geldmacher    Mgmt    For    For    For
1.2   Elect Director Peter S. Hellman    Mgmt    For    For    For
1.3   Elect Director Anastasia D. Kelly    Mgmt    For    For    For
1.4   Elect Director John J. McMackin, Jr.    Mgmt    For    For    For
1.5   Elect Director Hari N. Nair    Mgmt    For    For    For
1.6   Elect Director Hugh H. Roberts    Mgmt    For    For    For
1.7   Elect Director Albert P. L. Stroucken    Mgmt    For    For    For
1.8   Elect Director Carol A. Williams    Mgmt    For    For    For
1.9   Elect Director Dennis K. Williams    Mgmt    For    For    For
1.10   Elect Director Thomas L. Young    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Titan International, Inc.

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    88830M102
Record Date:    03/19/2014    Meeting Type:    Annual    Ticker:    TWI

 

Shares Voted:   68,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard M. Cashin, Jr.    Mgmt    For    For    For
1.2   Elect Director Albert J. Febbo    Mgmt    For    For    For
1.3   Elect Director Gary L. Cowger    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4   Amend Bylaws    Mgmt    For    For    For

Spansion Inc.

 

Meeting Date:    05/16/2014    Country:    USA    Provider Security ID:    84649R200
Record Date:    03/18/2014    Meeting Type:    Annual    Ticker:    CODE

 

Shares Voted:   208,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Keith Barnes    Mgmt    For    For    For
1.2   Elect Director William E. Mitchell    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Approve Issuance of Shares for a Private Placement    Mgmt    For    Refer    For
5   Ratify Auditors    Mgmt    For    For    For

M.D.C. Holdings, Inc.

 

Meeting Date:    05/19/2014    Country:    USA    Provider Security ID:    552676108
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    MDC


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

M.D.C. Holdings, Inc.

 

Shares Voted:   69,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David D. Mandarich    Mgmt    For    For    For
1.2   Elect Director Paris G. Reece, III    Mgmt    For    For    For
1.3   Elect Director David Siegel    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3   Ratify Auditors    Mgmt    For    For    For

Community Health Systems, Inc.

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    203668108
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    CYH

 

Shares Voted:   78,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director W. Larry Cash    Mgmt    For    For    For
1.2   Elect Director John A. Clerico    Mgmt    For    For    For
1.3   Elect Director James S. Ely, III    Mgmt    For    For    For
1.4   Elect Director John A. Fry    Mgmt    For    For    For
1.5   Elect Director William Norris Jennings    Mgmt    For    For    For
1.6   Elect Director Julia B. North    Mgmt    For    For    For
1.7   Elect Director Wayne T. Smith    Mgmt    For    For    For
1.8   Elect Director H. Mitchell Watson, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5   Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    Against
6   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

EVERTEC, Inc.

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    30040P103
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    EVTC

 

Shares Voted:   115,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Frank G. D’Angelo    Mgmt    For    For    For
1b   Elect Director Peter Harrington    Mgmt    For    For    For
1c   Elect Director Jorge Junquera    Mgmt    For    For    For
1d   Elect Director Teresita Loubriel    Mgmt    For    For    For
1e   Elect Director Nestor O. Rivera    Mgmt    For    For    For
1f   Elect Director Alan H. Schumacher    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For

Lexington Realty Trust

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    529043101
Record Date:    03/19/2014    Meeting Type:    Annual    Ticker:    LXP

 

Shares Voted:   338,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director E. Robert Roskind    Mgmt    For    For    For
1.2   Elect Director T. Wilson Eglin    Mgmt    For    For    For
1.3   Elect Director Richard J. Rouse    Mgmt    For    For    For
1.4   Elect Director Harold First    Mgmt    For    For    For
1.5   Elect Director Richard S. Frary    Mgmt    For    For    For
1.6   Elect Director James Grosfeld    Mgmt    For    For    For
1.7   Elect Director Kevin W. Lynch    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Pinnacle Entertainment, Inc.

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    723456109
Record Date:    03/27/2014    Meeting Type:    Annual    Ticker:    PNK

 

Shares Voted:   231,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Stephen C. Comer    Mgmt    For    For    For
1b   Elect Director Richard J. Goeglein    Mgmt    For    For    For
1c   Elect Director Bruce A. Leslie    Mgmt    For    For    For
1d   Elect Director James L. Martineau    Mgmt    For    For    For
1e   Elect Director Desiree Rogers    Mgmt    For    For    For
1f   Elect Director Anthony M. Sanfilippo    Mgmt    For    For    For
1g   Elect Director Jaynie M. Studenmund    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Teradyne, Inc.

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    880770102
Record Date:    03/27/2014    Meeting Type:    Annual    Ticker:    TER

 

Shares Voted:   392,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael A. Bradley    Mgmt    For    For    For
1b   Elect Director Daniel W. Christman    Mgmt    For    For    For
1c   Elect Director Edwin J. Gillis    Mgmt    For    For    For
1d   Elect Director Timothy E. Guertin    Mgmt    For    For    For
1e   Elect Director Mark E. Jagiela    Mgmt    For    For    For
1f   Elect Director Paul J. Tufano    Mgmt    For    For    For
1g   Elect Director Roy A. Vallee    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Texas Capital Bancshares, Inc.

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    88224Q107
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    TCBI

 

Shares Voted:   77,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director C. Keith Cargill    Mgmt    For    For    For
1.2   Elect Director Peter B. Bartholow    Mgmt    For    For    For
1.3   Elect Director James H. Browning    Mgmt    For    For    For
1.4   Elect Director Preston M. Geren, III    Mgmt    For    For    For
1.5   Elect Director Frederick B. Hegi, Jr.    Mgmt    For    For    For
1.6   Elect Director Larry L. Helm    Mgmt    For    For    For
1.7   Elect Director James R. Holland, Jr.    Mgmt    For    For    For
1.8   Elect Director Charles S. Hyle    Mgmt    For    For    For
1.9   Elect Director W. W. McAllister, III    Mgmt    For    For    For
1.10   Elect Director Elysia Holt Ragusa    Mgmt    For    For    For
1.11   Elect Director Steven P. Rosenberg    Mgmt    For    For    For
1.12   Elect Director Grant E. Sims    Mgmt    For    For    For
1.13   Elect Director Robert W. Stallings    Mgmt    For    For    For
1.14   Elect Director Dale W. Tremblay    Mgmt    For    For    For
1.15   Elect Director Ian J. Turpin    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Western Alliance Bancorporation

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    957638109
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    WAL

 

Shares Voted:   224,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director John P. Sande, III    Mgmt    For    For    For
1.2   Elect Director Robert G. Sarver    Mgmt    For    For    For
1.3   Elect Director Donald D. Snyder    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Western Alliance Bancorporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director Sung Won Sohn    Mgmt    For    For    For
2   Change State of Incorporation [from Nevada to Delaware]    Mgmt    For    Refer    For
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5   Ratify Auditors    Mgmt    For    For    For

Basic Energy Services, Inc.

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    06985P100
Record Date:    04/08/2014    Meeting Type:    Annual    Ticker:    BAS

 

Shares Voted:   157,700          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director James S. D’Agostino, Jr.    Mgmt    For    For    For
1.2   Elect Director Kenneth V. Huseman    Mgmt    For    For    For
1.3   Elect Director Thomas P. Moore, Jr.    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Endurance Specialty Holdings Ltd.

 

Meeting Date:    05/21/2014    Country:    Bermuda    Provider Security ID:    G30397106
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    ENH

 

Shares Voted:   93,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect John T. Baily as Director    Mgmt    For    For    For
1.2   Elect Norman Barham as Director    Mgmt    For    For    For
1.3   Elect Galen R. Barnes as Director    Mgmt    For    For    For
1.4   Elect William H. Bolinder as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Endurance Specialty Holdings Ltd.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5   Elect John R. Charman as Director    Mgmt    For    For    For
1.6   Elect Susan S. Fleming as Director    Mgmt    For    For    For
1.7   Elect Scott D. Moore as Director    Mgmt    For    For    For
1.8   Elect Robert A. Spass as Director    Mgmt    For    For    For
2   Approve Ernst & Young Ltd. as Auditors and Authorize Board through the Audit Committee to Fix Their Remuneration    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against

Reinsurance Group of America, Incorporated

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    759351604
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    RGA

 

Shares Voted:   70,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Christine R. Detrick    Mgmt    For    For    For
1.2   Elect Director Joyce A. Phillips    Mgmt    For    For    For
1.3   Elect Director Arnoud W.A. Boot    Mgmt    For    For    For
1.4   Elect Director John F. Danahy    Mgmt    For    For    For
1.5   Elect Director J. Cliff Eason    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

ANN INC.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    035623107
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    ANN

 

Shares Voted:   81,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Dale W. Hilpert    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

ANN INC.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1b   Elect Director Ronald W. Hovsepian    Mgmt    For    For    For
1c   Elect Director Linda A. Huett    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Cinemark Holdings, Inc.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    17243V102
Record Date:    04/02/2014    Meeting Type:    Annual    Ticker:    CNK

 

Shares Voted:   119,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Steven P. Rosenberg    Mgmt    For    For    For
1.2   Elect Director Enrique F. Senior    Mgmt    For    For    For
1.3   Elect Director Donald G. Soderquist    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Strategic Hotels & Resorts, Inc.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    86272T106
Record Date:    02/28/2014    Meeting Type:    Annual    Ticker:    BEE

 

Shares Voted:   356,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert P. Bowen    Mgmt    For    For    For
1.2   Elect Director Raymond L. Gellein, Jr.    Mgmt    For    For    For
1.3   Elect Director James A. Jeffs    Mgmt    For    For    For
1.4   Elect Director David W. Johnson    Mgmt    For    For    For
1.5   Elect Director Richard D. Kincaid    Mgmt    For    For    For
1.6   Elect Director David M.C. Michels    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Strategic Hotels & Resorts, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director William A. Prezant    Mgmt    For    For    For
1.8   Elect Director Eugene F. Reilly    Mgmt    For    For    For
1.9   Elect Director Sheli Z. Rosenberg    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Carmike Cinemas, Inc.

 

Meeting Date:    05/28/2014    Country:    USA    Provider Security ID:    143436400
Record Date:    04/04/2014    Meeting Type:    Annual    Ticker:    CKEC

 

Shares Voted:   247,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Roland C. Smith    Mgmt    For    For    For
1.2   Elect Director Mark R. Bell    Mgmt    For    For    For
1.3   Elect Director Jeffrey W. Berkman    Mgmt    For    For    For
1.4   Elect Director Sean T. Erwin    Mgmt    For    For    For
1.5   Elect Director James A. Fleming    Mgmt    For    For    For
1.6   Elect Director Alan J. Hirschfield    Mgmt    For    For    For
1.7   Elect Director S. David Passman, III    Mgmt    For    For    For
1.8   Elect Director Patricia A. Wilson    Mgmt    For    For    For
2   Increase Authorized Common Stock    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
4   Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5   Ratify Auditors    Mgmt    For    For    For
6   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Synchronoss Technologies, Inc.

 

Meeting Date:    05/28/2014    Country:    USA    Provider Security ID:    87157B103
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    SNCR


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Synchronoss Technologies, Inc.

 

Shares Voted:   71,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Elect Director Thomas J. Hopkins    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Forest City Enterprises, Inc.

 

Meeting Date:    05/29/2014    Country:    USA    Provider Security ID:    345550107
Record Date:    04/03/2014    Meeting Type:    Annual    Ticker:    FCE.A

 

Shares Voted:   226,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Arthur F. Anton    Mgmt    For    For    For
1.2   Elect Director Scott S. Cowen    Mgmt    For    For    For
1.3   Elect Director Michael P. Esposito, Jr.    Mgmt    For    For    For
1.4   Elect Director Stan Ross    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Zions Bancorporation

 

Meeting Date:    05/30/2014    Country:    USA    Provider Security ID:    989701107
Record Date:    03/26/2014    Meeting Type:    Annual    Ticker:    ZION

 

Shares Voted:   104,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Jerry C. Atkin    Mgmt    For    For    For
1b   Elect Director Patricia Frobes    Mgmt    For    For    For
1c   Elect Director J. David Heaney    Mgmt    For    For    For
1d   Elect Director Roger B. Porter    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Zions Bancorporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director Stephen D. Quinn    Mgmt    For    For    For
1f   Elect Director Harris H. Simmons    Mgmt    For    For    For
1g   Elect Director L.e. Simmons    Mgmt    For    For    For
1h   Elect Director Shelley Thomas Williams    Mgmt    For    For    For
1i   Elect Director Steven C. Wheelwright    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For

GulfMark Offshore, Inc.

 

Meeting Date:    06/02/2014    Country:    USA    Provider Security ID:    402629208
Record Date:    04/17/2014    Meeting Type:    Annual    Ticker:    GLF

 

Shares Voted:   52,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Peter I. Bijur    Mgmt    For    For    For
1.2   Elect Director David J. Butters    Mgmt    For    For    For
1.3   Elect Director Brian R. Ford    Mgmt    For    For    For
1.4   Elect Director Sheldon S. Gordon    Mgmt    For    For    For
1.5   Elect Director Quintin V. Kneen    Mgmt    For    For    For
1.6   Elect Director Steven W. Kohlhagen    Mgmt    For    For    For
1.7   Elect Director Rex C. Ross    Mgmt    For    For    For
1.8   Elect Director Charles K. Valutas    Mgmt    For    For    For
2   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Kraton Performance Polymers, Inc.

 

Meeting Date:    06/03/2014    Country:    USA    Provider Security ID:    50077C106
Record Date:    04/08/2014    Meeting Type:    Annual    Ticker:    KRA

 

Shares Voted:   197,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Dominique Fournier    Mgmt    For    For    For
1.2   Elect Director John J. Gallagher, III    Mgmt    For    For    For
1.3   Elect Director Francis S. Kalman    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3   Ratify Auditors    Mgmt    For    For    For

LifePoint Hospitals, Inc.

 

Meeting Date:    06/03/2014    Country:    USA    Provider Security ID:    53219L109
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    LPNT

 

Shares Voted:   113,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director William F. Carpenter, III    Mgmt    For    For    For
1.2   Elect Director Richard H. Evans    Mgmt    For    For    For
1.3   Elect Director Michael P. Haley    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For

THL Credit, Inc.

 

Meeting Date:    06/03/2014    Country:    USA    Provider Security ID:    872438106
Record Date:    04/22/2014    Meeting Type:    Annual    Ticker:    TCRD


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

THL Credit, Inc.

 

Shares Voted:   234,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David K. Downes    Mgmt    For    For    For
1.2   Elect Director Nancy Hawthorne    Mgmt    For    For    For
1.3   Elect Director Keith W. Hughes    Mgmt    For    For    For
1.4   Elect Director James K. Hunt    Mgmt    For    For    For
1.5   Elect Director John A. Sommers    Mgmt    For    For    For
1.6   Elect Director David P. Southwell    Mgmt    For    For    For
2   Approve Issuance of Shares Below Net Asset Value (NAV)    Mgmt    For    For    For
3   Approve Issuance of Warrants/Convertible Debentures    Mgmt    For    Refer    For

Western Refining, Inc.

 

Meeting Date:    06/04/2014    Country:    USA    Provider Security ID:    959319104
Record Date:    04/08/2014    Meeting Type:    Annual    Ticker:    WNR

 

Shares Voted:   113,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Declassify the Board of Directors    Mgmt    For    For    For
2.1   Elect Director Carin Marcy Barth    Mgmt    For    For    For
2.2   Elect Director Paul L. Foster    Mgmt    For    For    For
2.3   Elect Director L. Frederick Francis    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Ratify Auditors    Mgmt    For    For    For

American Equity Investment Life Holding Company

 

Meeting Date:    06/05/2014    Country:    USA    Provider Security ID:    025676206
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    AEL


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

American Equity Investment Life Holding Company

 

Shares Voted:   191,200          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Joyce A. Chapman    Mgmt    For    For    For
1.2   Elect Director James M. Gerlach    Mgmt    For    For    For
1.3   Elect Director Robert L. Howe    Mgmt    For    For    For
1.4   Elect Director Debra J. Richardson    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

JGWPT Holdings Inc.

 

Meeting Date:    06/10/2014    Country:    USA    Provider Security ID:    46617M109
Record Date:    04/27/2014    Meeting Type:    Annual    Ticker:    JGW

 

Shares Voted:   190,200          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Alexander R. Castaldi    Mgmt    For    Refer    Withhold
1.2   Elect Director Robert C. Griffin    Mgmt    For    Refer    Withhold
1.3   Elect Director Robert N. Pomroy    Mgmt    For    Refer    Withhold
2   Ratify Auditors    Mgmt    For    For    For

Stage Stores, Inc.

 

Meeting Date:    06/10/2014    Country:    USA    Provider Security ID:    85254C305
Record Date:    04/17/2014    Meeting Type:    Annual    Ticker:    SSI

 

Shares Voted:   150,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Alan J. Barocas    Mgmt    For    For    For
1.2   Elect Director Diane M. Ellis    Mgmt    For    For    For
1.3   Elect Director Michael L. Glazer    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Stage Stores, Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.4   Elect Director Gabrielle E. Greene    Mgmt    For    For    For
1.5   Elect Director Earl J. Hesterberg    Mgmt    For    For    For
1.6   Elect Director Lisa R. Kranc    Mgmt    For    For    For
1.7   Elect Director William J. Montgoris    Mgmt    For    For    For
1.8   Elect Director C. Clayton Reasor    Mgmt    For    For    For
1.9   Elect Director Ralph P. Scozzafava    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Express, Inc.

 

Meeting Date:    06/12/2014    Country:    USA    Provider Security ID:    30219E103
Record Date:    04/14/2014    Meeting Type:    Annual    Ticker:    EXPR

 

Shares Voted:   100,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Michael G. Archbold    Mgmt    For    For    For
1.2   Elect Director Peter S. Swinburn    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Visteon Corporation

 

Meeting Date:    06/12/2014    Country:    USA    Provider Security ID:    92839U206
Record Date:    04/15/2014    Meeting Type:    Annual    Ticker:    VC

 

Shares Voted:   65,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Duncan H. Cocroft    Mgmt    For    For    For
1b   Elect Director Jeffrey D. Jones    Mgmt    For    For    For
1c   Elect Director Timothy D. Leuliette    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 87 Ivy Funds VIP Small Cap Value

 

Visteon Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d   Elect Director Robert J. Manzo    Mgmt    For    For    For
1e   Elect Director Francis M. Scricco    Mgmt    For    For    For
1f   Elect Director David L. Treadwell    Mgmt    For    For    For
1g   Elect Director Harry J. Wilson    Mgmt    For    For    For
1h   Elect Director Kam Ho George Yuen    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Armstrong World Industries, Inc.

 

Meeting Date:    06/20/2014    Country:    USA    Provider Security ID:    04247X102
Record Date:    04/07/2014    Meeting Type:    Annual    Ticker:    AWI

 

Shares Voted:   134,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Stan A. Askren    Mgmt    For    For    For
1.2   Elect Director Matthew J. Espe    Mgmt    For    For    For
1.3   Elect Director James J. Gaffney    Mgmt    For    For    For
1.4   Elect Director Tao Huang    Mgmt    For    For    For
1.5   Elect Director Michael F. Johnston    Mgmt    For    For    For
1.6   Elect Director Jeffrey Liaw    Mgmt    For    For    For
1.7   Elect Director Larry S. McWilliams    Mgmt    For    For    For
1.8   Elect Director James C. Melville    Mgmt    For    For    For
1.9   Elect Director James J. O’Connor    Mgmt    For    For    For
1.10   Elect Director John J. Roberts    Mgmt    For    For    For
1.11   Elect Director Richard E. Wenz    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


IVY FUNDS VIP VALUE

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

CONSTELLATION BRANDS, INC.

 

Meeting Date:     07/24/2013    Country:    USA    Provider Security ID:    21036P108
Record Date:     05/28/2013    Meeting Type:    Annual    Ticker:    STZ

 

Shares Voted:   53,800         

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jerry Fowden    Mgmt    For    For    For
1.2   Elect Director Barry A. Fromberg    Mgmt    For    Refer    Withhold
1.3   Elect Director Robert L. Hanson    Mgmt    For    For    For
1.4   Elect Director Jeananne K. Hauswald    Mgmt    For    For    For
1.5   Elect Director James A. Locke, III    Mgmt    For    Refer    Withhold
1.6   Elect Director Richard Sands    Mgmt    For    For    For
1.7   Elect Director Robert Sands    Mgmt    For    For    For
1.8   Elect Director Judy A. Schmeling    Mgmt    For    For    For
1.9   Elect Director Paul L. Smith    Mgmt    For    Refer    Withhold
1.10   Elect Director Keith E. Wandell    Mgmt    For    For    For
1.11   Elect Director Mark Zupan    Mgmt    For    Refer    Withhold
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

McKesson Corporation

 

Meeting Date:    07/31/2013    Country:     USA    Provider Security ID:    58155Q103
Record Date:     06/03/2013    Meeting Type:     Annual    Ticker:    MCK

 

Shares Voted:   57,900       

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Andy D. Bryant    Mgmt    For    For    For
1b   Elect Director Wayne A. Budd    Mgmt    For    For    For
1c   Elect Director John H. Hammergren    Mgmt    For    For    For
1d   Elect Director Alton F. Irby, III    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

McKesson Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e   Elect Director M. Christine Jacobs    Mgmt    For    For    For
1f   Elect Director Marie L. Knowles    Mgmt    For    For    For
1g   Elect Director David M. Lawrence    Mgmt    For    For    For
1h   Elect Director Edward A. Mueller    Mgmt    For    For    For
1i   Elect Director Jane E. Shaw    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    Against
5   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
6   Provide Right to Call Special Meeting    Mgmt    For    For    For
7   Provide Right to Act by Written Consent    SH    Against    For    For
8   Report on Political Contributions    SH    Against    Against    Against
9   Stock Retention/Holding Period    SH    Against    Refer    Against
10   Clawback Policy and Disclosure of Clawback Activity    SH    Against    For    For

Teva Pharmaceutical Industries Ltd.

 

Meeting Date:    08/27/2013    Country:     Israel    Provider Security ID:    M8769Q102
Record Date:    07/25/2013    Meeting Type:     Annual    Ticker:    TEVA

 

Shares Voted:

  268,600               

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1a   Reelect Moshe Many as Director Until the End of the 2016 General Meeting    Mgmt    For    For    For
1b   Reelect Arie Belldegrun as Director Until the End of the 2016 General Meeting    Mgmt    For    For    For
1c   Reelect Amir Elstein as Director Until the End of the 2016 General Meeting    Mgmt    For    For    For
1d   Reelect Yitzhak Peterburg as Director Until the End of the 2016 General Meeting    Mgmt    For    For    For
2a   Approve Cash Bonus of USD 1,203,125 to Jeremy Levin, President and CEO    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Teva Pharmaceutical Industries Ltd.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2a.1   Vote YES if you have a personal interest in item 2a; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager.    Mgmt    None    Refer    Against
2b   Approval of Bonus Objectives and Payout Terms for 2013 for Jeremy Levin, President and CEO    Mgmt    For    Refer    For
2b.1   Vote YES if you have a personal interest in item 2b; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager.    Mgmt    None    Refer    Against
3   Approve Compensation Policy for the Directors and Officers of the Company    Mgmt    For    For    For
3.a   Vote YES if you have a personal interest in item 3; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager.    Mgmt    None    Refer    Against
4   Approve Dividend for First and Second Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share    Mgmt    For    For    For
5   Appoint Kesselman and Kesselman (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting    Mgmt    For    For    For
6   Discuss Financial Statements for 2012    Mgmt         

Parker-Hannifin Corporation

 

Meeting Date:    10/23/2013    Country:    USA    Provider Security ID:    701094104
Record Date:    08/30/2013    Meeting Type:     Annual    Ticker:    PH

 

Shares Voted:   72,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Robert G. Bohn    Mgmt    For    For    For
1.2   Elect Director Linda S. Harty    Mgmt    For    For    For
1.3   Elect Director William E. Kassling    Mgmt    For    For    For
1.4   Elect Director Robert J. Kohlhepp    Mgmt    For    For    For
1.5   Elect Director Kevin A. Lobo    Mgmt    For    For    For
1.6   Elect Director Klaus-Peter Muller    Mgmt    For    Refer    Withhold


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Parker-Hannifin Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director Candy M. Obourn    Mgmt    For    For    For
1.8   Elect Director Joseph M. Scaminace    Mgmt    For    For    For
1.9   Elect Director Wolfgang R. Schmitt    Mgmt    For    For    For
1.10   Elect Director Ake Svensson    Mgmt    For    For    For
1.11   Elect Director James L. Wainscott    Mgmt    For    For    For
1.12   Elect Director Donald E. Washkewicz    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Oracle Corporation

 

Meeting Date:    10/31/2013    Country:    USA    Provider Security ID:    68389X105
Record Date:    09/03/2013    Meeting Type:    Annual    Ticker:    ORCL

 

Shares Voted:   208,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jeffrey S. Berg    Mgmt    For    Refer    For
1.2   Elect Director H. Raymond Bingham    Mgmt    For    Refer    For
1.3   Elect Director Michael J. Boskin    Mgmt    For    Refer    For
1.4   Elect Director Safra A. Catz    Mgmt    For    For    For
1.5   Elect Director Bruce R. Chizen    Mgmt    For    Refer    For
1.6   Elect Director George H. Conrades    Mgmt    For    Refer    For
1.7   Elect Director Lawrence J. Ellison    Mgmt    For    For    For
1.8   Elect Director Hector Garcia-Molina    Mgmt    For    Refer    For
1.9   Elect Director Jeffrey O. Henley    Mgmt    For    Refer    For
1.10   Elect Director Mark V. Hurd    Mgmt    For    For    For
1.11   Elect Director Naomi O. Seligman    Mgmt    For    Refer    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against
3   Amend Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Oracle Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Establish Human Rights Committee    SH    Against    Against    Against
6   Require Independent Board Chairman    SH    Against    Refer    Against
7   Provide Vote Counting to Exclude Abstentions    SH    Against    Refer    Against
8   Adopt Multiple Performance Metrics Under Executive Incentive Plans    SH    Against    Refer    Against
9   Require Shareholder Approval of Quantifiable Performance Metrics    SH    Against    Refer    Against

Lam Research Corporation

 

Meeting Date:     11/07/2013    Country:     USA    Provider Security ID:    512807108
Record Date:    09/09/2013    Meeting Type:    Annual    Ticker:    LRCX

 

Shares Voted:   150,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Martin B. Anstice    Mgmt    For    For    For
1.2   Elect Director Eric K. Brandt    Mgmt    For    For    For
1.3   Elect Director Michael R. Cannon    Mgmt    For    For    For
1.4   Elect Director Youssef A. El-Mansy    Mgmt    For    For    For
1.5   Elect Director Christine A. Heckart    Mgmt    For    For    For
1.6   Elect Director Grant M. Inman    Mgmt    For    For    For
1.7   Elect Director Catherine P. Lego    Mgmt    For    For    For
1.8   Elect Director Stephen G. Newberry    Mgmt    For    For    For
1.9   Elect Director Krishna C. Saraswat    Mgmt    For    For    For
1.10   Elect Director William R. Spivey    Mgmt    For    For    For
1.11   Elect Director Abhijit Y. Talwalkar    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

ACE Limited

 

Meeting Date:    01/10/2014    Country:     Switzerland    Provider Security ID:    H0023R105
Record Date:    12/05/2013    Meeting Type:     Special    Ticker:    ACE

 

Shares Voted:   102,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Approve Dividend Distribution from Legal Reserves    Mgmt    For    For    For
2   Elect of Homburger AG as Independent Proxy    Mgmt    For    Refer    For
3   Transact Other Business (Voting)    Mgmt    For    Refer    Against

Teva Pharmaceutical Industries Ltd.

 

Meeting Date:    02/24/2014    Country:    Israel    Provider Security ID:    M8769Q102
Record Date:    01/23/2014    Meeting Type:    Special    Ticker:    TEVA

 

Shares Voted:   186,200          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

  Meeting for ADR Holders    Mgmt         
1   Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate    Mgmt    For    Refer    For

LyondellBasell Industries NV

 

Meeting Date:    04/16/2014    Country:     Netherlands    Provider Security ID:    N53745100
Record Date:    03/19/2014    Meeting Type:    Annual    Ticker:    LYB

 

Shares Voted:   158,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Jagjeet S. Bindra to Supervisory Board    Mgmt    For    For    For
1b   Elect Milton Carroll to Supervisory Board    Mgmt    For    For    For
1c   Elect Claire S. Farley to Supervisory Board    Mgmt    For    For    For
1d   Elect Rudy van der Meer to Supervisory Board    Mgmt    For    For    For
1e   Elect Isabella D. Goren to Supervisory Board    Mgmt    For    For    For
1f   Elect Nance K. Dicciani to Supervisory Board    Mgmt    For    For    For
2a   Elect Karyn F. Ovelmen to Management Board    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

LyondellBasell Industries NV

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2b   Elect Craig B. Glidden to Management Board    Mgmt    For    For    For
2c   Elect Bhavesh V. Patel to Management Board    Mgmt    For    For    For
2d   Elect Patrick D. Quarles to Management Board    Mgmt    For    For    For
2e   Elect Timothy D. Roberts to Management Board    Mgmt    For    For    For
3   Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
4   Approve Discharge of Management Board    Mgmt    For    For    For
5   Approve Discharge of Supervisory Board    Mgmt    For    For    For
6   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
7   Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    Mgmt    For    For    For
8   Approve Dividends of USD 2.20 Per Share    Mgmt    For    For    For
9   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
11   Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account    Mgmt    For    For    For

Citigroup Inc.

 

Meeting Date:    04/22/2014    Country:     USA    Provider Security ID:    172967424
Record Date:    02/24/2014    Meeting Type:    Annual    Ticker:    C

 

Shares Voted:   340,200            

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael L. Corbat    Mgmt    For    For    For
1b   Elect Director Duncan P. Hennes    Mgmt    For    For    For
1c   Elect Director Franz B. Humer    Mgmt    For    For    For
1d   Elect Director Eugene M. McQuade    Mgmt    For    For    For
1e   Elect Director Michael E. O’Neill    Mgmt    For    For    For
1f   Elect Director Gary M. Reiner    Mgmt    For    For    For
1g   Elect Director Judith Rodin    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Citigroup Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h   Elect Director Robert L. Ryan    Mgmt    For    For    For
1i   Elect Director Anthony M. Santomero    Mgmt    For    For    For
1j   Elect Director Joan E. Spero    Mgmt    For    For    For
1k   Elect Director Diana L. Taylor    Mgmt    For    For    For
1l   Elect Director William S. Thompson, Jr.    Mgmt    For    For    For
1m   Elect Director James S. Turley    Mgmt    For    For    For
1n   Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Stock Retention/Holding Period    SH    Against    Against    Against
6   Report on Lobbying Payments and Policy    SH    Against    Against    Against
7   Amend Director Indemnifications Provisions    SH    Against    Against    Against
8   Adopt Proxy Access Right    SH    Against    Against    Against

Coca-Cola Enterprises, Inc.

 

Meeting Date:    04/22/2014    Country:    USA    Provider Security ID:     19122T109
Record Date:    02/24/2014    Meeting Type:    Annual    Ticker:    CCE

 

Shares Voted:   154,900          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Jan Bennink    Mgmt    For    For    For
1.2   Elect Director John F. Brock    Mgmt    For    For    For
1.3   Elect Director Calvin Darden    Mgmt    For    For    For
1.4   Elect Director L. Phillip Humann    Mgmt    For    For    For
1.5   Elect Director Orrin H. Ingram, II    Mgmt    For    For    For
1.6   Elect Director Thomas H. Johnson    Mgmt    For    For    For
1.7   Elect Director Suzanne B. Labarge    Mgmt    For    For    For
1.8   Elect Director Veronique Morali    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Coca-Cola Enterprises, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9   Elect Director Andrea L. Saia    Mgmt    For    For    For
1.10   Elect Director Garry Watts    Mgmt    For    For    For
1.11   Elect Director Curtis R. Welling    Mgmt    For    For    For
1.12   Elect Director Phoebe A. Wood    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

MetLife, Inc.

 

Meeting Date:    04/22/2014    Country:    USA    Provider Security ID:    59156R108
Record Date:    02/28/2014    Meeting Type:    Annual    Ticker:    MET

 

Shares Voted:   173,100      

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Cheryl W. Grisé    Mgmt    For    For    For
1.2   Elect Director Carlos M. Gutierrez    Mgmt    For    For    For
1.3   Elect Director R. Glenn Hubbard    Mgmt    For    For    For
1.4   Elect Director Steven A. Kandarian    Mgmt    For    For    For
1.5   Elect Director John M. Keane    Mgmt    For    For    For
1.6   Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1.7   Elect Director William E. Kennard    Mgmt    For    For    For
1.8   Elect Director James M. Kilts    Mgmt    For    For    For
1.9   Elect Director Catherine R. Kinney    Mgmt    For    For    For
1.10   Elect Director Denise M. Morrison    Mgmt    For    For    For
1.11   Elect Director Kenton J. Sicchitano    Mgmt    For    For    For
1.12   Elect Director Lulu C. Wang    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Approve Omnibus Stock Plan    Mgmt    For    Refer    For
5   Approve Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

The PNC Financial Services Group, Inc.

 

Meeting Date:     04/22/2014    Country:     USA    Provider Security ID:    693475105
Record Date:    01/31/2014    Meeting Type:     Annual    Ticker:    PNC

 

Shares Voted:   115,100          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard O. Berndt    Mgmt    For    For    For
1.2   Elect Director Charles E. Bunch    Mgmt    For    For    For
1.3   Elect Director Paul W. Chellgren    Mgmt    For    For    For
1.4   Elect Director William S. Demchak    Mgmt    For    For    For
1.5   Elect Director Andrew T. Feldstein    Mgmt    For    For    For
1.6   Elect Director Kay Coles James    Mgmt    For    For    For
1.7   Elect Director Richard B. Kelson    Mgmt    For    For    For
1.8   Elect Director Anthony A. Massaro    Mgmt    For    For    For
1.9   Elect Director Jane G. Pepper    Mgmt    For    For    For
1.10   Elect Director Donald J. Shepard    Mgmt    For    For    For
1.11   Elect Director Lorene K. Steffes    Mgmt    For    For    For
1.12   Elect Director Dennis F. Strigl    Mgmt    For    For    For
1.13   Elect Director Thomas J. Usher    Mgmt    For    For    For
1.14   Elect Director George H. Walls, Jr.    Mgmt    For    For    For
1.15   Elect Director Helge H. Wehmeier    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Climate Change Financing Risk    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

ATLAS ENERGY, L.P.

 

Meeting Date:    04/23/2014    Country:     USA    Provider Security ID:    04930A104
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    ATLS

 

Shares Voted:   246,500          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Edward E. Cohen    Mgmt    For    For    For
1.2   Elect Director Ellen F. Warren    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

HCA Holdings, Inc.

 

Meeting Date:    04/23/2014    Country:     USA    Provider Security ID:    40412C101
Record Date:    02/28/2014    Meeting Type:     Annual    Ticker:    HCA

 

Shares Voted:   156,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Richard M. Bracken    Mgmt    For    For    For
1.2   Elect Director R. Milton Johnson    Mgmt    For    For    For
1.3   Elect Director Robert J. Dennis    Mgmt    For    For    For
1.4   Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1.5   Elect Director Thomas F. Frist III    Mgmt    For    For    For
1.6   Elect Director William R. Frist    Mgmt    For    For    For
1.7   Elect Director Ann H. Lamont    Mgmt    For    For    For
1.8   Elect Director Jay O. Light    Mgmt    For    For    For
1.9   Elect Director Geoffrey G. Meyers    Mgmt    For    For    For
1.10   Elect Director Michael W. Michelson    Mgmt    For    For    For
1.11   Elect Director Stephen G. Pagliuca    Mgmt    For    For    For
1.12   Elect Director Wayne J. Riley    Mgmt    For    For    For
1.13   Elect Director John W. Rowe    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Approve Nonqualified Employee Stock Purchase Plan    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Wells Fargo & Company

 

Meeting Date:     04/29/2014    Country:    USA    Provider Security ID:    949746101
Record Date:    03/04/2014    Meeting Type:    Annual    Ticker:    WFC

 

Shares Voted:   278,200          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director John D. Baker, II    Mgmt    For    For    For
1b   Elect Director Elaine L. Chao    Mgmt    For    For    For
1c   Elect Director John S. Chen    Mgmt    For    For    For
1d   Elect Director Lloyd H. Dean    Mgmt    For    For    For
1e   Elect Director Susan E. Engel    Mgmt    For    For    For
1f   Elect Director Enrique Hernandez, Jr.    Mgmt    For    For    For
1g   Elect Director Donald M. James    Mgmt    For    For    For
1h   Elect Director Cynthia H. Milligan    Mgmt    For    For    For
1i   Elect Director Federico F. Pena    Mgmt    For    For    For
1j   Elect Director James H. Quigley    Mgmt    For    For    For
1k   Elect Director Judith M. Runstad    Mgmt    For    For    For
1l   Elect Director Stephen W. Sanger    Mgmt    For    For    For
1m   Elect Director John G. Stumpf    Mgmt    For    For    For
1n   Elect Director Susan G. Swenson    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Require Independent Board Chairman    SH    Against    Refer    For
5   Review Fair Housing and Fair Lending Compliance    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Marathon Petroleum Corporation

 

Meeting Date:    04/30/2014    Country:     USA    Provider Security ID:    56585A102
Record Date:    03/03/2014    Meeting Type:     Annual    Ticker:    MPC

 

Shares Voted:   95,600          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Steven A. Davis    Mgmt    For    For    For
1b   Elect Director Gary R. Heminger    Mgmt    For    For    For
1c   Elect Director John W. Snow    Mgmt    For    For    For
1d   Elect Director John P. Surma    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Quantitative GHG Goals for Products and Operations    SH    Against    Refer    For
5   Report on Lobbying Payments and Policy    SH    Against    Against    Against

Occidental Petroleum Corporation

 

Meeting Date:    05/02/2014    Country:    USA    Provider Security ID:    674599105
Record Date:    03/13/2014    Meeting Type:    Annual    Ticker:    OXY

 

Shares Voted:   110,300          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Spencer Abraham    Mgmt    For    For    For
1.2   Elect Director Howard I. Atkins    Mgmt    For    For    For
1.3   Elect Director Eugene L. Batchelder    Mgmt    For    For    For
1.4   Elect Director Stephen I. Chazen    Mgmt    For    For    For
1.5   Elect Director Edward P. Djerejian    Mgmt    For    For    For
1.6   Elect Director John E. Feick    Mgmt    For    For    For
1.7   Elect Director Margaret M. Foran    Mgmt    For    For    For
1.8   Elect Director Carlos M. Gutierrez    Mgmt    For    For    For
1.9   Elect Director William R. Klesse    Mgmt    For    For    For
1.10   Elect Director Avedick B. Poladian    Mgmt    For    For    For
1.11   Elect Director Elisse B. Walter    Mgmt    For    For    For
2   Remove Age Restriction for Directors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Occidental Petroleum Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    Mgmt    For    For    For
5   Separate the Roles of the Chairman of the Board and the Chief Executive Officer    Mgmt    For    Refer    Against
6   Ratify Auditors    Mgmt    For    For    For
7   Stock Retention/Holding Period    SH    Against    Against    Against
8   Review and Assess Membership of Lobbying Organizations    SH    Against    Refer    Against
9   Report on Management of Hydraulic Fracturing Risks and Opportunities    SH    Against    Refer    Against
10   Report on Methane Emissions Management and Reduction Targets    SH    Against    Refer    Against

Philip Morris International Inc.

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    718172109
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    PM

 

Shares Voted:   141,400          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Harold Brown    Mgmt    For    For    For
1.2   Elect Director Andre Calantzopoulos    Mgmt    For    For    For
1.3   Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4   Elect Director Jennifer Li    Mgmt    For    For    For
1.5   Elect Director Sergio Marchionne    Mgmt    For    For    For
1.6   Elect Director Kalpana Morparia    Mgmt    For    For    For
1.7   Elect Director Lucio A. Noto    Mgmt    For    For    For
1.8   Elect Director Robert B. Polet    Mgmt    For    For    For
1.9   Elect Director Carlos Slim Helu    Mgmt    For    For    For
1.10   Elect Director Stephen M. Wolf    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Philip Morris International Inc.

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Adopt Policy to Restrict Non-Required Animal Testing    SH    Against    Against    Against

Phillips 66

 

Meeting Date:    05/07/2014    Country:    USA    Provider Security ID:    718546104
Record Date:    03/14/2014    Meeting Type:    Annual    Ticker:    PSX

 

Shares Voted:   83,700          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director William R. Loomis, Jr.    Mgmt    For    For    For
1b   Elect Director Glenn F. Tilton    Mgmt    For    For    For
1c   Elect Director Marna C. Whittington    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Adopt Quantitative GHG Goals for Operations    SH    Against    Refer    Against

CVS Caremark Corporation

 

Meeting Date:    05/08/2014    Country:    USA    Provider Security ID:    126650100
Record Date:    03/13/2014    Meeting Type:    Annual    Ticker:    CVS

 

Shares Voted:   145,900          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director C. David Brown, II    Mgmt    For    For    For
1.2   Elect Director Nancy-Ann M. DeParle    Mgmt    For    For    For
1.3   Elect Director David W. Dorman    Mgmt    For    For    For
1.4   Elect Director Anne M. Finucane    Mgmt    For    For    For
1.5   Elect Director Larry J. Merlo    Mgmt    For    For    For
1.6   Elect Director Jean-Pierre Millon    Mgmt    For    For    For
1.7   Elect Director Richard J. Swift    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

CVS Caremark Corporation

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.8   Elect Director William C. Weldon    Mgmt    For    For    For
1.9   Elect Director Tony L. White    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Against

ACE Limited

 

Meeting Date:    05/15/2014    Country:    Switzerland    Provider Security ID:    H0023R105
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    ACE

 

Shares Voted:   96,000          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2   Allocate Disposable Profit    Mgmt    For    For    For
3   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
4.1   Elect Director John Edwardson    Mgmt    For    For    For
4.2   Elect Director Kimberly Ross    Mgmt    For    For    For
4.3   Elect Director Robert Scully    Mgmt    For    For    For
4.4   Elect Director David Sidwell    Mgmt    For    For    For
4.5   Elect Director Evan G. Greenberg    Mgmt    For    For    For
4.6   Elect Director Robert M. Hernandez    Mgmt    For    For    For
4.7   Elect Director Michael G. Atieh    Mgmt    For    For    For
4.8   Elect Director Mary A. Cirillo    Mgmt    For    For    For
4.9   Elect Director Michael P. Connors    Mgmt    For    For    For
4.10   Elect Director Peter Menikoff    Mgmt    For    For    For
4.11   Elect Director Leo F. Mullin    Mgmt    For    For    For
4.12   Elect Director Eugene B. Shanks, Jr.    Mgmt    For    For    For
4.13   Elect Director Theodore E. Shasta    Mgmt    For    For    For
4.14   Elect Director Olivier Steimer    Mgmt    For    For    For
5   Elect Evan G. Greenberg as Board Chairman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

ACE Limited

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

6.1   Appoint Michael P. Connors as Member of the Compensation Committee    Mgmt    For    For    For
6.2   Appoint Mary A. Cirillo as Member of the Compensation Committee    Mgmt    For    For    For
6.3   Appoint John Edwardson as Member of the Compensation Committee    Mgmt    For    For    For
6.4   Appoint Robert M. Hernandez as Member of the Compensation Committee    Mgmt    For    For    For
7   Designate Homburger AG as Independent Proxy    Mgmt    For    For    For
8.1   Ratify PricewaterhouseCoopers AG (Zurich) as Auditors    Mgmt    For    For    For
8.2   Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors    Mgmt    For    For    For
8.3   Ratify BDO AG (Zurich) as Special Auditors    Mgmt    For    For    For
9   Approve Creation of CHF 3.7 Billion Pool of Capital without Preemptive Rights    Mgmt    For    For    For
10   Approve Dividend Distribution From Legal Reserves Through Reduction of Par Value    Mgmt    For    For    For
11   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
12   Transact Other Business (Voting)    Mgmt    For    Against    Against

Amgen Inc.

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    031162100
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    AMGN

 

Shares Voted:   58,700          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director David Baltimore    Mgmt    For    For    For
1.2   Elect Director Frank J. Biondi, Jr.    Mgmt    For    For    For
1.3   Elect Director Robert A. Bradway    Mgmt    For    For    For
1.4   Elect Director Francois de Carbonnel    Mgmt    For    For    For
1.5   Elect Director Vance D. Coffman    Mgmt    For    For    For
1.6   Elect Director Robert A. Eckert    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Amgen Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.7   Elect Director Greg C. Garland    Mgmt    For    For    For
1.8   Elect Director Rebecca M. Henderson    Mgmt    For    For    For
1.9   Elect Director Frank C. Herringer    Mgmt    For    For    For
1.10   Elect Director Tyler Jacks    Mgmt    For    For    For
1.11   Elect Director Judith C. Pelham    Mgmt    For    For    For
1.12   Elect Director Ronald D. Sugar    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Vote Counting to Exclude Abstentions    SH    Against    Refer    For

The Dow Chemical Company

 

Meeting Date:    05/15/2014    Country:    USA    Provider Security ID:    260543103
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    DOW

 

Shares Voted:   252,800          

 

Proposal

Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Arnold A. Allemang    Mgmt    For    For    For
1b   Elect Director Ajay Banga    Mgmt    For    For    For
1c   Elect Director Jacqueline K. Barton    Mgmt    For    For    For
1d   Elect Director James A. Bell    Mgmt    For    For    For
1e   Elect Director Jeff M. Fettig    Mgmt    For    For    For
1f   Elect Director Andrew N. Liveris    Mgmt    For    For    For
1g   Elect Director Paul Polman    Mgmt    For    For    For
1h   Elect Director Dennis H. Reilley    Mgmt    For    For    For
1i   Elect Director James M. Ringler    Mgmt    For    For    For
1j   Elect Director Ruth G. Shaw    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

The Dow Chemical Company

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Provide Right to Act by Written Consent    SH    Against    For    For
6   Stock Retention/Holding Period    SH    Against    Against    Against

J.C. Penney Company, Inc.

 

Meeting Date:    05/16/2014    Country:    USA    Provider Security ID:    708160106
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    JCP

 

Shares Voted:   182,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Colleen C. Barrett    Mgmt    For    For    For
1b   Elect Director Thomas J. Engibous    Mgmt    For    For    For
1c   Elect Director Kent B. Foster    Mgmt    For    For    For
1d   Elect Director Leonard H. Roberts    Mgmt    For    For    For
1e   Elect Director Stephen I. Sadove    Mgmt    For    For    For
1f   Elect Director Javier G. Teruel    Mgmt    For    For    For
1g   Elect Director R. Gerald Turner    Mgmt    For    For    For
1h   Elect Director Ronald W. Tysoe    Mgmt    For    For    For
1i   Elect Director Myron E. Ullman, III    Mgmt    For    For    For
1j   Elect Director Mary Beth West    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Approve Omnibus Stock Plan    Mgmt    For    Refer    Against
4   Amend Securities Transfer Restrictions    Mgmt    For    Refer    For
5   Adopt NOL Rights Plan (NOL Pill)    Mgmt    For    Refer    For
6   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Macy’s, Inc.

 

Meeting Date:    05/16/2014    Country:    USA    Provider Security ID:    55616P104
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    M

 

Shares Voted:   135,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Stephen F. Bollenbach    Mgmt    For    For    For
1b   Elect Director Deirdre P. Connelly    Mgmt    For    For    For
1c   Elect Director Meyer Feldberg    Mgmt    For    For    For
1d   Elect Director Sara Levinson    Mgmt    For    For    For
1e   Elect Director Terry J. Lundgren    Mgmt    For    For    For
1f   Elect Director Joseph Neubauer    Mgmt    For    For    For
1g   Elect Director Joyce M. Rochè    Mgmt    For    For    For
1h   Elect Director Paul C. Varga    Mgmt    For    For    For
1i   Elect Director Craig E. Weatherup    Mgmt    For    For    Against
1j   Elect Director Marna C. Whittington    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Amend Omnibus Stock Plan    Mgmt    For    Refer    For

The Goldman Sachs Group, Inc.

 

Meeting Date:    05/16/2014    Country:    USA    Provider Security ID:    38141G104
Record Date:    03/17/2014    Meeting Type:    Annual    Ticker:    GS

 

Shares Voted:   58,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Lloyd C. Blankfein    Mgmt    For    For    For
1b   Elect Director M. Michele Burns    Mgmt    For    For    For
1c   Elect Director Gary D. Cohn    Mgmt    For    For    For
1d   Elect Director Claes Dahlback    Mgmt    For    For    For
1e   Elect Director William W. George    Mgmt    For    For    For
1f   Elect Director James A. Johnson    Mgmt    For    For    For
1g   Elect Director Lakshmi N. Mittal    Mgmt    For    For    For
1h   Elect Director Adebayo O. Ogunlesi    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

The Goldman Sachs Group, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director Peter Oppenheimer    Mgmt    For    For    For
1j   Elect Director James J. Schiro    Mgmt    For    For    For
1k   Elect Director Debora L. Spar    Mgmt    For    For    For
1l   Elect Director Mark E. Tucker    Mgmt    For    For    For
1m   Elect Director David A. Viniar    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Adopt Proxy Access Right    SH    Against    Against    Against

JPMorgan Chase & Co.

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    46625h100
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    JPM

 

Shares Voted:   270,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Linda B. Bammann    Mgmt    For    For    For
1b   Elect Director James A. Bell    Mgmt    For    For    For
1c   Elect Director Crandall C. Bowles    Mgmt    For    For    For
1d   Elect Director Stephen B. Burke    Mgmt    For    For    For
1e   Elect Director James S. Crown    Mgmt    For    For    For
1f   Elect Director James Dimon    Mgmt    For    For    For
1g   Elect Director Timothy P. Flynn    Mgmt    For    For    For
1h   Elect Director Laban P. Jackson, Jr.    Mgmt    For    For    For
1i   Elect Director Michael A. Neal    Mgmt    For    For    For
1j   Elect Director Lee R. Raymond    Mgmt    For    For    For
1k   Elect Director William C. Weldon    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

JPMorgan Chase & Co.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

5   Amend Articles/Bylaws/Charter — Call Special Meetings    SH    Against    For    For
6   Provide for Cumulative Voting    SH    Against    Against    Against

Xerox Corporation

 

Meeting Date:    05/20/2014    Country:    USA    Provider Security ID:    984121103
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    XRX

 

Shares Voted:   1,338,200          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Glenn A. Britt    Mgmt    For    For    For
1.2   Elect Director Ursula M. Burns    Mgmt    For    For    For
1.3   Elect Director Richard J. Harrington    Mgmt    For    For    For
1.4   Elect Director William Curt Hunter    Mgmt    For    For    For
1.5   Elect Director Robert J. Keegan    Mgmt    For    For    For
1.6   Elect Director Robert A. McDonald    Mgmt    For    For    For
1.7   Elect Director Charles Prince    Mgmt    For    For    For
1.8   Elect Director Ann N. Reese    Mgmt    For    For    For
1.9   Elect Director Sara Martinez Tucker    Mgmt    For    For    For
1.10   Elect Director Mary Agnes Wilderotter    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Comcast Corporation

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    20030N101
Record Date:    03/21/2014    Meeting Type:    Annual    Ticker:    CMCSA

 

Shares Voted:   212,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Kenneth J. Bacon    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Comcast Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2   Elect Director Sheldon M. Bonovitz    Mgmt    For    For    For
1.3   Elect Director Edward D. Breen    Mgmt    For    For    For
1.4   Elect Director Joseph J. Collins    Mgmt    For    For    For
1.5   Elect Director J. Michael Cook    Mgmt    For    For    For
1.6   Elect Director Gerald L. Hassell    Mgmt    For    For    For
1.7   Elect Director Jeffrey A. Honickman    Mgmt    For    For    For
1.8   Elect Director Eduardo G. Mestre    Mgmt    For    For    For
1.9   Elect Director Brian L. Roberts    Mgmt    For    For    For
1.10   Elect Director Ralph J. Roberts    Mgmt    For    For    For
1.11   Elect Director Johnathan A. Rodgers    Mgmt    For    For    For
1.12   Elect Director Judith Rodin    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Plans    SH    Against    Refer    Against

Reinsurance Group of America, Incorporated

 

Meeting Date:    05/21/2014    Country:    USA    Provider Security ID:    759351604
Record Date:    03/31/2014    Meeting Type:    Annual    Ticker:    RGA

 

Shares Voted:   67,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Christine R. Detrick    Mgmt    For    For    For
1.2   Elect Director Joyce A. Phillips    Mgmt    For    For    For
1.3   Elect Director Arnoud W.A. Boot    Mgmt    For    For    For
1.4   Elect Director John F. Danahy    Mgmt    For    For    For
1.5   Elect Director J. Cliff Eason    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

L Brands, Inc.

 

Meeting Date:    05/22/2014    Country:    USA    Provider Security ID:    501797104
Record Date:    03/24/2014    Meeting Type:    Annual    Ticker:    LB

 

Shares Voted:   6,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Donna A. James    Mgmt    For    For    For
1.2   Elect Director Jeffrey H. Miro    Mgmt    For    For    For
1.3   Elect Director Michael G. Morris    Mgmt    For    For    For
1.4   Elect Director Raymond Zimmerman    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Provide Right to Act by Written Consent    SH    Against    For    For

Aetna Inc.

 

Meeting Date:    05/30/2014    Country:    USA    Provider Security ID:    00817Y108
Record Date:    03/28/2014    Meeting Type:    Annual    Ticker:    AET

 

Shares Voted:   128,700          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Fernando Aguirre    Mgmt    For    For    For
1b   Elect Director Mark T. Bertolini    Mgmt    For    For    For
1c   Elect Director Frank M. Clark    Mgmt    For    For    For
1d   Elect Director Betsy Z. Cohen    Mgmt    For    For    For
1e   Elect Director Molly J. Coye    Mgmt    For    For    For
1f   Elect Director Roger N. Farah    Mgmt    For    For    For
1g   Elect Director Barbara Hackman Franklin    Mgmt    For    For    For
1h   Elect Director Jeffrey E. Garten    Mgmt    For    For    For
1i   Elect Director Ellen M. Hancock    Mgmt    For    For    For
1j   Elect Director Richard J. Harrington    Mgmt    For    For    For
1k   Elect Director Edward J. Ludwig    Mgmt    For    For    For
1l   Elect Director Joseph P. Newhouse    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Aetna Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2   Ratify Auditors    Mgmt    For    For    For
3   Reduce Supermajority Vote Requirement    Mgmt    For    For    For
4   Amend Right to Call Special Meeting    Mgmt    For    For    For
5   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
7A   Require Independent Board Chairman    SH    Against    Refer    For
7B   Enhance Board Oversight of Political Contributions    SH    Against    Refer    Against
7C   Amend Policy to Disclose Payments to Tax-Exempt Organizations    SH    Against    Refer    Against

Lowe’s Companies, Inc.

 

Meeting Date:    05/30/2014    Country:    USA    Provider Security ID:    548661107
Record Date:    03/28/2014    Meeting Type:    Annual    Ticker:    LOW

 

Shares Voted:   90,000          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Raul Alvarez    Mgmt    For    For    For
1.2   Elect Director David W. Bernauer    Mgmt    For    For    For
1.3   Elect Director Leonard L. Berry    Mgmt    For    For    For
1.4   Elect Director Angela F. Braly    Mgmt    For    For    For
1.5   Elect Director Richard W. Dreiling    Mgmt    For    For    For
1.6   Elect Director Dawn E. Hudson    Mgmt    For    For    For
1.7   Elect Director Robert L. Johnson    Mgmt    For    For    For
1.8   Elect Director Marshall O. Larsen    Mgmt    For    For    For
1.9   Elect Director Richard K. Lochridge    Mgmt    For    For    For
1.10   Elect Director Robert A. Niblock    Mgmt    For    For    For
1.11   Elect Director Eric C. Wiseman    Mgmt    For    For    For
2   Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Lowe’s Companies, Inc.

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4   Ratify Auditors    Mgmt    For    For    For
5   Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program    SH    Against    Refer    Against

Time Warner Cable Inc.

 

Meeting Date:    06/05/2014    Country:    USA    Provider Security ID:    88732J207
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    TWC

 

Shares Voted:   101,100          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Carole Black    Mgmt    For    For    For
1b   Elect Director Glenn A. Britt    Mgmt    For    For    For
1c   Elect Director Thomas H. Castro    Mgmt    For    For    For
1d   Elect Director David C. Chang    Mgmt    For    For    For
1e   Elect Director James E. Copeland, Jr.    Mgmt    For    For    For
1f   Elect Director Peter R. Haje    Mgmt    For    For    For
1g   Elect Director Donna A. James    Mgmt    For    For    For
1h   Elect Director Don Logan    Mgmt    For    For    For
1i   Elect Director Robert D. Marcus    Mgmt    For    For    For
1j   Elect Director N.J. Nicholas, Jr.    Mgmt    For    For    For
1k   Elect Director Wayne H. Pace    Mgmt    For    For    For
1l   Elect Director Edward D. Shirley    Mgmt    For    For    For
1m   Elect Director John E. Sununu    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4   Report on Lobbying Payments and Policy    SH    Against    Against    Against
5   Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

MarkWest Energy Partners, L.P.

 

Meeting Date:    06/06/2014    Country:    USA    Provider Security ID:    570759100
Record Date:    04/11/2014    Meeting Type:    Annual    Ticker:    MWE

 

Shares Voted:   72,800          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1   Elect Director Frank M. Semple    Mgmt    For    For    For
1.2   Elect Director Donald D. Wolf    Mgmt    For    For    For
1.3   Elect Director William A. Bruckmann, III    Mgmt    For    For    For
1.4   Elect Director Michael L. Beatty    Mgmt    For    For    For
1.5   Elect Director Charles K. Dempster    Mgmt    For    For    For
1.6   Elect Director Donald C. Heppermann    Mgmt    For    For    For
1.7   Elect Director Randall J. Larson    Mgmt    For    For    For
1.8   Elect Director Anne E. Fox Mounsey    Mgmt    For    For    For
1.9   Elect Director William P. Nicoletti    Mgmt    For    For    For
2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For

Target Corporation

 

Meeting Date:    06/11/2014    Country:    USA    Provider Security ID:    87612E106
Record Date:    04/14/2014    Meeting Type:    Annual    Ticker:    TGT

 

Shares Voted:   171,300          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Roxanne S. Austin    Mgmt    For    For    For
1b   Elect Director Douglas M. Baker, Jr.    Mgmt    For    For    For
1c   Elect Director Calvin Darden    Mgmt    For    For    For
1d   Elect Director Henrique De Castro    Mgmt    For    For    For
1e   Elect Director James A. Johnson    Mgmt    For    For    For
1f   Elect Director Mary E. Minnick    Mgmt    For    For    For
1g   Elect Director Anne M. Mulcahy    Mgmt    For    For    For
1h   Elect Director Derica W. Rice    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2013 to 06/30/2014

Location(s): All Locations

Institution Account(s): 88 Ivy VIP Value

 

Target Corporation

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1i   Elect Director Kenneth L. Salazar    Mgmt    For    For    For
1j   Elect Director John G. Stumpf    Mgmt    For    For    For
2   Ratify Auditors    Mgmt    For    For    For
3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4   Eliminate Perquisites    SH    Against    Against    Against
5   Require Independent Board Chairman    SH    Against    Refer    For
6   Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations    SH    Against    Against    Against

SanDisk Corporation

 

Meeting Date:    06/19/2014    Country:    USA    Provider Security ID:    80004C101
Record Date:    04/21/2014    Meeting Type:    Annual    Ticker:    SNDK

 

Shares Voted:   94,600          

 

Proposal
Number

 

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a   Elect Director Michael E. Marks    Mgmt    For    For    For
1b   Elect Director Irwin Federman    Mgmt    For    For    For
1c   Elect Director Steven J. Gomo    Mgmt    For    For    For
1d   Elect Director Eddy W. Hartenstein    Mgmt    For    For    For
1e   Elect Director Chenming Hu    Mgmt    For    For    For
1f   Elect Director Catherine P. Lego    Mgmt    For    For    For
1g   Elect Director Sanjay Mehrotra    Mgmt    For    For    For
1h   Elect Director D. Scott Mercer    Mgmt    For    For    For
2   Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
3   Ratify Auditors    Mgmt    For    For    For
4   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

IVY FUNDS VARIABLE INSURANCE PORTFOLIOS

(Registrant)
By:  

/s/    Philip A. Shipp

  Philip A. Shipp, Assistant Secretary
Date: August 29, 2014
By:  

/s/    Henry J. Herrmann

  Henry J. Herrmann, President and Principal Executive Officer

Date: August 29, 2014