N-PX 1 d577654dnpx.htm IVY FUNDS VARIABLE INSURANCE PORTFOLIOS Ivy Funds Variable Insurance Portfolios

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-5017

IVY FUNDS VARIABLE INSURANCE PORTFOLIOS

(Exact Name as Specified in Charter)

 

6300 Lamar Avenue, Overland Park, Kansas 66202-4200
(Address of Principal Executive Office) (Zip Code)
Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (913) 236-2000

Date of fiscal year end: December 31

Date of reporting period: July 1, 2012 to June 30, 2013


IVY FUNDS VIP ASSET STRATEGY

 

Proxy Voting Record

 

Vote Summary Report

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Compagnie Financiere Richemont SA

 

Meeting Date:   05-Sep-12    Country:      Switzerland    Security ID:      H25662158
Record Date:      Meeting Type:      Annual    Ticker:      CFR

 

Shares Voted:   0           Shares Instructed:      582,180

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Accept Financial Statements and Statutory Reports   

Mgmt

   For    For    Do Not Vote
Rationale: Item 3.24a            
Approve Remuneration Report   

Mgmt

   For    Refer    Do Not Vote
Rationale: Item 5.1            
Approve Allocation of Income and Dividends of CHF 0.55 per “A” Bearer Share and CHF 0.055 per “B” Registered Share   

Mgmt

   For    Against    Do Not Vote
Rationale: Item 3.18b            
Approve Discharge of Board and Senior Management   

Mgmt

   For    For    Do Not Vote
Rationale: Item 3.25            
Reelect Johann Rupert as Director   

Mgmt

   For    For    Do Not Vote
Rationale: Item 2.6a            
Reelect Franco Cologni as Director   

Mgmt

   For    For    Do Not Vote
Rationale: Item 2.6a            
Reelect Lord Duro as Director   

Mgmt

   For    For    Do Not Vote
Rationale: Item 2.6a            
Reelect Yves-Andre Istel as Director   

Mgmt

   For    For    Do Not Vote
Rationale: Item 2.6a            
Reelect Richard Lepeu as Director   

Mgmt

   For    For    Do Not Vote
Rationale: Item 2.6a            
Reelect Ruggero Magnoni as Director   

Mgmt

   For    For    Do Not Vote
Rationale: Item 2.6a            
Reelect Josua Malherbe as Director   

Mgmt

   For    For    Do Not Vote
Rationale: Item 2.6a            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Compagnie Financiere Richemont SA

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Reelect Frederick Mostert as Director   

Mgmt

   For    For    Do Not Vote
Rationale: Item 2.6a            
Reelect Simon Murray as Director   

Mgmt

   For    For    Do Not Vote
Rationale: Item 2.6a            
Reelect Alain Perrin as Director   

Mgmt

   For    For    Do Not Vote
Rationale: Item 2.6a            
Reelect Guillaume Pictet as Director   

Mgmt

   For    For    Do Not Vote
Rationale: Item 2.6a            
Reelect Norbert Platt as Director   

Mgmt

   For    For    Do Not Vote
Rationale: Item 2.6a            
Reelect Alan Quasha as Director   

Mgmt

   For    For    Do Not Vote
Rationale: Item 2.6a            
Reelect Maria Ramos as Director   

Mgmt

   For    For    Do Not Vote
Rationale: Item 2.6a            
Reelect Lord Renwick of Clifton as Director   

Mgmt

   For    For    Do Not Vote
Rationale: Item 2.6a            
Reelect Dominique Rochat as Director   

Mgmt

   For    For    Do Not Vote
Rationale: Item 2.6a            
Reelect Jan Rupert as Director   

Mgmt

   For    For    Do Not Vote
Rationale: Item 2.6a            
Reelect Gary Saage as Director   

Mgmt

   For    For    Do Not Vote
Rationale: Item 2.6a            
Reelect Juergen Schrempp as Director   

Mgmt

   For    For    Do Not Vote
Rationale: Item 2.6a            
Reelect Martha Wikstrom as Director   

Mgmt

   For    For    Do Not Vote
Rationale: Item 2.6a            
Ratify PricewaterhouseCoopers as Auditors   

Mgmt

   For    For    Do Not Vote
Rationale: Item 3.1a            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

ASML Holding NV

 

Meeting Date:   07-Sep-12    Country:      Netherlands    Security ID:      N07059178
Record Date:   10-Aug-12    Meeting Type:      Special    Ticker:      ASML

 

Shares Voted:   431,700           Shares Instructed:      431,700

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Special Meeting   

Mgmt

        
Open Meeting   

Mgmt

        
Receive Announcements Re: Customer Co-Investment Program   

Mgmt

        
Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital Re: Customer Co-Investment Program   

Mgmt

   For    For    For
Voter Rationale: 3.6            
Rationale: 3.6            
Authorize Board to Exclude Preemptive Rights from Issuance under Item 3a   

Mgmt

   For    For    For
Voter Rationale: 3.9b            
Rationale: 3.9b            
Amend Articles to Create New Share Class: Ordinary Shares M   

Mgmt

   For    Refer    For
Voter Rationale: 3.23c            
Rationale: 3.23c            
Increase Par Value per Ordinary Share   

Mgmt

   For    Refer    For
Voter Rationale: 99            
Rationale: 99            
Approve Reduction in Share Capital by Decreasing Nominal Value per Share   

Mgmt

   For    For    For
Voter Rationale: 99            
Rationale: 99            
Amend Articles Re: Consolidation of Ordinary Shares A at an Exchange Ratio   

Mgmt

   For    Refer    For
Voter Rationale: 3.23c            
Rationale: 3.23c            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

ASML Holding NV

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Amend Articles to Eliminate Two Ordinary Share Classes A and M and Convert into One Ordinary Share Class   

Mgmt

   For    Refer    For
Voter Rationale: 3.23c            
Rationale: 3.23c            
Authorize each Director and any Lawyer and Paralegals from De Brauw Blackstone Westbroek NV to Execute the Notarial Deeds of Amendments   

Mgmt

   For    For    For
Voter Rationale: 3.23c            
Rationale: 3.23c            
Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights   

Mgmt

   For    For    For
Voter Rationale: 3.6            
Rationale: 3.6            
Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a   

Mgmt

   For    For    For
Voter Rationale: 3.9b            
Rationale: 3.9b            
Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   

Mgmt

   For    For    For
Voter Rationale: 3.6            
Rationale: 3.6            
Authorize Board to Exclude Preemptive Rights from Issuance under Item 6c   

Mgmt

   For    For    For
Voter Rationale: 3.9b            
Rationale: 3.9b            
Other Business (Non-Voting)   

Mgmt

        
Close Meeting   

Mgmt

        


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Ping An Insurance (Group) Co. of China, Ltd.

 

Meeting Date:   20-Sep-12    Country:      Hong Kong    Security ID:      Y69790106
Record Date:   20-Aug-12    Meeting Type:      Special    Ticker:      02318

 

Shares Voted:   350,800      Shares Instructed:      350,800

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Special Business   

Mgmt

        
Amend Articles Re: Distribution of Profit   

Mgmt

   For    For    For
Rationale: Item 3.23b            

Seadrill Limited

 

Meeting Date:   21-Sep-12    Country:      Bermuda    Security ID:      G7945E105
Record Date:   16-Jul-12    Meeting Type:      Annual    Ticker:      SDRL

 

Shares Voted:   786,650      Shares Instructed:      786,650

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Reelect John Fredriksen as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Reelect Olav Troim as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Reelect Kate Blankenship as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Reelect Carl Steen as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Seadrill Limited

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Reelect Kathrine Fredriksen as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Approve PricewaterhouseCoopers AS as Auditor and Authorize Board to Fix Their Remuneration   

Mgmt

   For    For    For
Voter Rationale: 3.1a            
Rationale: 3.1a            
Approve Remuneration of Directors   

Mgmt

   For    Refer    For
Voter Rationale: 2.8a            
Rationale: 2.8a            

China Pacific Insurance (Group) Co., Ltd

 

Meeting Date:   25-Oct-12    Country:      China    Security ID:      Y1505R119
Record Date:   24-Sep-12    Meeting Type:      Special    Ticker:      601601

 

Shares Voted:   0      Shares Instructed:      0

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Meeting for Holders of H Shares   

Mgmt

        
Special Business   

Mgmt

        
Amend Articles of Association   

Mgmt

   For    For    For
Rationale: Item 3.23b            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Wynn Resorts, Limited

 

Meeting Date:   02-Nov-12    Country:      USA    Security ID:      983134107
Record Date:   12-Sep-12    Meeting Type:      Annual    Ticker:      WYNN

 

Shares Voted:   605,900      Shares Instructed:      605,900

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Elect Director Linda Chen   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Marc D. Schorr   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director J. Edward (Ted) Virtue   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Elaine P. Wynn   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Amend Executive Incentive Bonus Plan   

Mgmt

   For    Refer    For
Voter Rationale: 4.1            
Rationale: 4.1            
Ratify Auditors   

Mgmt

   For    For    For
Voter Rationale: 3.1a            

Rationale: 3.1a

           


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

China Minsheng Banking Corp., Ltd.

 

Meeting Date:   17-Dec-12    Country:      China    Security ID:      Y1495M104
Record Date:   16-Nov-12    Meeting Type:      Special    Ticker:      600016

 

Shares Voted:   16,100,500      Shares Instructed:      16,100,500

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Elect You Lantian as Independent Non-Executive Director   

Mgmt

   For    For    For
Rationale: Item 2.6a            
Elect Guo Guangchang as a Non-Executive Director   

Mgmt

   For    For    For
Rationale: Item 2.6a            
Amend Articles of Association   

Mgmt

   For    For    For
Rationale: Item 3.23b            

Intuit Inc.

 

Meeting Date:   17-Jan-13    Country:      USA    Security ID:      461202103
Record Date:   23-Nov-12    Meeting Type:      Annual    Ticker:      INTU

 

Shares Voted:   245,900      Shares Instructed:      245,900

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Elect Director Christopher W. Brody   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director William V. Campbell   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Scott D. Cook   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Diane B. Greene   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Intuit Inc.

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Elect Director Edward A. Kangas   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Suzanne Nora Johnson   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Dennis D. Powell   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Brad D. Smith   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Jeff Weiner   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Ratify Auditors   

Mgmt

   For    For    For
Voter Rationale: 3.1a            
Rationale: 3.1a            
Advisory Vote to Ratify Named Executive Officers’ Compensation   

Mgmt

   For    For    For
Voter Rationale: 5.1d            
Rationale: 5.1d            
Approve Executive Incentive Bonus Plan   

Mgmt

   For    Refer    For
Voter Rationale: 4.1            
Rationale: 4.1            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Ping An Insurance (Group) Co. of China, Ltd.

 

Meeting Date:   05-Feb-13    Country:      Hong Kong    Security ID:      Y69790106
Record Date:   04-Jan-13    Meeting Type:      Special    Ticker:      02318

 

Shares Voted:   350,800      Shares Instructed:      350,800

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Special Business   

Mgmt

        
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   

Mgmt

   For    For    For
Voter Rationale: 3.9b            
Rationale: 3.9b            
Approve Extension of Validity Period of the Resolution in Relation to the Public Issuance of A Share Convertible Corporate Bonds   

Mgmt

   For    Refer    For
Voter Rationale: 3.6            
Rationale: 3.6            

Wynn Resorts, Limited

 

Meeting Date:   22-Feb-13    Country:      USA    Security ID:      983134107
Record Date:   15-Jan-13    Meeting Type:      Special    Ticker:      WYNN

 

Shares Voted:   605,900      Shares Instructed:      605,900

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Remove Director Kazuo Okada   

Mgmt

   For    Refer    For
Voter Rationale: 2.6b per Ryan Caldwell            
Rationale: 2.6b per Ryan Caldwell            
Adjourn Meeting   

Mgmt

   For    Refer    For
Voter Rationale: 7.4 per Ryan Caldwell            
Rationale: 7.4 per Ryan Caldwell            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Apple Inc.

 

Meeting Date:   27-Feb-13    Country:      USA    Security ID:      037833100
Record Date:   02-Jan-13    Meeting Type:      Annual    Ticker:      AAPL

 

Shares Voted:   62,100      Shares Instructed:      62,100

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Elect Director William Campbell   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Timothy Cook   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Millard Drexler   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Al Gore   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Robert Iger   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Andrea Jung   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Arthur Levinson   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Ronald Sugar   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Apple Inc.

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Amend Articles of Incorporation   

Mgmt

   For    Refer    For
Voter Rationale: 3.23c            
Rationale: 3.23c            
Ratify Auditors   

Mgmt

   For    For    For
Voter Rationale: 3.1a            
Rationale: 3.1a            
Advisory Vote to Ratify Named Executive Officers’ Compensation   

Mgmt

   For    Refer    For
Voter Rationale: 5.1d per Zack Shafran            
Rationale: 5.1d per Zack Shafran            
Stock Retention/Holding Period   

SH      

   Against    Refer    Against
Voter Rationale: 4.4            
Rationale: 4.4            
Establish Board Committee on Human Rights   

SH      

   Against    Against    Against
Voter Rationale: 6.6            
Rationale: 6.6            

Hyundai Motor Co.

 

Meeting Date:   15-Mar-13    Country:      South Korea    Security ID:      Y38472109
Record Date:   31-Dec-12    Meeting Type:      Annual    Ticker:      005380

 

Shares Voted:   157,700      Shares Instructed:      157,700

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Approve Financial Statements, Allocation of Income, and Dividend of KRW 1,900 per Common Share, KRW 1,950 per Preferred Share 1, KRW 2,000 per Preferred Share 2, and KRW 1,950 per Preferred Share 3   

Mgmt

   For    For    For
Voter Rationale: 1.3a            
Rationale: 1.3a            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Hyundai Motor Co.

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Reelect Two Inside Directors and Two Outside Directors(Bundled)   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Reelect Nam Sung-Il as Member of Audit Committee   

Mgmt

   For    Refer    For
Voter Rationale: 3.1a            
Rationale: 3.1a            
Amend Articles of Incorporation - Business Objectives   

Mgmt

   For    Refer    For
Voter Rationale: 3.23c            
Rationale: 3.23c            
Approve Total Remuneration of Inside Directors and Outside Directors   

Mgmt

   For    Refer    For
Voter Rationale: 2.8a            
Rationale: 2.8a            

State Bank Of India

 

Meeting Date:   18-Mar-13    Country:      India    Security ID:      Y8161Z129
Record Date:      Meeting Type:      Special    Ticker:      500112

 

Shares Voted:   69,200      Shares Instructed:      69,200

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Approve Issuance of Equity Shares to the Government of India, Promoter   

Mgmt

   For    Refer    For
Voter Rationale: 3.6            
Rationale: 3.6            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Wells Fargo & Company

 

Meeting Date:   23-Apr-13    Country:      USA    Security ID:      949746101
Record Date:   26-Feb-13    Meeting Type:      Annual    Ticker:      WFC

 

Shares Voted:   406,600      Shares Instructed:      406,600

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Elect Director John D. Baker, II   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Elaine L. Chao   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director John S. Chen   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Lloyd H. Dean   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Susan E. Engel   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Enrique Hernandez, Jr.   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Donald M. James   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Cynthia H. Milligan   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Wells Fargo & Company

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Elect Director Federico F. Pena   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Howard V. Richardson   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Judith M. Runstad   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Stephen W. Sanger   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director John G. Stumpf   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Susan G. Swenson   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Advisory Vote to Ratify Named Executive Officers’ Compensation   

Mgmt

   For    For    For
Voter Rationale: 5.1d            
Rationale: 5.1d            
Amend Omnibus Stock Plan   

Mgmt

   For    Refer    For
Voter Rationale: 4.1            
Rationale: 4.1            
Ratify Auditors   

Mgmt

   For    For    For
Voter Rationale: 3.1a            
Rationale: 3.1a            
Require Independent Board Chairman   

SH      

   Against    Refer    For
Voter Rationale: 2.12            
Rationale: 2.12            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Wells Fargo & Company

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Report on Lobbying Payments and Policy   

SH      

   Against    Against    Against
Voter Rationale: 7.2b            
Rationale: 7.2b            
Review Fair Housing and Fair Lending Compliance   

SH      

   Against    Refer    Against
Voter Rationale: 5.4            
Rationale: 5.4            

Anheuser-Busch InBev SA

 

Meeting Date:   24-Apr-13    Country:      Belgium    Security ID:      B6399C107
Record Date:   15-Mar-13    Meeting Type:      Annual/Special    Ticker:      ABI

 

Shares Voted:   44,300      Shares Instructed:      44,300

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Meeting for ADR Holders   

Mgmt

        
Special Meeting   

Mgmt

        
Receive Special Board Report   

Mgmt

        
Receive Special Auditor Report   

Mgmt

        
Eliminate Preemptive Rights Re: Issuance of Subscription Rights   

Mgmt

   For    Refer    Against
Voter Rationale: 3.9c per Chace Brundige            
Rationale: 3.9c per Chace Brundige            
Approve Non-Employee Director Stock Option Plan: Issuance of 185,000 Warrants   

Mgmt

   For    Refer    Against
Voter Rationale: 4.1 per Chace Brundige            
Rationale: 4.1 per Chace Brundige            
Renew Authorization to Increase Share Capital within the Framework of Authorized Capital: Issuance of Warrants under item A1d   

Mgmt

   For    Refer    Against
Voter Rationale: 3.6 per Chace Brundige            
Rationale: 3.6 per Chace Brundige            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Anheuser-Busch InBev SA

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Approve Deviation from Belgian Company Law Provision
Re: Grant of Warrants to Non-Executive Directors
  

Mgmt

   For    Refer    Against
Voter Rationale: 2.8a per Chace Brundige            
Rationale: 2.8a per Chace Brundige            
Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   

Mgmt

   For    For    Against
Voter Rationale: 99 per Chace Brundige            
Rationale: 99 per Chace Brundige            
Annual Meeting   

Mgmt

        
Receive Directors’ Reports (Non-Voting)   

Mgmt

        
Receive Auditors’ Reports (Non-Voting)   

Mgmt

        
Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   

Mgmt

        
Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.70 per Share   

Mgmt

   For    For    For
Voter Rationale: 1.3a            
Rationale: 1.3a            
Approve Discharge of Directors   

Mgmt

   For    For    For
Voter Rationale: 3.25            
Rationale: 3.25            
Approve Discharge of Auditors   

Mgmt

   For    Refer    For
Voter Rationale: 3.24a            
Rationale: 3.24a            
Reelect Kees Storm as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Ratify PricewaterhouseCoopers as Auditors and Approve Auditors’ Remuneration of EUR 75,000   

Mgmt

   For    For    For
Voter Rationale: 3.1a            
Rationale: 3.1a            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Anheuser-Busch InBev SA

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Approve Remuneration Report   

Mgmt

   For    Refer    Against
Voter Rationale: 2.8c per Chace Brundige            
Rationale: 2.8c per Chace Brundige            
Approve Omnibus Stock Plan   

Mgmt

   For    Refer    Against
Voter Rationale: 4.1 per Chace Brundige            
Rationale: 4.1 per Chace Brundige            
Approve Remuneration of Directors   

Mgmt

   For    Refer    For
Voter Rationale: 2.8a            
Rationale: 2.8a            
Approve Change-of-Control Clause Re: Updated EMTN Program   

Mgmt

   For    Refer    For
Voter Rationale: 3.23b            
Rationale: 3.23b            
Approve Change-of-Control Clause Re: Senior Facilities Agreement   

Mgmt

   For    Refer    For
Voter Rationale: 3.23b            
Rationale: 3.23b            
Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   

Mgmt

   For    For    For
Voter Rationale: 2.14b            
Rationale: 2.14b            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

ASML Holding NV

 

Meeting Date:   24-Apr-13    Country:      Netherlands    Security ID:      N0026A102
Record Date:   27-Mar-13    Meeting Type:      Annual    Ticker:      N/A

 

Shares Voted:   299,217      Shares Instructed:      299,217

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Annual Meeting   

Mgmt

        
Open Meeting   

Mgmt

        
Discuss the Company’s Business, Financial Situation and Sustainability   

Mgmt

        
Adopt Financial Statements and Statutory Reports   

Mgmt

   For    For    For
Voter Rationale: 3.24a            
Rationale: 3.24a            
Approve Discharge of Management Board   

Mgmt

   For    For    For
Voter Rationale: 3.25            
Rationale: 3.25            
Approve Discharge of Supervisory Board   

Mgmt

   For    For    For
Voter Rationale: 3.25            
Rationale: 3.25            
Receive Explanation on Company’s Reserves and Dividend Policy   

Mgmt

        
Approve Dividends of EUR 0.53 Per Share   

Mgmt

   For    For    For
Voter Rationale: 3.18a            
Rationale: 3.18a            
Approve Remuneration Policy 2014 for Management Board Members   

Mgmt

   For    For    For
Voter Rationale: 2.8c            
Rationale: 2.8c            
Approve Performance Share Arrangement According to Remuneration Policy 2010   

Mgmt

   For    Refer    For
Voter Rationale: 4.1            
Rationale: 4.1            
Approve Performance Share Arrangement According to Remuneration Policy 2014   

Mgmt

   For    Refer    For
Voter Rationale: 4.1            
Rationale: 4.1            
Approve Numbers of Stock Options, Respectively Shares, for Employees   

Mgmt

   For    Refer    For
Voter Rationale: 4.1            
Rationale: 4.1            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

ASML Holding NV

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Announce Intention to Reappoint F.J. van Hout to Management Board   

Mgmt

        
Reelect H.C.J. van den Burg to Supervisory Board   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Reelect P.F.M. van der Meer Mohr to Supervisory Board   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Reelect W.H. Ziebart to Supervisory Board   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect D.A. Grose to Supervisory Board   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect C.M.S. Smits-Nusteling to Supervisory Board   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Announcement of Retirement of Supervisory Board Members F.W. Fröhlich and OB Bilous by Rotation in 2014   

Mgmt

        
Ratify Deloitte Accountants as Auditors   

Mgmt

   For    For    For
Voter Rationale: 3.1a            
Rationale: 3.1a            

Grant Board Authority to Issue Shares Up To 5

Percent of Issued Capital

  

Mgmt

   For    For    For
Voter Rationale: 3.9b            
Rationale: 3.9b            
Authorize Board to Exclude Preemptive Rights from Issuance under Item 15a   

Mgmt

   For    For    For
Voter Rationale: 3.9b            
Rationale: 3.9b            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

ASML Holding NV

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   

Mgmt

   For    For    For
Voter Rationale: 3.9b            
Rationale: 3.9b            

Authorize Board to Exclude Preemptive Rights from

Issuance under Item 15c

  

Mgmt

   For    For    For
Voter Rationale: 3.9b            
Rationale: 3.9b            

Authorize Repurchase of Up to 10 Percent of Issued

Share Capital

  

Mgmt

   For    For    For
Voter Rationale: 3.21a            
Rationale: 3.21a            

Authorize Additional Repurchase of Up to 10 Percent

of Issued Share Capital

  

Mgmt

   For    For    For
Voter Rationale: 3.21a            
Rationale: 3.21a            
Authorize Cancellation of Repurchased Shares   

Mgmt

   For    For    For
Voter Rationale: 3.22a            
Rationale: 3.22a            
Other Business (Non-Voting)   

Mgmt

        
Close Meeting   

Mgmt

        

AstraZeneca plc

 

Meeting Date:   25-Apr-13    Country:      United Kingdom    Security ID:      G0593M107
Record Date:   23-Apr-13    Meeting Type:      Annual    Ticker:      AZN

 

Shares Voted:   27,200      Shares Instructed:      27,200

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Accept Financial Statements and Statutory Reports   

Mgmt

   For    For    For
Voter Rationale: Item 3.24a            
Rationale: Item 3.24a            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

AstraZeneca plc

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Approve Dividends   

Mgmt

   For    For    For
Voter Rationale: Item 3.18a            
Rationale: Item 3.18a            
Reappoint KPMG Audit plc as Auditors   

Mgmt

   For    For    For
Voter Rationale: Item 3.1a            
Rationale: Item 3.1a            
Authorise Board to Fix Remuneration of Auditors   

Mgmt

   For    For    For
Voter Rationale: Item 3.1a            
Rationale: Item 3.1a            
Re-elect Leif Johansson as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Elect Pascal Soriot as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Re-elect Simon Lowth as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Re-elect Genevieve Berger as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Re-elect Bruce Burlington as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Re-elect Graham Chipchase as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

AstraZeneca plc

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Re-elect Jean-Philippe Courtois as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Re-elect Rudy Markham as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Re-elect Nancy Rothwell as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Re-elect Shriti Vadera as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Re-elect John Varley as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Re-elect Marcus Wallenberg as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Approve Remuneration Report   

Mgmt

   For    For    For
Voter Rationale: Item 2.8c            
Rationale: Item 2.8c            
Authorise EU Political Donations and Expenditure   

Mgmt

   For    For    For
Voter Rationale: Item 7.2a            
Rationale: Item 7.2a            
Authorise Issue of Equity with Pre-emptive Rights   

Mgmt

   For    For    For
Voter Rationale: Item 3.9a            
Rationale: Item 3.9a            
Authorise Issue of Equity without Pre-emptive Rights   

Mgmt

   For    For    For
Voter Rationale: Item 3.9b            
Rationale: Item 3.9b            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

AstraZeneca plc

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Authorise Market Purchase of Ordinary Shares   

Mgmt

   For    For    For
Voter Rationale: Item 3.21a            
Rationale: Item 3.21a            
Authorise the Company to Call EGM with Two Weeks’ Notice   

Mgmt

   For    For    For
Voter Rationale: Item 3.2c            
Rationale: Item 3.2c            

Banco do Brasil S.A.

 

Meeting Date:   25-Apr-13    Country:      Brazil    Security ID:      P11427112
Record Date:      Meeting Type:      Annual    Ticker:      BBAS3

 

Shares Voted:   116,900      Shares Instructed:      116,900

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2012   

Mgmt

   For    For    For
Voter Rationale: 3.24a            
Rationale: 3.24a            
Approve Allocation of Income and Dividends   

Mgmt

   For    For    For
Voter Rationale: 3.18a            
Rationale: 3.18a            
Elect Fiscal Council Members   

Mgmt

   For    Refer    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Approve Remuneration for Fiscal Council Members   

Mgmt

   For    Refer    For
Voter Rationale: 2.8a            
Rationale: 2.8a            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Banco do Brasil S.A.

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Elect Directors   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Approve Remuneration of Company’s Management   

Mgmt

   For    Refer    For
Voter Rationale: 2.8c            
Rationale: 2.8c            

Pfizer Inc.

 

Meeting Date:    25-Apr-13    Country:      USA    Security ID:      717081103
Record Date:   27-Feb-13    Meeting Type:      Annual    Ticker:      PFE

 

Shares Voted:   560,900      Shares Instructed:      560,900

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Elect Director Dennis A. Ausiello   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director M. Anthony Burns   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director W. Don Cornwell   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Frances D. Fergusson   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Pfizer Inc.

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Elect Director William H. Gray, III   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Helen H. Hobbs   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Constance J. Horner   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director James M. Kilts   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director George A. Lorch   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Suzanne Nora Johnson   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Ian C. Read   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Stephen W. Sanger   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Marc Tessier-Lavigne   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Ratify Auditors   

Mgmt

   For    For    For
Voter Rationale: 3.1a            
Rationale: 3.1a            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Pfizer Inc.

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

AdvisoryVote to Ratify Named Executive Officers’ Compensation

  

Mgmt

   For    For    For
Voter Rationale: 5.1d            
Rationale: 5.1d            
Stock Retention/Holding Period   

SH      

   Against    Refer    Against
Voter Rationale: 4.4            
Rationale: 4.4            
Provide Right to Act by Written Consent   

SH      

   Against    For    For
Voter Rationale: 3.3b            
Rationale: 3.3b            

Credit Suisse Group AG

 

Meeting Date:   26-Apr-13    Country:      Switzerland    Security ID:      H3698D419
Record Date:      Meeting Type:      Annual    Ticker:      CSGN

 

Shares Voted:   73,100      Shares Instructed:      73,100

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Receive Financial Statements and Statutory Reports (Non-Voting)   

Mgmt

        
Approve Remuneration Report   

Mgmt

   For    For    For
Voter Rationale: 2.8c            
Rationale: 2.8c            
Accept Financial Statements and Statutory Reports   

Mgmt

   For    For    For
Voter Rationale: 3.24a            
Rationale: 3.24a            
Approve Discharge of Board and Senior Management   

Mgmt

   For    For    For
Voter Rationale: 3.25            
Rationale: 3.25            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Credit Suisse Group AG

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Approve Allocation of Income   

Mgmt

   For    For    For
Voter Rationale: 3.18a            
Rationale: 3.18a            
Approve Dividends CHF 0.10 per Share from Capital Contribution Reserves to be Paid in Shares and Cash   

Mgmt

   For    For    For
Voter Rationale: 3.18a            
Rationale: 3.18a            
Approve Creation of CHF 6.0 Million Pool of Capital with Partial Exclusion of Preemptive Rights   

Mgmt

   For    For    For
Voter Rationale: 3.9b            
Rationale: 3.9b            
Approve CHF 1.1 Million Increase in Pool of Conditional Capital for Delivering Shares as Part of Employee Participation Programs   

Mgmt

   For    Refer    For
Voter Rationale: 4.1 per Chace Brundige            
Rationale: 4.1 per Chace Brundige            
Amend Articles Re: Board Related   

Mgmt

   For    Refer    For
Voter Rationale: 3.23c            
Rationale: 3.23c            
Reelect Noreen Doyle as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Reelect Jassim Bin Hamad J.J. Al Thani as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Kai S. Nargolwala as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Ratify KPMG AG as Auditors   

Mgmt

   For    For    For
Voter Rationale: 3.1a            
Rationale: 3.1a            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Credit Suisse Group AG

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Ratify BDO AG as Special Auditors   

Mgmt

   For    Refer    For
Voter Rationale: 3.1a            
Rationale: 3.1a            

DBS Group Holdings Ltd.

 

Meeting Date:   29-Apr-13    Country:      Singapore    Security ID:      Y20246107
Record Date:      Meeting Type:      Special    Ticker:      D05

 

Shares Voted:   424,641      Shares Instructed:      424,641

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Approve Proposed Renewal of the Share Purchase Mandate   

Mgmt

   For    For    For
Voter Rationale: Item 3.21a            
Rationale: Item 3.21a            

DBS Group Holdings Ltd.

 

Meeting Date:   29-Apr-13    Country:      Singapore    Security ID:      Y20246107
Record Date:      Meeting Type:      Annual    Ticker:      D05

 

Shares Voted:   424,641      Shares Instructed:      424,641

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Adopt Financial Statements and Directors’ and Auditors’ Reports   

Mgmt

   For    For    For
Voter Rationale: 3.24a            
Rationale: 3.24a            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

DBS Group Holdings Ltd.

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Declare Final Dividend Per Ordinary Share   

Mgmt

   For    For    For
Voter Rationale: 3.18a            
Rationale: 3.18a            
Declare Final Dividend Per Non-Voting Redeemable Convertible Preference Share   

Mgmt

   For    For    For
Voter Rationale: 3.18a            
Rationale: 3.18a            
Approve Directors’ Remuneration   

Mgmt

   For    Refer    For
Voter Rationale: 2.8            
Rationale: 2.8            
Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   

Mgmt

   For    For    For
Voter Rationale: 3.1a            
Rationale: 3.1a            
Elect Danny Teoh Leong Kay as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Euleen Goh Yiu Kiang as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Andre Sekulic as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Woo Foong Pheng as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Approve Grant of Awards and Issue of Shares Pursuant to the DBSH Share Option Plan and DBSH Share Plan   

Mgmt

   For    Refer    For
Voter Rationale: Per Mike Avery- 3.6            
Rationale: Per Mike Avery- 3.6            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

DBS Group Holdings Ltd.

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights   

Mgmt

   For    Refer    For
Voter Rationale: 3.9            
Rationale: 3.9            
Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Final Dividends for the Year Ended Dec. 31, 2012   

Mgmt

   For    For    For
Voter Rationale: 3.18a            
Rationale: 3.18a            
Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2013   

Mgmt

   For    For    For
Voter Rationale: 3.18a            
Rationale: 3.18a            

Axa

 

Meeting Date:   30-Apr-13    Country:      France    Security ID:      F06106102
Record Date:   24-Apr-13    Meeting Type:      Annual/Special    Ticker:      CS

 

Shares Voted:   117,100      Shares Instructed:      117,100

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Ordinary Business   

Mgmt

        
Approve Financial Statements and Statutory Reports   

Mgmt

   For    For   

For     

Voter Rationale: 3.24a            
Rationale: 3.24a            
Approve Consolidated Financial Statements and Statutory Reports   

Mgmt

   For    For   

For     

Voter Rationale: 3.24a            
Rationale: 3.24a            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Axa

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Approve Allocation of Income and Dividends of EUR 0.72 per Share   

Mgmt

   For    For    For
Voter Rationale: 3.18a            
Rationale: 3.18a            
Approve Auditors’ Special Report Regarding New Related-Party Transactions   

Mgmt

   For    Refer    For
Voter Rationale: 3.5            
Rationale: 3.5            
Reelect Ramon de Oliveira as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Reelect Dominique Reiniche as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Ratify Appointment of Jean-Pierre Clamadieu as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Deanna Oppenheimer as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Paul Hermelin as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Approve Remuneration of Directors in the Aggregate Amount of EUR 1.35 Million   

Mgmt

   For    Refer    For
Voter Rationale: 2.8a            
Rationale: 2.8a            
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   

Mgmt

   For    For   

For     

Voter Rationale: 3.21a            
Rationale: 3.21a            
Extraordinary Business   

Mgmt

        


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Axa

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value   

Mgmt

   For    Refer    For
Voter Rationale: 3.18a            
Rationale: 3.18a            
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion   

Mgmt

   For    For    For
Voter Rationale: 3.9a            
Rationale: 3.9a            
Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 545 Million   

Mgmt

   For    For    For
Voter Rationale: 3.9b            
Rationale: 3.9b            
Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 545 Million   

Mgmt

   For    Refer    For
Voter Rationale: 3.6            
Rationale: 3.6            
Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights   

Mgmt

   For    Refer    For
Voter Rationale: 3.9b            
Rationale: 3.9b            
Authorize Capital Increase of Up to EUR 545 Million for Future Exchange Offers   

Mgmt

   For    For    For
Voter Rationale: 3.9b            
Rationale: 3.9b            
Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions   

Mgmt

   For    Refer    For
Voter Rationale: 3.6            
Rationale: 3.6            
Authorize Issuance of Equity upon Conversion of a Subsidiary’s Equity-Linked Securities for Up to EUR 545 Million   

Mgmt

   For    Refer    For
Voter Rationale: 3.6            
Rationale: 3.6            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Axa

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Approve Issuance of Securities Convertible into Debt up to an Aggregate Nominal Amount of EUR 2 Billion   

Mgmt

   For    Refer    For
Voter Rationale: 3.6            
Rationale: 3.6            
Approve Employee Stock Purchase Plan   

Mgmt

   For    For    For
Voter Rationale: 4.3a            
Rationale: 4.3a            
Approve Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries   

Mgmt

   For    For    For
Voter Rationale: 4.3a            
Rationale: 4.3a            
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   

Mgmt

   For    For    For
Voter Rationale: 3.22a            
Rationale: 3.22a            
Ordinary Business   

Mgmt

        
Authorize Filing of Required Documents/Other Formalities   

Mgmt

   For    For    For
Voter Rationale: 2.14b            
Rationale: 2.14b            

Renault

 

Meeting Date:   30-Apr-13    Country:      France    Security ID:      F77098105
Record Date:   24-Apr-13    Meeting Type:      Annual/Special    Ticker:      RNO

 

Shares Voted:   32,900      Shares Instructed:      32,900

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Ordinary Business   

Mgmt

        


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Renault

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Approve Consolidated Financial Statements and Statutory Reports   

Mgmt

   For    For    For
Voter Rationale: 3.24a            
Rationale: 3.24a            
Approve Financial Statements and Statutory Reports   

Mgmt

   For    For    For
Voter Rationale: 3.24a            
Rationale: 3.24a            
Approve Allocation of Income and Dividends of EUR 1.72 per Share   

Mgmt

   For    For    For
Voter Rationale: 3.18a            
Rationale: 3.18a            
Approve Transaction with Nissan   

Mgmt

   For    Refer    For
Voter Rationale: Per Mike Avery            
Rationale: Per Mike Avery            
Acknowledge Auditor’s Report Related to Remuneration of Redeemable Shares   

Mgmt

   For    Refer    For
Voter Rationale: 5.4            
Rationale: 5.4            
Reelect Dominique de La Garanderie as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Reelect Alain Belda as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Yuriko Koike as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Benoit Ostertag as Representative of Employee Shareholders to the Board   

Mgmt

   For    Refer    For
Voter Rationale: 2.6a            
Rationale: 2.6a            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Renault

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Acknowledge Appointment of David Azema as Director Representing the French State   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Acknowledge Appointment of Pascal Faure as Director Representing the French State   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Appoint Auditex as Alternate Auditor   

Mgmt

   For    For    For
Voter Rationale: 3.1a            
Rationale: 3.1a            
Authorize Repurchase of Up to 10 Percent of Issued Share Capital   

Mgmt

   For    For   

For     

Voter Rationale: 3.21a            
Rationale: 3.21a            
Extraordinary Business   

Mgmt

        
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   

Mgmt

   For    For    For
Voter Rationale: 3.22a            
Rationale: 3.22a            
Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan   

Mgmt

   For    Refer    For
Voter Rationale: 4.1- Per Mike Avery            
Rationale: 4.1- Per Mike Avery            
Approve Employee Stock Purchase Plan   

Mgmt

   For    For    For
Voter Rationale: 4.3a            
Rationale: 4.3a            
Ordinary Business   

Mgmt

        
Authorize Filing of Required Documents/Other Formalities   

Mgmt

   For    For    For
Voter Rationale: 2.14b            
Rationale: 2.14b            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Occidental Petroleum Corporation

 

Meeting Date:   03-May-13    Country:      USA    Security ID:      674599105
Record Date:   13-Mar-13    Meeting Type:      Annual    Ticker:      OXY

 

Shares Voted:   161,200      Shares Instructed:      161,200

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Elect Director Spencer Abraham   

Mgmt

   For    For    Against
Voter Rationale: 2.6b per Ryan Caldwell            
Rationale: 2.6b per Ryan Caldwell            
Elect Director Howard I. Atkins   

Mgmt

   For    For    Against
Voter Rationale: 2.6b per Ryan Caldwell            
Rationale: 2.6b per Ryan Caldwell            
Elect Director Stephen I. Chazen   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Edward P. Djerejian   

Mgmt

   For    For    Against
Voter Rationale: 2.6b per Ryan Caldwell            
Rationale: 2.6b per Ryan Caldwell            
Elect Director John E. Feick   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Margaret M. Foran   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Carlos M. Gutierrez   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director Ray R. Irani   

Mgmt

   For    For    Against
Voter Rationale: 2.6b per Ryan Caldwell            
Rationale: 2.6b per Ryan Caldwell            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Occidental Petroleum Corporation

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Elect Director Avedick B. Poladian   

Mgmt

   For    For    Against
Voter Rationale: 2.6b per Ryan Caldwell            
Rationale: 2.6b per Ryan Caldwell            
Elect Director Aziz D. Syriani   

Mgmt

   For    For    Against
Voter Rationale: 2.6b per Ryan Caldwell            
Rationale: 2.6b per Ryan Caldwell            
Advisory Vote to Ratify Named Executive Officers’ Compensation   

Mgmt

   For    For   

For     

Voter Rationale: 5.1d per Mike Avery            
Rationale: 5.1d per Mike Avery            
Ratify Auditors   

Mgmt

   For    For    For
Voter Rationale: 3.1a            
Rationale: 3.1a            
Provide Right to Act by Written Consent   

SH      

   Against    For    For
Voter Rationale: 3.3b            
Rationale: 3.3b            

Wynn Resorts, Limited

 

Meeting Date:   07-May-13    Country:      USA    Security ID:      983134107
Record Date:   13-Mar-13    Meeting Type:      Annual    Ticker:      WYNN

 

Shares Voted:   577,400      Shares Instructed:      577,400

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Elect Director Ray R. Irani   

Mgmt

   For    Refer    For
Voter Rationale: 2.6a per Mike Avery            
Rationale: 2.6a per Mike Avery            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Wynn Resorts, Limited

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Elect Director Alvin V. Shoemaker   

Mgmt

   For    Refer    For
Voter Rationale: 2.6a per Mike Avery            
Rationale: 2.6a per Mike Avery            
Elect Director D. Boone Wayson   

Mgmt

   For    Refer    For
Voter Rationale: 2.6a per Mike Avery            
Rationale: 2.6a per Mike Avery            
Elect Director Stephen A. Wynn   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Ratify Auditors   

Mgmt

   For    For    For
Voter Rationale: 3.1a            
Rationale: 3.1a            

BAE Systems plc

 

Meeting Date:   08-May-13    Country:      United Kingdom    Security ID:      G06940103
Record Date:   06-May-13    Meeting Type:      Annual    Ticker:      BA.

 

Shares Voted:   470,900      Shares Instructed:      470,900

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Accept Financial Statements and Statutory Reports   

Mgmt

   For    For   

For     

Voter Rationale: Item 3.24a            
Rationale: Item 3.24a            
Approve Remuneration Report   

Mgmt

   For    For    For
Voter Rationale: Item 2.8c            
Rationale: Item 2.8c            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

BAE Systems plc

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Approve Final Dividend   

Mgmt

   For    For    For
Voter Rationale: Item 3.18a            
Rationale: Item 3.18a            
Re-elect Paul Anderson as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Re-elect Harriet Green as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Re-elect Linda Hudson as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Re-elect Ian King as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Re-elect Peter Lynas as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Re-elect Lee McIntire as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Re-elect Richard Olver as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Re-elect Paula Rosput Reynolds as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Re-elect Nicholas Rose as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

BAE Systems plc

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Re-elect Carl Symon as Director   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Reappoint KPMG Audit plc as Auditors   

Mgmt

   For    For    For
Voter Rationale: Item 3.1a            
Rationale: Item 3.1a            
Authorise the Audit Committee to Fix Remuneration of Auditors   

Mgmt

   For    For    For
Voter Rationale: Item 3.1a            
Rationale: Item 3.1a            
Approve EU Political Donations and Expenditure   

Mgmt

   For    For    For
Voter Rationale: Item 7.2a            
Rationale: Item 7.2a            
Authorise Issue of Equity with Pre-emptive Rights   

Mgmt

   For    For    For
Voter Rationale: Item 3.9a            
Rationale: Item 3.9a            
Authorise Issue of Equity without Pre-emptive Rights   

Mgmt

   For    For    For
Voter Rationale: Item 3.9b            
Rationale: Item 3.9b            
Authorise Market Purchase of Ordinary Shares   

Mgmt

   For    For    For
Voter Rationale: Item 3.21a            
Rationale: Item 3.21a            
Authorise the Company to Call EGM with Two Weeks’ Notice   

Mgmt

   For    For    For
Voter Rationale: Item 3.2c            
Rationale: Item 3.2c            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Philip Morris International Inc.

 

Meeting Date:   08-May-13    Country:      USA    Security ID:      718172109
Record Date:   15-Mar-13    Meeting Type:      Annual    Ticker:      PM

 

Shares Voted:   292,000      Shares Instructed:      292,000

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Elect Director Harold Brown   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Elect Director Mathis Cabiallavetta   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Elect Director Andre Calantzopoulos   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Elect Director Louis C. Camilleri   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Elect Director J. Dudley Fishburn   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Elect Director Jennifer Li   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Elect Director Graham Mackay   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Elect Director Sergio Marchionne   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Philip Morris International Inc.

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Elect Director Kalpana Morparia   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Elect DirectorLucio A. Noto   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Elect Director Robert B. Polet   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Elect Director Carlos Slim Helu   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Elect Director Stephen M. Wolf   

Mgmt

   For    For    For
Voter Rationale: Item 2.6a            
Rationale: Item 2.6a            
Ratify Auditors   

Mgmt

   For    For    For
Voter Rationale: Item 3.1a            
Rationale: Item 3.1a            
Advisory Vote to Ratify Named Executive Officers’ Compensation   

Mgmt

   For    For    For
Voter Rationale: Item 5.1d            
Rationale: Item 5.1d            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Phillips 66

 

Meeting Date:   08-May-13    Country:      USA    Security ID:      718546104
Record Date:   15-Mar-13    Meeting Type:      Annual    Ticker:      PSX

 

Shares Voted:   318,800      Shares Instructed:      318,800

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Elect Director Greg C. Garland   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Director John E. Lowe   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Ratify Auditors   

Mgmt

   For    For    For
Voter Rationale: 3.1a            
Rationale: 3.1a            
Approve Omnibus Stock Plan   

Mgmt

   For    Refer    For
Voter Rationale: 4.1            
Rationale: 4.1            
Advisory Vote to Ratify Named Executive Officers’ Compensation   

Mgmt

   For    For    For
Voter Rationale: 5.1d            
Rationale: 5.1d            
Advisory Vote on Say on Pay Frequency   

Mgmt

   One Year    One Year    One Year
Voter Rationale: 5.5b            
Rationale: 5.5b            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

AIA Group Ltd.

 

Meeting Date:   10-May-13    Country:      Hong Kong    Security ID:      Y002A1105
Record Date:   06-May-13    Meeting Type:      Annual    Ticker:      01299

 

Shares Voted:   11,486,700           Shares Instructed:      11,486,700

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Accept Financial Statements and Statutory Reports   

Mgmt

   For    For    For
Voter Rationale: 3.24a            
Rationale: 3.24a            
Declare Final Dividend   

Mgmt

   For    For    For
Voter Rationale: 3.18a            
Rationale: 3.18a            
Elect Barry Chun-Yuen Cheung as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect George Yong-Boon Yeo as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Narongchai Akrasanee as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Elect Qin Xiao as Director   

Mgmt

   For    Refer    For
Voter Rationale: 2.6a per Ryan Caldwell            
Rationale: 2.6a per Ryan Caldwell            
Elect Mark Edward Tucker as Director   

Mgmt

   For    For    For
Voter Rationale: 2.6a            
Rationale: 2.6a            
Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   

Mgmt

   For    For    For
Voter Rationale: 3.1a            
Rationale: 3.1a            
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   

Mgmt

   For    For    For
Voter Rationale: 3.9b            
Rationale: 3.9b            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

AIA Group Ltd.

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Authorize Repurchase of Up to 10 Percent of Issued Share Capital   

Mgmt

  

For     

   For    For
Voter Rationale: 3.21a            
Rationale: 3.21a            
Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme   

Mgmt

   For    Refer    For
Voter Rationale: 3.6            
Rationale: 3.6            
Amend Articles of Association of the Company   

Mgmt

   For    Refer    For
Voter Rationale: 3.23c            
Rationale: 3.23c            

Eni S.p.A.

 

Meeting Date:   10-May-13    Country:      Italy    Security ID:      T3643A145
Record Date:   30-Apr-13    Meeting Type:      Annual    Ticker:      ENI

 

Shares Voted:   116,800           Shares Instructed:      116,800

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Ordinary Business   

Mgmt

        
Accept Financial Statements and Statutory Reports   

Mgmt

  

For     

   For    For
Voter Rationale: Item 3.24a            
Rationale: Item 3.24a            
Approve Allocation of Income   

Mgmt

   For    For    For
Voter Rationale: Item 3.18a            
Rationale: Item 3.18a            
Approve Remuneration Report   

Mgmt

   For    For    For
Voter Rationale: Item 2.8c            
Rationale: Item 2.8c            


Vote Summary Report  

 

Report was run from: 7/1/12 to 6/30/13

 

Location(s): All locations

 

Institution Account(s): 90 Ivy VIP Asset Strategy

 

 

Eni S.p.A.

 

Proposal

  

Proponent

  

Mgmt Rec

  

Policy Rec

  

Vote

Instruction

Authorize Share Repurchase Program   

Mgmt

   For    For    For
Voter Rationale: Item 3.21a            
Rationale: Item 3.21a