0001209191-16-146052.txt : 20161017 0001209191-16-146052.hdr.sgml : 20161017 20161017163413 ACCESSION NUMBER: 0001209191-16-146052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161012 FILED AS OF DATE: 20161017 DATE AS OF CHANGE: 20161017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLOGY & ENVIRONMENT INC CENTRAL INDEX KEY: 0000809933 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 160971022 STATE OF INCORPORATION: NY FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 368 PLEASANTVIEW DR CITY: LANCASTER STATE: NY ZIP: 14086 BUSINESS PHONE: 7166848060 MAIL ADDRESS: STREET 1: 368 PLEASANTVIEW DRIVE CITY: LANCASTER STATE: NY ZIP: 14086 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANK RONALD L CENTRAL INDEX KEY: 0000933327 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09065 FILM NUMBER: 161939140 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-10-12 0 0000809933 ECOLOGY & ENVIRONMENT INC EEI 0000933327 FRANK RONALD L 368 PLEASANT VIEW DRIVE LANCASTER NY 14086 1 1 0 0 Executive V.P. of Finance Class B Common Stock 187234 D Class A Common Stock 2016-10-12 4 P 0 31 9.90 A 18835 D Class A Common Stock 6265 I by 401 k Plan Class A Common Stock 7640 I By IRA Class B Common Stock is convertible one-for-one into Class A Common Stock Reporting person is a party to an Agreement dated May 12, 1970, as amended January 24, 2011, among Messrs. Gerhard J. Neumaier (deceased 2013), Frank B. Silvestro, Gerald A. Strobel and Ronald L. Frank, whereby none of the shares (now classified as Class B Common Stock) subject to the Agreement including shares owned by them, certain children of those individuals and any such shares subsequently transferred to their spouses and/or children outright or in trust for their benefit upon the demise of a signatory to that agreement may be sold without the seller first granting the other signatories a right of first refusal. This is not an admission that the reporting person is the beneficial owner of the shares held in the name of others nor is this an admission that all shares held by the reporting person are subject to the Agreement Ronald L. Frank 2016-10-17