-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L3Uv5MuaDsIc6VwguGuix/KVp7jUmYfjacHlg4p8Nhk9zbUTD45ar2moFWE21xUy pnbchsAGQUIIDY3Vpb/ObA== 0001130381-02-000004.txt : 20020414 0001130381-02-000004.hdr.sgml : 20020414 ACCESSION NUMBER: 0001130381-02-000004 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ECOLOGY & ENVIRONMENT INC CENTRAL INDEX KEY: 0000809933 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 160971022 STATE OF INCORPORATION: NY FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39143 FILM NUMBER: 02542439 BUSINESS ADDRESS: STREET 1: 368 PLEASANTVIEW DR CITY: LANCASTER STATE: NY ZIP: 14086 BUSINESS PHONE: 7166848060 MAIL ADDRESS: STREET 1: 368 PLEASANTVIEW DRIVE CITY: LANCASTER STATE: NY ZIP: 14086 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: E CAPITAL CORP CENTRAL INDEX KEY: 0001130381 IRS NUMBER: 953565499 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2136888080 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90017 SC 13G/A 1 ecc-13geec.txt OMB APPROVAL OMB Number 3235-0145 Expires: October 31, 2002 Estimated average burden Hours per response....14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE13G Under the Securities Exchange Act of 1934 (Amendment No__1__)* ENVIRONMENTAL ELEMENTS CORPORATION - --------------------------------------------------------------------- (Name of Issuer) Common - --------------------------------------------------------------------- (Title of Class of Securities) 293940102 ----------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /x/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1745 (3-98) Page 1 of 7 CUSIP No. 293940102 - -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) E*Capital Corporation - --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / - --------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------- 4. Citizenship or Place of Organization California - --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 240,100 Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 620,900 Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 240,100 ---------------------------------------------- 8.Shared Dispositive Power 833,300 - --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 833,300 - --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) /x/ - --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (11) 11.5% - --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - --------------------------------------------------------------------- CO Page 2 of 7 CUSIP No. 293940102 - -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Edward W. Wedbush - --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / - --------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------- 4. Citizenship or Place of Organization United State of America - --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 334,900 Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 620,900 Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 334,900 ---------------------------------------------- 8.Shared Dispositive Power 883,300 - --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 833,300 - --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) /x/ - --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (11) 11.5% - --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - --------------------------------------------------------------------- IN Page 3 of 7 Cusip No. 293940102 13G ENVIRONMENTAL ELEMENTS CORPORATION - --------------------------------------------------------------------- Item 1. Name and Address of Issuer. (a) This statement relates to the shares of the common stock of ENVIRONMENTAL ELEMENTS CORPORATION ("Issuer"). (b) Issuer's address: 3700 Koppers Street, Baltimore, Maryland 21227 Item 2. Filers (a) This statement is filed by E*Capital Corporation ("ECC") and by Edward W.Wedbush ("EWW"). (b) Business address of the above filers are as follows: ECC - 1000 Wilshire Blvd., Los Angeles, CA 90017-2457 EWW - P.O. Box 30014, Los Angeles, CA 90030-0014 (c) ECC is a California corporation and EWW is a citizen of the United States of America. (d) Common stock (e) 293940102 Item 3. Classification of Filers (a)--(g) Not applicable Page 4 of 7 Item 4. Ownership (a) ECC has sole ownership of 240,100 Shares of the Issuer and EWW has sole ownership of 334,900 Shares. (b) Of the Shares outstanding, ECC owns approximately 3.32% and EWW owns approximately 4.63%. (c) Number of Shares as to which the filer has: (i) Sole power to vote: ECC has sole power to vote on 240,100 Shares and EWW has 334,900 sole Shares. (ii) Shared power to vote: ECC has 620,900 Shares and EWW has 620,900 Shares. (iii) Sole power to dispose: ECC has sole power to dispose on 240,100 Shares and EWW has 334,900 Shares to dispose. (iv) Shared power to dispose; ECC has 833,300 Shares and EWW has 833,300 Shares. Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another. Not applicable. Item 7. Identification and Classification of Subsidiary which Acquired the Securities Being Reported on by the Parent Holding Company. Not Applicable. Page 5 of 7 Item 8. Identification and Classification of Members of a Group. Name Category No.ofShares Percentage E*Capital Corporation CO 240,100 3.32% Edward W. Wedbush IN 334,900 4.63% EWW is the chairman of ECC. EWW owns a majority of the outstanding Shares of ECC. Accordingly, EWW may be deemed the beneficial owner of the Issuer's Shares owned by ECC. However, beneficial ownership of the Issuer's Shares is hereby disclaimed by EWW. Item 9. Notice of Dissolution of Group. Not applicable. Page 6 of 7 Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the Issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. E*Capital Corporation 2/13/02 - --------------------------- Date ERIC D. WEDBUSH - ------------------ Eric D. Wedbush - --------------------------- Signature ERIC D. WEDBUSH - ------------------ Eric D. Wedbush/ Executive Vice President - --------------------------- Name/Title Edward W. Wedbush 2/13/02 - --------------------------- Date EDWARD W. WEDBUSH - ------------------ Edward W. Wedbush - --------------------------- Signature EDWARD W. WEDBUSH - ------------------ Edward W. Wedbush - --------------------------- Name/Title Page 7 of 7 -----END PRIVACY-ENHANCED MESSAGE-----