-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LhhYNfz74A/Z+1nlmlNIp1aIS/jy4GO049kb2V/nZCsIazoalrTRbm2KCmA6YBzq F6u3nB11x2HLfBKQYOokQA== 0001172661-08-000776.txt : 20081112 0001172661-08-000776.hdr.sgml : 20081111 20081112115521 ACCESSION NUMBER: 0001172661-08-000776 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081112 DATE AS OF CHANGE: 20081112 EFFECTIVENESS DATE: 20081112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PAPP L ROY & ASSOCIATES CENTRAL INDEX KEY: 0000809339 IRS NUMBER: 860641993 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01889 FILM NUMBER: 081179335 BUSINESS ADDRESS: STREET 1: 6225 N 24TH ST STREET 2: STE 150 CITY: PHOENIX STATE: AZ ZIP: 85016 BUSINESS PHONE: 6029560980 MAIL ADDRESS: STREET 1: 6225 N 24TH ST STREET 2: STE 150 CITY: PHOENIX STATE: AZ ZIP: 85016 13F-HR 1 lro3q08.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: L Roy Papp & Associates, LLP Address: 2201 E. Camelback Road Suite 227B Phoenix, AZ 85016 13F File Number: 28-01889 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Harry Papp Title: President Phone: (602) 956-0980 Signature, Place, and Date of Signing: /s/ Harry Papp Phoenix, AZ November 12, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 172 Form13F Information Table Value Total: $307,979 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 28-04037 Pioneer Investment Management Inc FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 4057 59397 SH Sole 12220 0 47177 3M CO COM 88579y101 1243 18200 SH Defined 1 0 0 18200 ABBOTT LABS COM 002824100 973 16897 SH Sole 62 0 16835 ABERDEEN GLOBAL INCOME FD IN COM 003013109 124 12600 SH Sole 12600 0 0 ACCENTURE LTD BERMUDA CL A g1150g111 1786 47000 SH Defined 1 0 0 47000 ACCENTURE LTD BERMUDA CL A g1150g111 1863 49020 SH Sole 9620 0 39400 ADOBE SYS INC COM 00724F101 3019 76488 SH Sole 14700 0 61788 ADOBE SYS INC COM 00724F101 2131 54000 SH Defined 1 0 0 54000 AGILENT TECHNOLOGIES INC COM 00846U101 336 11315 SH Sole 3162 0 8153 AIRGAS INC COM 009363102 50 1000 SH Sole 0 0 1000 AIRGAS INC COM 009363102 2607 52500 SH Defined 1 0 0 52500 AMERICAN EXPRESS CO COM 025816109 2068 58358 SH Sole 6850 0 51508 AMETEK INC NEW COM 031100100 61 1500 SH Sole 0 0 1500 AMETEK INC NEW COM 031100100 2593 63600 SH Defined 1 0 0 63600 AMGEN INC COM 031162100 323 5453 SH Sole 3300 0 2153 ANHEUSER BUSCH COS INC COM 035229103 3088 47600 SH Sole 0 0 47600 APPLIED MATLS INC COM 038222105 455 30090 SH Sole 8325 0 21765 AT&T INC COM 00206r102 75 2702 SH Sole 0 0 2702 AUTOMATIC DATA PROCESSING IN COM 053015103 1700 39761 SH Sole 1116 2000 36645 AVNET INC COM 053807103 213 8662 SH Sole 4602 0 4060 BANK OF NEW YORK MELLON CORP COM 064058100 1345 41284 SH Sole 0 0 41284 BARD C R INC COM 067383109 863 9100 SH Defined 1 0 0 9100 BARD C R INC COM 067383109 398 4200 SH Sole 300 0 3900 BOSTON SCIENTIFIC CORP COM 101137107 12 1007 SH Sole 1007 0 0 BP PLC SPONSORED ADR 055622104 737 14695 SH Sole 3900 0 10795 BURLINGTON NORTHN SANTA FE C COM 12189T104 1202 13000 SH Sole 1500 0 11500 CANADIAN NATL RY CO COM 136375102 5290 110591 SH Sole 18750 0 91841 CANADIAN NATL RY CO COM 136375102 899 18800 SH Defined 1 0 0 18800 CATERPILLAR INC DEL COM 149123101 507 8500 SH Sole 0 0 8500 CHEVRON CORP NEW COM 166764100 4566 55355 SH Sole 11134 0 44221 CHEVRON CORP NEW COM 166764100 1930 23400 SH Defined 1 0 0 23400 CISCO SYS INC COM 17275R102 2030 90000 SH Defined 1 0 0 90000 CISCO SYS INC COM 17275R102 6319 280112 SH Sole 47464 0 232648 CLOROX CO DEL COM 189054109 10956 174766 SH Sole 22270 6000 146496 CLOROX CO DEL COM 189054109 2990 47700 SH Defined 1 0 0 47700 COACH INC COM 189754104 726 29000 SH Defined 1 0 0 29000 COACH INC COM 189754104 2485 99241 SH Sole 1400 0 97841 COCA COLA CO COM 191216100 333 6300 SH Sole 0 0 6300 COLGATE PALMOLIVE CO COM 194162103 1365 18115 SH Sole 3950 0 14165 COLGATE PALMOLIVE CO COM 194162103 753 10000 SH Defined 1 0 0 10000 DENTSPLY INTL INC NEW COM 249030107 274 7300 SH Sole 4200 0 3100 DENTSPLY INTL INC NEW COM 249030107 2579 68700 SH Defined 1 0 0 68700 DEVRY INC DEL COM 251893103 2061 41600 SH Defined 1 0 0 41600 E M C CORP MASS COM 268648102 1094 91437 SH Sole 21278 0 70159 E M C CORP MASS COM 268648102 221 18500 SH Defined 1 0 0 18500 EMERSON ELEC CO COM 291011104 6044 148176 SH Sole 16370 4000 127806 EMERSON ELEC CO COM 291011104 673 16500 SH Defined 1 0 0 16500 EXPEDITORS INTL WASH INC COM 302130109 2103 60370 SH Sole 10980 0 49390 EXPEDITORS INTL WASH INC COM 302130109 2090 60000 SH Defined 1 0 0 60000 EXPRESS SCRIPTS INC COM 302182100 30 400 SH Sole 0 0 400 EXPRESS SCRIPTS INC COM 302182100 1462 19800 SH Defined 1 0 0 19800 EXXON MOBIL CORP COM 30231g102 435 5600 SH Defined 1 0 0 5600 EXXON MOBIL CORP COM 30231g102 4588 59072 SH Sole 11273 0 47799 FACTSET RESH SYS INC COM 303075105 1129 21600 SH Defined 1 0 0 21600 FEDERATED INVS INC PA CL B 314211103 927 32115 SH Sole 10700 0 21415 FEDERATED INVS INC PA CL B 314211103 2366 82000 SH Defined 1 0 0 82000 FISERV INC COM 337738108 667 14100 SH Defined 1 0 0 14100 FISERV INC COM 337738108 3682 77803 SH Sole 13540 0 64263 FMC TECHNOLOGIES INC COM 30249U101 1289 27700 SH Defined 1 0 0 27700 FMC TECHNOLOGIES INC COM 30249U101 51 1100 SH Sole 0 0 1100 FOREST OIL CORP COM PAR $0.01 346091705 149 3000 SH Sole 2000 0 1000 FOREST OIL CORP COM PAR $0.01 346091705 992 20000 SH Defined 1 0 0 20000 FULLER H B CO COM 359694106 490 23480 SH Sole 0 18000 5480 G & K SVCS INC CL A 361268105 50 1500 SH Sole 0 0 1500 GARDNER DENVER INC COM 365558105 567 16340 SH Sole 7000 0 9340 GARDNER DENVER INC COM 365558105 2569 74000 SH Defined 1 0 0 74000 GENERAL ELECTRIC CO COM 369604103 6943 272263 SH Sole 49570 2000 220693 GENERAL ELECTRIC CO COM 369604103 676 26500 SH Defined 1 0 0 26500 GRAINGER W W INC COM 384802104 854 9820 SH Sole 400 1 9420 HEWLETT PACKARD CO COM 428236103 4307 93144 SH Sole 4800 0 88344 HILL ROM HLDGS INC COM 431475102 121 4000 SH Sole 0 0 4000 HOME DEPOT INC COM 437076102 263 10144 SH Sole 800 0 9344 HONEYWELL INTL INC COM 438516106 177 4258 SH Sole 3958 0 300 IDEX CORP COM 45167r104 2295 74000 SH Defined 1 0 0 74000 INFORMATICA CORP COM 45666Q102 2280 175500 SH Defined 1 0 0 175500 INFORMATICA CORP COM 45666Q102 130 10000 SH Sole 0 0 10000 INTEL CORP COM 458140100 1302 69500 SH Defined 1 0 0 69500 INTEL CORP COM 458140100 8444 450848 SH Sole 87671 14000 349177 INTERNATIONAL BUSINESS MACHS COM 459200101 234 2000 SH Defined 1 0 0 2000 INTERNATIONAL BUSINESS MACHS COM 459200101 1006 8603 SH Sole 130 0 8473 INTERNATIONAL SPEEDWAY CORP CL A 460335201 223 5729 SH Sole 0 0 5729 ISHARES INC MSCI PAC J IDX 464286665 394 10965 SH Sole 0 0 10965 ITT CORP NEW COM 450911102 295 5300 SH Sole 5000 0 300 JOHNSON & JOHNSON COM 478160104 1420 20500 SH Defined 1 0 0 20500 JOHNSON & JOHNSON COM 478160104 7867 113549 SH Sole 18950 2500 92099 JPMORGAN & CHASE & CO COM 46625H100 45 971 SH Sole 0 0 971 LILLY ELI & CO COM 532457108 2484 56407 SH Sole 940 0 55467 LINEAR TECHNOLOGY CORP COM 535678106 2428 79200 SH Defined 1 0 0 79200 LINEAR TECHNOLOGY CORP COM 535678106 735 23985 SH Sole 2090 0 21895 LSI CORPORATION COM 502161102 54 10112 SH Sole 0 0 10112 MCCORMICK & CO INC COM NON VTG 579780206 419 10910 SH Sole 0 0 10910 MCDONALDS CORP COM 580135101 814 13200 SH Sole 600 7600 5000 MEDCO HEALTH SOLUTIONS INC COM 58405U102 1938 43056 SH Defined 1 0 0 43056 MEDCO HEALTH SOLUTIONS INC COM 58405U102 2091 46466 SH Sole 10780 482 35204 MEDTRONIC INC COM 585055106 5304 105873 SH Sole 25440 3000 77433 MEDTRONIC INC COM 585055106 2019 40300 SH Defined 1 0 0 40300 MERCK & CO INC COM 589331107 337 10688 SH Sole 600 0 10088 METTLER TOLEDO INTERNATIONAL COM 592688105 2156 22000 SH Defined 1 0 0 22000 MICROCHIP TECHNOLOGY INC COM 595017104 4317 146700 SH Defined 1 0 0 146700 MICROCHIP TECHNOLOGY INC COM 595017104 2744 93222 SH Sole 19600 0 73622 MICROS SYS INC COM 594901100 2109 79100 SH Defined 1 0 0 79100 MICROS SYS INC COM 594901100 237 8890 SH Sole 1200 0 7690 MICROSOFT CORP COM 594918104 11674 437392 SH Sole 90005 18000 329387 MICROSOFT CORP COM 594918104 1735 65000 SH Defined 1 0 0 65000 NATIONAL INSTRS CORP COM 636518102 41 1350 SH Sole 1350 0 0 NATIONAL INSTRS CORP COM 636518102 300 10000 SH Defined 1 0 0 10000 NEWFIELD EXPL CO COM 651290108 144 4500 SH Sole 2000 0 2500 NEWFIELD EXPL CO COM 651290108 464 14500 SH Defined 1 0 0 14500 NIKE INC CL B 654106103 341 5100 SH Sole 1600 0 3500 NIKE INC CL B 654106103 803 12000 SH Defined 1 0 0 12000 NOKIA CORP SPONSORED ADR 654902204 259 13870 SH Sole 300 0 13570 NORTHERN TR CORP COM 665859104 939 13000 SH Defined 1 0 0 13000 NORTHERN TR CORP COM 665859104 3818 52884 SH Sole 1300 0 51584 NUANCE COMMUNICATIONS INC COM 67020Y100 1201 98500 SH Defined 1 0 0 98500 O REILLY AUTOMOTIVE INC COM 686091109 1740 65010 SH Sole 12570 0 52440 O REILLY AUTOMOTIVE INC COM 686091109 2385 89100 SH Defined 1 0 0 89100 OMNICOM GROUP INC COM 681919106 796 20650 SH Sole 1200 0 19450 OMNICOM GROUP INC COM 681919106 790 20500 SH Defined 1 0 0 20500 ORACLE CORP COM 68389X105 227 11200 SH Sole 0 0 11200 PEPSICO INC COM 713448108 1604 22500 SH Defined 1 0 0 22500 PEPSICO INC COM 713448108 540 7575 SH Sole 200 0 7375 PETSMART INC COM 716768106 148 6000 SH Sole 0 0 6000 PETSMART INC COM 716768106 1942 78600 SH Defined 1 0 0 78600 PFIZER INC COM 717081103 423 22950 SH Sole 1500 0 21450 PIONEER NAT RES CO COM 723787107 108 2060 SH Sole 0 0 2060 PIONEER NAT RES CO COM 723787107 471 9000 SH Defined 1 0 0 9000 PITNEY BOWES INC COM 724479100 116 3500 SH Sole 300 0 3200 PRICE T ROWE GROUP INC COM 74144t108 3975 74000 SH Defined 1 0 0 74000 PRICE T ROWE GROUP INC COM 74144t108 10792 200936 SH Sole 35520 0 165416 PROCTER & GAMBLE CO COM 742718109 3224 46266 SH Sole 2100 4000 40166 PROCTER & GAMBLE CO COM 742718109 174 2500 SH Defined 1 0 0 2500 RESMED INC COM 761152107 73 1700 SH Sole 0 0 1700 RESMED INC COM 761152107 1870 43500 SH Defined 1 0 0 43500 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 257 4350 SH Sole 0 0 4350 SCHEIN HENRY INC COM 806407102 2261 42000 SH Defined 1 0 0 42000 SCHLUMBERGER LTD COM 806857108 268 3435 SH Sole 0 0 3435 SCHLUMBERGER LTD COM 806857108 437 5600 SH Defined 1 0 0 5600 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369y506 774 12220 SH Sole 1200 0 11020 SHERWIN WILLIAMS CO COM 824348106 297 5200 SH Sole 0 0 5200 SIGMA ALDRICH CORP COM 826552101 350 6670 SH Sole 0 0 6670 SIGMA ALDRICH CORP COM 826552101 1940 37000 SH Defined 1 0 0 37000 SPDR SERIES TRUST S&P BIOTECH 78464a870 2008 33396 SH Sole 5270 0 28126 SPRINT NEXTEL CORP COM SER 1 852061100 75 12360 SH Sole 0 0 12360 STATE STR CORP COM 857477103 21450 377104 SH Sole 59262 14000 303842 STATE STR CORP COM 857477103 1735 30500 SH Defined 1 0 0 30500 STRYKER CORP COM 863667101 1097 17604 SH Sole 1400 0 16204 STRYKER CORP COM 863667101 2261 36300 SH Defined 1 0 0 36300 SYSCO CORP COM 871829107 2966 96221 SH Sole 7572 0 88649 SYSCO CORP COM 871829107 385 12500 SH Defined 1 0 0 12500 TARGET CORP COM 87612E106 4405 89804 SH Sole 15130 0 74674 TARGET CORP COM 87612E106 1373 28000 SH Defined 1 0 0 28000 TECHNE CORP COM 878377100 3651 50620 SH Sole 16770 2000 31850 TECHNE CORP COM 878377100 2322 32200 SH Defined 1 0 0 32200 TETRA TECHNOLOGIES INC DEL COM 88162f105 730 52700 SH Defined 1 0 0 52700 TRIMBLE NAVIGATION LTD COM 896239100 202 7825 SH Sole 4300 0 3525 TRIMBLE NAVIGATION LTD COM 896239100 2154 83300 SH Defined 1 0 0 83300 UNITED PARCEL SERVICE INC CL B 911312106 2722 43281 SH Sole 6506 0 36775 UNITED TECHNOLOGIES CORP COM 913017109 802 13350 SH Sole 2350 0 11000 UNITED TECHNOLOGIES CORP COM 913017109 1099 18300 SH Defined 1 0 0 18300 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 411 9675 SH Sole 2200 0 7475 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 363 10480 SH Sole 0 0 10480 WACHOVIA CORP NEW COM 929903102 108 30943 SH Sole 0 0 30943 WAL MART STORES INC COM 931142103 3628 60583 SH Sole 10089 0 50494 WALGREEN CO COM 931422109 2626 84826 SH Sole 20950 0 63876 WALGREEN CO COM 931422109 929 30000 SH Defined 1 0 0 30000 WESTERN UN CO COM 959802109 1611 65292 SH Sole 6264 0 59028 WESTERN UN CO COM 959802109 1258 51000 SH Defined 1 0 0 51000 WHITING PETE CORP NEW COM 966387102 57 800 SH Sole 0 0 800 WHITING PETE CORP NEW COM 966387102 734 10300 SH Defined 1 0 0 10300 WPP GROUP PLC SPON ADR 0905 929309409 935 23000 SH Defined 1 0 0 23000 WPP GROUP PLC SPON ADR 0905 929309409 1651 40619 SH Sole 9400 0 31219 WYETH COM 983024100 15 400 SH Sole 0 0 400
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