-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B3lRsAMAb4z7ZsTGQXp1NZ4g7+qNK4MolNcAMfUKxexP8vt3o3FtznMN28s1hy4H OdASyIQy64vkJxMK15xAhw== 0001193125-09-145624.txt : 20090708 0001193125-09-145624.hdr.sgml : 20090708 20090708112850 ACCESSION NUMBER: 0001193125-09-145624 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090708 DATE AS OF CHANGE: 20090708 GROUP MEMBERS: MADISON DEARBORN CAPITAL PARTNERS II, L.P. GROUP MEMBERS: MADISON DEARBORN PARTNERS II, L.P. GROUP MEMBERS: MADISON DEARBORN PARTNERS, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARROLS RESTAURANT GROUP, INC. CENTRAL INDEX KEY: 0000809248 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 161287774 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82334 FILM NUMBER: 09934513 BUSINESS ADDRESS: STREET 1: 968 JAMES STREET CITY: SYRACUSE STATE: NY ZIP: 13203 BUSINESS PHONE: 315-424-0513 MAIL ADDRESS: STREET 1: 968 JAMES STREET CITY: SYRACUSE STATE: NY ZIP: 13203 FORMER COMPANY: FORMER CONFORMED NAME: CARROLS HOLDINGS CORP DATE OF NAME CHANGE: 19870113 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MADISON DEARBORN CAPITAL PARTNERS L P CENTRAL INDEX KEY: 0000895067 IRS NUMBER: 363863140 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: THREE FIRST NATIONAL PLAZA SUITE 3800 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3128951000 MAIL ADDRESS: STREET 1: THREE FIRST NATIONAL PLAZA STREET 2: SUITE 3800 CITY: CHICAGO STATE: IL ZIP: 60602 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 Schedule 13G Amendment No. 1
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Schedule 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

 

 

Carrols Restaurant Group, Inc.

(Name of Issuer)

 

 

Common Stock, $0.01 Par Value

(Title of Class of Securities)

 

 

14574X 10 4

(CUSIP Number)

 

 

July 2, 2009

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 14574X 10 4   13G   Page 2 of 8 Pages

 

  1  

NAMES OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):

 

            Madison Dearborn Capital Partners, L.P.

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨

(b)  x

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Delaware

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

 

  5    SOLE VOTING POWER

 

                - 0 -

 

  6    SHARED VOTING POWER

 

                - 0 - (See Item 4)

 

  7    SOLE DISPOSITIVE POWER

 

                - 0 -

 

  8    SHARED DISPOSITIVE POWER

 

                - 0 - (See Item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            - 0 - (See Item 4)

   
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

            - 0 -

   
12  

TYPE OF REPORTING PERSON (See Instructions)

 

            PN

   

 


CUSIP No. 14574X 10 4   13G   Page 3 of 8 Pages

 

  1  

NAMES OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):

 

            Madison Dearborn Partners, L.P.

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨

(b)  x

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Delaware

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

 

  5    SOLE VOTING POWER

 

                - 0 -

 

  6    SHARED VOTING POWER

 

                - 0 - (See Item 4)

 

  7    SOLE DISPOSITIVE POWER

 

                - 0 -

 

  8    SHARED DISPOSITIVE POWER

 

                - 0 - (See Item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            - 0 - (See Item 4)

   
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

            - 0 -

   
12  

TYPE OF REPORTING PERSON (See Instructions)

 

            PN

   

 


CUSIP No. 14574X 10 4   13G   Page 4 of 8 Pages

 

  1  

NAMES OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):

 

            Madison Dearborn Capital Partners II, L.P.

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨

(b)  x

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Delaware

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

 

  5    SOLE VOTING POWER

 

                - 0 -

 

  6    SHARED VOTING POWER

 

                - 0 - (See Item 4)

 

  7    SOLE DISPOSITIVE POWER

 

                - 0 -

 

  8    SHARED DISPOSITIVE POWER

 

                - 0 - (See Item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            - 0 - (See Item 4)

   
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

            - 0 -

   
12  

TYPE OF REPORTING PERSON (See Instructions)

 

            PN

   

 


CUSIP No. 14574X 10 4   13G   Page 5 of 8 Pages

 

  1  

NAMES OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):

 

            Madison Dearborn Partners II, L.P.

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨

(b)  x

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Delaware

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

 

  5    SOLE VOTING POWER

 

                - 0 -

 

  6    SHARED VOTING POWER

 

                - 0 - (See Item 4)

 

  7    SOLE DISPOSITIVE POWER

 

                - 0 -

 

  8    SHARED DISPOSITIVE POWER

 

                - 0 - (See Item 4)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            - 0 - (See Item 4)

   
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

            - 0 -

   
12  

TYPE OF REPORTING PERSON (See Instructions)

 

            PN

   

 


CUSIP No. 14574X 10 4   13G   Page 6 of 8 Pages

 

Item 1  

(a)

   Name of Issuer:      
     Carrols Restaurant Group, Inc.      
Item 1  

(b)

   Address of Issuer’s Principal Executive Offices:      
    

968 James Street

Syracuse, New York 13203

     
Item 2  

(a)

   Name of Person Filing:      
     This Amendment No. 1 to Statement on Schedule 13G is being jointly filed by each of the following persons pursuant to Rule 13-d(1)(k) promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Securities Exchange Act of 1934, as amended (the “Act”): (1) Madison Dearborn Capital Partners, L.P. (“MDCP”); (2) Madison Dearborn Partners, L.P. (“MDP”); (3) Madison Dearborn Capital Partners II, L.P. (“MDCPII”); and (4) Madison Dearborn Partners II, L.P. (“MDPII”), each of which is referred to as a “Reporting Person,” or collectively, the “Reporting Persons.” The Reporting Persons have entered into a Joint Filing Agreement, a copy of which was attached as Exhibit A to Schedule 13G filed by the Reporting Persons on February 14, 2007, pursuant to which the Reporting Persons have agreed to file this statement and any amendments thereto jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act.      
     The Reporting Persons may be deemed to constitute a “group” for purposes of Section 13(d)(3) of the Act. Pursuant to Rule 13d-4 of the Act, the Reporting Persons expressly declare that the filing of this statement shall not be construed as an admission that any such person is, for the purposes of Section 13(d) and/or Section 13(g) of the Act or otherwise, the beneficial owner of any securities covered by this statement held by any other person. The Reporting Persons expressly disclaim that they have agreed to act as a group other than as described in this Schedule 13G.      
Item 2  

(b)

   Address of Principal Business Office or, if none, Residence:      
     The address of the principal business office of each of the Reporting Persons is Three First National Plaza, Suite 4600, Chicago, Illinois 60602.      
Item 2  

(c)

   Citizenship:      
     Each of the Reporting Persons is a limited partnership organized under the laws of the State of Delaware.      
Item 2  

(d)

   Title of Class of Securities:      
     Common Stock, par value $0.01 per share.      
Item 2  

(e)

   CUSIP Number:      
     14574X 10 4      
Item 3   If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:   
  (a)    ¨    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
  (b)    ¨    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
  (c)    ¨    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
  (d)    ¨    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
  (e)    ¨    An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
  (f)    ¨    An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
  (g)    ¨    A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
  (h)    ¨    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
  (i)    ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
  (j)    ¨    Group, in accordance with §240.13d-1(b)(1)(ii)(J).
        Not Applicable.


CUSIP No. 14574X 10 4   13G   Page 7 of 8 Pages

 

Item 4    Ownership:      
   (a)    Amount beneficially owned:      
      -0-      
   (b)    Percent of class:      
      -0-      
   (c)    Number of shares as to which such person has:      
      (i)    sole power to vote or to direct the vote:      
         -0-      
      (ii)    shared power to vote or to direct the vote:      
         -0-      
      (iii)    sole power to dispose or to direct the disposition of:      
         -0-      
      (iv)    shared power to dispose or to direct the disposition of:      
         -0-      
Item 5    Ownership of Five Percent or Less of a Class:   
   If this statement is being filed to report the fact that as of the date hereof each of the Reporting Persons has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  x.   
Item 6    Ownership of More Than Five Percent on Behalf of Another Person:      
   Not Applicable.      
Item 7    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
   Not Applicable.
Item 8    Identification and Classification of Members of the Group:      
   Not Applicable.      
Item 9    Notice of Dissolution of Group:      
   Not Applicable.      
Item 10    Certification:      
   Not Applicable.      


13G

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: July 2, 2009

 

MADISON DEARBORN CAPITAL PARTNERS, L.P.
By:   Madison Dearborn Partners, L.P.
Its:   General Partner
By:   Madison Dearborn Partners, Inc.
Its:   General Partner
By:  

/s/ Mark B. Tresnowski

  Managing Director
MADISON DEARBORN PARTNERS, L.P.
By:   Madison Dearborn Partners, Inc.
Its:   General Partner
By:  

/s/ Mark B. Tresnowski

  Managing Director
MADISON DEARBORN CAPITAL PARTNERS II, L.P.
By:   Madison Dearborn Partners II, L.P.
Its:   General Partner
By:   Madison Dearborn Partners, Inc.
Its:   General Partner
By:  

/s/ Mark B. Tresnowski

  Managing Director
MADISON DEARBORN PARTNERS II, L.P.
By:   Madison Dearborn Partners, Inc.
Its:   General Partner
By:  

/s/ Mark B. Tresnowski

  Managing Director
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