0001181431-12-049116.txt : 20120906 0001181431-12-049116.hdr.sgml : 20120906 20120906183613 ACCESSION NUMBER: 0001181431-12-049116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120829 FILED AS OF DATE: 20120906 DATE AS OF CHANGE: 20120906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilhite Clayton E CENTRAL INDEX KEY: 0001383007 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33174 FILM NUMBER: 121077988 MAIL ADDRESS: STREET 1: C/O CARROLS RESTAURANT GROUP, INC. STREET 2: 968 JAMES STREET CITY: SYRACUSE STATE: NY ZIP: 13203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARROLS RESTAURANT GROUP, INC. CENTRAL INDEX KEY: 0000809248 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 161287774 FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 968 JAMES STREET CITY: SYRACUSE STATE: NY ZIP: 13203 BUSINESS PHONE: 315-424-0513 MAIL ADDRESS: STREET 1: 968 JAMES STREET CITY: SYRACUSE STATE: NY ZIP: 13203 FORMER COMPANY: FORMER CONFORMED NAME: CARROLS HOLDINGS CORP DATE OF NAME CHANGE: 19870113 4 1 rrd355382.xml FORM 4 X0306 4 2012-08-29 0 0000809248 CARROLS RESTAURANT GROUP, INC. TAST 0001383007 Wilhite Clayton E C/O CARROLS RESTAURANT GROUP, INC. 968 JAMES ST. SYRACUSE NY 13203 1 0 0 0 Common Stock, $0.01 par value 2012-08-29 4 A 0 4605 0 A 69370 D The Shares were granted to the Reporting Person pursuant to the Issuer's 2006 Stock Incentive Plan, as amended, and are subject to restrictions on transfer. The stock award reported herein shall vest and the restrictions shall lapse as follows: one-fifth (1/5) of the Shares reported herein shall vest and the restrictions shall lapse on each of August 29, 2013, August 29, 2014, August 29, 2015, August 29, 2016 and August 29, 2017, provided that the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested. /s/ Clayton E. Wilhite 2012-09-06