0001104659-16-120256.txt : 20160512 0001104659-16-120256.hdr.sgml : 20160512 20160512080243 ACCESSION NUMBER: 0001104659-16-120256 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160512 DATE AS OF CHANGE: 20160512 EFFECTIVENESS DATE: 20160512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KNOTT DAVID M CENTRAL INDEX KEY: 0000808722 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03121 FILM NUMBER: 161641687 MAIL ADDRESS: STREET 1: 485 UNDERHILL BLVD STREET 2: STE 205 CITY: SYOSSET STATE: NY ZIP: 11791-3419 13F-HR 1 primary_doc.xml 13F-HR LIVE 0000808722 XXXXXXXX 03-31-2016 03-31-2016 false Knott David M
485 Underhill Blvd Ste 205 Syosset NY 11791-3419
13F HOLDINGS REPORT 028-03121 Y Mr. Knott is designated as 1 in Column 7 of the Information Table.
Knott David M Investment Manager 516-364-0303 /s/David M. Knott Syosset NY 05-12-2016 1 125 375347 false 2 0001203370 028-10281 DORSET MANAGEMENT CORP
INFORMATION TABLE 2 a16-10813_1informationtable.xml INFORMATION TABLE AbbVie Inc. Common 00287Y109 28560 500 SH DFND 2 0 500 0 AbbVie Inc. Common 00287Y109 4272576 74800 SH DFND 2 74800 0 0 ACADIA Pharmaceuticals Inc. Common 004225108 153780 5500 SH DFND 2 5500 0 0 Affymetrix, Inc. Common 00826T108 22416 1600 SH DFND 2 0 1600 0 Affymetrix, Inc. Common 00826T108 1448634 103400 SH DFND 2 103400 0 0 Alerian MLP Common 00162Q866 6552 600 SH DFND 1 0 600 0 Allergan plc Common G0177J108 2358664 8800 SH DFND 2 8800 0 0 AllianceBernstein Holdings LP Unit Ltd Common 01881G106 35145 1500 SH DFND 1 1500 0 0 AllianceBernstein Holdings LP Unit Ltd Common 01881G106 23430 1000 SH DFND 1 0 1000 0 Ambac Financial Group, Inc. Common 023139884 47400 3000 SH DFND 2 0 3000 0 Ambac Financial Group, Inc. Common 023139884 2692731 170426 SH DFND 2 170426 0 0 Anadarko Petroleum Corporation Common 032511107 2784886 59800 SH DFND 2 59800 0 0 Anadarko Petroleum Corporation Common 032511107 9334956 200450 SH DFND 2 0 200450 0 Anadarko Petroleum Corporation Common 032511107 412610 8860 SH DFND 1 8860 0 0 Anadarko Petroleum Corporation Common 032511107 330647 7100 SH DFND 1 0 7100 0 Anchor Bancorp Common 032838104 175995 7250 SH DFND 1 7250 0 0 Anchor Bancorp Common 032838104 121375 5000 SH DFND 1 0 5000 0 Antero Resources Corporation Common 03674X106 4974000 200000 SH DFND 2 0 200000 0 Apple Inc. Common 037833100 2615760 24000 SH DFND 2 24000 0 0 Apple Inc. Common 037833100 57220 525 SH DFND 1 525 0 0 Apple Inc. Common 037833100 57220 525 SH DFND 1 0 525 0 AT&T Inc. Common 00206R102 106738 2725 SH DFND 1 2725 0 0 Avalanche Biotechnologies Inc. Common 05337G107 341220 66000 SH DFND 2 66000 0 0 Bank Nova Scotia Halifax Common 064149107 19544 400 SH DFND 1 0 400 0 Cabot Oil & Gas Corporation Common 127097103 9992400 440000 SH DFND 2 0 440000 0 Canadian Natural Resources Ltd. Common 136385101 10847852 401000 SH DFND 2 0 401000 0 Canadian Natural Resources Ltd. Common 136385101 502200 18600 SH DFND 1 18600 0 0 Canadian Natural Resources Ltd. Common 136385101 371250 13750 SH DFND 1 0 13750 0 Capitol Federal Financial, Inc. Common 14057J101 26520 2000 SH DFND 2 0 2000 0 Capitol Federal Financial, Inc. Common 14057J101 9024756 680600 SH DFND 2 680600 0 0 Capitol Federal Financial, Inc. Common 14057J101 76908 5800 SH DFND 1 5800 0 0 Capitol Federal Financial, Inc. Common 14057J101 53040 4000 SH DFND 1 0 4000 0 Check Cap Ltd. Common M2361E112 5500 2000 SH DFND 2 0 2000 0 Check Cap Ltd. Common M2361E112 439661 159871 SH DFND 2 159871 0 0 Check Cap Ltd. @7.50 Exp. 2/28/20 Common M2361E120 495443 66059 SH DFND 2 66059 0 0 Chemours Co. Common 163851108 5040 720 SH DFND 1 720 0 0 Chemours Co. Common 163851108 4480 640 SH DFND 1 0 640 0 China Ceramics Co. Ltd. Common G2113X100 141706 377582 SH DFND 2 377582 0 0 Cimarex Energy Co. Common 171798101 9727000 100000 SH DFND 2 0 100000 0 Cobalt International Energy, Inc. Common 19075F106 1485000 500000 SH DFND 2 0 500000 0 Coca Cola Inc. Common 191216100 269062 5800 SH DFND 1 5800 0 0 Colony Financial Inc. Common 19624R106 16770 1000 SH DFND 1 0 1000 0 Community Healthcare Trust Incorporated Common 20369C106 739600 40000 SH DFND 2 40000 0 0 Concho Resources Inc. Common 20605P101 10104000 100000 SH DFND 2 0 100000 0 Continental Resources, Inc. Common 212015101 4554000 150000 SH DFND 2 0 150000 0 Cousins Properties Inc. Common 222795106 139383 13428 SH DFND 1 0 13428 0 Delta Air Lines, Inc. Common 247361702 1168320 24000 SH DFND 2 24000 0 0 Devon Energy Corp. Common 25179M103 6036800 220000 SH DFND 2 0 220000 0 Dow Chemical Company Common 260543103 40688 800 SH DFND 1 0 800 0 Du Pont E I De Nemours & Co Common 263534109 221620 3500 SH DFND 1 3500 0 0 Du Pont E I De Nemours & Co Common 263534109 202624 3200 SH DFND 1 0 3200 0 Eagle Materials Inc. Common 26969P108 15985 228 SH DFND 1 0 228 0 Eli Lilly & Co. Common 532457108 25107 21603 SH DFND 1 0 21603 0 Entegra Financial Corp. Common 29363J108 521100 30000 SH DFND 2 30000 0 0 Entegra Financial Corp. Common 29363J108 125933 7250 SH DFND 1 7250 0 0 Entegra Financial Corp. Common 29363J108 165015 9500 SH DFND 1 0 9500 0 Flamel Technologies S.A. Common 338488109 1099440 99587 SH DFND 2 99587 0 0 FNB Corporation Common 302520101 115854 8905 SH DFND 1 0 8905 0 FutureFuel Corporation Common 36116M106 5895 500 SH DFND 2 0 500 0 FutureFuel Corporation Common 36116M106 646139 54804 SH DFND 2 54804 0 0 General Electric Common 369604103 110629 3480 SH DFND 1 3480 0 0 General Electric Common 369604103 38148 1200 SH DFND 1 0 1200 0 Gilead Sciences, Inc. Common 375558103 9186 100 SH DFND 2 0 100 0 Gilead Sciences, Inc. Common 375558103 474916 5170 SH DFND 2 5170 0 0 GlaxoSmithKline plc Common 37733W105 916430 22600 SH DFND 2 22600 0 0 Gulfport Energy Corporation Common 402635304 7651800 270000 SH DFND 2 0 270000 0 Halliburton Company Common 406216101 5358000 150000 SH DFND 2 0 150000 0 Hess Corporation Common 42809H107 11056500 210000 SH DFND 2 0 210000 0 Hospitality Properties Trust Common 44106M102 26560 1000 SH DFND 1 0 1000 0 International Business Machines Corp Common 459200101 648812 4284 SH DFND 1 0 4284 0 Iridium Communications, Inc. Common 46269C102 15740 2000 SH DFND 2 0 2000 0 Iridium Communications, Inc. Common 46269C102 2660060 338000 SH DFND 2 338000 0 0 JP Morgan Chase & Co. Common 46625H100 843885 14250 SH DFND 1 14250 0 0 JP Morgan Chase & Co. Common 46625H100 521136 8800 SH DFND 1 0 8800 0 Johnson & Johnson Common 478160104 549656 5080 SH DFND 1 5080 0 0 Johnson & Johnson Common 478160104 238040 2200 SH DFND 1 0 2200 0 Ligand Pharmaceuticals Incorporated Common 53220K504 178412 1666 SH DFND 2 0 1666 0 Ligand Pharmaceuticals Incorporated Common 53220K504 128107162 1196257 SH DFND 2 1196257 0 0 Ligand Pharmaceuticals Incorporated Common 53220K504 197367 1843 SH DFND 1 0 1843 0 Macquarie Infrastructure Common 55608B105 222552 3300 SH DFND 1 3300 0 0 Medtronics Inc. Common G5960L103 78750 1050 SH DFND 1 0 1050 0 Merck & Co., Inc. Common 58933Y105 42328 800 SH DFND 1 800 0 0 Merck & Co., Inc. Common 58933Y105 26455 500 SH DFND 1 0 500 0 Microsoft Corporation Common 594918104 3719740 67350 SH DFND 2 67350 0 0 Microsoft Corporation Common 594918104 22092 400 SH DFND 1 400 0 0 Microsoft Corporation Common 594918104 55230 1000 SH DFND 1 0 1000 0 Mondelez Int'l Inc. Common 609207105 116348 2900 SH DFND 1 2900 0 0 Mondelez Int'l Inc. Common 609207105 120360 3000 SH DFND 1 0 3000 0 Noble Energy, Inc. Common 655044105 8794800 280000 SH DFND 2 0 280000 0 Occidental Petroleum Corporation Common 674599105 3421500 50000 SH DFND 2 0 50000 0 Och-Ziff Capital Management Group Common 67551U105 8700 2000 SH DFND 1 2000 0 0 Oritani Financial Corp Common 68633D103 98429 5800 SH DFND 1 5800 0 0 Oritani Financial Corp Common 68633D103 33940 2000 SH DFND 1 0 2000 0 Peoples United Financial Common 712704105 23895 1500 SH DFND 1 0 1500 0 Pfizer Inc. Common 717081103 80028 2700 SH DFND 2 0 2700 0 Pfizer Inc. Common 717081103 26903517 907676 SH DFND 2 907676 0 0 Pfizer Inc. Common 717081103 1748760 59000 SH DFND 1 59000 0 0 Pfizer Inc. Common 717081103 770640 26000 SH DFND 1 0 26000 0 Physicians Realty Trust Common 71943U104 850964 45800 SH DFND 2 45800 0 0 Pioneer Natural Resources Company Common 723787107 10555500 75000 SH DFND 2 0 75000 0 QLT Inc. Common 746927102 1086393 545926 SH DFND 2 545926 0 0 RMR Group Inc. Common 74967R106 400 16 SH DFND 1 0 16 0 Rand Logistics, Inc. Common 752182105 855 900 SH DFND 2 0 900 0 Rand Logistics, Inc. Common 752182105 830713 874435 SH DFND 2 874435 0 0 Range Resources Corporation Common 75281A109 9228300 285000 SH DFND 2 0 285000 0 Ryman Hospitality Pptys Inc. Common 78377T107 20592 400 SH DFND 1 400 0 0 Schlumberger Limited Common 806857108 7375000 100000 SH DFND 2 0 100000 0 SM Energy Company Common 78454L100 9370000 500000 SH DFND 2 0 500000 0 Southwestern Energy Company Common 845467109 9885750 1225000 SH DFND 2 0 1225000 0 Standard Financial Corp. Common 853393106 486000 20000 SH DFND 2 20000 0 0 Starwood Ppty Inc. Common 85571B105 7572 400 SH DFND 1 400 0 0 Sunshine Bancorp, Inc. Common 86777J108 290800 20000 SH DFND 2 20000 0 0 Sunshine Bancorp, Inc. Common 86777J108 84332 5800 SH DFND 1 5800 0 0 Sunshine Bancorp, Inc. Common 86777J108 29080 2000 SH DFND 1 0 2000 0 Synergy Pharmaceuticals, Inc. Common 871639308 437184 158400 SH DFND 2 158400 0 0 The Kraft Heinz Company Common 500754106 549920 7000 SH DFND 2 7000 0 0 The Kraft Heinz Company Common 500754106 238429 3035 SH DFND 1 3035 0 0 The Kraft Heinz Company Common 500754106 146514 1865 SH DFND 1 0 1865 0 TheStreet Inc. Common 88368Q103 124744 100600 SH DFND 2 100600 0 0 Total SA Sponsored ADR Common 89151E109 107191 2360 SH DFND 1 2360 0 0 Total SA Sponsored ADR Common 89151E109 131718 2900 SH DFND 1 0 2900 0 U.S. Silica Holdings, Inc. Common 90346E103 9315200 410000 SH DFND 2 0 410000 0 Verizon Communications Inc. Common 92343V104 71386 1320 SH DFND 1 1320 0 0 Verizon Communications Inc. Common 92343V104 14223 263 SH DFND 1 0 263 0 Whiting Petroleum Corporation Common 966387102 6384000 800000 SH DFND 2 0 800000 0