0001104659-16-120256.txt : 20160512
0001104659-16-120256.hdr.sgml : 20160512
20160512080243
ACCESSION NUMBER: 0001104659-16-120256
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160512
DATE AS OF CHANGE: 20160512
EFFECTIVENESS DATE: 20160512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KNOTT DAVID M
CENTRAL INDEX KEY: 0000808722
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03121
FILM NUMBER: 161641687
MAIL ADDRESS:
STREET 1: 485 UNDERHILL BLVD
STREET 2: STE 205
CITY: SYOSSET
STATE: NY
ZIP: 11791-3419
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0000808722
XXXXXXXX
03-31-2016
03-31-2016
false
Knott David M
485 Underhill Blvd
Ste 205
Syosset
NY
11791-3419
13F HOLDINGS REPORT
028-03121
Y
Mr. Knott is designated as 1 in Column 7 of the Information Table.
Knott David M
Investment Manager
516-364-0303
/s/David M. Knott
Syosset
NY
05-12-2016
1
125
375347
false
2
0001203370
028-10281
DORSET MANAGEMENT CORP
INFORMATION TABLE
2
a16-10813_1informationtable.xml
INFORMATION TABLE
AbbVie Inc.
Common
00287Y109
28560
500
SH
DFND
2
0
500
0
AbbVie Inc.
Common
00287Y109
4272576
74800
SH
DFND
2
74800
0
0
ACADIA Pharmaceuticals Inc.
Common
004225108
153780
5500
SH
DFND
2
5500
0
0
Affymetrix, Inc.
Common
00826T108
22416
1600
SH
DFND
2
0
1600
0
Affymetrix, Inc.
Common
00826T108
1448634
103400
SH
DFND
2
103400
0
0
Alerian MLP
Common
00162Q866
6552
600
SH
DFND
1
0
600
0
Allergan plc
Common
G0177J108
2358664
8800
SH
DFND
2
8800
0
0
AllianceBernstein Holdings LP Unit Ltd
Common
01881G106
35145
1500
SH
DFND
1
1500
0
0
AllianceBernstein Holdings LP Unit Ltd
Common
01881G106
23430
1000
SH
DFND
1
0
1000
0
Ambac Financial Group, Inc.
Common
023139884
47400
3000
SH
DFND
2
0
3000
0
Ambac Financial Group, Inc.
Common
023139884
2692731
170426
SH
DFND
2
170426
0
0
Anadarko Petroleum Corporation
Common
032511107
2784886
59800
SH
DFND
2
59800
0
0
Anadarko Petroleum Corporation
Common
032511107
9334956
200450
SH
DFND
2
0
200450
0
Anadarko Petroleum Corporation
Common
032511107
412610
8860
SH
DFND
1
8860
0
0
Anadarko Petroleum Corporation
Common
032511107
330647
7100
SH
DFND
1
0
7100
0
Anchor Bancorp
Common
032838104
175995
7250
SH
DFND
1
7250
0
0
Anchor Bancorp
Common
032838104
121375
5000
SH
DFND
1
0
5000
0
Antero Resources Corporation
Common
03674X106
4974000
200000
SH
DFND
2
0
200000
0
Apple Inc.
Common
037833100
2615760
24000
SH
DFND
2
24000
0
0
Apple Inc.
Common
037833100
57220
525
SH
DFND
1
525
0
0
Apple Inc.
Common
037833100
57220
525
SH
DFND
1
0
525
0
AT&T Inc.
Common
00206R102
106738
2725
SH
DFND
1
2725
0
0
Avalanche Biotechnologies Inc.
Common
05337G107
341220
66000
SH
DFND
2
66000
0
0
Bank Nova Scotia Halifax
Common
064149107
19544
400
SH
DFND
1
0
400
0
Cabot Oil & Gas Corporation
Common
127097103
9992400
440000
SH
DFND
2
0
440000
0
Canadian Natural Resources Ltd.
Common
136385101
10847852
401000
SH
DFND
2
0
401000
0
Canadian Natural Resources Ltd.
Common
136385101
502200
18600
SH
DFND
1
18600
0
0
Canadian Natural Resources Ltd.
Common
136385101
371250
13750
SH
DFND
1
0
13750
0
Capitol Federal Financial, Inc.
Common
14057J101
26520
2000
SH
DFND
2
0
2000
0
Capitol Federal Financial, Inc.
Common
14057J101
9024756
680600
SH
DFND
2
680600
0
0
Capitol Federal Financial, Inc.
Common
14057J101
76908
5800
SH
DFND
1
5800
0
0
Capitol Federal Financial, Inc.
Common
14057J101
53040
4000
SH
DFND
1
0
4000
0
Check Cap Ltd.
Common
M2361E112
5500
2000
SH
DFND
2
0
2000
0
Check Cap Ltd.
Common
M2361E112
439661
159871
SH
DFND
2
159871
0
0
Check Cap Ltd. @7.50 Exp. 2/28/20
Common
M2361E120
495443
66059
SH
DFND
2
66059
0
0
Chemours Co.
Common
163851108
5040
720
SH
DFND
1
720
0
0
Chemours Co.
Common
163851108
4480
640
SH
DFND
1
0
640
0
China Ceramics Co. Ltd.
Common
G2113X100
141706
377582
SH
DFND
2
377582
0
0
Cimarex Energy Co.
Common
171798101
9727000
100000
SH
DFND
2
0
100000
0
Cobalt International Energy, Inc.
Common
19075F106
1485000
500000
SH
DFND
2
0
500000
0
Coca Cola Inc.
Common
191216100
269062
5800
SH
DFND
1
5800
0
0
Colony Financial Inc.
Common
19624R106
16770
1000
SH
DFND
1
0
1000
0
Community Healthcare Trust Incorporated
Common
20369C106
739600
40000
SH
DFND
2
40000
0
0
Concho Resources Inc.
Common
20605P101
10104000
100000
SH
DFND
2
0
100000
0
Continental Resources, Inc.
Common
212015101
4554000
150000
SH
DFND
2
0
150000
0
Cousins Properties Inc.
Common
222795106
139383
13428
SH
DFND
1
0
13428
0
Delta Air Lines, Inc.
Common
247361702
1168320
24000
SH
DFND
2
24000
0
0
Devon Energy Corp.
Common
25179M103
6036800
220000
SH
DFND
2
0
220000
0
Dow Chemical Company
Common
260543103
40688
800
SH
DFND
1
0
800
0
Du Pont E I De Nemours & Co
Common
263534109
221620
3500
SH
DFND
1
3500
0
0
Du Pont E I De Nemours & Co
Common
263534109
202624
3200
SH
DFND
1
0
3200
0
Eagle Materials Inc.
Common
26969P108
15985
228
SH
DFND
1
0
228
0
Eli Lilly & Co.
Common
532457108
25107
21603
SH
DFND
1
0
21603
0
Entegra Financial Corp.
Common
29363J108
521100
30000
SH
DFND
2
30000
0
0
Entegra Financial Corp.
Common
29363J108
125933
7250
SH
DFND
1
7250
0
0
Entegra Financial Corp.
Common
29363J108
165015
9500
SH
DFND
1
0
9500
0
Flamel Technologies S.A.
Common
338488109
1099440
99587
SH
DFND
2
99587
0
0
FNB Corporation
Common
302520101
115854
8905
SH
DFND
1
0
8905
0
FutureFuel Corporation
Common
36116M106
5895
500
SH
DFND
2
0
500
0
FutureFuel Corporation
Common
36116M106
646139
54804
SH
DFND
2
54804
0
0
General Electric
Common
369604103
110629
3480
SH
DFND
1
3480
0
0
General Electric
Common
369604103
38148
1200
SH
DFND
1
0
1200
0
Gilead Sciences, Inc.
Common
375558103
9186
100
SH
DFND
2
0
100
0
Gilead Sciences, Inc.
Common
375558103
474916
5170
SH
DFND
2
5170
0
0
GlaxoSmithKline plc
Common
37733W105
916430
22600
SH
DFND
2
22600
0
0
Gulfport Energy Corporation
Common
402635304
7651800
270000
SH
DFND
2
0
270000
0
Halliburton Company
Common
406216101
5358000
150000
SH
DFND
2
0
150000
0
Hess Corporation
Common
42809H107
11056500
210000
SH
DFND
2
0
210000
0
Hospitality Properties Trust
Common
44106M102
26560
1000
SH
DFND
1
0
1000
0
International Business Machines Corp
Common
459200101
648812
4284
SH
DFND
1
0
4284
0
Iridium Communications, Inc.
Common
46269C102
15740
2000
SH
DFND
2
0
2000
0
Iridium Communications, Inc.
Common
46269C102
2660060
338000
SH
DFND
2
338000
0
0
JP Morgan Chase & Co.
Common
46625H100
843885
14250
SH
DFND
1
14250
0
0
JP Morgan Chase & Co.
Common
46625H100
521136
8800
SH
DFND
1
0
8800
0
Johnson & Johnson
Common
478160104
549656
5080
SH
DFND
1
5080
0
0
Johnson & Johnson
Common
478160104
238040
2200
SH
DFND
1
0
2200
0
Ligand Pharmaceuticals Incorporated
Common
53220K504
178412
1666
SH
DFND
2
0
1666
0
Ligand Pharmaceuticals Incorporated
Common
53220K504
128107162
1196257
SH
DFND
2
1196257
0
0
Ligand Pharmaceuticals Incorporated
Common
53220K504
197367
1843
SH
DFND
1
0
1843
0
Macquarie Infrastructure
Common
55608B105
222552
3300
SH
DFND
1
3300
0
0
Medtronics Inc.
Common
G5960L103
78750
1050
SH
DFND
1
0
1050
0
Merck & Co., Inc.
Common
58933Y105
42328
800
SH
DFND
1
800
0
0
Merck & Co., Inc.
Common
58933Y105
26455
500
SH
DFND
1
0
500
0
Microsoft Corporation
Common
594918104
3719740
67350
SH
DFND
2
67350
0
0
Microsoft Corporation
Common
594918104
22092
400
SH
DFND
1
400
0
0
Microsoft Corporation
Common
594918104
55230
1000
SH
DFND
1
0
1000
0
Mondelez Int'l Inc.
Common
609207105
116348
2900
SH
DFND
1
2900
0
0
Mondelez Int'l Inc.
Common
609207105
120360
3000
SH
DFND
1
0
3000
0
Noble Energy, Inc.
Common
655044105
8794800
280000
SH
DFND
2
0
280000
0
Occidental Petroleum Corporation
Common
674599105
3421500
50000
SH
DFND
2
0
50000
0
Och-Ziff Capital Management Group
Common
67551U105
8700
2000
SH
DFND
1
2000
0
0
Oritani Financial Corp
Common
68633D103
98429
5800
SH
DFND
1
5800
0
0
Oritani Financial Corp
Common
68633D103
33940
2000
SH
DFND
1
0
2000
0
Peoples United Financial
Common
712704105
23895
1500
SH
DFND
1
0
1500
0
Pfizer Inc.
Common
717081103
80028
2700
SH
DFND
2
0
2700
0
Pfizer Inc.
Common
717081103
26903517
907676
SH
DFND
2
907676
0
0
Pfizer Inc.
Common
717081103
1748760
59000
SH
DFND
1
59000
0
0
Pfizer Inc.
Common
717081103
770640
26000
SH
DFND
1
0
26000
0
Physicians Realty Trust
Common
71943U104
850964
45800
SH
DFND
2
45800
0
0
Pioneer Natural Resources Company
Common
723787107
10555500
75000
SH
DFND
2
0
75000
0
QLT Inc.
Common
746927102
1086393
545926
SH
DFND
2
545926
0
0
RMR Group Inc.
Common
74967R106
400
16
SH
DFND
1
0
16
0
Rand Logistics, Inc.
Common
752182105
855
900
SH
DFND
2
0
900
0
Rand Logistics, Inc.
Common
752182105
830713
874435
SH
DFND
2
874435
0
0
Range Resources Corporation
Common
75281A109
9228300
285000
SH
DFND
2
0
285000
0
Ryman Hospitality Pptys Inc.
Common
78377T107
20592
400
SH
DFND
1
400
0
0
Schlumberger Limited
Common
806857108
7375000
100000
SH
DFND
2
0
100000
0
SM Energy Company
Common
78454L100
9370000
500000
SH
DFND
2
0
500000
0
Southwestern Energy Company
Common
845467109
9885750
1225000
SH
DFND
2
0
1225000
0
Standard Financial Corp.
Common
853393106
486000
20000
SH
DFND
2
20000
0
0
Starwood Ppty Inc.
Common
85571B105
7572
400
SH
DFND
1
400
0
0
Sunshine Bancorp, Inc.
Common
86777J108
290800
20000
SH
DFND
2
20000
0
0
Sunshine Bancorp, Inc.
Common
86777J108
84332
5800
SH
DFND
1
5800
0
0
Sunshine Bancorp, Inc.
Common
86777J108
29080
2000
SH
DFND
1
0
2000
0
Synergy Pharmaceuticals, Inc.
Common
871639308
437184
158400
SH
DFND
2
158400
0
0
The Kraft Heinz Company
Common
500754106
549920
7000
SH
DFND
2
7000
0
0
The Kraft Heinz Company
Common
500754106
238429
3035
SH
DFND
1
3035
0
0
The Kraft Heinz Company
Common
500754106
146514
1865
SH
DFND
1
0
1865
0
TheStreet Inc.
Common
88368Q103
124744
100600
SH
DFND
2
100600
0
0
Total SA Sponsored ADR
Common
89151E109
107191
2360
SH
DFND
1
2360
0
0
Total SA Sponsored ADR
Common
89151E109
131718
2900
SH
DFND
1
0
2900
0
U.S. Silica Holdings, Inc.
Common
90346E103
9315200
410000
SH
DFND
2
0
410000
0
Verizon Communications Inc.
Common
92343V104
71386
1320
SH
DFND
1
1320
0
0
Verizon Communications Inc.
Common
92343V104
14223
263
SH
DFND
1
0
263
0
Whiting Petroleum Corporation
Common
966387102
6384000
800000
SH
DFND
2
0
800000
0