0001104659-16-096353.txt : 20160212
0001104659-16-096353.hdr.sgml : 20160212
20160212095636
ACCESSION NUMBER: 0001104659-16-096353
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160212
DATE AS OF CHANGE: 20160212
EFFECTIVENESS DATE: 20160212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KNOTT DAVID M
CENTRAL INDEX KEY: 0000808722
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03121
FILM NUMBER: 161415552
MAIL ADDRESS:
STREET 1: 485 UNDERHILL BLVD
STREET 2: STE 205
CITY: SYOSSET
STATE: NY
ZIP: 11791-3419
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0000808722
XXXXXXXX
12-31-2015
12-31-2015
false
Knott David M
485 Underhill Blvd
Ste 205
Syosset
NY
11791-3419
13F HOLDINGS REPORT
028-03121
Y
Mr. Knott is designated as 1 in Column 7 of the Information Table.
Knott David M
Investment Manager
516-364-0303
/s/David M. Knott
Syosset
NY
02-12-2016
1
124
364861
false
2
0001203370
028-10281
DORSET MANAGEMENT CORP
INFORMATION TABLE
2
a16-4257_1informationtable.xml
INFORMATION TABLE
AbbVie Inc.
Common
00287Y109
29620
500
SH
DFND
2
0
500
0
AbbVie Inc.
Common
00287Y109
4431152
74800
SH
DFND
2
74800
0
0
Affymetrix, Inc.
Common
00826T108
16144
1600
SH
DFND
2
0
1600
0
Affymetrix, Inc.
Common
00826T108
1709246
169400
SH
DFND
2
169400
0
0
Alerian MLP
Common
00162Q866
7230
600
SH
DFND
1
0
600
0
Allergan plc
Common
G0177J108
2750000
8800
SH
DFND
2
8800
0
0
AllianceBernstein Holdings LP Unit Ltd.
Common
01881G106
23850
1000
SH
DFND
1
0
1000
0
AllianceBernstein Holdings LP Unit Ltd.
Common
01881G106
35775
1500
SH
DFND
1
1500
0
0
Ambac Financial Group, Inc.
Common
023139884
42270
3000
SH
DFND
2
0
3000
0
Ambac Financial Group, Inc.
Common
023139884
2401302
170426
SH
DFND
2
170426
0
0
Anadarko Petroleum Corporation
Common
032511107
2905084
59800
SH
DFND
2
59800
0
0
Anadarko Petroleum Corporation
Common
032511107
9737861
200450
SH
DFND
2
0
200450
0
Anadarko Petroleum Corporation
Common
032511107
344918
7100
SH
DFND
1
0
7100
0
Anadarko Petroleum Corporation
Common
032511107
430419
8860
SH
DFND
1
8860
0
0
Anchor Bancorp
Common
032838104
129450
5000
SH
DFND
1
0
5000
0
Anchor Bancorp
Common
032838104
187703
7250
SH
DFND
1
7250
0
0
Antero Resources Corporation
Common
03674X106
4360000
200000
SH
DFND
2
0
200000
0
Apple Inc.
Common
037833100
2526240
24000
SH
DFND
2
24000
0
0
Apple Inc.
Common
037833100
55262
525
SH
DFND
1
0
525
0
Apple Inc.
Common
037833100
55262
525
SH
DFND
1
525
0
0
AT&T Inc.
Common
00206R102
93767
2725
SH
DFND
1
2725
0
0
Bank Nova Scotia Halifax
Common
064149107
16176
400
SH
DFND
1
0
400
0
Cabot Oil & Gas Corporation
Common
127097103
7783600
440000
SH
DFND
2
0
440000
0
Canadian Natural Resources Ltd.
Common
136385101
8758241
401000
SH
DFND
2
0
401000
0
Canadian Natural Resources Ltd.
Common
136385101
300163
13750
SH
DFND
1
0
13750
0
Canadian Natural Resources Ltd.
Common
136385101
406038
18600
SH
DFND
1
18600
0
0
Capitol Federal Financial, Inc.
Common
14057J101
25120
2000
SH
DFND
2
0
2000
0
Capitol Federal Financial, Inc.
Common
14057J101
8548336
680600
SH
DFND
2
680600
0
0
Capitol Federal Financial, Inc.
Common
14057J101
50240
4000
SH
DFND
1
0
4000
0
Capitol Federal Financial, Inc.
Common
14057J101
72848
5800
SH
DFND
1
5800
0
0
Check Cap Ltd.
Common
M2361E112
3780
2000
SH
DFND
2
0
2000
0
Check Cap Ltd.
Common
M2361E112
302156
159871
SH
DFND
2
159871
0
0
Check Cap Ltd. @7.50 Exp. 2/28/20
Common
M2361E120
495443
66059
SH
DFND
2
66059
0
0
Chemours Co.
Common
163851108
3430
640
SH
DFND
1
0
640
0
Chemours Co.
Common
163851108
3858
720
SH
DFND
1
720
0
0
Chevron Corporation
Common
166764100
5937360
66000
SH
DFND
2
0
66000
0
China Ceramics Co. Ltd.
Common
G2113X100
370030
377582
SH
DFND
2
377582
0
0
Cimarex Energy Co.
Common
171798101
8938000
100000
SH
DFND
2
0
100000
0
Coca Cola Inc.
Common
191216100
249168
5800
SH
DFND
1
5800
0
0
Concho Resources Inc.
Common
20605P101
10214600
110000
SH
DFND
2
0
110000
0
Colony Financial Inc.
Common
19624R106
19480
1000
SH
DFND
1
0
1000
0
Cobalt International Energy, Inc.
Common
19075F106
2700000
500000
SH
DFND
2
0
500000
0
Community Healthcare Trust Incorporated
Common
20369C106
737200
40000
SH
DFND
2
40000
0
0
Continental Resources, Inc.
Common
212015101
3447000
150000
SH
DFND
2
0
150000
0
Cousins Properties Inc.
Common
222795106
126626
13428
SH
DFND
1
0
13428
0
Delta Air Lines, Inc.
Common
247361702
1013800
20000
SH
DFND
2
20000
0
0
Devon Energy Corp.
Common
25179M103
7040000
220000
SH
DFND
2
0
220000
0
Dow Chemical Company
Common
260543103
41184
800
SH
DFND
1
0
800
0
Du Pont E I De Nemours & Co.
Common
263534109
213120
3200
SH
DFND
1
0
3200
0
Du Pont E I De Nemours & Co.
Common
263534109
233100
3500
SH
DFND
1
3500
0
0
Eagle Materials Inc.
Common
26969P108
13778
228
SH
DFND
1
0
228
0
Eli Lilly & Co.
Common
532457108
25278
300
SH
DFND
1
0
300
0
Entegra Financial Corp.
Common
29363J108
580737
30000
SH
DFND
2
30000
0
0
Entegra Financial Corp.
Common
29363J108
183900
9500
SH
DFND
1
0
9500
0
Entegra Financial Corp.
Common
29363J108
140345
7250
SH
DFND
1
7250
0
0
Flamel Technologies S.A.
Common
338488109
1215957
99587
SH
DFND
2
99587
0
0
FNB Corporation
Common
302520101
118793
8905
SH
DFND
1
0
8905
0
FutureFuel Corporation
Common
36116M106
6750
500
SH
DFND
2
0
500
0
FutureFuel Corporation
Common
36116M106
739854
54804
SH
DFND
2
54804
0
0
General Electric
Common
369604103
37380
1200
SH
DFND
1
0
1200
0
General Electric
Common
369604103
108402
3480
SH
DFND
1
3480
0
0
Gilead Sciences, Inc.
Common
375558103
300534
2970
SH
DFND
2
2970
0
0
GlaxoSmithKline plc
Common
37733W105
911910
22600
SH
DFND
2
22600
0
0
Gulfport Energy Corporation
Common
402635304
6633900
270000
SH
DFND
2
0
270000
0
Halliburton Company
Common
406216101
5957000
175000
SH
DFND
2
0
175000
0
Hancock Fabrics, Inc.
Common
409900107
1944
32138
SH
DFND
2
32138
0
0
Hess Corporation
Common
42809H107
9211200
190000
SH
DFND
2
0
190000
0
Hospitality Properties Trust
Common
44106M102
26150
1000
SH
DFND
1
0
1000
0
International Business Machines Corp
Common
459200101
589564
4284
SH
DFND
1
0
4284
0
Iridium Communications, Inc.
Common
46269C102
16820
2000
SH
DFND
2
0
2000
0
Iridium Communications, Inc.
Common
46269C102
2842580
338000
SH
DFND
2
338000
0
0
JP Morgan Chase & Co.
Common
46625H100
581064
8800
SH
DFND
1
0
8800
0
JP Morgan Chase & Co.
Common
46625H100
940928
14250
SH
DFND
1
14250
0
0
Johnson & Johnson
Common
478160104
225984
2200
SH
DFND
1
0
2200
0
Johnson & Johnson
Common
478160104
521818
5080
SH
DFND
1
5080
0
0
Ligand Pharmaceuticals Incorporated
Common
53220K504
180628
1666
SH
DFND
2
0
1666
0
Ligand Pharmaceuticals Incorporated
Common
53220K504
129698184
1196257
SH
DFND
2
1196257
0
0
Ligand Pharmaceuticals Incorporated
Common
53220K504
199818
1843
SH
DFND
1
0
1843
0
Macquarie Infrastructure
Common
55608B105
239580
3300
SH
DFND
1
3300
0
0
Medtronics Inc.
Common
G5960L103
80766
1050
SH
DFND
1
0
1050
0
Merck & Co., Inc.
Common
58933Y105
232408
4400
SH
DFND
2
4400
0
0
Merck & Co., Inc.
Common
58933Y105
26410
500
SH
DFND
1
0
500
0
Merck & Co., Inc.
Common
58933Y105
42256
800
SH
DFND
1
800
0
0
Microsoft Corporation
Common
594918104
3736578
67350
SH
DFND
2
67350
0
0
Microsoft Corporation
Common
594918104
55480
1000
SH
DFND
1
0
1000
0
Microsoft Corporation
Common
594918104
22192
400
SH
DFND
1
400
0
0
Mondelez Int'l Inc.
Common
609207105
134520
3000
SH
DFND
1
0
3000
0
Mondelez Int'l Inc.
Common
609207105
130036
2900
SH
DFND
1
2900
0
0
Noble Energy, Inc.
Common
655044105
9220400
280000
SH
DFND
2
0
280000
0
Och-Ziff Captial Management Group
Common
67551U105
12460
2000
SH
DFND
1
2000
0
0
Oritani Financial Corp
Common
68633D103
33000
2000
SH
DFND
1
0
2000
0
Oritani Financial Corp
Common
68633D103
95700
5800
SH
DFND
1
5800
0
0
Peoples United Financial
Common
712704105
24225
1500
SH
DFND
1
0
1500
0
Pfizer Inc.
Common
717081103
87156
2700
SH
DFND
2
0
2700
0
Pfizer Inc.
Common
717081103
29299781
907676
SH
DFND
2
907676
0
0
Pfizer Inc.
Common
717081103
839280
26000
SH
DFND
1
0
26000
0
Pfizer Inc.
Common
717081103
1904520
59000
SH
DFND
1
59000
0
0
Physicians Realty Trust
Common
71943U104
772188
45800
SH
DFND
2
45800
0
0
Pioneer Natural Resources Company
Common
723787107
10657300
85000
SH
DFND
2
0
85000
0
QLT Inc.
Common
746927102
1452163
545926
SH
DFND
2
545926
0
0
RMR Group Inc.
Common
74967R106
230
16
SH
DFND
1
0
16
0
Rand Logistics, Inc.
Common
752182105
1440
900
SH
DFND
2
0
900
0
Rand Logistics, Inc.
Common
752182105
1399096
874435
SH
DFND
2
874435
0
0
Range Resources Corporation
Common
75281A109
5783350
235000
SH
DFND
2
0
235000
0
Ryman Hospitality Pptys Inc.
Common
78377T107
20656
400
SH
DFND
1
400
0
0
Schlumberger Limited
Common
806857108
7323750
105000
SH
DFND
2
0
105000
0
SM Energy Company
Common
78454L100
5308200
270000
SH
DFND
2
0
270000
0
Southwestern Energy Company
Common
845467109
8709750
1225000
SH
DFND
2
0
1225000
0
Standard Financial Corp.
Common
853393106
510000
20000
SH
DFND
2
20000
0
0
Starwood Ppty Inc.
Common
85571B105
8224
400
SH
DFND
1
400
0
0
Sunshine Bancorp, Inc.
Common
86777J108
304000
20000
SH
DFND
2
20000
0
0
Sunshine Bancorp, Inc.
Common
86777J108
30400
2000
SH
DFND
1
0
2000
0
Sunshine Bancorp, Inc.
Common
86777J108
88160
5800
SH
DFND
1
5800
0
0
Synergy Pharmaceuticals, Inc.
Common
871639308
866943
152900
SH
DFND
2
152900
0
0
The Kraft Heinz Company
Common
500754106
509320
7000
SH
DFND
2
7000
0
0
The Kraft Heinz Company
Common
500754106
135697
1865
SH
DFND
1
0
1865
0
The Kraft Heinz Company
Common
500754106
220826
3035
SH
DFND
1
3035
0
0
TheStreet Inc.
Common
88368Q103
160800
107200
SH
DFND
2
107200
0
0
Total SA Sponsored ADR
Common
89151E109
130355
2900
SH
DFND
1
0
2900
0
Total SA Sponsored ADR
Common
89151E109
106082
2360
SH
DFND
1
2360
0
0
U.S. Silica Holdings, Inc.
Common
90346E103
7679300
410000
SH
DFND
2
0
410000
0
Verizon Communications Inc.
Common
92343V104
12156
263
SH
DFND
1
0
263
0
Verizon Communications Inc.
Common
92343V104
61010
1320
SH
DFND
1
1320
0
0
Whiting Petroleum Corporation
Common
966387102
4059200
430000
SH
DFND
2
0
430000
0