Investment Manager

0001104659-14-038220.txt : 20140513 0001104659-14-038220.hdr.sgml : 20140513 20140513172931 ACCESSION NUMBER: 0001104659-14-038220 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140513 DATE AS OF CHANGE: 20140513 EFFECTIVENESS DATE: 20140513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KNOTT DAVID M CENTRAL INDEX KEY: 0000808722 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03121 FILM NUMBER: 14838541 MAIL ADDRESS: STREET 1: 485 UNDERHILL BLVD STREET 2: STE 205 CITY: SYOSSET STATE: NY ZIP: 11791-3419 13F-HR 1 primary_doc.xml 13F-HR LIVE 0000808722 XXXXXXXX 03-31-2014 03-31-2014 false Knott David M

485 Underhill Blvd Ste 205 Syosset NY 11791-3419

13F HOLDINGS REPORT 028-03121 N Knott David M Investment Manager (516) 364-0303 /s/David M. Knott Syosset NY 05-13-2014 1 95 523125 false 1 0001203370 028-10281 DORSET MANAGEMENT CORP INFORMATION TABLE 2 a14-12654_1informationtable.xml INFORMATION TABLE ACADIA Pharmaceuticals Inc. Common 004225108 1114314 45800 SH DFND Dorset 45800 0 0 Affymetrix, Inc. Common 00826T108 11408 1600 SH DFND Dorset 0 1600 0 Affymetrix, Inc. Common 00826T108 2965367 415900 SH DFND Dorset 415900 0 0 AllianceBernstein Holdings LP Common 01881G106 12485 500 SH DFND Other 0 500 0 Ambac Financial Group, Inc. Common 023139884 93090 3000 SH DFND Dorset 0 3000 0 Ambac Financial Group, Inc. Common 023139884 5288319 170426 SH DFND Dorset 170426 0 0 Anadarko Petroleum Corporation Common 032511107 389896 4600 SH DFND Other 4600 0 0 Anadarko Petroleum Corporation Common 032511107 5068648 59800 SH DFND Dorset 59800 0 0 Anadarko Petroleum Corporation Common 032511107 15294942 180450 SH DFND Dorset 0 180450 0 Anadarko Petroleum Corporation Common 032511107 508560 6000 SH DFND Other 0 6000 0 Anchor Bancorp Common 032838104 93750 5000 SH DFND Other 5000 0 0 Anchor Bancorp Common 032838104 140625 7500 SH DFND Other 0 7500 0 Apple Inc. Common 037833100 40256 75 SH DFND Other 75 0 0 Apple Inc. Common 037833100 40256 75 SH DFND Other 0 75 0 Approach Resources, Inc. Common 03834A103 9514050 455000 SH DFND Dorset 0 455000 0 Baker Hughes Incorporated Common 057224107 13654200 210000 SH DFND Dorset 0 210000 0 Cabot Oil & Gas Corporation Common 127097103 17956400 530000 SH DFND Dorset 0 530000 0 Cameron International Corporation Common 13342B105 12354000 200000 SH DFND Dorset 0 200000 0 Canadian Natural Resources Ltd. Common 136385101 13836047 361000 SH DFND Dorset 0 361000 0 Canadian Natural Resources Ltd. Common 136385101 374108 9750 SH DFND Other 9750 0 0 Canadian Natural Resources Ltd. Common 136385101 736704 19200 SH DFND Other 0 19200 0 Capitol Federal Financial, Inc. Common 14057J101 25120 2000 SH DFND Dorset 0 2000 0 Capitol Federal Financial, Inc. Common 14057J101 8987936 715600 SH DFND Dorset 715600 0 0 Capitol Federal Financial, Inc. Common 14057J101 50240 4000 SH DFND Other 4000 0 0 Capitol Federal Financial, Inc. Common 14057J101 75360 6000 SH DFND Other 0 6000 0 China Ceramics Co. Ltd. Common G2113X100 384874 233257 SH DFND Dorset 233257 0 0 Cimarex Energy Co. Common 171798101 16675400 140000 SH DFND Dorset 0 140000 0 Coca Cola Company Common 191216100 231960 6000 SH DFND Other 0 6000 0 Columbia Laboratories, Inc. Common 197779200 1152879 159900 SH DFND Dorset 159900 0 0 Continental Resources, Inc. Common 212015101 6213500 50000 SH DFND Dorset 0 50000 0 Concho Resources Inc. Common 20605P101 18375000 150000 SH DFND Dorset 0 150000 0 DepoMed, Inc. Common 249908104 1893700 130600 SH DFND Dorset 130600 0 0 Du Pont E I De Nemours & Co. Common 263534109 67100 1000 SH DFND Other 1000 0 0 Du Pont E I De Nemours & Co. Common 263534109 241560 3600 SH DFND Other 0 3600 0 Eagle Materials Inc. Common 26969P108 20214 228 SH DFND Other 228 0 0 Eli Lilly & Co. Common 532457108 17658 300 SH DFND Other 300 0 0 Essex Rental Corporation Common 297187106 1225603 414055 SH DFND Dorset 414055 0 0 FMC Technologies, Inc. Common 30249U101 12549600 240000 SH DFND Dorset 0 240000 0 FutureFuel Corporation Common 36116M106 10150 500 SH DFND Dorset 0 500 0 FutureFuel Corporation Common 36116M106 6570988 323694 SH DFND Dorset 323694 0 0 General Electric Co Common 369604103 93204 3600 SH DFND Other 0 3600 0 Gulfport Energy Corp Common 402635304 15659600 220000 SH DFND Dorset 0 220000 0 Halliburton Company Common 406216101 20022600 340000 SH DFND Dorset 0 340000 0 Hancock Fabrics, Inc. Common 409900107 40370 36700 SH DFND Dorset 36700 0 0 Helmerich & Payne, Inc. Common 423452101 13982800 130000 SH DFND Dorset 0 130000 0 Hess Corporation Common 42809H107 14918400 180000 SH DFND Dorset 0 180000 0 Hyde Park Acquisition Corp II Common 448640102 1458550 145855 SH DFND Dorset 145855 0 0 JP Morgan Chase & Co. Common 46625H100 400686 6600 SH DFND Other 6600 0 0 JP Morgan Chase & Co. Common 46625H100 892437 14700 SH DFND Other 0 14700 0 Johnson & Johnson Common 478160104 117876 1200 SH DFND Other 1200 0 0 Johnson & Johnson Common 478160104 510796 5200 SH DFND Other 0 5200 0 Kraft Foods Group Inc. Common 50076Q106 37363 666 SH DFND Other 666 0 0 Kraft Foods Group Inc. Common 50076Q106 171946 3065 SH DFND Other 0 3065 0 Ligand Pharmaceuticals Incorporated Common 53220K504 112072 1666 SH DFND Dorset 0 1666 0 Ligand Pharmaceuticals Incorporated Common 53220K504 83835708 1246257 SH DFND Dorset 1246257 0 0 Ligand Pharmaceuticals Incorporated Common 53220K504 123979 1843 SH DFND Other 1843 0 0 Microsoft Corporation Common 594918104 2760676 67350 SH DFND Dorset 67350 0 0 Microsoft Corporation Common 594918104 16396 400 SH DFND Other 0 400 0 Murphy Oil Corporation Common 626717102 6286000 100000 SH DFND Dorset 0 100000 0 Mondelez International Inc. Common 609207105 69100 2000 SH DFND Other 2000 0 0 Mondelez International Inc. Common 609207105 103650 3000 SH DFND Other 0 3000 0 Noble Energy, Inc. Common 655044105 16694400 235000 SH DFND Dorset 0 235000 0 OBA Financial Services Inc. Common 67424G101 91400 5000 SH DFND Other 5000 0 0 Oritani Financial Corporation Common 68633D103 31620 2000 SH DFND Other 2000 0 0 Oritani Financial Corporation Common 68633D103 94860 6000 SH DFND Other 0 6000 0 Pfizer Inc. Common 717081103 96360 3000 SH DFND Dorset 0 3000 0 Pfizer Inc. Common 717081103 34765917 1082376 SH DFND Dorset 1082376 0 0 Pfizer Inc. Common 717081103 565312 17600 SH DFND Other 17600 0 0 Pfizer Inc. Common 717081103 1927200 60000 SH DFND Other 0 60000 0 Physicians Realty Trust Common 71943U104 637536 45800 SH DFND Dorset 45800 0 0 Pioneer Natural Resources Company Common 723787107 18714000 100000 SH DFND Dorset 0 100000 0 Proctor & Gamble Company Common 742718109 43040 534 SH DFND Dorset 534 0 0 QLT Inc. Common 746927102 2479349 445926 SH DFND Dorset 445926 0 0 Rand Logistics, Inc. Common 752182105 6210 900 SH DFND Dorset 0 900 0 Rand Logistics, Inc. Common 752182105 9948123 1441757 SH DFND Dorset 1441757 0 0 Range Resources Corporation Common 75281A109 9956400 120000 SH DFND Dorset 0 120000 0 Relypsa, Inc Common 759531106 2191035 73500 SH DFND Dorset 73500 0 0 Ryman Hospitality PPTYS Inc Common 78377T107 17008 400 SH DFND Other 0 400 0 Schlumberger Limited Common 806857108 22425000 230000 SH DFND Dorset 0 230000 0 SM Energy Company Common 78454L100 11406400 160000 SH DFND Dorset 0 160000 0 Smith & Wesson Holding Corporation Common 831756101 1462000 100000 SH DFND Dorset 100000 0 0 Southwestern Energy Company Common 845467109 23005000 500000 SH DFND Dorset 0 500000 0 Standard Financial Corp. Common 853393106 373400 20000 SH DFND Dorset 20000 0 0 Starwood Waypoint Residential TR Common 85571W109 2303 80 SH DFND Other 0 80 0 Starwood PPTY TR Common 85571B105 9436 400 SH DFND Other 0 400 0 State Investors Bancorp, Inc. Common 857030100 469200 30000 SH DFND Dorset 30000 0 0 Strategic Oil & Gas Ltd. Common 86277F101 1808 4000 SH DFND Dorset 0 4000 0 Strategic Oil & Gas Ltd. Common 86277F101 540592 1196000 SH DFND Dorset 1196000 0 0 The Howard Hughes Corporation Common 44267D107 4138590 29000 SH DFND Dorset 29000 0 0 The Mosaic Company Common 61945C103 17500 350 SH DFND Dorset 0 350 0 The Mosaic Company Common 61945C103 5812500 116250 SH DFND Dorset 116250 0 0 TheStreet Inc. Common 88368Q103 280864 107200 SH DFND Dorset 107200 0 0 Total SA Common 89151E109 157440 2400 SH DFND Other 2400 0 0 Total SA Common 89151E109 157440 2400 SH DFND Other 0 2400 0 Whiting Petroleum Corporation Common 966387102 18735300 270000 SH DFND Dorset 0 270000 0