-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tic7jMcbvb1hypFHvMv7QdFwX7FXgfnqT3YSP1zNDXOjV7UIhe84AzbVKp1TvoWC 0CVpZ0vEkxps9p45hH0ytQ== 0001104659-08-047216.txt : 20080724 0001104659-08-047216.hdr.sgml : 20080724 20080723173657 ACCESSION NUMBER: 0001104659-08-047216 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080724 DATE AS OF CHANGE: 20080723 GROUP MEMBERS: DORSET MANAGEMENT CORPORATION FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KNOTT DAVID M CENTRAL INDEX KEY: 0000808722 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 485 UNDERHILL BLVD STREET 2: STE 205 CITY: SYOSSET STATE: NY ZIP: 11791-3419 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FutureFuel Corp. CENTRAL INDEX KEY: 0001337298 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 203340900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83804 FILM NUMBER: 08966532 BUSINESS ADDRESS: STREET 1: 8235 FORSYTH BOULEVARD SUITE 400 CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 314-854-8520 MAIL ADDRESS: STREET 1: 8235 FORSYTH BOULEVARD SUITE 400 CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: Viceroy Acquisition CORP DATE OF NAME CHANGE: 20050829 SC 13G 1 a08-19684_3sc13g.htm SC 13G

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13G

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

(Amendment No. )1

 

        FutureFuel Corporation        

(Name of Issuer)

 

            Common Stock, $0.0001 Par Value  

(Title of Class of Securities)

 

            36116M106     

(CUSIP Number)

 

            June 23, 2007       

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

ý Rule 13d-1(c)

 

¨ Rule 13d-1(d)

 


1 The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

                The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

CUSIP No. 36116M106

13G

Page 2 of 6 Pages 

 1.

NAME OF REPORTING PERSONS                  David M. Knott

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

 2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                   (a) ¨

                        (b) ý

 

 3.

SEC USE ONLY

 

 4.

CITIZENSHIP OR PLACE OF ORGANIZATION                United States of America

NUMBER OF
SHARES

5.

SOLE VOTING POWER:

1,375,800

BENEFICIALLY OWNED BY

6.

SHARED VOTING POWER:

899,200

EACH
REPORTING

7.

SOLE DISPOSITIVE POWER:

2,275,000

PERSON WITH

8.

SHARED DISPOSITIVE POWER:

0

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:


2,275,000

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)

EXCLUDES CERTAIN SHARES*                                                                                            ¨

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9                      8.2%

 

12.

TYPE OF REPORTING PERSON*                                                                                           IN

 

                                    *SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

2


 

CUSIP No. 36116M106

13G

Page 3 of 6 Pages 

 1.

NAME OF REPORTING PERSONS           Dorset Management Corporation

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

11-2873658

 2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                   (a) ¨

                        (b) ý

 

 3.

SEC USE ONLY

 

 4.

CITIZENSHIP OR PLACE OF ORGANIZATION                New York

NUMBER OF
SHARES

5.

SOLE VOTING POWER:

1,375,800

BENEFICIALLY OWNED BY

6.

SHARED VOTING POWER:

899,200

EACH
REPORTING

7.

SOLE DISPOSITIVE POWER:

2,275,000

PERSON WITH

8.

SHARED DISPOSITIVE POWER:

0

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:


2,275,000

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)

EXCLUDES CERTAIN SHARES*                                                                                             ¨

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9                      8.2%

 

12.

TYPE OF REPORTING PERSON*                                                                                           CO

 

                                    *SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 

3


 

Item 1(a)                     Name of Issuer:

 

FutureFuel Corporation

 

Item 1(b)                     Address of Issuer's Principal Executive offices:

 

                                    8235 Forsyth Boulevard, Suite 400
                                    Clayton, MO 63105

 

Item 2(a)                                               Name of Person(s) Filing:

 

                                    David M. Knott; Dorset Management Corporation

 

Item 2(b)                                               Address(es) of Principal Business Office or, if none, residence:

 

                                    485 Underhill Boulevard, Suite 205

                                    Syosset, New York 11791

 

Item 2(c)                                                Citizenship or Place of Organization

 

David M. Knott - United States of America;

Dorset Management Corporation – New York

 

Item 2(d)                                               Title of Class of Securities:

 

                                    Common Stock, $0.0001 Par Value

 

Item 2(e)                                               CUSIP Number:

 

                                    36116M106

 

Item 3                 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

(a)                ¨       Broker or dealer registered under Section 15 of the Exchange Act;

(b)               ¨       Bank as defined in Section 3(a)(6) of the Exchange Act;

(c)                ¨       Insurance company as defined in Section 3(a)(19) of the Exchange Act;

(d)               ¨       Investment company registered under Section 8 of the Investment Company Act;

(e)                ¨       An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

(f)                 ¨       An employee benefit plan, or endowment fund in accordance with rule 13d-1(b)(l)(ii)(F);

(g)                ¨       A parent holding company, or control person, in accordance with Rule 13d-1(b)(1)(ii)(G);

 

 

4


 

(h)                ¨       A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

(i)                  ¨       A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;

(j)                 ý       Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

 

Item 4                 Ownership:

 

                        David M. Knott; Dorset Management Corporation

See Rows 5 through 9 and 11 on the corresponding page for each reporting person.

 

Item 5                 Ownership of Five Percent or Less of a Class

 

                        N/A

 

Item 6             Ownership of More than Five Percent on Behalf of Another Person

 

Persons, other than the Reporting Persons hereunder, have the right to receive or the power to direct the receipt of dividends, or the proceeds from the sale, of the securities reported herein.

 

Item 7                 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company

 

                        N/A

 

Item 8                 Identification and Classification of Members of the Group

 

N/A

 

Item 9                 Notice of Dissolution of Group

 

                        N/A

 

Item 10           Certification

 

                        By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

                        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

5


 

 

July 23, 2008

 

Date

 

 

 

/s/ David M. Knott

 

 

 

Signature

 

 

 

DORSET MANAGEMENT CORPORATION

 

 

 

/s/ David M. Knott

 

By:

 

 

David M. Knott, President

 

 

6

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