0000950103-17-008040.txt : 20170821 0000950103-17-008040.hdr.sgml : 20170821 20170821160317 ACCESSION NUMBER: 0000950103-17-008040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170816 FILED AS OF DATE: 20170821 DATE AS OF CHANGE: 20170821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOLKSWAGEN AG CENTRAL INDEX KEY: 0001111708 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09618 FILM NUMBER: 171043175 BUSINESS ADDRESS: STREET 1: 38436 WOLFSBURG GERMANY STREET 2: 38436 WOLFSBURG GERMANY CITY: GERMANY MAIL ADDRESS: STREET 1: VOLKSWAGEN AG STREET 2: 38436 WOLFSBURG GERAMY REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Volkswagen Truck & Bus GmbH CENTRAL INDEX KEY: 0001697835 STATE OF INCORPORATION: 2M FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09618 FILM NUMBER: 171043174 BUSINESS ADDRESS: STREET 1: BRAWO PARK STREET 2: WILLY-BRANDT-PLATZ 19 CITY: BRAUNSCHWEIG STATE: 2M ZIP: 38102 BUSINESS PHONE: 49 5361 8978500 MAIL ADDRESS: STREET 1: BRAWO PARK STREET 2: WILLY-BRANDT-PLATZ 19 CITY: BRAUNSCHWEIG STATE: 2M ZIP: 38102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVISTAR INTERNATIONAL CORP CENTRAL INDEX KEY: 0000808450 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 363359573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 331-332-5000 MAIL ADDRESS: STREET 1: 2701 NAVISTAR DRIVE CITY: LISLE STATE: IL ZIP: 60532 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR INTERNATIONAL CORP /DE/NEW DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NAVISTAR HOLDING INC DATE OF NAME CHANGE: 19870528 4 1 dp79670_4.xml OWNERSHIP DOCUMENT X0306 4 2017-08-16 0 0000808450 NAVISTAR INTERNATIONAL CORP NAV 0001697835 Volkswagen Truck & Bus GmbH BRAWO PARK WILLY-BRANDT-PLATZ 19 BRAUNSCHWEIG 2M 38102 GERMANY 0 0 1 0 0001111708 VOLKSWAGEN AG VOLKSWAGEN AG BERLINER RING 2 WOLFSBURG, LOWER SAXONY 2M 38440 GERMANY 0 0 1 0 Common Stock, par value $0.10 per share 2017-08-16 2017-08-17 4 P 0 24500 29.98 A 16589250 D Common Stock, par value $0.10 per share 2017-08-17 2017-08-18 4 P 0 800 29.99 A 16590050 D Common Stock, par value $0.10 per share 2017-08-18 2017-08-21 4 P 0 14250 29.81 A 16604300 D This statement is being filed jointly by Volkswagen Truck & Bus GmbH ("VW T&B") and Volkswagen AG ("Volkswagen" and together with VW T&B, the "Reporting Persons"). VW T&B is a wholly-owned subsidiary of Volkswagen and is the direct holder of the securities reported on this statement. Shares of Navistar International Corporation common stock, par value $0.10 per share, were purchased by VW T&B, a wholly owned subsidiary of Volkswagen, in open market transactions. The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by VW T&B on June 16, 2017. Andreea Costa, Attorney in fact for Volkswagen Truck & Bus GmbH /s/ Andreea Costa 2017-08-21 Frederik Fragemann, Attorney in fact for Volkswagen Truck & Bus GmbH /s/ Frederik Fragemann 2017-08-21 Andreea Costa, Attorney in fact for Volkswagen AG /s/ Andreea Costa 2017-08-21 Frederik Fragemann, Attorney in fact for Volkswagen AG /s/ Frederik Fragemann 2017-08-21