0000080835-11-000003.txt : 20110815 0000080835-11-000003.hdr.sgml : 20110815 20110815155319 ACCESSION NUMBER: 0000080835-11-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 300 NORTH CAPITAL, LLC CENTRAL INDEX KEY: 0000080835 IRS NUMBER: 952989756 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00969 FILM NUMBER: 111036071 BUSINESS ADDRESS: STREET 1: 300 N LAKE AVE PH SUITE CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6264498500 MAIL ADDRESS: STREET 1: 300 NORTH LAKE AVENUE CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT INVESTMENT COUNSEL DATE OF NAME CHANGE: 19940208 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT INVESTMENT COUNSEL INC DATE OF NAME CHANGE: 19920507 13F-HR 1 nc13f-2q11.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment[ ]: Amendment Number This Amendment (check only one) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 300 North Capital, LLC. Address: 300 North Lake Avenue Pasadena, CA 91101 Form 13F File Number: 028-00969 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Erin Chetwood Title: Chief Compliance Officer Phone: 626-449-8500 Signature, Place, and Date of Signing: /s/ Erin Chetwood Pasadena, CA July 29, 2011 Report Type (Check only one.): (X) 13F HOLDINGS REPORT. ( ) 13F NOTICE. ( ) 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 224 (data records) Form 13F Information Table Value Total: $456,052 (x1000) List of Other Included Managers: 01 OLD MUTUAL (US) HOLDINGS INC. 028-11931
VALUE SHARES/ SH/ PUT/ INVSTMT ---VOTING AUTHORITY--- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (X$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE COVIDIEN PLC SHS G2554F113 247 4640 SH Defined 01 4640 0 0 HERBALIFE LTD COM G4412G101 268 4646 SH Defined 01 4646 0 0 LAZARD LTD SHS A G54050102 2986 80480 SH Defined 01 80480 0 0 ORIENT-EXP CL A G67743107 1621 150820 SH Defined 01 101120 0 49700 TORNIER N V SHS N87237108 1073 39800 SH Defined 01 26700 0 13100 AVAGO TECH SHS Y0486S104 263 6934 SH Defined 01 6934 0 0 AGCO CORP COM 001084102 3189 64613 SH Defined 01 64613 0 0 ACACIA RESH COM 003881307 1334 36351 SH Defined 01 25251 0 11100 AFFILIATED Mngrs COM 008252108 3420 33709 SH Defined 01 33709 0 0 AGRIUM COM 008916108 3123 35585 SH Defined 01 35585 0 0 ALEXION PHARM COM 015351109 4450 94620 SH Defined 01 94620 0 0 ALLEGHENY TECH COM 01741R102 2582 40683 SH Defined 01 40683 0 0 ALLERGAN INC COM 018490102 1776 21328 SH Defined 01 21328 0 0 ALLIANCE DATA SYS COM 018581108 287 3056 SH Defined 01 3056 0 0 ALLSCRIPTS HLTHCRE COM 01988P108 2208 113676 SH Defined 01 113676 0 0 ALTRA HOLDINGS INC COM 02208R106 3207 133660 SH Defined 01 93760 0 39900 AMERISOURCEBERGEN COM 03073E105 3982 96193 SH Defined 01 96193 0 0 ANN INC COM 035623107 2420 92710 SH Defined 01 78110 0 14600 ANSYS INC COM 03662Q105 3257 59582 SH Defined 01 59582 0 0 APACHE CORP COM 037411105 247 2005 SH Defined 01 2005 0 0 APPROACH RES COM 03834A103 466 20550 SH Defined 01 14350 0 6200 ARM HLDGS ADR 042068106 275 9668 SH Defined 01 9668 0 0 ARUBA NTWRKS COM 043176106 7512 254225 SH Defined 01 228825 0 25400 ATHENAHEALTH INC COM 04685W103 3473 84500 SH Defined 01 71400 0 13100 AUTOMATIC DATA COM 053015103 256 4868 SH Defined 01 4868 0 0 BMC SOFTWARE INC COM 055921100 255 4669 SH Defined 01 4669 0 0 BAIDU INC ADR 056752108 292 2085 SH Defined 01 2085 0 0 BARD C R INC COM 067383109 2122 19320 SH Defined 01 19320 0 0 BAXTER INTL INC COM 071813109 275 4611 SH Defined 01 4611 0 0 BE AEROSPACE INC COM 073302101 252 6171 SH Defined 01 6171 0 0 BIO-REF LABS COM 09057G602 780 37300 SH Defined 01 25900 0 11400 BIOMARIN PHARM COM 09061G101 1576 57936 SH Defined 01 57936 0 0 BLACKSTONE GRP COM 09253U108 234 14106 SH Defined 01 14106 0 0 BORGWARNER INC COM 099724106 5202 64392 SH Defined 01 64392 0 0 BRIGHAM EXPL COM 109178103 4658 155630 SH Defined 01 131330 0 24300 CBS CORP NEW CL B 124857202 281 9878 SH Defined 01 9878 0 0 CB RICHARD GRP CL A 12497T101 5939 236508 SH Defined 01 236508 0 0 CF INDS HLDGS COM 125269100 975 6884 SH Defined 01 6884 0 0 CLECO CORP COM 12561W105 245 7025 SH Defined 01 7025 0 0 CMS ENGRY CORP COM 125896100 242 12298 SH Defined 01 12298 0 0 CNO FINL GRP COM 12621E103 253 31995 SH Defined 01 31995 0 0 CSX CORP COM 126408103 249 9507 SH Defined 01 9507 0 0 CVS CAREMARK CORP COM 126650100 251 6675 SH Defined 01 6675 0 0 CAMDEN PPTY COM 133131102 232 3639 SH Defined 01 3639 0 0 CAMERON INTL CORP COM 13342B105 1258 25020 SH Defined 01 25020 0 0 CANADIAN NATL COM 136375102 269 3365 SH Defined 01 3365 0 0 CATERPILLAR INC COM 149123101 237 2224 SH Defined 01 2224 0 0 CERNER CORP COM 156782104 3399 55624 SH Defined 01 55624 0 0 CHEESECAKE FAC COM 163072101 624 19900 SH Defined 01 13800 0 6100 CHEVRON CORP COM 166764100 240 2332 SH Defined 01 2332 0 0 CHIPOTLE MEX COM 169656105 7652 24828 SH Defined 01 24828 0 0 CIENA CORP COM 171779309 2980 162120 SH Defined 01 162120 0 0 CIMAREX ENGRY COM 171798101 1251 13916 SH Defined 01 13916 0 0 CITRIX SYS COM 177376100 1433 17907 SH Defined 01 17907 0 0 CLIFFS NAT RES COM 18683K101 2289 24760 SH Defined 01 24760 0 0 COACH INC COM 189754104 2362 36950 SH Defined 01 36950 0 0 COCA COLA ENTERP COM 19122T109 260 8919 SH Defined 01 8919 0 0 COHEN & STEERS COM 19247A100 1357 40922 SH Defined 01 28422 0 12500 CONCHO RES INC COM 20605P101 973 10593 SH Defined 01 10593 0 0 CONSTELLATION BRNDS CL A 21036P108 236 11312 SH Defined 01 11312 0 0 CONTINENTAL RES COM 212015101 2346 36150 SH Defined 01 36150 0 0 CROCS INC COM 227046109 307 11918 SH Defined 01 11918 0 0 CUMMINS INC COM 231021106 3889 37575 SH Defined 01 37575 0 0 DEAN FOODS CO COM 242370104 249 20270 SH Defined 01 20270 0 0 DEXCOM INC COM 252131107 2610 180130 SH Defined 01 150230 0 29900 DICKS SPOR GOODS COM 253393102 5311 138133 SH Defined 01 138133 0 0 DISCOVER FINL COM 254709108 290 10855 SH Defined 01 10855 0 0 DIRECTV COM 25490A101 274 5393 SH Defined 01 5393 0 0 DOMINION RES COM 25746U109 253 5245 SH Defined 01 5245 0 0 DUKE REALTY COM 264411505 231 16497 SH Defined 01 16497 0 0 EASTMAN CHEM COM 277432100 264 2588 SH Defined 01 2588 0 0 ENCORE CAP GRP COM 292554102 1779 57898 SH Defined 01 40198 0 17700 ENTROPIC COMMUN COM 29384R105 951 107000 SH Defined 01 74300 0 32700 ESSEX PPTY COM 297178105 234 1731 SH Defined 01 1731 0 0 ETHAN ALLEN INC COM 297602104 905 42520 SH Defined 01 29420 0 13100 EVERCORE PART CLA 29977A105 2963 88913 SH Defined 01 74813 0 14100 EXPEDITORS INTL COM 302130109 2820 55084 SH Defined 01 55084 0 0 EZCORP INC CL A 302301106 292 8200 SH Defined 01 8200 0 0 EXXON MOBIL COM 30231G102 254 3126 SH Defined 01 3126 0 0 FMC TECH COM 30249U101 2353 52544 SH Defined 01 52544 0 0 FNB CORP PA COM 302520101 243 23450 SH Defined 01 23450 0 0 FASTENAL CO COM 311900104 3228 89691 SH Defined 01 89691 0 0 F5 NETWORKS COM 315616102 3991 36200 SH Defined 01 36200 0 0 FINISAR CORP COM 31787A507 1855 102870 SH Defined 01 87170 0 15700 FORTINET INC COM 34959E109 7962 291773 SH Defined 01 265973 0 25800 FOSSIL INC COM 349882100 253 2150 SH Defined 01 2150 0 0 FRESH MKT COM 35804H106 5808 150155 SH Defined 01 138155 0 12000 FRONTIER OIL COM 35914P105 250 7746 SH Defined 01 7746 0 0 GLOBE SPLTY COM 37954N206 2115 94320 SH Defined 01 65620 0 28700 GRACO INC COM 384109104 291 5739 SH Defined 01 5739 0 0 GREEN MTN COFF COM 393122106 4398 49276 SH Defined 01 49276 0 0 HMS HLDGS CORP COM 40425J101 1103 14350 SH Defined 01 10250 0 4100 HALLIBURTON CO COM 406216101 295 5779 SH Defined 01 5779 0 0 HANSEN NAT CORP COM 411310105 310 3828 SH Defined 01 3828 0 0 HASBRO INC COM 418056107 4259 96957 SH Defined 01 96957 0 0 HAYNES INTL COM 420877201 5030 81220 SH Defined 01 64320 0 16900 HEALTH MGMT CL A 421933102 259 24017 SH Defined 01 24017 0 0 HOLLY CORP COM 435758305 259 3734 SH Defined 01 3734 0 0 HOME INNS SPON ADR 43713W107 2165 56910 SH Defined 01 47910 0 9000 HONEYWELL INTL COM 438516106 260 4371 SH Defined 01 4371 0 0 HOUSTON WIRE COM 44244K109 5431 349270 SH Defined 01 276270 0 73000 HUMANA INC COM 444859102 259 3214 SH Defined 01 3214 0 0 HUNT J B TRANS COM 445658107 5263 111771 SH Defined 01 111771 0 0 IAC INTERACTIVE COM 44919P508 277 7250 SH Defined 01 7250 0 0 IPC THE HOSP COM 44984A105 1045 22550 SH Defined 01 15650 0 6900 IXIA COM 45071R109 2184 170620 SH Defined 01 145920 0 24700 IMPAX LABS COM 45256B101 2798 128390 SH Defined 01 105790 0 22600 INCYTE CORP COM 45337C102 1714 90470 SH Defined 01 77570 0 12900 INTERNATIONAL BUS COM 459200101 268 1564 SH Defined 01 1564 0 0 INTUIT COM 461202103 2006 38683 SH Defined 01 38683 0 0 INTUITIVE SURG COM 46120E602 3353 9011 SH Defined 01 9011 0 0 INTREPID POT COM 46121Y102 2879 88580 SH Defined 01 61580 0 27000 IVANHOE MINES COM 46579N103 1270 50181 SH Defined 01 50181 0 0 JOY GLOBAL INC COM 481165108 3731 39176 SH Defined 01 39176 0 0 JUNIPER NTWRKS COM 48203R104 1720 54612 SH Defined 01 54612 0 0 KLA-TENCOR CORP COM 482480100 3990 98560 SH Defined 01 98560 0 0 LABORATORY CORP COM 50540R409 3261 33687 SH Defined 01 33687 0 0 LAUDER ESTEE CL A 518439104 257 2439 SH Defined 01 2439 0 0 LUFKIN INDS COM 549764108 3184 37000 SH Defined 01 30600 0 6400 LULULEMON ATHL COM 550021109 8275 74004 SH Defined 01 74004 0 0 MGIC INVT CORP COM 552848103 1098 184550 SH Defined 01 127950 0 56600 MSCI INC CL A 55354G100 2511 66650 SH Defined 01 66650 0 0 MYR GROUP COM 55405W104 1170 49982 SH Defined 01 34782 0 15200 MADDEN STEVEN COM 556269108 3184 84890 SH Defined 01 69290 0 15600 MARTEN TRANS COM 573075108 659 30500 SH Defined 01 21100 0 9400 MCKESSON CORP COM 58155Q103 259 3094 SH Defined 01 3094 0 0 MEDICAL PPTYS COM 58463J304 237 20612 SH Defined 01 20612 0 0 MERCADOLIBRE INC COM 58733R102 1104 13910 SH Defined 01 9810 0 4100 MERU NTWRKS COM 59047Q103 144 12001 SH Defined 01 8301 0 3700 METROPCS COMMUN COM 591708102 235 13680 SH Defined 01 13680 0 0 MOLEX INC COM 608554101 230 8928 SH Defined 01 8928 0 0 MYLAN INC COM 628530107 3505 142089 SH Defined 01 142089 0 0 NPS PHARM COM 62936P103 735 77800 SH Defined 01 54000 0 23800 NAVISTAR INTL COM 63934E108 3652 64676 SH Defined 01 64676 0 0 NEKTAR THRP COM 640268108 1499 206150 SH Defined 01 163450 0 42700 NETAPP INC COM 64110D104 5005 94831 SH Defined 01 94831 0 0 NETFLIX INC COM 64110L106 3496 13307 SH Defined 01 13307 0 0 NETLOGIC MICRO COM 64118B100 7253 179429 SH Defined 01 163029 0 16400 NETSUITE INC COM 64118Q107 5129 130839 SH Defined 01 111339 0 19500 NISOURCE INC COM 65473P105 251 12408 SH Defined 01 12408 0 0 NORDSTROM INC COM 655664100 2807 59809 SH Defined 01 59809 0 0 NORFOLK SO CORP COM 655844108 270 3604 SH Defined 01 3604 0 0 NORTHERN OIL COM 665531109 891 40220 SH Defined 01 28620 0 11600 NU SKIN ENTERP CL A 67018T105 250 6654 SH Defined 01 6654 0 0 NVIDIA CORP COM 67066G104 2013 126309 SH Defined 01 126309 0 0 OASIS PETE COM 674215108 4934 166240 SH Defined 01 147440 0 18800 OCCIDENTAL PETE COM 674599105 250 2407 SH Defined 01 2407 0 0 OLD DOMINION COM 79580100 6724 180257 SH Defined 01 172457 0 7800 OPENTABLE INC COM 68372A104 1266 15230 SH Defined 01 10630 0 4600 PACCAR INC COM 693718108 1882 36841 SH Defined 01 36841 0 0 PACIFIC BIOSC COM 69404D108 456 39000 SH Defined 01 27100 0 11900 PANERA BREAD CO CL A 69840W108 247 1966 SH Defined 01 1966 0 0 PARKER HANN COM 701094104 2899 32306 SH Defined 01 32306 0 0 PATRIOT COAL COM 70336T104 4096 184020 SH Defined 01 143920 0 40100 PEABODY ENERGY COM 704549104 918 15590 SH Defined 01 15590 0 0 PERRIGO CO COM 714290103 6302 71724 SH Defined 01 71724 0 0 PHARMASSET INC COM 71715N106 4755 42380 SH Defined 01 34680 0 7700 PHILIP MORRIS COM 718172109 245 3676 SH Defined 01 3676 0 0 PINNACLE WEST COM 723484101 248 5562 SH Defined 01 5562 0 0 PIONEER NAT RES COM 723787107 1197 13367 SH Defined 01 13367 0 0 POLYONE CORP COM 73179P106 277 17884 SH Defined 01 17884 0 0 POLYPORE INTL COM 73179V103 9052 133430 SH Defined 01 115930 0 17500 PORTLAND GEN COM 736508847 246 9728 SH Defined 01 9728 0 0 PRICE T ROWE GRP COM 74144T108 2446 40542 SH Defined 01 40542 0 0 PRICELINE COM INC COM 741503403 243 474 SH Defined 01 474 0 0 QUALITY SYS INC COM 747582104 1027 11760 SH Defined 01 8160 0 3600 QUEST DIAGN COM 74834L100 229 3882 SH Defined 01 3882 0 0 RF MICRODVCS COM 749941100 1088 177840 SH Defined 01 124140 0 53700 RAYMOND JAMES FIN COM 754730109 1779 55334 SH Defined 01 55334 0 0 REALPAGE INC COM 75606N109 2005 75765 SH Defined 01 64565 0 11200 RIVERBED TECH COM 768573107 7708 194701 SH Defined 01 178085 0 16616 ROBBINS & MYERS COM 770196103 4475 84680 SH Defined 01 70980 0 13700 ROCKWELL AUTO COM 773903109 2938 33861 SH Defined 01 33861 0 0 ROSS STORES COM 778296103 249 3110 SH Defined 01 3110 0 0 RUE21 INC COM 781295100 639 19650 SH Defined 01 13650 0 6000 RUSH ENTRP CL A 781846209 4699 246910 SH Defined 01 208810 0 38100 SLM CORP COM 78442P106 259 15405 SH Defined 01 15405 0 0 SXC HEALTH SLTNS COM 78505P100 4237 71905 SH Defined 01 71905 0 0 ST JUDE MED INC COM 790849103 238 4997 SH Defined 01 4997 0 0 SAKS INC COM 79377W108 3022 270572 SH Defined 01 239872 0 30700 SALESFORCE COM COM 79466L302 7878 52882 SH Defined 01 52882 0 0 SALIX PHARM COM 795435106 1772 44480 SH Defined 01 37280 0 7200 SEATTLE GEN COM 812578102 1075 52370 SH Defined 01 36870 0 15500 SKYWORKS SOLTNS COM 83088M102 3602 156766 SH Defined 01 156766 0 0 SOTHEBYS COM 835898107 4006 92095 SH Defined 01 76695 0 15400 SOURCEFIRE INC COM 83616T108 1777 59780 SH Defined 01 42080 0 17700 STARWOOD HOTELS COM 85590A401 6011 107254 SH Defined 01 107254 0 0 STIFEL FINL CORP COM 860630102 2234 62303 SH Defined 01 51353 0 10950 SUCCESSFACTORS INC COM 864596101 6990 237763 SH Defined 01 212063 0 25700 SWIFT TRANSN CO CL A 87074U101 589 43500 SH Defined 01 30200 0 13300 TW TELECOM INC COM 87311L104 233 11342 SH Defined 01 11342 0 0 TAIWAN SEMI ADR 874039100 255 20217 SH Defined 01 20217 0 0 TARGACEPT INC COM 87611R306 448 21250 SH Defined 01 14750 0 6500 TAUBMAN CTRS COM 876664103 239 4031 SH Defined 01 4031 0 0 TEMPUR PEDIC COM 88023U101 267 3931 SH Defined 01 3931 0 0 TENNECO INC COM 880349105 2011 45640 SH Defined 01 31840 0 13800 TERADATA CORP COM 88076W103 292 4844 SH Defined 01 4844 0 0 TERADYNE INC COM 880770102 1146 77450 SH Defined 01 53750 0 23700 THOMPSON CREEK MTLS COM 884768102 2145 214895 SH Defined 01 172195 0 42700 TIME WARNER COM 88732J207 275 3521 SH Defined 01 3521 0 0 TIMKEN CO COM 887389104 235 4654 SH Defined 01 4654 0 0 TITAN INTL COM 88830M102 4229 174320 SH Defined 01 143220 0 31100 TITAN MACHY INC COM 88830R101 1711 59440 SH Defined 01 41440 0 18000 TITANIUM METALS COM 888339207 2519 137491 SH Defined 01 137491 0 0 TRANSDIGM GRP COM 893641100 5833 63960 SH Defined 01 63960 0 0 TRIQUINT SEMI COM 89674K103 4759 467018 SH Defined 01 424018 0 43000 ULTA SALON COS COM 90384S303 296 4578 SH Defined 01 4578 0 0 UNION PAC CORP COM 907818108 263 2522 SH Defined 01 2522 0 0 UNITEDHEALTH GRP COM 91324P102 292 5669 SH Defined 01 5669 0 0 UNIVERSAL HLTH CL B 913903100 267 5184 SH Defined 01 5184 0 0 VALEANT PHARM COM 91911K102 244 4692 SH Defined 01 4692 0 0 VARIAN MED COM 92220P105 2023 28887 SH Defined 01 28887 0 0 VERA BRADLEY COM 92335C106 2939 76940 SH Defined 01 62540 0 14400 VERISK ANALYS CL A 92345Y106 1826 52758 SH Defined 01 52758 0 0 VIACOM INC NEW CL B 92553P201 279 5463 SH Defined 01 5463 0 0 VOCUS INC COM 92858J108 2400 78397 SH Defined 01 64997 0 13400 WADDELL & REED CL A 930059100 222 6094 SH Defined 01 6094 0 0 WALTER ENERGY INC COM 93317Q105 3204 27672 SH Defined 01 27672 0 0 WATERS CORP COM 941848103 2512 26237 SH Defined 01 26237 0 0 WESTPORT INNO COM 960908309 3609 150240 SH Defined 01 126040 0 24200 WILLIAMS SONOMA COM 969904101 2826 77449 SH Defined 01 77449 0 0 WYNN RESORTS COM 983134107 5325 37096 SH Defined 01 37096 0 0 ZEBRA TECH CL A 989207105 248 5876 SH Defined 01 5876 0 0 ZOLL MED CORP COM 989922109 2755 48617 SH Defined 01 33017 0 15600