-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jm3z9dMksLxvZ5yStV6lKrBSYj0lBIQsjBgADLBcXHA6I5RrhahF5+yS1ED3ytI6 67dC4f2qWz3g+2sLa2diqw== 0000080835-10-000005.txt : 20101115 0000080835-10-000005.hdr.sgml : 20101115 20101115094458 ACCESSION NUMBER: 0000080835-10-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 300 NORTH CAPITAL, LLC CENTRAL INDEX KEY: 0000080835 IRS NUMBER: 952989756 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00969 FILM NUMBER: 101189506 BUSINESS ADDRESS: STREET 1: 300 N LAKE AVE PH SUITE CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6264498500 MAIL ADDRESS: STREET 1: 300 NORTH LAKE AVENUE CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT INVESTMENT COUNSEL DATE OF NAME CHANGE: 19940208 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT INVESTMENT COUNSEL INC DATE OF NAME CHANGE: 19920507 13F-HR 1 nc13f-3q10.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment[ ]: Amendment Number This Amendment (check only one) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 300 North Capital, LLC. Address: 300 North Lake Avenue Pasadena, CA 91101 Form 13F File Number: 028-00969 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Erin Chetwood Title: Chief Compliance Officer Phone: 626-449-8500 Signature, Place, and Date of Signing: /s/ Erin Chetwood Pasadena, CA October 29, 2010 Report Type (Check only one.): (X) 13F HOLDINGS REPORT. ( ) 13F NOTICE. ( ) 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 186 (data records) Form 13F Information Table Value Total: $545,823 (x1000) List of Other Included Managers: 01 OLD MUTUAL (US) HOLDINGS INC. 028-11931
VALUE SHARES/ SH/ PUT/ INVSTMT ---VOTING AUTHORITY--- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (X$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE LAZARD LTD SHS A G54050102 3298 94012 SH Defined 01 94012 0 0 ORIENT-EXPRESS CL A G67743107 8087 725280 SH Defined 01 647380 0 77900 TRANSOCEAN SHS H8817H100 259 4023 SH Defined 01 4023 0 0 ROYAL CARIBBEAN COM V7780T103 5563 176442 SH Defined 01 176442 0 0 AGCO CORP COM 001084102 3717 95293 SH Defined 01 95293 0 0 AFFILIATED MNGRS COM 008252108 2875 36858 SH Defined 01 36858 0 0 AGNICO EAGLE COM 008474108 252 3546 SH Defined 01 3546 0 0 AGRIUM INC COM 008916108 3716 49547 SH Defined 01 49547 0 0 AKAMAI TECH COM 00971T101 2048 40813 SH Defined 01 40813 0 0 ALEXION PHARM COM 015351109 3360 52212 SH Defined 01 52212 0 0 ALLEGHENY TECH COM 01741R102 1795 38637 SH Defined 01 38637 0 0 ALLERGAN INC COM 018490102 1740 26161 SH Defined 01 26161 0 0 ALLSCRIPTS HLTH COM 01988P108 1379 74635 SH Defined 01 74635 0 0 ALTRA HLDGS COM 02208R106 7331 497700 SH Defined 01 438300 0 59400 AMERICA MOVIL 02364W105 258 4837 SH Defined 01 4837 0 0 AMERICAN TOWER CL A 029912201 255 4979 SH Defined 01 4979 0 0 AMERISOURCEBERGEN COM 03073E105 3262 106402 SH Defined 01 106402 0 0 AMPHENOL CORP CL A 032095101 1862 38008 SH Defined 01 38008 0 0 ANSYS INC COM 03662Q105 2969 70267 SH Defined 01 70267 0 0 APPLE INC COM 037833100 247 871 SH Defined 01 871 0 0 ARCH COAL INC COM 039380100 260 9717 SH Defined 01 9717 0 0 ARM HLDGS PLC ADR 042068106 192 10254 SH Defined 01 10254 0 0 ARUBA NETWORKS COM 043176106 6245 292654 SH Defined 01 274454 0 18200 ASSURANT INC COM 04621X108 246 6032 SH Defined 01 6032 0 0 ATHENAHEALTH INC COM 04685W103 1867 56550 SH Defined 01 49750 0 6800 ATHEROS COMMUN COM 04743P108 2076 78782 SH Defined 01 78782 0 0 AUTOLIV INC COM 052800109 2039 31211 SH Defined 01 31211 0 0 BAIDU INC ADR 056752108 286 2787 SH Defined 01 2787 0 0 BALDOR ELEC CO COM 057741100 6796 168230 SH Defined 01 154430 0 13800 BANCO BRADESCO ADR 059460303 214 10520 SH Defined 01 10520 0 0 BIOMARIN PHARM COM 09061G101 1049 46950 SH Defined 01 46950 0 0 BLACKROCK INC COM 09247X101 208 1222 SH Defined 01 1222 0 0 BORGWARNER INC COM 099724106 4697 89261 SH Defined 01 89261 0 0 BRIGHAM EXPL COM 109178103 6127 326785 SH Defined 01 299285 0 27500 BROADCOM CORP CL A 111320107 2956 83540 SH Defined 01 83540 0 0 BUCYRUS INTL COM 118759109 2567 37014 SH Defined 01 37014 0 0 CB RICHARD GRP CL A 12497T101 5109 279498 SH Defined 01 279498 0 0 CF INDS HLDGS COM 125269100 5747 60175 SH Defined 01 60175 0 0 CSX CORP COM 126408103 243 4397 SH Defined 01 4397 0 0 CTC MEDIA COM 12642X106 259 11820 SH Defined 01 11820 0 0 CATERPILLAR INC COM 149123101 263 3344 SH Defined 01 3344 0 0 CAVIUM NETWORKS I COM 14965A101 5595 194539 SH Defined 01 176939 0 17600 CERNER CORP COM 156782104 1449 17252 SH Defined 01 17252 0 0 CHIPOTLE MEXICAN COM 169656105 3292 19137 SH Defined 01 19137 0 0 CITRIX SYS INC COM 177376100 2892 42378 SH Defined 01 42378 0 0 CLIFFS NAT RCS COM 18683K101 6007 93971 SH Defined 01 93971 0 0 COACH INC COM 189754104 4000 93110 SH Defined 01 93110 0 0 COEUR D ALENE COM 192108504 213 10700 SH Defined 01 10700 0 0 COGNIZANT TECH CL A 192446102 2151 33360 SH Defined 01 33360 0 0 CONCHO RES INC COM 20605P101 2172 32826 SH Defined 01 32826 0 0 CONCUR TECH COM 206708109 5625 113765 SH Defined 01 104265 0 9500 CONTINENTAL CL B 210795308 256 10325 SH Defined 01 10325 0 0 CONTINENTAL RES COM 212015101 3052 65838 SH Defined 01 65838 0 0 CUMMINS INC COM 231021106 8097 89389 SH Defined 01 89389 0 0 DECKERS CORP COM 243537107 257 5141 SH Defined 01 5141 0 0 DEERE & CO COM 244199105 241 3458 SH Defined 01 3458 0 0 DEXCOM INC COM 252131107 1789 135338 SH Defined 01 119938 0 15400 DICKS SPORTING COM 253393102 3296 117537 SH Defined 01 117537 0 0 DIGITAL RLTY COM 253868103 1650 26735 SH Defined 01 26735 0 0 DOUGLAS EMMETT COM 25960P109 248 14139 SH Defined 01 14139 0 0 DRESSER-RAND GRP COM 261608103 2269 61503 SH Defined 01 61503 0 0 E HOUSE CHINA ADR 26852W103 256 13566 SH Defined 01 13566 0 0 ENCORE CAP COM 292554102 5549 307955 SH Defined 01 279855 0 28100 EQUINIX INC COM 29444U502 5272 51513 SH Defined 01 46613 0 4900 ETHAN ALLEN INT COM 297602104 3183 182300 SH Defined 01 160300 0 22000 EVERCORE PART CLS A 29977A105 7797 272535 SH Defined 01 250235 0 22300 EXPEDITORS INTL COM 302130109 3257 70460 SH Defined 01 70460 0 0 FMC TECH COM 30249U101 1782 26095 SH Defined 01 26095 0 0 F5 NETWORKS COM 315616102 6312 60801 SH Defined 01 60801 0 0 FINISAR CORP COM 31787A507 5404 287600 SH Defined 01 263300 0 24300 FLOWSERVE CORP COM 34354P105 3857 35245 SH Defined 01 35245 0 0 FORD MTR CO DEL COM 345370860 237 19356 SH Defined 01 19356 0 0 FORTINET INC COM 34959E109 3750 149995 SH Defined 01 139495 0 10500 FRANKLIN RES INC COM 354613101 203 1902 SH Defined 01 1902 0 0 FREEPORT-MCMORAN COM 35671D857 252 2946 SH Defined 01 2946 0 0 GSI COMMERCE INC COM 36238G102 7148 289409 SH Defined 01 272909 0 16500 GLOBE SPLTY COM 37954N206 6920 492900 SH Defined 01 434100 0 58800 GRAINGER W COM 384802104 246 2062 SH Defined 01 2062 0 0 GREEN MTN COM 393122106 2093 67115 SH Defined 01 67115 0 0 GREENHILL COM 395259104 1867 23543 SH Defined 01 23543 0 0 HDFC BANK LTD ADR 40415F101 207 1125 SH Defined 01 1125 0 0 HMS HLDGS CORP COM 40425J101 2104 35700 SH Defined 01 31600 0 4100 HALLIBURTON CO COM 406216101 257 7768 SH Defined 01 7768 0 0 HASBRO INC COM 418056107 5176 116283 SH Defined 01 116283 0 0 HAYNES INTL COM 420877201 4892 140100 SH Defined 01 123200 0 16900 HIBBETT SPRTS COM 428567101 1687 67600 SH Defined 01 59500 0 8100 HORSEHEAD HLDG COM 440694305 3450 349550 SH Defined 01 309950 0 39600 HOUSTON WIRE COM 44244K109 4022 401000 SH Defined 01 342800 0 58200 HUNT J B TRANS COM 445658107 1689 48679 SH Defined 01 48679 0 0 ICICI BK LTD ADR 45104G104 209 4198 SH Defined 01 4198 0 0 ILLUMINA INC COM 452327109 200 4056 SH Defined 01 4056 0 0 IMPAX LABS COM 45256B101 4954 250180 SH Defined 01 227580 0 22600 INCYTE CORP COM 45337C102 2585 161640 SH Defined 01 148740 0 12900 INFINERA CORP COM 45667G103 254 21781 SH Defined 01 21781 0 0 INTUIT COM 461202103 1829 41751 SH Defined 01 41751 0 0 INTUITIVE SURG COM 46120E602 1366 4814 SH Defined 01 4814 0 0 INTREPID POTASH COM 46121Y102 5834 223800 SH Defined 01 196800 0 27000 IVANHOE MINES COM 46579N103 5942 253838 SH Defined 01 253838 0 0 J CREW GRP COM 46612H402 2696 80200 SH Defined 01 71000 0 9200 JONES LANG COM 48020Q107 254 2950 SH Defined 01 2950 0 0 JOY GLOBAL COM 481165108 7239 102946 SH Defined 01 102946 0 0 JUNIPER NTWKRS COM 48203R104 3006 99048 SH Defined 01 99048 0 0 KLA-TENCOR COM 482480100 1940 55063 SH Defined 01 55063 0 0 LAS VEGAS SNDS COM 517834107 261 7475 SH Defined 01 7475 0 0 LIFE TIME FIT COM 53217R207 8559 216858 SH Defined 01 198358 0 18500 LUBRIZOL COM 549271104 242 2285 SH Defined 01 2285 0 0 LUFKIN INDS COM 549764108 6410 146020 SH Defined 01 131620 0 14400 LULULEMON ATHL COM 550021109 4450 99510 SH Defined 01 99510 0 0 MGIC INVT COM 552848103 4596 497995 SH Defined 01 441395 0 56600 MSCI INC CL A 55354G100 2567 77284 SH Defined 01 77284 0 0 MADDEN STEVN COM 556269108 2802 68230 SH Defined 01 63030 0 5200 MARTEN TRANS COM 573075108 1798 77550 SH Defined 01 68150 0 9400 MEDASSETS INC COM 584045108 3051 145030 SH Defined 01 132530 0 12500 MERCADOLIBRE COM 58733R102 4269 59150 SH Defined 01 52050 0 7100 MERU NETWORKS INC COM 59047Q103 1401 81270 SH Defined 01 71470 0 9800 MORGANS HTL GRP COM 61748W108 5379 734900 SH Defined 01 647200 0 87700 MOSAIC CO COM 61945A107 200 3403 SH Defined 01 3403 0 0 MYLAN INC COM 628530107 2909 154652 SH Defined 01 154652 0 0 NII HLDGS CL B 62913F201 1877 45664 SH Defined 01 45664 0 0 NAVISTAR INTL COM 63934E108 2524 57828 SH Defined 01 57828 0 0 NEKTAR THERA COM 640268108 5467 370120 SH Defined 01 334920 0 35200 NETAPP INC COM 64110D104 4641 93208 SH Defined 01 93208 0 0 NETFLIX INC COM 64110L106 278 1713 SH Defined 01 1713 0 0 NETLOGIC MICRO COM 64118B100 6921 250930 SH Defined 01 228730 0 22200 NORDSTROM INC COM 655664100 2727 73305 SH Defined 01 73305 0 0 OASIS PETE COM 674215108 3541 182800 SH Defined 01 161000 0 21800 OCLARO INC COM 67555N206 1174 73300 SH Defined 01 64500 0 8800 OLD DOMINION COM 679580100 4880 191991 SH Defined 01 184191 0 7800 O REILLY AUTO COM 686091109 1897 35667 SH Defined 01 35667 0 0 P F CHANGS COM 69333Y108 3126 67661 SH Defined 01 61561 0 6100 PACCAR INC COM 693718108 2162 44895 SH Defined 01 44895 0 0 PANERA BREAD CL A 69840W108 205 2317 SH Defined 01 2317 0 0 PARKER HANN COM 701094104 3767 53770 SH Defined 01 53770 0 0 PATRIOT COAL COM 70336T104 4192 367400 SH Defined 01 323400 0 44000 PEABODY ENRGY COM 704549104 1016 20726 SH Defined 01 20726 0 0 PERRIGO CO COM 714290103 3772 58741 SH Defined 01 58741 0 0 PHARMASSET COM 71715N106 2690 91180 SH Defined 01 83480 0 7700 POLYPORE INTL COM 73179V103 7237 239940 SH Defined 01 215440 0 24500 PRECISION CAST COM 740189105 1828 14358 SH Defined 01 14358 0 0 PRICE T ROWE COM 74144T108 2484 49606 SH Defined 01 49606 0 0 PRICELINE COM COM 741503403 206 591 SH Defined 01 591 0 0 QLOGIC CORP COM 747277101 6414 363612 SH Defined 01 347112 0 16500 RED HAT INC COM 756577102 2154 52538 SH Defined 01 52538 0 0 RESMED INC COM 761152107 1603 48857 SH Defined 01 48857 0 0 RIVERBED TECH COM 768573107 8083 177343 SH Defined 01 162385 0 14958 ROCKWELL AUTO COM 773903109 4187 67826 SH Defined 01 67826 0 0 RUBICON TECH COM 78112T107 2016 88847 SH Defined 01 78147 0 10700 RUSH ENTRPS CL A 781846209 6966 454100 SH Defined 01 416000 0 38100 SBA COMMUN COM 78388J106 2973 73765 SH Defined 01 73765 0 0 SAKS INC COM 79377W108 5688 661392 SH Defined 01 605192 0 56200 SALESFORCE COM 79466L302 7370 65923 SH Defined 01 65923 0 0 SALIX PHARM COM 795435106 3344 84180 SH Defined 01 76980 0 7200 SCHEIN HNRY COM 806407102 1886 32195 SH Defined 01 32195 0 0 SEATTLE GEN COM 812578102 2786 179425 SH Defined 01 163925 0 15500 SILVER WHTN COM 828336107 213 7998 SH Defined 01 7998 0 0 SILVERCORP MTLS COM 82835P103 244 29508 SH Defined 01 29508 0 0 SKYWORKS SLTS COM 83088M102 4222 204174 SH Defined 01 204174 0 0 SOCIEDAD QUIMICA ADR 833635105 238 4937 SH Defined 01 4937 0 0 SOTHEBYS COM 835898107 7648 207715 SH Defined 01 188415 0 19300 SOURCEFIRE INC COM 83616T108 4400 152550 SH Defined 01 134850 0 17700 STARWOOD HTL COM 85590A401 6855 130448 SH Defined 01 130448 0 0 STIFEL FINL CORP COM 860630102 2690 58105 SH Defined 01 50805 0 7300 SUCCESSFACTORS INC COM 864596101 3438 136910 SH Defined 01 125510 0 11400 TW TELECOM INC COM 87311L104 1451 78134 SH Defined 01 78134 0 0 TATA MTRS LTD ADR 876568502 221 8665 SH Defined 01 8665 0 0 TENNECO INC COM 880349105 2336 80638 SH Defined 01 70938 0 9700 THOMPSON CREEK COM 884768102 8195 760192 SH Defined 01 684792 0 75400 TIMKEN CO COM 887389104 248 6467 SH Defined 01 6467 0 0 TITAN INTL COM 88830M102 4595 338640 SH Defined 01 307540 0 31100 TITAN MACHY COM 88830R101 2875 176350 SH Defined 01 155050 0 21300 TITANIUM MTLS COM 888339207 256 12842 SH Defined 01 12842 0 0 TRUEBLUE INC COM 89785X101 3088 226220 SH Defined 01 205520 0 20700 UNDER ARMOUR INC CL A 904311107 203 4501 SH Defined 01 4501 0 0 UNITED PA SVCS CL B 911312106 241 3609 SH Defined 01 3609 0 0 VARIAN MED SYS INC COM 92220P105 247 4078 SH Defined 01 4078 0 0 VMWARE INC CL A COM 928563402 241 2840 SH Defined 01 2840 0 0 VOLTERRA SEMI COM 928708106 3436 159650 SH Defined 01 140450 0 19200 WMS INDS INC COM 929297109 1451 38126 SH Defined 01 38126 0 0 WABASH NATL CORP COM 929566107 4865 601378 SH Defined 01 548278 0 53100 WALTER ENERGY INC COM 93317Q105 4760 58555 SH Defined 01 58555 0 0 WATERS CORP COM 941848103 1409 19908 SH Defined 01 19908 0 0 WESTPORT INNOTNS COM 960908309 2916 165690 SH Defined 01 151590 0 14100 WHITING PETE COM 966387102 3740 39157 SH Defined 01 39157 0 0 WILLIAMS SONOMA COM 969904101 2056 64848 SH Defined 01 64848 0 0 WYNN RESORTS COM 983134107 2726 31416 SH Defined 01 31416 0 0 ZOLL MED CORP COM 989922109 5896 182717 SH Defined 01 159517 0 23200
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