0001127602-11-024654.txt : 20110901 0001127602-11-024654.hdr.sgml : 20110901 20110901165609 ACCESSION NUMBER: 0001127602-11-024654 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110830 FILED AS OF DATE: 20110901 DATE AS OF CHANGE: 20110901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wang Xinqiao CENTRAL INDEX KEY: 0001511517 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22175 FILM NUMBER: 111071525 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMCORE CORP CENTRAL INDEX KEY: 0000808326 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 222746503 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 BUSINESS PHONE: 505-332-5000 MAIL ADDRESS: STREET 1: 10420 RESEARCH ROAD, SE CITY: ALBUQUERQUE STATE: NM ZIP: 87123 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-08-30 0000808326 EMCORE CORP EMKR 0001511517 Wang Xinqiao 10420 RESEARCH ROAD SE ALBUQUERQUE NM 87123 1 Exec. VP, China Operations Emcore Common Stock 2011-08-30 4 S 0 8403 1.79 D 111268 D Emcore Common Stock 907 I By Spouse In 401(k) Emcore Common Stock 10720 I By Trust 401(k) Includes 60,000 shares of restricted stock granted under the Company's 2010 Equity Incentive Plan, vesting in three equal annual installments beginning on January 28, 2012, and 45,000 restricted stock units granted under the Company's 2010 Equity Incentive Plan, vesting in three equal installments beginning on August 22, 2013. Shares attributable to EMCORE Corporation 401(k) account as of June 30, 2011. 8,403 shares were acquired under the EMCORE Corporation 2000 Employee Stock Purchase Plan on August 25, 2011 in an exempt transaction under Rule 16b-3(c). /s/ Xinqiao Wang 2011-09-01