-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RsFLypMR7MaN9s6aoC3un6GE1D5Ck1j2PeeZrjDX9572SRCFCWltIe5sloQ/V5uc YKzVnlnvI0w9r0IRLw2uIQ== 0001104659-06-083694.txt : 20061222 0001104659-06-083694.hdr.sgml : 20061222 20061222163537 ACCESSION NUMBER: 0001104659-06-083694 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061222 DATE AS OF CHANGE: 20061222 GROUP MEMBERS: MARC J. LEDER GROUP MEMBERS: RODGER R. KROUSE GROUP MEMBERS: SUN CAPITAL SECURITIES ADVISORS, LP GROUP MEMBERS: SUN CAPITAL SECURITIES FUND, L.P. GROUP MEMBERS: SUN CAPITAL SECURITIES OFFSHORE FUND, LTD GROUP MEMBERS: SUN CAPITAL SECURITIES, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: C&D TECHNOLOGIES INC CENTRAL INDEX KEY: 0000808064 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 133314599 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38840 FILM NUMBER: 061297457 BUSINESS ADDRESS: STREET 1: 1400 UNION MEETING ROAD STREET 2: PO BOX 3053 CITY: BLUE BELL STATE: PA ZIP: 19422 BUSINESS PHONE: 2156192700 MAIL ADDRESS: STREET 1: 1400 UNION MEETING ROAD STREET 2: PO BOX 3053 CITY: BLUE BELL STATE: PA ZIP: 19422 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCSF Equities, LLC CENTRAL INDEX KEY: 0001358623 IRS NUMBER: 202978626 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 5200 TOWN CENTER CIRCLE STREET 2: SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: (561) 394-0550 MAIL ADDRESS: STREET 1: 5200 TOWN CENTER CIRCLE STREET 2: SUITE 470 CITY: BOCA RATON STATE: FL ZIP: 33486 SC 13D/A 1 a06-26429_1sc13da.htm AMENDMENT

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934
(Amendment No. 2)*

C&D Technologies, Inc.

(Name of Issuer)

Common Stock, par value $0.01 per share

(Title of Class of Securities)

124661109

(CUSIP Number)

Michael H. Kalb

Sun Capital Securities, LLC

5200 Town Center Circle, Suite 470

Boca Raton, Florida 33486

(561) 394-0550
(Name, Address and Telephone Number of Person Authorized
 to Receive Notices and Communications)

December 21, 2006

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because § 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g) check the following box .

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See § 240.13d-7(b) for other parties to whom copies are to be sent.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

 

CUSIP No.   124661109

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
SCSF Equities, LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0 (See Item 5)

 

8.

Shared Voting Power
3,122,634 (See Item 5)

 

9.

Sole Dispositive Power
0 (See Item 5)

 

10.

Shared Dispositive Power
3,122,634 (See Item 5)

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,122,634 (See Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
12.2%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 



 

 

CUSIP No.   124661109

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Sun Capital Securities Offshore Fund, Ltd.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Cayman Islands

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0 (See Item 5)

 

8.

Shared Voting Power
3,122,634 (See Item 5)

 

9.

Sole Dispositive Power
0 (See Item 5)

 

10.

Shared Dispositive Power
3,122,634 (See Item 5)

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,122,634 (See Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
12.2%

 

 

14.

Type of Reporting Person (See Instructions)
CO

 



 

 

CUSIP No.   124661109

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Sun Capital Securities Fund, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0 (See Item 5)

 

8.

Shared Voting Power
3,122,634 (See Item 5)

 

9.

Sole Dispositive Power
0 (See Item 5)

 

10.

Shared Dispositive Power
3,122,634 (See Item 5)

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,122,634 (See Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
12.2%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 



 

 

CUSIP No.   124661109

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Sun Capital Securities Advisors, LP

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0 (See Item 5)

 

8.

Shared Voting Power
3,122,634 (See Item 5)

 

9.

Sole Dispositive Power
0 (See Item 5)

 

10.

Shared Dispositive Power
3,122,634 (See Item 5)

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,122,634 (See Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
12.2%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 



 

 

CUSIP No.   124661109

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Sun Capital Securities, LLC

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0 (See Item 5)

 

8.

Shared Voting Power
3,122,634 (See Item 5)

 

9.

Sole Dispositive Power
0 (See Item 5)

 

10.

Shared Dispositive Power
3,122,634 (See Item 5)

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,122,634 (See Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
12.2%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 



 

 

CUSIP No.   124661109

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Marc J. Leder

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0 (See Item 5)

 

8.

Shared Voting Power
3,122,634 (See Item 5)

 

9.

Sole Dispositive Power
0 (See Item 5)

 

10.

Shared Dispositive Power
3,122,634 (See Item 5)

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,122,634 (See Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
12.2%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 



 

CUSIP No.   124661109

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Rodger R. Krouse

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
0 (See Item 5)

 

8.

Shared Voting Power
3,122,634 (See Item 5)

 

9.

Sole Dispositive Power
0 (See Item 5)

 

10.

Shared Dispositive Power
3,122,634 (See Item 5)

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,122,634 (See Item 5)

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
12.2%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

 



 

This Amendment No. 2 hereby amends the Statement on Schedule 13D (the “Schedule 13D”) previously filed on November 7, 2006, as amended by Amendment No. 1 previously filed on December 18, 2006, by SCSF Equities, LLC, a Delaware limited liability company (“SCSF Equities”), Sun Capital Securities Offshore Fund, Ltd., a Cayman Islands corporation (“Sun Offshore Fund”), Sun Capital Securities Fund, LP, a Delaware limited partnership (“Sun Securities Fund”), Sun Capital Securities Advisors, LP, a Delaware limited partnership (“Sun Advisors”), Sun Capital Securities, LLC, a Delaware limited liability company (“Sun Capital Securities”), Marc J. Leder (“Leder”) and Rodger R. Krouse (“Krouse”) (collectively, the “Reporting Persons”) with respect to the Common Stock, par value $0.01 per share (the “Common Stock”) of C&D Technologies, Inc., a Delaware corporation (the “Issuer”) as follows:

Item 5.                                 Interest in Securities of the Issuer.

(a) — (b)  As of the date hereof, the Reporting Persons beneficially own and have sole power to vote and sole power of disposition over 3,122,634 shares of the Common Stock of the Issuer, or approximately 12.2% of the Issuer’s outstanding Common Stock.

(c)                              Except as provided in the most recent filing on Schedule 13D, the dates of the transactions, the amounts of such securities involved in such transactions, and the average price per share of Common Stock for such transactions on such dates for all purchases and sales of Common Stock made by the Reporting Persons in the past 60 days are set forth in Exhibit A attached hereto.  Unless otherwise indicated on Exhibit A, all transactions were effected by SCSF Equities and were open market purchases on the New York Stock Exchange.

Item 7.                                 Materials to be Filed as Exhibits.

 

Exhibit A

 

Transactions of Common Stock of the Issuer by the Reporting Persons in the past 60 days.

 

 

 

 

 

Exhibit B

 

Joint Filing Agreement, dated December 22, 2006, by and among each of the Reporting Persons.

 

 

 

 

 

Exhibit C

 

Limited Power of Attorney, dated June 29, 2006, by and among the Reporting Persons (incorporated herein by reference to Exhibit C to Amendment No. 1 to the Schedule 13D filed by the Reporting Persons with respect to the Issuer on December 18, 2006).

 



SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:  December 22, 2006

SCSF Equities, LLC

 

 

 

 

 

 

 

 

By:

*

 

 

 

Name:

Marc J. Leder

 

 

 

Its:

Co-CEO

 

 

 

 

 

 

 

 

 

 

 

 

 

Sun Capital Securities Offshore Fund, Ltd.

 

 

 

 

 

 

By:

*

 

 

 

Name:

Marc J. Leder

 

 

 

Its:

Director

 

 

 

 

 

 

 

 

 

 

 

 

 

Sun Capital Securities Fund, LP

 

 

 

 

 

 

 

 

By:

Sun Capital Securities Advisors, LP

 

 

 

Its:

General Partner

 

 

 

 

 

 

 

 

By:

Sun Capital Securities, LLC

 

 

 

Its:

General Partner

 

 

 

 

 

 

 

 

By:

*

 

 

 

Name:

Marc J. Leder

 

 

 

Its:

Co-CEO

 

 

 

 

 

 

 

 

 

 

 

 

 

Sun Capital Securities Advisors, LP

 

 

 

 

 

 

 

 

By:

Sun Capital Securities, LLC

 

 

 

Its:

General Partner

 

 

 

 

 

 

 

 

By :

*

 

 

 

Name:

Marc J. Leder

 

 

 

Its:

Co-CEO

 

 

 

 

 

 

 

 

Sun Capital Securities, LLC

 

 

 

 

 

 

 

 

By:

*

 

 

 

Name:

Marc J. Leder

 

 

 

Its:

Co-CEO

 

 

 

 

 

 

 

 

*

 

 

 

Marc J. Leder

 

 

 

 

 

 

 

 

*

 

 

 

Rodger R. Krouse

 

 

 

The undersigned, by signing his name hereto, does sign and execute this Schedule 13D pursuant to the Limited Power of Attorney executed by the above Reporting Persons and incorporated by reference hereto on behalf of the Reporting Persons.

Dated: December 22, 2006

 

*By:

/s/ Michael H. Kalb

 

Attorney-in-Fact

 

 

 

Michael H. Kalb

 

 

 



 

EXHIBIT A

Transactions in the Common Stock of Issuer by Reporting Persons in the past 60 days

 

Date
of Transaction

 

 

Shares
Purchased

 

Average Purchase
Price per Share

 

 

 

 

 

 

 

12/18/2006

 

49,700

 

$

4.42

 

12/20/2006

 

94,800

 

$

4.60

 

12/21/2006

 

117,400

 

$

4.60

 

12/22/2006

 

6,400

 

$

4.60

 

 

 



 

SCHEDULE 13D JOINT FILING AGREEMENT

In accordance with the requirements of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and subject to the limitations set forth therein, the parties set forth below agree to jointly file the Schedule 13D to which this joint filing agreement is attached, and have duly executed this joint filing agreement as of the date set forth below.

Dated:  December 22, 2006

SCSF Equities, LLC

 

 

 

 

 

 

 

 

By:

*

 

 

 

Name:

Marc J. Leder

 

 

 

Its:

Co-CEO

 

 

 

 

 

 

 

 

 

 

 

 

 

Sun Capital Securities Offshore Fund, Ltd.

 

 

 

 

 

 

By:

*

 

 

 

Name:

Marc J. Leder

 

 

 

Its:

Director

 

 

 

 

 

 

 

 

 

 

 

 

 

Sun Capital Securities Fund, LP

 

 

 

 

 

 

 

 

By:

Sun Capital Securities Advisors, LP

 

 

 

Its:

General Partner

 

 

 

 

 

 

 

 

By:

Sun Capital Securities, LLC

 

 

 

Its:

General Partner

 

 

 

 

 

 

 

 

By:

*

 

 

 

Name:

Marc J. Leder

 

 

 

Its:

Co-CEO

 

 

 

 

 

 

 

 

 

 

 

 

 

Sun Capital Securities Advisors, LP

 

 

 

 

 

 

 

 

By:

Sun Capital Securities, LLC

 

 

 

Its:

General Partner

 

 

 

 

 

 

 

 

By :

*

 

 

 

Name:

Marc J. Leder

 

 

 

Its:

Co-CEO

 

 

 

 

 

 

 

 

Sun Capital Securities, LLC

 

 

 

 

 

 

 

 

By:

*

 

 

 

Name:

Marc J. Leder

 

 

 

Its:

Co-CEO

 

 

 

 

 

 

 

 

*

 

 

 

Marc J. Leder

 

 

 

 

 

 

 

 

*

 

 

 

Rodger R. Krouse

 

 

 

The undersigned, by signing his name hereto, does sign and execute this Joint Filing Agreement pursuant to the Limited Power of Attorney executed by the above Reporting Persons and incorporated by reference hereto on behalf of the Reporting Persons.

Dated: December 22, 2006

 

*By:

/s/ Michael H. Kalb

 

Attorney-in-Fact

 

 

 

Michael H. Kalb

 

 

 


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