0000807863-18-000045.txt : 20180823 0000807863-18-000045.hdr.sgml : 20180823 20180823175907 ACCESSION NUMBER: 0000807863-18-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180821 FILED AS OF DATE: 20180823 DATE AS OF CHANGE: 20180823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEBELLO JAMES B CENTRAL INDEX KEY: 0001212148 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35231 FILM NUMBER: 181035493 MAIL ADDRESS: STREET 1: 600 B. STREET STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MITEK SYSTEMS INC CENTRAL INDEX KEY: 0000807863 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 870418827 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 600 B STREET STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 619-269-6800 MAIL ADDRESS: STREET 1: 600 B STREET STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92101 4 1 wf-form4_153506153093199.xml FORM 4 X0306 4 2018-08-21 0 0000807863 MITEK SYSTEMS INC MITK 0001212148 DEBELLO JAMES B 600 B STREET, SUITE 100 SAN DIEGO CA 92101 1 1 0 0 President & CEO & Chairman Common Stock 2018-08-21 4 S 0 19783 8.6131 D 753583 D Common Stock 2018-08-22 4 S 0 30217 8.4944 D 723366 D This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017 in order to implement a plan of financial diversification. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.5000 - $8.7250, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Includes 279 shares acquired under the Mitek employee stock purchase plan on August 15, 2018. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.4000 - $8.6000, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Trevor Renfield, by Power of Attorney 2018-08-23