0001209191-14-021125.txt : 20140317 0001209191-14-021125.hdr.sgml : 20140317 20140317193456 ACCESSION NUMBER: 0001209191-14-021125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140313 FILED AS OF DATE: 20140317 DATE AS OF CHANGE: 20140317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AxoGen, Inc. CENTRAL INDEX KEY: 0000805928 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411301878 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13859 PROGRESS BLVD. STREET 2: SUITE 100 CITY: ALACHUA STATE: FL ZIP: 32615 BUSINESS PHONE: (386) 462-6817 MAIL ADDRESS: STREET 1: 13859 PROGRESS BLVD. STREET 2: SUITE 100 CITY: ALACHUA STATE: FL ZIP: 32615 FORMER COMPANY: FORMER CONFORMED NAME: LECTEC CORP /MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zaderej Karen L. CENTRAL INDEX KEY: 0001530968 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36046 FILM NUMBER: 14699007 MAIL ADDRESS: STREET 1: AXOGEN INC. STREET 2: 13859 PROGRESS BLVD, SUITE 100 CITY: ALACHUA STATE: FL ZIP: 32615 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-03-13 0 0000805928 AxoGen, Inc. AXGN 0001530968 Zaderej Karen L. C/O AXOGEN, INC. 13859 PROGRESS BOULEVARD, SUITE 100 ALACHUA FL 32615 1 1 0 0 Chief Executive Officer Common Stock 2014-03-13 2014-03-13 4 P 0 928 3.50 A 136302 D Common Stock 2014-03-13 2014-03-13 4 P 0 572 3.47 A 136874 D Common Stock 2014-03-14 2014-03-14 4 M 0 126 0.27 A 137000 D Common Stock 2014-03-14 2014-03-14 4 M 0 72222 0.27 A 209222 D Stock Option (right to buy) 0.27 2014-03-14 2014-03-14 4 M 0 126 0.00 A 2013-11-18 2018-11-18 Common Stock 126 251834 D Stock Option 0.27 2014-03-14 2014-03-14 4 M 0 72222 0.00 A 2013-12-09 2020-06-09 Common Stock 72222 324056 D Shares purchased in open market transaction. /s/Karen Zaderej 2014-03-17