0000805870-24-000002.txt : 20240501 0000805870-24-000002.hdr.sgml : 20240501 20240501171518 ACCESSION NUMBER: 0000805870-24-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240501 DATE AS OF CHANGE: 20240501 EFFECTIVENESS DATE: 20240501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAUGHAN & Co SECURITIES, INC. CENTRAL INDEX KEY: 0000805870 ORGANIZATION NAME: IRS NUMBER: 222578806 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19745 FILM NUMBER: 24904091 BUSINESS ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 BUSINESS PHONE: 201-444-1361 MAIL ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN AND COMPANY SECURITIES, INC. DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN & CO SECURITIES INC /BD DATE OF NAME CHANGE: 20020301 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0000805870 XXXXXXXX 03-31-2024 03-31-2024 false VAUGHAN & Co SECURITIES, INC.

68 Passaic Street Ridgewood NJ 07450-9998

13F HOLDINGS REPORT 028-19745 000018826 801-118757 N James D. Vaughan III 201-444-1361 /s/ James D. Vaughan III Ridgewood NJ 05-01-2024 0 56 157106986 INFORMATION TABLE 2 infotable.xml 3M CO COM SHS 88579Y119 762855 7192 SH SOLE 7192 0 0 ABBVIE INC COM 00287Y109 651372 3577 SH SOLE 3577 0 0 ALTRIA GROUP INC COM 02209S103 462808 10610 SH SOLE 10610 0 0 AMAZON COM INC COM 023135106 238282 1321 SH SOLE 1321 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 580804 5165 SH SOLE 5165 0 0 APPLE INC COM 037833100 2163392 12616 SH SOLE 12616 0 0 BANK MONTREAL QUE COM 063671101 721464 7386 SH SOLE 7386 0 0 BCE INC COM NEW 05534B760 305684 8996 SH SOLE 8996 0 0 BLACKSTONE INC COM 09260D107 651332 4958 SH SOLE 4958 0 0 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 667677 18526 SH SOLE 18526 0 0 CANADIAN IMPERIAL BK COMM TO COM 136069101 424831 8376 SH SOLE 8376 0 0 CENTERPOINT ENERGY INC COM 15189T107 407037 14287 SH SOLE 14287 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 291006 5892 SH SOLE 5892 0 0 CHEVRON CORP NEW COM 166764100 549093 3481 SH SOLE 3481 0 0 CHORD ENERGY CORPORATION COM NEW 674215207 682837 3831 SH SOLE 3831 0 0 DOW INC COM 260557103 729107 12586 SH SOLE 12586 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 262415 5696 SH SOLE 5696 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 18926909 182358 SH SOLE 182358 0 0 GSK PLC SPONSORED ADR 37733W204 627317 14633 SH SOLE 14633 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 893884 4681 SH SOLE 4681 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 269070 606 SH SOLE 606 0 0 ISHARES INC CORE MSCI EMKT 46434G103 10551912 204494 SH SOLE 204494 0 0 ISHARES TR SP SMCP600VL ETF 464287879 899150 8750 SH SOLE 8750 0 0 ISHARES TR CORE US AGGBD ET 464287226 635260 6486 SH SOLE 6486 0 0 ISHARES TR SELECT DIVID ETF 464287168 1151494 9348 SH SOLE 9348 0 0 ISHARES TR EXPONENTIAL TECH 46434V381 5797666 97244 SH SOLE 97244 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 19024520 70253 SH SOLE 70253 0 0 ISHARES TR GLOBAL TECH ETF 464287291 7659389 102385 SH SOLE 102385 0 0 ISHARES TR CORE MSCI EAFE 46432F842 796232 10728 SH SOLE 10728 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 18789278 55746 SH SOLE 55746 0 0 ISHARES TR ESG AWARE MSCI 46435U663 470072 11673 SH SOLE 11673 0 0 ISHARES TR S&P SML 600 GWT 464287887 678881 5193 SH SOLE 5193 0 0 ISHARES TR CORE S&P US GWT 464287671 1022306 8722 SH SOLE 8722 0 0 ISHARES TR MRGSTR SM CP GR 464288604 1177196 25278 SH SOLE 25278 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 9129327 128800 SH SOLE 128800 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 795017 5006 SH SOLE 5006 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 17102705 155183 SH SOLE 155183 0 0 ISHARES TR MRNING SM CP ETF 464288703 15585696 254668 SH SOLE 254668 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 628715 6147 SH SOLE 6147 0 0 M & T BK CORP COM 55261F104 607067 4174 SH SOLE 4174 0 0 NORTHWESTERN ENERGY GROUP IN COM NEW 668074305 591705 11618 SH SOLE 11618 0 0 OGE ENERGY CORP COM 670837103 557169 16244 SH SOLE 16244 0 0 ONEOK INC NEW COM 682680103 757446 9448 SH SOLE 9448 0 0 PFIZER INC COM 717081103 532800 19200 SH SOLE 19200 0 0 PHILIP MORRIS INTL INC COM 718172109 860953 9397 SH SOLE 9397 0 0 PPL CORP COM 69351T106 572239 20786 SH SOLE 20786 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 522012 12732 SH SOLE 12732 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1135585 2171 SH SOLE 2171 0 0 TELUS CORPORATION COM 87971M103 623493 38944 SH SOLE 38944 0 0 VALERO ENERGY CORP COM 91913Y100 577786 3385 SH SOLE 3385 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1691685 40500 SH SOLE 40500 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 832990 19852 SH SOLE 19852 0 0 VICI PPTYS INC COM 925652109 636821 21377 SH SOLE 21377 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 345413 15925 SH SOLE 15925 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 2816792 86193 SH SOLE 86193 0 0 WISDOMTREE TR US HIGH DIVIDEND 97717W208 281038 3243 SH SOLE 3243 0 0