0000805870-21-000004.txt : 20210510 0000805870-21-000004.hdr.sgml : 20210510 20210510173005 ACCESSION NUMBER: 0000805870-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20210510 DATE AS OF CHANGE: 20210510 EFFECTIVENESS DATE: 20210510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAUGHAN & Co SECURITIES, INC. CENTRAL INDEX KEY: 0000805870 IRS NUMBER: 222578806 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19745 FILM NUMBER: 21908691 BUSINESS ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 BUSINESS PHONE: 201-444-1361 MAIL ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN AND COMPANY SECURITIES, INC. DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN & CO SECURITIES INC /BD DATE OF NAME CHANGE: 20020301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000805870 XXXXXXXX 09-30-2020 09-30-2020 false VAUGHAN & Co SECURITIES, INC.

68 Passaic Street Ridgewood NJ 07450-9998

13F HOLDINGS REPORT 028-19745 N James D. Vaughan III 201-444-1361 /s/ James D Vaughan III Ridgewood NJ 05-10-2021 0 50 95789 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 658 7512 SH SOLE 7512 0 0 ALTRIA GROUP INC COM 02209S103 435 11266 SH SOLE 11266 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 426 9512 SH SOLE 9512 0 0 APPLE INC COM 037833100 1193 10298 SH SOLE 10298 0 0 BANK MONTREAL QUE COM 063671101 471 8072 SH SOLE 8072 0 0 BCE INC COM NEW 05534B760 496 11967 SH SOLE 11967 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 546 10463 SH SOLE 10463 0 0 CANADIAN IMP BK COMM COM 136069101 514 6882 SH SOLE 6882 0 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 248 8835 SH SOLE 8835 0 0 CENTERPOINT ENERGY INC COM 15189T107 353 18247 SH SOLE 18247 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 416 12503 SH SOLE 12503 0 0 CHEVRON CORP NEW COM 166764100 397 5515 SH SOLE 5515 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 385 24370 SH SOLE 24370 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 435 11545 SH SOLE 11545 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 12328 181157 SH SOLE 181157 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 291 37968 SH SOLE 37968 0 0 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 477 42831 SH SOLE 42831 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 239 861 SH SOLE 861 0 0 ISHARES INC CORE MSCI EMKT 46434G103 4059 76867 SH SOLE 76867 0 0 ISHARES TR COHEN STEER REIT 464287564 493 4830 SH SOLE 4830 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 9496 117997 SH SOLE 117997 0 0 ISHARES TR CORE MSCI EAFE 46432F842 500 8293 SH SOLE 8293 0 0 ISHARES TR CORE US AGGBD ET 464287226 403 3415 SH SOLE 3415 0 0 ISHARES TR ESG AWARE MSCI 46435U663 356 13427 SH SOLE 13427 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 5781 84859 SH SOLE 84859 0 0 ISHARES TR NATIONAL MUN ETF 464288414 495 4270 SH SOLE 4270 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 13795 63603 SH SOLE 63603 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 16377 73931 SH SOLE 73931 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 511 5144 SH SOLE 5144 0 0 ISHARES TR S&P SML 600 GWT 464287887 565 3201 SH SOLE 3201 0 0 ISHARES TR SP SMCP600VL ETF 464287879 586 4789 SH SOLE 4789 0 0 ISHARES TR SELECT DIVID ETF 464287168 877 10757 SH SOLE 10757 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 340 9934 SH SOLE 9934 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 370 44693 SH SOLE 44693 0 0 OLIN CORP COM PAR $1 680665205 345 27835 SH SOLE 27835 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 333 32287 SH SOLE 32287 0 0 PFIZER INC COM 717081103 504 13727 SH SOLE 13727 0 0 PHILIP MORRIS INTL INC COM 718172109 554 7381 SH SOLE 7381 0 0 PPL CORP COM 69351T106 563 20685 SH SOLE 20685 0 0 PROCTER AND GAMBLE CO COM 742718109 202 1450 SH SOLE 1450 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 385 9719 SH SOLE 9719 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 330 3164 SH SOLE 3164 0 0 TAPESTRY INC COM 876030107 296 18909 SH SOLE 18909 0 0 TELUS CORPORATION COM 87971M103 547 31163 SH SOLE 31163 0 0 TRITON INTL LTD CL A G9078F107 782 19232 SH SOLE 19232 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 202 4666 SH SOLE 4666 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 589 9904 SH SOLE 9904 0 0 WISDOMTREE TR US HIGH DIVIDEND 97717W208 232 3711 SH SOLE 3711 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 11576 549127 SH SOLE 549127 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 3037 86189 SH SOLE 86189 0 0