0000805870-21-000003.txt : 20210510 0000805870-21-000003.hdr.sgml : 20210510 20210510172806 ACCESSION NUMBER: 0000805870-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20210510 DATE AS OF CHANGE: 20210510 EFFECTIVENESS DATE: 20210510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VAUGHAN & Co SECURITIES, INC. CENTRAL INDEX KEY: 0000805870 IRS NUMBER: 222578806 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19745 FILM NUMBER: 21908665 BUSINESS ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 BUSINESS PHONE: 201-444-1361 MAIL ADDRESS: STREET 1: 68 PASSAIC STREET CITY: RIDGEWOOD STATE: NJ ZIP: 07450-9998 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN AND COMPANY SECURITIES, INC. DATE OF NAME CHANGE: 20020301 FORMER COMPANY: FORMER CONFORMED NAME: VAUGHAN & CO SECURITIES INC /BD DATE OF NAME CHANGE: 20020301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000805870 XXXXXXXX 06-30-2020 06-30-2020 false VAUGHAN & Co SECURITIES, INC.

68 Passaic Street Ridgewood NJ 07450-9998

13F HOLDINGS REPORT 028-19745 N James D. Vaughan III 201-444-1361 /s/ James D Vaughan III Ridgewood NJ 05-10-2021 0 49 90889 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 756 7697 SH SOLE 7697 0 0 ALTRIA GROUP INC COM 02209S103 442 11266 SH SOLE 11266 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 475 9512 SH SOLE 9512 0 0 APPLE INC COM 037833100 930 2550 SH SOLE 2550 0 0 BANK MONTREAL QUE COM 063671101 428 8072 SH SOLE 8072 0 0 BCE INC COM NEW 05534B760 500 11967 SH SOLE 11967 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 617 10891 SH SOLE 10891 0 0 CANADIAN IMP BK COMM COM 136069101 461 6882 SH SOLE 6882 0 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 259 9424 SH SOLE 9424 0 0 CENTERPOINT ENERGY INC COM 15189T107 341 18247 SH SOLE 18247 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 452 12919 SH SOLE 12919 0 0 CHEVRON CORP NEW COM 166764100 492 5515 SH SOLE 5515 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 443 24370 SH SOLE 24370 0 0 EXXON MOBIL CORP COM 30231G102 219 4906 SH SOLE 4906 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 471 11545 SH SOLE 11545 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 11326 180925 SH SOLE 180925 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 344 38511 SH SOLE 38511 0 0 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 381 42831 SH SOLE 42831 0 0 ISHARES INC CORE MSCI EMKT 46434G103 3648 76645 SH SOLE 76645 0 0 ISHARES TR COHEN STEER REIT 464287564 487 4830 SH SOLE 4830 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 9385 115655 SH SOLE 115655 0 0 ISHARES TR CORE MSCI EAFE 46432F842 479 8376 SH SOLE 8376 0 0 ISHARES TR CORE US AGGBD ET 464287226 404 3415 SH SOLE 3415 0 0 ISHARES TR ESG MSCI USA SML 46435U663 337 13427 SH SOLE 13427 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 5543 83913 SH SOLE 83913 0 0 ISHARES TR NATIONAL MUN ETF 464288414 493 4270 SH SOLE 4270 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 12332 64244 SH SOLE 64244 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 15353 74218 SH SOLE 74218 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 506 5195 SH SOLE 5195 0 0 ISHARES TR S&P SML 600 GWT 464287887 553 3259 SH SOLE 3259 0 0 ISHARES TR SP SMCP600VL ETF 464287879 626 5200 SH SOLE 5200 0 0 ISHARES TR SELECT DIVID ETF 464287168 868 10757 SH SOLE 10757 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 429 9934 SH SOLE 9934 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 456 44693 SH SOLE 44693 0 0 NIELSEN HLDGS PLC SHS EUR G6518L108 206 13857 SH SOLE 13857 0 0 OLIN CORP COM PAR $1 680665205 320 27835 SH SOLE 27835 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 374 32287 SH SOLE 32287 0 0 PFIZER INC COM 717081103 464 14185 SH SOLE 14185 0 0 PHILIP MORRIS INTL INC COM 718172109 528 7541 SH SOLE 7541 0 0 PPL CORP COM 69351T106 535 20685 SH SOLE 20685 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 406 10113 SH SOLE 10113 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 320 3164 SH SOLE 3164 0 0 TAPESTRY INC COM 876030107 266 20015 SH SOLE 20015 0 0 TELUS CORPORATION COM 87971M103 524 31360 SH SOLE 31360 0 0 TRITON INTL LTD CL A G9078F107 604 19986 SH SOLE 19986 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 563 10207 SH SOLE 10207 0 0 WISDOMTREE TR US HIGH DIVIDEND 97717W208 231 3711 SH SOLE 3711 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 11254 531373 SH SOLE 531373 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 3058 84632 SH SOLE 84632 0 0