-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TD088jovQ2qGKCep0iM3bfKBWDlswO6Fbj43QwaT1VgNcDnpTqFH1ilZJPrycgxW ONk3T+tDGDCxnAsU96f6Sg== 0000950123-01-001389.txt : 20010223 0000950123-01-001389.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950123-01-001389 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BALDWIN TECHNOLOGY CO INC CENTRAL INDEX KEY: 0000805792 STANDARD INDUSTRIAL CLASSIFICATION: PRINTING TRADES MACHINERY & EQUIPMENT [3555] IRS NUMBER: 133258160 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-39053 FILM NUMBER: 1543802 BUSINESS ADDRESS: STREET 1: 40 RICHARDS AVENUE STREET 2: ONE NORWALK WEST CITY: NORWALK STATE: CT ZIP: 06854 BUSINESS PHONE: 2038387470 MAIL ADDRESS: STREET 1: 40 RICHARDS AVENUE CITY: NORWALK STATE: CT ZIP: 06854 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARA AKIRA CENTRAL INDEX KEY: 0000903358 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: BALDWIN PRINTING CONTROLS STREET 2: FUNG FULL COMMERCIAL CTR, 480 KINGS RD CITY: NORTH POINT STATE: K3 ZIP: 0000 BUSINESS PHONE: 2038662314 SC 13G/A 1 y45603sc13ga.txt AMENDMENT NO. 10 TO SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c), and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2(b) Under the Securities Exchange Act of 1934 (Amendment No. 10)* -- BALDWIN TECHNOLOGY COMPANY, INC. - -------------------------------------------------------------------------------- (Name of Issuer) CLASS A COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 058264-10-2 - -------------------------------------------------------------------------------- (CUSIP Number) - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) - --------------- Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). PAGE 1 OF 5 PAGES 2 CUSIP NO. 058264-10-2 13G PAGE 2 OF 5 PAGES --------------------- ----- ----- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) AKIRA HARA --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (See Instructions) (b) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION JAPANESE --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 1,260,018 (ITEM 4) SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY NONE EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON 1,260,018 (ITEM 4) -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER NONE -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,260,018 (ITEM 4) --------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) APPROXIMATELY 9.4% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON (See Instructions) INDIVIDUAL --------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! 3 SCHEDULE 13G CUSIP NO. 058264-10-2 PAGE 3 OF 5 PAGES --------------------- ----- ----- ITEM 1(a) NAME OF ISSUER: Baldwin Technology Company, Inc. ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 12 Commerce Drive, Shelton, CT 06484 ITEM 2(a) NAME OF PERSON FILING: Akira Hara ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: c/o Baldwin Japan Ltd. 4-34 Toyo 2-chome Kohtoh-ku, Tokyo 135 Japan ITEM 2(c) CITIZENSHIP: Japanese ITEM 2(d) TITLE OF CLASS OF SECURITIES: Class A Common Stock ITEM 2(e) CUSIP NUMBER: 058264-10-2 ITEM 3. N/A Person filing this Amendment is not an entity listed in this item. ITEM 4. OWNERSHIP: (a) As of December 31, 2000, Mr. Akira Hara owns 1,260,018 shares of Class A Common Stock, including 748,418 shares owned directly; 260,600 shares which he has a right to receive upon conversion of 260,600 shares of Class B Common Stock; 161,000 shares which he has the right to acquire upon the exercise of stock options exercisable within 60 days; and 90,000 shares which he has a right to acquire/receive upon exercise of stock options exercisable within 60 days and conversion of 90,000 shares of Class B Common Stock. 4 SCHEDULE 13G CUSIP NO. 058264-10-2 PAGE 4 OF 5 PAGES --------------------- ----- ----- (b) PERCENT OF CLASS: 9.4% (c) Mr. Akira Hara has sole power to vote, dispose and direct the disposition of all 1,260,018 shares which he beneficially owns. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATION Not Applicable 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 6, 2001 By: /s/ Akira Hara ------------------ Akira Hara PAGE 5 of 5 PAGES -----END PRIVACY-ENHANCED MESSAGE-----