0001234452-12-000173.txt : 20120321 0001234452-12-000173.hdr.sgml : 20120321 20120321122209 ACCESSION NUMBER: 0001234452-12-000173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120319 FILED AS OF DATE: 20120321 DATE AS OF CHANGE: 20120321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN DANIEL L CENTRAL INDEX KEY: 0001282710 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19528 FILM NUMBER: 12705319 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUALCOMM INC/DE CENTRAL INDEX KEY: 0000804328 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 953685934 STATE OF INCORPORATION: DE FISCAL YEAR END: 0925 BUSINESS ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8585871121 MAIL ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2012-03-19 0 0000804328 QUALCOMM INC/DE QCOM 0001282710 SULLIVAN DANIEL L 5775 MOREHOUSE DR. SAN DIEGO CA 92121-1714 0 1 0 0 Executive Vice President Common Stock 2012-03-19 4 M 0 21500.0 43.62 A 37243.0 I by Trust Common Stock 2012-03-19 4 S 0 21500.0 66.3003 D 15743.0 I by Trust Common Stock 2012-03-19 4 M 0 50000.0 44.02 A 65743.0 I by Trust Common Stock 2012-03-19 4 S 0 50000.0 66.9196 D 15743.0 I by Trust Common Stock 9469.0 D Non-Qualified Stock Option (right to buy) 43.62 2012-03-19 4 M 0 21500.0 0.0 D 2014-12-02 Common Stock 21500.0 43000.0 D Non-Qualified Stock Option (right to buy) 44.02 2012-03-19 4 M 0 50000.0 0.0 D 2015-11-03 Common Stock 50000.0 200000.0 D Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. The sale prices for this transaction ranged from $66.30 to $66.31. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. The sale prices for this transaction ranged from $66.91 to $66.96. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. By: Lisa Murzic, Attorney-in-Fact For: Daniel L. Sullivan 2012-03-20