0001144204-17-019180.txt : 20170405 0001144204-17-019180.hdr.sgml : 20170405 20170405154554 ACCESSION NUMBER: 0001144204-17-019180 CONFORMED SUBMISSION TYPE: S-8 POS PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20170405 DATE AS OF CHANGE: 20170405 EFFECTIVENESS DATE: 20170405 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOY GLOBAL INC CENTRAL INDEX KEY: 0000801898 STANDARD INDUSTRIAL CLASSIFICATION: MINING MACHINERY & EQUIP (NO OIL & GAS FIELD MACH & EQUIP) [3532] IRS NUMBER: 391566457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1028 FILING VALUES: FORM TYPE: S-8 POS SEC ACT: 1933 Act SEC FILE NUMBER: 333-173214 FILM NUMBER: 17742456 BUSINESS ADDRESS: STREET 1: 100 EAST WISCONSIN AVE SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-319-8500 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVE SUITE 2780 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: HARNISCHFEGER INDUSTRIES INC DATE OF NAME CHANGE: 19920703 S-8 POS 1 v463485_s8pos.htm S-8 POS

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION

STATEMENT NO. 333-210018

POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION

STATEMENT NO. 333-183103

POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION

STATEMENT NO. 333-173214

POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION

STATEMENT NO. 333-149558

POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION

STATEMENT NO. 333-121570

POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION

STATEMENT NO. 333-71024

 

UNDER THE SECURITIES ACT OF 1933

 

 

JOY GLOBAL INC.

(Exact name of registrant as specified in its charter)

 

 

 

     
Delaware   39-1566457

(State or other jurisdiction of

incorporation or organization)

 

 

(I.R.S. Employer

Identification No.)

 

100 E. Wisconsin Avenue, Suite 2780

Milwaukee, WI 53202

(Address of Principal Executive Offices) (Zip Code)

 

(414) 319-8500

(Registrant’s telephone number, including area code)

 

JOY GLOBAL INC. 2016 OMNIBUS INCENTIVE COMPENSATION PLAN

JOY GLOBAL INC. INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN

JOY GLOBAL INC. EMPLOYEE STOCK PURCHASE PLAN

JOY GLOBAL INC. 2007 STOCK INCENTIVE PLAN

JOY GLOBAL INC. 2003 STOCK INCENTIVE PLAN

JOY GLOBAL INC. 2001 STOCK INCENTIVE PLAN

(Full title of the plans)

 

Ed Bathelt, Esq.

Komatsu America Corp.

1701 Golf Road

Rolling Meadows, IL 60008

(847) 437-5353

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Please send copies of all communications to:

 

Susan T. Morita, Esq.

Arnold & Porter Kaye Scholer LLP

601 Massachusetts Ave., NW

Washington, DC 20001

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company:

 

             
Large accelerated filer   x   Accelerated filer   ¨
       
Non-accelerated filer   ¨  (Do not check if a smaller reporting company)   Smaller reporting company   ¨

 

 

 

 

 

 

DEREGISTRATION OF UNSOLD SECURITIES

 

These Post-Effective Amendments (these “Post-Effective Amendments”) are being filed by Joy Global Inc. (the “Registrant”) to deregister all shares of the Registrant’s common stock, $1.00 par value per share (the “Shares”), remaining unissued under the following Registration Statements on Form S-8 (each, a “Registration Statement”, and collectively, the “Registration Statements”) filed by the Registrant with the U.S. Securities and Exchange Commission (the “Commission”):

 

    Registration Statement on Form S-8 (No. 333-210018), pertaining to the registration of 6,325,000 Shares, issuable under the Joy Global Inc. 2016 Omnibus Incentive Compensation Plan, which was filed with the Commission on March 8, 2016.

 

    Registration Statement on Form S-8 (No. 333-183103), pertaining to the registration of 1,000,000 Shares, issuable under the Joy Global Inc. International Employee Stock Purchase Plan, which was filed with the Commission on August 6, 2012.

 

    Registration Statement on Form S-8 (No. 333-173214), pertaining to the registration of 1,000,000 Shares, issuable under the Joy Global Inc. Employee Stock Purchase Plan, which was filed with the Commission on March 31, 2011.

 

    Registration Statement on Form S-8 (No. 333-149558), pertaining to the registration of 10,000,000 Shares, issuable under the Joy Global Inc. 2007 Stock Incentive Plan, which was filed with the Commission on March 5, 2008.

 

    Registration Statement on Form S-8 (No. 333-121570), pertaining to the registration of 3,500,000 Shares, issuable under the Joy Global Inc. 2003 Stock Incentive Plan, which was filed with the Commission on December 22, 2004.

 

    Registration Statement on Form S-8 (No. 333-71024), pertaining to the registration of 5,556,000 Shares, issuable under the Joy Global Inc. 2001 Stock Incentive Plan, which was filed with the Commission on October 5, 2001.

 

Pursuant to the Agreement and Plan of Merger, dated as of July 21, 2016 (the “Merger Agreement”), by and among the Registrant, Komatsu America Corp., a Georgia corporation (“Komatsu”), Pine Solutions Inc., a Delaware corporation and wholly owned subsidiary of Komatsu (“Merger Sub”), and (solely for the purposes specified in the Merger Agreement) Komatsu Ltd., a Japanese joint stock company, Komatsu acquired the Registrant pursuant to a merger of Merger Sub with and into the Registrant (the “Merger”), with the Registrant surviving the Merger as a wholly owned subsidiary of Komatsu. The Merger became effective on April 5, 2017.

 

In connection with the completion of the Merger, the offerings pursuant to the Registration Statements have been terminated. In accordance with undertakings made by the Registrant in the Registration Statements to remove from registration, by means of a post-effective amendment, any of the securities that remain unsold at the termination of the offerings, the Registrant hereby removes from registration all Shares registered under the Registration Statements but not sold under the Registration Statements.

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused these Post-Effective Amendments to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Milwaukee, State of Wisconsin, on April 5, 2017.  

       
 

JOY GLOBAL INC.

 

     
  By:  

/s/ Edmund Bathelt 

  Name:   Edmund Bathelt
  Title:   Executive Vice President and General Counsel and Secretary

 

Pursuant to the requirements of the Securities Act of 1933, these Post-Effective Amendments to the Registration Statements have been below signed by the following persons in the capacities on April 5, 2017.

 

         

SIGNATURE

     

TITLE

         

/s/ Jeffrey Dawes 

      President and Chief Executive Officer and Director
Jeffrey Dawes       (principal executive officer)
         

/s/ Terumi Sasaki 

      Executive Vice President and Chief Financial Officer and Director
Terumi Sasaki       (principal financial and accounting officer)
         

/s/ Masayuki Moriyama 

       
Masayuki Moriyama       Director
     

/s/ Gary Kasbeer 

       
Gary Kasbeer       Director
     

/s/ Korekiyo Yanagisawa 

       
Korekiyo Yanagisawa       Director
         

/s/ Yasuji Nishiura 

       
Yasuji Nishiura       Director

 

 

 

 

EXHIBIT INDEX

 

Exhibit No. Exhibit
24.1 Power of Attorney

 

 

 

EX-24.1 2 v463485_ex24-1.htm EXHIBIT 24.1

Exhibit 24.1

 

POWER OF ATTORNEY

 

KNOWN ALL MEN BY THESE PRESENTS, that the undersigned officer and/or director of Joy Global Inc., a Delaware corporation (the “Company”), hereby constitutes and appoints Edmund Bathelt, with full power of substitution and resubstitution, his true and lawful attorney-in-fact and agent to execute and file, or caused to be filed, with the Securities and Exchange Commission (the “Commission”) Registration Statements on Form S-8 relating to the Company’s common stock, any and all amendments thereto (including post-effective amendments), and all matters required by the Commission in connection with such registration under the Securities Act of 1933, as amended, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done as fully for all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or his substitute, may lawfully do or cause to be done by virtue hereof. This Power of Attorney shall remain in full force and effect until revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact or superseded by a new power of attorney regarding the purposes outlined herein dated as of a later date.

 

IN WITNESS WHEREOF, the undersigned have executed this Power of Attorney on April 5, 2017.

 

 

SIGNATURE

 

/s/ Jeffrey Dawes 

Jeffrey Dawes

President and Chief Executive Officer and Director

(principal executive officer)

 

/s/ Terumi Sasaki 

Terumi Sasaki

Executive Vice President and Chief Financial Officer and Director

(principal financial and accounting officer)

 

/s/ Masayuki Moriyama 

Masayuki Moriyama

Chairman of the Board of Directors

 

/s/ Korekiyo Yanagisawa 

Korekiyo Yanagisawa

Director

 

/s/ Gary Kasbeer 

Gary Kasbeer

Director

 

/s/ Yasuji Nishiura 

Yasuji Nishiura
Director