0001140361-12-052123.txt : 20121220
0001140361-12-052123.hdr.sgml : 20121220
20121220150052
ACCESSION NUMBER: 0001140361-12-052123
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121218
FILED AS OF DATE: 20121220
DATE AS OF CHANGE: 20121220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUTHERLIN MICHAEL W
CENTRAL INDEX KEY: 0001215342
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09299
FILM NUMBER: 121277006
MAIL ADDRESS:
STREET 1: 100 E WISCONSIN AVE
STREET 2: STE 2780
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JOY GLOBAL INC
CENTRAL INDEX KEY: 0000801898
STANDARD INDUSTRIAL CLASSIFICATION: MINING MACHINERY & EQUIP (NO OIL & GAS FIELD MACH & EQUIP) [3532]
IRS NUMBER: 391566457
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1028
BUSINESS ADDRESS:
STREET 1: 100 EAST WISCONSIN AVE SUITE 2780
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 414-319-8500
MAIL ADDRESS:
STREET 1: 100 EAST WISCONSIN AVE SUITE 2780
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
FORMER COMPANY:
FORMER CONFORMED NAME: HARNISCHFEGER INDUSTRIES INC
DATE OF NAME CHANGE: 19920703
4
1
doc1.xml
FORM 4
X0306
4
2012-12-18
0
0000801898
JOY GLOBAL INC
JOY
0001215342
SUTHERLIN MICHAEL W
100 E WISCONSIN AVE
SUITE 2780
MILWAUKEE
WI
53202
1
1
0
0
President and CEO
Common Stock
2012-12-18
4
A
0
82
A
178292
D
Common Stock
2012-12-19
4
A
0
16500
A
194792
D
Common Setock
2012-12-19
4
F
0
7293
62.57
D
187499
D
Deferred Stock Units
2012-12-18
4
A
0
525
0
A
Common Stock
525
186168
D
The number of shares acquired represents additional restricted stock units resulting from the payment on December 18, 2012 of a cash dividend of $0.175 per share of common stock based on $61.79, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date.
Acquired upon vesting of an equal number of performance shares that were not derivative securities.
The securities disposed of represent shares withheld to cover withholding taxes resulting from the settlement of awarded performance share awards.
The number of securities acquired represents additional restricted stock units resulting from the payment on December 18, 2012 of a cash dividend of $0.175 per share of common stock based on $61.79, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date.
These deferred stock units will be settled in shares of common stock on a one-for-one basis (or wholly or partly in cash, at the discretion of the issuer's compensation committee) when the reporting person ceases to be a covered employee as defined in Section 162(m)(3) of the Internal Revenue Code, or to the extent that total taxable income from salary and other non-performance based sources (combined with the value of any shares and cash distributed under the issuer's performance share award program) is less than $1 million for a given fiscal year. The deferred stock units are also payable upon a change in control.
Michael W. Sutherlin
2012-12-20