0001085146-20-002049.txt : 20200807 0001085146-20-002049.hdr.sgml : 20200807 20200806194333 ACCESSION NUMBER: 0001085146-20-002049 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200807 DATE AS OF CHANGE: 20200806 EFFECTIVENESS DATE: 20200807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONNING INC. CENTRAL INDEX KEY: 0000801051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 431719355 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04513 FILM NUMBER: 201083396 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06103-2627 BUSINESS PHONE: 860-299-2151 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06103-2627 FORMER COMPANY: FORMER CONFORMED NAME: CONNING Asset Management Co. DATE OF NAME CHANGE: 20040726 FORMER COMPANY: FORMER CONFORMED NAME: CONNING CORP DATE OF NAME CHANGE: 19970407 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000801051 XXXXXXXX 06-30-2020 06-30-2020 false CONNING INC.

ONE FINANCIAL PLAZA HARTFORD CT 06103-2627

13F HOLDINGS REPORT 028-04513 N Robert Pearce 860-299-2151 /s/ Robert Pearce Hartford CT 08-04-2020 0 442 2692494 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE MORGAN STANLEY COM NEW 617446448 879 18191 SH SOLE 18191 0 0 ISHARES TR SP SMCP600VL ETF 464287879 1259 10462 SH SOLE 10462 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 2200 2300000 PRN SOLE 2300000 0 0 NEWMONT CORP COM 651639106 687 11128 SH SOLE 11128 0 0 TYSON FOODS INC CL A 902494103 267 4465 SH SOLE 4465 0 0 SERVICENOW INC COM 81762P102 779 1922 SH SOLE 1922 0 0 MEDTRONIC PLC SHS G5960L103 8841 96410 SH SOLE 96410 0 0 COLGATE PALMOLIVE CO COM 194162103 35332 482284 SH SOLE 482284 0 0 HCA HEALTHCARE INC COM 40412C101 357 3682 SH SOLE 3682 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 202 1356 SH SOLE 1356 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 745 104611 SH SOLE 104611 0 0 D R HORTON INC COM 23331A109 265 4784 SH SOLE 4784 0 0 NETFLIX INC COM 64110L106 2906 6386 SH SOLE 6386 0 0 NUANCE COMMUNICATIONS INC NOTE 1.250% 4/0 67020YAN0 2629 1900000 PRN SOLE 1900000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 905 22688 SH SOLE 22688 0 0 WELLS FARGO CO NEW COM 949746101 1607 62757 SH SOLE 62757 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 3634 115954 SH SOLE 115954 0 0 CALLON PETE CO DEL COM 13123X102 13 11175 SH SOLE 11175 0 0 APPLIED MATLS INC COM 038222105 836 13834 SH SOLE 13834 0 0 SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 5498 5525000 PRN SOLE 5525000 0 0 REALTY INCOME CORP COM 756109104 274 4612 SH SOLE 4612 0 0 PPL CORP COM 69351T106 279 10793 SH SOLE 10793 0 0 UNITED PARCEL SERVICE INC CL B 911312106 46476 418027 SH SOLE 418027 0 0 FIRSTENERGY CORP COM 337932107 263 6785 SH SOLE 6785 0 0 AMERICAN EXPRESS CO COM 025816109 947 9944 SH SOLE 9944 0 0 COHEN & STEERS INFRASTRUCTUR COM 19248A109 2217 100563 SH SOLE 100563 0 0 EOG RES INC COM 26875P101 447 8814 SH SOLE 8814 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829F108 871 117997 SH SOLE 117997 0 0 CMS ENERGY CORP COM 125896100 513 8780 SH SOLE 8780 0 0 UNION PAC CORP COM 907818108 35533 210165 SH SOLE 210165 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 336 2400 SH SOLE 2400 0 0 GENERAL MLS INC COM 370334104 554 8981 SH SOLE 8981 0 0 US BANCORP DEL COM NEW 902973304 35809 972551 SH SOLE 972551 0 0 AMERICAN ELEC PWR CO INC COM 025537101 605 7599 SH SOLE 7599 0 0 ZOETIS INC CL A 98978V103 941 6868 SH SOLE 6868 0 0 KROGER CO COM 501044101 406 11988 SH SOLE 11988 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 534 3146 SH SOLE 3146 0 0 NORTHROP GRUMMAN CORP COM 666807102 714 2321 SH SOLE 2321 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 293 1165 SH SOLE 1165 0 0 WELLPOINT INC NOTE 2.750%10/1 94973VBG1 5269 1435000 PRN SOLE 1435000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 997 6699 SH SOLE 6699 0 0 PROGRESSIVE CORP OHIO COM 743315103 694 8666 SH SOLE 8666 0 0 BANK NOVA SCOTIA B C COM 064149107 429 10408 SH SOLE 10408 0 0 KIMBERLY CLARK CORP COM 494368103 38771 274288 SH SOLE 274288 0 0 ANTHEM INC COM 036752103 988 3756 SH SOLE 3756 0 0 DISCOVER FINL SVCS COM 254709108 246 4902 SH SOLE 4902 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 840 10516 SH SOLE 10516 0 0 ALIGN TECHNOLOGY INC COM 016255101 269 980 SH SOLE 980 0 0 ISHARES S&P GSCI COMMODITY- UNIT BEN INT 46428R107 199 19178 SH SOLE 19178 0 0 EMERSON ELEC CO COM 291011104 561 9052 SH SOLE 9052 0 0 ISHARES TR IBOXX HI YD ETF 464288513 8859 108545 SH SOLE 108545 0 0 AMCOR PLC ORD G0250X107 223 21806 SH SOLE 21806 0 0 XILINX INC COM 983919101 371 3768 SH SOLE 3768 0 0 HANCOCK JOHN TAX-ADVANTAGED COM 41013V100 217 11250 SH SOLE 11250 0 0 KNOWLES CORP NOTE 3.250%11/0 49926DAB5 1722 1625000 PRN SOLE 1625000 0 0 TRUIST FINL CORP COM 89832Q109 41296 1099765 SH SOLE 1099765 0 0 TARGET CORP COM 87612E106 40285 335908 SH SOLE 335908 0 0 TRANSDIGM GROUP INC COM 893641100 317 718 SH SOLE 718 0 0 FORTIVE CORP NOTE 0.875% 2/1 34959JAK4 6779 6920000 PRN SOLE 6920000 0 0 FEDEX CORP COM 31428X106 509 3630 SH SOLE 3630 0 0 ELECTRONIC ARTS INC COM 285512109 884 6693 SH SOLE 6693 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 231 8243 SH SOLE 8243 0 0 NETEASE INC SPONSORED ADS 64110W102 307 715 SH SOLE 715 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 42626 724926 SH SOLE 724926 0 0 METLIFE INC COM 59156R108 1847 50576 SH SOLE 50576 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 6894 5315 SH SOLE 5315 0 0 HESS CORP COM 42809H107 206 3984 SH SOLE 3984 0 0 SYSCO CORP COM 871829107 410 7503 SH SOLE 7503 0 0 BLACKROCK FLOATING RATE INCO COM 091941104 209 19079 SH SOLE 19079 0 0 ILLUMINA INC COM 452327109 763 2060 SH SOLE 2060 0 0 KELLOGG CO COM 487836108 257 3888 SH SOLE 3888 0 0 ISHARES INC MSCI BRIC INDX 464286657 2276 54705 SH SOLE 54705 0 0 V F CORP COM 918204108 42927 704422 SH SOLE 704422 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 430 6201 SH SOLE 6201 0 0 ANSYS INC COM 03662Q105 344 1179 SH SOLE 1179 0 0 MARRIOTT INTL INC NEW CL A 571903202 352 4106 SH SOLE 4106 0 0 DANAHER CORPORATION COM 235851102 1691 9564 SH SOLE 9564 0 0 MARATHON PETE CORP COM 56585A102 294 7857 SH SOLE 7857 0 0 NEXTERA ENERGY INC COM 65339F101 1739 7239 SH SOLE 7239 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 14065 159212 SH SOLE 159212 0 0 PFIZER INC COM 717081103 39355 1203518 SH SOLE 1203518 0 0 ILLINOIS TOOL WKS INC COM 452308109 42781 244671 SH SOLE 244671 0 0 CSX CORP COM 126408103 827 11854 SH SOLE 11854 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 475 8359 SH SOLE 8359 0 0 NORFOLK SOUTHERN CORP COM 655844108 696 3967 SH SOLE 3967 0 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 7700 5185000 PRN SOLE 5185000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 44190 801568 SH SOLE 801568 0 0 ISHARES TR CORE S&P500 ETF 464287200 46554 150324 SH SOLE 150324 0 0 ABBVIE INC COM 00287Y109 2515 25620 SH SOLE 25620 0 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 445 35828 SH SOLE 35828 0 0 QUEST DIAGNOSTICS INC COM 74834L100 244 2140 SH SOLE 2140 0 0 T-MOBILE US INC COM 872590104 458 4395 SH SOLE 4395 0 0 CORTEVA INC COM 22052L104 281 10488 SH SOLE 10488 0 0 VANGUARD TAX-MANAGED FDS FTSE DEV MKT ETF 921943858 814 20973 SH SOLE 20973 0 0 PRICE T ROWE GROUP INC COM 74144T108 456 3689 SH SOLE 3689 0 0 EQUINIX INC COM 29444U700 920 1310 SH SOLE 1310 0 0 AMGEN INC COM 031162100 43279 183496 SH SOLE 183496 0 0 PARKER HANNIFIN CORP COM 701094104 365 1991 SH SOLE 1991 0 0 NUANCE COMMUNICATIONS INC DBCV 1.000%12/1 67020YAK6 2237 1900000 PRN SOLE 1900000 0 0 ISHARES TR EAFE GRWTH ETF 464288885 873 10507 SH SOLE 10507 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 68150 221009 SH SOLE 221009 0 0 JOHNSON CTLS INTL PLC SHS G51502105 387 11343 SH SOLE 11343 0 0 PACCAR INC COM 693718108 396 5290 SH SOLE 5290 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 16710 157209 SH SOLE 157209 0 0 MACQUARIE INFRASTRUCTURE COR NOTE 2.000%10/0 55608BAB1 4319 4950000 PRN SOLE 4950000 0 0 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 6128 213506 SH SOLE 213506 0 0 COPART INC COM 217204106 217 2607 SH SOLE 2607 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 750 8190 SH SOLE 8190 0 0 ISHARES TR RUS 1000 ETF 464287622 1909 11118 SH SOLE 11118 0 0 TELUS CORPORATION COM 87971M103 482 28740 SH SOLE 28740 0 0 LILLY ELI & CO COM 532457108 2054 12512 SH SOLE 12512 0 0 DTE ENERGY CO COM 233331107 320 2981 SH SOLE 2981 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3208 12 SH SOLE 12 0 0 PROLOGIS INC. COM 74340W103 1235 13232 SH SOLE 13232 0 0 DOLLAR TREE INC COM 256746108 318 3426 SH SOLE 3426 0 0 VALERO ENERGY CORP COM 91913Y100 4997 84949 SH SOLE 84949 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 252 11352 SH SOLE 11352 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 2636 160507 SH SOLE 160507 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 388 7900 SH SOLE 7900 0 0 ISHARES TR CORE S&P MCP ETF 464287507 15677 88164 SH SOLE 88164 0 0 KEYCORP COM 493267108 186 15257 SH SOLE 15257 0 0 KINDER MORGAN INC DEL COM 49456B101 785 51737 SH SOLE 51737 0 0 NVIDIA CORPORATION COM 67066G104 3354 8828 SH SOLE 8828 0 0 FORD MTR CO DEL COM 345370860 290 47689 SH SOLE 47689 0 0 GLOBAL PMTS INC COM 37940X102 724 4267 SH SOLE 4267 0 0 CHUBB LIMITED COM H1467J104 840 6631 SH SOLE 6631 0 0 YUM BRANDS INC COM 988498101 426 4896 SH SOLE 4896 0 0 PIONEER NAT RES CO COM 723787107 258 2641 SH SOLE 2641 0 0 BALL CORP COM 058498106 341 4906 SH SOLE 4906 0 0 VERISIGN INC COM 92343E102 326 1575 SH SOLE 1575 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 448 1062 SH SOLE 1062 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1207 30185 SH SOLE 30185 0 0 HOME DEPOT INC COM 437076102 38498 153679 SH SOLE 153679 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 185 16636 SH SOLE 16636 0 0 DISNEY WALT CO COM DISNEY 254687106 2919 26181 SH SOLE 26181 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 9015 210194 SH SOLE 210194 0 0 BLACKROCK ENERGY & RES TR COM 09250U101 140 19395 SH SOLE 19395 0 0 MASTERCARD INCORPORATED CL A 57636Q104 4112 13906 SH SOLE 13906 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1704 6589 SH SOLE 6589 0 0 AES CORP COM 00130H105 149 10304 SH SOLE 10304 0 0 APTIV PLC SHS G6095L109 293 3762 SH SOLE 3762 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 2232 10759 SH SOLE 10759 0 0 HORMEL FOODS CORP COM 440452100 204 4220 SH SOLE 4220 0 0 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 176 17572 SH SOLE 17572 0 0 EXXON MOBIL CORP COM 30231G102 7810 174653 SH SOLE 174653 0 0 SOUTHERN CO COM 842587107 791 15250 SH SOLE 15250 0 0 DOMINION ENERGY INC COM 25746U109 3307 40731 SH SOLE 40731 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 259 1594 SH SOLE 1594 0 0 CME GROUP INC COM 12572Q105 825 5075 SH SOLE 5075 0 0 MASCO CORP COM 574599106 231 4591 SH SOLE 4591 0 0 CUMMINS INC COM 231021106 43222 249464 SH SOLE 249464 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 488 1638 SH SOLE 1638 0 0 LENNAR CORP CL A 526057104 245 3975 SH SOLE 3975 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 427 54000 SH SOLE 54000 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 219 2062 SH SOLE 2062 0 0 OTIS WORLDWIDE CORP COM 68902V107 317 5578 SH SOLE 5578 0 0 ISHARES TR CORE S&P SCP ETF 464287804 28083 411235 SH SOLE 411235 0 0 BROADCOM INC COM 11135F101 2487 7879 SH SOLE 7879 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 33791 104135 SH SOLE 104135 0 0 3M CO COM 88579Y101 35144 225295 SH SOLE 225295 0 0 MARSH & MCLENNAN COS INC COM 571748102 811 7552 SH SOLE 7552 0 0 AFLAC INC COM 001055102 408 11318 SH SOLE 11318 0 0 SOUTHWEST AIRLS CO COM 844741108 270 7902 SH SOLE 7902 0 0 ISHARES TR LNG TR CRPRT BD 464289511 2001 28569 SH SOLE 28569 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 6177 93985 SH SOLE 93985 0 0 SYNOPSYS INC COM 871607107 399 2046 SH SOLE 2046 0 0 LOCKHEED MARTIN CORP COM 539830109 33283 91205 SH SOLE 91205 0 0 ISHARES TR EAFE VALUE ETF 464288877 560 14016 SH SOLE 14016 0 0 ISHARES TR CORE MSCI EAFE 46432F842 7978 139565 SH SOLE 139565 0 0 EQUITRANS MIDSTREAM CORP COM 294600101 91 11008 SH SOLE 11008 0 0 PAYCHEX INC COM 704326107 35885 473732 SH SOLE 473732 0 0 AUTOZONE INC COM 053332102 267 237 SH SOLE 237 0 0 MARKETAXESS HLDGS INC COM 57060D108 233 465 SH SOLE 465 0 0 TWITTER INC COM 90184L102 281 9417 SH SOLE 9417 0 0 HONDA MOTOR LTD AMERN SHS 438128308 530 20739 SH SOLE 20739 0 0 M & T BK CORP COM 55261F104 204 1959 SH SOLE 1959 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 293 3986 SH SOLE 3986 0 0 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 3693 2900000 PRN SOLE 2900000 0 0 LINDE PLC SHS G5494J103 1586 7476 SH SOLE 7476 0 0 ACTIVISION BLIZZARD INC COM 00507V109 821 10816 SH SOLE 10816 0 0 WASTE MGMT INC DEL COM 94106L109 572 5400 SH SOLE 5400 0 0 CIGNA CORP NEW COM 125523100 1002 5342 SH SOLE 5342 0 0 BCE INC COM NEW 05534B760 535 12820 SH SOLE 12820 0 0 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 3690 3050000 PRN SOLE 3050000 0 0 BOSTON PPTYS LTD PARTNERSHIP COM 101121101 212 2343 SH SOLE 2343 0 0 CHURCH & DWIGHT INC COM 171340102 277 3579 SH SOLE 3579 0 0 HEALTHPEAK PROPERTIES INC COM 42250P103 701 25419 SH SOLE 25419 0 0 CLEVELAND CLIFFS INC COM 185899101 62 11312 SH SOLE 11312 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 970 1703 SH SOLE 1703 0 0 STANLEY BLACK & DECKER INC COM 854502101 321 2301 SH SOLE 2301 0 0 SPDR SER TR S&P DIVID ETF 78464A763 2807 30775 SH SOLE 30775 0 0 EQUIFAX INC COM 294429105 307 1786 SH SOLE 1786 0 0 CONSOLIDATED EDISON INC COM 209115104 352 4893 SH SOLE 4893 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 260 2427 SH SOLE 2427 0 0 CONSTELLATION BRANDS INC CL A 21036P108 304 1740 SH SOLE 1740 0 0 ADVANCED MICRO DEVICES INC COM 007903107 845 16060 SH SOLE 16060 0 0 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 7207 7635000 PRN SOLE 7635000 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 10015 63981 SH SOLE 63981 0 0 AMEREN CORP COM 023608102 271 3849 SH SOLE 3849 0 0 TEXAS INSTRS INC COM 882508104 46757 368253 SH SOLE 368253 0 0 SIMON PPTY GROUP INC NEW COM 828806109 332 4861 SH SOLE 4861 0 0 SUNCOR ENERGY INC NEW COM 867224107 3639 215841 SH SOLE 215841 0 0 DEERE & CO COM 244199105 727 4624 SH SOLE 4624 0 0 ISHARES TR IBOXX INV CP ETF 464287242 4052 30126 SH SOLE 30126 0 0 AMPHENOL CORP NEW CL A 032095101 443 4620 SH SOLE 4620 0 0 CISCO SYS INC COM 17275R102 44479 953677 SH SOLE 953677 0 0 NASDAQ INC COM 631103108 208 1745 SH SOLE 1745 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 8247 6645000 PRN SOLE 6645000 0 0 CARDINAL HEALTH INC COM 14149Y108 30698 588203 SH SOLE 588203 0 0 EVERSOURCE ENERGY COM 30040W108 394 4735 SH SOLE 4735 0 0 EATON VANCE LTD DURATION INC COM 27828H105 362 32079 SH SOLE 32079 0 0 JPMORGAN CHASE & CO COM 46625H100 44121 469070 SH SOLE 469070 0 0 PIMCO INCOME STRATEGY FD II COM 72201J104 119 13666 SH SOLE 13666 0 0 DENBURY RES INC COM NEW 247916208 4 13900 SH SOLE 13900 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 287 32423 SH SOLE 32423 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 246 306 SH SOLE 306 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 10411 72712 SH SOLE 72712 0 0 IQVIA HLDGS INC COM 46266C105 349 2463 SH SOLE 2463 0 0 VISA INC COM CL A 92826C839 5149 26654 SH SOLE 26654 0 0 SALESFORCE COM INC COM 79466L302 2335 12462 SH SOLE 12462 0 0 BOEING CO COM 097023105 1428 7793 SH SOLE 7793 0 0 NORTHWESTERN CORP COM NEW 668074305 4202 77076 SH SOLE 77076 0 0 TRAVELERS COMPANIES INC COM 89417E109 43314 379780 SH SOLE 379780 0 0 ORACLE CORP COM 68389X105 1789 32377 SH SOLE 32377 0 0 NUCOR CORP COM 670346105 33431 807313 SH SOLE 807313 0 0 ABBOTT LABS COM 002824100 2261 24724 SH SOLE 24724 0 0 PHILLIPS 66 COM 718546104 501 6963 SH SOLE 6963 0 0 EVERGY INC COM 30034W106 2106 35525 SH SOLE 35525 0 0 PROCTER AND GAMBLE CO COM 742718109 46861 391910 SH SOLE 391910 0 0 COSTCO WHSL CORP NEW COM 22160K105 1980 6531 SH SOLE 6531 0 0 ROCKWELL AUTOMATION INC COM 773903109 382 1792 SH SOLE 1792 0 0 COMCAST CORP NEW CL A 20030N101 2604 66813 SH SOLE 66813 0 0 LAM RESEARCH CORP COM 512807108 675 2088 SH SOLE 2088 0 0 SMUCKER J M CO COM NEW 832696405 200 1886 SH SOLE 1886 0 0 TELEFLEX INCORPORATED COM 879369106 201 553 SH SOLE 553 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 288 1337 SH SOLE 1337 0 0 CHEVRON CORP NEW COM 166764100 2471 27688 SH SOLE 27688 0 0 FACEBOOK INC CL A 30303M102 8144 35867 SH SOLE 35867 0 0 FORTINET INC COM 34959E109 239 1739 SH SOLE 1739 0 0 OCCIDENTAL PETE CORP COM 674599105 190 10360 SH SOLE 10360 0 0 CVS HEALTH CORP COM 126650100 1485 22859 SH SOLE 22859 0 0 LOWES COS INC COM 548661107 1533 11348 SH SOLE 11348 0 0 CITIGROUP INC COM NEW 172967424 1822 35647 SH SOLE 35647 0 0 ALPHABET INC CAP STK CL A 02079K305 6546 4616 SH SOLE 4616 0 0 XCEL ENERGY INC COM 98389B100 488 7812 SH SOLE 7812 0 0 ISHARES TR RUS MID CAP ETF 464287499 13508 252018 SH SOLE 252018 0 0 ILLUMINA INC NOTE 8/1 452327AK5 855 790000 PRN SOLE 790000 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1971 9179 SH SOLE 9179 0 0 ALTRIA GROUP INC COM 02209S103 31903 812807 SH SOLE 812807 0 0 PUBLIC STORAGE COM 74460D109 438 2282 SH SOLE 2282 0 0 AT&T INC COM 00206R102 43243 1430451 SH SOLE 1430451 0 0 BOOKING HOLDINGS INC COM 09857L108 1014 637 SH SOLE 637 0 0 STRYKER CORPORATION COM 863667101 858 4760 SH SOLE 4760 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 1137 2230 SH SOLE 2230 0 0 SEMPRA ENERGY COM 816851109 485 4137 SH SOLE 4137 0 0 DOVER CORP COM 260003108 213 2206 SH SOLE 2206 0 0 APPLE INC COM 037833100 22404 61415 SH SOLE 61415 0 0 EATON CORP PLC SHS G29183103 7929 90635 SH SOLE 90635 0 0 MCCORMICK & CO INC COM NON VTG 579780206 345 1925 SH SOLE 1925 0 0 ABB LTD SPONSORED ADR 000375204 645 28581 SH SOLE 28581 0 0 WEC ENERGY GROUP INC COM 92939U106 1343 15321 SH SOLE 15321 0 0 FREEPORT-MCMORAN INC CL B 35671D857 207 17896 SH SOLE 17896 0 0 RESMED INC COM 761152107 361 1881 SH SOLE 1881 0 0 FISERV INC COM 337738108 805 8247 SH SOLE 8247 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 362 3034 SH SOLE 3034 0 0 BECTON DICKINSON & CO COM 075887109 992 4145 SH SOLE 4145 0 0 NORTHERN TR CORP COM 665859104 254 3200 SH SOLE 3200 0 0 HONEYWELL INTL INC COM 438516106 1535 10618 SH SOLE 10618 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 665 9624 SH SOLE 9624 0 0 CATERPILLAR INC DEL COM 149123101 1026 8113 SH SOLE 8113 0 0 CONAGRA BRANDS INC COM 205887102 218 6212 SH SOLE 6212 0 0 PEPSICO INC COM 713448108 43867 331670 SH SOLE 331670 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 3128 8633 SH SOLE 8633 0 0 CARMAX INC COM 143130102 237 2646 SH SOLE 2646 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 316 2456 SH SOLE 2456 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 331 10605 SH SOLE 10605 0 0 CONOCOPHILLIPS COM 20825C104 701 16693 SH SOLE 16693 0 0 ALPHABET INC CAP STK CL C 02079K107 6006 4249 SH SOLE 4249 0 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 8116 800000 PRN SOLE 800000 0 0 NIKE INC CL B 654106103 2098 21402 SH SOLE 21402 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 5752 29968 SH SOLE 29968 0 0 OMNICOM GROUP INC COM 681919106 39765 728297 SH SOLE 728297 0 0 AMERIPRISE FINL INC COM 03076C106 299 1993 SH SOLE 1993 0 0 AIR PRODS & CHEMS INC COM 009158106 786 3257 SH SOLE 3257 0 0 INCYTE CORP COM 45337C102 265 2545 SH SOLE 2545 0 0 RIO TINTO PLC SPONSORED ADR 767204100 291 5185 SH SOLE 5185 0 0 UNITEDHEALTH GROUP INC COM 91324P102 4091 13869 SH SOLE 13869 0 0 OFFICE DEPOT INC COM 676220106 37 15700 SH SOLE 15700 0 0 TE CONNECTIVITY LTD REG SHS H84989104 411 5040 SH SOLE 5040 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 990 5913 SH SOLE 5913 0 0 MICRON TECHNOLOGY INC COM 595112103 833 16161 SH SOLE 16161 0 0 NUVEEN MUN VALUE FD INC COM 670928100 161 15800 SH SOLE 15800 0 0 CINTAS CORP COM 172908105 350 1313 SH SOLE 1313 0 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 5972 143769 SH SOLE 143769 0 0 ISHARES TR S&P SML 600 GWT 464287887 1731 10194 SH SOLE 10194 0 0 VULCAN MATLS CO COM 929160109 242 2090 SH SOLE 2090 0 0 GENERAL ELECTRIC CO COM 369604103 862 126150 SH SOLE 126150 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 44076 727214 SH SOLE 727214 0 0 AUTODESK INC COM 052769106 789 3298 SH SOLE 3298 0 0 MCDONALDS CORP COM 580135101 2029 11000 SH SOLE 11000 0 0 ISHARES TR S&P 100 ETF 464287101 8842 77500 SH Put SOLE 77500 0 0 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 6241 4650 SH SOLE 4650 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 373 6347 SH SOLE 6347 0 0 CAPITAL ONE FINL CORP COM 14040H105 427 6828 SH SOLE 6828 0 0 CORNING INC COM 219350105 318 12290 SH SOLE 12290 0 0 WILLIAMS COS INC COM 969457100 506 26598 SH SOLE 26598 0 0 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 30 12228 SH SOLE 12228 0 0 ROPER TECHNOLOGIES INC COM 776696106 609 1568 SH SOLE 1568 0 0 IDEXX LABS INC COM 45168D104 397 1203 SH SOLE 1203 0 0 DUKE REALTY CORP COM NEW 264411505 291 8225 SH SOLE 8225 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 1055 3633 SH SOLE 3633 0 0 DUPONT DE NEMOURS INC COM 26614N102 550 10351 SH SOLE 10351 0 0 BANK NEW YORK MELLON CORP COM 064058100 482 12467 SH SOLE 12467 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1291 20947 SH SOLE 20947 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 296 8500 SH SOLE 8500 0 0 MPLX LP COM UNIT REP LTD 55336V100 326 18882 SH SOLE 18882 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 250 2484 SH SOLE 2484 0 0 HUMANA INC COM 444859102 751 1936 SH SOLE 1936 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 202 20726 SH SOLE 20726 0 0 DOW INC COM 260557103 425 10421 SH SOLE 10421 0 0 REGENERON PHARMACEUTICALS COM 75886F107 736 1180 SH SOLE 1180 0 0 JOHNSON & JOHNSON COM 478160104 36432 259064 SH SOLE 259064 0 0 PHILIP MORRIS INTL INC COM 718172109 25021 357131 SH SOLE 357131 0 0 TRACTOR SUPPLY CO COM 892356106 208 1579 SH SOLE 1579 0 0 ROSS STORES INC COM 778296103 723 8483 SH SOLE 8483 0 0 PAYPAL HLDGS INC COM 70450Y103 4276 24540 SH SOLE 24540 0 0 CENTENE CORP DEL COM 15135B101 512 8053 SH SOLE 8053 0 0 AMERISOURCEBERGEN CORP COM 03073E105 233 2314 SH SOLE 2314 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1526 12636 SH SOLE 12636 0 0 BLACKROCK INC COM 09247X101 41640 76531 SH SOLE 76531 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 325 3648 SH SOLE 3648 0 0 MERITOR INC NOTE 3.250%10/1 59001KAF7 4126 4100000 PRN SOLE 4100000 0 0 AON PLC SHS CL A G0403H108 676 3510 SH SOLE 3510 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 252 1516 SH SOLE 1516 0 0 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 892 950000 PRN SOLE 950000 0 0 PPG INDS INC COM 693506107 404 3813 SH SOLE 3813 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 4056 66805 SH SOLE 66805 0 0 SCHLUMBERGER LTD COM 806857108 345 18782 SH SOLE 18782 0 0 ADOBE INC COM 00724F101 3129 7187 SH SOLE 7187 0 0 S&P GLOBAL INC COM 78409V104 1148 3483 SH SOLE 3483 0 0 FIFTH THIRD BANCORP COM 316773100 215 11146 SH SOLE 11146 0 0 INTEL CORP COM 458140100 42170 704833 SH SOLE 704833 0 0 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 6967 7271000 PRN SOLE 7271000 0 0 CENTURYLINK INC COM 156700106 110 10961 SH SOLE 10961 0 0 EBAY INC. COM 278642103 597 11378 SH SOLE 11378 0 0 CLOROX CO DEL COM 189054109 444 2026 SH SOLE 2026 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 409 389 SH SOLE 389 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 306 1552 SH SOLE 1552 0 0 VERINT SYS INC NOTE 1.500% 6/0 92343XAA8 2893 2900000 PRN SOLE 2900000 0 0 BLACKROCK ENHANCED EQUITY DI COM 09251A104 208 28300 SH SOLE 28300 0 0 CITRIX SYS INC COM 177376100 282 1909 SH SOLE 1909 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1715 10463 SH SOLE 10463 0 0 FASTENAL CO COM 311900104 358 8361 SH SOLE 8361 0 0 MSCI INC COM 55354G100 398 1191 SH SOLE 1191 0 0 AMAZON COM INC COM 023135106 16575 6008 SH SOLE 6008 0 0 GENERAL DYNAMICS CORP COM 369550108 35311 236254 SH SOLE 236254 0 0 INTL PAPER CO COM 460146103 35263 1001516 SH SOLE 1001516 0 0 REPUBLIC SVCS INC COM 760759100 258 3140 SH SOLE 3140 0 0 COCA COLA CO COM 191216100 41577 930561 SH SOLE 930561 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 422 4779 SH SOLE 4779 0 0 ENTERGY CORP NEW COM 29364G103 278 2961 SH SOLE 2961 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 50225 1157795 SH SOLE 1157795 0 0 BK OF AMERICA CORP COM 060505104 3031 127639 SH SOLE 127639 0 0 DEXCOM INC COM 252131107 241 595 SH SOLE 595 0 0 SOUTHWESTERN ENERGY CO COM 845467109 39 15400 SH SOLE 15400 0 0 MERCK & CO. INC COM 58933Y105 44138 570780 SH SOLE 570780 0 0 ISHARES TR TIPS BD ETF 464287176 2981 24233 SH SOLE 24233 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 294 2303 SH SOLE 2303 0 0 ANALOG DEVICES INC COM 032654105 654 5334 SH SOLE 5334 0 0 HERCULES CAPITAL INC DBCV 4.375% 2/0 427096AF9 4414 4520000 PRN SOLE 4520000 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 470 25872 SH SOLE 25872 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 3636 3850000 PRN SOLE 3850000 0 0 ISHARES TR PFD AND INCM SEC 464288687 27066 781359 SH SOLE 781359 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 363 3784 SH SOLE 3784 0 0 ISHARES TR MSCI EAFE ETF 464287465 21855 359045 SH SOLE 359045 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 303 13502 SH SOLE 13502 0 0 ONEOK INC NEW COM 682680103 292 8776 SH SOLE 8776 0 0 VERISK ANALYTICS INC COM 92345Y106 386 2266 SH SOLE 2266 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1124 5689 SH SOLE 5689 0 0 CDW CORP COM 12514G108 203 1751 SH SOLE 1751 0 0 QUALCOMM INC COM 747525103 48401 530658 SH SOLE 530658 0 0 WALMART INC COM 931142103 2393 19975 SH SOLE 19975 0 0 AMERICAN ELEC PWR CO INC UNIT 03/15/2022 025537127 2711 56000 SH SOLE 56000 0 0 AVALONBAY CMNTYS INC COM 053484101 397 2569 SH SOLE 2569 0 0 STATE STR CORP COM 857477103 327 5148 SH SOLE 5148 0 0 MARATHON OIL CORP COM 565849106 64 10476 SH SOLE 10476 0 0 ALLSTATE CORP COM 020002101 34121 351803 SH SOLE 351803 0 0 MICROSOFT CORP COM 594918104 22775 111911 SH SOLE 111911 0 0 EXELON CORP COM 30161N101 503 13851 SH SOLE 13851 0 0 IHS MARKIT LTD SHS G47567105 405 5363 SH SOLE 5363 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 362 3435 SH SOLE 3435 0 0 STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 3539 3775000 PRN SOLE 3775000 0 0 AMETEK INC COM 031100100 248 2778 SH SOLE 2778 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 480 11313 SH SOLE 11313 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1716 11774 SH SOLE 11774 0 0 EDISON INTL COM 281020107 291 5361 SH SOLE 5361 0 0 GILEAD SCIENCES INC COM 375558103 40686 528808 SH SOLE 528808 0 0 HERSHEY CO COM 427866108 39548 305110 SH SOLE 305110 0 0 STARBUCKS CORP COM 855244109 1299 17650 SH SOLE 17650 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 224 1603 SH SOLE 1603 0 0 ISHARES TR GL CLEAN ENE ETF 464288224 362 28897 SH SOLE 28897 0 0 DIGITAL RLTY TR INC COM 253868103 496 3490 SH SOLE 3490 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 1103 8226 SH SOLE 8226 0 0 HOPE BANCORP INC NOTE 2.000% 5/1 43940TAB5 3620 4450000 PRN SOLE 4450000 0 0 MCKESSON CORP COM 58155Q103 389 2537 SH SOLE 2537 0 0 GALLAGHER ARTHUR J & CO COM 363576109 231 2374 SH SOLE 2374 0 0 DOLLAR GEN CORP NEW COM 256677105 688 3610 SH SOLE 3610 0 0 WELLTOWER INC COM 95040Q104 300 5791 SH SOLE 5791 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5028 28166 SH SOLE 28166 0 0 GENERAL MTRS CO COM 37045V100 446 17630 SH SOLE 17630 0 0 HUNTINGTON BANCSHARES INC COM 446150104 144 15897 SH SOLE 15897 0 0 PNC FINL SVCS GROUP INC COM 693475105 37994 361121 SH SOLE 361121 0 0 NOVO-NORDISK A S ADR 670100205 273 4173 SH SOLE 4173 0 0 FORTIVE CORP COM 34959J108 307 4535 SH SOLE 4535 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 8348 29455 SH SOLE 29455 0 0 KRAFT HEINZ CO COM 500754106 303 9492 SH SOLE 9492 0 0 BIOGEN INC COM 09062X103 962 3596 SH SOLE 3596 0 0 ESSEX PPTY TR INC COM 297178105 210 918 SH SOLE 918 0 0 BEST BUY INC COM 086516101 38878 445487 SH SOLE 445487 0 0 SCHWAB CHARLES CORP COM 808513105 568 16823 SH SOLE 16823 0 0 WATERS CORP COM 941848103 211 1171 SH SOLE 1171 0 0 HALLIBURTON CO COM 406216101 141 10853 SH SOLE 10853 0 0 LAUDER ESTEE COS INC CL A 518439104 1203 6374 SH SOLE 6374 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 4965 321381 SH SOLE 321381 0 0 BAXTER INTL INC COM 071813109 622 7229 SH SOLE 7229 0 0 ECOLAB INC COM 278865100 752 3778 SH SOLE 3778 0 0 KLA CORP COM NEW 482480100 448 2304 SH SOLE 2304 0 0 BOSTON SCIENTIFIC CORP COM 101137107 729 20770 SH SOLE 20770 0 0 TJX COS INC NEW COM 872540109 921 18216 SH SOLE 18216 0 0 HP INC COM 40434L105 386 22133 SH SOLE 22133 0 0 HOST HOTELS & RESORTS INC COM 44107P104 116 10714 SH SOLE 10714 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 8689 8180000 PRN SOLE 8180000 0 0 ABIOMED INC COM 003654100 457 1891 SH SOLE 1891 0 0 PRUDENTIAL FINL INC COM 744320102 373 6118 SH SOLE 6118 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 362 3229 SH SOLE 3229 0 0 ISHARES INC CORE MSCI EMKT 46434G103 4408 92614 SH SOLE 92614 0 0 INTUIT COM 461202103 1150 3882 SH SOLE 3882 0 0 MOODYS CORP COM 615369105 631 2296 SH SOLE 2296 0 0 CBRE GROUP INC CL A 12504L109 225 4977 SH SOLE 4977 0 0 SHERWIN WILLIAMS CO COM 824348106 711 1231 SH SOLE 1231 0 0 MONDELEZ INTL INC CL A 609207105 1144 22377 SH SOLE 22377 0 0 CERNER CORP COM 156782104 786 11466 SH SOLE 11466 0 0