0001085146-20-000316.txt : 20200129
0001085146-20-000316.hdr.sgml : 20200129
20200128173438
ACCESSION NUMBER: 0001085146-20-000316
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200129
DATE AS OF CHANGE: 20200128
EFFECTIVENESS DATE: 20200129
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONNING INC.
CENTRAL INDEX KEY: 0000801051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 431719355
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04513
FILM NUMBER: 20555727
BUSINESS ADDRESS:
STREET 1: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06103-2627
BUSINESS PHONE: 860-299-2151
MAIL ADDRESS:
STREET 1: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06103-2627
FORMER COMPANY:
FORMER CONFORMED NAME: CONNING Asset Management Co.
DATE OF NAME CHANGE: 20040726
FORMER COMPANY:
FORMER CONFORMED NAME: CONNING CORP
DATE OF NAME CHANGE: 19970407
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000801051
XXXXXXXX
12-31-2019
12-31-2019
false
CONNING INC.
ONE FINANCIAL PLAZA
HARTFORD
CT
06103-2627
13F HOLDINGS REPORT
028-04513
N
Robert Pearce
Managing Director
860-299-2151
/s/ Robert Pearce
Hartford
CT
01-27-2020
0
480
3051167
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
40248
228137
SH
SOLE
228137
0
0
ABB LTD
SPONSORED ADR
000375204
231
9569
SH
SOLE
9569
0
0
ABBOTT LABS
COM
002824100
2312
26615
SH
SOLE
26615
0
0
ABBVIE INC
COM
00287Y109
2052
23177
SH
SOLE
23177
0
0
ABIOMED INC
COM
003654100
299
1755
SH
SOLE
1755
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
2068
9821
SH
SOLE
9821
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
660
11101
SH
SOLE
11101
0
0
ADOBE INC
COM
00724F101
2562
7768
SH
SOLE
7768
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
682
14870
SH
SOLE
14870
0
0
AES CORP
COM
00130H105
210
10542
SH
SOLE
10542
0
0
AFLAC INC
COM
001055102
639
12074
SH
SOLE
12074
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
399
4679
SH
SOLE
4679
0
0
AIR PRODS & CHEMS INC
COM
009158106
814
3462
SH
SOLE
3462
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
227
2627
SH
SOLE
2627
0
0
AKAMAI TECHNOLOGIES INC
NOTE 0.125% 5/0
00971TAJ0
7502
6775000
PRN
SOLE
6775000
0
0
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
262
1620
SH
SOLE
1620
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
360
3331
SH
SOLE
3331
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
282
1330
SH
SOLE
1330
0
0
ALIGN TECHNOLOGY INC
COM
016255101
304
1090
SH
SOLE
1090
0
0
ALLERGAN PLC
SHS
G0177J108
893
4672
SH
SOLE
4672
0
0
ALLSTATE CORP
COM
020002101
615
5467
SH
SOLE
5467
0
0
ALPHABET INC
CAP STK CL A
02079K305
6341
4734
SH
SOLE
4734
0
0
ALPHABET INC
CAP STK CL C
02079K107
6184
4625
SH
SOLE
4625
0
0
ALTRIA GROUP INC
COM
02209S103
33040
661997
SH
SOLE
661997
0
0
ALZA CORP
SDCV 7/2
02261WAB5
4808
2400000
PRN
SOLE
2400000
0
0
AMAZON COM INC
COM
023135106
11708
6336
SH
SOLE
6336
0
0
AMCOR PLC
ORD
G0250X107
239
22040
SH
SOLE
22040
0
0
AMEREN CORP
COM
023608102
334
4348
SH
SOLE
4348
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
768
8125
SH
SOLE
8125
0
0
AMERICAN ELEC PWR CO INC
UNIT 03/15/2022
025537127
3031
56000
SH
SOLE
56000
0
0
AMERICAN EXPRESS CO
COM
025816109
1283
10304
SH
SOLE
10304
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
667
12999
SH
SOLE
12999
0
0
AMERICAN RLTY CAP PPTYS INC
NOTE 3.750%12/1
02917TAB0
1522
1500000
PRN
SOLE
1500000
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
1623
7062
SH
SOLE
7062
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
318
2589
SH
SOLE
2589
0
0
AMERIPRISE FINL INC
COM
03076C106
352
2112
SH
SOLE
2112
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
222
2606
SH
SOLE
2606
0
0
AMETEK INC NEW
COM
031100100
288
2891
SH
SOLE
2891
0
0
AMGEN INC
COM
031162100
49766
206437
SH
SOLE
206437
0
0
AMPHENOL CORP NEW
CL A
032095101
498
4597
SH
SOLE
4597
0
0
ANALOG DEVICES INC
COM
032654105
642
5401
SH
SOLE
5401
0
0
ANSYS INC
COM
03662Q105
325
1261
SH
SOLE
1261
0
0
ANTHEM INC
COM
036752103
1211
4009
SH
SOLE
4009
0
0
ANTHEM INC
NOTE 2.750%10/1
94973VBG1
6038
1435000
PRN
SOLE
1435000
0
0
AON PLC
SHS CL A
G0408V102
795
3818
SH
SOLE
3818
0
0
APPLE INC
COM
037833100
19714
67134
SH
SOLE
67134
0
0
APPLIED MATLS INC
COM
038222105
866
14187
SH
SOLE
14187
0
0
APTIV PLC
SHS
G6095L109
363
3821
SH
SOLE
3821
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
9096
196236
SH
SOLE
196236
0
0
AT&T INC
COM
00206R102
4688
119954
SH
SOLE
119954
0
0
AUTODESK INC
COM
052769106
602
3282
SH
SOLE
3282
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
1204
7064
SH
SOLE
7064
0
0
AUTOZONE INC
COM
053332102
322
270
SH
SOLE
270
0
0
AVALONBAY CMNTYS INC
COM
053484101
578
2757
SH
SOLE
2757
0
0
AVON PRODS INC
COM
054303102
72
12800
SH
SOLE
12800
0
0
BALL CORP
COM
058498106
333
5146
SH
SOLE
5146
0
0
BANK AMER CORP
7.25%CNV PFD L
060505682
6347
4380
SH
SOLE
4380
0
0
BANK AMER CORP
COM
060505104
4958
140781
SH
SOLE
140781
0
0
BANK N S HALIFAX
COM
064149107
588
10408
SH
SOLE
10408
0
0
BANK NEW YORK MELLON CORP
COM
064058100
685
13613
SH
SOLE
13613
0
0
BAXTER INTL INC
COM
071813109
633
7571
SH
SOLE
7571
0
0
BCE INC
COM NEW
05534B760
594
12820
SH
SOLE
12820
0
0
BECTON DICKINSON & CO
COM
075887109
1296
4765
SH
SOLE
4765
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
6776
29918
SH
SOLE
29918
0
0
BEST BUY INC
COM
086516101
50245
572268
SH
SOLE
572268
0
0
BIOGEN INC
COM
09062X103
1180
3975
SH
SOLE
3975
0
0
BLACKROCK ENERGY & RES TR
COM
09250U101
220
18507
SH
SOLE
18507
0
0
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
266
26796
SH
SOLE
26796
0
0
BLACKROCK FLOATING RATE INCO
COM
091941104
237
18445
SH
SOLE
18445
0
0
BLACKROCK INC
COM
09247X101
38788
77160
SH
SOLE
77160
0
0
BOEING CO
COM
097023105
2673
8206
SH
SOLE
8206
0
0
BOOKING HLDGS INC
COM
09857L108
1468
715
SH
SOLE
715
0
0
BOSTON PROPERTIES INC
COM
101121101
300
2179
SH
SOLE
2179
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
906
20039
SH
SOLE
20039
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
2716
42311
SH
SOLE
42311
0
0
BROADCOM INC
COM
11135F101
47591
150596
SH
SOLE
150596
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
271
3901
SH
SOLE
3901
0
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
1824
134150
SH
SOLE
134150
0
0
CAPITAL ONE FINL CORP
COM
14040H105
712
6923
SH
SOLE
6923
0
0
CARDINAL HEALTH INC
COM
14149Y108
24099
476448
SH
SOLE
476448
0
0
CARMAX INC
COM
143130102
246
2809
SH
SOLE
2809
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
9007
177202
SH
SOLE
177202
0
0
CATERPILLAR INC DEL
COM
149123101
1287
8716
SH
SOLE
8716
0
0
CBRE GROUP INC
CL A
12504L109
282
4607
SH
SOLE
4607
0
0
CEMEX SAB DE CV
NOTE 3.720% 3/1
151290BR3
1002
1000000
PRN
SOLE
1000000
0
0
CENTENE CORP DEL
COM
15135B101
377
5992
SH
SOLE
5992
0
0
CENTERPOINT ENERGY INC
COM
15189T107
213
7806
SH
SOLE
7806
0
0
CENTURYLINK INC
COM
156700106
159
12043
SH
SOLE
12043
0
0
CERNER CORP
COM
156782104
846
11528
SH
SOLE
11528
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
1135
2340
SH
SOLE
2340
0
0
CHENIERE ENERGY INC
NOTE 4.250% 3/1
16411RAG4
3982
5075000
PRN
SOLE
5075000
0
0
CHEVRON CORP NEW
COM
166764100
3573
29652
SH
SOLE
29652
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
335
400
SH
SOLE
400
0
0
CHUBB LIMITED
COM
H1467J104
1127
7238
SH
SOLE
7238
0
0
CHURCH & DWIGHT INC
COM
171340102
278
3951
SH
SOLE
3951
0
0
CIGNA CORP NEW
COM
125523100
1160
5674
SH
SOLE
5674
0
0
CINTAS CORP
COM
172908105
339
1258
SH
SOLE
1258
0
0
CISCO SYS INC
COM
17275R102
51319
1070040
SH
SOLE
1070040
0
0
CITIGROUP INC
COM NEW
172967424
3201
40068
SH
SOLE
40068
0
0
CITIZENS FINL GROUP INC
COM
174610105
288
7080
SH
SOLE
7080
0
0
CITRIX SYS INC
COM
177376100
228
2058
SH
SOLE
2058
0
0
CLOROX CO DEL
COM
189054109
38862
253104
SH
SOLE
253104
0
0
CME GROUP INC
COM
12572Q105
1028
5120
SH
SOLE
5120
0
0
CMS ENERGY CORP
COM
125896100
543
8648
SH
SOLE
8648
0
0
COCA COLA CO
COM
191216100
50017
903650
SH
SOLE
903650
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
752
12124
SH
SOLE
12124
0
0
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
2543
97080
SH
SOLE
97080
0
0
COLGATE PALMOLIVE CO
COM
194162103
942
13684
SH
SOLE
13684
0
0
COMCAST CORP NEW
CL A
20030N101
3144
69916
SH
SOLE
69916
0
0
CONAGRA BRANDS INC
COM
205887102
258
7549
SH
SOLE
7549
0
0
CONCHO RES INC
COM
20605P101
231
2636
SH
SOLE
2636
0
0
CONOCOPHILLIPS
COM
20825C104
1143
17583
SH
SOLE
17583
0
0
CONSOLIDATED EDISON INC
COM
209115104
483
5338
SH
SOLE
5338
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
329
1734
SH
SOLE
1734
0
0
COOPER COS INC
COM NEW
216648402
215
670
SH
SOLE
670
0
0
COPART INC
COM
217204106
246
2700
SH
SOLE
2700
0
0
CORNING INC
COM
219350105
372
12773
SH
SOLE
12773
0
0
CORTEVA INC
COM
22052L104
328
11108
SH
SOLE
11108
0
0
COSTCO WHSL CORP NEW
COM
22160K105
2047
6964
SH
SOLE
6964
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
899
6321
SH
SOLE
6321
0
0
CSX CORP
COM
126408103
926
12799
SH
SOLE
12799
0
0
CUMMINS INC
COM
231021106
45073
251863
SH
SOLE
251863
0
0
CVS HEALTH CORP
COM
126650100
1840
24763
SH
SOLE
24763
0
0
D R HORTON INC
COM
23331A109
259
4918
SH
SOLE
4918
0
0
DANAHER CORPORATION
COM
235851102
1543
10053
SH
SOLE
10053
0
0
DARDEN RESTAURANTS INC
COM
237194105
210
1925
SH
SOLE
1925
0
0
DCP MIDSTREAM LP
COM UT LTD PTN
23311P100
375
15323
SH
SOLE
15323
0
0
DEERE & CO
COM
244199105
835
4818
SH
SOLE
4818
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
518
8860
SH
SOLE
8860
0
0
DENBURY RES INC
COM NEW
247916208
19
13400
SH
SOLE
13400
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
223
2399
SH
SOLE
2399
0
0
DIGITAL RLTY TR INC
COM
253868103
374
3122
SH
SOLE
3122
0
0
DISCOVER FINL SVCS
COM
254709108
411
4841
SH
SOLE
4841
0
0
DISNEY WALT CO
COM DISNEY
254687106
3915
27072
SH
SOLE
27072
0
0
DOLLAR GEN CORP NEW
COM
256677105
605
3880
SH
SOLE
3880
0
0
DOLLAR TREE INC
COM
256746108
326
3467
SH
SOLE
3467
0
0
DOMINION ENERGY INC
COM
25746U109
3402
41078
SH
SOLE
41078
0
0
DOVER CORP
COM
260003108
266
2312
SH
SOLE
2312
0
0
DOW INC
COM
260557103
599
10939
SH
SOLE
10939
0
0
DTE ENERGY CO
COM
233331107
436
3360
SH
SOLE
3360
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
1004
11008
SH
SOLE
11008
0
0
DUKE REALTY CORP
COM NEW
264411505
299
8633
SH
SOLE
8633
0
0
DUPONT DE NEMOURS INC
COM
26614N102
710
11058
SH
SOLE
11058
0
0
EATON CORP PLC
SHS
G29183103
8475
89470
SH
SOLE
89470
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
425
32079
SH
SOLE
32079
0
0
EATON VANCE TAX MNGD GBL DV
COM
27829F108
987
112406
SH
SOLE
112406
0
0
EBAY INC
COM
278642103
421
11669
SH
SOLE
11669
0
0
ECOLAB INC
COM
278865100
777
4024
SH
SOLE
4024
0
0
EDISON INTL
COM
281020107
409
5420
SH
SOLE
5420
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
795
3406
SH
SOLE
3406
0
0
ELECTRONIC ARTS INC
COM
285512109
751
6988
SH
SOLE
6988
0
0
EMERSON ELEC CO
COM
291011104
750
9830
SH
SOLE
9830
0
0
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
147
14625
SH
SOLE
14625
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
3529
275050
SH
SOLE
275050
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
231
37699
SH
SOLE
37699
0
0
ENTERGY CORP NEW
COM
29364G103
344
2868
SH
SOLE
2868
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
3109
110390
SH
SOLE
110390
0
0
EOG RES INC
COM
26875P101
774
9237
SH
SOLE
9237
0
0
EQM MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
510
17062
SH
SOLE
17062
0
0
EQUIFAX INC
COM
294429105
257
1835
SH
SOLE
1835
0
0
EQUINIX INC
COM
29444U700
815
1397
SH
SOLE
1397
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
529
6541
SH
SOLE
6541
0
0
ESSEX PPTY TR INC
COM
297178105
295
980
SH
SOLE
980
0
0
EVERGY INC
COM
30034W106
2336
35886
SH
SOLE
35886
0
0
EVERSOURCE ENERGY
COM
30040W108
415
4876
SH
SOLE
4876
0
0
EXELON CORP
COM
30161N101
669
14680
SH
SOLE
14680
0
0
EXTRA SPACE STORAGE INC
COM
30225T102
205
1940
SH
SOLE
1940
0
0
EXXON MOBIL CORP
COM
30231G102
50640
725714
SH
SOLE
725714
0
0
F M C CORP
COM NEW
302491303
205
2058
SH
SOLE
2058
0
0
FACEBOOK INC
CL A
30303M102
7763
37824
SH
SOLE
37824
0
0
FASTENAL CO
COM
311900104
321
8680
SH
SOLE
8680
0
0
FEDEX CORP
COM
31428X106
589
3896
SH
SOLE
3896
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
1007
7237
SH
SOLE
7237
0
0
FIFTH THIRD BANCORP
COM
316773100
356
11566
SH
SOLE
11566
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
254
2160
SH
SOLE
2160
0
0
FIRSTENERGY CORP
COM
337932107
334
6866
SH
SOLE
6866
0
0
FISERV INC
COM
337738108
907
7847
SH
SOLE
7847
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
348
1211
SH
SOLE
1211
0
0
FORD MTR CO DEL
COM
345370860
516
55502
SH
SOLE
55502
0
0
FORTINET INC
COM
34959E109
206
1931
SH
SOLE
1931
0
0
FORTIVE CORP
COM
34959J108
351
4599
SH
SOLE
4599
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
245
18709
SH
SOLE
18709
0
0
FTI CONSULTING INC
NOTE 2.000% 8/1
302941AP4
3653
2900000
PRN
SOLE
2900000
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
230
2420
SH
SOLE
2420
0
0
GENERAL DYNAMICS CORP
COM
369550108
36911
209305
SH
SOLE
209305
0
0
GENERAL ELECTRIC CO
COM
369604103
1573
140972
SH
SOLE
140972
0
0
GENERAL MLS INC
COM
370334104
503
9389
SH
SOLE
9389
0
0
GENERAL MTRS CO
COM
37045V100
644
17600
SH
SOLE
17600
0
0
GENUINE PARTS CO
COM
372460105
230
2167
SH
SOLE
2167
0
0
GILEAD SCIENCES INC
COM
375558103
1311
20171
SH
SOLE
20171
0
0
GLOBAL PMTS INC
COM
37940X102
772
4228
SH
SOLE
4228
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1554
6757
SH
SOLE
6757
0
0
GRAINGER W W INC
COM
384802104
242
716
SH
SOLE
716
0
0
HALLIBURTON CO
COM
406216101
264
10787
SH
SOLE
10787
0
0
HANCOCK JOHN TAX-ADV DIV INC
COM
41013V100
308
11250
SH
SOLE
11250
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
253
4161
SH
SOLE
4161
0
0
HCA HEALTHCARE INC
COM
40412C101
594
4020
SH
SOLE
4020
0
0
HEALTHPEAK PPTYS INC
COM
42250P103
853
24757
SH
SOLE
24757
0
0
HERCULES CAPITAL INC
DBCV 4.375% 2/0
427096AF9
4619
4520000
PRN
SOLE
4520000
0
0
HERSHEY CO
COM
427866108
45153
307203
SH
SOLE
307203
0
0
HESS CORP
COM
42809H107
258
3860
SH
SOLE
3860
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
357
22505
SH
SOLE
22505
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
467
4211
SH
SOLE
4211
0
0
HOME DEPOT INC
COM
437076102
41292
189085
SH
SOLE
189085
0
0
HONDA MOTOR LTD
AMERN SHS
438128308
587
20739
SH
SOLE
20739
0
0
HONEYWELL INTL INC
COM
438516106
2014
11378
SH
SOLE
11378
0
0
HOPE BANCORP INC
NOTE 2.000% 5/1
43940TAB5
2021
2150000
PRN
SOLE
2150000
0
0
HORMEL FOODS CORP
COM
440452100
213
4731
SH
SOLE
4731
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
221
11915
SH
SOLE
11915
0
0
HP INC
COM
40434L105
502
24443
SH
SOLE
24443
0
0
HUMANA INC
COM
444859102
788
2150
SH
SOLE
2150
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
245
16250
SH
SOLE
16250
0
0
IDEXX LABS INC
COM
45168D104
355
1360
SH
SOLE
1360
0
0
IHS MARKIT LTD
SHS
G47567105
412
5471
SH
SOLE
5471
0
0
ILLINOIS TOOL WKS INC
COM
452308109
47792
266059
SH
SOLE
266059
0
0
ILLUMINA INC
COM
452327109
746
2250
SH
SOLE
2250
0
0
ILLUMINA INC
NOTE 0.500% 6/1
452327AH2
7202
5185000
PRN
SOLE
5185000
0
0
INCYTE CORP
COM
45337C102
210
2400
SH
SOLE
2400
0
0
INGERSOLL-RAND PLC
SHS
G47791101
489
3680
SH
SOLE
3680
0
0
INTEL CORP
COM
458140100
51664
863224
SH
SOLE
863224
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
821
8875
SH
SOLE
8875
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
46964
350374
SH
SOLE
350374
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
206
1597
SH
SOLE
1597
0
0
INTL PAPER CO
COM
460146103
37110
805870
SH
SOLE
805870
0
0
INTUIT
COM
461202103
1067
4073
SH
SOLE
4073
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
1094
1850
SH
SOLE
1850
0
0
IQVIA HLDGS INC
COM
46266C105
357
2309
SH
SOLE
2309
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
3740
69560
SH
SOLE
69560
0
0
ISHARES INC
MSCI BRIC INDX
464286657
2479
54705
SH
SOLE
54705
0
0
ISHARES S&P GSCI COMMODITY I
UNIT BEN INT
46428R107
311
19178
SH
SOLE
19178
0
0
ISHARES TR
0-5YR HI YL CP
46434V407
9759
210194
SH
SOLE
210194
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
5701
87380
SH
SOLE
87380
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
15102
73377
SH
SOLE
73377
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
30979
369460
SH
SOLE
369460
0
0
ISHARES TR
CORE S&P500 ETF
464287200
47212
146059
SH
SOLE
146059
0
0
ISHARES TR
EAFE GRWTH ETF
464288885
909
10507
SH
SOLE
10507
0
0
ISHARES TR
EAFE VALUE ETF
464288877
700
14016
SH
SOLE
14016
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
2864
32570
SH
SOLE
32570
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
51850
405205
SH
SOLE
405205
0
0
ISHARES TR
LNG TR CRPRT BD
464289511
1905
28569
SH
SOLE
28569
0
0
ISHARES TR
MSCI EAFE ETF
464287465
29409
423516
SH
SOLE
423516
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
1354
30185
SH
SOLE
30185
0
0
ISHARES TR
PFD AND INCM SEC
464288687
29371
781359
SH
SOLE
781359
0
0
ISHARES TR
RUS 1000 ETF
464287622
1984
11118
SH
SOLE
11118
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
4768
27101
SH
SOLE
27101
0
0
ISHARES TR
RUS MID CAP ETF
464287499
18440
309291
SH
SOLE
309291
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
12960
78228
SH
SOLE
78228
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
2083
10759
SH
SOLE
10759
0
0
ISHARES TR
S&P SML 600 GWT
464287887
1971
10194
SH
SOLE
10194
0
0
ISHARES TR
SH TR CRPORT ETF
464288646
37179
693256
SH
SOLE
693256
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
1682
10462
SH
SOLE
10462
0
0
ISHARES TR
TIPS BD ETF
464287176
2789
23923
SH
SOLE
23923
0
0
ISHARES TR
USD INV GRDE ETF
464288620
8589
147320
SH
SOLE
147320
0
0
JOHNSON & JOHNSON
COM
478160104
41962
287664
SH
SOLE
287664
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
453
11134
SH
SOLE
11134
0
0
JPMORGAN CHASE & CO
COM
46625H100
56182
403030
SH
SOLE
403030
0
0
KAMAN CORP
NOTE 3.250% 5/0
483548AF0
2751
2300000
PRN
SOLE
2300000
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
210
1371
SH
SOLE
1371
0
0
KELLOGG CO
COM
487836108
281
4058
SH
SOLE
4058
0
0
KEYCORP NEW
COM
493267108
323
15934
SH
SOLE
15934
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
269
2624
SH
SOLE
2624
0
0
KIMBERLY CLARK CORP
COM
494368103
41725
303344
SH
SOLE
303344
0
0
KIMCO RLTY CORP
COM
49446R109
200
9657
SH
SOLE
9657
0
0
KINDER MORGAN INC DEL
COM
49456B101
2341
110571
SH
SOLE
110571
0
0
KLA CORPORATION
COM NEW
482480100
398
2232
SH
SOLE
2232
0
0
KNOWLES CORP
NOTE 3.250%11/0
49926DAB5
2121
1625000
PRN
SOLE
1625000
0
0
KRAFT HEINZ CO
COM
500754106
311
9683
SH
SOLE
9683
0
0
KROGER CO
COM
501044101
373
12860
SH
SOLE
12860
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
731
3696
SH
SOLE
3696
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
272
1606
SH
SOLE
1606
0
0
LAM RESEARCH CORP
COM
512807108
681
2328
SH
SOLE
2328
0
0
LAMB WESTON HLDGS INC
COM
513272104
204
2376
SH
SOLE
2376
0
0
LAUDER ESTEE COS INC
CL A
518439104
1364
6604
SH
SOLE
6604
0
0
LENNAR CORP
CL A
526057104
229
4096
SH
SOLE
4096
0
0
LILLY ELI & CO
COM
532457108
1714
13041
SH
SOLE
13041
0
0
LINDE PLC
SHS
G5494J103
1664
7816
SH
SOLE
7816
0
0
LOCKHEED MARTIN CORP
COM
539830109
38263
98267
SH
SOLE
98267
0
0
LOEWS CORP
COM
540424108
238
4537
SH
SOLE
4537
0
0
LOWES COS INC
COM
548661107
1493
12465
SH
SOLE
12465
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
8733
92427
SH
SOLE
92427
0
0
M & T BK CORP
COM
55261F104
347
2044
SH
SOLE
2044
0
0
MACQUARIE INFRASTRUCTURE COR
NOTE 2.000%10/0
55608BAB1
4692
4950000
PRN
SOLE
4950000
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
2439
38800
SH
SOLE
38800
0
0
MAGNA INTL INC
COM
559222401
314
5725
SH
SOLE
5725
0
0
MARATHON OIL CORP
COM
565849106
191
14058
SH
SOLE
14058
0
0
MARATHON PETE CORP
COM
56585A102
598
9923
SH
SOLE
9923
0
0
MARRIOTT INTL INC NEW
CL A
571903202
665
4390
SH
SOLE
4390
0
0
MARSH & MCLENNAN COS INC
COM
571748102
785
7048
SH
SOLE
7048
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
257
920
SH
SOLE
920
0
0
MASCO CORP
COM
574599106
227
4739
SH
SOLE
4739
0
0
MASTERCARD INC
CL A
57636Q104
4459
14932
SH
SOLE
14932
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
8868
144166
SH
SOLE
144166
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
357
2106
SH
SOLE
2106
0
0
MCDONALDS CORP
COM
580135101
2360
11941
SH
SOLE
11941
0
0
MCKESSON CORP
COM
58155Q103
414
2996
SH
SOLE
2996
0
0
MEDTRONIC PLC
SHS
G5960L103
11175
98503
SH
SOLE
98503
0
0
MERCK & CO INC
COM
58933Y105
52099
572831
SH
SOLE
572831
0
0
MERITOR INC
NOTE 3.250%10/1
59001KAF7
4442
4100000
PRN
SOLE
4100000
0
0
METLIFE INC
COM
59156R108
2664
52267
SH
SOLE
52267
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
270
340
SH
SOLE
340
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
221
6651
SH
SOLE
6651
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
374
3575
SH
SOLE
3575
0
0
MICRON TECHNOLOGY INC
COM
595112103
917
17043
SH
SOLE
17043
0
0
MICROSOFT CORP
COM
594918104
18863
119611
SH
SOLE
119611
0
0
MID AMER APT CMNTYS INC
COM
59522J103
211
1600
SH
SOLE
1600
0
0
MONDELEZ INTL INC
CL A
609207105
1346
24445
SH
SOLE
24445
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
411
6461
SH
SOLE
6461
0
0
MOODYS CORP
COM
615369105
581
2449
SH
SOLE
2449
0
0
MORGAN STANLEY
COM NEW
617446448
939
18364
SH
SOLE
18364
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
344
2136
SH
SOLE
2136
0
0
MPLX LP
COM UNIT REP LTD
55336V100
1714
67303
SH
SOLE
67303
0
0
MSCI INC
COM
55354G100
333
1290
SH
SOLE
1290
0
0
NABORS INDS INC NEW
NOTE 0.750% 1/1
62957HAB1
4305
5700000
PRN
SOLE
5700000
0
0
NETAPP INC
COM
64110D104
245
3928
SH
SOLE
3928
0
0
NETFLIX INC
COM
64110L106
2092
6465
SH
SOLE
6465
0
0
NEWMONT GOLDCORP CORPORATION
COM
651639106
497
11448
SH
SOLE
11448
0
0
NEXTERA ENERGY INC
COM
65339F101
1855
7662
SH
SOLE
7662
0
0
NIKE INC
CL B
654106103
2034
20077
SH
SOLE
20077
0
0
NORFOLK SOUTHERN CORP
COM
655844108
833
4289
SH
SOLE
4289
0
0
NORTHERN TR CORP
COM
665859104
359
3380
SH
SOLE
3380
0
0
NORTHROP GRUMMAN CORP
COM
666807102
878
2552
SH
SOLE
2552
0
0
NORTHWESTERN CORP
COM NEW
668074305
5524
77076
SH
SOLE
77076
0
0
NORTONLIFELOCK INC
COM
668771108
222
8681
SH
SOLE
8681
0
0
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
8617
945000
PRN
SOLE
945000
0
0
NOVO-NORDISK A S
ADR
670100205
266
4590
SH
SOLE
4590
0
0
NUANCE COMMUNICATIONS INC
DBCV 1.000%12/1
67020YAK6
1914
1900000
PRN
SOLE
1900000
0
0
NUANCE COMMUNICATIONS INC
NOTE 1.250% 4/0
67020YAN0
2105
1900000
PRN
SOLE
1900000
0
0
NUCOR CORP
COM
670346105
37320
663114
SH
SOLE
663114
0
0
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
321
19255
SH
SOLE
19255
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
553
54000
SH
SOLE
54000
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
169
15800
SH
SOLE
15800
0
0
NVIDIA CORP
COM
67066G104
2161
9184
SH
SOLE
9184
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
507
1157
SH
SOLE
1157
0
0
OCCIDENTAL PETE CORP
COM
674599105
463
11228
SH
SOLE
11228
0
0
OFFICE DEPOT INC
COM
676220106
43
15800
SH
SOLE
15800
0
0
OMNICOM GROUP INC
COM
681919106
46374
572379
SH
SOLE
572379
0
0
ON SEMICONDUCTOR CORP
NOTE 1.625%10/1
682189AP0
4195
3050000
PRN
SOLE
3050000
0
0
ONEOK INC NEW
COM
682680103
2030
26825
SH
SOLE
26825
0
0
ORACLE CORP
COM
68389X105
1977
37325
SH
SOLE
37325
0
0
PACCAR INC
COM
693718108
432
5458
SH
SOLE
5458
0
0
PARKER HANNIFIN CORP
COM
701094104
401
1948
SH
SOLE
1948
0
0
PATTERN ENERGY GROUP INC
NOTE 4.000% 7/1
70338PAB6
2373
2350000
PRN
SOLE
2350000
0
0
PAYCHEX INC
COM
704326107
26540
312011
SH
SOLE
312011
0
0
PAYPAL HLDGS INC
COM
70450Y103
2782
25716
SH
SOLE
25716
0
0
PEPSICO INC
COM
713448108
48453
354524
SH
SOLE
354524
0
0
PFIZER INC
COM
717081103
50931
1299931
SH
SOLE
1299931
0
0
PHILIP MORRIS INTL INC
COM
718172109
26615
312784
SH
SOLE
312784
0
0
PHILLIPS 66
COM
718546104
798
7159
SH
SOLE
7159
0
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
957
15523
SH
SOLE
15523
0
0
PIMCO INCOME STRATEGY FUND I
COM
72201J104
596
56266
SH
SOLE
56266
0
0
PIONEER NAT RES CO
COM
723787107
405
2673
SH
SOLE
2673
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
1424
77458
SH
SOLE
77458
0
0
PNC FINL SVCS GROUP INC
COM
693475105
48774
305544
SH
SOLE
305544
0
0
PPG INDS INC
COM
693506107
530
3971
SH
SOLE
3971
0
0
PPL CORP
COM
69351T106
364
10142
SH
SOLE
10142
0
0
PRICE T ROWE GROUP INC
COM
74144T108
479
3930
SH
SOLE
3930
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
2089
1340000
PRN
SOLE
1340000
0
0
PRICELINE GRP INC
NOTE 0.900% 9/1
741503AX4
5765
4970000
PRN
SOLE
4970000
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
45463
826608
SH
SOLE
826608
0
0
PROCTER & GAMBLE CO
COM
742718109
51187
409826
SH
SOLE
409826
0
0
PROGRESSIVE CORP OHIO
COM
743315103
676
9336
SH
SOLE
9336
0
0
PROLOGIS INC
COM
74340W103
1017
11406
SH
SOLE
11406
0
0
PROSHARES TR
SHRT 20+YR TRE
74347X849
4341
221381
SH
SOLE
221381
0
0
PRUDENTIAL FINL INC
COM
744320102
607
6478
SH
SOLE
6478
0
0
PUBLIC STORAGE
COM
74460D109
507
2382
SH
SOLE
2382
0
0
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
515
8716
SH
SOLE
8716
0
0
QORVO INC
COM
74736K101
219
1880
SH
SOLE
1880
0
0
QUALCOMM INC
COM
747525103
49419
560116
SH
SOLE
560116
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
241
2261
SH
SOLE
2261
0
0
RAYTHEON CO
COM NEW
755111507
956
4352
SH
SOLE
4352
0
0
REALTY INCOME CORP
COM
756109104
298
4051
SH
SOLE
4051
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
395
1051
SH
SOLE
1051
0
0
REGIONS FINL CORP NEW
COM
7591EP100
305
17752
SH
SOLE
17752
0
0
REPUBLIC SVCS INC
COM
760759100
293
3270
SH
SOLE
3270
0
0
RESMED INC
COM
761152107
338
2180
SH
SOLE
2180
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
337
5685
SH
SOLE
5685
0
0
ROCKWELL AUTOMATION INC
COM
773903109
398
1964
SH
SOLE
1964
0
0
ROPER TECHNOLOGIES INC
COM
776696106
583
1647
SH
SOLE
1647
0
0
ROSS STORES INC
COM
778296103
1021
8772
SH
SOLE
8772
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
308
3885
SH
SOLE
3885
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
614
4600
SH
SOLE
4600
0
0
S&P GLOBAL INC
COM
78409V104
1018
3729
SH
SOLE
3729
0
0
SALESFORCE COM INC
COM
79466L302
2024
12447
SH
SOLE
12447
0
0
SANOFI
SPONSORED ADR
80105N105
682
13586
SH
SOLE
13586
0
0
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
446
1850
SH
SOLE
1850
0
0
SCHLUMBERGER LTD
COM
806857108
803
19983
SH
SOLE
19983
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
329
8500
SH
SOLE
8500
0
0
SEMPRA ENERGY
COM
816851109
675
4455
SH
SOLE
4455
0
0
SERVICENOW INC
COM
81762P102
215
760
SH
SOLE
760
0
0
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
444
21977
SH
SOLE
21977
0
0
SHERWIN WILLIAMS CO
COM
824348106
745
1277
SH
SOLE
1277
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
769
5161
SH
SOLE
5161
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
295
2439
SH
SOLE
2439
0
0
SMUCKER J M CO
COM NEW
832696405
210
2013
SH
SOLE
2013
0
0
SOUTHERN CO
COM
842587107
1006
15788
SH
SOLE
15788
0
0
SOUTHWEST AIRLS CO
COM
844741108
395
7323
SH
SOLE
7323
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
75132
233431
SH
SOLE
233431
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
40226
107160
SH
SOLE
107160
0
0
SPDR SERIES TRUST
PORTFOLIO SHORT
78464A474
3576
115954
SH
SOLE
115954
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
3996
37150
SH
SOLE
37150
0
0
SPIRIT RLTY CAP INC NEW
NOTE 3.750% 5/1
84860WAB8
14977
14525000
PRN
SOLE
14525000
0
0
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
78531
1685944
SH
SOLE
1685944
0
0
STANLEY BLACK & DECKER INC
COM
854502101
376
2271
SH
SOLE
2271
0
0
STARBUCKS CORP
COM
855244109
1566
17808
SH
SOLE
17808
0
0
STARWOOD PPTY TR INC
NOTE 4.375% 4/0
85571BAH8
3923
3775000
PRN
SOLE
3775000
0
0
STATE STR CORP
COM
857477103
757
9566
SH
SOLE
9566
0
0
STRYKER CORP
COM
863667101
1039
4947
SH
SOLE
4947
0
0
SUNCOR ENERGY INC NEW
COM
867224107
8141
248200
SH
SOLE
248200
0
0
SVB FINL GROUP
COM
78486Q101
208
830
SH
SOLE
830
0
0
SYNCHRONY FINL
COM
87165B103
305
8483
SH
SOLE
8483
0
0
SYNOPSYS INC
COM
871607107
290
2080
SH
SOLE
2080
0
0
SYSCO CORP
COM
871829107
658
7695
SH
SOLE
7695
0
0
T MOBILE US INC
COM
872590104
210
2679
SH
SOLE
2679
0
0
TARGET CORP
COM
87612E106
48776
380441
SH
SOLE
380441
0
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
388
9174
SH
SOLE
9174
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
515
5370
SH
SOLE
5370
0
0
TELUS CORP
COM
87971M103
557
14370
SH
SOLE
14370
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
932
95131
SH
SOLE
95131
0
0
TEXAS INSTRS INC
COM
882508104
50623
394598
SH
SOLE
394598
0
0
THE CHARLES SCHWAB CORPORATI
COM
808513105
877
18442
SH
SOLE
18442
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
2961
9113
SH
SOLE
9113
0
0
TIFFANY & CO NEW
COM
886547108
225
1684
SH
SOLE
1684
0
0
TJX COS INC NEW
COM
872540109
1200
19654
SH
SOLE
19654
0
0
TRANSDIGM GROUP INC
COM
893641100
358
640
SH
SOLE
640
0
0
TRAVELERS COMPANIES INC
COM
89417E109
45834
334674
SH
SOLE
334674
0
0
TRUIST FINL CORP
COM
89832Q109
48108
854183
SH
SOLE
854183
0
0
TWITTER INC
COM
90184L102
291
9081
SH
SOLE
9081
0
0
TWITTER INC
NOTE 0.250% 6/1
90184LAF9
3696
3850000
PRN
SOLE
3850000
0
0
TYSON FOODS INC
CL A
902494103
413
4539
SH
SOLE
4539
0
0
ULTA BEAUTY INC
COM
90384S303
230
910
SH
SOLE
910
0
0
UNION PACIFIC CORP
COM
907818108
2069
11444
SH
SOLE
11444
0
0
UNITED AIRLINES HLDGS INC
COM
910047109
293
3330
SH
SOLE
3330
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
46038
393282
SH
SOLE
393282
0
0
UNITED RENTALS INC
COM
911363109
202
1210
SH
SOLE
1210
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1761
11756
SH
SOLE
11756
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
4675
15901
SH
SOLE
15901
0
0
US BANCORP DEL
COM NEW
902973304
38139
643268
SH
SOLE
643268
0
0
V F CORP
COM
918204108
51369
515439
SH
SOLE
515439
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
45500
485855
SH
SOLE
485855
0
0
VANECK VECTORS ETF TRUST
FALLEN ANGEL HG
92189F437
4027
134922
SH
SOLE
134922
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
1595
8950
SH
SOLE
8950
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
8655
29260
SH
SOLE
29260
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
1481
8943
SH
SOLE
8943
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
10469
63981
SH
SOLE
63981
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
799
18129
SH
SOLE
18129
0
0
VARIAN MED SYS INC
COM
92220P105
213
1497
SH
SOLE
1497
0
0
VENTAS INC
COM
92276F100
314
5446
SH
SOLE
5446
0
0
VERINT SYS INC
NOTE 1.500% 6/0
92343XAA8
3111
2900000
PRN
SOLE
2900000
0
0
VERISIGN INC
COM
92343E102
339
1760
SH
SOLE
1760
0
0
VERISK ANALYTICS INC
COM
92345Y106
352
2360
SH
SOLE
2360
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
51143
832940
SH
SOLE
832940
0
0
VERRICA PHARMACEUTICALS INC
COM
92511W108
2050
129013
SH
SOLE
129013
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
850
3880
SH
SOLE
3880
0
0
VIACOMCBS INC
CL B
92556H206
374
8910
SH
SOLE
8910
0
0
VISA INC
COM CL A
92826C839
5447
28988
SH
SOLE
28988
0
0
VISHAY INTERTECHNOLOGY INC
NOTE 2.250% 6/1
928298AP3
951
950000
PRN
SOLE
950000
0
0
VULCAN MATLS CO
COM
929160109
298
2071
SH
SOLE
2071
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
704
11934
SH
SOLE
11934
0
0
WALMART INC
COM
931142103
2554
21492
SH
SOLE
21492
0
0
WASTE MGMT INC DEL
COM
94106L109
646
5672
SH
SOLE
5672
0
0
WATERS CORP
COM
941848103
282
1209
SH
SOLE
1209
0
0
WEC ENERGY GROUP INC
COM
92939U106
1465
15883
SH
SOLE
15883
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
244
740
SH
SOLE
740
0
0
WELLS FARGO CO NEW
COM
949746101
4012
74569
SH
SOLE
74569
0
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
6634
4575
SH
SOLE
4575
0
0
WELLTOWER INC
COM
95040Q104
486
5941
SH
SOLE
5941
0
0
WESTERN DIGITAL CORP
COM
958102105
300
4726
SH
SOLE
4726
0
0
WESTERN DIGITAL CORP
NOTE 1.500% 2/0
958102AP0
7493
7635000
PRN
SOLE
7635000
0
0
WESTERN MIDSTREAM PARTNERS L
COM UNIT LP INT
958669103
809
41104
SH
SOLE
41104
0
0
WEYERHAEUSER CO
COM
962166104
424
14042
SH
SOLE
14042
0
0
WILLIAMS COS INC DEL
COM
969457100
1866
78661
SH
SOLE
78661
0
0
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
337
1670
SH
SOLE
1670
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
4716
66805
SH
SOLE
66805
0
0
WORKDAY INC
NOTE 0.250%10/0
98138HAF8
3701
2900000
PRN
SOLE
2900000
0
0
XCEL ENERGY INC
COM
98389B100
517
8139
SH
SOLE
8139
0
0
XILINX INC
COM
983919101
386
3949
SH
SOLE
3949
0
0
XYLEM INC
COM
98419M100
208
2636
SH
SOLE
2636
0
0
YUM BRANDS INC
COM
988498101
528
5240
SH
SOLE
5240
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
476
3179
SH
SOLE
3179
0
0
ZOETIS INC
CL A
98978V103
969
7319
SH
SOLE
7319
0
0