0001085146-15-001567.txt : 20150803
0001085146-15-001567.hdr.sgml : 20150801
20150803154306
ACCESSION NUMBER: 0001085146-15-001567
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150803
DATE AS OF CHANGE: 20150803
EFFECTIVENESS DATE: 20150803
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONNING INC.
CENTRAL INDEX KEY: 0000801051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 431719355
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04513
FILM NUMBER: 151022306
BUSINESS ADDRESS:
STREET 1: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06103-2627
BUSINESS PHONE: 860-299-2151
MAIL ADDRESS:
STREET 1: ONE FINANCIAL PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06103-2627
FORMER COMPANY:
FORMER CONFORMED NAME: CONNING Asset Management Co.
DATE OF NAME CHANGE: 20040726
FORMER COMPANY:
FORMER CONFORMED NAME: CONNING CORP
DATE OF NAME CHANGE: 19970407
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000801051
XXXXXXXX
06-30-2015
06-30-2015
false
CONNING INC.
ONE FINANCIAL PLAZA
HARTFORD
CT
06103-2627
13F HOLDINGS REPORT
028-04513
N
Robert Pearce
Managing Director
860-299-2151
/s/ Robert Pearce
Hartford
CT
07-23-2015
0
576
2436938
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
25336
164199
SH
SOLE
164199
0
0
ABBOTT LABS
COM
002824100
2770
56431
SH
SOLE
56431
0
0
ABBVIE INC
COM
00287Y109
31053
462172
SH
SOLE
462172
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1805
18649
SH
SOLE
18649
0
0
ACE LTD
SHS
H0023R105
945
9290
SH
SOLE
9290
0
0
ADOBE SYS INC
COM
00724F101
1053
12997
SH
SOLE
12997
0
0
AES CORP
COM
00130H105
242
18273
SH
SOLE
18273
0
0
AETNA INC NEW
COM
00817Y108
1235
9690
SH
SOLE
9690
0
0
AFFILIATED MANAGERS GROUP
COM
008252108
350
1600
SH
SOLE
1600
0
0
AFLAC INC
COM
001055102
1139
18318
SH
SOLE
18318
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
419
10866
SH
SOLE
10866
0
0
AIR PRODS & CHEMS INC
COM
009158106
1303
9521
SH
SOLE
9521
0
0
AIRGAS INC
COM
009363102
212
2005
SH
SOLE
2005
0
0
AIRTRAN HLDGS INC
NOTE 5.250%11/0
00949PAD0
2325
950000
PRN
SOLE
950000
0
0
AK STL HLDG CORP
COM
001547108
44
11280
SH
SOLE
11280
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
341
4884
SH
SOLE
4884
0
0
ALCOA INC
COM
013817101
698
62597
SH
SOLE
62597
0
0
ALCOA INC
DEP SHS 1/10TH
013817309
1177
29775
SH
SOLE
29775
0
0
ALERE INC
COM
01449J105
200
3790
SH
SOLE
3790
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
1077
5960
SH
SOLE
5960
0
0
ALLERGAN PLC
SHS
G0177J108
3486
11487
SH
SOLE
11487
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
511
1751
SH
SOLE
1751
0
0
ALLSTATE CORP
COM
020002101
750
11560
SH
SOLE
11560
0
0
ALTERA CORP
COM
021441100
503
9829
SH
SOLE
9829
0
0
ALTRIA GROUP INC
COM
02209S103
25287
517017
SH
SOLE
517017
0
0
ALZA CORP
SDCV 7/2
02261WAB5
1947
1450000
PRN
SOLE
1450000
0
0
AMAZON COM INC
COM
023135106
4642
10694
SH
SOLE
10694
0
0
AMC NETWORKS INC
CL A
00164V103
458
5590
SH
SOLE
5590
0
0
AMEREN CORP
COM
023608102
245
6515
SH
SOLE
6515
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
393
9830
SH
SOLE
9830
0
0
AMERICAN ELEC PWR INC
COM
025537101
713
13468
SH
SOLE
13468
0
0
AMERICAN EXPRESS CO
COM
025816109
3047
39201
SH
SOLE
39201
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
2379
38485
SH
SOLE
38485
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
1259
13497
SH
SOLE
13497
0
0
AMERIPRISE FINL INC
COM
03076C106
1098
8785
SH
SOLE
8785
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
639
6010
SH
SOLE
6010
0
0
AMETEK INC NEW
COM
031100100
353
6443
SH
SOLE
6443
0
0
AMGEN INC
COM
031162100
3258
21222
SH
SOLE
21222
0
0
AMPHENOL CORP NEW
CL A
032095101
614
10586
SH
SOLE
10586
0
0
ANADARKO PETE CORP
COM
032511107
1774
22731
SH
SOLE
22731
0
0
ANALOG DEVICES INC
COM
032654105
20689
322333
SH
SOLE
322333
0
0
ANGLOGOLD ASHANTI LTD
SPONSORED ADR
035128206
1095
122348
SH
SOLE
122348
0
0
ANNALY CAP MGMT INC
COM
035710409
433
47071
SH
SOLE
47071
0
0
ANTHEM INC
COM
036752103
3443
20976
SH
SOLE
20976
0
0
AON PLC
SHS CL A
G0408V102
798
8003
SH
SOLE
8003
0
0
APACHE CORP
COM
037411105
10054
174454
SH
SOLE
174454
0
0
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
577
26028
SH
SOLE
26028
0
0
APPLE INC
COM
037833100
25771
205470
SH
SOLE
205470
0
0
APPLIED MATLS INC
COM
038222105
648
33715
SH
SOLE
33715
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
24104
499880
SH
SOLE
499880
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
416
6530
SH
SOLE
6530
0
0
AT&T INC
COM
00206R102
41447
1166851
SH
SOLE
1166851
0
0
AUTODESK INC
COM
052769106
306
6116
SH
SOLE
6116
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
21484
267775
SH
SOLE
267775
0
0
AUTOZONE INC
COM
053332102
1040
1559
SH
SOLE
1559
0
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
892
6710
SH
SOLE
6710
0
0
AVALONBAY CMNTYS INC
COM
053484101
729
4560
SH
SOLE
4560
0
0
BAKER HUGHES INC
COM
057224107
768
12440
SH
SOLE
12440
0
0
BALL CORP
COM
058498106
261
3724
SH
SOLE
3724
0
0
BANK AMER CORP
7.25%CNV PFD L
060505682
778
700
SH
SOLE
700
0
0
BANK AMER CORP
COM
060505104
6003
352699
SH
SOLE
352699
0
0
BANK NEW YORK MELLON CORP
COM
064058100
1467
34950
SH
SOLE
34950
0
0
BARD C R INC
COM
067383109
521
3052
SH
SOLE
3052
0
0
BAXTER INTL INC
COM
071813109
2564
36671
SH
SOLE
36671
0
0
BB&T CORP
COM
054937107
1011
25081
SH
SOLE
25081
0
0
BECTON DICKINSON & CO
COM
075887109
956
6747
SH
SOLE
6747
0
0
BED BATH & BEYOND INC
COM
075896100
470
6809
SH
SOLE
6809
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
410
2
SH
SOLE
2
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
6898
50679
SH
SOLE
50679
0
0
BEST BUY INC
COM
086516101
480
14734
SH
SOLE
14734
0
0
BIOGEN INC
COM
09062X103
3339
8266
SH
SOLE
8266
0
0
BLACKROCK BUILD AMER BD TR
SHS
09248X100
721
36280
SH
SOLE
36280
0
0
BLACKROCK ENERGY & RES TR
COM
09250U101
9843
547766
SH
SOLE
547766
0
0
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
3048
381931
SH
SOLE
381931
0
0
BLACKROCK FLOATING RATE INCO
COM
091941104
1137
87596
SH
SOLE
87596
0
0
BLACKROCK INC
COM
09247X101
1291
3730
SH
SOLE
3730
0
0
BLACKROCK MUNICIPL INC QLTY
COM
092479104
245
18036
SH
SOLE
18036
0
0
BLACKROCK MUNIVEST FD INC
COM
09253R105
411
43033
SH
SOLE
43033
0
0
BLACKROCK MUNIYIELD QLTY FD
COM
09254E103
208
15144
SH
SOLE
15144
0
0
BLOCK H & R INC
COM
093671105
221
7440
SH
SOLE
7440
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
1510
104024
SH
SOLE
104024
0
0
BOEING CO
COM
097023105
25525
184007
SH
SOLE
184007
0
0
BORGWARNER INC
COM
099724106
345
6070
SH
SOLE
6070
0
0
BOSTON PROPERTIES INC
COM
101121101
619
5116
SH
SOLE
5116
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
651
36762
SH
SOLE
36762
0
0
BP PLC
SPONSORED ADR
055622104
815
20400
SH
SOLE
20400
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
3884
58376
SH
SOLE
58376
0
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
953
8800
SH
SOLE
8800
0
0
BROADCOM CORP
CL A
111320107
890
17290
SH
SOLE
17290
0
0
BROWN FORMAN CORP
CL B
115637209
391
3907
SH
SOLE
3907
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
3912
52910
SH
SOLE
52910
0
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
245
3931
SH
SOLE
3931
0
0
CA INC
COM
12673P105
4461
152319
SH
SOLE
152319
0
0
CABOT OIL & GAS CORP
COM
127097103
805
25524
SH
SOLE
25524
0
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
1807
164740
SH
SOLE
164740
0
0
CAMERON INTERNATIONAL CORP
COM
13342B105
632
12072
SH
SOLE
12072
0
0
CAMPBELL SOUP CO
COM
134429109
268
5626
SH
SOLE
5626
0
0
CAPITAL ONE FINL CORP
COM
14040H105
1538
17479
SH
SOLE
17479
0
0
CARDINAL HEALTH INC
COM
14149Y108
776
9280
SH
SOLE
9280
0
0
CARMAX INC
COM
143130102
381
5759
SH
SOLE
5759
0
0
CARNIVAL CORP
PAIRED CTF
143658300
600
12154
SH
SOLE
12154
0
0
CATERPILLAR INC DEL
COM
149123101
1889
22273
SH
SOLE
22273
0
0
CBRE GROUP INC
CL A
12504L109
281
7593
SH
SOLE
7593
0
0
CBS CORP NEW
CL B
124857202
993
17891
SH
SOLE
17891
0
0
CELGENE CORP
COM
151020104
2582
22310
SH
SOLE
22310
0
0
CENTERPOINT ENERGY INC
COM
15189T107
221
11602
SH
SOLE
11602
0
0
CENTURYLINK INC
COM
156700106
540
18375
SH
SOLE
18375
0
0
CERNER CORP
COM
156782104
914
13234
SH
SOLE
13234
0
0
CF INDS HLDGS INC
COM
125269100
475
7385
SH
SOLE
7385
0
0
CHESAPEAKE ENERGY CORP
COM
165167107
153
13683
SH
SOLE
13683
0
0
CHEVRON CORP NEW
COM
166764100
27073
280641
SH
SOLE
280641
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
647
1070
SH
SOLE
1070
0
0
CHUBB CORP
COM
171232101
2361
24818
SH
SOLE
24818
0
0
CIGNA CORPORATION
COM
125509109
1580
9753
SH
SOLE
9753
0
0
CIMAREX ENERGY CO
COM
171798101
270
2450
SH
SOLE
2450
0
0
CINTAS CORP
COM
172908105
226
2672
SH
SOLE
2672
0
0
CISCO SYS INC
COM
17275R102
33167
1207841
SH
SOLE
1207841
0
0
CIT GROUP INC
COM NEW
125581801
1860
40000
SH
SOLE
40000
0
0
CITIGROUP INC
COM NEW
172967424
5240
94855
SH
SOLE
94855
0
0
CITRIX SYS INC
COM
177376100
373
5311
SH
SOLE
5311
0
0
CITRIX SYS INC
NOTE 0.500% 4/1
177376AD2
3544
3350000
PRN
SOLE
3350000
0
0
CLOROX CO DEL
COM
189054109
21115
202993
SH
SOLE
202993
0
0
CME GROUP INC
COM
12572Q105
22925
246350
SH
SOLE
246350
0
0
CMS ENERGY CORP
COM
125896100
373
11718
SH
SOLE
11718
0
0
COACH INC
COM
189754104
258
7456
SH
SOLE
7456
0
0
COCA COLA CO
COM
191216100
31267
797025
SH
SOLE
797025
0
0
COCA COLA ENTERPRISES INC NE
COM
19122T109
263
6059
SH
SOLE
6059
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
1201
19656
SH
SOLE
19656
0
0
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
2685
127721
SH
SOLE
127721
0
0
COHEN & STEERS QUALITY RLTY
COM
19247L106
449
41959
SH
SOLE
41959
0
0
COLGATE PALMOLIVE CO
COM
194162103
1755
26831
SH
SOLE
26831
0
0
COMCAST CORP NEW
CL A
20030N101
5174
86039
SH
SOLE
86039
0
0
COMERICA INC
COM
200340107
252
4902
SH
SOLE
4902
0
0
COMPUTER SCIENCES CORP
COM
205363104
295
4500
SH
SOLE
4500
0
0
CONAGRA FOODS INC
COM
205887102
555
12687
SH
SOLE
12687
0
0
CONOCOPHILLIPS
COM
20825C104
4967
80882
SH
SOLE
80882
0
0
CONSOLIDATED EDISON INC
COM
209115104
455
7858
SH
SOLE
7858
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
486
4185
SH
SOLE
4185
0
0
CORNING INC
COM
219350105
755
38280
SH
SOLE
38280
0
0
COSTCO WHSL CORP NEW
COM
22160K105
2156
15963
SH
SOLE
15963
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
738
9190
SH
SOLE
9190
0
0
CSX CORP
COM
126408103
897
27473
SH
SOLE
27473
0
0
CUMMINS INC
COM
231021106
22719
173180
SH
SOLE
173180
0
0
CVS HEALTH CORP
COM
126650100
5735
54685
SH
SOLE
54685
0
0
D R HORTON INC
COM
23331A109
235
8572
SH
SOLE
8572
0
0
DANAHER CORP DEL
COM
235851102
4529
52918
SH
SOLE
52918
0
0
DARDEN RESTAURANTS INC
COM
237194105
245
3440
SH
SOLE
3440
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
692
8708
SH
SOLE
8708
0
0
DCP MIDSTREAM PARTNERS LP
COM UT LTD PTN
23311P100
1460
47586
SH
SOLE
47586
0
0
DEERE & CO
COM
244199105
3421
35247
SH
SOLE
35247
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
676
7950
SH
SOLE
7950
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
921
22420
SH
SOLE
22420
0
0
DEVELOPERS DIVERSIFIED RLTY
NOTE 1.750%11/1
251591AX1
2059
1900000
PRN
SOLE
1900000
0
0
DEVON ENERGY CORP NEW
COM
25179M103
629
10568
SH
SOLE
10568
0
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
669
25911
SH
SOLE
25911
0
0
DIRECTV
COM
25490A309
1491
16073
SH
SOLE
16073
0
0
DISCOVER FINL SVCS
COM
254709108
724
12557
SH
SOLE
12557
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
551
16579
SH
SOLE
16579
0
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
201
6479
SH
SOLE
6479
0
0
DISNEY WALT CO
COM DISNEY
254687106
6152
53902
SH
SOLE
53902
0
0
DOLLAR GEN CORP NEW
COM
256677105
644
8280
SH
SOLE
8280
0
0
DOLLAR TREE INC
COM
256746108
445
5635
SH
SOLE
5635
0
0
DOMINION RES INC VA NEW
COM
25746U109
1210
18094
SH
SOLE
18094
0
0
DOMINION RES INC VA NEW
UNIT 99/99/9999
25746U869
11658
249635
SH
SOLE
249635
0
0
DOVER CORP
COM
260003108
313
4463
SH
SOLE
4463
0
0
DOW CHEM CO
COM
260543103
28353
554102
SH
SOLE
554102
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
425
5834
SH
SOLE
5834
0
0
DTE ENERGY CO
COM
233331107
372
4990
SH
SOLE
4990
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
25809
403574
SH
SOLE
403574
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
1473
20856
SH
SOLE
20856
0
0
E M C CORP MASS
COM
268648102
2322
87982
SH
SOLE
87982
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
381
12737
SH
SOLE
12737
0
0
EASTMAN CHEM CO
COM
277432100
340
4160
SH
SOLE
4160
0
0
EATON CORP PLC
SHS
G29183103
953
14118
SH
SOLE
14118
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
567
42079
SH
SOLE
42079
0
0
EATON VANCE TAX MNGD GBL DV
COM
27829F108
3876
400014
SH
SOLE
400014
0
0
EBAY INC
COM
278642103
2630
43656
SH
SOLE
43656
0
0
ECOLAB INC
COM
278865100
853
7546
SH
SOLE
7546
0
0
EDISON INTL
COM
281020107
491
8837
SH
SOLE
8837
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
431
3023
SH
SOLE
3023
0
0
ELECTRONIC ARTS INC
COM
285512109
1049
15771
SH
SOLE
15771
0
0
EMERSON ELEC CO
COM
291011104
28518
514492
SH
SOLE
514492
0
0
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
1299
81315
SH
SOLE
81315
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
4700
141000
SH
SOLE
141000
0
0
ENDO INTL PLC
SHS
G30401106
219
2750
SH
SOLE
2750
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
14360
223777
SH
SOLE
223777
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
10842
207697
SH
SOLE
207697
0
0
ENLINK MIDSTREAM PARTNERS LP
COM UNIT REP LTD
29336U107
2302
104781
SH
SOLE
104781
0
0
ENSCO PLC
SHS CLASS A
G3157S106
1893
85020
SH
SOLE
85020
0
0
ENTERGY CORP NEW
COM
29364G103
466
6612
SH
SOLE
6612
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
16146
540182
SH
SOLE
540182
0
0
EOG RES INC
COM
26875P101
1620
18502
SH
SOLE
18502
0
0
EQT CORP
COM
26884L109
355
4367
SH
SOLE
4367
0
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
2445
29982
SH
SOLE
29982
0
0
EQUIFAX INC
COM
294429105
318
3273
SH
SOLE
3273
0
0
EQUINIX INC
COM PAR $0.001
29444U700
203
800
SH
SOLE
800
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
847
12065
SH
SOLE
12065
0
0
ESSEX PPTY TR INC
COM
297178105
430
2023
SH
SOLE
2023
0
0
EVERSOURCE ENERGY
COM
30040W108
389
8574
SH
SOLE
8574
0
0
EVERTEC INC
COM
30040P103
247
11650
SH
SOLE
11650
0
0
EXELON CORP
COM
30161N101
1164
37041
SH
SOLE
37041
0
0
EXPEDIA INC DEL
COM NEW
30212P303
353
3230
SH
SOLE
3230
0
0
EXPEDITORS INTL WASH INC
COM
302130109
234
5081
SH
SOLE
5081
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
2738
30781
SH
SOLE
30781
0
0
EXXON MOBIL CORP
COM
30231G102
38909
467660
SH
SOLE
467660
0
0
F5 NETWORKS INC
COM
315616102
257
2138
SH
SOLE
2138
0
0
FACEBOOK INC
CL A
30303M102
5005
58360
SH
SOLE
58360
0
0
FASTENAL CO
COM
311900104
312
7402
SH
SOLE
7402
0
0
FEDEX CORP
COM
31428X106
1310
7685
SH
SOLE
7685
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
486
7858
SH
SOLE
7858
0
0
FIFTH THIRD BANCORP
COM
316773100
812
39004
SH
SOLE
39004
0
0
FIRSTENERGY CORP
COM
337932107
771
23675
SH
SOLE
23675
0
0
FISERV INC
COM
337738108
683
8244
SH
SOLE
8244
0
0
FLIR SYS INC
COM
302445101
361
11701
SH
SOLE
11701
0
0
FLOWSERVE CORP
COM
34354P105
411
7796
SH
SOLE
7796
0
0
FLUOR CORP NEW
COM
343412102
222
4190
SH
SOLE
4190
0
0
FMC TECHNOLOGIES INC
COM
30249U101
374
9024
SH
SOLE
9024
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1645
109593
SH
SOLE
109593
0
0
FRANKLIN RES INC
COM
354613101
535
10905
SH
SOLE
10905
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
563
30220
SH
SOLE
30220
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
139
28128
SH
SOLE
28128
0
0
GAP INC DEL
COM
364760108
318
8338
SH
SOLE
8338
0
0
GENERAL DYNAMICS CORP
COM
369550108
1708
12053
SH
SOLE
12053
0
0
GENERAL ELECTRIC CO
COM
369604103
12916
486102
SH
SOLE
486102
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
406
15803
SH
SOLE
15803
0
0
GENERAL MLS INC
COM
370334104
24505
439794
SH
SOLE
439794
0
0
GENERAL MTRS CO
COM
37045V100
1209
36280
SH
SOLE
36280
0
0
GENUINE PARTS CO
COM
372460105
429
4787
SH
SOLE
4787
0
0
GENWORTH FINL INC
COM CL A
37247D106
143
18931
SH
SOLE
18931
0
0
GILEAD SCIENCES INC
COM
375558103
4884
41716
SH
SOLE
41716
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
3997
19145
SH
SOLE
19145
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
429
14224
SH
SOLE
14224
0
0
GOOGLE INC
CL A
38259P508
5377
9957
SH
SOLE
9957
0
0
GOOGLE INC
CL C
38259P706
5203
9996
SH
SOLE
9996
0
0
GRAINGER W W INC
COM
384802104
449
1899
SH
SOLE
1899
0
0
GREAT PLAINS ENERGY INC
COM
391164100
2048
84762
SH
SOLE
84762
0
0
GUGGENHEIM BLD AMR BDS MANG
COM
401664107
715
34778
SH
SOLE
34778
0
0
HALLIBURTON CO
COM
406216101
1011
23463
SH
SOLE
23463
0
0
HANCOCK JOHN TAX-ADV DIV INC
COM
41013V100
438
22300
SH
SOLE
22300
0
0
HARLEY DAVIDSON INC
COM
412822108
359
6365
SH
SOLE
6365
0
0
HARMAN INTL INDS INC
COM
413086109
231
1942
SH
SOLE
1942
0
0
HARRIS CORP DEL
COM
413875105
298
3875
SH
SOLE
3875
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
610
14686
SH
SOLE
14686
0
0
HASBRO INC
COM
418056107
219
2930
SH
SOLE
2930
0
0
HCA HOLDINGS INC
COM
40412C101
377
4160
SH
SOLE
4160
0
0
HCP INC
COM
40414L109
2025
55536
SH
SOLE
55536
0
0
HEALTH CARE REIT INC
COM
42217K106
879
13400
SH
SOLE
13400
0
0
HEALTH CARE REIT INC
PFD PER CON I
42217K601
1397
23500
SH
SOLE
23500
0
0
HELMERICH & PAYNE INC
COM
423452101
208
2958
SH
SOLE
2958
0
0
HERSHEY CO
COM
427866108
422
4755
SH
SOLE
4755
0
0
HESS CORP
COM
42809H107
1010
15097
SH
SOLE
15097
0
0
HEWLETT PACKARD CO
COM
428236103
1683
56075
SH
SOLE
56075
0
0
HOME DEPOT INC
COM
437076102
4381
39426
SH
SOLE
39426
0
0
HONEYWELL INTL INC
COM
438516106
3184
31225
SH
SOLE
31225
0
0
HORMEL FOODS CORP
COM
440452100
201
3560
SH
SOLE
3560
0
0
HOSPIRA INC
COM
441060100
540
6089
SH
SOLE
6089
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
475
23958
SH
SOLE
23958
0
0
HSBC HLDGS PLC
ADR A 1/40PF A
404280604
6247
247600
SH
SOLE
247600
0
0
HUDSON CITY BANCORP
COM
443683107
153
15523
SH
SOLE
15523
0
0
HUMANA INC
COM
444859102
846
4423
SH
SOLE
4423
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
255
22536
SH
SOLE
22536
0
0
ILLINOIS TOOL WKS INC
COM
452308109
993
10815
SH
SOLE
10815
0
0
ILLUMINA INC
NOTE 0.500% 6/1
452327AH2
3955
3200000
PRN
SOLE
3200000
0
0
INGERSOLL-RAND PLC
SHS
G47791101
484
7181
SH
SOLE
7181
0
0
INTEL CORP
COM
458140100
29284
962820
SH
SOLE
962820
0
0
INTEL CORP
SDCV 12/1
458140AD2
7234
6000000
PRN
SOLE
6000000
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
1215
800000
PRN
SOLE
800000
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
734
3282
SH
SOLE
3282
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
30485
187418
SH
SOLE
187418
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
261
2385
SH
SOLE
2385
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
220
11396
SH
SOLE
11396
0
0
INTL PAPER CO
COM
460146103
25440
534576
SH
SOLE
534576
0
0
INTUIT
COM
461202103
959
9518
SH
SOLE
9518
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
1006
2076
SH
SOLE
2076
0
0
INVESCO LTD
SHS
G491BT108
436
11625
SH
SOLE
11625
0
0
ISHARES
EAFE GRWTH ETF
464288885
734
10507
SH
SOLE
10507
0
0
ISHARES
EAFE VALUE ETF
464288877
666
12734
SH
SOLE
12734
0
0
ISHARES
MSCI BRIC INDX
464286657
4769
127441
SH
SOLE
127441
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
6532
43550
SH
SOLE
43550
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
32696
277370
SH
SOLE
277370
0
0
ISHARES TR
CORE S&P500 ETF
464287200
30899
149113
SH
SOLE
149113
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
9891
85470
SH
SOLE
85470
0
0
ISHARES TR
MSCI EAFE ETF
464287465
38422
605169
SH
SOLE
605169
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
11403
287805
SH
SOLE
287805
0
0
ISHARES TR
RUS 1000 ETF
464287622
2040
17578
SH
SOLE
17578
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
3478
34114
SH
SOLE
34114
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
556
7539
SH
SOLE
7539
0
0
ISHARES TR
RUS MID-CAP ETF
464287499
21069
123709
SH
SOLE
123709
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
13953
111750
SH
SOLE
111750
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
1225
10759
SH
SOLE
10759
0
0
ISHARES TR
SELECT DIVID ETF
464287168
10791
143590
SH
SOLE
143590
0
0
ISHARES TR
SP SMCP600GR ETF
464287887
2050
15652
SH
SOLE
15652
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
1691
14356
SH
SOLE
14356
0
0
JEFFERIES GROUP INC NEW
DBCV 3.875%11/0
472319AG7
3068
3000000
PRN
SOLE
3000000
0
0
JOHNSON & JOHNSON
COM
478160104
39976
410174
SH
SOLE
410174
0
0
JOHNSON CTLS INC
COM
478366107
1511
30499
SH
SOLE
30499
0
0
JOY GLOBAL INC
COM
481165108
297
8210
SH
SOLE
8210
0
0
JPMORGAN CHASE & CO
COM
46625H100
8892
131223
SH
SOLE
131223
0
0
JUNIPER NETWORKS INC
COM
48203R104
512
19727
SH
SOLE
19727
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
279
3054
SH
SOLE
3054
0
0
KELLOGG CO
COM
487836108
4694
74859
SH
SOLE
74859
0
0
KEURIG GREEN MTN INC
COM
49271M100
255
3328
SH
SOLE
3328
0
0
KEYCORP NEW
COM
493267108
1627
108307
SH
SOLE
108307
0
0
KEYCORP NEW
PFD 7.75% SR A
493267405
1430
11000
SH
SOLE
11000
0
0
KIMBERLY CLARK CORP
COM
494368103
29871
281886
SH
SOLE
281886
0
0
KIMCO RLTY CORP
COM
49446R109
366
16246
SH
SOLE
16246
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
5
1730
SH
SOLE
1730
0
0
KINDER MORGAN INC DEL
COM
49456B101
1930
50273
SH
SOLE
50273
0
0
KKR & CO L P DEL
COM UNITS
48248M102
1166
51047
SH
SOLE
51047
0
0
KLA-TENCOR CORP
COM
482480100
304
5402
SH
SOLE
5402
0
0
KOHLS CORP
COM
500255104
492
7865
SH
SOLE
7865
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
24429
286929
SH
SOLE
286929
0
0
KROGER CO
COM
501044101
988
13625
SH
SOLE
13625
0
0
L BRANDS INC
COM
501797104
633
7386
SH
SOLE
7386
0
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
340
3001
SH
SOLE
3001
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
310
2561
SH
SOLE
2561
0
0
LAM RESEARCH CORP
COM
512807108
355
4369
SH
SOLE
4369
0
0
LAM RESEARCH CORP
NOTE 0.500% 5/1
512807AJ7
466
350000
PRN
SOLE
350000
0
0
LAM RESEARCH CORP
NOTE 1.250% 5/1
512807AL2
1396
975000
PRN
SOLE
975000
0
0
LAUDER ESTEE COS INC
CL A
518439104
559
6456
SH
SOLE
6456
0
0
LENNAR CORP
CL A
526057104
244
4783
SH
SOLE
4783
0
0
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
346
6560
SH
SOLE
6560
0
0
LILLY ELI & CO
COM
532457108
26315
315186
SH
SOLE
315186
0
0
LINCOLN NATL CORP IND
COM
534187109
416
7017
SH
SOLE
7017
0
0
LINEAR TECHNOLOGY CORP
COM
535678106
333
7524
SH
SOLE
7524
0
0
LOCKHEED MARTIN CORP
COM
539830109
27954
150372
SH
SOLE
150372
0
0
LOEWS CORP
COM
540424108
274
7122
SH
SOLE
7122
0
0
LOWES COS INC
COM
548661107
1792
26751
SH
SOLE
26751
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
1250
12077
SH
SOLE
12077
0
0
M & T BK CORP
COM
55261F104
519
4157
SH
SOLE
4157
0
0
MACERICH CO
COM
554382101
341
4570
SH
SOLE
4570
0
0
MACQUARIE INFRASTRUCTURE COR
NOTE 2.875% 7/1
55608BAA3
3539
3000000
PRN
SOLE
3000000
0
0
MACYS INC
COM
55616P104
647
9586
SH
SOLE
9586
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
6935
94509
SH
SOLE
94509
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
289
2451
SH
SOLE
2451
0
0
MARATHON OIL CORP
COM
565849106
4780
180092
SH
SOLE
180092
0
0
MARATHON PETE CORP
COM
56585A102
822
15710
SH
SOLE
15710
0
0
MARRIOTT INTL INC NEW
CL A
571903202
436
5858
SH
SOLE
5858
0
0
MARSH & MCLENNAN COS INC
COM
571748102
843
14869
SH
SOLE
14869
0
0
MASCO CORP
COM
574599106
415
15561
SH
SOLE
15561
0
0
MASTERCARD INC
CL A
57636Q104
2958
31640
SH
SOLE
31640
0
0
MATTEL INC
COM
577081102
1086
42257
SH
SOLE
42257
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
286
3533
SH
SOLE
3533
0
0
MCDONALDS CORP
COM
580135101
30236
318037
SH
SOLE
318037
0
0
MCGRAW HILL FINL INC
COM
580645109
942
9377
SH
SOLE
9377
0
0
MCKESSON CORP
COM
58155Q103
1779
7912
SH
SOLE
7912
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
831
9207
SH
SOLE
9207
0
0
MEADWESTVACO CORP
COM
583334107
211
4479
SH
SOLE
4479
0
0
MEDTRONIC PLC
SHS
G5960L103
2918
39378
SH
SOLE
39378
0
0
MERCK & CO INC NEW
COM
58933Y105
33922
595860
SH
SOLE
595860
0
0
MERITAGE HOMES CORP
COM
59001A102
51
1078
SH
SOLE
1078
0
0
MERITAGE HOMES CORP
NOTE 1.875% 9/1
59001AAR3
1597
1500000
PRN
SOLE
1500000
0
0
METLIFE INC
COM
59156R108
12635
225657
SH
SOLE
225657
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
214
5089
SH
SOLE
5089
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
254
5355
SH
SOLE
5355
0
0
MICRON TECHNOLOGY INC
COM
595112103
641
34044
SH
SOLE
34044
0
0
MICRON TECHNOLOGY INC
NOTE 3.000%11/1
595112AY9
1271
1400000
PRN
SOLE
1400000
0
0
MICROSOFT CORP
COM
594918104
32985
747117
SH
SOLE
747117
0
0
MOHAWK INDS INC
COM
608190104
344
1803
SH
SOLE
1803
0
0
MOLSON COORS BREWING CO
CL B
60871R209
265
3801
SH
SOLE
3801
0
0
MONDELEZ INTL INC
CL A
609207105
2194
53331
SH
SOLE
53331
0
0
MONSANTO CO NEW
COM
61166W101
3206
30078
SH
SOLE
30078
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
545
4070
SH
SOLE
4070
0
0
MOODYS CORP
COM
615369105
542
5023
SH
SOLE
5023
0
0
MORGAN STANLEY
COM NEW
617446448
1585
40857
SH
SOLE
40857
0
0
MOSAIC CO NEW
COM
61945C103
338
7210
SH
SOLE
7210
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
416
7259
SH
SOLE
7259
0
0
MPLX LP
COM UNIT REP LTD
55336V100
2387
33439
SH
SOLE
33439
0
0
MYLAN N V
SHS EURO
N59465109
725
10691
SH
SOLE
10691
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
26960
558414
SH
SOLE
558414
0
0
NATIONAL WESTMINSTER BK PLC
SPON ADR C
638539882
5136
200000
SH
SOLE
200000
0
0
NAVIENT CORP
COM
63938C108
201
11031
SH
SOLE
11031
0
0
NETAPP INC
COM
64110D104
276
8748
SH
SOLE
8748
0
0
NETFLIX INC
COM
64110L106
1232
1875
SH
SOLE
1875
0
0
NEWELL RUBBERMAID INC
COM
651229106
303
7376
SH
SOLE
7376
0
0
NEWMONT MINING CORP
COM
651639106
320
13681
SH
SOLE
13681
0
0
NEWMONT MINING CORP
NOTE 1.625% 7/1
651639AJ5
3095
3050000
PRN
SOLE
3050000
0
0
NEWS CORP NEW
CL A
65249B109
200
13717
SH
SOLE
13717
0
0
NEXTERA ENERGY INC
COM
65339F101
8570
87418
SH
SOLE
87418
0
0
NEXTERA ENERGY INC
UNIT 09/01/2016
65339F861
8828
165000
SH
SOLE
165000
0
0
NIELSEN N V
COM
N63218106
393
8781
SH
SOLE
8781
0
0
NIKE INC
CL B
654106103
3547
32836
SH
SOLE
32836
0
0
NISOURCE INC
COM
65473P105
386
8476
SH
SOLE
8476
0
0
NOBLE CORP PLC
SHS USD
G65431101
634
41174
SH
SOLE
41174
0
0
NOBLE ENERGY INC
COM
655044105
438
10258
SH
SOLE
10258
0
0
NORDSTROM INC
COM
655664100
280
3764
SH
SOLE
3764
0
0
NORFOLK SOUTHERN CORP
COM
655844108
954
10926
SH
SOLE
10926
0
0
NORTHERN TR CORP
COM
665859104
546
7143
SH
SOLE
7143
0
0
NORTHROP GRUMMAN CORP
COM
666807102
1166
7348
SH
SOLE
7348
0
0
NORTHWESTERN CORP
COM NEW
668074305
4183
85797
SH
SOLE
85797
0
0
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
2869
1200000
PRN
SOLE
1200000
0
0
NRG ENERGY INC
COM NEW
629377508
592
25881
SH
SOLE
25881
0
0
NUANCE COMMUNICATIONS INC
NOTE 2.750%11/0
67020YAF7
1513
1500000
PRN
SOLE
1500000
0
0
NUCOR CORP
COM
670346105
418
9481
SH
SOLE
9481
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
923
85900
SH
SOLE
85900
0
0
NUVEEN MUN OPPORTUNITY FD IN
COM
670984103
272
20000
SH
SOLE
20000
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
326
33900
SH
SOLE
33900
0
0
NVIDIA CORP
COM
67066G104
350
17382
SH
SOLE
17382
0
0
NVIDIA CORP
NOTE 1.000%12/0
67066GAC8
1662
1450000
PRN
SOLE
1450000
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
686
3037
SH
SOLE
3037
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
23146
297617
SH
SOLE
297617
0
0
OLD REP INTL CORP
NOTE 3.750% 3/1
680223AH7
3005
2550000
PRN
SOLE
2550000
0
0
OMNICOM GROUP INC
COM
681919106
21399
307941
SH
SOLE
307941
0
0
ON SEMICONDUCTOR CORP
NOTE 2.625%12/1
682189AH8
1301
1050000
PRN
SOLE
1050000
0
0
ONEOK INC NEW
COM
682680103
219
5546
SH
SOLE
5546
0
0
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
3608
106114
SH
SOLE
106114
0
0
ORACLE CORP
COM
68389X105
4079
101226
SH
SOLE
101226
0
0
PACCAR INC
COM
693718108
759
11891
SH
SOLE
11891
0
0
PALL CORP
COM
696429307
393
3154
SH
SOLE
3154
0
0
PARAGON OFFSHORE PLC
SHS
G6S01W108
16
14427
SH
SOLE
14427
0
0
PARKER HANNIFIN CORP
COM
701094104
1222
10505
SH
SOLE
10505
0
0
PAYCHEX INC
COM
704326107
538
11479
SH
SOLE
11479
0
0
PENTAIR PLC
SHS
G7S00T104
349
5070
SH
SOLE
5070
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
167
10305
SH
SOLE
10305
0
0
PEPSICO INC
COM
713448108
32172
344673
SH
SOLE
344673
0
0
PERRIGO CO PLC
SHS
G97822103
737
3990
SH
SOLE
3990
0
0
PFIZER INC
COM
717081103
37961
1132142
SH
SOLE
1132142
0
0
PG&E CORP
COM
69331C108
630
12823
SH
SOLE
12823
0
0
PHILIP MORRIS INTL INC
COM
718172109
28771
358877
SH
SOLE
358877
0
0
PHILLIPS 66
COM
718546104
1875
23279
SH
SOLE
23279
0
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
2402
33362
SH
SOLE
33362
0
0
PIMCO INCOME STRATEGY FUND I
COM
72201J104
836
85066
SH
SOLE
85066
0
0
PIONEER NAT RES CO
COM
723787107
582
4193
SH
SOLE
4193
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
7192
165060
SH
SOLE
165060
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
285
7015
SH
SOLE
7015
0
0
PNC FINL SVCS GROUP INC
COM
693475105
1479
15462
SH
SOLE
15462
0
0
POPULAR INC
COM NEW
733174700
280
9710
SH
SOLE
9710
0
0
POTASH CORP SASK INC
COM
73755L107
1778
57400
SH
SOLE
57400
0
0
PPG INDS INC
COM
693506107
1889
16462
SH
SOLE
16462
0
0
PPL CORP
COM
69351T106
620
21031
SH
SOLE
21031
0
0
PRAXAIR INC
COM
74005P104
1197
10016
SH
SOLE
10016
0
0
PRECISION CASTPARTS CORP
COM
740189105
829
4146
SH
SOLE
4146
0
0
PRICE T ROWE GROUP INC
COM
74144T108
561
7223
SH
SOLE
7223
0
0
PRICELINE GRP INC
COM NEW
741503403
2176
1890
SH
SOLE
1890
0
0
PRICELINE GRP INC
DEBT 1.000% 3/1
741503AQ9
1850
1400000
PRN
SOLE
1400000
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
1957
1750000
PRN
SOLE
1750000
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
21514
419459
SH
SOLE
419459
0
0
PROCTER & GAMBLE CO
COM
742718109
30720
392634
SH
SOLE
392634
0
0
PROGRESSIVE CORP OHIO
COM
743315103
410
14747
SH
SOLE
14747
0
0
PROLOGIS INC
COM
74340W103
621
16745
SH
SOLE
16745
0
0
PRUDENTIAL FINL INC
COM
744320102
1104
12619
SH
SOLE
12619
0
0
PUBLIC STORAGE
COM
74460D109
992
5382
SH
SOLE
5382
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
545
13871
SH
SOLE
13871
0
0
PVH CORP
COM
693656100
261
2268
SH
SOLE
2268
0
0
QUALCOMM INC
COM
747525103
23163
369846
SH
SOLE
369846
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
762
10503
SH
SOLE
10503
0
0
RALPH LAUREN CORP
CL A
751212101
235
1779
SH
SOLE
1779
0
0
RANGE RES CORP
COM
75281A109
363
7358
SH
SOLE
7358
0
0
RAYONIER TRS HLDGS INC
NOTE 4.500% 8/1
75508AAC0
1964
1750000
PRN
SOLE
1750000
0
0
RAYTHEON CO
COM NEW
755111507
24801
259213
SH
SOLE
259213
0
0
RED HAT INC
COM
756577102
387
5099
SH
SOLE
5099
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
1148
2250
SH
SOLE
2250
0
0
REGIONS FINL CORP NEW
COM
7591EP100
389
37570
SH
SOLE
37570
0
0
REPUBLIC SVCS INC
COM
760759100
338
8621
SH
SOLE
8621
0
0
RESOLUTE FST PRODS INC
COM
76117W109
670
59564
SH
SOLE
59564
0
0
REYNOLDS AMERICAN INC
COM
761713106
997
13351
SH
SOLE
13351
0
0
ROBERT HALF INTL INC
COM
770323103
200
3607
SH
SOLE
3607
0
0
ROCKWELL AUTOMATION INC
COM
773903109
22216
178240
SH
SOLE
178240
0
0
ROCKWELL COLLINS INC
COM
774341101
405
4383
SH
SOLE
4383
0
0
ROPER TECHNOLOGIES INC
COM
776696106
507
2938
SH
SOLE
2938
0
0
ROSS STORES INC
COM
778296103
551
11342
SH
SOLE
11342
0
0
RPM INTL INC
NOTE 2.250%12/1
749685AT0
3287
2850000
PRN
SOLE
2850000
0
0
SALESFORCE COM INC
COM
79466L302
1126
16178
SH
SOLE
16178
0
0
SALESFORCE COM INC
NOTE 0.250% 4/0
79466LAD6
1733
1425000
PRN
SOLE
1425000
0
0
SANDISK CORP
COM
80004C101
352
6048
SH
SOLE
6048
0
0
SANDISK CORP
NOTE 0.500%10/1
80004CAF8
1356
1400000
PRN
SOLE
1400000
0
0
SCHLUMBERGER LTD
COM
806857108
3837
44519
SH
SOLE
44519
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
1041
31886
SH
SOLE
31886
0
0
SEACOR HOLDINGS INC
COM
811904101
36
502
SH
SOLE
502
0
0
SEACOR HOLDINGS INC
NOTE 2.500%12/1
811904AM3
1464
1425000
PRN
SOLE
1425000
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
4421
93080
SH
SOLE
93080
0
0
SEALED AIR CORP NEW
COM
81211K100
280
5454
SH
SOLE
5454
0
0
SEMPRA ENERGY
COM
816851109
630
6371
SH
SOLE
6371
0
0
SHERWIN WILLIAMS CO
COM
824348106
648
2357
SH
SOLE
2357
0
0
SHUTTERFLY INC
COM
82568P304
230
4820
SH
SOLE
4820
0
0
SIGMA ALDRICH CORP
COM
826552101
482
3460
SH
SOLE
3460
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
1848
10681
SH
SOLE
10681
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
282
2710
SH
SOLE
2710
0
0
SLM CORP
COM
78442P106
227
23004
SH
SOLE
23004
0
0
SMUCKER J M CO
COM NEW
832696405
360
3325
SH
SOLE
3325
0
0
SNAP ON INC
COM
833034101
270
1697
SH
SOLE
1697
0
0
SOUTHERN CO
COM
842587107
3555
84851
SH
SOLE
84851
0
0
SOUTHWEST AIRLS CO
COM
844741108
620
18730
SH
SOLE
18730
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
230
10133
SH
SOLE
10133
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
46648
226613
SH
SOLE
226613
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
31989
117090
SH
SOLE
117090
0
0
SPDR SERIES TRUST
NUVN BRCLY MUNI
78464A458
880
37100
SH
SOLE
37100
0
0
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
4148
54429
SH
SOLE
54429
0
0
SPECTRA ENERGY CORP
COM
847560109
598
18355
SH
SOLE
18355
0
0
SPECTRA ENERGY PARTNERS LP
COM
84756N109
5771
125186
SH
SOLE
125186
0
0
ST JUDE MED INC
COM
790849103
563
7703
SH
SOLE
7703
0
0
STANLEY BLACK & DECKER INC
COM
854502101
511
4856
SH
SOLE
4856
0
0
STANLEY BLACK & DECKER INC
UNIT 11/17/20166
854502804
2708
22709
SH
SOLE
22709
0
0
STANLEY BLACK & DECKER INC
UNIT 99/99/9999
854502309
3770
26000
SH
SOLE
26000
0
0
STAPLES INC
COM
855030102
722
47170
SH
SOLE
47170
0
0
STARBUCKS CORP
COM
855244109
3234
60326
SH
SOLE
60326
0
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
399
4925
SH
SOLE
4925
0
0
STATE STR CORP
COM
857477103
886
11508
SH
SOLE
11508
0
0
STERICYCLE INC
COM
858912108
330
2462
SH
SOLE
2462
0
0
STRYKER CORP
COM
863667101
1567
16397
SH
SOLE
16397
0
0
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
3878
101971
SH
SOLE
101971
0
0
SUNTRUST BKS INC
COM
867914103
730
16969
SH
SOLE
16969
0
0
SUPERVALU INC
COM
868536103
119
14752
SH
SOLE
14752
0
0
SYMANTEC CORP
COM
871503108
482
20712
SH
SOLE
20712
0
0
SYSCO CORP
COM
871829107
26547
735384
SH
SOLE
735384
0
0
TARGET CORP
COM
87612E106
27631
338496
SH
SOLE
338496
0
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
1512
26531
SH
SOLE
26531
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
718
11170
SH
SOLE
11170
0
0
TEGNA INC
COM
87901J105
578
15548
SH
SOLE
15548
0
0
TESORO CORP
COM
881609101
291
3450
SH
SOLE
3450
0
0
TEXAS INSTRS INC
COM
882508104
22522
437229
SH
SOLE
437229
0
0
TEXTRON INC
COM
883203101
334
7489
SH
SOLE
7489
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1639
12628
SH
SOLE
12628
0
0
TIFFANY & CO NEW
COM
886547108
282
3077
SH
SOLE
3077
0
0
TIME WARNER CABLE INC
COM
88732J207
1531
8593
SH
SOLE
8593
0
0
TIME WARNER INC
COM NEW
887317303
2686
30729
SH
SOLE
30729
0
0
TJX COS INC NEW
COM
872540109
1546
23364
SH
SOLE
23364
0
0
TOLL BROS FIN CORP
NOTE 0.500% 9/1
88947EAM2
1511
1450000
PRN
SOLE
1450000
0
0
TORCHMARK CORP
COM
891027104
207
3558
SH
SOLE
3558
0
0
TRACTOR SUPPLY CO
COM
892356106
318
3540
SH
SOLE
3540
0
0
TRAVELERS COMPANIES INC
COM
89417E109
1394
14420
SH
SOLE
14420
0
0
TRIPADVISOR INC
COM
896945201
518
5950
SH
SOLE
5950
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
2012
61817
SH
SOLE
61817
0
0
TYCO INTL PLC
SHS
G91442106
474
12309
SH
SOLE
12309
0
0
TYSON FOODS INC
CL A
902494103
338
7922
SH
SOLE
7922
0
0
UNDER ARMOUR INC
CL A
904311107
350
4200
SH
SOLE
4200
0
0
UNION PAC CORP
COM
907818108
4328
45386
SH
SOLE
45386
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
29118
300464
SH
SOLE
300464
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
24839
223920
SH
SOLE
223920
0
0
UNITED TECHNOLOGIES CORP
UNIT 06/01/2015
913017117
2269
39591
SH
SOLE
39591
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
4772
39115
SH
SOLE
39115
0
0
UNUM GROUP
COM
91529Y106
247
6900
SH
SOLE
6900
0
0
US BANCORP DEL
COM NEW
902973304
3494
80509
SH
SOLE
80509
0
0
V F CORP
COM
918204108
661
9472
SH
SOLE
9472
0
0
VALE S A
ADR REPSTG PFD
91912E204
1495
295982
SH
SOLE
295982
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
956
15276
SH
SOLE
15276
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
599
7466
SH
SOLE
7466
0
0
VARIAN MED SYS INC
COM
92220P105
286
3391
SH
SOLE
3391
0
0
VENTAS INC
COM
92276F100
583
9395
SH
SOLE
9395
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
35682
765552
SH
SOLE
765552
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
804
6510
SH
SOLE
6510
0
0
VIACOM INC NEW
CL B
92553P201
1428
22087
SH
SOLE
22087
0
0
VISA INC
COM CL A
92826C839
4069
60590
SH
SOLE
60590
0
0
VORNADO RLTY TR
SH BEN INT
929042109
558
5880
SH
SOLE
5880
0
0
VULCAN MATLS CO
COM
929160109
304
3619
SH
SOLE
3619
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
2043
24197
SH
SOLE
24197
0
0
WAL-MART STORES INC
COM
931142103
29160
411103
SH
SOLE
411103
0
0
WASTE MGMT INC DEL
COM
94106L109
25837
557423
SH
SOLE
557423
0
0
WATERS CORP
COM
941848103
295
2298
SH
SOLE
2298
0
0
WEC ENERGY GROUP INC
COM
92939U106
1461
32491
SH
SOLE
32491
0
0
WELLPOINT INC
NOTE 2.750%10/1
94973VBG1
4513
2050000
PRN
SOLE
2050000
0
0
WELLS FARGO & CO NEW
COM
949746101
13978
248534
SH
SOLE
248534
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
1998
1700
SH
SOLE
1700
0
0
WESTERN DIGITAL CORP
COM
958102105
609
7764
SH
SOLE
7764
0
0
WESTERN GAS EQUITY PARTNERS
COMUNT LTD PT
95825R103
5468
91140
SH
SOLE
91140
0
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
3445
54364
SH
SOLE
54364
0
0
WESTERN UN CO
COM
959802109
293
14399
SH
SOLE
14399
0
0
WEYERHAEUSER CO
COM
962166104
4676
148438
SH
SOLE
148438
0
0
WHIRLPOOL CORP
COM
963320106
830
4796
SH
SOLE
4796
0
0
WHITEWAVE FOODS CO
COM
966244105
400
8188
SH
SOLE
8188
0
0
WHOLE FOODS MKT INC
COM
966837106
385
9770
SH
SOLE
9770
0
0
WILLIAMS COS INC DEL
COM
969457100
1084
18881
SH
SOLE
18881
0
0
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
6484
133884
SH
SOLE
133884
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
276
3373
SH
SOLE
3373
0
0
WYNN RESORTS LTD
COM
983134107
237
2398
SH
SOLE
2398
0
0
XCEL ENERGY INC
COM
98389B100
442
13727
SH
SOLE
13727
0
0
XEROX CORP
COM
984121103
529
49684
SH
SOLE
49684
0
0
XILINX INC
COM
983919101
377
8539
SH
SOLE
8539
0
0
XILINX INC
NOTE 2.625% 6/1
983919AF8
2785
1800000
PRN
SOLE
1800000
0
0
XL GROUP PLC
SHS
G98290102
289
7767
SH
SOLE
7767
0
0
XYLEM INC
COM
98419M100
218
5878
SH
SOLE
5878
0
0
YAHOO INC
COM
984332106
977
24874
SH
SOLE
24874
0
0
YAHOO INC
NOTE 12/0
984332AF3
1592
1550000
PRN
SOLE
1550000
0
0
YUM BRANDS INC
COM
988498101
3802
42202
SH
SOLE
42202
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
529
4846
SH
SOLE
4846
0
0
ZOETIS INC
CL A
98978V103
642
13308
SH
SOLE
13308
0
0