SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
YARMUTH WILLIAM B

(Last) (First) (Middle)
9510 ORMSBY STATION ROAD
SUITE 300

(Street)
LOUISVILLE KY 40223

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALMOST FAMILY INC [ AFAM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO
3. Date of Earliest Transaction (Month/Day/Year)
01/21/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 384,283 D
Common Stock (11) 01/21/2014 S 5,000 (14) D $31.86 (15) 83,387 (1) I See Footnote #1 (1)
Common Stock (11) 01/22/2014 S 5,000 (14) D $31.59 (15) 78,387 (1) I See Footnote #1
Common Stock (11) 01/23/2014 S 5,000 (14) D $30.35 (15) 73,387 (1) I See Footnote #1
Common Stock 5,924 (2) I By self as CO-TTEE for Irrevocable Trust
Common Stock 51,205 (13) I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy) (6) $20.89 (12) 02/28/2023 Common Stock 23,600 23,600 D
Option (right to buy) (6) $24.16 (10) 02/26/2022 Common Stock 18,600 18,600 D
Option (right to buy) (4) $19.4 (3) 02/11/2017 Common Stock 30,000 30,000 D
Option (right to buy) (6) $22.18 (5) 03/06/2018 Common Stock 20,000 20,000 D
Option (right to buy) (6) $33.27 (7) 02/08/2019 Common Stock 10,400 10,400 D
Option (right to buy) (6) $40.13 (8) 12/13/2019 Common Stock 9,000 9,000 D
Option (right to buy) (6) $36.69 (9) 03/10/2021 Common Stock 13,000 13,000 D
Option (right to buy) (4) $19.4 (3) 02/11/2017 Common Stock 2,000 2,000 I By Spouse (13)
Option (right to buy) (6) $22.18 (5) 03/06/2018 Common Stock 2,000 2,000 I By Spouse (13)
Option (right to buy) (6) $33.27 (7) 02/08/2019 Common Stock 800 800 I By Spouse (13)
Option (right to buy) (6) $40.13 (8) 12/13/2019 Common Stock 500 500 I By Spouse (13)
Otion (right to buy) (6) $36.69 (9) 03/10/2021 Common Stock 700 700 I By Spouse (13)
Explanation of Responses:
1. Held by WBY Investments Limited Partnership, LLLP, a family limited partnership of which the reporting person is the sole general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
2. 5924 shares consist of 2 individual trusts FBO J.J. Yarmuth and Jacob J. Yarmuth.
3. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 12, 2007.
4. Granted pursuant to the Amended and Restated 2000 Stock Option Plan.
5. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 7, 2008.
6. Granted pursuant to the 2007 Stock & Incentive Compensation Plan.
7. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 9, 2009.
8. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, December 14, 2009.
9. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 11, 2011.
10. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 27, 2012.
11. Mr. Yarmuth may also be deemed to be the indirect beneficial owner of 5,000 shares of common stock held in the William B. Yarmuth Family Foundation, Inc., a charitable 501(c)(3) entity. As a tax-exempt organization, no part of the foundation's income can inure to the benefit of a private individual; therefore, Mr. Yarmuth does not have a pecuniary interest in the foundation's shares and he disclaims any such pecuniary beneficial ownership for purposes of the reporting requirements under Section 16 of the Securities Exchange Act of 1934.
12. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 1, 2013.
13. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
14. These shares were sold pursuant to a written non-discretionary Rule 10b5-1 sales plan dated December 31, 2013.
15. Weighted average sale price reported. On 1/21/14, these shares were sold within a range of $31.21 and $32.71. On 1/22/14, these shares were sold within a range of $31.25 and $32.79. On 1/23/14, these shares were sold within a range of $30.17 and $30.72. The reporting person will provide upon request by the Commission Staff, the issuer, or security holder, full information regarding the number of shares sold at each separate price.
/s/ William B. Yarmuth 01/23/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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