SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

CONNELL HOPE HOLDING

(Last)

(First)

(Middle)

4300 SIX FORKS ROAD

(Street)

RALEIGH

27609

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
FIRST CITIZENS BANCSHARES INC /DE/ [ FCNCA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Vice Chairman

3. Date of Earliest Transaction (Month/Day/Year)
04/05/2012

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock								121,256	D
Class A Common Stock								5,320	I	As beneficiary of Trust
Class A Common Stock								1,280	I⁽³⁾	As Trustee for John H. Connell Irreovcable Trust
Class A Common Stock								407	I⁽³⁾	As Trustee for Michael Collier Connell Trust
Class A Common Stock								891	I⁽¹⁾	As Custodian for Elliot
Class A Common Stock								330	I⁽¹⁾	As custodian for John Patrick
Class A Common Stock								1,390	I⁽¹⁾	John Connell as Custodian for Hewlette
Class A Common Stock								1,290	I⁽¹⁾	John Connell as Custodian for John Patrick
Class A Common Stock								18,845	I⁽²⁾	By Yadkin Valley Company and subsidiary
Class A Common Stock								627	I⁽²⁾	By E&F Properties, Inc.
Class A Common Stock								8,214	I⁽²⁾	By Twin States Farming, Inc.
Class A Common Stock								146,699	I⁽²⁾	By Southern BancShares (N.C.), Inc. and subsidiary
Class B Common Stock	01/09/2013		G	V	168	A	$0.00	100,828	D
Class B Common Stock								1,225	I	As beneficiary of Trust
Class B Common Stock								309	I⁽³⁾	As Trustee for the Michael Collier Connell Trust
Class B Common Stock	04/05/2012		G	V	6,250	D	$0.00	1,583	I⁽¹⁾	As custodian for Hewlette Connell
Class B Common Stock	01/02/2013		G	V	168	A	$0.00	1,751	I⁽¹⁾	As custodian for Hewlette Connell
Class B Common Stock	04/05/2012		G	V	6,250	A	$0.00	6,250	I⁽¹⁾	Hewlette Collier Connell
Class B Common Stock	01/02/2013		G	V	168	A	$0.00	6,751	I⁽¹⁾	As custodian for John Patrick
Class B Common Stock	01/02/2013		G	V	168	A	$0.00	6,950	I⁽¹⁾	As custodian for Elliot
Class B Common Stock								323	I⁽¹⁾	John Connell as custodian for Hewlette
Class B Common Stock								323	I⁽¹⁾	John Connell as custodian for John Patrick
Class B Common Stock								100	I⁽¹⁾	John Connell as custodian for Elliot
Class B Common Stock								1,900	I⁽²⁾	By Yadkin Valley Company and subsidiary
Class B Common Stock								200	I⁽²⁾	By E&F Properties, Inc.
Class B Common Stock								1,355	I⁽²⁾	By Twin States Farming, Inc.
Class B Common Stock								22,619	I⁽²⁾	By Southern BancShares (N.C.), Inc. and subsidiary

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

2. The reporting person is a director, officer and/or shareholder of the companies that own these shares, but she disclaims beneficial ownership of the listed shares except to the extent of her pecuniary interest therein, if any.

3. These shares are held by the reporting person as an uncompensated trustee of trusts of which the beneficiaries are not members of her immediate family. As a result, the reporting person has no pecuniary or other reportable interest in the shares and they will not be included in her future reports.

	Hope Holding Connell, By: William R. Lathan, Jr., Attorney-in-fact	01/18/2013
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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