0001140361-16-064824.txt : 20160512 0001140361-16-064824.hdr.sgml : 20160512 20160512160845 ACCESSION NUMBER: 0001140361-16-064824 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160510 FILED AS OF DATE: 20160512 DATE AS OF CHANGE: 20160512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCCIDENTAL PETROLEUM CORP /DE/ CENTRAL INDEX KEY: 0000797468 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 954035997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 GREENWAY PLAZA STREET 2: SUITE 110 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7132157000 MAIL ADDRESS: STREET 1: 5 GREENWAY PLAZA STREET 2: SUITE 110 CITY: HOUSTON STATE: TX ZIP: 77046 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAZEN STEPHEN I CENTRAL INDEX KEY: 0001026545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09210 FILM NUMBER: 161643778 MAIL ADDRESS: STREET 1: 1700 E. PUTNAM AVE STREET 2: SUITE 500 CITY: OLD GREENWICH STATE: CT ZIP: 06870 4 1 doc1.xml FORM 4 X0306 4 2016-05-10 0 0000797468 OCCIDENTAL PETROLEUM CORP /DE/ OXY 0001026545 CHAZEN STEPHEN I OCCIDENTAL PETROLEUM CORPORATION 5 GREENWAY PLAZA, STE. 110 HOUSTON TX 77046 1 0 0 0 Common Stock 2016-05-10 5 G 0 35000 0 D 1802619 D Common Stock 2016-05-10 4 S 0 2500 76.12 D 1800119 D Common Stock 2016-05-12 4 S 0 2500 76.36 D 1797619 D Common Stock 14160 I By OPC Savings Plan The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Chazen on October 30, 2015 in order to satisfy personal charitable contributions and commitments for 2016. Under the terms of the plan, Mr. Chazen may sell up to 250,000 shares of Occidental Petroleum Corporation's common stock in a non-discretionary manner on a ratable, bi-weekly basis over a one-year period, beginning December 1, 2015. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.86 to $76.43, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.21 to $76.49, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4. Based on a plan statement dated April 29, 2016. /s/ Kelly A. Gaide, Attorney-in-Fact for Stephen I. Chazen 2016-05-12