0000797468-12-000089.txt : 20121109
0000797468-12-000089.hdr.sgml : 20121109
20121109141047
ACCESSION NUMBER: 0000797468-12-000089
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121109
DATE AS OF CHANGE: 20121109
EFFECTIVENESS DATE: 20121109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OCCIDENTAL PETROLEUM CORP /DE/
CENTRAL INDEX KEY: 0000797468
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 954035997
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10313
FILM NUMBER: 121192989
BUSINESS ADDRESS:
STREET 1: 10889 WILSHIRE BLVD
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: 3102088800
MAIL ADDRESS:
STREET 1: 10889 WILSHIRE BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
13F-HR
1
form13fhr-20120930.txt
FORM 13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Occidental Petroleum Corporation
Address: 10889 Wilshire Boulevard
Los Angeles, California 90024
Form 13F File Number: 28-10313
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: John C. Ale
Vice President and General Counsel
Occidental Petroleum Corporation
Phone: (310) 208-8800
Signature, Place, and Date of Signing:
/s/ JOHN C. ALE Los Angeles, California November 9, 2012
--------------------------- ----------------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 2
Form 13F Information Table Value Total: $2,141
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. 13F File Number Name
1 28-13910 Phibro Trading LLC
2 28-13909 Oxy Energy Services Inc.
3 28-13908 Occidental Petroleum Investment Co.
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------- -------------- --------- -------- ---------------- -------------- -------- --------------------
VOTING AUTHORITY
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
---------------------------- -------------- --------- -------- ------- --- ---- -------------- -------- ------ ------ ------
CME GROUP INC COM 12572Q105 1719 30000 SH SHARED-DEFINED 1,2,3 30000
INTERCONTINENTALEXCHANGE INC COM 45865V100 422 3162 SH SHARED-DEFINED 1,2,3 3162