0000796505-22-000026.txt : 20220810 0000796505-22-000026.hdr.sgml : 20220810 20220810182005 ACCESSION NUMBER: 0000796505-22-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220808 FILED AS OF DATE: 20220810 DATE AS OF CHANGE: 20220810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERZOG DANIEL R CENTRAL INDEX KEY: 0001262286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16106 FILM NUMBER: 221153074 MAIL ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Clearfield, Inc. CENTRAL INDEX KEY: 0000796505 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 411347235 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 BUSINESS PHONE: 763-476-6866 MAIL ADDRESS: STREET 1: 7050 WINNETKA AVE. N. STREET 2: SUITE 100 CITY: BROOKLYN PARK STATE: MN ZIP: 55428 FORMER COMPANY: FORMER CONFORMED NAME: APA Enterprises, Inc. DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: APA OPTICS INC /MN/ DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-08-08 0 0000796505 Clearfield, Inc. CLFD 0001262286 HERZOG DANIEL R 7050 WINNETKA AVE. N. SUITE 100 BROOKLYN PARK MN 55428 0 1 0 0 Chief Financial Officer Common Stock 2022-08-08 4 M 0 10000 12.17 A 50072 D Common Stock 2022-08-08 4 F 0 5466 112.38 D 44606 D Common Stock 2022-08-09 4 S 0 4534 113.56 D 40072 D Employee Stock Option (Right to buy) 12.17 2022-08-08 4 M 0 10000 0 D 2019-11-14 2022-11-14 Common Stock 10000 29632 D Exercised as options were set to expire on 11/14/2022 The stock option exercised vested in 1/3rd increments beginning 11/14/2019 through 11/14/2021. Taylor Keup by Power of Attorney for Daniel Herzog 2022-08-10