0000796343-19-000042.txt : 20190128 0000796343-19-000042.hdr.sgml : 20190128 20190128165110 ACCESSION NUMBER: 0000796343-19-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190124 FILED AS OF DATE: 20190128 DATE AS OF CHANGE: 20190128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON MATTHEW CENTRAL INDEX KEY: 0001267573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15175 FILM NUMBER: 19546088 MAIL ADDRESS: STREET 1: 20450 STEVENS CREEK BOULEVARD, SUITE 800 STREET 2: C/O BORLAND SOFTWARE CORP CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADOBE INC. CENTRAL INDEX KEY: 0000796343 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770019522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: SAN JOSE STATE: CA ZIP: 95110-2704 BUSINESS PHONE: 4085366000 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110-2704 FORMER COMPANY: FORMER CONFORMED NAME: ADOBE SYSTEMS INC DATE OF NAME CHANGE: 19940208 4 1 wf-form4_154871225389068.xml FORM 4 X0306 4 2019-01-24 0 0000796343 ADOBE INC. ADBE 0001267573 THOMPSON MATTHEW ADOBE INC. 345 PARK AVENUE SAN JOSE CA 95110 0 1 0 0 EVP WW Field Operations Common Stock 2019-01-24 4 M 0 57150 0 A 107290 I Trust Common Stock 2019-01-24 4 F 0 28334 242.56 D 78956 I Trust Common Stock 2019-01-24 4 M 0 9525 0 A 88481 I Trust Common Stock 2019-01-24 4 F 0 4122 242.56 D 84359 I Trust Common Stock 2019-01-24 4 M 0 9443 0 A 93802 I Trust Common Stock 2019-01-24 4 F 0 4681 242.56 D 89121 I Trust Common Stock 2019-01-24 4 M 0 5114 0 A 94235 I Trust Common Stock 2019-01-24 4 F 0 2535 242.56 D 91700 I Trust Common Stock 2019-01-25 4 S 0 3499 243.9068 D 88201 I Trust Common Stock 2019-01-25 4 S 0 25226 245.2146 D 62975 I Trust Common Stock 2019-01-25 4 S 0 12275 245.8158 D 50700 I Trust Common Stock 2019-01-28 4 S 0 560 241.6132 D 50140 I Trust Performance Shares 0.0 2019-01-24 4 M 0 57150 0 D Common Stock 57150.0 0 D Restricted Stock Units 0.0 2019-01-24 4 M 0 9525 0 D Common Stock 9525.0 0 D Restricted Stock Units 0.0 2019-01-24 4 M 0 9443 0 D Common Stock 9443.0 9443 D Restricted Stock Units 0.0 2019-01-24 4 M 0 5114 0 D Common Stock 5114.0 10226 D Performance Shares 0.0 2019-01-24 5 A 0 E 22688 0 A Common Stock 22688.0 22688 D Restricted Stock Units 0.0 2019-01-24 4 A 0 11344 0 A Common Stock 11344.0 11344 D Shares held by The Thompson Living Trust u/a dtd 08/28/1997 of which the reporting person is a trustee. Shares surrendered to pay tax liability due at vesting. This transaction was executed in multiple trades at prices ranging from $243.52 to $244.38. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. This transaction was executed in multiple trades at prices ranging from $244.58 to $245.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. This transaction was executed in multiple trades at prices ranging from $245.60 to $246.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. This transaction was executed in multiple trades at prices ranging from $241.52 to $241.71. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2016 vesting commencement date. Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date. Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date. Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date. Represents 200% of the target payout (the maximum number of Performance Shares that will be earned, if at all) following the three-year performance period. The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2019 vesting commencement date if the performance goal is achieved. Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter. /s/ Allison Blais, as attorney-in-fact 2019-01-28